Proposed Collection; Comment Request, 31354-31355 [E7-10847]
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Federal Register / Vol. 72, No. 108 / Wednesday, June 6, 2007 / Notices
portions of the meeting as determined
by the ACNW&M Chairman.
Information regarding the time to be set
aside for taking pictures may be
obtained by contacting the ACNW&M
office prior to the meeting. In view of
the possibility that the schedule for
ACNW&M meetings may be adjusted by
the Chairman as necessary to facilitate
the conduct of the meeting, persons
planning to attend should notify Dr.
Dias as to their particular needs.
Further information regarding topics
to be discussed, whether the meeting
has been canceled or rescheduled, as
well as the Chairman’s ruling on
requests for the opportunity to present
oral statements and the time allotted
therefor can be obtained by contacting
Dr. Dias.
ACNW meeting agenda, meeting
transcripts, and letter reports are
available through the NRC Public
Document Room at pdr@nrc.gov, or by
calling the PDR at 1–800–397–4209, or
from the Publicly Available Records
System (PARS) component of NRC’s
document system (ADAMS) which is
accessible from the NRC Web site at
https://www.nrc.gov/reading-rm/
adams.html or https://www.nrc.gov/
reading-rm/doc-collections/ (ACRS &
ACNW Mtg schedules/agendas).
Video teleconferencing service is
available for observing open sessions of
ACNW&M meetings. Those wishing to
use this service for observing ACNW&M
meetings should contact Mr. Theron
Brown, ACRS/ACNW&M Audio Visual
Technician (301–415–8066), between
7:30 a.m. and 3:45 p.m., (ET), at least 10
days before the meeting to ensure the
availability of this service. Individuals
or organizations requesting this service
will be responsible for telephone line
charges and for providing the
equipment and facilities that they use to
establish the video teleconferencing
link. The availability of video
teleconferencing services is not
guaranteed.
BILLING CODE 7590–01–P
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
NUCLEAR REGULATORY
COMMISSION
jlentini on PROD1PC65 with NOTICES
Dated: May 30, 2007.
Antonio F. Dias,
Branch Chief, ACNW&M.
[FR Doc. E7–10861 Filed 6–5–07; 8:45 am]
Proposed Collection; Comment
Request
BILLING CODE 7590–01–P
Advisory Committee on Nuclear Waste
and Materials Meeting on Planning and
Procedures; Notice of Meeting
The Advisory Committee on Nuclear
Waste and Materials (ACNW&M) will
hold a Planning and Procedures meeting
on June 19, 2007, Room T–2B1, 11545
16:59 Jun 05, 2007
Tuesday, June 19, 2007—8:30 a.m.–9:30
a.m.
The Committee will discuss proposed
ACNW&M activities and related matters.
The purpose of this meeting is to gather
information, analyze relevant issues and
facts, and formulate proposed positions
and actions, as appropriate, for
deliberation by the full Committee.
Members of the public desiring to
provide oral statements and/or written
comments should notify the Designated
Federal Official, Dr. Antonio F. Dias
(Telephone: 301/415–6805) between
8:15 a.m. and 5 p.m. (ET) 5 days prior
to the meeting, if possible, so that
appropriate arrangements can be made.
Electronic recordings will be permitted
only during those portions of the
meeting that are open to the public.
Further information regarding this
meeting can be obtained by contacting
the Designated Federal Official between
8:15 a.m. and 5 p.m. (ET). Persons
planning to attend this meeting are
urged to contact the above named
individual at least 2 working days prior
to the meeting to be advised of any
potential changes in the agenda.
SECURITIES AND EXCHANGE
COMMISSION
Dated: May 31, 2007.
Andrew L. Bates,
Advisory Committee Management Officer.
[FR Doc. E7–10858 Filed 6–5–07; 8:45 am]
VerDate Aug<31>2005
Rockville Pike, Rockville, Maryland.
The entire meeting will be open to
public attendance, with the exception of
a portion that may be closed pursuant
to 5 U.S.C. 552b(c)(2) and (6) to discuss
organizational and personnel matters
that relate solely to internal personnel
rules and practices of ACNW&M, and
information the release of which would
constitute a clearly unwarranted
invasion of personal privacy.
The agenda for the subject meeting
shall be as follows:
Jkt 211001
Extension: Rule 248.30; SEC File No. 270–
549; OMB Control No. 3235–0610.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) plans to submit to the
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information for rule 248.30 under
Regulation S-P (17 CFR 248.30), titled
‘‘Procedures to Safeguard Customer
Records and Information; Disposal of
Consumer Report Information.’’
Rule 248.30 (the ‘‘safeguard rule’’)
requires brokers, dealers, investment
companies, and investment advisers
registered with the Commission
(‘‘registered investment advisers’’)
(collectively ‘‘covered institutions’’) to
adopt written policies and procedures
for administrative, technical, and
physical safeguards to protect customer
records and information. The safeguards
must be reasonably designed to ‘‘insure
the security and confidentiality of
customer records and information,’’
‘‘protect against any anticipated threats
or hazards to the security and integrity’’
of those records, and protect against
unauthorized access to or use of those
records or information, which ‘‘could
result in substantial harm or
inconvenience to any customer.’’ The
safeguard rule’s requirement that
covered institutions’ policies and
procedures be documented in writing
constitutes a collection of information
and must be maintained on an ongoing
basis. This requirement eliminates
uncertainty as to required employee
actions to protect customer records and
information and promotes more
systematic and organized reviews of
safeguard policies and procedures by
institutions. The information collection
also assists the Commission’s
examination staff in assessing the
existence and adequacy of covered
institutions’ safeguard policies and
procedures.
The Commission staff estimates that
approximately 449 new entities are
subject to the requirements of the
safeguard rule’s documentation
requirement each year. Of these, we
estimate that 389 will be small entities,
and that on average a small entity will
spend an average of 15 hours to develop
and document its safeguard policies and
procedures. The Commission staff
therefore estimates a one-time hour
burden for these new, smaller entities of
5,835 hours. We estimate that 60
additional large institutions will be
subject to the rule, and that on average
each new large institution will spend
715 hours to develop and document
their safeguard policies and procedures,
for a one-time burden of 42,900 hours.
Thus, we estimate a one-time hour
burden for new entities of 48,735 hours
per year.
The Commission staff also estimates
that 2,080 institutions review and
E:\FR\FM\06JNN1.SGM
06JNN1
Federal Register / Vol. 72, No. 108 / Wednesday, June 6, 2007 / Notices
jlentini on PROD1PC65 with NOTICES
update their policies and procedures
under the rule each year. We estimate
that 815 of these institutions are smaller
entities that spend an average of 6 hours
reviewing and updating their policies
and procedures once per year, or 4,890
hours annually. We estimate that an
additional 1,265 larger institutions
spend an average of 30 hours to review
and update their safeguard policies and
procedures, or 37,950 hours each year.
Accordingly, we estimate that the
annual burden for covered institutions
that review and update their safeguard
policies and procedures is 42,840 hours.
We therefore estimate a total of 2,529
respondents and an annual burden of
91,575 hours associated with the rule’s
collection of information requirement.
These estimates of average burden
hours are made solely for the purposes
of the Paperwork Reduction Act. An
agency may not conduct or sponsor, and
a person is not required to respond to
a collection of information unless it
displays a currently valid control
number. The safeguard rule does not
require the reporting of any information
or the filing of any documents with the
Commission. The collection of
information required by the safeguard
rule is mandatory.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or send an
e-mail to: PRA_Mailbox@sec.gov.
Dated: May 30, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–10847 Filed 6–5–07; 8:45 am]
BILLING CODE 8010–01–P
VerDate Aug<31>2005
16:59 Jun 05, 2007
Jkt 211001
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request; Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Form F–6; OMB Control No.
3235–0292; SEC File No. 270–270.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
The Commission exercised its
authority under Section 19 of the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) to establish Form F–6 for
registration of American Depositary
Receipts (ADRs) of foreign companies.
Form F–6 requires disclosure of
information regarding the terms of the
depository bank, fees charged, and a
description of the ADRs. No special
information regarding the foreign
company is required to be prepared or
disclosed, although the foreign company
must be one which periodically
furnishes information to the
Commission. The information is needed
to ensure that investors in ADRs have
full disclosure of information
concerning the deposit agreement and
the foreign company. Form F–6 takes
approximately 1 hour per response to
prepare and is filed by 150 respondents
annually. We estimate that 25% of the
1 hour per response (.25 hours) is
prepared by the filer for a total annual
reporting burden of 37.5 hours (.25
hours per response × 150 responses).
The information provided on Form F–
6 is mandatory to best ensure full
disclosure of ADRs being issued in the
U.S. All information provided to the
Commission is available for public
review upon request.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or send an e-
PO 00000
Frm 00087
Fmt 4703
Sfmt 4703
31355
mail to David_Rostker@omb.eop.gov;
and
(ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312; or send an email to: PRA_Mailbox@sec.gov.
Comments must be submitted to OMB
within 30 days of this notice.
Dated: May 30, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–10848 Filed 6–5–07; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–55837; File No. SR–Amex–
2006–99]
Self-Regulatory Organizations;
American Stock Exchange LLC; Order
Granting Approval to Proposed Rule
Change and Amendment No. 1 Thereto
Relating to Reverse Mergers and
Shareholder Approval for Change of
Control Situations
May 31, 2007.
I. Introduction
On October 5, 2006, the American
Stock Exchange LLC (‘‘Amex’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) 1 of the Securities Exchange Act
(‘‘Act’’), and Rule 19b–4 thereunder,2 a
proposed rule change relating to reverse
mergers. On February 14, 2007, the
Exchange filed Amendment No. 1 to the
proposed rule change.3 The proposed
rule change was published for comment
in the Federal Register on March 22,
2007.4 The Commission received no
comments on the proposed rule change.
This order approves the proposed rule
change, as amended.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Amendment No. 1 makes revisions to the
proposed rule text, including revisions conforming
the proposed rule text to a filing submitted by The
NASDAQ Stock Market LLC (‘‘Nasdaq’’) and
approved by the Commission in the period
following submission of the original filing
(Securities Exchange Act Release No. 55052
(January 5, 2007), 72 FR 1569 (January 12, 2007)
(SR–NASDAQ–2006–047)) and revisions
incorporating an immediately effective filing
submitted by Amex in the same period (Securities
Exchange Act Release No. 55096 (January 12, 2007),
72 FR 2563 (January 19, 2007) (SR–Amex–2007–
03)). Amendment No. 1 replaces and supersedes the
original filing in its entirety.
4 See Securities Exchange Act Release No. 55477
(Mar. 15, 2007), 72 FR 13542.
2 17
E:\FR\FM\06JNN1.SGM
06JNN1
Agencies
[Federal Register Volume 72, Number 108 (Wednesday, June 6, 2007)]
[Notices]
[Pages 31354-31355]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-10847]
=======================================================================
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon written request, copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
Extension: Rule 248.30; SEC File No. 270-549; OMB Control No. 3235-
0610.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') plans to submit to the Office of Management and Budget
(``OMB'') a request for extension of the previously approved collection
of information for rule 248.30 under Regulation S-P (17 CFR 248.30),
titled ``Procedures to Safeguard Customer Records and Information;
Disposal of Consumer Report Information.''
Rule 248.30 (the ``safeguard rule'') requires brokers, dealers,
investment companies, and investment advisers registered with the
Commission (``registered investment advisers'') (collectively ``covered
institutions'') to adopt written policies and procedures for
administrative, technical, and physical safeguards to protect customer
records and information. The safeguards must be reasonably designed to
``insure the security and confidentiality of customer records and
information,'' ``protect against any anticipated threats or hazards to
the security and integrity'' of those records, and protect against
unauthorized access to or use of those records or information, which
``could result in substantial harm or inconvenience to any customer.''
The safeguard rule's requirement that covered institutions' policies
and procedures be documented in writing constitutes a collection of
information and must be maintained on an ongoing basis. This
requirement eliminates uncertainty as to required employee actions to
protect customer records and information and promotes more systematic
and organized reviews of safeguard policies and procedures by
institutions. The information collection also assists the Commission's
examination staff in assessing the existence and adequacy of covered
institutions' safeguard policies and procedures.
The Commission staff estimates that approximately 449 new entities
are subject to the requirements of the safeguard rule's documentation
requirement each year. Of these, we estimate that 389 will be small
entities, and that on average a small entity will spend an average of
15 hours to develop and document its safeguard policies and procedures.
The Commission staff therefore estimates a one-time hour burden for
these new, smaller entities of 5,835 hours. We estimate that 60
additional large institutions will be subject to the rule, and that on
average each new large institution will spend 715 hours to develop and
document their safeguard policies and procedures, for a one-time burden
of 42,900 hours. Thus, we estimate a one-time hour burden for new
entities of 48,735 hours per year.
The Commission staff also estimates that 2,080 institutions review
and
[[Page 31355]]
update their policies and procedures under the rule each year. We
estimate that 815 of these institutions are smaller entities that spend
an average of 6 hours reviewing and updating their policies and
procedures once per year, or 4,890 hours annually. We estimate that an
additional 1,265 larger institutions spend an average of 30 hours to
review and update their safeguard policies and procedures, or 37,950
hours each year. Accordingly, we estimate that the annual burden for
covered institutions that review and update their safeguard policies
and procedures is 42,840 hours. We therefore estimate a total of 2,529
respondents and an annual burden of 91,575 hours associated with the
rule's collection of information requirement.
These estimates of average burden hours are made solely for the
purposes of the Paperwork Reduction Act. An agency may not conduct or
sponsor, and a person is not required to respond to a collection of
information unless it displays a currently valid control number. The
safeguard rule does not require the reporting of any information or the
filing of any documents with the Commission. The collection of
information required by the safeguard rule is mandatory.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Securities and Exchange Commission, C/O
Shirley Martinson, 6432 General Green Way, Alexandria, Virginia 22312
or send an e-mail to: PRA--Mailbox@sec.gov.
Dated: May 30, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-10847 Filed 6-5-07; 8:45 am]
BILLING CODE 8010-01-P