Federal Motor Vehicle Safety Standards; Tire Pressure Monitoring Systems, 38017-38025 [07-3382]
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Federal Register / Vol. 72, No. 133 / Thursday, July 12, 2007 / Rules and Regulations
Marie or his on-scene representative to
obtain permission to do so. Vessel
operators given permission to enter or
operate in the safety zone must comply
with all directions given to them by the
Captain of the Port Sault Ste Marie or
his on-scene representative.
Dated: June 25, 2007.
L.W. Hewett,
Commander, U.S. Coast Guard, Alternate
Captain of the Port Sault Ste Marie.
[FR Doc. E7–13504 Filed 7–11–07; 8:45 am]
BILLING CODE 4910–15–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 571
[Docket No. NHTSA 2007–28694, Notice 1]
RIN 2127–AJ90
Federal Motor Vehicle Safety
Standards; Tire Pressure Monitoring
Systems
National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Final rule; partial response to
petitions for reconsideration.
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AGENCY:
SUMMARY: This document responds in
part to petitions for reconsideration of
our statutorily-mandated rulemaking
establishing a new Federal motor
vehicle safety standard (FMVSS)
requiring installation in new light
vehicles of a tire pressure monitoring
system (TPMS) capable of detecting
when one or more of a vehicle’s tires is
significantly under-inflated. We
established the standard in a final rule
published in April 2005. We responded
to petitions for reconsideration of that
final rule in a final rule published in
September 2005. This final rule
responds to the petition for
reconsideration of our September 2005
final rule submitted by the Alliance of
Automobile Manufacturers, which
raised a number of technical issues
pertaining to the combined low tire
pressure/TPMS malfunction indicator
lamp. (The agency will respond
subsequently in a separate notice to a
second petition for reconsideration
submitted by ETV Corporation Pty
Limited.) We are granting the Alliance’s
petition, and through this document, we
are amending the standard accordingly.
We anticipate that today’s amendments,
which are of a minor technical nature,
will not necessitate redesign of current
TPMSs nor appreciably change the costs
of compliance with the safety standard.
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I. Summary of Decision
This document responds to a petition
for reconsideration submitted by the
Alliance of Automobile Manufacturers
(Alliance) related to our rulemaking
establishing FMVSS No. 138, Tire
Pressure Monitoring Systems, which
was adopted in a final rule published in
the Federal Register on April 8, 2005.1
The petitioner sought further
amendments to the standard pertaining
to matters that it deemed either to be
insufficiently addressed by or newly
arising from our September 2005 final
rule 2 responding to petitions for
reconsideration of the April 2005 final
rule. Specifically, the petitioner
requested changes to the specifications
for the TPMS malfunction warning
provided by a combined low tire
pressure/TPMS malfunction warning
telltale (see section IV of this document
for a complete discussion of issues
raised in the petition and their
resolution). We have decided to grant
the petition for the reasons below. (We
further note that a second petition for
reconsideration was submitted by ETV
Corporation Pty Limited (ETV), in
response to which the agency is
currently analyzing additional data. In
order to prevent unnecessary delay in
responding to the separate and distinct
requests for amendment set forth in the
Alliance’s petition, we have decided to
bifurcate our response to this latest
round of petitions for reconsideration of
the TPMS rulemaking. Accordingly, we
have decided to respond to the ETV
petition subsequently, as part of a
separate document.)
After careful consideration of the
Alliance’s request and available data,
the agency has decided to amend
FMVSS No. 138 in response to one
technical matter raised in this latest
round of petitions for reconsideration,
which involves the standard’s
requirements and test procedures
related to operation of the combined
low tire pressure/TPMS malfunction
indicator lamp (MIL) telltale.
Specifically, we have decided to retain
the requirement for the system to detect
a system malfunction and to initiate a
60–90 second flashing sequence by the
combined TPMS telltale (followed by
continuous illumination) within 20
minutes of occurrence of that
malfunction. However, we are amending
the standard to provide that if the TPMS
subsequently encounters additional,
separate malfunctions, the TPMS may
(but is not required to) initiate another
flashing sequence for each distinct
malfunction condition.
As a related matter, we are amending
the standard’s test procedures to
provide that only one malfunction will
be simulated during each malfunction
detection test (i.e., one per ignition
cycle). Under the standard, the agency
may still test for more than one
malfunction, although each additional
malfunction would be simulated in a
1 70 FR 18136 (April 8, 2005) (Docket No.
NHTSA–2005–20586–1).
2 70 FR 53079 (Sept. 7, 2005) (Docket No.
NHTSA–2005–22251–1).
Effective Date: The amendments
made in this final rule are effective
August 13, 2007. Voluntary compliance
is permitted immediately.
Petitions for Reconsideration: If you
wish to submit a petition for
reconsideration for this rule, your
petition must be received by August 27,
2007. The agency will not consider
redundant petitions.
ADDRESSES: Petitions for reconsideration
should refer to the docket number above
and be submitted to: Administrator,
National Highway Traffic Safety
Administration, 1200 New Jersey
Avenue, SE., West Building, 4th Floor,
Washington, DC 20590.
See the SUPPLEMENTARY INFORMATION
portion of this document (Section VI;
Rulemaking Analyses and Notices) for
DOT’s Privacy Act Statement regarding
documents submitted to the agency’s
dockets.
FOR FURTHER INFORMATION CONTACT: For
non-legal issues, you may call Mr.
George Soodoo or Mr. Samuel Daniel,
Office of Crash Avoidance Standards
(Telephone: 202–366–2720) (Fax: 202–
366–4329).
For legal issues, you may call Ms.
Rebecca Schade, Office of Chief Counsel
(Telephone: 202–366–2992) (Fax: 202–
366–3820).
You may send mail to these officials
at the National Highway Traffic Safety
Administration, U.S. Department of
Transportation, 1200 New Jersey
Avenue, SE., West Building, 4th Floor,
Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
DATES:
Table of Contents
I. Summary of Decision
II. Background
A. The TREAD Act
B. Rulemaking History Prior to the April
2005 Final Rule
C. The April 2005 Final Rule
D. The September 2005 Final Rule;
Response to Petitions for
Reconsideration
III. New Petitions for Reconsideration
IV. Discussion and Analysis—TPMS
Malfunction Indicator Lamp Telltale
Requirements
V. Benefits and Costs
VI. Rulemaking Analyses and Notices
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separate test during a different ignition
cycle, rather than simulating multiple
TPMS malfunctions simultaneously
during the same ignition cycle.
Effective Date
In light of the fact that the phase-in
for FMVSS No. 138 commenced on
October 5, 2005, we find that there is
good cause to make these amendments
effective 30 days after publication. The
changes resulting from this final rule
responding to the Alliance’s petition for
reconsideration generally involve
requested technical modifications and
clarifications to the standard. We
believe that vehicle manufacturers and
other interested stakeholders would
benefit from rapid implementation of
these amendments. We note, however,
that vehicle manufacturers may
voluntarily comply with the
requirements of this final rule
immediately.
II. Background
A. The TREAD Act
Congress enacted the Transportation
Recall Enhancement, Accountability,
and Documentation (TREAD) Act of
2000 3 on November 1, 2000. Section 13
of that Act 4 required the Secretary of
Transportation, within one year of the
statute’s enactment, to complete a
rulemaking ‘‘to require a warning
system in new motor vehicles to
indicate to the operator when a tire is
significantly under inflated.’’ Section 13
also required the regulation to take
effect within two years of the
completion of the rulemaking.
Responsibility for this rulemaking was
delegated to NHTSA.
B. Rulemaking History Prior to the April
2005 Final Rule
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Since passage of the TREAD Act,
FMVSS No. 138 has had a protracted
regulatory history. In summary, the
agency published a notice of proposed
rulemaking (NPRM) 5 on July 26, 2001,
which was followed by a final rule 6
published on June 5, 2002.
After issuance of the June 2002 final
rule, Public Citizen, Inc., New York
Public Interest Research Group, and the
Center for Auto Safety filed a lawsuit
challenging certain aspects of the TPMS
regulation. The Court of Appeals for the
Second Circuit (Second Circuit) issued
its opinion in Public Citizen, Inc. v.
3 Pub.
L. 106–414, 114 Stat. 1800 (2000).
49 U.S.C. 30123 note (2003).
5 66 FR 38982 (July 26, 2001) (Docket No.
NHTSA–2000–8572–30).
6 67 FR 38704 (June 5, 2002) (Docket No.
NHTSA–2000–8572–219).
4 See
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Mineta 7 on August 6, 2003, holding that
the TREAD Act unambiguously
mandates TPMSs capable of monitoring
each tire up to a total of four tires. The
Court’s decision effectively precluded
the one-tire, 30-percent under-inflation
detection option in the June 5, 2002
final rule, or any similar option for a
system that cannot detect underinflation in any combination of tires up
to four tires.
We note, however, that the Second
Circuit was presented with a final rule
that did not specify a requirement for
TPMS operability with a spare tire, but
the Court did not find fault with that
aspect of the safety standard. Moreover,
the petitioners in Public Citizen, Inc. v.
Mineta did not object to that aspect of
the TPMS final rule in their litigation
filings.8 Instead, the Court’s opinion
explicitly sanctioned the agency’s fourtire, 25 percent under-inflation
detection option (without any provision
requiring TPMS operability with spare
tires), stating, ‘‘We conclude that the
agency’s adoption of a one-tire, 30
percent option was both contrary to law
and arbitrary and capricious, and that
the agency’s adoption of the phase-in
period and the four-tire, 25 percent
option were not.’’ 9
Ultimately, the Court vacated the
standard in its entirety and directed the
agency to conduct further rulemaking.
NHTSA published a final rule in the
Federal Register on November 20, 2003,
vacating FMVSS No. 138.10
The agency commenced rulemaking
efforts to re-establish FMVSS No. 138 in
a manner consistent with the Court’s
opinion and responsive to issues raised
in earlier petitions for reconsideration,
the majority of which remained
relevant. To this end, the agency
published a new NPRM 11 on September
16, 2004, obtained and considered
public comments, and published a final
rule 12 in the Federal Register on April
8, 2005. (For a more complete
discussion of the regulatory history of
the TPMS rulemaking, readers should
consult the June 5, 2002 final rule, the
September 16, 2004 NPRM, and the
April 2005 final rule.)
F.3d 39 (2d Cir. 2003).
only reference to TPMS operability with
spare tires was provided at page 7 of the petitioners’
brief, which, in a description of different types of
TPMSs, merely stated, ‘‘Direct systems can also
work with a spare tire.’’
9 Id. at 62.
10 68 FR 65404 (Nov. 20, 2003) (Docket No.
NHTSA–2003–16524–1).
11 69 FR 55896 (Sept. 16, 2004) (Docket No.
NHTSA–2004–19054–1).
12 70 FR 18136 (April 5, 2005) (Docket No.
NHTSA–2005–20586–1).
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C. The April 2005 Final Rule
In re-establishing FMVSS No. 138, the
April 2005 final rule required passenger
cars, multi-purpose passenger vehicles,
trucks, and buses with a GVWR of 4,536
kg (10,000 pounds) or less, except those
with dual wheels on an axle, to be
equipped with a TPMS to alert the
driver when one or more of the vehicle’s
tires, up to all four of its tires, is
significantly under-inflated.13 Subject to
the phase-in schedule and the
exceptions below, the final rule
mandated compliance with the
requirements of the standard,
commencing with covered vehicles
manufactured on or after October 5,
2005 (i.e., model year (MY) 2006). The
standard is intended to be technologyneutral, so as to permit compliance with
any available TPMS technology that
meets the standard’s performance
requirements.
The following points highlight the key
provisions of the April 2005 final rule.
• The TPMS is required to detect and
to provide a warning to the driver
within 20 minutes of when the pressure
of one or more of the vehicle’s tires, up
to a total of four tires, is 25 percent or
more below the vehicle manufacturer’s
recommended cold inflation pressure
for the tires, or a minimum level of
pressure specified in the standard,
whichever pressure is higher. These
minimum activation pressures are
included in Table 1 of FMVSS No. 138.
• The TPMS is not required to
monitor the spare tire (if provided),
either when it is stowed or when it is
installed on the vehicle.
• The TPMS must include a low tire
pressure warning telltale 14 (yellow) that
must detect (within 20 minutes) and
remain illuminated as long as any of the
vehicle’s tires remain under-inflated
(i.e., at a level below the standard’s
detection level for low tire pressure) and
13 There are two types of TPMSs currently
available, direct TPMSs and indirect TPMSs. Direct
TPMSs have a pressure sensor in each wheel that
transmits pressure information to a receiver. In
contrast, indirect TPMSs do not have tire pressure
sensors, but instead rely on the wheel speed
sensors, typically a component of an anti-lock
braking system, to detect and compare differences
in the rotational speed of a vehicle’s wheels, which
correlate to differences in tire pressure.
We anticipate that new types of TPMS technology
may be developed in the future that will be capable
of meeting the standard’s requirements. For
example, such systems might incorporate aspects of
both direct and indirect TPMSs (i.e., hybrid
systems). In concert with TPMS suppliers, tire
manufacturers might be able to incorporate TPMS
sensors directly into the tires themselves. In issuing
a performance standard, NHTSA is cognizant of and
seeks to encourage technological innovation.
14 As part of the final rule, we added two versions
of the TPMS low tire pressure telltale and a TPMS
malfunction telltale to Table 2 of FMVSS No. 101,
Controls and Displays (since changed to Table 1).
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the vehicle’s ignition locking system is
in the ‘‘On’’ (‘‘Run’’) position.15 The
TPMS’s low tire pressure warning
telltale must perform a bulb-check at
vehicle start-up.
• The TPMS is required to be
certified as meeting the standard’s
performance requirements with the tires
originally installed on the vehicle at the
time of initial vehicle sale. This
requirement reflects a change from the
June 2002 final rule, which required
vehicle manufacturers to certify
compliance with any optional or
replacement tires of the size(s)
recommended by the vehicle
manufacturer. This modification to the
standard was because of new
information demonstrating that a small
number of aftermarket and replacement
tires have construction characteristics
that may prevent the continued proper
functioning of the TPMS when original
equipment tires are replaced and
because of the difficulty in identifying
those problematic tires.16
15 We note that if a vehicle manufacturer elects
to install a low tire pressure telltale that indicates
which tire is under-inflated, the telltale must
correctly identify the under-inflated tire. (See
S4.3.2, as contained in the April 2005 final rule.)
16 Available information at the time of the April
2005 final rule showed that a very small number of
replacement tires (estimated at less than 0.5 percent
of production) may have characteristics and
material content that cause the vehicle’s TPMS to
exhibit functional problems. Specifically, the
Rubber Manufacturers Association submitted
information on the prevalence of tires with
characteristics identified as potentially being
incompatible with proper TPMS functioning, at
least in some cases. These problems are primarily
related to the tires’ construction (e.g., high carbon
content in low aspect-ratio tires, thicker sidewall,
or steel body ply sidewall). According to the RMA,
in 2002, light vehicle tires having either steel body
ply cords (steel casing tires) or run-flat capability
accounted for less than 0.5 percent of tires
distributed in the United States. (See letter from
Steven Butcher, Vice President, Rubber
Manufacturers Association, to NHTSA (October 31,
2003) (Docket No. NHTSA–2000–8572–282)).
At that time, the agency also noted information
showing that there were over four million TPMSequipped vehicles. (See letter from Robert
Strassburger, Vice President, Alliance of
Automobile Manufacturers, to NHTSA (October 20,
2003) (Docket No. NHTSA–2000–8572–277)). As
discussed in the April 2005 final rule, neither the
agency nor vehicle manufacturers had received
reports indicating any significant performance
problems with those TPMSs when replacement tires
are installed on the vehicle (see 70 FR 18136, 18159
(April 8, 2005)), and the agency is similarly
unaware of any significant compatibility problems
between aftermarket TPMSs and replacement tires
(see 67 FR 38704, 38731 (June 5, 2002)). This
information was generally consistent with the
information above suggesting that the magnitude of
the compatibility problem between TPMSs and
replacement tires is likely to be a small one.
However, neither the agency nor the commenters
were able to identify a clear design solution for this
problem, one which would pose an insurmountable
certification challenge for vehicle manufacturers if
the agency were to require ongoing TPMS
operability with all replacement tires. However, in
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The agency acknowledged the
practicability concerns associated with
vehicle manufacturers’ trying to identify
existing and future replacement tires
which could negatively impact the
performance of TPMSs, particularly
given that tire production is outside the
vehicle manufacturers’ control.
Although we agreed that this situation
could pose substantial difficulties in
terms of compliance certification, we
also stated our continued belief that a
typical vehicle will outlast its original
set of tires and that drivers should
continue to have the opportunity to
receive the benefits of the TPMS after
the vehicle’s original tires are replaced.
Accordingly, the agency decided on a
new approach intended to accommodate
both concerns, specifically through a
requirement for a TPMS malfunction
indicator (discussed immediately
below) that can detect when tires
installed on the vehicle are
incompatible with the TPMS.
• The TPMS must also include a
TPMS malfunction indicator to alert the
driver when the system is nonoperational, and thus unable to provide
the required low tire pressure
warning.17 The TPMS malfunction
indicator must detect a malfunction
within 20 minutes of occurrence of a
system malfunction and provide a
warning to the driver. This final rule
provided two options by which vehicle
manufacturers may indicate a TPMS
malfunction:
(1) Installation of a separate,
dedicated telltale (yellow) that
illuminates upon detection of the
malfunction and remains continuously
illuminated as long as the ignition
locking system is in the ‘‘On’’ (‘‘Run’’)
position and the situation causing the
malfunction remains uncorrected, or
(2) Designing the low tire pressure
telltale so that it flashes for a period of
at least 60 seconds and no longer than
90 seconds when a malfunction is
detected, after which the telltale must
remain continuously illuminated as
long as the ignition locking system is in
the ‘‘On’’ (‘‘Run’’) position. This
flashing and illumination sequence
must be repeated upon each subsequent
vehicle start-up until the situation
light of the agency’s concern that TPMSs should
continue to provide safety benefits in the
foreseeable event of replacement tires subsequently
being installed on the vehicle, the agency adopted
its present approach requiring a TPMS malfunction
indicator lamp, which can also detect the presence
of replacement tires that are not compatible with
the TPMS.
17 We note that the TPMS telltale(s) may be
incorporated as part of a reconfigurable display,
provided that all requirements of the standard are
met.
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causing the malfunction has been
corrected.
If the option for a separate telltale is
selected, the TPMS malfunction telltale
must perform a bulb-check at vehicle
start-up.
In implementing FMVSS No. 138,
NHTSA adopted a two-year phase-in as
part of the April 2005 final rule, with a
schedule as follows: 20 percent of a
vehicle manufacturer’s light vehicles are
required to comply with the standard
during the period from October 5, 2005
to August 31, 2006; 70 percent during
the period from September 1, 2006 to
August 31, 2007, and all light vehicles
thereafter. The final rule also included
provisions for carry-forward and carrybackward credits at the manufacturer’s
option, as well as special timing
provisions for small volume
manufacturers, final-stage
manufacturers, and alterers.
Vehicle manufacturers are not
required to comply with the
requirements related to the TPMS
malfunction indicator (including
associated owner’s manual
requirements) until September 1, 2007;
however, at that point, all covered
vehicles must meet all relevant
requirements of the standard (i.e., no
additional phase-in for MIL
requirements). The final rule also
included phase-in reporting
requirements consistent with the phasein schedule discussed above.
D. The September 2005 Final Rule;
Response to Petitions for
Reconsideration
NHTSA received a total of 17
petitions for reconsideration of the April
2005 final rule (two of which were
subsequently withdrawn prior to
issuance of the agency’s decision). All of
these petitions may be found in Docket
No. NHTSA–2005–20586.
The petitioners requested further
amendments to the TPMS standard,
most of which involved technical
matters. These issues related to certain
requirements of the April 2005 final
rule, including: (1) The under-inflation
detection level; (2) the under-inflation
and malfunction detection times; (3)
functioning of the TPMS with spare
tires; (4) tire reserve load; (5)
compliance testing conditions and
procedures; (6) system disablement and
reprogrammability; (7) telltale issues; (8)
breadth of the malfunction detection
requirement; (9) minimum activation
pressure; (10) owner’s manual
requirements; (11) sharing of TPMS
servicing information, and (12) phase-in
calculations.
In response to this first set of
petitions, the agency published a final
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rule in the Federal Register on
September 7, 2005 that made a number
of technical amendments to Standard
No. 138, of which the following are
relevant to the current petitions:
• While retaining the final rule’s
requirement for the TPMS malfunction
indicator lamp to illuminate whenever
there is a malfunction that affects the
generation or transmission of control or
response signals in the vehicle’s tire
pressure monitoring system, the agency
decided to amend the standard’s test
procedures to clarify that telltale lamps
will not be disconnected because such
malfunctions will be indicated during
the bulb check(s) required under the
standard.
• The rule amended the regulatory
text in FMVSS No. 138 to clarify that for
a combined low tire pressure/TPMS
malfunction indicator telltale, the same
flashing/continuous illumination
sequence is required for one or more
malfunctions that may affect the system
simultaneously (i.e., no more than one
flashing sequence per ignition cycle).
III. New Petitions for Reconsideration
NHTSA received two petitions for
reconsideration submitted in response
to the September 2005 final rule for
TPMS from ETV Corporation 18 and the
Alliance of Automobile
Manufacturers.19 These petitions may
be found in Docket No. NHTSA–2005–
22251. (As explained above, the agency
will respond in a separate rulemaking
document to the petition submitted by
ETV Corporation; the amendments
requested in the ETV petition will be
discussed and addressed in that
document. Accordingly, the balance of
the discussion in this document will
focus on the matters raised in the
Alliance’s petition for reconsideration.)
As noted above, the Alliance’s
petition requested further amendments
to FMVSS No. 138, primarily related to
the specifications for the TPMS
malfunction warning provided by a
combined low tire pressure/TPMS
malfunction telltale. All of the issues
raised in the Alliance’s petition for
reconsideration presently before us are
addressed in the Discussion and
Analysis section immediately below.
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IV. Discussion and Analysis
TPMS Malfunction Indicator Lamp
Telltale Requirements
FMVSS No. 138 requires each TPMS
to include a low tire pressure warning
telltale that is mounted inside the
occupant compartment in front of and
in clear view of the driver and which is
18 Docket
19 Docket
No. NHTSA–2005–22251–2.
No. NHTSA–2005–22251–3.
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identified by one of the symbols for the
‘‘Low Tire Pressure Telltale’’ in Table 1
of FMVSS No. 101, Controls and
Displays. The low tire pressure warning
telltale is required to illuminate under
the conditions specified in S4.2 of
FMVSS No. 138, and it must also
perform a check of lamp function when
the ignition locking system is activated
to the ‘‘On’’ (‘‘Run’’) position or a
position between ‘‘On’’ (‘‘Run’’) and
‘‘Start’’ that is designated by the
manufacturer as a check position. (See
S4.3, as contained in the April 2005
final rule.)
Under the final rule, the TPMSequipped vehicle is also required to be
equipped with a TPMS malfunction
indicator (beginning September 1,
2007). This malfunction indicator may
be provided either through a separate,
dedicated telltale or through a combined
low tire pressure/TPMS malfunction
telltale. For the separate TPMS MIL, the
telltale must be mounted inside the
occupant compartment in front of and
in clear view of the driver and be
identified by the word ‘‘TPMS,’’ as
described under ‘‘TPMS Malfunction
Telltale’’ in Table 1 of FMVSS No. 101.
The dedicated TPMS malfunction
telltale is required to illuminate under
the conditions specified in S4.4 of
FMVSS No. 138 for as long as the
malfunction exists, and it must also
perform a check of lamp function when
the ignition locking system is activated
to the ‘‘On’’ (‘‘Run’’) position or a
position between ‘‘On’’ (‘‘Run’’) and
‘‘Start’’ that is designated by the
manufacturer as a check position. (See
S4.4(b), as contained in the April 2005
final rule.)
If the vehicle manufacturer elects to
provide a combination telltale, it must
meet the requirements of S4.2 and S4.3,
as discussed above, and paragraph
S4.4(c)(2) of the standard in the April
2005 final rule, which required a TPMS
malfunction to be indicated as follows:
(2) Flashes for a period of at least 60
seconds but no longer than 90 seconds upon
detection of any condition specified in
S4.4(a) after the ignition locking system is
activated to the ‘‘On’’ (‘‘Run’’) position. After
this period of prescribed flashing, the telltale
must remain continuously illuminated as
long as the malfunction exists and the
ignition locking system is in the ‘‘On’’
(‘‘Run’’) position. This flashing and
illumination sequence must be repeated each
time the ignition locking system is placed in
the ‘‘On’’ (‘‘Run’’) position until the situation
causing the malfunction has been corrected.
As discussed below, the Alliance’s
initial petition for rulemaking requested
amendments related to the operation of
the TPMS related telltale(s), one of
which involved seeking clarification
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regarding how a combined TPMS
telltale should operate when multiple
malfunctions occur. The Alliance
identified the following potential
approaches: (1) Have one flashing
sequence cover all TPMS malfunctions;
(2) Have each malfunction trigger a
separate warning, or (3) Extend the
length of the flashing sequence to
indicate more than one malfunction.
The recommendation of the Alliance
was to leave the choice among these
approaches to vehicle manufacturer
discretion.
Regarding the issue of multiple
malfunctions, we decided, in the
September 2005 final rule, that for
vehicles with a combined low tire
pressure/TPMS malfunction warning
indicator, the telltale must flash for a
single period of at least 60 seconds, but
no longer than 90 seconds and then
remain continuously illuminated. In
that rule, we expressed our concern that
permitting multiple flashing sequences
could lead to consumer confusion and
would undermine the consistency of the
message provided across the vehicle
fleet. We further stated that this flashing
sequence is intended to alert the driver
to any and all TPMS malfunctions
detected by the system, and we
expressed our belief that once a
consumer is warned that a TPMS
malfunction exists, that person would
be expected to take the vehicle to a
service professional to diagnose and
correct the problem(s). This reaction is
not likely to change depending upon the
number of malfunctions, and we further
stated that we anticipate that all
conditions impairing operation of the
TPMS would be resolved at that time.
Accordingly, we amended the
regulatory text of the standard to specify
how multiple malfunctions would be
indicated.
Thus, in the September 2005 final
rule, we made minor technical changes
to S4.4(c)(2) of the standard to clarify
this matter, which reads as follows:
(2) When the ignition locking system is
activated to the ‘‘On’’ (‘‘Run’’) position,
flashes for a period of at least 60 seconds but
no longer than 90 seconds upon detection of
any condition(s) specified in S4.4(a). After
this period of prescribed flashing, the telltale
must remain continuously illuminated as
long as a malfunction exists and the ignition
locking system is in the ‘‘On’’ (‘‘Run’’)
position. This flashing and illumination
sequence must be repeated each time the
ignition locking system is placed in the ‘‘On’’
(‘‘Run’’) position until the situation(s)
causing the malfunction(s) has (have) been
corrected.
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In its second petition for
reconsideration,20 the Alliance asked
the agency to further clarify S4.4(c)(2).
The Alliance asserted that that
provision does not appear, on its face,
to preclude initiation of a second
flashing sequence during the same
ignition cycle if the system detects a
subsequent TPMS malfunction.
However, as the Alliance stated in its
petition, the preamble to the September
2005 final rule made clear the agency’s
intention to permit only a single
flashing sequence per ignition cycle for
the combined low tire pressure/TPMS
malfunction telltale. The Alliance’s
second petition provided new
information which more fully explained
the nature of its concerns with S4.4(c)(2)
and the anticipated impact that the
agency’s current provision would have
on the automobile industry, if NHTSA
were to continue to limit the TPMS
malfunction indicator in a combined
telltale to a single flashing sequence in
one ignition cycle, even if subsequent
TPMS malfunctions are detected.
According to the Alliance, the
agency’s current approach is unduly
restrictive and would prevent a number
of current system design architectures
from complying with the standard’s
TPMS malfunction indicator
requirements. The Alliance stated that
many current vehicle architectures
utilize ‘‘distributed logic,’’ in which the
TPMS telltale can be independently
commanded from different parts of the
system. In terms of the system’s
operation, the Alliance further
explained that the combined TPMS
telltale, which is located in the
instrument cluster, may be commanded
to flash by the multi-function control
module, or, if it loses communications
with the multi-function control module,
the telltale recognizes the loss and
initiates a flash sequence.
The Alliance stated that in most cases,
a TPMS fault detected by a multifunction control module will initiate a
flash sequence per the current
requirements of S4.4(c)(2), but in
extremely rare instances,
communication between the multifunction control module and the telltale
20 The Alliance raised this issue in an October 24,
2005 letter to the agency, which it alternatively
asked to be treated as a request for a letter of
interpretation pertaining to S4.4(c)(2) or a petition
for rulemaking (Docket No. NHTSA–2005–22251–
3). In a letter dated December 21, 2005, NHTSA
responded that the language of the regulation and
the portion of the preamble dealing with S4.4(c)(2),
when read together, left little ambiguity in terms of
how the agency would interpret that provision, so
the agency stated its intention to treat the Alliance’s
letter as a petition for reconsideration of the
September 2005 final rule (see Docket No. NHTSA–
2005–22251–9).
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may be lost, which would result in a
second flashing sequence during the
same ignition cycle. However, the
Alliance acknowledged that in such
situations, subsequent ignition cycles
would produce only a single flashing
sequence due to such lost
communications. (General Motors North
America (General Motors) submitted
supplemental information in support of
the Alliance’s petition intended to
illustrate instances in which sequential
faults in the TPMS could trigger the MIL
to flash more than once during an
ignition cycle.21)
The Alliance argued that a
requirement that a second flashing
sequence never occur during the same
ignition cycle would prohibit the use of
a distributed logic and could, in effect,
require all fault detection and control
logic to be located at the telltale
location. According to the Alliance,
such system redesigns would not be
practicable prior to the September 1,
2007 mandatory compliance date for the
TPMS malfunction indicator
requirements.
In addition, the Alliance argued that
no additional safety benefits would
result from requiring system redesigns
to ensure that combined TPMS
malfunction indicators are limited to a
single flashing sequence during each
ignition cycle. The Alliance stated that
the agency did not provide any data or
study to show that multiple telltale
flashing sequences resulting from
multiple malfunctions would cause
consumer confusion. Instead, the
Alliance countered that current,
voluntary TPMS malfunction systems
operating in the manner described
above have been in production for more
than two years, and there has been no
apparent consumer confusion.
Furthermore, the Alliance argued that
consumer confusion is unlikely, because
multiple TPMS malfunctions during the
same ignition cycle are expected to be
highly infrequent events. (We note that
Ford Motor Company (Ford) submitted
confidential data showing the frequency
of multiple TPMS malfunctions that
would trigger a second MIL flashing
sequence, an occurrence which the data
showed to be an extremely rare event.22)
Based upon the above reasoning, the
Alliance’s petition requested that the
agency permit, but not require,
subsequent flash sequences when the
initial malfunction is followed by others
21 The General Motors submission explained the
fault scenarios discussed in the Alliance’s petition
through a series of block diagrams of a generic
TPMS showing a tire pressure sensor, a TPMS
receiver, and a display controller. (See Docket No.
NHTSA–2005–22251–13.)
22 Docket No. NHTSA–2005–20586–15.
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in the same ignition cycle, and it urged
the agency to amend S4.4(c)(2) to read
as follows:
(2) When the ignition locking system is
activated to the ‘‘On’’ (‘‘Run’’) position,
flashes for a period of at least 60 seconds but
no longer than 90 seconds upon detection of
any singular condition specified in S4.4(a).
After this period of prescribed flashing, the
telltale must remain continuously
illuminated as long as a malfunction exists
and the ignition locking system is in the
‘‘On’’ (‘‘Run’’) position. This flashing and
illumination sequence must be repeated each
time the ignition locking system is placed in
the ‘‘On’’ (‘‘Run’’) position until the
situation(s) causing the malfunction(s) has
(have) been corrected. Subsequent
malfunctions occurring during any key cycle
may, but are not required to, reinitiate the
prescribed flashing sequence at any time.
(Emphasis in original)
After carefully considering the new
information presented in the Alliance’s
second petition and the supporting
information provided by General Motors
and Ford, we have decided to amend
the standard’s requirements and test
procedures related to operation of the
combined low tire pressure/TPMS
malfunction indicator telltale.
Specifically, we have decided to retain
the requirement for the system to detect
a system malfunction and to initiate a
60–90 second flashing sequence for the
TPMS combined telltale (followed by
continuous illumination) within 20
minutes of occurrence of that
malfunction. However, we are amending
the standard to provide that if the TPMS
subsequently encounters additional,
separate malfunctions, the TPMS may,
but is not required to, initiate another
flashing sequence for each distinct
malfunction condition. As a related
matter, we are amending the standard’s
test procedures to provide that only one
malfunction will be simulated during
each malfunction detection test (i.e., one
per ignition cycle). Under the standard,
the agency may still test for more than
one malfunction, although this would
be in separate tests during different
ignition cycles, rather than simulating
multiple TPMS malfunctions during the
same ignition cycle. We are adopting
this approach for the reasons that
follow.
Based upon the latest information
provided by the Alliance and certain of
its members, the agency now better
understands the technical difficulties
associated with requiring TPMSs with a
combined telltale to limit the MIL
flashing sequence to once per ignition
cycle in the event of multiple,
independent malfunctions. Redesigning
affected TPMSs to overcome this
technical limitation may not be
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practicable prior to the September 1,
2007 compliance deadline for the MIL.
Furthermore, the new information
provided by Ford suggests that a second
TPMS malfunction within an ignition
cycle is likely to be an extremely rare
event. A third TPMS malfunction
within a given ignition cycle is likely to
be a matter of only theoretical concern.
Accordingly, we believe that the
occurrence of more than one flashing
sequence would be highly infrequent
and, therefore, would not pose a
nuisance to drivers or lead to
considerable confusion. Although
operation of the combined telltale may
not be entirely uniform across the
vehicle fleet, the message will
nonetheless remain highly consistent,
given the expected rarity of multiple
TPMS malfunctions. Thus, in light of
the data provided, we do not believe the
potential delay that might accompany a
strict limitation to one MIL flashing
sequence for a combined telltale is
warranted.
Because we have decided to grant the
request in the Alliance’s petition to
permit more than one MIL flash
sequence during a given ignition cycle,
it is no longer necessary to retain that
aspect of S6(k) which provides for
simulation of multiple TPMS
malfunctions at the same time (i.e., to
ensure that the combined TPMS telltale
is limited to a single flashing sequence
per ignition cycle). The system is still
required to detect any TPMS
malfunction, as required under S4.4(a).
Accordingly, we have decided to amend
the standard’s test procedures to limit
simulation of TPMS malfunctions to one
per ignition cycle, which is consistent
with the methodology employed in
other Federal motor vehicle safety
standards (e.g., FMVSS No. 105,
Hydraulic and Electric Brake Systems
(S7.9, Service brake system test—partial
failure), FMVSS No. 135, Light Vehicle
Brake Systems (S7.10, Hydraulic circuit
failure)). This modification will also
simplify testing under the standard.
However, the agency reiterates its
intention to preserve its ability to test
for more than one type of TPMS
malfunction. We believe that such a
provision is necessary to ensure the
robustness of the system, although this
objective will now be achieved by
simulating different malfunctions
during different ignition cycles, rather
than multiple malfunctions during the
same ignition cycle.
Impact Analysis (FRIA)23 accompanying
the final rule. The FRIA addresses the
full range of anticipated costs related to
TPMSs, including the cost of different
TPMS technologies, overall vehicle
costs, maintenance costs, testing costs,
and opportunity costs.
In summary, the FRIA estimated that
the average incremental cost for all
vehicles to meet the standard’s
requirements would range from $48.44–
$69.89 per vehicle, depending upon the
specific technology chosen for
compliance. Since approximately 17
million vehicles are produced for sale in
the U.S. each year, the total annual
vehicle cost is expected to range from
approximately $823–$1,188 million per
year. The agency estimated that the net
cost per vehicle would be $26.63–
$100.25 (assuming a one-percent TPMS
malfunction rate for replacement tires)
and that the total annual net cost would
be approximately $453–$1,704 million.
The agency has determined that the
technical amendments resulting from
this final rule responding to the
Alliance’s petition for reconsideration
will not appreciably change the costs
and benefits reported in the FRIA.
Accordingly, the agency has decided
that the estimates in that document
remain valid and that additional
analysis is not required.
VI. Rulemaking Analyses and Notices
A. Vehicle Safety Act
Under 49 U.S.C. Chapter 301, Motor
Vehicle Safety (49 U.S.C. 30101 et seq.),
the Secretary of Transportation is
responsible for prescribing motor
vehicle safety standards that are
practicable, meet the need for motor
vehicle safety, and are stated in
objective terms.24 These motor vehicle
safety standards set the minimum level
of performance for a motor vehicle or
motor vehicle equipment to be
considered safe.25 When prescribing
such standards, the Secretary must
consider all relevant, available motor
vehicle safety information.26 The
Secretary also must consider whether a
proposed standard is reasonable,
practicable, and appropriate for the type
of motor vehicle or motor vehicle
equipment for which it is prescribed
and the extent to which the standard
will further the statutory purpose of
reducing traffic accidents and associated
deaths.27 The responsibility for
promulgation of Federal motor vehicle
V. Benefits and Costs
Section VI of the April 2005 final rule
summarized the costs associated with
the TPMS standard, as more fully
described in the Final Regulatory
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23 Docket
No. NHTSA–2005–20586–2.
U.S.C. 30111(a).
25 49 U.S.C. 30102(a)(9).
26 49 U.S.C. 30111(b).
27 Id.
24 49
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safety standards has been delegated to
NHTSA.28
As noted previously, section 13 of the
TREAD Act mandated a regulation to
require a tire pressure monitoring
system in new vehicles. In satisfaction
of this congressional directive, NHTSA
established FMVSS No. 138, Tire
Pressure Monitoring Systems, in a final
rule published in the Federal Register
on April 8, 2005. The agency received
17 petitions for reconsideration of the
final rule (two of which were
subsequently withdrawn), the agency
published a final rule responding to
petitions for reconsideration in the
Federal Register on September 7, 2005,
and the agency received two additional
petitions for reconsideration in response
to this latest TPMS rulemaking (one of
which is addressed here). Most of these
petitions requested amendments
involving technical modifications. In
this final rule partially responding to
petitions for reconsideration, the agency
carefully considered the statutory
requirements of both the TREAD Act
and 49 U.S.C. Chapter 301.
First, this final rule reflects the
agency’s careful consideration and
analysis of all issues raised in the
Alliance’s petition for reconsideration.
In responding to the issues raised in the
petition, the agency considered all
relevant motor vehicle safety
information. In preparing this
document, the agency carefully
evaluated relevant, available research,
testing results, and other information
related to various TPMS technologies. In
sum, this document reflects our
consideration of all relevant, available
motor vehicle safety information.
Second, to ensure that the TPMS
requirements remain practicable, the
agency evaluated the potential impacts
of the petition’s requested actions in
light of the cost, availability, and
suitability of various TPMSs, consistent
with our safety objectives and the
requirements of the TREAD Act. As
noted above, most of the changes
contained in this final rule involve
relatively minor modifications to the
April 2005 and September 2005 final
rules for TPMS. In sum, we believe that
this final rule partially responding to
petitions for reconsideration is
practicable and will maintain the
benefits of the TPMS standard,
including prevention of deaths and
injuries associated with significantly
under-inflated tires, increased tread life,
fuel economy savings, and savings
associated with avoidance of property
28 49 U.S.C. 105 and 322; delegation of authority
at 49 CFR 1.50.
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damage and travel delays (i.e., from
crashes prevented by the TPMS).
Third, the regulatory text following
this preamble is stated in objective
terms in order to specify precisely what
performance is required and how
performance will be tested to ensure
compliance with the standard.
Specifically, this final rule makes minor
modifications to the performance
requirements for operation of the TPMS,
in terms of providing warnings related
to system malfunction. The standard’s
test procedures continues to carefully
delineate how testing will be conducted,
including malfunction testing. The
agency continues to believe that this test
procedure is sufficiently objective and
would not result in any uncertainty as
to whether a given vehicle satisfies the
requirements of the TPMS standard.
Fourth, we believe that this final rule
partially responding to petitions for
reconsideration will meet the need for
motor vehicle safety by making certain
modifications that will enhance the
ability of the TPMS standard to provide
a warning to the driver when the system
becomes non-operational, thereby
permitting the driver to take corrective
action in a timely fashion and
potentially averting crash-related
injuries.
Finally, we believe that this final rule
partially responding to petitions for
reconsideration is reasonable and
appropriate for motor vehicles subject to
the applicable requirements. As
discussed elsewhere in this notice, the
modifications to the standard resulting
from this final rule will further the
agency’s efforts to address Congress’
concern that significantly under-inflated
tires could lead to tire failures resulting
in fatalities and serious injuries. Under
the TREAD Act, Congress mandated
installation of a system in new vehicles
to alert the driver when a tire is
significantly under-inflated, and
NHTSA has determined that TPMSs
meeting the requirements of this final
rule offer an effective countermeasure in
these situations. Accordingly, we
believe that this final rule is appropriate
for covered vehicles that are or would
become subject to these provisions of
FMVSS No. 138 because it furthers the
agency’s objective of preventing deaths
and serious injuries associated with
significantly under-inflated tires.
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 12866, ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), provides for making
determinations whether a regulatory
action is ‘‘significant’’ and therefore
subject to OMB review and to the
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requirements of the Executive Order.
The Order defines a ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Although the April 2005 final rule
was determined to be economically
significant, this final rule partially
responding to petitions for
reconsideration involves only relatively
minor technical amendments to FMVSS
No. 138. Accordingly, this rulemaking
document was not reviewed under E.O.
12866. Further, this action has been
determined to be ‘‘not significant’’
under the Department of
Transportation’s Regulatory Policies and
Procedures. The agency has estimated
that the incremental costs associated
with the minor modifications to the
standard resulting from this final rule
will not appreciably change the costs of
compliance with FMVSS No. 138.
Accordingly, the figures presented in
the Final Regulatory Impact Analysis,
docketed along with the April 2005 final
rule, remain apposite without
modification.
C. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility
Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996), whenever an agency is required
to publish a notice of rulemaking for
any proposed or final rule, it must
prepare and make available for public
comment a regulatory flexibility
analysis that describes the effect of the
rule on small entities (i.e., small
businesses, small organizations, and
small governmental jurisdictions). The
Small Business Administration’s
regulations at 13 CFR Part 121 define a
small business, in part, as a business
entity ‘‘which operates primarily within
the United States.’’ (13 CFR 121.105(a)).
No regulatory flexibility analysis is
required if the head of an agency
certifies the rule will not have a
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38023
significant economic impact on a
substantial number of small entities.
SBREFA amended the Regulatory
Flexibility Act to require Federal
agencies to provide a statement of the
factual basis for certifying that a rule
will not have a significant economic
impact on a substantial number of small
entities.
NHTSA has considered the effects of
this final rule under the Regulatory
Flexibility Act. I certify that this final
rule would not have a significant
economic impact on a substantial
number of small entities. The rationale
for this certification is that the present
final rule partially responding to
petitions for reconsideration only makes
minor technical modifications to the
safety standard for TPMS. As discussed
in detail in the April 2005 final rule
establishing FMVSS No. 138, we do not
anticipate that the TPMS standard will
have a significant economic impact on
a substantial number of small entities,
and nothing in this final rule would
change either that assessment or its
underlying reasoning.
D. Executive Order 13132 (Federalism)
NHTSA has examined today’s final
rule pursuant to Executive Order 13132
(64 FR 43255, August 10, 1999) and
concluded that no additional
consultation with States, local
governments, or their representatives is
mandated beyond the rulemaking
process. The agency has concluded that
the rule does not have federalism
implications, because the rule does not
have ‘‘substantial direct effects on the
States, on the relationship between the
national government and the States, or
on the distribution of power and the
responsibilities among the various
levels of government.’’
Further, no consultation is needed to
discuss the preemptive effect of today’s
rule. NHTSA rules can have preemptive
effect in at least two ways. First, the
National Traffic and Motor Vehicle
Safety Act contains an express
preemptive provision: ‘‘When a motor
vehicle safety standard is in effect under
this chapter, a State or a political
subdivision of a State may prescribe or
continue in effect a standard applicable
to the same aspect of performance of a
motor vehicle or motor vehicle
equipment only if the standard is
identical to the standard prescribed
under this chapter.’’ 49 U.S.C.
30102(b)(1). In addition, we note that
the final rule establishing a safety
standard for tire pressure monitoring
systems was mandated by Congress,
pursuant to section 13 of the TREAD
Act. It is this statutory commands that
preempts State law, not today’s
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rulemaking, so consultation would be
inappropriate.
In addition to the express pre-emption
noted above, the Supreme Court has
also recognized that State requirements
imposed on motor vehicle
manufacturers, including sanctions
imposed by State tort law, can stand as
an obstacle to the accomplishment and
execution of a NHTSA safety standard.
When such a conflict is discerned, the
Supremacy Clause of the Constitution
makes their State requirements
unenforceable. See Geier v. American
Honda Motor Co., 529 U.S. 861 (2000).
NHTSA has not outlined such potential
State requirements in today’s
rulemaking, however, in part because
such conflicts can arise in varied
contexts, but it is conceivable that such
a conflict may become clear through
subsequent experience with today’s
standard and test regime. NHTSA may
opine on such conflicts in the future, if
warranted. See id. at 883–86.
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E. Executive Order 12988 (Civil Justice
Reform)
With respect to the review of the
promulgation of a new regulation,
section 3(b) of Executive Order 12988,
‘‘Civil Justice Reform’’ (61 FR 4729,
February 7, 1996) requires that
Executive agencies make every
reasonable effort to ensure that the
regulation: (1) Clearly specifies the preemptive effect; (2) clearly specifies the
effect on existing Federal law or
regulation; (3) provides a clear legal
standard for affected conduct, while
promoting simplification and burden
reduction; (4) clearly specifies the
retroactive effect, if any; (5) adequately
defines key terms; and (6) addresses
other important issues affecting clarity
and general draftsmanship under any
guidelines issued by the Attorney
General. This document is consistent
with that requirement. Pursuant to this
Order, NHTSA notes as follows. The
pre-emptive effect of this rule is
discussed above. NHTSA notes further
that there is no requirement that
individuals submit a petition for
reconsideration or pursue other
administrative proceeding before they
may file suit in court.
F. Executive Order 13045 (Protection of
Children From Environmental Health
and Safety Risks)
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
and Safety Risks’’ (62 FR 19855, April
23, 1997), applies to any rule that: (1)
Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental, health, or safety risk that
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the agency has reason to believe may
have a disproportionate effect on
children. If the regulatory action meets
both criteria, the agency must evaluate
the environmental health or safety
effects of the planned rule on children,
and explain why the planned regulation
is preferable to other potentially
effective and reasonably feasible
alternatives considered by the agency.
This final rule partially responding to
petitions for reconsideration is not an
economically significant regulatory
action under Executive Order 12866,
and furthermore, the problems
associated with underinflated tires
equally impact all persons riding in a
vehicle, regardless of age. Consequently,
this final rule does not involve
decisions based upon health and safety
risks that disproportionately affect
children, as would necessitate further
analysis under Executive Order 13045.
G. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (PRA), a person is not required
to respond to a collection of information
by a Federal agency unless the
collection displays a valid OMB control
number. As part of the April 2005 final
rule, each of the estimated 21 affected
vehicle manufacturers is required to
provide one phase-in report for each of
two years, beginning in the fall of 2006.
Pursuant to the June 5, 2002 TPMS
final rule, the OMB approved the
collection of information ‘‘Phase-In
Production Reporting Requirements for
Tire Pressure Monitoring Systems,’’
assigning it Control No. 2127–0631
(expiration 6/30/06). NHTSA has been
given OMB clearance to collect a total
of 42 hours a year (2 hours per
respondent) for the TPMS phase-in
reporting. NHTSA subsequently
requested and was granted an OMB
extension of this clearance (expiration
9/30/09).
However, the present final rule
partially responding to petitions for
reconsideration does not contain any
additional information collection
requirements beyond those contained in
the April 2005 final rule.
H. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, (15 U.S.C. 272) directs the agency
to evaluate and use voluntary consensus
standards in its regulatory activities
unless doing so would be inconsistent
with applicable law or is otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
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sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies, such as the Society of
Automotive Engineers. The NTTAA
directs us to provide Congress (through
OMB) with explanations when we
decide not to use available and
applicable voluntary consensus
standards. The NTTAA does not apply
to symbols.
There are no voluntary consensus
standards related to TPMS available at
this time. However, NHTSA will
consider any such standards as they
become available.
I. Unfunded Mandates Reform Act
Section 202 of the Unfunded
Mandates Reform Act of 1995 (UMRA)
requires federal agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
more than $100 million annually
(adjusted for inflation with base year of
1995 (so currently about $118 million in
2004 dollars)). Before promulgating a
NHTSA rule for which a written
statement is needed, section 205 of the
UMRA generally requires the agency to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows the agency
to adopt an alternative other than the
least costly, most cost-effective, or least
burdensome alternative if the agency
publishes with the final rule an
explanation of why that alternative was
not adopted.
As discussed in that notice, the April
2005 final rule establishing FMVSS No.
138 is not expected to result in the
expenditure by State, local, or tribal
governments, in the aggregate, of more
than $118 million annually, but it is
expected to result in an expenditure of
that magnitude by vehicle
manufacturers and/or their suppliers. In
that final rule, NHTSA adopted a
performance requirement for a system
with a four-tire, 25-percent underinflation detection capability; we
believe that this approach is consistent
with safety and the mandate in the
TREAD Act, and it should provide a
number of technological choices,
thereby offering broad flexibility to
minimize costs of compliance with the
standard.
E:\FR\FM\12JYR1.SGM
12JYR1
Federal Register / Vol. 72, No. 133 / Thursday, July 12, 2007 / Rules and Regulations
In contrast, the present final rule
partially responding to petitions for
reconsideration only makes technical
modifications to the standard.
Therefore, we do not believe that this
final rule will appreciably change the
costs of compliance with FMVSS No.
138. Therefore, the agency has not
prepared an economic assessment
pursuant to the Unfunded Mandates
Reform Act.
J. National Environmental Policy Act
NHTSA has analyzed this rulemaking
action for the purposes of the National
Environmental Policy Act. The agency
has determined that implementation of
this action will not have any significant
impact on the quality of the human
environment.
K. Regulatory Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
L. Privacy Act
Please note that anyone is able to
search the electronic form of all
comments received into any of our
dockets by the name of the individual
submitting the comment (or signing the
comment, if submitted on behalf of an
association, business, labor union, etc.).
You may review DOT’s complete
Privacy Act Statement in the Federal
Register published on April 11, 2000
(Volume 65, Number 70; Pages 19477–
78), or you may visit https://dms.dot.gov.
List of Subjects in 49 CFR part 571
Motor vehicle safety, Reporting and
recordkeeping requirements, Tires.
In consideration of the foregoing,
NHTSA is amending 49 CFR part 571 as
follows:
I
PART 571—FEDERAL MOTOR
VEHICLE SAFETY STANDARDS
§ 571.138 Standard No. 138; Tire pressure
monitoring systems.
DEPARTMENT OF COMMERCE
*
National Oceanic and Atmospheric
Administration
*
*
*
*
S4.4 TPMS malfunction.
*
*
*
*
*
(c) Combination low tire pressure/
TPMS malfunction telltale. * * *
*
*
*
*
*
(2) Flashes for a period of at least 60
seconds but no longer than 90 seconds
upon detection of any condition
specified in S4.4(a) after the ignition
locking system is activated to the ‘‘On’’
(‘‘Run’’) position. After each period of
prescribed flashing, the telltale must
remain continuously illuminated as
long as a malfunction exists and the
ignition locking system is in the ‘‘On’’
(‘‘Run’’) position. This flashing and
illumination sequence must be repeated
each time the ignition locking system is
placed in the ‘‘On’’ (‘‘Run’’) position
until the situation causing the
malfunction has been corrected.
Multiple malfunctions occurring during
any ignition cycle may, but are not
required to, reinitiate the prescribed
flashing sequence.
*
*
*
*
*
S6 Test procedures.
*
*
*
*
*
(k) Simulate one TPMS malfunction
by disconnecting the power source to
any TPMS component, disconnecting
any electrical connection between
TPMS components, or installing a tire or
wheel on the vehicle that is
incompatible with the TPMS. When
simulating a TPMS malfunction, the
electrical connections for the telltale
lamps are not to be disconnected.
*
*
*
*
*
(o) The test may be repeated using the
test procedures in paragraphs S6(k)–(n),
with each such test limited to
simulation of a single malfunction.
*
*
*
*
*
Issued: July 5, 2007.
Nicole R. Nason,
Administrator.
[FR Doc. 07–3382 Filed 7–6–07; 4:34 pm]
BILLING CODE 4910–59–P
1. The authority citation for Part 571
of Title 49 continues to read as follows:
cprice-sewell on PROD1PC71 with RULES
I
Authority: 49 U.S.C. 322, 30111, 30115,
30117, and 30166; delegation of authority at
49 CFR 1.50.
2. Section 571.138 is amended by
revising paragraphs S4.4(c)(2) and S6(k),
and adding paragraph S6(o) to read as
follows:
I
VerDate Aug<31>2005
14:27 Jul 11, 2007
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Frm 00035
Fmt 4700
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50 CFR Part 648
[Docket No. 061020273–6321–02]
RIN 0648–XA94
Fisheries of the Northeastern United
States; Summer Flounder, Scup, and
Black Sea Bass Fisheries;
Adjustments to the 2007 Black Sea
Bass, and Total Allowable Landings
(TAL) and Loligo Squid Initial Optimum
Yield (IOY)
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; restoration to
the 2007 black sea bass TAL and Loligo
squid IOY.
AGENCY:
SUMMARY: NMFS restores 18,142 lb (8.23
mt) of unused research set-aside (RSA)
to the 2007 black sea bass TAL and
151,235 lb (68.60 mt) of unused RSA to
the Loligo squid IOY, and makes
corresponding adjustments to the 2007
black sea bass commercial quota, the
2007 black sea bass recreational harvest
limit, and the 2007 Loligo squid
commercial Trimester II and III quotas.
The adjustments are intended to return
unallocated RSA quotas to the
respective fisheries.
DATES: Effective July 12, 2007 through
December 31, 2007.
FOR FURTHER INFORMATION CONTACT: Paul
Perra, Policy Analyst, (978) 281–9153,
fax (978) 281–9135, e-mail:
paul.perra@noaa.gov
In
December 2006, proposals for research
projects requested more summer
flounder RSA than was available
through the annual 2007 summer
flounder specification process (71 FR
240, December 14, 2006), and, therefore,
NMFS offered the projects increased
amounts of Loligo squid and black sea
bass RSA, within the amounts
authorized under the respective fishery
management plans (FMPs), to offset the
summer flounder shortfalls. The
respective 2007 FMP specifications
allotted RSA to the four projects as
follows: 389,490 lb (176.67 mt) of
summer flounder; 1,124,356 lb ( 510 mt)
of Loligo squid; 360,000 lb (163.29 mt)
of scup; 150,000 lb (68.04 mt) of black
sea bass; and 363,677 lb (164.96 mt) of
bluefish. Following the 2007
specification process, NMFS, in January
2007, through emergency rulemaking
SUPPLEMENTARY INFORMATION:
E:\FR\FM\12JYR1.SGM
12JYR1
Agencies
[Federal Register Volume 72, Number 133 (Thursday, July 12, 2007)]
[Rules and Regulations]
[Pages 38017-38025]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 07-3382]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA 2007-28694, Notice 1]
RIN 2127-AJ90
Federal Motor Vehicle Safety Standards; Tire Pressure Monitoring
Systems
AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
ACTION: Final rule; partial response to petitions for reconsideration.
-----------------------------------------------------------------------
SUMMARY: This document responds in part to petitions for
reconsideration of our statutorily-mandated rulemaking establishing a
new Federal motor vehicle safety standard (FMVSS) requiring
installation in new light vehicles of a tire pressure monitoring system
(TPMS) capable of detecting when one or more of a vehicle's tires is
significantly under-inflated. We established the standard in a final
rule published in April 2005. We responded to petitions for
reconsideration of that final rule in a final rule published in
September 2005. This final rule responds to the petition for
reconsideration of our September 2005 final rule submitted by the
Alliance of Automobile Manufacturers, which raised a number of
technical issues pertaining to the combined low tire pressure/TPMS
malfunction indicator lamp. (The agency will respond subsequently in a
separate notice to a second petition for reconsideration submitted by
ETV Corporation Pty Limited.) We are granting the Alliance's petition,
and through this document, we are amending the standard accordingly. We
anticipate that today's amendments, which are of a minor technical
nature, will not necessitate redesign of current TPMSs nor appreciably
change the costs of compliance with the safety standard.
DATES: Effective Date: The amendments made in this final rule are
effective August 13, 2007. Voluntary compliance is permitted
immediately.
Petitions for Reconsideration: If you wish to submit a petition for
reconsideration for this rule, your petition must be received by August
27, 2007. The agency will not consider redundant petitions.
ADDRESSES: Petitions for reconsideration should refer to the docket
number above and be submitted to: Administrator, National Highway
Traffic Safety Administration, 1200 New Jersey Avenue, SE., West
Building, 4th Floor, Washington, DC 20590.
See the SUPPLEMENTARY INFORMATION portion of this document (Section
VI; Rulemaking Analyses and Notices) for DOT's Privacy Act Statement
regarding documents submitted to the agency's dockets.
FOR FURTHER INFORMATION CONTACT: For non-legal issues, you may call Mr.
George Soodoo or Mr. Samuel Daniel, Office of Crash Avoidance Standards
(Telephone: 202-366-2720) (Fax: 202-366-4329).
For legal issues, you may call Ms. Rebecca Schade, Office of Chief
Counsel (Telephone: 202-366-2992) (Fax: 202-366-3820).
You may send mail to these officials at the National Highway
Traffic Safety Administration, U.S. Department of Transportation, 1200
New Jersey Avenue, SE., West Building, 4th Floor, Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Summary of Decision
II. Background
A. The TREAD Act
B. Rulemaking History Prior to the April 2005 Final Rule
C. The April 2005 Final Rule
D. The September 2005 Final Rule; Response to Petitions for
Reconsideration
III. New Petitions for Reconsideration
IV. Discussion and Analysis--TPMS Malfunction Indicator Lamp
Telltale Requirements
V. Benefits and Costs
VI. Rulemaking Analyses and Notices
I. Summary of Decision
This document responds to a petition for reconsideration submitted
by the Alliance of Automobile Manufacturers (Alliance) related to our
rulemaking establishing FMVSS No. 138, Tire Pressure Monitoring
Systems, which was adopted in a final rule published in the Federal
Register on April 8, 2005.\1\ The petitioner sought further amendments
to the standard pertaining to matters that it deemed either to be
insufficiently addressed by or newly arising from our September 2005
final rule \2\ responding to petitions for reconsideration of the April
2005 final rule. Specifically, the petitioner requested changes to the
specifications for the TPMS malfunction warning provided by a combined
low tire pressure/TPMS malfunction warning telltale (see section IV of
this document for a complete discussion of issues raised in the
petition and their resolution). We have decided to grant the petition
for the reasons below. (We further note that a second petition for
reconsideration was submitted by ETV Corporation Pty Limited (ETV), in
response to which the agency is currently analyzing additional data. In
order to prevent unnecessary delay in responding to the separate and
distinct requests for amendment set forth in the Alliance's petition,
we have decided to bifurcate our response to this latest round of
petitions for reconsideration of the TPMS rulemaking. Accordingly, we
have decided to respond to the ETV petition subsequently, as part of a
separate document.)
---------------------------------------------------------------------------
\1\ 70 FR 18136 (April 8, 2005) (Docket No. NHTSA-2005-20586-1).
\2\ 70 FR 53079 (Sept. 7, 2005) (Docket No. NHTSA-2005-22251-1).
---------------------------------------------------------------------------
After careful consideration of the Alliance's request and available
data, the agency has decided to amend FMVSS No. 138 in response to one
technical matter raised in this latest round of petitions for
reconsideration, which involves the standard's requirements and test
procedures related to operation of the combined low tire pressure/TPMS
malfunction indicator lamp (MIL) telltale. Specifically, we have
decided to retain the requirement for the system to detect a system
malfunction and to initiate a 60-90 second flashing sequence by the
combined TPMS telltale (followed by continuous illumination) within 20
minutes of occurrence of that malfunction. However, we are amending the
standard to provide that if the TPMS subsequently encounters
additional, separate malfunctions, the TPMS may (but is not required
to) initiate another flashing sequence for each distinct malfunction
condition.
As a related matter, we are amending the standard's test procedures
to provide that only one malfunction will be simulated during each
malfunction detection test (i.e., one per ignition cycle). Under the
standard, the agency may still test for more than one malfunction,
although each additional malfunction would be simulated in a
[[Page 38018]]
separate test during a different ignition cycle, rather than simulating
multiple TPMS malfunctions simultaneously during the same ignition
cycle.
Effective Date
In light of the fact that the phase-in for FMVSS No. 138 commenced
on October 5, 2005, we find that there is good cause to make these
amendments effective 30 days after publication. The changes resulting
from this final rule responding to the Alliance's petition for
reconsideration generally involve requested technical modifications and
clarifications to the standard. We believe that vehicle manufacturers
and other interested stakeholders would benefit from rapid
implementation of these amendments. We note, however, that vehicle
manufacturers may voluntarily comply with the requirements of this
final rule immediately.
II. Background
A. The TREAD Act
Congress enacted the Transportation Recall Enhancement,
Accountability, and Documentation (TREAD) Act of 2000 \3\ on November
1, 2000. Section 13 of that Act \4\ required the Secretary of
Transportation, within one year of the statute's enactment, to complete
a rulemaking ``to require a warning system in new motor vehicles to
indicate to the operator when a tire is significantly under inflated.''
Section 13 also required the regulation to take effect within two years
of the completion of the rulemaking. Responsibility for this rulemaking
was delegated to NHTSA.
---------------------------------------------------------------------------
\3\ Pub. L. 106-414, 114 Stat. 1800 (2000).
\4\ See 49 U.S.C. 30123 note (2003).
---------------------------------------------------------------------------
B. Rulemaking History Prior to the April 2005 Final Rule
Since passage of the TREAD Act, FMVSS No. 138 has had a protracted
regulatory history. In summary, the agency published a notice of
proposed rulemaking (NPRM) \5\ on July 26, 2001, which was followed by
a final rule \6\ published on June 5, 2002.
---------------------------------------------------------------------------
\5\ 66 FR 38982 (July 26, 2001) (Docket No. NHTSA-2000-8572-30).
\6\ 67 FR 38704 (June 5, 2002) (Docket No. NHTSA-2000-8572-219).
---------------------------------------------------------------------------
After issuance of the June 2002 final rule, Public Citizen, Inc.,
New York Public Interest Research Group, and the Center for Auto Safety
filed a lawsuit challenging certain aspects of the TPMS regulation. The
Court of Appeals for the Second Circuit (Second Circuit) issued its
opinion in Public Citizen, Inc. v. Mineta \7\ on August 6, 2003,
holding that the TREAD Act unambiguously mandates TPMSs capable of
monitoring each tire up to a total of four tires. The Court's decision
effectively precluded the one-tire, 30-percent under-inflation
detection option in the June 5, 2002 final rule, or any similar option
for a system that cannot detect under-inflation in any combination of
tires up to four tires.
---------------------------------------------------------------------------
\7\ 340 F.3d 39 (2d Cir. 2003).
---------------------------------------------------------------------------
We note, however, that the Second Circuit was presented with a
final rule that did not specify a requirement for TPMS operability with
a spare tire, but the Court did not find fault with that aspect of the
safety standard. Moreover, the petitioners in Public Citizen, Inc. v.
Mineta did not object to that aspect of the TPMS final rule in their
litigation filings.\8\ Instead, the Court's opinion explicitly
sanctioned the agency's four-tire, 25 percent under-inflation detection
option (without any provision requiring TPMS operability with spare
tires), stating, ``We conclude that the agency's adoption of a one-
tire, 30 percent option was both contrary to law and arbitrary and
capricious, and that the agency's adoption of the phase-in period and
the four-tire, 25 percent option were not.'' \9\
---------------------------------------------------------------------------
\8\ The only reference to TPMS operability with spare tires was
provided at page 7 of the petitioners' brief, which, in a
description of different types of TPMSs, merely stated, ``Direct
systems can also work with a spare tire.''
\9\ Id. at 62.
---------------------------------------------------------------------------
Ultimately, the Court vacated the standard in its entirety and
directed the agency to conduct further rulemaking. NHTSA published a
final rule in the Federal Register on November 20, 2003, vacating FMVSS
No. 138.\10\
---------------------------------------------------------------------------
\10\ 68 FR 65404 (Nov. 20, 2003) (Docket No. NHTSA-2003-16524-
1).
---------------------------------------------------------------------------
The agency commenced rulemaking efforts to re-establish FMVSS No.
138 in a manner consistent with the Court's opinion and responsive to
issues raised in earlier petitions for reconsideration, the majority of
which remained relevant. To this end, the agency published a new NPRM
\11\ on September 16, 2004, obtained and considered public comments,
and published a final rule \12\ in the Federal Register on April 8,
2005. (For a more complete discussion of the regulatory history of the
TPMS rulemaking, readers should consult the June 5, 2002 final rule,
the September 16, 2004 NPRM, and the April 2005 final rule.)
---------------------------------------------------------------------------
\11\ 69 FR 55896 (Sept. 16, 2004) (Docket No. NHTSA-2004-19054-
1).
\12\ 70 FR 18136 (April 5, 2005) (Docket No. NHTSA-2005-20586-
1).
---------------------------------------------------------------------------
C. The April 2005 Final Rule
In re-establishing FMVSS No. 138, the April 2005 final rule
required passenger cars, multi-purpose passenger vehicles, trucks, and
buses with a GVWR of 4,536 kg (10,000 pounds) or less, except those
with dual wheels on an axle, to be equipped with a TPMS to alert the
driver when one or more of the vehicle's tires, up to all four of its
tires, is significantly under-inflated.\13\ Subject to the phase-in
schedule and the exceptions below, the final rule mandated compliance
with the requirements of the standard, commencing with covered vehicles
manufactured on or after October 5, 2005 (i.e., model year (MY) 2006).
The standard is intended to be technology-neutral, so as to permit
compliance with any available TPMS technology that meets the standard's
performance requirements.
---------------------------------------------------------------------------
\13\ There are two types of TPMSs currently available, direct
TPMSs and indirect TPMSs. Direct TPMSs have a pressure sensor in
each wheel that transmits pressure information to a receiver. In
contrast, indirect TPMSs do not have tire pressure sensors, but
instead rely on the wheel speed sensors, typically a component of an
anti-lock braking system, to detect and compare differences in the
rotational speed of a vehicle's wheels, which correlate to
differences in tire pressure.
We anticipate that new types of TPMS technology may be developed
in the future that will be capable of meeting the standard's
requirements. For example, such systems might incorporate aspects of
both direct and indirect TPMSs (i.e., hybrid systems). In concert
with TPMS suppliers, tire manufacturers might be able to incorporate
TPMS sensors directly into the tires themselves. In issuing a
performance standard, NHTSA is cognizant of and seeks to encourage
technological innovation.
---------------------------------------------------------------------------
The following points highlight the key provisions of the April 2005
final rule.
The TPMS is required to detect and to provide a warning to
the driver within 20 minutes of when the pressure of one or more of the
vehicle's tires, up to a total of four tires, is 25 percent or more
below the vehicle manufacturer's recommended cold inflation pressure
for the tires, or a minimum level of pressure specified in the
standard, whichever pressure is higher. These minimum activation
pressures are included in Table 1 of FMVSS No. 138.
The TPMS is not required to monitor the spare tire (if
provided), either when it is stowed or when it is installed on the
vehicle.
The TPMS must include a low tire pressure warning telltale
\14\ (yellow) that must detect (within 20 minutes) and remain
illuminated as long as any of the vehicle's tires remain under-inflated
(i.e., at a level below the standard's detection level for low tire
pressure) and
[[Page 38019]]
the vehicle's ignition locking system is in the ``On'' (``Run'')
position.\15\ The TPMS's low tire pressure warning telltale must
perform a bulb-check at vehicle start-up.
---------------------------------------------------------------------------
\14\ As part of the final rule, we added two versions of the
TPMS low tire pressure telltale and a TPMS malfunction telltale to
Table 2 of FMVSS No. 101, Controls and Displays (since changed to
Table 1).
\15\ We note that if a vehicle manufacturer elects to install a
low tire pressure telltale that indicates which tire is under-
inflated, the telltale must correctly identify the under-inflated
tire. (See S4.3.2, as contained in the April 2005 final rule.)
---------------------------------------------------------------------------
The TPMS is required to be certified as meeting the
standard's performance requirements with the tires originally installed
on the vehicle at the time of initial vehicle sale. This requirement
reflects a change from the June 2002 final rule, which required vehicle
manufacturers to certify compliance with any optional or replacement
tires of the size(s) recommended by the vehicle manufacturer. This
modification to the standard was because of new information
demonstrating that a small number of aftermarket and replacement tires
have construction characteristics that may prevent the continued proper
functioning of the TPMS when original equipment tires are replaced and
because of the difficulty in identifying those problematic tires.\16\
---------------------------------------------------------------------------
\16\ Available information at the time of the April 2005 final
rule showed that a very small number of replacement tires (estimated
at less than 0.5 percent of production) may have characteristics and
material content that cause the vehicle's TPMS to exhibit functional
problems. Specifically, the Rubber Manufacturers Association
submitted information on the prevalence of tires with
characteristics identified as potentially being incompatible with
proper TPMS functioning, at least in some cases. These problems are
primarily related to the tires' construction (e.g., high carbon
content in low aspect-ratio tires, thicker sidewall, or steel body
ply sidewall). According to the RMA, in 2002, light vehicle tires
having either steel body ply cords (steel casing tires) or run-flat
capability accounted for less than 0.5 percent of tires distributed
in the United States. (See letter from Steven Butcher, Vice
President, Rubber Manufacturers Association, to NHTSA (October 31,
2003) (Docket No. NHTSA-2000-8572-282)).
At that time, the agency also noted information showing that
there were over four million TPMS-equipped vehicles. (See letter
from Robert Strassburger, Vice President, Alliance of Automobile
Manufacturers, to NHTSA (October 20, 2003) (Docket No. NHTSA-2000-
8572-277)). As discussed in the April 2005 final rule, neither the
agency nor vehicle manufacturers had received reports indicating any
significant performance problems with those TPMSs when replacement
tires are installed on the vehicle (see 70 FR 18136, 18159 (April 8,
2005)), and the agency is similarly unaware of any significant
compatibility problems between aftermarket TPMSs and replacement
tires (see 67 FR 38704, 38731 (June 5, 2002)). This information was
generally consistent with the information above suggesting that the
magnitude of the compatibility problem between TPMSs and replacement
tires is likely to be a small one.
However, neither the agency nor the commenters were able to
identify a clear design solution for this problem, one which would
pose an insurmountable certification challenge for vehicle
manufacturers if the agency were to require ongoing TPMS operability
with all replacement tires. However, in light of the agency's
concern that TPMSs should continue to provide safety benefits in the
foreseeable event of replacement tires subsequently being installed
on the vehicle, the agency adopted its present approach requiring a
TPMS malfunction indicator lamp, which can also detect the presence
of replacement tires that are not compatible with the TPMS.
---------------------------------------------------------------------------
The agency acknowledged the practicability concerns associated with
vehicle manufacturers' trying to identify existing and future
replacement tires which could negatively impact the performance of
TPMSs, particularly given that tire production is outside the vehicle
manufacturers' control. Although we agreed that this situation could
pose substantial difficulties in terms of compliance certification, we
also stated our continued belief that a typical vehicle will outlast
its original set of tires and that drivers should continue to have the
opportunity to receive the benefits of the TPMS after the vehicle's
original tires are replaced. Accordingly, the agency decided on a new
approach intended to accommodate both concerns, specifically through a
requirement for a TPMS malfunction indicator (discussed immediately
below) that can detect when tires installed on the vehicle are
incompatible with the TPMS.
The TPMS must also include a TPMS malfunction indicator to
alert the driver when the system is non-operational, and thus unable to
provide the required low tire pressure warning.\17\ The TPMS
malfunction indicator must detect a malfunction within 20 minutes of
occurrence of a system malfunction and provide a warning to the driver.
This final rule provided two options by which vehicle manufacturers may
indicate a TPMS malfunction:
---------------------------------------------------------------------------
\17\ We note that the TPMS telltale(s) may be incorporated as
part of a reconfigurable display, provided that all requirements of
the standard are met.
---------------------------------------------------------------------------
(1) Installation of a separate, dedicated telltale (yellow) that
illuminates upon detection of the malfunction and remains continuously
illuminated as long as the ignition locking system is in the ``On''
(``Run'') position and the situation causing the malfunction remains
uncorrected, or
(2) Designing the low tire pressure telltale so that it flashes for
a period of at least 60 seconds and no longer than 90 seconds when a
malfunction is detected, after which the telltale must remain
continuously illuminated as long as the ignition locking system is in
the ``On'' (``Run'') position. This flashing and illumination sequence
must be repeated upon each subsequent vehicle start-up until the
situation causing the malfunction has been corrected.
If the option for a separate telltale is selected, the TPMS
malfunction telltale must perform a bulb-check at vehicle start-up.
In implementing FMVSS No. 138, NHTSA adopted a two-year phase-in as
part of the April 2005 final rule, with a schedule as follows: 20
percent of a vehicle manufacturer's light vehicles are required to
comply with the standard during the period from October 5, 2005 to
August 31, 2006; 70 percent during the period from September 1, 2006 to
August 31, 2007, and all light vehicles thereafter. The final rule also
included provisions for carry-forward and carry-backward credits at the
manufacturer's option, as well as special timing provisions for small
volume manufacturers, final-stage manufacturers, and alterers.
Vehicle manufacturers are not required to comply with the
requirements related to the TPMS malfunction indicator (including
associated owner's manual requirements) until September 1, 2007;
however, at that point, all covered vehicles must meet all relevant
requirements of the standard (i.e., no additional phase-in for MIL
requirements). The final rule also included phase-in reporting
requirements consistent with the phase-in schedule discussed above.
D. The September 2005 Final Rule; Response to Petitions for
Reconsideration
NHTSA received a total of 17 petitions for reconsideration of the
April 2005 final rule (two of which were subsequently withdrawn prior
to issuance of the agency's decision). All of these petitions may be
found in Docket No. NHTSA-2005-20586.
The petitioners requested further amendments to the TPMS standard,
most of which involved technical matters. These issues related to
certain requirements of the April 2005 final rule, including: (1) The
under-inflation detection level; (2) the under-inflation and
malfunction detection times; (3) functioning of the TPMS with spare
tires; (4) tire reserve load; (5) compliance testing conditions and
procedures; (6) system disablement and reprogrammability; (7) telltale
issues; (8) breadth of the malfunction detection requirement; (9)
minimum activation pressure; (10) owner's manual requirements; (11)
sharing of TPMS servicing information, and (12) phase-in calculations.
In response to this first set of petitions, the agency published a
final
[[Page 38020]]
rule in the Federal Register on September 7, 2005 that made a number of
technical amendments to Standard No. 138, of which the following are
relevant to the current petitions:
While retaining the final rule's requirement for the TPMS
malfunction indicator lamp to illuminate whenever there is a
malfunction that affects the generation or transmission of control or
response signals in the vehicle's tire pressure monitoring system, the
agency decided to amend the standard's test procedures to clarify that
telltale lamps will not be disconnected because such malfunctions will
be indicated during the bulb check(s) required under the standard.
The rule amended the regulatory text in FMVSS No. 138 to
clarify that for a combined low tire pressure/TPMS malfunction
indicator telltale, the same flashing/continuous illumination sequence
is required for one or more malfunctions that may affect the system
simultaneously (i.e., no more than one flashing sequence per ignition
cycle).
III. New Petitions for Reconsideration
NHTSA received two petitions for reconsideration submitted in
response to the September 2005 final rule for TPMS from ETV Corporation
\18\ and the Alliance of Automobile Manufacturers.\19\ These petitions
may be found in Docket No. NHTSA-2005-22251. (As explained above, the
agency will respond in a separate rulemaking document to the petition
submitted by ETV Corporation; the amendments requested in the ETV
petition will be discussed and addressed in that document. Accordingly,
the balance of the discussion in this document will focus on the
matters raised in the Alliance's petition for reconsideration.)
---------------------------------------------------------------------------
\18\ Docket No. NHTSA-2005-22251-2.
\19\ Docket No. NHTSA-2005-22251-3.
---------------------------------------------------------------------------
As noted above, the Alliance's petition requested further
amendments to FMVSS No. 138, primarily related to the specifications
for the TPMS malfunction warning provided by a combined low tire
pressure/TPMS malfunction telltale. All of the issues raised in the
Alliance's petition for reconsideration presently before us are
addressed in the Discussion and Analysis section immediately below.
IV. Discussion and Analysis
TPMS Malfunction Indicator Lamp Telltale Requirements
FMVSS No. 138 requires each TPMS to include a low tire pressure
warning telltale that is mounted inside the occupant compartment in
front of and in clear view of the driver and which is identified by one
of the symbols for the ``Low Tire Pressure Telltale'' in Table 1 of
FMVSS No. 101, Controls and Displays. The low tire pressure warning
telltale is required to illuminate under the conditions specified in
S4.2 of FMVSS No. 138, and it must also perform a check of lamp
function when the ignition locking system is activated to the ``On''
(``Run'') position or a position between ``On'' (``Run'') and ``Start''
that is designated by the manufacturer as a check position. (See S4.3,
as contained in the April 2005 final rule.)
Under the final rule, the TPMS-equipped vehicle is also required to
be equipped with a TPMS malfunction indicator (beginning September 1,
2007). This malfunction indicator may be provided either through a
separate, dedicated telltale or through a combined low tire pressure/
TPMS malfunction telltale. For the separate TPMS MIL, the telltale must
be mounted inside the occupant compartment in front of and in clear
view of the driver and be identified by the word ``TPMS,'' as described
under ``TPMS Malfunction Telltale'' in Table 1 of FMVSS No. 101. The
dedicated TPMS malfunction telltale is required to illuminate under the
conditions specified in S4.4 of FMVSS No. 138 for as long as the
malfunction exists, and it must also perform a check of lamp function
when the ignition locking system is activated to the ``On'' (``Run'')
position or a position between ``On'' (``Run'') and ``Start'' that is
designated by the manufacturer as a check position. (See S4.4(b), as
contained in the April 2005 final rule.)
If the vehicle manufacturer elects to provide a combination
telltale, it must meet the requirements of S4.2 and S4.3, as discussed
above, and paragraph S4.4(c)(2) of the standard in the April 2005 final
rule, which required a TPMS malfunction to be indicated as follows:
(2) Flashes for a period of at least 60 seconds but no longer
than 90 seconds upon detection of any condition specified in S4.4(a)
after the ignition locking system is activated to the ``On''
(``Run'') position. After this period of prescribed flashing, the
telltale must remain continuously illuminated as long as the
malfunction exists and the ignition locking system is in the ``On''
(``Run'') position. This flashing and illumination sequence must be
repeated each time the ignition locking system is placed in the
``On'' (``Run'') position until the situation causing the
malfunction has been corrected.
As discussed below, the Alliance's initial petition for rulemaking
requested amendments related to the operation of the TPMS related
telltale(s), one of which involved seeking clarification regarding how
a combined TPMS telltale should operate when multiple malfunctions
occur. The Alliance identified the following potential approaches: (1)
Have one flashing sequence cover all TPMS malfunctions; (2) Have each
malfunction trigger a separate warning, or (3) Extend the length of the
flashing sequence to indicate more than one malfunction. The
recommendation of the Alliance was to leave the choice among these
approaches to vehicle manufacturer discretion.
Regarding the issue of multiple malfunctions, we decided, in the
September 2005 final rule, that for vehicles with a combined low tire
pressure/TPMS malfunction warning indicator, the telltale must flash
for a single period of at least 60 seconds, but no longer than 90
seconds and then remain continuously illuminated. In that rule, we
expressed our concern that permitting multiple flashing sequences could
lead to consumer confusion and would undermine the consistency of the
message provided across the vehicle fleet. We further stated that this
flashing sequence is intended to alert the driver to any and all TPMS
malfunctions detected by the system, and we expressed our belief that
once a consumer is warned that a TPMS malfunction exists, that person
would be expected to take the vehicle to a service professional to
diagnose and correct the problem(s). This reaction is not likely to
change depending upon the number of malfunctions, and we further stated
that we anticipate that all conditions impairing operation of the TPMS
would be resolved at that time. Accordingly, we amended the regulatory
text of the standard to specify how multiple malfunctions would be
indicated.
Thus, in the September 2005 final rule, we made minor technical
changes to S4.4(c)(2) of the standard to clarify this matter, which
reads as follows:
(2) When the ignition locking system is activated to the ``On''
(``Run'') position, flashes for a period of at least 60 seconds but
no longer than 90 seconds upon detection of any condition(s)
specified in S4.4(a). After this period of prescribed flashing, the
telltale must remain continuously illuminated as long as a
malfunction exists and the ignition locking system is in the ``On''
(``Run'') position. This flashing and illumination sequence must be
repeated each time the ignition locking system is placed in the
``On'' (``Run'') position until the situation(s) causing the
malfunction(s) has (have) been corrected.
[[Page 38021]]
In its second petition for reconsideration,\20\ the Alliance asked
the agency to further clarify S4.4(c)(2). The Alliance asserted that
that provision does not appear, on its face, to preclude initiation of
a second flashing sequence during the same ignition cycle if the system
detects a subsequent TPMS malfunction. However, as the Alliance stated
in its petition, the preamble to the September 2005 final rule made
clear the agency's intention to permit only a single flashing sequence
per ignition cycle for the combined low tire pressure/TPMS malfunction
telltale. The Alliance's second petition provided new information which
more fully explained the nature of its concerns with S4.4(c)(2) and the
anticipated impact that the agency's current provision would have on
the automobile industry, if NHTSA were to continue to limit the TPMS
malfunction indicator in a combined telltale to a single flashing
sequence in one ignition cycle, even if subsequent TPMS malfunctions
are detected.
---------------------------------------------------------------------------
\20\ The Alliance raised this issue in an October 24, 2005
letter to the agency, which it alternatively asked to be treated as
a request for a letter of interpretation pertaining to S4.4(c)(2) or
a petition for rulemaking (Docket No. NHTSA-2005-22251-3). In a
letter dated December 21, 2005, NHTSA responded that the language of
the regulation and the portion of the preamble dealing with
S4.4(c)(2), when read together, left little ambiguity in terms of
how the agency would interpret that provision, so the agency stated
its intention to treat the Alliance's letter as a petition for
reconsideration of the September 2005 final rule (see Docket No.
NHTSA-2005-22251-9).
---------------------------------------------------------------------------
According to the Alliance, the agency's current approach is unduly
restrictive and would prevent a number of current system design
architectures from complying with the standard's TPMS malfunction
indicator requirements. The Alliance stated that many current vehicle
architectures utilize ``distributed logic,'' in which the TPMS telltale
can be independently commanded from different parts of the system. In
terms of the system's operation, the Alliance further explained that
the combined TPMS telltale, which is located in the instrument cluster,
may be commanded to flash by the multi-function control module, or, if
it loses communications with the multi-function control module, the
telltale recognizes the loss and initiates a flash sequence.
The Alliance stated that in most cases, a TPMS fault detected by a
multi-function control module will initiate a flash sequence per the
current requirements of S4.4(c)(2), but in extremely rare instances,
communication between the multi-function control module and the
telltale may be lost, which would result in a second flashing sequence
during the same ignition cycle. However, the Alliance acknowledged that
in such situations, subsequent ignition cycles would produce only a
single flashing sequence due to such lost communications. (General
Motors North America (General Motors) submitted supplemental
information in support of the Alliance's petition intended to
illustrate instances in which sequential faults in the TPMS could
trigger the MIL to flash more than once during an ignition cycle.\21\)
---------------------------------------------------------------------------
\21\ The General Motors submission explained the fault scenarios
discussed in the Alliance's petition through a series of block
diagrams of a generic TPMS showing a tire pressure sensor, a TPMS
receiver, and a display controller. (See Docket No. NHTSA-2005-
22251-13.)
---------------------------------------------------------------------------
The Alliance argued that a requirement that a second flashing
sequence never occur during the same ignition cycle would prohibit the
use of a distributed logic and could, in effect, require all fault
detection and control logic to be located at the telltale location.
According to the Alliance, such system redesigns would not be
practicable prior to the September 1, 2007 mandatory compliance date
for the TPMS malfunction indicator requirements.
In addition, the Alliance argued that no additional safety benefits
would result from requiring system redesigns to ensure that combined
TPMS malfunction indicators are limited to a single flashing sequence
during each ignition cycle. The Alliance stated that the agency did not
provide any data or study to show that multiple telltale flashing
sequences resulting from multiple malfunctions would cause consumer
confusion. Instead, the Alliance countered that current, voluntary TPMS
malfunction systems operating in the manner described above have been
in production for more than two years, and there has been no apparent
consumer confusion.
Furthermore, the Alliance argued that consumer confusion is
unlikely, because multiple TPMS malfunctions during the same ignition
cycle are expected to be highly infrequent events. (We note that Ford
Motor Company (Ford) submitted confidential data showing the frequency
of multiple TPMS malfunctions that would trigger a second MIL flashing
sequence, an occurrence which the data showed to be an extremely rare
event.\22\)
---------------------------------------------------------------------------
\22\ Docket No. NHTSA-2005-20586-15.
---------------------------------------------------------------------------
Based upon the above reasoning, the Alliance's petition requested
that the agency permit, but not require, subsequent flash sequences
when the initial malfunction is followed by others in the same ignition
cycle, and it urged the agency to amend S4.4(c)(2) to read as follows:
(2) When the ignition locking system is activated to the ``On''
(``Run'') position, flashes for a period of at least 60 seconds but
no longer than 90 seconds upon detection of any singular condition
specified in S4.4(a). After this period of prescribed flashing, the
telltale must remain continuously illuminated as long as a
malfunction exists and the ignition locking system is in the ``On''
(``Run'') position. This flashing and illumination sequence must be
repeated each time the ignition locking system is placed in the
``On'' (``Run'') position until the situation(s) causing the
malfunction(s) has (have) been corrected. Subsequent malfunctions
occurring during any key cycle may, but are not required to,
reinitiate the prescribed flashing sequence at any time.
(Emphasis in original)
After carefully considering the new information presented in the
Alliance's second petition and the supporting information provided by
General Motors and Ford, we have decided to amend the standard's
requirements and test procedures related to operation of the combined
low tire pressure/TPMS malfunction indicator telltale. Specifically, we
have decided to retain the requirement for the system to detect a
system malfunction and to initiate a 60-90 second flashing sequence for
the TPMS combined telltale (followed by continuous illumination) within
20 minutes of occurrence of that malfunction. However, we are amending
the standard to provide that if the TPMS subsequently encounters
additional, separate malfunctions, the TPMS may, but is not required
to, initiate another flashing sequence for each distinct malfunction
condition. As a related matter, we are amending the standard's test
procedures to provide that only one malfunction will be simulated
during each malfunction detection test (i.e., one per ignition cycle).
Under the standard, the agency may still test for more than one
malfunction, although this would be in separate tests during different
ignition cycles, rather than simulating multiple TPMS malfunctions
during the same ignition cycle. We are adopting this approach for the
reasons that follow.
Based upon the latest information provided by the Alliance and
certain of its members, the agency now better understands the technical
difficulties associated with requiring TPMSs with a combined telltale
to limit the MIL flashing sequence to once per ignition cycle in the
event of multiple, independent malfunctions. Redesigning affected TPMSs
to overcome this technical limitation may not be
[[Page 38022]]
practicable prior to the September 1, 2007 compliance deadline for the
MIL.
Furthermore, the new information provided by Ford suggests that a
second TPMS malfunction within an ignition cycle is likely to be an
extremely rare event. A third TPMS malfunction within a given ignition
cycle is likely to be a matter of only theoretical concern.
Accordingly, we believe that the occurrence of more than one flashing
sequence would be highly infrequent and, therefore, would not pose a
nuisance to drivers or lead to considerable confusion. Although
operation of the combined telltale may not be entirely uniform across
the vehicle fleet, the message will nonetheless remain highly
consistent, given the expected rarity of multiple TPMS malfunctions.
Thus, in light of the data provided, we do not believe the potential
delay that might accompany a strict limitation to one MIL flashing
sequence for a combined telltale is warranted.
Because we have decided to grant the request in the Alliance's
petition to permit more than one MIL flash sequence during a given
ignition cycle, it is no longer necessary to retain that aspect of
S6(k) which provides for simulation of multiple TPMS malfunctions at
the same time (i.e., to ensure that the combined TPMS telltale is
limited to a single flashing sequence per ignition cycle). The system
is still required to detect any TPMS malfunction, as required under
S4.4(a). Accordingly, we have decided to amend the standard's test
procedures to limit simulation of TPMS malfunctions to one per ignition
cycle, which is consistent with the methodology employed in other
Federal motor vehicle safety standards (e.g., FMVSS No. 105, Hydraulic
and Electric Brake Systems (S7.9, Service brake system test--partial
failure), FMVSS No. 135, Light Vehicle Brake Systems (S7.10, Hydraulic
circuit failure)). This modification will also simplify testing under
the standard. However, the agency reiterates its intention to preserve
its ability to test for more than one type of TPMS malfunction. We
believe that such a provision is necessary to ensure the robustness of
the system, although this objective will now be achieved by simulating
different malfunctions during different ignition cycles, rather than
multiple malfunctions during the same ignition cycle.
V. Benefits and Costs
Section VI of the April 2005 final rule summarized the costs
associated with the TPMS standard, as more fully described in the Final
Regulatory Impact Analysis (FRIA)\23\ accompanying the final rule. The
FRIA addresses the full range of anticipated costs related to TPMSs,
including the cost of different TPMS technologies, overall vehicle
costs, maintenance costs, testing costs, and opportunity costs.
---------------------------------------------------------------------------
\23\ Docket No. NHTSA-2005-20586-2.
---------------------------------------------------------------------------
In summary, the FRIA estimated that the average incremental cost
for all vehicles to meet the standard's requirements would range from
$48.44-$69.89 per vehicle, depending upon the specific technology
chosen for compliance. Since approximately 17 million vehicles are
produced for sale in the U.S. each year, the total annual vehicle cost
is expected to range from approximately $823-$1,188 million per year.
The agency estimated that the net cost per vehicle would be $26.63-
$100.25 (assuming a one-percent TPMS malfunction rate for replacement
tires) and that the total annual net cost would be approximately $453-
$1,704 million.
The agency has determined that the technical amendments resulting
from this final rule responding to the Alliance's petition for
reconsideration will not appreciably change the costs and benefits
reported in the FRIA. Accordingly, the agency has decided that the
estimates in that document remain valid and that additional analysis is
not required.
VI. Rulemaking Analyses and Notices
A. Vehicle Safety Act
Under 49 U.S.C. Chapter 301, Motor Vehicle Safety (49 U.S.C. 30101
et seq.), the Secretary of Transportation is responsible for
prescribing motor vehicle safety standards that are practicable, meet
the need for motor vehicle safety, and are stated in objective
terms.\24\ These motor vehicle safety standards set the minimum level
of performance for a motor vehicle or motor vehicle equipment to be
considered safe.\25\ When prescribing such standards, the Secretary
must consider all relevant, available motor vehicle safety
information.\26\ The Secretary also must consider whether a proposed
standard is reasonable, practicable, and appropriate for the type of
motor vehicle or motor vehicle equipment for which it is prescribed and
the extent to which the standard will further the statutory purpose of
reducing traffic accidents and associated deaths.\27\ The
responsibility for promulgation of Federal motor vehicle safety
standards has been delegated to NHTSA.\28\
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\24\ 49 U.S.C. 30111(a).
\25\ 49 U.S.C. 30102(a)(9).
\26\ 49 U.S.C. 30111(b).
\27\ Id.
\28\ 49 U.S.C. 105 and 322; delegation of authority at 49 CFR
1.50.
---------------------------------------------------------------------------
As noted previously, section 13 of the TREAD Act mandated a
regulation to require a tire pressure monitoring system in new
vehicles. In satisfaction of this congressional directive, NHTSA
established FMVSS No. 138, Tire Pressure Monitoring Systems, in a final
rule published in the Federal Register on April 8, 2005. The agency
received 17 petitions for reconsideration of the final rule (two of
which were subsequently withdrawn), the agency published a final rule
responding to petitions for reconsideration in the Federal Register on
September 7, 2005, and the agency received two additional petitions for
reconsideration in response to this latest TPMS rulemaking (one of
which is addressed here). Most of these petitions requested amendments
involving technical modifications. In this final rule partially
responding to petitions for reconsideration, the agency carefully
considered the statutory requirements of both the TREAD Act and 49
U.S.C. Chapter 301.
First, this final rule reflects the agency's careful consideration
and analysis of all issues raised in the Alliance's petition for
reconsideration. In responding to the issues raised in the petition,
the agency considered all relevant motor vehicle safety information. In
preparing this document, the agency carefully evaluated relevant,
available research, testing results, and other information related to
various TPMS technologies. In sum, this document reflects our
consideration of all relevant, available motor vehicle safety
information.
Second, to ensure that the TPMS requirements remain practicable,
the agency evaluated the potential impacts of the petition's requested
actions in light of the cost, availability, and suitability of various
TPMSs, consistent with our safety objectives and the requirements of
the TREAD Act. As noted above, most of the changes contained in this
final rule involve relatively minor modifications to the April 2005 and
September 2005 final rules for TPMS. In sum, we believe that this final
rule partially responding to petitions for reconsideration is
practicable and will maintain the benefits of the TPMS standard,
including prevention of deaths and injuries associated with
significantly under-inflated tires, increased tread life, fuel economy
savings, and savings associated with avoidance of property
[[Page 38023]]
damage and travel delays (i.e., from crashes prevented by the TPMS).
Third, the regulatory text following this preamble is stated in
objective terms in order to specify precisely what performance is
required and how performance will be tested to ensure compliance with
the standard. Specifically, this final rule makes minor modifications
to the performance requirements for operation of the TPMS, in terms of
providing warnings related to system malfunction. The standard's test
procedures continues to carefully delineate how testing will be
conducted, including malfunction testing. The agency continues to
believe that this test procedure is sufficiently objective and would
not result in any uncertainty as to whether a given vehicle satisfies
the requirements of the TPMS standard.
Fourth, we believe that this final rule partially responding to
petitions for reconsideration will meet the need for motor vehicle
safety by making certain modifications that will enhance the ability of
the TPMS standard to provide a warning to the driver when the system
becomes non-operational, thereby permitting the driver to take
corrective action in a timely fashion and potentially averting crash-
related injuries.
Finally, we believe that this final rule partially responding to
petitions for reconsideration is reasonable and appropriate for motor
vehicles subject to the applicable requirements. As discussed elsewhere
in this notice, the modifications to the standard resulting from this
final rule will further the agency's efforts to address Congress'
concern that significantly under-inflated tires could lead to tire
failures resulting in fatalities and serious injuries. Under the TREAD
Act, Congress mandated installation of a system in new vehicles to
alert the driver when a tire is significantly under-inflated, and NHTSA
has determined that TPMSs meeting the requirements of this final rule
offer an effective countermeasure in these situations. Accordingly, we
believe that this final rule is appropriate for covered vehicles that
are or would become subject to these provisions of FMVSS No. 138
because it furthers the agency's objective of preventing deaths and
serious injuries associated with significantly under-inflated tires.
B. Executive Order 12866 and DOT Regulatory Policies and Procedures
Executive Order 12866, ``Regulatory Planning and Review'' (58 FR
51735, October 4, 1993), provides for making determinations whether a
regulatory action is ``significant'' and therefore subject to OMB
review and to the requirements of the Executive Order. The Order
defines a ``significant regulatory action'' as one that is likely to
result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
Although the April 2005 final rule was determined to be
economically significant, this final rule partially responding to
petitions for reconsideration involves only relatively minor technical
amendments to FMVSS No. 138. Accordingly, this rulemaking document was
not reviewed under E.O. 12866. Further, this action has been determined
to be ``not significant'' under the Department of Transportation's
Regulatory Policies and Procedures. The agency has estimated that the
incremental costs associated with the minor modifications to the
standard resulting from this final rule will not appreciably change the
costs of compliance with FMVSS No. 138. Accordingly, the figures
presented in the Final Regulatory Impact Analysis, docketed along with
the April 2005 final rule, remain apposite without modification.
C. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.,
as amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA) of 1996), whenever an agency is required to publish a notice
of rulemaking for any proposed or final rule, it must prepare and make
available for public comment a regulatory flexibility analysis that
describes the effect of the rule on small entities (i.e., small
businesses, small organizations, and small governmental jurisdictions).
The Small Business Administration's regulations at 13 CFR Part 121
define a small business, in part, as a business entity ``which operates
primarily within the United States.'' (13 CFR 121.105(a)). No
regulatory flexibility analysis is required if the head of an agency
certifies the rule will not have a significant economic impact on a
substantial number of small entities. SBREFA amended the Regulatory
Flexibility Act to require Federal agencies to provide a statement of
the factual basis for certifying that a rule will not have a
significant economic impact on a substantial number of small entities.
NHTSA has considered the effects of this final rule under the
Regulatory Flexibility Act. I certify that this final rule would not
have a significant economic impact on a substantial number of small
entities. The rationale for this certification is that the present
final rule partially responding to petitions for reconsideration only
makes minor technical modifications to the safety standard for TPMS. As
discussed in detail in the April 2005 final rule establishing FMVSS No.
138, we do not anticipate that the TPMS standard will have a
significant economic impact on a substantial number of small entities,
and nothing in this final rule would change either that assessment or
its underlying reasoning.
D. Executive Order 13132 (Federalism)
NHTSA has examined today's final rule pursuant to Executive Order
13132 (64 FR 43255, August 10, 1999) and concluded that no additional
consultation with States, local governments, or their representatives
is mandated beyond the rulemaking process. The agency has concluded
that the rule does not have federalism implications, because the rule
does not have ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and the responsibilities among the various levels
of government.''
Further, no consultation is needed to discuss the preemptive effect
of today's rule. NHTSA rules can have preemptive effect in at least two
ways. First, the National Traffic and Motor Vehicle Safety Act contains
an express preemptive provision: ``When a motor vehicle safety standard
is in effect under this chapter, a State or a political subdivision of
a State may prescribe or continue in effect a standard applicable to
the same aspect of performance of a motor vehicle or motor vehicle
equipment only if the standard is identical to the standard prescribed
under this chapter.'' 49 U.S.C. 30102(b)(1). In addition, we note that
the final rule establishing a safety standard for tire pressure
monitoring systems was mandated by Congress, pursuant to section 13 of
the TREAD Act. It is this statutory commands that preempts State law,
not today's
[[Page 38024]]
rulemaking, so consultation would be inappropriate.
In addition to the express pre-emption noted above, the Supreme
Court has also recognized that State requirements imposed on motor
vehicle manufacturers, including sanctions imposed by State tort law,
can stand as an obstacle to the accomplishment and execution of a NHTSA
safety standard. When such a conflict is discerned, the Supremacy
Clause of the Constitution makes their State requirements
unenforceable. See Geier v. American Honda Motor Co., 529 U.S. 861
(2000). NHTSA has not outlined such potential State requirements in
today's rulemaking, however, in part because such conflicts can arise
in varied contexts, but it is conceivable that such a conflict may
become clear through subsequent experience with today's standard and
test regime. NHTSA may opine on such conflicts in the future, if
warranted. See id. at 883-86.
E. Executive Order 12988 (Civil Justice Reform)
With respect to the review of the promulgation of a new regulation,
section 3(b) of Executive Order 12988, ``Civil Justice Reform'' (61 FR
4729, February 7, 1996) requires that Executive agencies make every
reasonable effort to ensure that the regulation: (1) Clearly specifies
the pre-emptive effect; (2) clearly specifies the effect on existing
Federal law or regulation; (3) provides a clear legal standard for
affected conduct, while promoting simplification and burden reduction;
(4) clearly specifies the retroactive effect, if any; (5) adequately
defines key terms; and (6) addresses other important issues affecting
clarity and general draftsmanship under any guidelines issued by the
Attorney General. This document is consistent with that requirement.
Pursuant to this Order, NHTSA notes as follows. The pre-emptive effect
of this rule is discussed above. NHTSA notes further that there is no
requirement that individuals submit a petition for reconsideration or
pursue other administrative proceeding before they may file suit in
court.
F. Executive Order 13045 (Protection of Children From Environmental
Health and Safety Risks)
Executive Order 13045, ``Protection of Children from Environmental
Health and Safety Risks'' (62 FR 19855, April 23, 1997), applies to any
rule that: (1) Is determined to be ``economically significant'' as
defined under Executive Order 12866, and (2) concerns an environmental,
health, or safety risk that the agency has reason to believe may have a
disproportionate effect on children. If the regulatory action meets
both criteria, the agency must evaluate the environmental health or
safety effects of the planned rule on children, and explain why the
planned regulation is preferable to other potentially effective and
reasonably feasible alternatives considered by the agency.
This final rule partially responding to petitions for
reconsideration is not an economically significant regulatory action
under Executive Order 12866, and furthermore, the problems associated
with underinflated tires equally impact all persons riding in a
vehicle, regardless of age. Consequently, this final rule does not
involve decisions based upon health and safety risks that
disproportionately affect children, as would necessitate further
analysis under Executive Order 13045.
G. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA), a person is not
required to respond to a collection of information by a Federal agency
unless the collection displays a valid OMB control number. As part of
the April 2005 final rule, each of the estimated 21 affected vehicle
manufacturers is required to provide one phase-in report for each of
two years, beginning in the fall of 2006.
Pursuant to the June 5, 2002 TPMS final rule, the OMB approved the
collection of information ``Phase-In Production Reporting Requirements
for Tire Pressure Monitoring Systems,'' assigning it Control No. 2127-
0631 (expiration 6/30/06). NHTSA has been given OMB clearance to
collect a total of 42 hours a year (2 hours per respondent) for the
TPMS phase-in reporting. NHTSA subsequently requested and was granted
an OMB extension of this clearance (expiration 9/30/09).
However, the present final rule partially responding to petitions
for reconsideration does not contain any additional information
collection requirements beyond those contained in the April 2005 final
rule.
H. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104-113, (15 U.S.C. 272) directs the
agency to evaluate and use voluntary consensus standards in its
regulatory activities unless doing so would be inconsistent with
applicable law or is otherwise impractical. Voluntary consensus
standards are technical standards (e.g., materials specifications, test
methods, sampling procedures, and business practices) that are
developed or adopted by voluntary consensus standards bodies, such as
the Society of Automotive Engineers. The NTTAA directs us to provide
Congress (through OMB) with explanations when we decide not to use
available and applicable voluntary consensus standards. The NTTAA does
not apply to symbols.
There are no voluntary consensus standards related to TPMS
available at this time. However, NHTSA will consider any such standards
as they become available.
I. Unfunded Mandates Reform Act
Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA)
requires federal agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of more
than $100 million annually (adjusted for inflation with base year of
1995 (so currently about $118 million in 2004 dollars)). Before
promulgating a NHTSA rule for which a written statement is needed,
section 205 of the UMRA generally requires the agency to identify and
consider a reasonable number of regulatory alternatives and adopt the
least costly, most cost-effective, or least burdensome alternative that
achieves the objectives of the rule. The provisions of section 205 do
not apply when they are inconsistent with applicable law. Moreover,
section 205 allows the agency to adopt an alternative other than the
least costly, most cost-effective, or least burdensome alternative if
the agency publishes with the final rule an explanation of why that
alternative was not adopted.
As discussed in that notice, the April 2005 final rule establishing
FMVSS No. 138 is not expected to result in the expenditure by State,
local, or tribal governments, in the aggregate, of more than $118
million annually, but it is expected to result in an expenditure of
that magnitude by vehicle manufacturers and/or their suppliers. In that
final rule, NHTSA adopted a performance requirement for a system with a
four-tire, 25-percent under-inflation detection capability; we believe
that this approach is consistent with safety and the mandate in the
TREAD Act, and it should provide a number of technological choices,
thereby offering broad flexibility to minimize costs of compliance with
the standard.
[[Page 38025]]
In contrast, the present final rule partially responding to
petitions for reconsideration only makes technical modifications to the
standard. Therefore, we do not believe that this final rule will
appreciably change the costs of compliance with FMVSS No. 138.
Therefore, the agency has not prepared an economic assessment pursuant
to the Unfunded Mandates Reform Act.
J. National Environmental Policy Act
NHTSA has analyzed this rulemaking action for the purposes of the
National Environmental Policy Act. The agency has determined that
implementation of this action will not have any significant impact on
the quality of the human environment.
K. Regulatory Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN contained in the heading at the beginning of this document
to find this action in the Unified Agenda.
L. Privacy Act
Please note that anyone is able to search the electronic form of
all comments received into any of our dockets by the name of the
individual submitting the comment (or signing the comment, if submitted
on behalf of an association, business, labor union, etc.). You may
review DOT's complete Privacy Act Statement in the Federal Register
published on April 11, 2000 (Volume 65, Number 70; Pages 19477-78), or
you may visit https://dms.dot.gov.
List of Subj