Proposed Collection; Comment Request, 18495 [E7-6894]
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Federal Register / Vol. 72, No. 70 / Thursday, April 12, 2007 / Notices
BILLING CODE 8010–01–P
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312; or send an email to: PRA_Mailbox@sec.gov.
SECURITIES AND EXCHANGE
COMMISSION
Dated: April 4, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–6894 Filed 4–11–07; 8:45 am]
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Comments should be directed to: R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria,
Virginia 22312 or send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 60 days of
this notice.
Dated: April 5, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–6892 Filed 4–11–07; 8:45 am]
rmajette on PROD1PC67 with NOTICES
Proposed Collection; Comment
Request
BILLING CODE 8010–01–P
Upon Written Request, Copies
Available From: Securities and
Exchange Commission, Office of Filings
and Information Services, Washington,
DC 20549.
Extension: Form 10–D; OMB Control
No. 3235–0604; SEC File No. 270–544.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on this collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for approval.
Form 10–D (17 CFR 249.312) is used
by asset-backed issuers to file periodic
distribution reports pursuant to Section
13 or 15(d) under the Securities
Exchange Act 1934 (‘‘Exchange Act’’)
(15 U.S.C. 78a et seq.) within 15 days
after each required distribution date.
The information provided by Form 10–
D is mandatory and all information is
made available to the public upon
request. Form 10–D takes approximately
30 hours per response to prepare and is
filed by 9,500 respondents. We estimate
that 75% of the 30 hours per response
(22.5 hours) is prepared by the company
for a total annual reporting burden of
213,750 hours (22.5 hours per response
x 9,500 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
SECURITIES AND EXCHANGE
COMMISSION
VerDate Aug<31>2005
15:49 Apr 11, 2007
Jkt 211001
[Investment Company Act Release No.
27777; 812–13249]
Forward Funds, et al.; Notice of
Application
April 5, 2007.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of an application under
section 6(c) of the Investment Company
Act of 1940 (‘‘Act’’) for an exemption
from section 15(a) of the Act and rule
18f–2 under the Act.
AGENCY:
Applicants
request an order that would permit them
to enter into and materially amend
subadvisory agreements without
shareholder approval.
APPLICANTS: Forward Funds (the
‘‘Trust’’) and Forward Management, LLC
(‘‘Forward Management’’).
FILING DATES: The application was filed
on December 20, 2005, and amended on
April 2, 2007.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on April 30, 2007, and
should be accompanied by proof of
SUMMARY OF APPLICATION:
PO 00000
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18495
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, U.S. Securities
and Exchange Commission, 100 F St.,
NE., Washington, DC 20549–1090;
Applicants, 433 California Street, 11th
Floor, San Francisco, CA 94104, Attn.:
Mary Curran, Esq.
FOR FURTHER INFORMATION CONTACT:
Marilyn Mann, Senior Counsel, at (202)
551–6813, or Nadya B. Roytblat,
Assistant Director, at (202) 551–6821
(Division of Investment Management,
Office of Investment Company
Regulation).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained for a fee at the
Commission’s Public Reference Desk,
100 F St., NE., Washington, DC 20549–
0102 (telephone (202) 551–5850).
Applicants’ Representations
1. The Trust is organized as a
Delaware statutory trust and is
registered under the Act as an open-end
management investment company. The
Trust has fourteen operating series (the
‘‘Funds’’). Applicants request that the
order apply to: (a) The Funds; and (b)
any future series of the Trust and any
other registered open-end management
investment companies or series thereof
that (1) use the ‘‘manager-of-managers’’
arrangement described in the
application, (2) comply with the terms
and conditions of the application, and
(3) are advised by a Manager (as defined
below) (the investment companies and
series thereof, as well as the Funds, the
‘‘Sub-Advised Funds’’).1
2. Forward Management is registered
as an investment adviser under the
Investment Advisers Act of 1940 (the
‘‘Advisers Act’’) and serves as
investment adviser to the Funds
pursuant to an investment advisory
agreement (‘‘Advisory Agreement’’) with
the Trust, on behalf of the Funds. The
Advisory Agreement has been approved
by the Trust’s board of trustees
(‘‘Board’’), including a majority of the
1 All existing entities that currently intend to rely
on the order are named as applicants. Any entity
that relies on the order in the future will do so only
in accordance with the terms and conditions of the
application. If the name of any Sub-Advised Fund
contains the name of a Sub-Adviser (as defined
below), the name of the Manager that serves as the
primary adviser to the Sub-Advised Fund will
precede the name of the Sub-Adviser.
E:\FR\FM\12APN1.SGM
12APN1
]]>Agencies
[Federal Register Volume 72, Number 70 (Thursday, April 12, 2007)]
[Notices]
[Page 18495]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-6894]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services,
Washington, DC 20549.
Extension: Form 10-D; OMB Control No. 3235-0604; SEC File No. 270-
544.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') is soliciting comments on this collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for approval.
Form 10-D (17 CFR 249.312) is used by asset-backed issuers to file
periodic distribution reports pursuant to Section 13 or 15(d) under the
Securities Exchange Act 1934 (``Exchange Act'') (15 U.S.C. 78a et seq.)
within 15 days after each required distribution date. The information
provided by Form 10-D is mandatory and all information is made
available to the public upon request. Form 10-D takes approximately 30
hours per response to prepare and is filed by 9,500 respondents. We
estimate that 75% of the 30 hours per response (22.5 hours) is prepared
by the company for a total annual reporting burden of 213,750 hours
(22.5 hours per response x 9,500 responses).
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Securities and Exchange Commission, C/O
Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312; or
send an e-mail to: PRA--Mailbox@sec.gov.
Dated: April 4, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-6894 Filed 4-11-07; 8:45 am]
BILLING CODE 8010-01-P
