Self-Regulatory Organization; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI, 31642 [E7-10980]

Download as PDF 31642 Federal Register / Vol. 72, No. 109 / Thursday, June 7, 2007 / Notices Register or within such longer period (i) as the Commission may designate up to 90 days of such date if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will: A. By order approve such proposed rule change; or B. Institute proceedings to determine whether the proposed rule change should be disapproved. you wish to make available publicly. All submissions should refer to File Number SR–Amex–2004–27 and should be submitted on or before June 28, 2007. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: SECURITIES AND EXCHANGE COMMISSION rwilkins on PROD1PC63 with NOTICES Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–Amex–2004–27 on the subject line. Paper Comments • Send paper comments in triplicate to Nancy M. Morris, Secretary, Securities and Exchange Commission, Station Place, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–Amex–2004–27. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (http://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for inspection and copying in the Commission’s Public Reference Room. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that VerDate Aug<31>2005 20:59 Jun 06, 2007 Jkt 211001 For the Commission, by the Division of Market Regulation, pursuant to delegated authority.34 Florence E. Harmon, Deputy Secretary. [FR Doc. E7–10970 Filed 6–6–07; 8:45 am] BILLING CODE 8010–01–P [Release No. 34–55824; File No. SR–Amex– 2007–52] Self-Regulatory Organization; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI June 4, 2007. Correction In FR Doc. No. E7–10680, beginning on page 30891 for Monday, June 4, 2007, the release number was incorrectly stated as 34–58824. The correct release number appears above. Florence E. Harmon, Deputy Secretary. [FR Doc. E7–10980 Filed 6–6–07; 8:45 am] BILLING CODE 8010–01–P substantially prepared by the Exchange. The Exchange filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act 3 and Rule 19b–4(f)(6) thereunder,4 which renders the proposed rule change effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to extend until November 30, 2007, the six-month pilot program (the ‘‘Pilot Program’’) which amended the Exchange’s financial listing standards for the common stock of operating companies. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The self-regulatory organization has prepared summaries, set forth in sections (A), (B) and (C) below, of the most significant aspects of such statements. SECURITIES AND EXCHANGE COMMISSION [Release No. 34–55838; File No. SR– NYSEArca–2007–51] A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Pilot Program for Initial and Continued Financial Listing Standards for Common Stock Until November 30, 2007 NYSE Arca has amended on a sixmonth pilot program basis the rules governing the NYSE Arca Marketplace to amend the financial listing standards for common stock of operating companies.5 The Pilot Program expired on May 29, 2007. The Exchange proposes to extend the Pilot Program until November 30, 2007. May 31, 2007. 2. Statutory Basis Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’)1 and Rule 19b–4 thereunder,2 notice is hereby given that on May 30, 2007, NYSE Arca, Inc. (‘‘NYSE Arca’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been 34 17 CFR 200.30–3(a)(12). U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 1 15 PO 00000 Frm 00094 Fmt 4703 Sfmt 4703 The proposed rule change is consistent with Section 6(b) of the Act 6 in general, and furthers the objectives of Section 6(b)(5) 7 in particular. The proposed rule change furthers these objectives by preventing fraudulent and 3 15 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(6). 5 See Securities Exchange Act Release No. 54796 (November 20, 2006), 71 FR 69166 (November 29, 2006) (SR–NYSEArca–2006–85). 6 15 U.S.C. 78f(b). 7 15 U.S.C. 78f(b)(5). 4 17 E:\FR\FM\07JNN1.SGM 07JNN1

Agencies

[Federal Register Volume 72, Number 109 (Thursday, June 7, 2007)]
[Notices]
[Page 31642]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-10980]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-55824; File No. SR-Amex-2007-52]


Self-Regulatory Organization; American Stock Exchange LLC; Notice 
of Filing and Immediate Effectiveness of Proposed Rule Change Relating 
to Floor Broker Zone Requirements in AEMI

June 4, 2007.

Correction

    In FR Doc. No. E7-10680, beginning on page 30891 for Monday, June 
4, 2007, the release number was incorrectly stated as 34-58824. The 
correct release number appears above.

Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-10980 Filed 6-6-07; 8:45 am]
BILLING CODE 8010-01-P