In the Matter of ConnectAJet.com, Inc.; Order of Suspension of Trading, 56396 [07-4916]
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56396
Federal Register / Vol. 72, No. 191 / Wednesday, October 3, 2007 / Notices
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–19538 Filed 10–2–07; 8:45 am]
Future Relief
1. Applicants seek to amend the Prior
Order to modify the terms under which
the Trust may offer Future Funds. The
Prior Order is currently subject to a
condition that does not permit relief for
Future Funds unless applicants request
and receive with respect to such Future
Fund, either exemptive relief from the
Commission or a no-action letter from
the Division of Investment Management
of the Commission.
2. The order would amend the Prior
Order to delete this condition. Any
Future Fund will: (a) Be advised by the
Adviser, or an entity controlled by or
under common control with the
Adviser; (b) use an Underlying Index
where the Underlying Index Provider is
not an affiliated person, as defined in
section 2(a)(3) of the Act, or an affiliated
person of an affiliated person, of the
Trust, a promoter, the Adviser, any SubAdviser, or the Distributor; and (c)
comply with the terms and conditions
of the Prior Order, as amended by the
present application.
3. Applicants believe that the
modification of the future relief
available under the Prior Order would
be consistent with sections 6(c) and
17(b) of the Act. Applicants believe that
granting the requested relief will
facilitate the timely creation of Future
Funds and the commencement of
secondary market trading of such Future
Funds by removing the need to seek
additional exemptive relief. Applicants
submit that the terms and conditions of
the Prior Order were appropriate for the
Initial Funds and would remain
appropriate for Future Funds.
rwilkins on PROD1PC63 with NOTICES
4. Applicants state that the New
Funds will operate in a manner
identical to the Initial Funds that were
the subject of the Prior Order, and be
offered pursuant to the same terms and
conditions of the Prior Order, except as
modified by this application. No entity
that creates, compiles, sponsors, or
maintains an Underlying Index (the
‘‘Underlying Index Provider’’) is or will
be an affiliated person, as defined in
section 2(a)(3) of the Act, or an affiliated
person of an affiliated person, of the
Trust, a promoter, the Adviser, any SubAdviser, or the Distributor. Applicants
believe that the requested relief
continues to meet the necessary
exemptive standards.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of China
Expert Technology, Inc. (‘‘China
Expert’’) because of questions regarding
the adequacy and accuracy of publiclydisseminated information concerning,
among other things, China Expert’s: (1)
Financial performance and business
prospects and (2) current financial
condition.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
section 12(k) of the Securities Exchange
Act of 1934, that trading in the abovelisted company is suspended for the
period from 9:30 a.m. EDT, October 1,
2007 through 11:59 p.m. EDT, on
October 12, 2007.
Applicants’ Condition
Applicants agree that any amended
order granting the requested relief will
be subject to the same conditions as
those imposed by the Prior Order,
except for condition 1 to the Prior
Order, which will be deleted.
VerDate Aug<31>2005
18:31 Oct 02, 2007
Jkt 211001
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
In the Matter of China Expert
Technology, Inc.; Order of Suspension
of Trading
October 1, 2007.
By the Commission.
Nancy M. Morris,
Secretary.
[FR Doc. 07–4915 Filed 10–1–07; 11:45 am]
BILLING CODE 8011–01–P
[File No. 500–1]
In the Matter of ConnectAJet.com, Inc.;
Order of Suspension of Trading
October 1, 2007.
It appears to the Securities and
Exchange Commission that the market
for the securities of ConnectAJet.com,
Inc. (‘‘ConnectAJet’’) may be reacting to
manipulative forces or deceptive
practices and that there is a lack of
current and accurate information about
ConnectAJet upon which an informed
investment decision can be made. It also
appears that there may be inaccurate
assertions by ConnectAJet in publicly-
Frm 00066
Fmt 4703
By the Commission.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. 07–4916 Filed 10–1–07; 11:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–56567; File No. SR–Amex–
2007–96]
Self-Regulatory Organizations;
American Stock Exchange LLC; Order
Granting Accelerated Approval to a
Proposed Rule Change, as Modified by
Amendment No. 1, Relating to an
Extension and Expansion of the
Options Quoting Pilot Program
September 27, 2007.
I. Introduction
SECURITIES AND EXCHANGE
COMMISSION
PO 00000
disseminated press releases and on
ConnectAJet’s Web site about, among
other things, the existence of the
company’s partnerships and affiliations
with aviation companies.
ConnectAJet was quoted on the Pink
Sheet under the ticker symbol CAJT.
Recently, there have been
advertisements in newspapers and on
television, information mailers, spam emails and a blast fax touting the
company’s shares.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
section 12(k) of the Securities Exchange
Act of 1934, that trading in the abovelisted company is suspended for the
period from 9:30 a.m. EDT, October 1,
2007 through 11:59 p.m. EDT, on
October 12, 2007.
Sfmt 4703
On August 21, 2007, the American
Stock Exchange LLC (‘‘Amex’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’),1 and Rule 19b–4
thereunder,2 a proposed rule change to
extend and expand a pilot program to
quote certain options in smaller
increments (‘‘Pilot Program’’ or ‘‘Pilot’’).
The proposed rule change was
published for comment in the Federal
Register on August 29, 2007.3 The
Commission received one comment
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 56307
(August 22, 2007), 72 FR 49750 (‘‘Amex Notice’’).
2 17
E:\FR\FM\03OCN1.SGM
03OCN1
Agencies
[Federal Register Volume 72, Number 191 (Wednesday, October 3, 2007)]
[Notices]
[Page 56396]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 07-4916]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
In the Matter of ConnectAJet.com, Inc.; Order of Suspension of
Trading
October 1, 2007.
It appears to the Securities and Exchange Commission that the
market for the securities of ConnectAJet.com, Inc. (``ConnectAJet'')
may be reacting to manipulative forces or deceptive practices and that
there is a lack of current and accurate information about ConnectAJet
upon which an informed investment decision can be made. It also appears
that there may be inaccurate assertions by ConnectAJet in publicly-
disseminated press releases and on ConnectAJet's Web site about, among
other things, the existence of the company's partnerships and
affiliations with aviation companies.
ConnectAJet was quoted on the Pink Sheet under the ticker symbol
CAJT. Recently, there have been advertisements in newspapers and on
television, information mailers, spam e-mails and a blast fax touting
the company's shares.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company.
Therefore, it is ordered, pursuant to section 12(k) of the
Securities Exchange Act of 1934, that trading in the above-listed
company is suspended for the period from 9:30 a.m. EDT, October 1, 2007
through 11:59 p.m. EDT, on October 12, 2007.
By the Commission.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. 07-4916 Filed 10-1-07; 11:45 am]
BILLING CODE 8011-01-P