Special Guidelines for Processing H-2B Temporary Labor Certification in Tree Planting and Related Reforestation Occupations, 36504-36507 [E7-12766]
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36504
Federal Register / Vol. 72, No. 127 / Tuesday, July 3, 2007 / Notices
from those individuals who have
misused * * * their DEA Certificate of
Registration, and who have not
presented sufficient mitigating evidence
to assure the Administrator that they
can be [en]trusted with the
responsibility carried by such a
registration.’ ’’ Jackson, 72 FR at 23853
(quoting Miller, 53 FR at 21932).
Neither Jackson nor any other agency
decision holds, however, that the
Agency cannot consider the deterrent
value of a sanction in deciding whether
a registration should be revoked.
Moreover, even when a proceeding
serves a remedial purpose, an
administrative agency can properly
consider the need to deter others from
engaging in similar acts. Cf. Butz v.
Glover Livestock Commission Co., Inc.,
411 U.S. 182, 187 (1973). Consideration
of the deterrent effect of a potential
sanction is supported by the CSA’s
purpose of protecting the public
interest, see 21 U.S.C. 801, and the
broad grant of authority conveyed in the
CSA’s statutory text, which authorizes
the revocation of a registration when a
registrant has committed acts that
render its ‘‘registration * * *
inconsistent with the public interest,’’
id. 824(a)(4), and specifically directs the
Attorney General to consider ‘‘such
other factors as may be relevant to and
consistent with the public health and
safety.’’ Id. 823(d)(6).
As noted by a recent study of the
National Center on Addiction and
Substance Abuse (CASA), ‘‘the abuse of
controlled prescription drugs in
America now eclipses abuse of all illicit
drugs combined, except marijuana.’’ GX
3 (Declaration of Joseph T. Rannazzisi).
According to the CASA study, ‘‘between
1992 and 2003, abuse of controlled
prescription drugs grew at a rate twice
that of marijuana abuse, five times
greater than cocaine abuse, and 60 times
greater than heroin abuse.’’ Id.
Relatedly, CASA has found that the
number of ‘‘controlled prescription
drug-related visits to emergency rooms
has increased three and a half times
more than heroin-related visits and four
times more than visits linked to cocaine
abuse.’’ Id. Moreover, ‘‘between 1994
and 2002, emergency department
reports of hydrocodone * * * overdoses
increased by 170 percent.’’ Id.
Equally alarming are the results of the
National Institute of Drug Abuse (NIDA)
2004 survey of eighth, tenth and twelfth
grade school children. According to the
survey, ‘‘9.3 percent of twelfth graders
reported using Vicodin, a brand name
Schedule III controlled substance
containing hydrocodone, without a
prescription in the previous year.’’ Id.
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Illegitimate internet sites play an
increasingly large and disturbing role in
facilitating the growth of prescription
drug abuse. Id. at 1–2.; see also William
R. Lockridge, 71 FR 77791 (2006).
Because these websites allow a person
to obtain a controlled substance based
on a prescription which is issued
outside of a legitimate doctor/patient
relationship and the safeguards that
relationship provides, ‘‘[a]nyone—
including children—can easily obtain
highly addictive controlled substances
online.’’ GX 3, at 2.
As stated above, these websites and
the pharmacies that fill the
prescriptions issued by them, are
nothing more than drug pushers
operating under the patina of legitimate
authority. Cutting off the supply sources
of these pushers is of critical importance
in protecting the American people from
this extraordinary threat to public
health and safety. In accomplishing this
objective, this Agency cannot do it all
itself. It must rely on registrants to fulfill
their obligation under the Act to ensure
that they do not supply controlled
substances to entities which act as
pushers. And to make clear, because of
the threat to public safety posed by the
diversion of controlled substances
through the internet, the deterrent value
of a sanction is an appropriate
consideration in proceedings brought
under sections 303 and 304 of the CSA.
Order
Pursuant to the authority vested in me
by 21 U.S.C 823(d) & 824(a), as well as
28 CFR 0.100(b) & 0.104, I order that
DEA Certificate of Registration,
RS0204898, issued to Southwood
Pharmaceuticals, Inc., be, and it hereby
is, revoked. I further order that the
pending application of Southwood
Pharmaceuticals, Inc., for renewal of its
registration be, and it hereby is, denied.
Moreover, for the same reasons which
led me to conclude that Respondent’s
continued registration constituted an
imminent danger to public health and
safety, this order is effective
immediately.
Dated: June 22, 2007.
Michele M. Leonhart,
Deputy Administrator.
[FR Doc. 07–3218 Filed 7–2–07; 8:45 am]
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DEPARTMENT OF LABOR
Employment and Training
Administration
Special Guidelines for Processing
H–2B Temporary Labor Certification in
Tree Planting and Related
Reforestation Occupations
Employment & Training
Administration, Department Of Labor.
ACTION: Notice.
AGENCY:
SUMMARY: This notice updates
procedures for State Workforce
Agencies and ETA National Processing
Centers to process H–2B labor
certification applications in tree
planting and related reforestation
occupations.
SUPPLEMENTARY INFORMATION:
I. References
Immigration and Nationality Act
(INA) section 101(a)(15)(H)(ii)(b); 20
Code of Federal Regulations (CFR) Parts
652 and 655; 8 CFR 214.2(h)(6); Federal
Register Notice, Vol. 70, No. 137, pps.
41430–41438; Migrant and Seasonal
Agricultural Worker Protection Act, 29
U.S.C. 1801, et seq.; 29 CFR part 500;
and Training and Employment
Guidance Letter (TEGL) 21–06,
Procedures for H–2B Temporary Labor
Certification in Non-Agricultural
Occupations.
II. Background
The H–2B nonimmigrant program
permits employers to hire foreign
workers to come to the United States
(U.S.) and perform temporary nonagricultural services or labor on a onetime, seasonal, peakload, or intermittent
basis. The H–2B visa classification
requires the Secretary of Homeland
Security to consult with appropriate
agencies before admitting H–2B
nonimmigrants. Homeland Security
regulations require the intending
employer first to apply for a temporary
labor certification from the Secretary of
Labor advising the Department of
Homeland Security’s United States
Citizenship and Immigration Services
(USCIS) as to whether qualified U.S.
workers are available and whether the
alien’s employment will adversely affect
the wages and working conditions of
similarly employed U.S. workers, or a
notice that such certification cannot be
made, prior to filing an H–2B visa
petition with USCIS.
However, in December 2004, the
Department opened two new National
Processing Centers (NPCs), one each
located in Atlanta and Chicago. These
Centers have been designated to process
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applications to employ foreign workers
for temporary positions under the H–2B
program. The Department published a
notice in the Federal Register (Vol. 70,
No. 137, pages 41430–41438) on July 19,
2005, clarifying that employers must file
two (2) originals of the ETA Form 750,
Part A, directly with the State
Workforce Agency (SWA) serving the
area of intended employment and, once
reviewed, the SWA will send the
complete application to the appropriate
NPC. That process does not apply to
employer applications for emergency
boilermakers, entertainers, logging, and
professional team sports, which were
given special filing instructions in the
notice. The guidelines outlined in this
memorandum work in conjunction with
this centralized filing process, and
ensure greater consistency in the
processing of these H–2B applications
through the Centers.
III. Procedures for H–2B Applications
in Tree Planting and Related
Reforestation Occupations
Due to a number of complexities,
special guidelines for processing H–2B
applications for tree planting and
related reforestation occupations are
required. For example, although the
occupations of Tree Planter, Forest
Worker and Laborer, and Brush Clearer
have many similarities to agriculture,
they are not so classified under either
the Internal Revenue Code or the Fair
Labor Standards Act (FLSA). Therefore,
under the Immigration and Nationality
Act (INA) they are not authorized for the
H–2A visa and must be processed as H–
2B occupations. However, two court
decisions (Bresgal v. Brock, 833 F. 2d
763 (9th Cir. 1987), and Bracamantes v.
Weyerhauser Co., 840 F.2d 271 (5th Cir.
1988)) directed the Department to cover
migrant and seasonal forestry workers
under the Migrant and Seasonal
Agricultural Worker Protection Act
(MSPA). In addition, because forestry
occupations may have elements of both
agricultural and non-agricultural
occupations or involve multi-state
itineraries, these applications cannot be
solely processed according to the
general procedures for H–2B in TEGL
21–06.
Attachment A outlines special
guidelines for processing labor
certification applications submitted by
employers for occupations involved in
tree planting and related reforestation
activities under the H–2B program,
subject to these special provisions.
Unless otherwise specified in
Attachment A, applications submitted
for these occupations must comply with
the requirements for H–2B applications
contained in TEGL 21–06.
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IV. Effective Date
This guidance applies to all
temporary labor certification
applications for occupations involved in
tree planting and related reforestation
activities received by the SWAs on or
after July 1, 2007.
V. Action Required
NPC Directors and SWA
Administrators are requested to provide
Center and SWA staff involved in the
processing of H–2B applications with a
copy of these procedures.
VI. Inquiries
Questions from State Workforce
Agency staff should be directed to the
appropriate NPC Certifying Officer.
Signed at Washington, DC, this 27 day of
June 2007.
Emily Stover DeRocco,
Assistant Secretary, Employment & Training
Administration, Labor.
Attachment A: Special Guidelines for
Occupations Involving Tree Planting
and Related Reforestation Activities
Under the H–2B Program
This section outlines special
guidelines for employer applications
involving tree planting and related
reforestation occupations under the H–
2B program. Unless otherwise specified
in this attachment, applications
submitted for these occupations must
comply with the requirements for H–2B
applications contained in TEGL 21–06.
I. Application of Temporary Need
Standards Involving Tree Planting and
Related Reforestation Occupations
A. The employer’s need for temporary
non-agricultural services or labor in tree
planting and related reforestation
occupations must be justified to the
NPC Certifying Officer under one of the
following standards: (1) A one-time
occurrence, (2) a seasonal need, (3) a
peakload need, or (4) an intermittent
need.
B. Tree planting and reforestation are
predominantly seasonal activities
determined by climatic conditions
occurring once, or in some locations,
twice a year. Although some
applications for relatively short
itineraries can be justified under the
peakload standard, the employer’s need
for the services or labor to be performed
may be more appropriately justified
under the seasonal standard.
Employers will typically bid on a
sequence of work contracts linking each
seasonal activity into an itinerary
covering, in some instances, a major
portion of the year. Since tree planting
and related reforestation activities are
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covered by the Migrant and Seasonal
Agricultural Worker Protection Act
(MSPA), the MSPA definition of ‘‘on a
seasonal or other temporary basis’’ cited
at 29 CFR 500.20 provides guidance for
determining whether the job offer is for
temporary employment. Under MSPA,
‘‘seasonal’’ basis means the following:
‘‘Labor is performed on a seasonal
basis, where, ordinarily, the
employment pertains to or is of the kind
exclusively performed at certain seasons
or periods of the year and which, from
its nature, may not be continuous or
carried on throughout the year. A
worker, who moves from one seasonal
activity to another, while employed in
agriculture or performing agricultural
labor, is employed on a seasonal basis
even though he may continue to be
employed during a major portion of the
year.’’
The term ‘‘other temporary basis’’
refers to employment where a worker is
employed for a limited time only or
where performance is contemplated for
a particular piece of work, usually of
short duration. Generally, employment
which is contemplated to continue
indefinitely is not temporary.
C. Whether the work to be performed,
as described in a tree planting
application, is temporary or permanent
in nature will be determined by
examining the employer’s need for such
workers for the duration of the itinerary.
As with every request for H–2B labor
certification, an employer’s seasonal
need of longer than 10 months, which
is of a recurring nature, must be
supported by compelling evidence to
the NPC Certifying Officer that the
employer’s need for such work and the
job opportunity itself are not ongoing or
otherwise permanent. A peakload need
longer than 10 months will not be
certified.
II. Special Application Filing
Procedures
A. An employer requesting temporary
labor certification who meets the MSPA
definition of a Farm Labor Contractor
(FLC) (see item II(C)(1) below) must
register as a FLC with the Department of
Labor’s Employment Standards
Administration (ESA) before filing a H–
2B application for workers who will be
performing predominantly manual
work, which includes, but is not limited
to, tree planting, brush clearing, and
precommercial tree thinning. The
employer must also provide proof of
current registration, including proof of
the registration of any Farm Labor
Contractor Employees (FLCE—see item
II(C)(1) below) at the time of filing.
The FLC and FLCE certificate(s) of
registration must be valid for the entire
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period of need. If the expiration date of
the FLC or FLCE certificate(s) falls at
any point during the period of need, the
employer must submit a signed written
assurance that an application for
renewing FLC and FLCE certificate(s)
will be submitted timely to ESA in order
to attempt to ensure that the
certificate(s) are valid during the entire
period of need.
B. In situations where the employer is
not properly registered as a FLC, the
SWA must promptly return the
application with a notification that the
SWA cannot accept a job opportunity
for a reforestation related occupation
when the employer is not registered as
a FLC.
C. Important FLC Terms and
Information
1. A Farm Labor Contractor means
any person, other than an agricultural
employer, an agricultural association, or
an employee of an agricultural employer
or agricultural association, who, for any
money or other valuable consideration
paid or promised to be paid, performs
any farm labor contracting activity.
Farm labor contracting activities include
recruiting, soliciting, hiring, employing,
furnishing, and/or transporting workers.
‘‘Agricultural employer’’ includes any
person who owns or operates a farm,
ranch, processing establishment,
cannery, gin, packing shed, or nursery,
or who produces or conditions seed.
‘‘Agricultural association’’ means any
nonprofit or cooperative association of
farmers, growers, or ranchers
incorporated or qualified under
applicable State law. A farm labor
contractor employee is a person who
performs a farm labor contracting
activity solely on behalf of a farm labor
contractor holding a valid Certificate of
Registration and who is not an
independent farm labor contractor who
would be required to register under the
Act in his own right.
2. For information on how to apply as
a FLC or FLCE or to obtain a listing of
persons and companies currently
registered, please contact the nearest
office of the Employment Standards
Administration (ESA), Wage and Hour
Division. A current listing of the ESA
District Offices can be obtained at the
following Web site: https://www.dol.gov/
esa/contacts/whd/america2.htm.
3. For information on individuals or
companies who are not eligible to
register as a FLC and may not engage in
any activity as a FLC or as a Farm Labor
Contractor Employee (FLCE) as defined
by the Migrant and Seasonal
Agricultural Worker Protection Act
(MSPA), please visit the ESA Web site
at the following address: https://
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www.dol.gov/esa/regs/statutes/whd/
mspa_debar.htm.
4. Each facility or real property used
to house and each vehicle used to
transport workers must be described in
the application. Housing and transport
vehicles for MSPA-covered workers
must be authorized for use on the FLC’s
certificate of registration prior to use.
Each driver of a vehicle transporting
MSPA-covered workers must have an
FLC or FLCE (Farm Labor Contractor
Employee) certificate of registration that
specifically authorizes driving (see II(A)
above concerning expiration dates of
FLC or FLCE certificates).
5. Prior to granting approval on a
temporary labor certification
application, the employer must submit
a signed, written assurance that all
registrations, permits, and/or other
required licenses for vehicles, housing,
or drivers will remain valid during the
entire period of use.
D. Employers have the option of filing
a single master application covering
multiple itineraries or separate
applications for each itinerary where the
tree planting or related reforestation
work will begin. Alaska, Hawaii, and
the U.S. territories may not be included
in multi-state itineraries.
1. Employers are permitted to develop
and file an itinerary under the following
conditions:
a. If the itinerary includes worksite
locations covering multiple SWAs, the
employer may submit a single
application to the SWA where the
itinerant employment will begin. In
those instances where the start dates for
each worksite location in the itinerary
are exactly the same, the employer may
submit a single application to any one
of the SWAs covered by the itinerary. If
the employment crosses NPC
jurisdictions as well, the NPC that has
jurisdiction over the SWA where the
employment will begin shall process the
application.
b. In situations where the worksite
locations cover multiple SWAs, the
states listed in the itinerary must be
contiguous or located within close
geographic proximity to one another.
Itineraries where the worksite locations
cover multiple states over widely
separated geographic areas (e.g., Texas,
Arkansas, and Idaho, or Georgia,
Alabama, and Maine) are not normal to
reforestation occupations and will not
be permitted. Such itineraries make it
extremely difficult for the Department to
satisfy its statutory mandate for
determining the availability of domestic
workers as a predicate to temporary
labor certification. An employer who
seeks H–2B workers for job
opportunities in one or more remote
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‘‘downstream’’ states must file separate
applications and job orders for those
locations.
c. The employer must submit a signed
and dated itinerary to the SWA with its
application and include the following
information:
• The names, physical addresses,
telephone numbers, and wages offered
in each worksite location. If no physical
address and/or telephone number is
available, the employer must provide as
much geographic detail as possible (e.g.,
county/city/township/state
corresponding to the itinerary timeframe) regarding the location of the
crews performing the work;
• The total number of crews’ and total
number of workers in each crew; and
• The estimated start and end dates of
work in each worksite location. Since
the work of tree planting and related
reforestation occupations are dependent
on climatic conditions, the precise
ending dates and subsequent contracts
may not be defined at the time of
placing a job order.
2. Employers are permitted to file a
single master application for multiple
itineraries under the following
conditions:
a. When examining the starting
locations of each itinerary, the master
application must be filed with the SWA
where the largest number of job
opportunities is being requested on the
itineraries included in the master
application. If the employment crosses
NPC jurisdictions as well, the NPC that
has jurisdiction over the SWA where the
employment will begin shall process the
application.
b. The application must consist only
of crews working for a single employer.
c. The total range of the crews start
dates cannot be more than 14 calendar
days apart.
III. Special SWA Processing
Instructions
A. SWAs should accept agent
designations on the ETA Form 750,
which is similar to filing procedures
under the H–2A program. The
employer’s application to the SWA must
include a copy of the ‘‘Agent
Agreement’’ or similar document to
substantiate that specific authority has
been granted to the agent. (Note: As
under the H–2A program, an ‘‘agent’’
who meets the definition of an FLC
under MSPA (see II(A) and II(C)(1)
above) must be registered as an FLC
with ESA prior to engaging in any farm
labor contracting activity. ‘‘Recruiting’’
and ‘‘soliciting’’ are farm labor
contracting activities. If the employer is
represented by an attorney, the attorney
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must file a Notice of Appearance (G–28)
with the application package.
B. SWAs must review all itineraries to
ensure each is normal to tree planting
and related reforestation occupations
(i.e., it is prevailing practice to start in
a particular area; what type of itineraries
are normal for contracts and the H–2B
program), and contact the appropriate
NPC Certifying Officer when they
receive an itinerary that may not reflect
prevailing practice.
C. Employers can require tree planter
workers to perform minor related
reforestation job activities such as tree
seedling pulling, thinning, seed cone
gathering, and pine straw gathering.
These activities must be stipulated in
the application and job order to apprise
workers of the full scope of possible job
duties.
D. A job opportunity containing a
wage offer below the prevailing wage
will not be accepted. In accordance with
TEGL 21–06, the SWA shall determine
the prevailing wage, guided by the
regulations at 20 CFR 656.40 and in
accordance with Employment and
Training Administration, Prevailing
Wage Determination Policy Guidance,
Non-Agricultural Immigration Programs,
Revised May 9, 2005.
E. A job opportunity specifying that
workers are to be paid on a piece rate
basis must also guarantee the required
hourly wage rate per pay period. The
required hourly wage rate will be the
prevailing wage rate determined by the
SWA. If the piece rate does not result in
average hourly piece rate earnings
during the pay period at least equal to
the amount the worker would have
earned had the worker been paid at the
hourly rate, the worker’s pay must be
supplemented to increase the earnings
to the equivalent hourly level. In
situations where workers will be paid
on a piece rate basis, the job offer must
identify the piece rate, the length of the
pay period and the ending day of the
week of the payroll period and date, and
the minimum productivity required for
job retention.
F. When commencing recruitment,
the SWA shall prepare a job order, using
the information on the application, and
place it into the SWA job bank system
for 10 calendar days. During this period,
the SWA should refer qualified
applicants who contact the local offices
and those in its active job files. If the
application indicates that work will be
performed in other states in the
itinerary, the SWA shall clear the job
order for 10 calendar days with the
appropriate State(s) where the work is to
be performed and accept for referral to
the employer qualified applicants from
the State(s).
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G. During the 10-day posting of the
job order, the employer shall advertise
the job opportunity in a newspaper of
general circulation for 3 consecutive
calendar days or in a readily available
professional, trade or ethnic
publication, whichever the SWA
determines is most appropriate for the
occupation and most likely to bring
responses from U.S. workers. If the job
opportunity is located in a rural area
that does not have a newspaper with a
daily edition, the employer shall use a
daily edition with the widest circulation
in the nearest urban area or such other
publication as determined by the SWA.
H. The SWA intrastate and interstate
job postings and employer
advertisements must include the
following information:
1. Identify the employer’s name and
direct applicants to report or send
resumes to the SWA for referral to the
employer.
2. Address of the SWA local office
and job order number.
3. Description of the job opportunity
with particularity, including a summary
of the itinerary, duties to be performed,
work hours and days, and, if applicable,
benefits (e.g., housing and free
transportation) and incentive wages
(e.g., piece rates).
4. Starting locations and wages at
each crew’s starting location.
5. Notice if employees must purchase
or rent tools.
6. Offer wages, terms, and conditions
of employment which are not less
favorable than those offered to the alien
and are prevailing for the occupation,
activity, and industry.
7. State the total number of job
openings the employer intends to fill.
8. Notice that the job opportunity is
temporary.
I. SWAs should examine all
deductions (including housing,
transportation, meals, tools, safety
equipment, etc.) to determine if they are
allowable in accordance with the Fair
Labor Standards Act. To obtain more
information on the propriety of the
deduction(s), SWAs should contact the
appropriate office of the ESA Wage and
Hour Division. Consultation with the
Wage and Hour Division is extremely
important for those deductions which
are for tools of the trade and other
materials and services incidental to
carrying on the employer’s business.
SWAs should contact the appropriate
NPC if deductions are not in accordance
with the prevailing practice for the area.
SWA and ETA decisions regarding
allowable deductions are not binding on
the ESA Wage and Hour Division.
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36507
IV. Special Instructions for Completing
the ETA Form 750, Part A
A. To ensure consistency in
completing applications, employers and
SWAs should use the following
annotations:
a. Item #7—Employers should write
‘‘See Attached Itinerary’’ and follow the
instructions for itineraries under section
II.D.
b. Item #10b—Employer should note
the maximum number of hours required
for overtime.
c. Item #12b—Employer should note
‘‘rate of pay’’ which shall be time and
a half.
d. Item #13—Production standards
must be disclosed, and the employer
must provide documentation to the
SWA substantiating any standard higher
than the prevailing practice in the
industry. Most reforestation employers
have been in the reforestation business
for a sufficient number of years so as to
have records/documents on file. Such
records/documents can include, but are
not limited to, past production records,
improved equipment, statement of how
terrain will impact production rate.
SWAs should use their best judgment,
based on prevailing practice, to accept
or deny the employer’s justification.
e. Item #15—Specific requirements
such as requiring employees to purchase
tools or housing accommodations
should be noted. In accordance with the
MSPA, transportation, housing, and any
other employee benefits to be provided
and any costs to be charged for each of
them must be disclosed to the workers.
Further, if there is a relationship
between the employer and the store to
which employees are directed to
purchase or rent tools, it must be
disclosed to the employee. This
information should also be stated in the
job order.
B. In accordance with procedures
established under TEGL 21–06, the
SWA shall advise the employer to
correct any deficiencies in the
application before commencing
recruitment. SWAs are authorized to
close cases in circumstances where the
employer fails to address all
deficiencies in the application
(correction letter) or respond in a timely
manner to a recruitment letter.
[FR Doc. E7–12766 Filed 7–2–07; 8:45 am]
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Agencies
[Federal Register Volume 72, Number 127 (Tuesday, July 3, 2007)]
[Notices]
[Pages 36504-36507]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-12766]
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DEPARTMENT OF LABOR
Employment and Training Administration
Special Guidelines for Processing H-2B Temporary Labor
Certification in Tree Planting and Related Reforestation Occupations
AGENCY: Employment & Training Administration, Department Of Labor.
ACTION: Notice.
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SUMMARY: This notice updates procedures for State Workforce Agencies
and ETA National Processing Centers to process H-2B labor certification
applications in tree planting and related reforestation occupations.
SUPPLEMENTARY INFORMATION:
I. References
Immigration and Nationality Act (INA) section 101(a)(15)(H)(ii)(b);
20 Code of Federal Regulations (CFR) Parts 652 and 655; 8 CFR
214.2(h)(6); Federal Register Notice, Vol. 70, No. 137, pps. 41430-
41438; Migrant and Seasonal Agricultural Worker Protection Act, 29
U.S.C. 1801, et seq.; 29 CFR part 500; and Training and Employment
Guidance Letter (TEGL) 21-06, Procedures for H-2B Temporary Labor
Certification in Non-Agricultural Occupations.
II. Background
The H-2B nonimmigrant program permits employers to hire foreign
workers to come to the United States (U.S.) and perform temporary non-
agricultural services or labor on a one-time, seasonal, peakload, or
intermittent basis. The H-2B visa classification requires the Secretary
of Homeland Security to consult with appropriate agencies before
admitting H-2B nonimmigrants. Homeland Security regulations require the
intending employer first to apply for a temporary labor certification
from the Secretary of Labor advising the Department of Homeland
Security's United States Citizenship and Immigration Services (USCIS)
as to whether qualified U.S. workers are available and whether the
alien's employment will adversely affect the wages and working
conditions of similarly employed U.S. workers, or a notice that such
certification cannot be made, prior to filing an H-2B visa petition
with USCIS.
However, in December 2004, the Department opened two new National
Processing Centers (NPCs), one each located in Atlanta and Chicago.
These Centers have been designated to process
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applications to employ foreign workers for temporary positions under
the H-2B program. The Department published a notice in the Federal
Register (Vol. 70, No. 137, pages 41430-41438) on July 19, 2005,
clarifying that employers must file two (2) originals of the ETA Form
750, Part A, directly with the State Workforce Agency (SWA) serving the
area of intended employment and, once reviewed, the SWA will send the
complete application to the appropriate NPC. That process does not
apply to employer applications for emergency boilermakers,
entertainers, logging, and professional team sports, which were given
special filing instructions in the notice. The guidelines outlined in
this memorandum work in conjunction with this centralized filing
process, and ensure greater consistency in the processing of these H-2B
applications through the Centers.
III. Procedures for H-2B Applications in Tree Planting and Related
Reforestation Occupations
Due to a number of complexities, special guidelines for processing
H-2B applications for tree planting and related reforestation
occupations are required. For example, although the occupations of Tree
Planter, Forest Worker and Laborer, and Brush Clearer have many
similarities to agriculture, they are not so classified under either
the Internal Revenue Code or the Fair Labor Standards Act (FLSA).
Therefore, under the Immigration and Nationality Act (INA) they are not
authorized for the H-2A visa and must be processed as H-2B occupations.
However, two court decisions (Bresgal v. Brock, 833 F. 2d 763 (9th Cir.
1987), and Bracamantes v. Weyerhauser Co., 840 F.2d 271 (5th Cir.
1988)) directed the Department to cover migrant and seasonal forestry
workers under the Migrant and Seasonal Agricultural Worker Protection
Act (MSPA). In addition, because forestry occupations may have elements
of both agricultural and non-agricultural occupations or involve multi-
state itineraries, these applications cannot be solely processed
according to the general procedures for H-2B in TEGL 21-06.
Attachment A outlines special guidelines for processing labor
certification applications submitted by employers for occupations
involved in tree planting and related reforestation activities under
the H-2B program, subject to these special provisions. Unless otherwise
specified in Attachment A, applications submitted for these occupations
must comply with the requirements for H-2B applications contained in
TEGL 21-06.
IV. Effective Date
This guidance applies to all temporary labor certification
applications for occupations involved in tree planting and related
reforestation activities received by the SWAs on or after July 1, 2007.
V. Action Required
NPC Directors and SWA Administrators are requested to provide
Center and SWA staff involved in the processing of H-2B applications
with a copy of these procedures.
VI. Inquiries
Questions from State Workforce Agency staff should be directed to
the appropriate NPC Certifying Officer.
Signed at Washington, DC, this 27 day of June 2007.
Emily Stover DeRocco,
Assistant Secretary, Employment & Training Administration, Labor.
Attachment A: Special Guidelines for Occupations Involving Tree
Planting and Related Reforestation Activities Under the H-2B Program
This section outlines special guidelines for employer applications
involving tree planting and related reforestation occupations under the
H-2B program. Unless otherwise specified in this attachment,
applications submitted for these occupations must comply with the
requirements for H-2B applications contained in TEGL 21-06.
I. Application of Temporary Need Standards Involving Tree Planting and
Related Reforestation Occupations
A. The employer's need for temporary non-agricultural services or
labor in tree planting and related reforestation occupations must be
justified to the NPC Certifying Officer under one of the following
standards: (1) A one-time occurrence, (2) a seasonal need, (3) a
peakload need, or (4) an intermittent need.
B. Tree planting and reforestation are predominantly seasonal
activities determined by climatic conditions occurring once, or in some
locations, twice a year. Although some applications for relatively
short itineraries can be justified under the peakload standard, the
employer's need for the services or labor to be performed may be more
appropriately justified under the seasonal standard.
Employers will typically bid on a sequence of work contracts
linking each seasonal activity into an itinerary covering, in some
instances, a major portion of the year. Since tree planting and related
reforestation activities are covered by the Migrant and Seasonal
Agricultural Worker Protection Act (MSPA), the MSPA definition of ``on
a seasonal or other temporary basis'' cited at 29 CFR 500.20 provides
guidance for determining whether the job offer is for temporary
employment. Under MSPA, ``seasonal'' basis means the following:
``Labor is performed on a seasonal basis, where, ordinarily, the
employment pertains to or is of the kind exclusively performed at
certain seasons or periods of the year and which, from its nature, may
not be continuous or carried on throughout the year. A worker, who
moves from one seasonal activity to another, while employed in
agriculture or performing agricultural labor, is employed on a seasonal
basis even though he may continue to be employed during a major portion
of the year.''
The term ``other temporary basis'' refers to employment where a
worker is employed for a limited time only or where performance is
contemplated for a particular piece of work, usually of short duration.
Generally, employment which is contemplated to continue indefinitely is
not temporary.
C. Whether the work to be performed, as described in a tree
planting application, is temporary or permanent in nature will be
determined by examining the employer's need for such workers for the
duration of the itinerary. As with every request for H-2B labor
certification, an employer's seasonal need of longer than 10 months,
which is of a recurring nature, must be supported by compelling
evidence to the NPC Certifying Officer that the employer's need for
such work and the job opportunity itself are not ongoing or otherwise
permanent. A peakload need longer than 10 months will not be certified.
II. Special Application Filing Procedures
A. An employer requesting temporary labor certification who meets
the MSPA definition of a Farm Labor Contractor (FLC) (see item II(C)(1)
below) must register as a FLC with the Department of Labor's Employment
Standards Administration (ESA) before filing a H-2B application for
workers who will be performing predominantly manual work, which
includes, but is not limited to, tree planting, brush clearing, and
precommercial tree thinning. The employer must also provide proof of
current registration, including proof of the registration of any Farm
Labor Contractor Employees (FLCE--see item II(C)(1) below) at the time
of filing.
The FLC and FLCE certificate(s) of registration must be valid for
the entire
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period of need. If the expiration date of the FLC or FLCE
certificate(s) falls at any point during the period of need, the
employer must submit a signed written assurance that an application for
renewing FLC and FLCE certificate(s) will be submitted timely to ESA in
order to attempt to ensure that the certificate(s) are valid during the
entire period of need.
B. In situations where the employer is not properly registered as a
FLC, the SWA must promptly return the application with a notification
that the SWA cannot accept a job opportunity for a reforestation
related occupation when the employer is not registered as a FLC.
C. Important FLC Terms and Information
1. A Farm Labor Contractor means any person, other than an
agricultural employer, an agricultural association, or an employee of
an agricultural employer or agricultural association, who, for any
money or other valuable consideration paid or promised to be paid,
performs any farm labor contracting activity. Farm labor contracting
activities include recruiting, soliciting, hiring, employing,
furnishing, and/or transporting workers. ``Agricultural employer''
includes any person who owns or operates a farm, ranch, processing
establishment, cannery, gin, packing shed, or nursery, or who produces
or conditions seed. ``Agricultural association'' means any nonprofit or
cooperative association of farmers, growers, or ranchers incorporated
or qualified under applicable State law. A farm labor contractor
employee is a person who performs a farm labor contracting activity
solely on behalf of a farm labor contractor holding a valid Certificate
of Registration and who is not an independent farm labor contractor who
would be required to register under the Act in his own right.
2. For information on how to apply as a FLC or FLCE or to obtain a
listing of persons and companies currently registered, please contact
the nearest office of the Employment Standards Administration (ESA),
Wage and Hour Division. A current listing of the ESA District Offices
can be obtained at the following Web site: https://www.dol.gov/esa/
contacts/whd/america2.htm.
3. For information on individuals or companies who are not eligible
to register as a FLC and may not engage in any activity as a FLC or as
a Farm Labor Contractor Employee (FLCE) as defined by the Migrant and
Seasonal Agricultural Worker Protection Act (MSPA), please visit the
ESA Web site at the following address: https://www.dol.gov/esa/regs/
statutes/whd/mspa_debar.htm.
4. Each facility or real property used to house and each vehicle
used to transport workers must be described in the application. Housing
and transport vehicles for MSPA-covered workers must be authorized for
use on the FLC's certificate of registration prior to use. Each driver
of a vehicle transporting MSPA-covered workers must have an FLC or FLCE
(Farm Labor Contractor Employee) certificate of registration that
specifically authorizes driving (see II(A) above concerning expiration
dates of FLC or FLCE certificates).
5. Prior to granting approval on a temporary labor certification
application, the employer must submit a signed, written assurance that
all registrations, permits, and/or other required licenses for
vehicles, housing, or drivers will remain valid during the entire
period of use.
D. Employers have the option of filing a single master application
covering multiple itineraries or separate applications for each
itinerary where the tree planting or related reforestation work will
begin. Alaska, Hawaii, and the U.S. territories may not be included in
multi-state itineraries.
1. Employers are permitted to develop and file an itinerary under
the following conditions:
a. If the itinerary includes worksite locations covering multiple
SWAs, the employer may submit a single application to the SWA where the
itinerant employment will begin. In those instances where the start
dates for each worksite location in the itinerary are exactly the same,
the employer may submit a single application to any one of the SWAs
covered by the itinerary. If the employment crosses NPC jurisdictions
as well, the NPC that has jurisdiction over the SWA where the
employment will begin shall process the application.
b. In situations where the worksite locations cover multiple SWAs,
the states listed in the itinerary must be contiguous or located within
close geographic proximity to one another. Itineraries where the
worksite locations cover multiple states over widely separated
geographic areas (e.g., Texas, Arkansas, and Idaho, or Georgia,
Alabama, and Maine) are not normal to reforestation occupations and
will not be permitted. Such itineraries make it extremely difficult for
the Department to satisfy its statutory mandate for determining the
availability of domestic workers as a predicate to temporary labor
certification. An employer who seeks H-2B workers for job opportunities
in one or more remote ``downstream'' states must file separate
applications and job orders for those locations.
c. The employer must submit a signed and dated itinerary to the SWA
with its application and include the following information:
The names, physical addresses, telephone numbers, and
wages offered in each worksite location. If no physical address and/or
telephone number is available, the employer must provide as much
geographic detail as possible (e.g., county/city/township/state
corresponding to the itinerary time-frame) regarding the location of
the crews performing the work;
The total number of crews' and total number of workers in
each crew; and
The estimated start and end dates of work in each worksite
location. Since the work of tree planting and related reforestation
occupations are dependent on climatic conditions, the precise ending
dates and subsequent contracts may not be defined at the time of
placing a job order.
2. Employers are permitted to file a single master application for
multiple itineraries under the following conditions:
a. When examining the starting locations of each itinerary, the
master application must be filed with the SWA where the largest number
of job opportunities is being requested on the itineraries included in
the master application. If the employment crosses NPC jurisdictions as
well, the NPC that has jurisdiction over the SWA where the employment
will begin shall process the application.
b. The application must consist only of crews working for a single
employer.
c. The total range of the crews start dates cannot be more than 14
calendar days apart.
III. Special SWA Processing Instructions
A. SWAs should accept agent designations on the ETA Form 750, which
is similar to filing procedures under the H-2A program. The employer's
application to the SWA must include a copy of the ``Agent Agreement''
or similar document to substantiate that specific authority has been
granted to the agent. (Note: As under the H-2A program, an ``agent''
who meets the definition of an FLC under MSPA (see II(A) and II(C)(1)
above) must be registered as an FLC with ESA prior to engaging in any
farm labor contracting activity. ``Recruiting'' and ``soliciting'' are
farm labor contracting activities. If the employer is represented by an
attorney, the attorney
[[Page 36507]]
must file a Notice of Appearance (G-28) with the application package.
B. SWAs must review all itineraries to ensure each is normal to
tree planting and related reforestation occupations (i.e., it is
prevailing practice to start in a particular area; what type of
itineraries are normal for contracts and the H-2B program), and contact
the appropriate NPC Certifying Officer when they receive an itinerary
that may not reflect prevailing practice.
C. Employers can require tree planter workers to perform minor
related reforestation job activities such as tree seedling pulling,
thinning, seed cone gathering, and pine straw gathering. These
activities must be stipulated in the application and job order to
apprise workers of the full scope of possible job duties.
D. A job opportunity containing a wage offer below the prevailing
wage will not be accepted. In accordance with TEGL 21-06, the SWA shall
determine the prevailing wage, guided by the regulations at 20 CFR
656.40 and in accordance with Employment and Training Administration,
Prevailing Wage Determination Policy Guidance, Non-Agricultural
Immigration Programs, Revised May 9, 2005.
E. A job opportunity specifying that workers are to be paid on a
piece rate basis must also guarantee the required hourly wage rate per
pay period. The required hourly wage rate will be the prevailing wage
rate determined by the SWA. If the piece rate does not result in
average hourly piece rate earnings during the pay period at least equal
to the amount the worker would have earned had the worker been paid at
the hourly rate, the worker's pay must be supplemented to increase the
earnings to the equivalent hourly level. In situations where workers
will be paid on a piece rate basis, the job offer must identify the
piece rate, the length of the pay period and the ending day of the week
of the payroll period and date, and the minimum productivity required
for job retention.
F. When commencing recruitment, the SWA shall prepare a job order,
using the information on the application, and place it into the SWA job
bank system for 10 calendar days. During this period, the SWA should
refer qualified applicants who contact the local offices and those in
its active job files. If the application indicates that work will be
performed in other states in the itinerary, the SWA shall clear the job
order for 10 calendar days with the appropriate State(s) where the work
is to be performed and accept for referral to the employer qualified
applicants from the State(s).
G. During the 10-day posting of the job order, the employer shall
advertise the job opportunity in a newspaper of general circulation for
3 consecutive calendar days or in a readily available professional,
trade or ethnic publication, whichever the SWA determines is most
appropriate for the occupation and most likely to bring responses from
U.S. workers. If the job opportunity is located in a rural area that
does not have a newspaper with a daily edition, the employer shall use
a daily edition with the widest circulation in the nearest urban area
or such other publication as determined by the SWA.
H. The SWA intrastate and interstate job postings and employer
advertisements must include the following information:
1. Identify the employer's name and direct applicants to report or
send resumes to the SWA for referral to the employer.
2. Address of the SWA local office and job order number.
3. Description of the job opportunity with particularity, including
a summary of the itinerary, duties to be performed, work hours and
days, and, if applicable, benefits (e.g., housing and free
transportation) and incentive wages (e.g., piece rates).
4. Starting locations and wages at each crew's starting location.
5. Notice if employees must purchase or rent tools.
6. Offer wages, terms, and conditions of employment which are not
less favorable than those offered to the alien and are prevailing for
the occupation, activity, and industry.
7. State the total number of job openings the employer intends to
fill.
8. Notice that the job opportunity is temporary.
I. SWAs should examine all deductions (including housing,
transportation, meals, tools, safety equipment, etc.) to determine if
they are allowable in accordance with the Fair Labor Standards Act. To
obtain more information on the propriety of the deduction(s), SWAs
should contact the appropriate office of the ESA Wage and Hour
Division. Consultation with the Wage and Hour Division is extremely
important for those deductions which are for tools of the trade and
other materials and services incidental to carrying on the employer's
business. SWAs should contact the appropriate NPC if deductions are not
in accordance with the prevailing practice for the area. SWA and ETA
decisions regarding allowable deductions are not binding on the ESA
Wage and Hour Division.
IV. Special Instructions for Completing the ETA Form 750, Part A
A. To ensure consistency in completing applications, employers and
SWAs should use the following annotations:
a. Item 7--Employers should write ``See Attached
Itinerary'' and follow the instructions for itineraries under section
II.D.
b. Item 10b--Employer should note the maximum number of
hours required for overtime.
c. Item 12b--Employer should note ``rate of pay'' which
shall be time and a half.
d. Item 13--Production standards must be disclosed, and
the employer must provide documentation to the SWA substantiating any
standard higher than the prevailing practice in the industry. Most
reforestation employers have been in the reforestation business for a
sufficient number of years so as to have records/documents on file.
Such records/documents can include, but are not limited to, past
production records, improved equipment, statement of how terrain will
impact production rate. SWAs should use their best judgment, based on
prevailing practice, to accept or deny the employer's justification.
e. Item 15--Specific requirements such as requiring
employees to purchase tools or housing accommodations should be noted.
In accordance with the MSPA, transportation, housing, and any other
employee benefits to be provided and any costs to be charged for each
of them must be disclosed to the workers. Further, if there is a
relationship between the employer and the store to which employees are
directed to purchase or rent tools, it must be disclosed to the
employee. This information should also be stated in the job order.
B. In accordance with procedures established under TEGL 21-06, the
SWA shall advise the employer to correct any deficiencies in the
application before commencing recruitment. SWAs are authorized to close
cases in circumstances where the employer fails to address all
deficiencies in the application (correction letter) or respond in a
timely manner to a recruitment letter.
[FR Doc. E7-12766 Filed 7-2-07; 8:45 am]
BILLING CODE 4510-FP-P