Title I-Improving the Academic Achievement of the Disadvantaged; Individuals With Disabilities Education Act (IDEA)-Assistance to States for the Education of Children With Disabilities, 17748-17781 [07-1700]
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Federal Register / Vol. 72, No. 67 / Monday, April 9, 2007 / Rules and Regulations
DEPARTMENT OF EDUCATION
34 CFR Parts 200 and 300
RIN 1810–AA98
Title I—Improving the Academic
Achievement of the Disadvantaged;
Individuals With Disabilities Education
Act (IDEA)—Assistance to States for
the Education of Children With
Disabilities
Office of Elementary and
Secondary Education; Office of Special
Education and Rehabilitative Services,
U.S. Department of Education.
ACTION: Final regulations.
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AGENCY:
SUMMARY: The Secretary amends the
regulations governing programs
administered under Title I of the
Elementary and Secondary Education
Act of 1965 (ESEA), as amended by the
No Child Left Behind Act of 2001
(NCLB) (referred to in these regulations
as the Title I program) and the
regulations governing programs under
Part B of the Individuals with
Disabilities Education Act (IDEA)
(referred to in these regulations as the
IDEA program). These regulations
provide States with additional
flexibility regarding State, local
educational agency (LEA), and school
accountability for the achievement of a
small group of students with disabilities
whose progress is such that, even after
receiving appropriate instruction,
including special education and related
services designed to address the
students’ individual needs, the students’
individualized education program (IEP)
teams (IEP Teams) are reasonably
certain that the students will not
achieve grade-level proficiency within
the year covered by the students’ IEPs.
DATES: These regulations are effective
May 9, 2007.
FOR FURTHER INFORMATION CONTACT:
Regarding Part 200, Jacquelyn C.
Jackson, Ed.D., Director, Student
Achievement and School Accountability
Programs, Office of Elementary and
Secondary Education, U.S. Department
of Education, 400 Maryland Avenue,
SW., room 3W202, FB–6, Washington,
DC 20202–6132. Telephone: (202) 260–
0826. Regarding Part 300, Alexa Posny,
Ph.D., Director, Office of Special
Education Programs, Office of Special
Education and Rehabilitative Services,
U.S. Department of Education, Potomac
Center Plaza, 550 12th Street, SW.,
Washington, DC 20202–2641.
Telephone: (202) 245–7459, Ext. 3.
If you use a telecommunications
device for the deaf (TDD), you may call
the Federal Relay Service (FRS) at 1–
800–877–8339.
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Individuals with disabilities may
obtain this document in an alternative
format (e.g., Braille, large print,
audiotape, or computer diskette) on
request to one of the contact persons
listed in the preceding paragraph.
SUPPLEMENTARY INFORMATION: These
regulations amend regulations in 34
CFR part 200, implementing certain
provisions of Title I, Part A of the ESEA,
as amended by NCLB, which are
designed to help disadvantaged children
meet high academic standards. They
also amend regulations in 34 CFR part
300, implementing programs for
students with disabilities under Part B
of the IDEA. On December 15, 2005, the
Secretary published a notice of
proposed rulemaking (NPRM) for these
programs in the Federal Register (70 FR
74624).
These regulations build upon
flexibility that currently is available
under the Title I regulations in 34 CFR
part 200 for measuring the achievement
of students with the most significant
cognitive disabilities. Those Title I
regulations permit a State to develop
alternate academic achievement
standards for students with the most
significant cognitive disabilities and to
include those students’ proficient and
advanced scores on alternate
assessments based on alternate
academic achievement standards in
measuring adequate yearly progress
(AYP), subject to a cap of 1.0 percent of
all students assessed at the State and
district levels. Since those regulations
were published, the experiences of
many States, as well as recent research,
indicate that in addition to students
with the most significant cognitive
disabilities, there is a small group of
students whose disability has precluded
them from achieving grade-level
proficiency and whose progress is such
that they will not reach grade-level
achievement standards in the same time
frame as other students. Currently, these
students must take either a grade-level
assessment or an alternate assessment
based on alternate academic
achievement standards. Neither of these
options provides an accurate assessment
of what these students know and can
do. A grade-level assessment is too
difficult and, therefore, does not provide
data about a student’s abilities or
information that would be helpful to
guide instruction. An alternate
assessment based on alternate academic
achievement standards is too easy and
is not intended to assess a student’s
achievement across the full range of
grade-level content. Such an
assessment, therefore, would not
provide teachers and parents with
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information to help these students
progress toward grade-level
achievement.
These regulations permit States to
develop an assessment that is
appropriately challenging for this group
of students as part of their State
accountability and assessment systems
under Title I of the ESEA, as amended
by NCLB. This assessment is based on
modified academic achievement
standards that cover grade-level content.
The requirement that modified
academic achievement standards be
aligned with grade-level content
standards is important—in order for
these students to have an opportunity to
achieve at grade level, they must have
access to, and instruction in, grade-level
content. The regulations include a
number of safeguards to ensure that
students assessed based on modified
academic achievement standards have
access to grade-level content so that
they can work toward grade-level
achievement, such as the requirement
that their IEPs include goals that are
based on grade-level content standards
and provide for monitoring of the
students’ progress in achieving those
goals. In addition to ensuring that
students with disabilities are
appropriately assessed, these
regulations also will give teachers and
schools credit for the work that they do
with these students to help them
progress toward grade-level
achievement.
Major Concepts Regarding Modified
Academic Achievement Standards in
These Regulations
What are modified academic
achievement standards? The NPRM
described modified academic
achievement standards as academic
achievement standards aligned with
grade-level content standards, but
modified in such a manner that they
reflect reduced breadth or depth of
grade-level content. Based on the
comments we received, it was clear that
this language was confusing and did not
sufficiently convey our intent that only
the academic achievement standards for
students are to be modified, not the
content standards on which those
modified academic achievement
standards are based. The final
regulations make clear that modified
academic achievement standards are
challenging for eligible students, but are
a less rigorous expectation of mastery of
grade-level academic content standards.
Notably, modified academic
achievement standards must be based
on a State’s grade-level academic
content standards for the grade in which
an eligible student with disabilities is
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enrolled. In other words, a State’s
academic content standards are not
what are modified. The expectations for
whether a student has mastered those
standards, however, may be less
difficult than grade-level academic
achievement standards.
The characteristics of modified
academic achievement standards are the
same as those described in § 200.1(c) of
the Title I regulations for grade-level
academic achievement standards. That
is, they must be aligned with a State’s
academic content standards, describe at
least three levels of achievement,
include descriptions of the
competencies associated with each
achievement level, and include
assessment scores (cut scores) that
differentiate among the achievement
levels. A State must provide a
description of the rationale and
procedures used to determine each
achievement level as part of the
Department’s peer review of Statewide
assessment systems under Title I of the
ESEA.
Which students with disabilities are
eligible to be assessed based on
modified academic achievement
standards? The final regulations reflect
our intent that students assessed based
on modified academic achievement
standards are not limited to students
with disabilities achieving close to
grade level, may be in any of the
disability categories listed in the IDEA,
and may represent a wide spectrum of
abilities. The comments we received
indicated that the proposed requirement
that a student receive direct instruction
in grade-level content in order to be
eligible for an alternate assessment
based on modified academic
achievement standards was mistakenly
understood to mean that only students
achieving close to grade level could be
assessed based on modified academic
achievement standards. That was not
our intent. We included this
requirement because we believe that all
students with disabilities, including
students assessed based on modified
academic achievement standards,
should have access to grade-level
content. This is consistent with the
provisions in the IDEA that focus on
ensuring that all students with
disabilities have access to the general
curriculum (See, e.g., section
614(d)(1)(A)(i)(II)(aa) and (IV)(bb)).
However, in order to clarify the policy
and limit further misunderstanding, we
have removed the requirement that a
student receive direct instruction in
grade-level content in order to be
eligible for an alternate assessment
based on modified academic
achievement standards from the final
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regulations and replaced it with a
requirement that if the IEPs of these
students include goals for a subject
assessed under § 200.2, those goals must
be based on grade-level content
standards. We believe this will help
ensure that students have access to
grade-level content before they are
assessed based on modified academic
achievement standards and that they
receive instruction in grade-level
content after they are assessed based on
modified academic achievement
standards. Such an approach focuses the
IEP Team and the student on grade-level
content standards and on the student’s
current achievement relative to those
standards. We believe that instruction in
grade-level content is critical to ensure
that students who participate in
alternate assessments based on modified
academic achievement standards are
prepared to demonstrate their mastery
of grade-level content and can move
closer to grade-level achievement. The
final regulations intentionally do not
prescribe which students with
disabilities are eligible to be assessed
based on modified academic
achievement standards; that is the
determination of a student’s IEP Team,
which includes the student’s parents,
based on criteria developed by the State
as part of the State’s guidelines for IEP
Teams. Those criteria must include, but
are not limited to, the following:
(1) There must be objective evidence
demonstrating that the student’s
disability has precluded the student
from achieving grade-level proficiency
in the content area assessed. Such
evidence may include the student’s
performance on State assessments or
other assessments that can validly
document academic achievement;
(2) The student’s progress to date in
response to appropriate instruction,
including special education and related
services designed to address the
student’s individual needs, is such that,
even if significant growth occurs, the
IEP Team is reasonably certain that the
student will not achieve grade-level
proficiency within the year covered by
the student’s IEP. The IEP Team must
use multiple valid measures of the
student’s progress over time in making
this determination; and
(3) If the student’s IEP includes goals
for a subject assessed under § 200.2,
those goals must be based on the
academic content standards for the
grade in which the student is enrolled.
In addition to requiring that the IEP
of a student assessed based on modified
academic achievement standards
include goals that are based on
academic content standards, the final
regulations include safeguards to ensure
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that a student assessed based on
modified academic achievement
standards has the opportunity to learn
grade-level content. Specifically, the
final regulations in § 200.1(f)(2) require
a State to (a) establish and monitor
implementation of clear and appropriate
guidelines for an IEP Team to apply in
developing and implementing the IEP of
a student assessed based on modified
academic achievement standards; (b)
ensure that a student who takes an
alternate assessment based on modified
academic achievement standards has
access to the curriculum, including
instruction, for the grade in which the
student is enrolled; and (c) ensure that
a student who takes an alternate
assessment based on modified academic
achievement standards is not precluded
from attempting to complete the
requirements, as defined by the State,
for a regular high school diploma.
To help IEP Teams make appropriate
decisions and ensure that students are
not inappropriately assessed based on
modified academic achievement
standards, § 200.1(f)(1)(iii) requires a
State to provide IEP Teams with a clear
explanation of the differences between
assessments based on grade-level
academic achievement standards and
those based on modified or alternate
academic achievement standards
(including any effects of State and local
policies on the student’s education
resulting from taking an alternate
assessment based on alternate or
modified academic achievement
standards). Under § 200.1(f)(1)(iv), a
State also must ensure that the parents
of a student selected to be assessed
based on alternate or modified academic
achievement standards are informed
that their child’s achievement will be
measured based on alternate or
modified academic achievement
standards.
The assumption underlying these
regulations is that many students
eligible to be assessed based on
modified academic achievement
standards are in regular classrooms with
children of the same chronological age
and are receiving instruction in gradelevel curriculum; however, because of
these students’ disabilities, their IEP
Teams are reasonably certain they will
not achieve grade-level proficiency
within the year covered by their IEPs. In
most schools, students assessed based
on modified academic achievement
standards will represent a small portion
of students with disabilities. The final
regulations in § 200.13(c)(2)(ii) provide
that up to 2.0 percent (approximately 20
percent of students with disabilities) of
the proficient and advanced scores from
alternate assessments based on modified
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academic achievement standards may
be included in calculating AYP.
What assessments measure
performance based on modified
academic achievement standards?
Because a student eligible to be assessed
based on modified academic
achievement standards must have
access to a curriculum based on the
State’s academic content standards for
the grade in which the student is
enrolled, that student must be assessed
with a measure that is also based on
those same grade-level academic
content standards, although the
assessment may be less difficult than
the State’s regular assessment. An outof-level assessment cannot be used as an
alternate assessment based on modified
academic achievement standards
because, by definition, an out-of-level
assessment does not cover the same
content as an assessment based on
grade-level academic content standards.
The final regulations in § 200.6(a)(3)
make clear that a State may develop a
new alternate assessment based on
modified academic achievement
standards or adapt its general
assessment. Consistent with
§ 200.6(a)(3)(ii), an alternate assessment
based on modified academic
achievement standards must cover the
same grade-level content as the regular
assessment. Beyond this essential
requirement, a State may employ a
variety of strategies to design an
alternate assessment based on modified
academic achievement standards. For
example, it might replace the most
difficult items on a State’s general
assessment with simpler items while
retaining coverage of the State’s
academic content standards or modify
the same items that appear on the gradelevel assessment by eliminating one of
the incorrect answers in a multiple
choice test. Alternatively, a State might
choose to develop a unique assessment
based on grade-level academic content
standards that provides flexibility in the
presentation of test items, for example,
by using technology to allow students to
access items via print, spoken, and
pictorial form. Or States may permit
students to respond to test items by
dictating responses or using
mathematics manipulatives to illustrate
conceptual or procedural knowledge.
Regardless of whether a State chooses to
construct a unique assessment or to
adapt its general assessment, any
alternate assessment based on modified
academic achievement standards must
meet the requirements for high technical
quality set forth in §§ 200.2(b) and
200.3(a)(1) (including validity,
reliability, accessibility, objectivity, and
consistency with nationally recognized
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professional and technical standards)
and be based on modified academic
achievement standards that have been
developed through a documented and
validated standards-setting process that
includes broad stakeholder input,
consistent with new § 200.1(e)(1)(iv).
Other Provisions Addressed in These
Regulations
These regulations also finalize several
other provisions under Title I and the
IDEA that were proposed in the NPRM,
including the following:
Minimum group size. The final Title
I regulations in § 200.7(a)(2)(ii) prohibit
a State, beginning in the 2007–08 school
year, from establishing a different
minimum number (group size or ‘‘n
size’’) of students across the required
AYP subgroups for purposes of
calculating AYP. This requirement
applies to all States, not just those that
choose to develop and administer an
alternate assessment based on modified
academic achievement standards.
Multiple test administrations. With
the removal of current § 200.20(c)(3),
States will now be permitted to
administer their State assessments
(including regular and alternate
assessments) more than once and
include the student’s best score in
determining AYP.
Guidelines for IEP Teams. Title I
requires a State to administer
assessments that are valid and reliable
for the purposes for which they are
used. Accordingly, students, including
students with disabilities, who are
assessed with assessments that are not
valid and reliable are not ‘‘participants’’
for purposes of calculating participation
rates in determining AYP. The final
IDEA regulations that are included in
these regulations provide that a State’s
(or in the case of district-wide
assessments, an LEA’s) guidelines
require each child to be validly assessed
and identify, for each assessment, any
accommodations that would result in an
invalid score. Consistent with Title I, a
student with disabilities must receive a
valid score in order to be counted as a
participant under the IDEA.
The final Title I regulations in
§ 200.1(f) place responsibility on a State
to develop guidelines for IEP Teams and
in new § 200.20(c)(3) make clear that, to
count a student who is assessed based
on alternate or modified academic
achievement standards as a participant
for purposes of meeting the 95 percent
assessment participation requirement, a
State must have guidelines for IEP
Teams to use to determine appropriately
which students should participate in
alternate assessments based on alternate
or modified academic achievement
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standards that meet the requirements of
these regulations.
Former students with disabilities. The
final regulations in § 200.20(f)(2)
provide additional flexibility in
calculating AYP for the students with
disabilities subgroup. Under the final
regulations, a State may include, for a
period of up to two years, the scores of
students who were previously identified
with a disability under the IDEA but
who no longer receive special education
services. A State, however, would not be
able to include the scores of former
students with disabilities as part of the
students with disabilities subgroup in
reporting any other information (e.g.,
participation rates) under Title I.
Assessment of students with
disabilities under the IDEA. To ensure a
coordinated administration of the IDEA
and Title I programs, the final IDEA
regulations on assessment in § 300.160,
which are included in this regulations
package, incorporate provisions
regarding modified academic
achievement standards that are
consistent with the changes to the
regulations under Title I of the ESEA. In
addition, the final IDEA regulations
provide that a State’s (or in the case of
a district-wide assessment, an LEA’s)
guidelines must require each child to be
validly assessed and must identify, for
each assessment, accommodations that
would result in an invalid score.
Consistent with Title I, these final
regulations also provide in
§ 300.160(f)(1) that a student taking an
assessment with an accommodation that
invalidates the score would not be
reported as a participant under the
IDEA. This coordination of the
regulations for the IDEA and Title I
programs should avoid confusion
among parents, teachers, and
administrators, and reinforce IDEA’s
and Title I’s shared goal of high
expectations and accountability for all
students.
Major Changes in the Regulations
The following is a summary of the
major substantive changes in these final
regulations from the regulations
proposed in the NRPM (the rationale for
each of these changes is discussed in the
Analysis of Comments and Changes
section elsewhere in this preamble).
PART 200—TITLE I—IMPROVING THE
ACADEMIC ACHIEVEMENT OF THE
DISADVANTAGED
State Responsibilities for Developing
Challenging Academic Standards
(§ 200.1(a))
• Section 200.1(a)(1) and (a)(2) have
been revised to clarify that the same
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academic content standards apply to all
public schools and all public school
students and that the authority to
develop alternate and modified
academic achievement standards for
eligible students with disabilities does
not apply to academic content
standards. Proposed paragraph (b)(1)(i)
is redundant with these changes and has
been removed.
Modified Academic Achievement
Standards (§ 200.1(e))
• Section 200.1(e)(1), which defines
modified academic achievement
standards for a State that chooses to
develop such standards, has been
revised as follows:
(1) Paragraph (e)(1) of § 200.1, which
permits a State to develop modified
academic achievement standards for
students with disabilities, has been
changed by deleting the reference to a
documented and validated standardssetting process. The requirement for a
State to use a documented and validated
standards-setting process has been
clarified and expanded in new
§ 200.1(e)(1)(iv).
(2) Proposed paragraph (e)(1)(i) of
§ 200.1, which requires modified
academic achievement standards to be
aligned with a State’s academic content
standards for the grade in which the
student is enrolled, would have
permitted modified academic
achievement standards to reflect
reduced breadth or depth of grade level
content. The requirement has been
changed by deleting the reference to
reduced breadth or depth.
(3) A new paragraph (e)(1)(ii) has been
added to § 200.1 to specify that
modified academic achievement
standards must be challenging for
eligible students, but may be less
difficult than grade-level academic
achievement standards.
(4) Proposed paragraph (e)(1)(ii) of
§ 200.1, which would have required
modified academic achievement
standards to provide access to gradelevel curriculum, has been removed.
This requirement has been incorporated
into the requirements for State
guidelines in new § 200.1(f)(2)(iii). In
addition, we have clarified that gradelevel curriculum includes instruction.
(5) A new paragraph (e)(1)(iii) has
been added to §00.1 indicating that
modified academic achievement
standards, like grade-level academic
achievement standards, must include at
least three achievement levels.
(6) Proposed paragraph (e)(1)(iii) of
§ 200.1, which would have required that
modified academic achievement
standards not preclude a student from
earning a high school diploma, has been
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removed. A similar provision has been
included in the requirements for State
guidelines in new § 200.1(f)(2)(iv).
(7) A new § 200.1(e)(1)(iv) has been
added requiring modified academic
achievement standards to be developed
through a documented and validated
standards-setting process that includes
broad stakeholder input, including
persons knowledgeable about a State’s
academic content standards and
experienced in standards setting and
special educators who are most
knowledgeable about children with
disabilities.
• Section 200.1(e)(2), regarding the
criteria for IEP Teams to use in
determining whether a student is
eligible to be assessed based on
modified academic achievement
standards, has been revised to make the
following changes:
(1) The introduction to § 200.1(e)(2)
has been changed to clarify that a State
may include criteria, in addition to
those listed in paragraphs (e)(2)(i)
through (e)(2)(iii), for IEP Teams to use
in determining whether a student
should be assessed based on modified
academic achievement standards.
(2) Paragraph (e)(2)(ii) of § 200.1,
regarding the guidelines that a State
must establish for IEP Teams, has been
changed by (A) removing the
requirement that IEP Teams consider a
student’s progress in response to highquality instruction and replacing it with
a requirement that IEP Teams consider
a student’s progress to date in response
to appropriate instruction; and (B)
removing the requirement that IEP
Teams determine that a student is not
likely to achieve grade-level proficiency
within the year covered by the student’s
IEP, and replacing it with a requirement
that IEP Teams be reasonably certain
that, even if significant growth occurs,
the student will not achieve grade-level
proficiency within the year covered by
the student’s IEP.
(3) A new paragraph (e)(2)(iii) has
been added to § 200.1 requiring that if
a student assessed based on modified
academic achievement standards has an
IEP that includes goals for a subject
assessed under § 200.2, those goals must
be based on the academic content
standards for the grade in which the
student is enrolled. Proposed
§ 200.1(e)(2)(iii), which would have
required, as an eligibility condition, that
a student be receiving instruction in the
grade-level curriculum for the subjects
in which the student is assessed, has
been removed.
• Proposed § 200.1(e)(3), which
would have permitted a student
assessed based on modified academic
achievement standards to be in any of
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the 13 disability categories listed in the
IDEA, has been removed. This provision
has been incorporated into the
requirements for State guidelines in new
§ 200.1(f)(1)(ii).
• Proposed § 200.1(e)(4), which
would have provided that a student
could be assessed based on modified
academic achievement standards in one
or more subjects for which assessments
are administered under Title I, has been
removed. This provision has been
revised and incorporated into the
requirements for State guidelines in new
§ 200.1(f)(1)(i)(B) (proposed
§ 200.1(f)(1)(ii)).
• Proposed § 200.1(e)(5), which
would have required the decision to
assess a student based on modified
academic achievement standards to be
reviewed annually by a student’s IEP
Team, has been removed. This
requirement has been revised and
incorporated into the requirements for
State guidelines in new § 200.1(f)(2)(v).
State Guidelines (§ 200.1(f))
• Proposed § 200.1(f), regarding the
requirements for State guidelines, has
been restructured into new paragraphs
(f)(1) and (f)(2). New paragraph (f)(1)
includes the requirements for State
guidelines for students who are assessed
based on either alternate or modified
academic achievement standards. New
paragraph (f)(2) includes additional
requirements for State guidelines for
students who are assessed based on
modified academic achievement
standards.
• Proposed § 200.1(f)(1), which would
have required a State to establish and
ensure implementation of clear and
appropriate guidelines for IEP Teams to
determine if students are to be assessed
based on alternate or modified academic
achievement standards, has been
expanded to require a State to establish
and monitor implementation of clear
and appropriate guidelines for IEP
Teams. Proposed §§ 200.1(f)(1) and
200.1(f)(1)(i) have been redesignated as
new §§ 200.1(f)(1)(i) and
200.1(f)(1)(i)(A), respectively.
• Proposed § 200.1(f)(1)(ii), which
requires a State to establish guidelines
for IEP Teams to use in determining if
students are to be assessed based on
modified academic achievement
standards, has been revised to clarify
that students may be assessed based on
modified academic achievement
standards in one or more of the subjects
tested under Title I. Proposed
§ 200.1(f)(1)(ii) has been redesignated as
new § 200.1(f)(1)(i)(B).
• A new § 200.1(f)(1)(ii) has been
added to require a State to inform IEP
Teams that students eligible to be
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assessed based on alternate or modified
academic achievement standards may
be from any of the disability categories
listed in the IDEA.
• A new § 200.1(f)(1)(iii) has been
added to require a State to provide IEP
Teams with a clear explanation of the
differences between assessments based
on grade-level academic achievement
standards and those based on modified
or alternate academic achievement
standards, including any effects of State
and local policies on a student’s
education resulting from taking an
alternate assessment based on alternate
or modified academic achievement
standards (such as whether only
satisfactory performance on a regular
assessment would qualify a student for
a regular high school diploma).
• Proposed § 200.1(f)(2), which would
have required that parents of a student
selected to be assessed based on
alternate or modified academic
achievement standards are informed
that their child’s achievement will be
measured based on alternate or
modified academic achievement
standards, has been redesignated as
§ 200.1(f)(1)(iv).
• A new § 200.1(f)(2), regarding
requirements for State guidelines for a
student who is assessed based on
modified academic achievement
standards, has been added and includes
the following:
(1) New paragraph (f)(2)(i) in § 200.1
requires a State to inform IEP Teams
that a student may be assessed based on
modified academic achievement
standards in one or more subjects for
which assessments are administered
under Title I.
(2) New paragraph (f)(2)(ii) in § 200.1
requires a State to establish and monitor
the implementation of clear and
appropriate guidelines for an IEP Team
to apply in developing and
implementing an IEP for a student who
is assessed based on modified academic
achievement standards. New paragraph
(f)(2)(ii)(A) and (B) requires that the IEP
of a student assessed based on modified
academic achievement standards
include IEP goals that are based on the
academic content standards for the
grade in which the student is enrolled,
and be designed to monitor the
student’s progress in achieving the
student’s standards-based goals.
(3) New paragraph (f)(2)(iii) in § 200.1
requires a State to ensure that a student
who is assessed based on modified
academic achievement standards has
access to the curriculum, including
instruction, for the grade in which the
student is enrolled.
(4) New paragraph (f)(2)(iv) in § 200.1
requires a State to ensure that a student
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who takes an alternate assessment based
on modified academic achievement
standards is not precluded from
attempting to complete the
requirements, as defined by the State,
for a regular high school diploma.
(5) New paragraph (f)(2)(v) in § 200.1
ensures that each IEP Team reviews
annually for each subject its decision to
assess a student based on modified
academic achievement standards.
Inclusion of All Students (§ 200.6)
• Section 200.6(a)(1)(ii)(A) has been
revised to clarify that a State must
develop, disseminate information on,
and promote the use of appropriate
accommodations to increase the number
of students who are tested against
academic achievement standards for the
grade in which a student is enrolled.
• Section 200.6(a)(2)(iii), which
requires a State to document that a
student with the most significant
cognitive disabilities is, to the
maximum extent possible, included in
the general curriculum, has been
changed by deleting the word
‘‘maximum.’’
• Section 200.6(a)(3), regarding
alternate assessments based on modified
academic achievement standards, has
been revised as follows:
(1) The heading in § 200.6(a)(3) has
been changed to clarify that an
assessment based on modified academic
achievement standards is an ‘‘alternate’’
assessment.
(2) Section 200.6(a)(3) has been
revised by removing the regulatory
references to grade-level assessments
and alternate assessments.
(3) A new § 200.6(a)(3)(i) has been
added to clarify that a State may
develop a new alternate assessment or
adapt a grade-level assessment to assess
a student based on modified academic
achievement standards.
(4) A new § 200.6(a)(3)(ii) has been
added to include the requirements for
alternate assessments based on modified
academic achievement standards.
Proposed § 200.6(a)(3)(i) through
(a)(3)(iv), which included the
requirements for alternate assessments
based on modified academic
achievement standards, has been
redesignated as new § 200.6(a)(3)(ii)(A)
through (a)(3)(ii)(D).
• Section 200.6(a)(4), regarding the
reporting requirements under section
1111(h)(4) of Title I, has been changed
by redesignating (A) proposed
paragraph (a)(4)(iv), regarding alternate
assessments based on grade-level
academic achievement standards, as
new paragraph (a)(4)(iii); and (B)
proposed paragraph (a)(4)(iii), regarding
alternate assessments based on modified
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academic achievement standards, as
new paragraph (a)(4)(iv). In addition,
‘‘to the Secretary’’ has been added to the
introductory sentence in § 200.6(a)(4) to
clarify to whom States must report the
data collected under section 1111(h)(4)
of the Act.
Disaggregation of Data (§ 200.7)
• Section 200.7(a)(ii), providing that a
State may not establish a different
minimum number of students for
separate subgroups, has been revised by
clarifying that this provision also
applies to the school as a whole. In
addition, the final regulations make
clear that this provision takes effect for
AYP determinations based on 2007–08
assessment data.
Making Adequate Yearly Progress
(§ 200.20(f))
• Proposed § 200.20(f)(1), which
permits a State to include, for a period
of up to two years, the scores of students
who were previously identified with a
disability in AYP calculations, has been
incorporated into current § 200.20(f)(2),
which codifies the final regulations on
accountability for former limited
English proficient (LEP) students
published in the Federal Register on
September 13, 2006 (71 FR 54187).
• Proposed § 200.20(f)(2) has been
changed to clarify that if a State
includes the scores of former students
with disabilities in calculating AYP, it
must include the scores of all such
students. Proposed § 200.20(f)(2) has
been incorporated into new
§ 200.20(f)(2)(ii).
Transition Provision Regarding
Modified Academic Achievement
Standards (§ 200.20(g))
• A new § 200.20(g) has been added
to make explicit that the Secretary may
provide States flexibility in accounting
for the achievement of some students
with disabilities in AYP determinations
that are based on assessments
administered in 2007–08 and 2008–09.
States must demonstrate, for each year
for which flexibility is available, that
they are expeditiously moving to adopt
and administer assessments based on
modified academic achievement
standards consistent with these
regulations and meet other criteria, as
the Secretary determines appropriate, in
order to be considered for this
flexibility.
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PART 300—ASSISTANCE TO STATES
FOR THE EDUCATION OF CHILDREN
WITH DISABILTIES
Participation in Assessments (§ 300.160)
• Section 300.160(b)(2), regarding
accommodation guidelines that a State
must develop, has been revised to
clarify that the State guidelines must (A)
identify the accommodations for each
assessment that do not invalidate the
score; and (B) instruct IEP Teams to
select, for each assessment, only those
accommodations that do not invalidate
the score.
• Proposed § 300.160(c), which
would have required a State that has
adopted modified academic
achievement standards to have
guidelines for the participation of
students with disabilities in assessments
based on those standards, has been
removed. With the clarification in
§ 200.6(a)(3) that assessments based on
modified academic achievement
standards are alternate assessments,
proposed § 300.160(c) is redundant with
new § 300.160(c) (proposed
§ 300.160(d)).
• Proposed § 300.160(d)(1), which
requires a State (or in the case of a
district-wide assessment, an LEA) to
develop and implement alternate
assessments and guidelines for children
who cannot participate in regular
assessments, even with
accommodations, has been redesignated
as new § 300.160(c)(1).
• Proposed § 300.160(d)(2)(ii), which
would have required a State to measure
the achievement of children based on
alternate academic achievement
standards if a State has adopted those
standards, has been changed by
replacing ‘‘alternate academic
achievement standards’’ with ‘‘modified
academic achievement standards,’’ and
clarifying that modified academic
achievement standards are permitted for
children who meet the State’s criteria
under § 200.1(e)(2). Proposed
§ 300.160(d)(2)(ii) has been redesignated
as § 300.160(c)(2)(ii).
• A new § 300.160(c)(2)(iii) has been
added, providing that, if a State has
adopted alternate academic
achievement standards, the State must
measure the achievement of children
with the most significant cognitive
disabilities against those standards.
• A new paragraph (d) has been
added, requiring a State to provide IEP
Teams with a clear explanation of the
differences between assessments based
on grade-level academic achievement
standards and those based on modified
or alternate academic achievement
standards, including any effects of State
or local policies on the student’s
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education resulting from taking an
alternate assessment based on alternate
or modified academic achievement
standards (such as whether only
satisfactory performance on a regular
assessment would qualify a student for
a regular high school diploma).
• A new paragraph (e) has been
added, requiring a State to ensure that
parents of a student selected to be
assessed based on alternate or modified
academic achievement standards are
informed that their child’s achievement
will be measured based on alternate or
modified academic achievement
standards.
• Proposed § 300.160(e), regarding
reports on the assessment of students
with disabilities, has been redesignated
as § 300.160(f) and changed as follows:
(1) Proposed paragraph (e)(1) in
§ 300.160, which requires a State to
report on the number of children with
disabilities participating in regular
assessments, and the number of those
children who were provided
accommodations that did not result in
an invalid score, has been redesignated
as § 300.160(f)(1).
(2) Proposed paragraph (e)(2) in
§ 300.160 has been redesignated as
§ 300.160(f)(2) and revised to require a
State to report on the number of
children participating in alternate
assessments based on grade-level
academic achievement standards.
(3) Proposed paragraph (e)(3) in
§ 300.160, which requires a State to
report on the number of children with
disabilities who are assessed based on
alternate academic achievement
standards, has been changed to require
a State to report on the number of
children with disabilities, if any, who
are assessed based on modified
academic achievement standards. The
regulatory reference to alternate
assessments based on alternate
academic achievement standards has
been deleted and proposed
§ 300.160(e)(3) has been redesignated as
§ 300.160(f)(3).
(4) Proposed paragraph (e)(4) in
§ 300.160, which requires a State to
report on the number of children with
disabilities who are assessed based on
modified academic achievement
standards, has been changed to require
a State to report on the number of
children with disabilities, if any, who
are assessed based on alternate
academic achievement standards. The
regulatory reference to modified
academic achievement standards has
been deleted and proposed
§ 300.160(e)(4) has been redesignated as
§ 300.160(f)(4).
(5) Proposed paragraph (e)(5) in
§ 300.160, which required a State to
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report on the performance results of
children with disabilities on regular
assessments and on alternate
assessments, has been clarified by
specifically identifying alternate
assessments based on grade-level
academic achievement standards;
alternate assessments based on modified
academic achievement standards; and
alternate assessments based on alternate
academic achievement standards. It also
has been revised to require that
performance results for children with
disabilities be compared to the
achievement of all students, including
children with disabilities. Proposed
§ 300.160(e)(5) has been redesignated as
§ 300.160(f)(5).
• Proposed § 300.160(f), regarding
universal design, has been redesignated
as § 300.160(g).
Analysis of Comments and Changes
In response to the Secretary’s
invitation in the NPRM, more than 300
parties submitted comments on the
proposed regulations, many of which
were substantially similar. An analysis
of the comments and changes in the
regulations since publication of the
NPRM follows.
We discuss substantive issues under
the sections of the regulations to which
they pertain. Generally, we do not
address technical or minor changes, and
suggested changes that we are not
authorized to make under the law. We
also do not address comments on Title
I or IDEA regulations that were not part
of the NPRM published on December
15, 2005 (70 FR 74624), such as
comments concerning the regulations
regarding alternate academic
achievement standards.
Interim Flexibility
Comment: Several commenters made
recommendations regarding the
Department’s interim flexibility, which
gave eligible States the flexibility to
provide credit to schools or districts that
missed AYP solely because of the
achievement of the students with
disabilities subgroup. Some commenters
opposed this flexibility; most others
suggested extending the flexibility until
the final regulations on modified
academic achievement standards are in
effect or until States have had time to
develop modified academic
achievement standards and aligned
alternate assessments. One commenter
recommended that the interim
flexibility be made permanent instead of
the Department regulating to permit
States to establish modified academic
achievement standards. Finally, one
commenter stated that offering interim
flexibility prior to rulemaking violated
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Title I negotiated rulemaking
requirements.
Discussion: The Department
permitted States that expressed interest
in developing modified academic
achievement standards and assessments
based on those standards to take
advantage of interim flexibility while
the Department drafted the proposed
regulations. This flexibility was granted
for the 2004–05 school year and then
extended for a second year (2005–06) to
cover the period of time when members
of the public were commenting on the
proposed regulations and while the
Department developed the final
regulations. The interim flexibility will
be extended for the 2006–07 school year
for States that can show evidence of a
commitment to develop modified
academic achievement standards.
We believe that the flexibility to
develop modified academic
achievement standards provides a
means to assess appropriately some
students with disabilities and include
them in State accountability systems.
Therefore, we do not believe the interim
flexibility should be used in lieu of
setting modified academic achievement
standards, as recommended by one
commenter.
We do not believe that offering
interim flexibility prior to rulemaking
violated negotiated rulemaking
requirements. We understand the
statutory requirements for negotiated
rulemaking in section 1901 of the ESEA
to apply to Title I standards and
assessment regulations required to be
implemented within one year of
enactment of NCLB, not to subsequent
regulatory amendments such as those
included in these regulations.
The Department recognizes that some
States may need time beyond the 2006–
07 school year to develop and
implement alternate assessments based
on modified academic achievement
standards. Therefore, we are adding a
new § 200.20(g) providing that the
Secretary may give flexibility for two
additional years (through the 2008–09
school year) to States that are
developing alternate assessments based
on modified academic achievement
standards consistent with these
regulations.
Changes: We have added a new
§ 200.20(g) specifying that the Secretary
may provide a State that is moving
expeditiously to adopt and administer
alternate assessments based on modified
academic achievement standards
flexibility in accounting for the
achievement of students with
disabilities in AYP determinations that
are based on assessments administered
in school years 2007–08 and 2008–09.
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To be eligible for this flexibility, a State
must meet criteria, as the Secretary
determines appropriate, for each year
for which the flexibility is available.
State Responsibilities for Developing
Challenging Academic Standards
(§ 200.1)
Comment: A few commenters
recommended revising § 200.1(a)(1) to
clarify when the regulation applies to
academic content standards versus
academic achievement standards. The
commenters noted that the authority to
develop modified and alternate
academic achievement standards
appears erroneously also to apply to
academic content standards.
Discussion: We agree that the
regulation in § 200.1(a)(1) should be
more specific when referring to
academic standards. Therefore, we have
clarified that the same academic content
standards apply to all public schools
and all public school students in a State
and that the authority to develop
alternate academic achievement
standards in paragraph (d) and modified
academic achievement standards in
paragraph (e) for eligible students with
disabilities does not apply to academic
content standards. We also have
modified paragraph (a)(2) to be
consistent with these changes. Section
200.1(b)(1)(i) is redundant with these
changes and has been removed.
Changes: We have made the following
changes in § 200.1(a)(1): (1) Added
‘‘content and academic achievement’’
before ‘‘standards’; and (2) added
‘‘which apply only to the State’s
academic achievement standards’’ at the
end of the sentence in paragraph (a)(1).
Consistent with these changes, we have
revised paragraph (a)(2) to read,
‘‘Include the same knowledge and skills
expected of all students and the same
levels of achievement of all students,
except as provided in paragraphs (d)
and (e) of this section.’’ We have
removed § 200.1(b)(1)(i).
Modified Academic Achievement
Standards (§ 200.1(e))
Comment: Several commenters
recommended that the regulations
provide more detail on the essential
components of the documented and
validated standards-setting process
required in § 200.1(e)(1). These
commenters stated that the process
should include broad stakeholder input.
One commenter requested that the
regulations require a State to explain to
the public how it proposes to change its
content standards to coincide with
modified academic achievement
standards. A few commenters requested
that the regulations specify the persons
who should define the standards and
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participate in the standards-setting
process, and include information about
how parents and specialists should be
involved.
Discussion: We do not believe that it
is necessary to include the details of a
validated standards-setting process in
these regulations because the field
generally agrees that the process should
be consistent with the standards for
educational and psychological testing
(1999).1 This process relies on both
empirical data and the informed
judgments of persons familiar with
academic content as well as with the
students with disabilities to be assessed.
We agree with the commenters that the
development of achievement standards
typically benefits from broad
stakeholder involvement to ensure
consensus regarding the knowledge and
skills essential for all students and have
clarified this in the regulations. In
response to the request to define who
should be involved in the standardssetting process for modified academic
achievement standards, we believe that
the process should include persons who
are knowledgeable about the State’s
academic content standards and
experienced in standards setting, as well
as special educators who are most
knowledgeable about the academic
abilities and achievement of students
with disabilities, and we have added
clarifying language in the regulations.
We decline to comment on how parents
and specialists should be involved in
the process. These determinations are
best left to State and local officials.
With regard to the commenter who
requested that the regulations require a
State to explain to the public how it
proposes to change its content standards
to coincide with modified academic
achievement standards, we note that a
State that intends to develop modified
academic achievement standards
consistent with these regulations would
not propose to change its academic
content standards. As required in
§ 200.1(e)(1), modified academic
achievement standards must be aligned
with the State’s academic content
standards.
Changes: We have removed the
phrase ‘‘through a documented and
validated standards-setting process’’ in
proposed § 200.1(e)(1) and have added a
new § 200.1(e)(1)(iv) to require that
modified academic achievement
standards be developed through a
1 AERA, APA, & NCME. (1999). (American
Educational Research Association, American
Psychological Association, & National Council on
Measurement in Education) Joint Committee on
Standards for Educational and Psychological
Testing. Standards for educational and
psychological testing. Washington, DC: AERA.
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documented and validated standardssetting process that includes broad
stakeholder input, including persons
knowledgeable about the State’s
academic content standards and
experienced in standards setting and
special educators who are most
knowledgeable about children with
disabilities.
Comment: A number of commenters
disagreed with the requirement in
§ 200.1(e)(1)(i) that modified academic
achievement standards be aligned with
the State’s academic content standards
for the grade in which the student is
enrolled. Several commenters stated
that this requirement excludes students
who need to be assessed against a truly
modified set of learning standards.
These commenters argued that modified
academic achievement standards should
be for students with learning goals that
are substantively different from the
general education standards, but not as
different as the learning goals for
students with the most significant
cognitive disabilities who are assessed
based on alternate academic
achievement standards.
Several commenters stated that
modified academic achievement
standards should focus on the
individual needs of a student with
disabilities and be aligned with
standards that are appropriate for the
student’s instructional level, not grade
level. A few commenters stated that the
criteria for modified academic
achievement standards are too
prescriptive and that States should have
the flexibility to develop modified
academic achievement standards in
ways that meet their needs.
Discussion: We disagree with the
commenters. Modified academic
achievement standards are intended for
a small group of students who, by virtue
of their disability, are not likely to meet
grade-level academic achievement
standards in the year covered by their
IEPs even with appropriate instruction.
These students need the benefit of
access to instruction in grade-level
content so that they can move closer to
grade-level achievement. We believe
that allowing modified academic
achievement standards to focus on
something other than grade-level
content standards (e.g., allowing them to
be based on a student’s instructional
level) would lower expectations and
limit opportunities for these students to
access grade-level content and meet
grade-level achievement standards. We
also believe that allowing States to
develop modified academic
achievement standards without placing
any parameters or restrictions on their
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use would likely result in lowered
expectations.
Changes: None.
Comment: Many commenters
requested specific guidance on how a
State could appropriately reduce the
breadth or depth of grade-level
standards, as proposed in
§ 200.1(e)(1)(i). One commenter
requested that the regulations clarify
that reducing breadth or depth would
permit the assessment of prerequisite
skills that are needed to master gradelevel content standards.
Discussion: Modified academic
achievement standards are intended to
be challenging for a small group of
students whose disability has thus far
prevented them from attaining gradelevel proficiency. However, while the
modified academic achievement
standards may be less demanding than
grade-level academic achievement
standards, these students must have
access to a curriculum based on gradelevel content standards so that they can
move closer to grade-level achievement.
This means that an alternate assessment
based on modified academic
achievement standards must cover the
same grade-level content, but may
include less difficult questions overall.
We agree that the phrase ‘‘breadth or
depth’’ in the context of developing
modified academic achievement
standards is not clear and does not
sufficiently convey that only the
academic achievement standards for
students, not the content on which they
are assessed, are to be modified. In
addition, the terms ‘‘breadth’’ and
‘‘depth’’ are descriptive, rather than
technical, and do not have consistent
meanings for the different stakeholders
involved in developing and using
student assessments. Therefore, we have
removed the reference to reduced
breadth or depth from § 200.1(e)(1)(i).
Section 200.1(e)(1)(i) continues to
require modified academic achievement
standards to be aligned with the State’s
academic content standards for the
grade in which the student is enrolled.
We have added a new paragraph
(e)(1)(ii) clarifying that modified
academic achievement standards must
be challenging for eligible students, but
may be less difficult than grade-level
academic achievement standards.
Consistent with section 1111(b)(1)(D)(i)
of the ESEA, we also have clarified that
modified academic achievement
standards must include at least three
achievement levels.
Changes: The phrase ‘‘reflect reduced
breadth or depth of grade level content’’
has been removed from § 200.1(e)(1)(i).
A new § 200.1(e)(1)(ii) has been added
specifying that modified academic
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achievement standards must be
challenging for eligible students, but
may be less difficult than grade-level
academic achievement standards. We
also have added a new § 200.1(e)(1)(iii)
to require modified academic
achievement standards to include at
least three achievement levels.
Comment: One commenter stated that
modified academic achievement
standards should be designed to allow
a student, over time, to reach grade-level
academic achievement standards. Many
commenters stated that the regulations
should include protections so that the
regulations do not result in lowered
expectations for students with
disabilities.
Discussion: We added a number of
safeguards to the safeguards that were
already included in the proposed
regulations to ensure that a student with
disabilities who is assessed based on
modified academic achievement
standards has access to grade-level
content so that the student has the
opportunity, over time, to reach gradelevel academic achievement standards.
The safeguards for students that are
included in these final regulations
include the following: § 200.1(e)(1)(i)
requires that modified academic
achievement standards be aligned with
a State’s academic content standards for
the grade in which a student is enrolled;
new § 200.1(e)(2)(iii) requires that a
student’s IEP include goals that are
based on the academic content
standards for the grade in which the
student is enrolled and be designed to
monitor a student’s progress in
achieving the student’s standards-based
goals; new § 200.1(f)(2)(ii) requires a
State to establish and monitor
implementation of clear and appropriate
guidelines for an IEP Team to apply in
developing and implementing the IEP of
a student assessed based on modified
academic achievement standards; new
§ 200.1(f)(2)(iii) requires that a State’s
guidelines for IEP Teams ensure that a
student who is assessed based on
modified academic achievement
standards has access to the curriculum,
including instruction, for the grade in
which the student is enrolled; and new
§ 200.1(f)(2)(iv) requires a State to
ensure that a student who takes an
alternate assessment based on modified
academic achievement standards is not
precluded from attempting to complete
the requirements, as defined by the
State, for a regular high school diploma.
Changes: None.
Comment: We received several
comments regarding proposed
§ 200.1(e)(1)(iii), which requires that
modified academic achievement
standards not preclude a student from
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earning a regular high school diploma.
Several commenters stated that it would
be an intrusion into State graduation
standards if a State was required to
diminish its standards for a regular
diploma to include students who are
assessed on modified academic
achievement standards.
Discussion: The intent of proposed
§ 200.1(e)(1)(iii) was not to require
States to alter their graduation
requirements or to provide a regular
high school diploma to a student who
scores proficient on an alternate
assessment based on modified academic
achievement standards. Rather, we
wanted to ensure that a student is not
automatically precluded from
attempting to earn a regular high school
diploma simply because the student was
assessed based on modified academic
achievement standards. For example, if
a State requires students to pass a State
graduation test in order to obtain a
regular high school diploma, we did not
want the fact that a student was
assessed based on modified academic
achievement standards to automatically
prevent the student from attempting to
pass the State’s graduation test.
An important requirement for
modified academic achievement
standards is that they be aligned with
the State’s grade-level academic content
standards and provide access to gradelevel curriculum. Therefore, we believe
it is reasonable that students assessed
based on modified academic
achievement standards have the
opportunity to attempt to earn a regular
high school diploma. We recognize that
proposed § 200.1(e)(1)(iii) could be
misconstrued and, therefore, have
changed the language to make clear that
States may not prevent a student from
attempting to complete the
requirements, as defined by the State,
for a regular high school diploma
simply because the student participates
in an alternate assessment based on
modified academic achievement
standards.
Changes: Proposed § 200.1(e)(1)(iii)
has been removed. A new
§ 200.1(f)(2)(iv) has been added to
require a State to ensure that students
who take alternate assessments based on
modified academic achievement
standards are not precluded from
attempting to complete the
requirements, as defined by the State,
for a regular high school diploma.
Comment: Many commenters
requested additional guidance on the
development of modified academic
achievement standards. A few
commenters requested guidance on
addressing the technical issues
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regarding the development of modified
academic achievement standards.
Discussion: The Department
recognizes the need to provide States
with additional guidance on the
development and implementation of
modified academic achievement
standards and will provide
nonregulatory guidance, along with
technical assistance and support to
States on modified academic
achievement standards following the
release of these final regulations.
Changes: None.
Criteria for Defining Eligible Students
(§ 200.1(e)(2))
Comment: Several commenters
recommended that the regulations
clearly state that a student’s IEP Team
is responsible for determining whether
the student should be assessed based on
modified academic achievement
standards. One commenter added that
LEAs should not be able to unilaterally
change an IEP Team’s decision. Many
commenters recommended requiring
that parents be included in this decision
and informed in writing of any potential
consequences of such decisions. Several
commenters stated that the information
should be provided to parents in the
parent’s native language and in language
that is easily understandable.
Discussion: We agree that it would be
helpful to clarify that the State
guidelines are for IEP Teams to use in
determining which students with
disabilities are eligible to be assessed
based on modified academic
achievement standards and have made
this change in § 200.1(e)(2) and
(e)(2)(ii)(A). Consistent with
§ 200.1(f)(1)(i), States have an important
role in providing clear and appropriate
guidelines for IEP Teams to use in
determining who will be assessed based
on modified academic achievement
standards and in monitoring the
implementation of these guidelines by
IEP Teams. We also agree that an LEA
cannot unilaterally change an IEP
Team’s decision regarding whether a
child will be assessed based on
modified academic achievement
standards. Section 300.320(a)(6),
consistent with section
614(d)(1)(A)(i)(VI) of the IDEA, already
provides that it is the child’s IEP Team,
not the LEA, that is responsible for
determining how the child will
participate in State and district-wide
assessments.
We do not believe it is necessary to
add language to the Title I regulations
ensuring that parents are included in
decisions regarding whether their child
will be assessed based on modified
academic achievement standards. The
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IDEA regulations already require public
agencies to include parents of children
with disabilities in decisions regarding
their child’s special education,
including how the child will participate
in State and district-wide assessments.
Section 300.321(a) of the IDEA
regulations requires public agencies to
include parents of children with
disabilities as members of the IEP Team.
If a child’s parent and the other
members of the child’s IEP Team
determine that the child will take an
alternate assessment based on alternate
or modified academic achievement
standards, § 300.320(a)(6)(i), consistent
with section 614(d)(1)(A)(i)(VI) of the
IDEA, requires that the child’s IEP
include a statement of why the
particular assessment is appropriate for
the child.
We agree with the commenters that it
is important for parents to be informed
of any effects on their child’s education
that may result from the child
participating in an alternate assessment
based on modified or alternate academic
achievement standards. In addition to
parents, we believe it is important for all
IEP Team members to have knowledge
about modified or alternate academic
achievement standards and any effects
that may result from a child
participating in such assessments.
Therefore, we have added language to
require States to provide IEP Teams,
which include the parent, with a clear
explanation of the differences between
assessments based on grade-level
academic achievement standards and
those based on modified or alternate
academic achievement standards,
including any effects of State or local
policies on the student’s education
resulting from taking an alternate
assessment based on alternate or
modified academic achievement
standards, such as whether only
satisfactory performance on a regular
assessment would qualify a student for
a regular high school diploma.
We do not believe, however, that it is
necessary to require States to inform a
parent in writing, in addition to the IEP
process, that his or her child will not be
assessed based on the same academic
achievement standards as other
children. Parents are integral members
of the IEP Team and participate in the
decision regarding the type of
assessment in which their child will
participate. We expect that, in the
course of determining the appropriate
assessment in which a student will
participate, there will be a discussion of
how alternate or modified academic
achievement standards differ from
grade-level academic achievement
standards and any possible
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consequences of participating in
alternate assessments based on those
standards.
Finally, we do not believe it is
necessary to add language to the Title I
regulations requiring public agencies to
provide explanations to parents in the
parent’s native language and in language
that is easily understandable, as
suggested by the commenters. Section
300.322(e) of the IDEA regulations
already requires public agencies to take
whatever action is necessary to ensure
that parents understand the proceedings
of IEP Team meetings, including
arranging for an interpreter for parents
with deafness or whose native language
is other than English.
Changes: We have changed
§ 200.1(e)(2) to require that the
guidelines that a State establishes under
§ 200.1(f)(1) include criteria for IEP
Teams to use in determining which
students with disabilities are eligible to
be assessed based on modified academic
achievement standards. We also have
rewritten paragraph (e)(2)(ii)(A) to state
that the IEP Team must be ‘‘reasonably
certain’’ that the student will not
achieve grade-level proficiency within
the year covered by the student’s IEP,
‘‘even if significant growth occurs.’’
We have added a new paragraph
(f)(1)(iii) to require the State guidelines
for IEP Teams to provide a clear
explanation of the differences between
assessments based on grade-level
academic achievement standards and
those based on modified or alternate
academic achievement standards,
including any effect of State and local
policies on the student’s education
resulting from taking an alternate
assessment based on alternate or
modified academic achievement
standards (such as whether only
satisfactory performance on a regular
assessment would qualify a student for
a regular high school diploma).
We also have reorganized paragraph
(f) regarding State guidelines into two
paragraphs: paragraph (f)(1) lists the
requirements for students who are
assessed based on either alternate or
modified academic achievement
standards; and paragraph (f)(2) lists
additional requirements for students
who are assessed based on modified
academic achievement standards. With
this reorganization, proposed
§ 200.1(e)(3), has been redesignated as
new § 200.1(f)(1)(ii); proposed
§ 200.1(e)(5) has been rewritten and
redesignated as § 200.1(f)(2)(v); and
proposed § 200.1(e)(1)(ii) has been
rewritten and redesignated as
§ 200.1(f)(2)(iii).
Comment: Several commenters stated
that determining whether a student’s
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disability has precluded the student
from achieving grade-level proficiency
should not be based solely on a
student’s performance on State
assessments because State assessments
may not allow the accommodations a
student needs to demonstrate what the
student knows and can do. The
commenters recommended changing the
‘‘or’’ between paragraphs (e)(2)(i)(A) and
(e)(2)(i)(B) in § 200.1 to ‘‘and.’’
Discussion: We do not believe that the
determination of a student’s progress
always must include consideration of a
student’s performance on State
assessments and, therefore, decline to
make the change requested by the
commenters. Other objective
assessments may be necessary, for
example, for students who are new to
the State or for younger students who
have not yet taken a State assessment.
What is important is that the IEP Team
consider multiple measurements over a
period of time that are valid for the
subjects being assessed, as specified in
§ 200.1(e)(2)(ii)(B). These measures may
include evidence from a State
assessment or other assessments that
can validly document the student’s
achievement.
Changes: None.
Comment: Several commenters
requested a definition of ‘‘high-quality
instruction,’’ as used in proposed
§ 200.1(e)(2)(ii)(A), stating that, without
a definition, the requirement that IEP
Teams consider the student’s response
to high-quality instruction in
determining whether the student should
be assessed based on modified academic
achievement standards is not
meaningful. One commenter stated that
the proposed regulation assumes that
students with disabilities receive highquality instruction, but stated that this
is not always the case.
Discussion: The purpose of
§ 200.1(e)(2)(ii)(A) is to ensure that
students are not identified for an
alternate assessment based on modified
academic achievement standards if they
have not been receiving high-quality
instruction and services. We agree that
it is difficult to establish objective
standards that could be used to
determine whether this criterion has
been met and will, therefore, remove
this requirement. However, we continue
to believe that safeguards are needed to
ensure that IEP Teams consider whether
a student has had an opportunity to
learn grade-level content before
determining that the student should be
assessed based on modified academic
achievement standards.
Under § 300.306(b) of the IDEA
regulations, a student may not be
determined to be eligible for special
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education and related services if the
determinant factor is lack of appropriate
instruction in reading or mathematics.
Schools use current, data-based
evidence to examine whether a student
responds to appropriate instruction
before determining that the student
needs special education and related
services. State and local officials are
responsible for determining what
constitutes appropriate instruction. (See
71 FR 46646 (Aug. 14, 2006).) State and
local officials, therefore, have
experience and knowledge in making
judgments about the instruction that a
student has received and whether it has
been appropriate. Accordingly, we have
changed the language in
§ 200.1(e)(2)(ii)(A) to ensure that
students are not identified for an
alternate assessment based on modified
academic achievement standards if they
have not been receiving appropriate
instruction.
Changes: We have replaced ‘‘highquality instruction’’ with ‘‘appropriate
instruction’’ in § 200.1(e)(2)(ii)(A). We
also have added ‘‘to date’’ following
‘‘progress’’ for clarity.
Comment: Several commenters
recommended requiring instruction by
highly qualified teachers, as defined in
the ESEA and the IDEA, before
determining that a student should be
assessed based on modified academic
achievement standards.
Discussion: Both the ESEA and the
IDEA already require teachers to meet
the highly qualified teacher standards
and we do not believe it is necessary to
reiterate this requirement in these
regulations. Furthermore, while we
expect that the vast majority of students
will receive instruction from highly
qualified teachers, we do not want a
student who may not have received
instruction from a highly qualified
teacher in the past to be precluded from
being assessed based on modified
academic achievement standards if that
alternate assessment is most appropriate
for that student.
Changes: None.
Comment: One commenter asked if
the number of years a student with
disabilities’ performance was below
grade level could be used to identify the
student as eligible to be assessed based
on modified academic achievement
standards.
Discussion: Section 200.1(e)(2)(ii)
requires a student’s IEP Team to
consider the student’s progress to date
in response to appropriate instruction
and to be reasonably certain that, even
if significant growth occurs, the student
will not achieve grade-level proficiency
within the year covered by the student’s
IEP. Data documenting that a student
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has been performing below grade level
for a number of years could be one
factor in determining if a student should
be assessed based on modified academic
achievement standards.
Changes: None.
Comment: One commenter requested
examples of multiple measures over
time that may be used to determine a
student’s progress under
§ 200.1(e)(2)(ii)(B). Another commenter
asked whether States are required to use
response to intervention procedures to
demonstrate student progress over a
period of time.
Discussion: In order to determine
whether a student may be eligible for an
alternate assessment based on modified
academic achievement standards, an IEP
Team may examine results from a
variety of measures that indicate a
student’s progress over time. These may
be either criterion-referenced tests (i.e.,
tests that assess skill mastery and
compare a student’s performance to
curricular standards, such as State and
district-wide tests) or norm-referenced
tests (i.e., tests that compare a student’s
performance to that of students of the
same age or grade). The format of the
multiple measures may include
performance assessments (i.e., an
assessment that focuses on specific
objectives and enables the student to
actively demonstrate knowledge and
understanding, such as direct writing
and math assessments); portfolio
assessments (i.e., a collection of student
work samples); curriculum-based
measures (i.e., repeated measures from
the student’s curriculum that assess the
specific skills being taught in the
classroom and the effectiveness of
instruction and instructional changes);
and teacher-developed assessments (i.e.,
assessments developed by individual
teachers for use in their own
classrooms).
Section 200.1(e)(2)(ii)(B) does not
require States to use response to
intervention procedures; nor does it
specify the procedures or measures that
must be used to determine a student’s
progress over time. We believe that IEP
Teams should have as much flexibility
as possible to use objective data to
determine whether a student is eligible
for an alternate assessment based on
modified academic achievement
standards. The purpose of
§ 200.1(e)(2)(ii)(B) is to clarify that IEP
Teams must not rely on a single
measure to determine whether it is
appropriate to assess a student based on
modified academic achievement
standards. So long as the measures are
objective and valid for the subjects
being assessed, they may be used to
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determine whether a student is making
progress.
Changes: None.
Comment: Several commenters
supported the proposed requirement
that a student be receiving instruction in
grade-level content in order to be
assessed based on modified academic
achievement standards and asked what
documentation would be required to
ensure that students with disabilities
have the opportunity to learn gradelevel content. Other commenters stated
that the proposed regulations did not
address the broad continuum of
cognitive functioning and, instead,
focused on the wrong group of students.
Many commenters stated that modified
academic achievement standards should
be for students who are closer in
achievement to students with the most
significant cognitive disabilities rather
than students who are close to gradelevel achievement.
Discussion: The requirement that a
student be receiving grade-level
instruction was intended to ensure that
students identified to be assessed based
on modified academic achievement
standards have access to grade-level
content. We did not want students to be
assessed based on modified academic
achievement standards merely because
they did not have access to grade-level
content or solely because their
achievement was one or two grades
below their enrolled grade. However,
based on the comments we received, we
believe this requirement was
misinterpreted to mean that only
students achieving close to grade level
could potentially be assessed based on
modified academic achievement
standards. That was not our intent.
Rather, we anticipated that students
assessed based on modified academic
achievement standards could include
students from any of the disability
categories under the IDEA and represent
a fairly wide spectrum of abilities.
Therefore, we have removed the
requirement in § 200.1(e)(2)(iii) that
students identified to be assessed based
on modified academic achievement
standards be receiving grade-level
instruction.
However, we continue to believe that
it is critical to ensure that students who
participate in an alternate assessment
based on modified academic
achievement standards receive
instruction in grade-level content so that
they are prepared to demonstrate their
mastery of grade-level content on an
alternate assessment based on modified
academic achievement standards and
can move closer to grade-level
achievement. One way to help ensure
that students have access to grade-level
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content before they are assessed based
on modified academic achievement
standards, and receive instruction in
grade-level content after they are
assessed based on modified academic
achievement standards, is to require IEP
Teams to include goals that are based on
grade-level content standards in the
IEPs of these students. Such an
approach focuses the IEP Team and the
student on grade-level content and the
student’s achievement level relative to
those content standards. Therefore, we
have added a requirement that the IEP
of a student to be assessed based on
modified academic achievement
standards include goals that are based
on the academic content standards for
the grade in which the student is
enrolled and that the IEP be designed to
monitor a student’s progress in
achieving the student’s standards-based
goals. To further emphasize the
importance of ensuring that students
who participate in an alternate
assessment based on modified academic
achievement standards receive
instruction in grade-level content, we
also make clear in new § 200.1(f)(2)(iii)
that States must ensure that these
students have access to the curriculum,
including instruction, for the grade in
which the student is enrolled.
Incorporating State content standards
in IEP goals is not a new idea. Because
the reauthorization of IDEA in 1997
required States to provide students with
disabilities access to the general
curriculum, the field has been working
toward incorporating State standards in
IEP goals. Some States already require
IEP Teams to select the grade-level
content standards that the student has
not yet mastered and to develop goals
on the basis of the skills and knowledge
that the student needs to acquire in
order to meet those standards. In
addition, some States have developed
extensive training materials and
professional development opportunities
for staff to learn how to write IEP goals
that are tied to State standards.2
We appreciate that States that have
not moved in this direction may need
technical assistance and support to
institute this change for students who
are assessed based on modified
academic achievement standards. The
Department’s Office of Special
Education Programs (OSEP) is preparing
such technical assistance, which will be
disseminated and available upon
publication of these final regulations.
2 Ahearn, E. (2006). Standards-based IEPs:
Implementation in Selected States. National
Association of State Directors of Special Education,
1800 Diagonal Road, Suite 320, Alexandria, VA
22314.
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We believe that requiring IEP Teams
to incorporate grade-level content
standards in the IEP of a student who is
assessed based on modified academic
achievement standards and to monitor
the student’s progress in achieving the
standards-based goals will focus IEP
Teams on identifying the educational
supports and services that the student
needs to reach those standards. This
will align the student’s instruction with
the general education curriculum and
the assessment that the IEP Team
determines is most appropriate for the
student.
Changes: We have removed the
requirement in § 200.1(e)(2)(iii) that a
student be receiving grade-level
instruction in order to be assessed based
on modified academic achievement
standards, and replaced it with a
requirement that, if a student identified
for an alternate assessment based on
modified academic achievement
standards has an IEP that includes goals
for a subject assessed under § 200.2,
those goals must be based on the
content standards for the grade in which
the student is enrolled. We have added
‘‘the’’ before ‘‘curriculum’’ and
‘‘including instruction,’’ before ‘‘for the
grade in which the students are
enrolled’’ in § 200.1(f)(2)(iii). For
consistency with these changes, we
have added this requirement as new
§ 200.1(f)(2)(ii)(A) to the list of
requirements for States to include in
their guidelines for IEP Teams. We also
have added § 200.1(f)(2)(ii)(B) to require
that a student’s IEP be designed to
monitor the student’s progress in
achieving the standards-based goals.
Comment: Some commenters stated
that requiring a student to be receiving
instruction in grade-level content in
order to be assessed based on modified
academic achievement standards would
encourage social promotion or retention.
Discussion: As noted above, we
removed the requirement that a student
be receiving instruction in grade-level
content in order to be assessed based on
modified academic achievement
standards because it was misinterpreted
to mean that only students achieving
close to grade-level could potentially be
assessed based on modified academic
achievement standards. However, we
continue to believe that it is critical to
ensure that students who participate in
an alternate assessment based on
modified academic achievement
standards receive instruction in gradelevel content. We believe that students
who are not exposed to grade-level
content will not learn the content,
which will delay their learning and
increase the likelihood of being retained
or socially promoted.
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Changes: None.
Comment: One commenter stated that
another alternate assessment is needed
for students with mild cognitive
impairments. Several commenters stated
that, because a student’s performance
would not be based on grade-level
academic achievement standards, the
requirements for participation in an
alternate assessment based on modified
academic achievement standards should
be stricter to ensure that students are
not inappropriately assessed.
Discussion: We do not believe that
another alternate assessment is needed
for students with mild cognitive
disabilities. These final regulations give
States the flexibility to develop and
implement modified academic
achievement standards in ways that fit
within their existing assessment
systems, while ensuring that students
with disabilities are not inappropriately
assessed based on modified academic
achievement standards. We believe that
the criteria for modified academic
achievement standards in § 200.1(e),
along with the safeguards provided by
the requirements for State guidelines in
§ 200.1(f), are adequate to ensure that
students are not inappropriately
assessed based on modified academic
achievement standards. Depending on
the nature of a State’s grade-level and
alternate academic achievement
standards, a State may wish to tailor its
alternate assessment based on modified
academic achievement standards to a
more narrowly defined group of
students. We, therefore, have made clear
that the criteria for students to be
assessed based on modified academic
achievement standards in § 200.1(e)(2)
are only a minimum threshold and that
States may add additional criteria if
they choose to do so.
Changes: We have added ‘‘Those
criteria must include, but are not
limited to, each of the following:’’ to the
end of § 200.1(e)(2).
Comment: Several commenters
requested that the regulations clarify
that an IEP Team must make a
determination of eligibility for each
subject assessed. Other commenters
added that a student who has difficulty
in only one subject area should be
allowed to take an alternate assessment
in that one area and take a regular
assessment in the other subject(s).
Discussion: If a State chooses to
develop modified academic
achievement standards, proposed
§ 200.1(e)(4) would have required that a
student be allowed to take an alternate
assessment based on modified academic
achievement standards in one or more
subjects. Thus, a student could take an
alternate assessment based on modified
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academic achievement standards in
reading, for example, and a regular
assessment in mathematics. However,
we agree that the regulations should
state more clearly that a student’s IEP
Team is responsible for making a
determination for each subject assessed
whether the student participates in an
alternate assessment based on modified
academic achievement standards.
Therefore, we have added a new
§ 200.1(f)(2)(i) clarifying that States
must inform IEP Teams that a student
may be assessed based on modified
academic achievement standards in one
or more subjects. We also have added
language to new § 200.1(f)(1)(i)(B)
(proposed § 200.1(f)(1)(ii)) and
§ 200.1(f)(2)(v) (proposed § 200.1(c)(5))
to make this clear.
Changes: We have added a new
§ 200.1(f)(2)(i) requiring States to inform
IEP Teams that a student may be
assessed based on modified academic
achievement standards in one or more
subjects for which assessments are
administered under § 200.2. We also
have added ‘‘These students may be
assessed based on modified academic
achievement standards in one or more
subjects for which assessments are
administered under § 200.2’’ at the end
of new § 200.1(f)(1)(i)(B) (proposed
§ 200.1(f)(1)(ii)). With this addition,
proposed § 200.1(e)(4) is no longer
necessary and has been removed.
Finally, we have added ‘‘for each
subject’’ following ‘‘Ensure that each
IEP Team reviews annually’’ in new
§ 200.1(f)(2)(v) (proposed § 200.1(c)(5)).
Comment: Several commenters
requested that the decision to assess a
student based on modified academic
achievement standards be reviewed
annually.
Discussion: New § 200.1(f)(2)(v)
(proposed § 200.1(e)(5)) already requires
that the decision to assess a student
based on modified academic
achievement standards be reviewed
annually for each subject by the
student’s IEP Team to ensure that those
standards remain appropriate.
Changes: None.
Comment: One commenter stated that
a student should not be eligible for an
alternate assessment based on modified
academic achievement standards unless
the student had been provided with all
the appropriate accommodations for the
grade-level assessment.
Discussion: We believe that a
student’s IEP Team is in the best
position to determine whether the
student should be assessed on the
regular assessment with
accommodations before participating in
an alternate assessment based on
modified academic achievement
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standards and, therefore, decline to
make the requested change.
Changes: None.
State Guidelines (§ 200.1(f))
Comment: Several commenters
recommended that the regulations
require a State to provide training to IEP
Teams so that the guidelines are
implemented in a manner that ensures
that students can progress to grade-level
achievement standards. The
commenters also recommended
requiring a State to collect and review
data from LEAs on how the guidelines
are being implemented and investigate
LEAs when proficiency rates are higher
on alternate assessments than on the
regular assessment.
Discussion: Proposed § 200.1(f)(1)
already requires a State that defines
alternate or modified academic
achievement standards to establish and
ensure implementation of clear and
appropriate guidelines for IEP Teams to
apply in determining whether a student
will be assessed based on modified or
alternate academic achievement
standards. Furthermore, the general
supervision requirements in section
612(a)(11) of the IDEA require a State to
monitor the implementation of State
guidelines for the participation of
students with disabilities in State and
district-wide assessments. The specific
ways in which a State conducts its
monitoring are best left to the State to
determine based on State and local
needs. Therefore, we decline to require
a State to investigate when proficiency
rates are higher on alternate assessments
as compared with regular assessments.
We also do not believe it is necessary to
duplicate monitoring requirements
under Title I that would generate
additional and unnecessary paperwork.
However, we do believe that it is
important to emphasize that a State is
responsible for monitoring, as well as
establishing and implementing State
guidelines, and have made this change
in the regulations.
Changes: We have changed ‘‘establish
and ensure implementation of clear and
appropriate guidelines’’ to ‘‘establish
and monitor implementation of clear
and appropriate guidelines’’ in new
§ 200.1(f)(1)(i) (proposed § 200.1(f)(1)).
We also have added a new
§ 200.1(f)(2)(ii), which reiterates the
responsibility of a State to establish and
monitor implementation of clear and
appropriate guidelines for IEP Teams to
apply for students who are assessed
based on modified academic
achievement standards.
Comment: One commenter argued
that a State’s guidelines for IEP Teams
would not have the force of law and
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recommended that the regulations
require the State to implement
requirements that are enforceable by
law.
Discussion: It is unnecessary to add a
regulation requiring States to implement
requirements that are enforceable by law
because, regardless of the legal
mechanism a State uses to implement
guidelines for IEP Teams, those
guidelines must meet the requirements
of these regulations in order for the
State to be in compliance with part A of
Title I and to continue to receive funds
under this part.
Changes: None.
Comment: Several commenters stated
that the regulations should include
additional guidelines to ensure that
States use similar criteria to identify
students to be assessed based on
modified academic achievement
standards. One commenter stated that
the guidelines should draw a ‘‘bright
line’’ between students with the most
significant cognitive disabilities and
students assessed based on modified
academic achievement standards.
Specifically, the commenter
recommended clarifying that students
with the most significant cognitive
disabilities are those who will never be
able to demonstrate progress on gradelevel academic achievement standards
even if provided with the very best
possible education and
accommodations.
Discussion: Section 200.1(d),
regarding alternate academic
achievement standards, and § 200.1(e),
regarding modified academic
achievement standards, leave to each
State the responsibility to define the
students with disabilities who may be
assessed based on alternate or modified
academic achievement standards. These
final regulations set certain parameters
that a State must meet, but we do not
believe it is the proper role of the
Federal government to specifically set
forth a ‘‘bright line’’ between the
students who should participate in an
alternate assessment based on alternate
academic achievement standards versus
an alternate assessment based on
modified academic achievement
standards. Moreover, such a distinction
may vary from one State to the next
depending on how States have
organized their State content standards
and established their academic
achievement standards.
Changes: None.
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Inclusion of All Students (§ 200.6)
Students Eligible Under IDEA and
Section 504 (§ 200.6(a))
Comment: One commenter
recommended that the regulations
permit students with disabilities to use
modifications, as well as
accommodations, in State assessments.
The commenter stated that an
accommodation in one State (e.g., a
calculator) may be considered a
modification in another State and that
this variation is unfair to students and
schools.
Discussion: A ‘‘modification’’ used in
an assessment is generally regarded as a
change in test administration that alters
what is being measured and, therefore,
results in an invalid test score. Whether
a particular support, such as use of a
calculator, is considered a modification
or an accommodation can only be
determined by considering the intended
purpose and content of an assessment.
States vary in terms of the purposes and
content of their assessments and,
therefore, may vary in terms of whether
a particular support provided to a
student during an assessment is
considered a modification or an
accommodation. States determine
whether a particular testing procedure
or support, such as use of a calculator,
invalidates the results. States must
provide evidence for the Department’s
peer review of Statewide assessment
systems under Title I of the ESEA that
their State assessments are valid and
reliable for the purposes for which the
assessments are used, and are consistent
with relevant, nationally recognized
professional and technical standards.
Therefore, we decline to make the
change requested by the commenter.
Changes: None.
Comment: Several commenters
recommended that States develop and
disseminate information on, and
promote the use of, appropriate
accommodations for alternate
assessments based on modified and
alternate academic achievement
standards, in addition to assessments
based on grade-level standards.
Discussion: Section
1111(b)(3)(C)(ix)(II) of the ESEA and
section 612(a)(16) of the IDEA already
require a State to provide appropriate
accommodations for students to
participate in a State’s assessment
system. This includes accommodations
for alternate assessments. Therefore, the
change recommended by the
commenters is unnecessary.
Changes: None.
Comment: None.
Discussion: In reviewing the proposed
regulations, we noted that
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§ 200.6(a)(1)(ii)(A) referred to ‘‘gradelevel academic achievement standards.’’
We wanted to be clear that
§ 200.6(a)(1)(ii)(A) refers to the
academic achievement standards for the
grade in which the student is enrolled.
Therefore, we have made this change in
§ 200.6(a)(1)(ii)(A).
Changes: Section 200.6(a)(1)(ii)(A) has
been changed by adding ‘‘for the grade
in which a student is enrolled’’
following ‘‘academic achievement
standards’’ and removing ‘‘grade-level’’
before ‘‘academic achievement
standards.’’
Comment: One commenter
recommended requiring a State to (A)
develop assessments that are universally
designed and valid for the widest
possible range of students; (B) study the
effect of accommodations on the
validity of the State’s assessment in
order to identify which
accommodations are valid for each
assessment; and (C) document the
extent to which universal design
principles are not used.
Discussion: We decline to make the
changes requested by the commenter.
The IDEA regulations already require a
State (or in the case of a district-wide
assessment, an LEA), to the extent
feasible, to use universal design
principles in developing and
administering assessments. (See new
§ 300.160(g) (proposed § 300.160(f)) and
section 612(a)(16)(E) of the IDEA.)
The Department’s peer review of
Statewide assessment systems under
Title I of the ESEA requires a State to
provide evidence that its State
assessments are valid and reliable for
the purposes for which they are used
and are consistent with relevant,
nationally recognized professional and
technical standards. In order to ensure
that assessments are valid and reliable
and meet the technical quality
requirements of the peer review, a State
must study the effect of
accommodations on the validity of the
State’s assessment.
We believe that implementing the
commenter’s recommendation to require
States to document the extent to which
universal design principles are not used
(e.g., defining ‘‘universal design
principles’’) would require significant
resources and time and be a burden for
a State to report. Therefore, we decline
to make the changes requested by the
commenters.
Changes: None.
Comment: One commenter
recommended changing
§ 200.6(a)(1)(ii)(B) to require a State to
ensure that related services providers, in
addition to regular and special
education teachers, know how to
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administer assessments and use
appropriate accommodations.
Discussion: Section 200.6(a)(1)(ii)(B)
already requires States to ensure that
‘‘other appropriate staff,’’ in addition to
regular and special education teachers,
know how to administer assessments
and make appropriate use of
accommodations. We believe State and
local authorities are in the best position
to determine the other appropriate staff,
which could include related services
providers, who must know how to
administer assessments and make use of
appropriate accommodations. Therefore,
we decline to make the change
requested by the commenter.
Changes: None.
Comment: A few commenters
recommended requiring a State to
develop personnel standards and
provide professional development in
order to ensure that all educators are
skilled in administering assessments
and providing appropriate
accommodations.
Discussion: Section 200.6(a)(1)(ii)(B)
requires States to ensure that regular
and special educators, as well as other
appropriate staff, know how to
administer assessments and make use of
appropriate accommodations. Whether a
State ensures that this occurs through
developing personnel standards or
professional development is best left for
each State to determine.
Changes: None.
Comment: One commenter
recommended changing § 200.6(a)(2)(iii)
to require that students with the most
significant cognitive disabilities be
involved in and make progress in the
general curriculum, consistent with the
IDEA. The commenter also
recommended that the regulations be
changed to require students with the
most significant cognitive disabilities to
be included in assessments that are
aligned to the content standards for the
grade in which the student is enrolled.
Discussion: Section 200.6(a)(2)(iii)
already requires a State to document
that students with the most significant
cognitive disabilities are included in the
general curriculum. Further, as the
commenter notes, the IDEA requires
students with disabilities to be involved
in the general curriculum. Specifically,
section 614(d)(1)(A)(i)(IV)(bb) of the
IDEA requires each student’s IEP to
include a statement of the special
education and related services and
supplementary aids and services to be
provided to the child to be involved in
and make progress in the general
education curriculum. This requirement
applies to all students with disabilities,
including students with the most
significant cognitive disabilities.
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Therefore, we do not believe it is
necessary to repeat this requirement in
§ 200.6(a)(2)(iii). However, in preparing
these final regulations, we noted an
error in current § 200.6(a)(2)(iii) 3 in the
NPRM. Current § 200.6(a)(2)(iii) requires
that, if a State permits the use of
alternate assessments based on alternate
academic achievement standards, the
State must document that students with
the most significant cognitive
disabilities are, to the extent possible,
included in the general curriculum. In
the NPRM for these final regulations on
modified academic achievement
standards, ‘‘maximum’’ was
inadvertently added before ‘‘extent
possible.’’ We have corrected this error
in the final regulations. It is important
to correct this error because the
provision could be interpreted as
extending authority beyond the IDEA,
which requires each student’s IEP to
include a statement of the special
education and related services and
supplementary aids and services to be
provided to the child to be involved in
and make progress in the general
education curriculum.4
With regard to the comment that the
regulations be changed to require
students with the most significant
cognitive disabilities to be included in
assessments that are aligned to the
curriculum for the grade in which the
student is enrolled, the Department’s
non-regulatory guidance on alternate
academic achievement standards for
students with the most significant
cognitive disabilities states that, if a
State chooses to establish alternate
academic achievement standards, such
standards must be aligned with the
State’s academic content standards for
the grade in which the student is
enrolled (or in the case of students in
un-graded classrooms, the grade level
commensurate to the student’s age). (See
C–3 of the guidance.) 5
Substantive changes to existing
regulations cannot be made without
publishing an NPRM and providing an
opportunity for the public to comment
on proposed regulations. The NPRM
published on December 15, 2005
regarding modified academic
achievement standards did not include
the recommended change to the
regulations governing alternate
assessments based on alternate
3 Current § 200.6(a)(2)(iii) was finalized in the
December 9, 2003 regulations for students with the
most significant cognitive disabilities (68 FR
68698).
4 See section 614(d)(1)(A)(i)(IV)(bb) of the IDEA.
5 Alternate Achievement Standards for Students
with the Most Significant Cognitive Disabilities
(August, 2005) is available at https://www.ed.gov/
policy/elsec/guid/altguidance.doc.
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academic achievement standards.
Therefore, we cannot make the
requested change in these final
regulations.
Changes: We have deleted
‘‘maximum’’ before ‘‘extent possible’’ in
§ 200.6(a)(2)(iii).
Alternate Assessments that Measure
Performance Based on Modified
Academic Achievement Standards
(§ 200.6)(a)(3))
Comment: Many commenters
recommended requiring that an
assessment based on modified academic
achievement standards be referred to as
an alternate assessment.
Discussion: We did not describe
assessments based on modified
academic achievement standards as
alternate assessments in the NPRM
because we wanted to distinguish such
assessments from alternate assessments
based on alternate academic
achievement standards. However, we
agree with the commenter that it would
be clearer to refer to such assessments
as alternate assessments and have made
this change in the regulations.
Changes: Where appropriate, we have
inserted ‘‘alternate’’ before
‘‘assessment’’ throughout the
regulations to make clear that an
assessment based on modified academic
achievement standards is an alternate
assessment.
Comment: Many commenters
suggested that terminology be clarified
to differentiate among various alternate
assessments using ‘‘modified
assessment’’ to refer to an assessment
based on modified academic
achievement standards and ‘‘adapted
assessment’’ to refer to an alternate
assessment based on alternate academic
achievement standards.
Discussion: Precise use of terminology
to avoid confusion in the development
and use of alternate assessments for
students with disabilities is desirable.
However, the particular terms suggested
by the commenters would not likely
accomplish this goal. In the
measurement community ‘‘modified
assessment’’ has a restricted meaning
that is not consistent with the intent of
the assessment permitted under these
regulations, and we believe ‘‘adapted
assessment’’ does not accurately convey
that an alternate assessment is based on
alternate academic achievement
standards. Therefore, we decline to
make the changes recommended by the
commenters.
Changes: None.
Comment: Several commenters
requested that the regulations define
‘‘aligned,’’ as used in new
§ 200.6(a)(3)(ii)(A) (proposed
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§ 200.6(a)(3)(i)). One commenter
requested that the regulations include
the criteria that will be used to
determine whether there is sufficient
coverage of grade-level content
standards. One commenter
recommended requiring alternate
assessments based on modified
academic achievement standards to
assess the core objectives of a State’s
grade-level academic content standards.
Discussion: We decline to include a
definition of ‘‘alignment’’ in these
regulations because it is a term of art in
the assessment field. However, the
Department’s standards and assessment
peer review guidance for Title I includes
several characteristics of alignment that
are considered by peer reviewers in
determining whether assessments are
aligned with content standards. First,
reviewers consider the range of content,
meaning that all of the standards are
represented in the assessment and that
the assessment is as cognitively
challenging as the standards (depth/
difficulty). This is the single aspect of
alignment that may differ between the
regular grade-level assessment and an
alternate assessment based on modified
academic achievement standards.
Second, reviewers look for evidence that
the assessment represents both the
content knowledge and the process
skills evident in the content standards.
Third, reviewers consider whether the
assessment reflects the same degree and
pattern of emphasis as the content
standards (balance). Generally, an
alternate assessment based on modified
academic achievement standards should
be aligned with grade-level content
standards in the same manner as the
regular assessment. That is, it should
represent the full array of content
standards, including factual knowledge
and application skills, with the same
pattern of emphasis that is evident in
the content standards. The Department’s
peer review guidance further states ‘‘[i]f
a State’s assessments do not adequately
measure the knowledge and skills
specified in the State’s academic
content standards, or if they measure
something other than what these
standards specify, it will be difficult to
determine whether students have
achieved the intended knowledge and
skills. As a result, it will be difficult to
make appropriate policy, program, and
instructional decisions meant to
improve students’ achievement.’’ (page
41) 6
6 Standards and assessment peer review
guidance: Information and examples for meeting
requirements of the No Child Left Behind Act of
2001, (April 28, 2004). Available at https://
www.ed.gov/policy/elsec/guid/saaprguidance.doc.
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An alternate assessment based on
modified academic achievement
standards should be aligned with gradelevel content standards in the same
manner as the general test, with the
possible exception of a reduced level of
cognitive demand, sometimes referred
to as depth of knowledge. This is a
critical difference between an alternate
assessment based on modified academic
achievement standards and an alternate
assessment based on alternate academic
achievement standards, which is viewed
as aligned with grade-level content
standards even though the content has
been simplified or represented as prerequisite skills that are an essential part
of the grade-level content.
The assumption underlying the
requirement for alignment is that many
students eligible for an alternate
assessment based on modified academic
achievement standards are in a regular
classroom with children of the same
chronological age; they are receiving
instruction in the grade-level
curriculum but because of their
disability are not likely to meet gradelevel academic achievement standards
in the year covered by their IEPs. These
students may need a less difficult test in
order to effectively demonstrate their
knowledge of the grade-level content
standards.
We do not agree with the
recommendation that an alternate
assessment based on modified academic
achievement standards be required to
assess only the ‘‘core objectives’’ of a
State’s grade-level academic content
standards. Modified academic
achievement standards must represent
the full array of content standards,
including factual knowledge and
application of skills, with the same
pattern of emphasis that is evident in
the content standards. This is so,
regardless of how a State structures its
academic content standards. The
approach taken by a State to ensure the
alignment of modified academic
achievement standards to grade-level
content standards will depend on how
the State has structured its academic
content standards. Content standards
may be grade specific or may cover
more than one grade if grade-level
content expectations are provided for
each grade. Ultimately, a State that
chooses to develop and implement
modified academic achievement
standards must demonstrate during the
Department’s peer review of State
assessments that its alternate assessment
based on modified academic
achievement standards is aligned with
challenging grade-level academic
content standards in the same manner
as is required for the approval of the
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State’s regular assessment. The
Department acknowledges that
measuring the academic achievement of
students with disabilities, particularly
those who will be eligible to be assessed
based on modified academic
achievement standards, is an area in
which there is much to learn and
improve. We welcome information from
States and others on ways to improve
the assessment of students with
disabilities. As data and research on
assessments for students with
disabilities improve, the Department
may decide to issue additional
regulations or guidance.
Changes: None.
Comment: Several commenters argued
that the regulations should permit the
use of out-of-level assessments. Another
commenter questioned whether out-oflevel assessments would be as valid as
alternate assessments based on modified
academic achievement standards.
Discussion: Alternate assessments
based on modified academic
achievement standards are intended for
a small group of students who, by virtue
of their disability, are not likely to meet
grade-level achievement standards in
the year covered by their IEPs, despite
appropriate instruction. These students
need the benefit of access to grade-level
content so that they can move closer to
grade-level achievement. Therefore,
alternate assessments based on modified
academic achievement standards must
be aligned with grade-level content
standards.
Out-of-level testing means assessing
students enrolled in a specific grade
with tests designed for students at lower
grades. By definition, an out-of-level
assessment does not cover the same
content as an assessment based on
grade-level content standards. Out-oflevel testing is often associated with
lower expectations for students with
disabilities, tracking such students into
lower-level curricula with limited
opportunities. Therefore, an out-of-level
assessment cannot be used as an
alternate assessment based on modified
academic achievement standards.
Changes: None.
Comment: One commenter
recommended requiring an alternate
assessment based on modified academic
achievement standards to be
distinguished from the regular
assessment by more than a lower cut
score or a change in administration or
format.
Discussion: New § 200.1(e)(1)(iv)
makes clear that modified academic
achievement standards must be
developed through a documented and
validated standards setting process that
includes broad stakeholder input, and
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§§ 200.2(b) and 200.3(a)(1) make clear
that an alternate assessment based on
modified academic achievement
standards must meet the requirements
for high technical quality, including
validity, reliability, accessibility,
objectivity, and consistency with
nationally recognized professional and
technical standards. Merely changing
the cut-score on a regular assessment
would not be sufficient to meet these
requirements.
Changes: None.
Comment: Many commenters
requested additional guidance on
developing an alternate assessment
based on modified academic
achievement standards.
Discussion: Grade-level content
standards serve as the foundation of an
alternate assessment based on modified
academic achievement standards.
Beyond this essential requirement, a
State may construct a unique
assessment or adapt its regular
assessment. We have added this
language to the regulations to make this
clear. In addition, the Department will
be issuing nonregulatory guidance and
providing technical assistance to assist
States in developing alternate
assessments based on modified
academic achievement standards.
Changes: We have simplified
proposed § 200.6(a)(3) by deleting
references to paragraphs (a)(1) and (a)(2)
and including a new paragraph (a)(3)(i)
to permit a State that chooses to assess
students with disabilities based on
modified academic achievement
standards to develop a new alternate
assessment or adapt an assessment
based on grade-level academic
achievement standards. We also have
added a new paragraph (a)(3)(ii) that
lists the requirements for an alternate
assessment based on modified academic
achievement standards. Proposed
paragraphs (a)(3)(i) through (a)(3)(iv)
have been redesignated as new
paragraphs (a)(3)(ii)(A) through
(a)(3)(ii)(D), respectively.
Reporting (§ 200.6(a)(4))
Comment: Several commenters
recommended requiring a State to report
the number and percentage of students
using accommodations who take
alternate assessments based on modified
academic achievement standards,
alternate assessments based on gradelevel academic achievement standards,
and alternate assessments based on
alternate academic achievement
standards. The commenters stated that
these data are necessary to measure
whether students are receiving
appropriate accommodations and
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whether these accommodations are
helping students achieve.
Discussion: Section 200.6(a)(4)
already requires a State to report on the
number and percentage of students with
disabilities taking regular assessments;
regular assessments with
accommodations; alternate assessments
based on grade-level academic
achievement standards; alternate
assessments based on modified
academic achievement standards; and
alternate assessments based on alternate
academic achievement standards. We
believe that requiring a State to report
the additional data requested by the
commenters would place a significant
burden on the State. In addition, such
data would not, by itself, provide
information regarding whether students
are receiving appropriate
accommodations and whether those
accommodations are helping students
achieve. Therefore, we decline to make
the change requested by the
commenters.
We have, however, changed the order
of the list of assessments in § 200.6(a)(4)
so that ‘‘alternate assessments based on
the grade-level academic achievement
standards’’ follows ‘‘regular assessments
with accommodations.’’ This will
appropriately keep the three types of
assessments based on grade-level
academic achievement standards
together in the list, to be followed by
‘‘alternate assessments based on the
modified academic achievement
standards,’’ and ‘‘alternate assessments
based on the alternate academic
achievement standards.’’
Changes: We have redesignated
proposed paragraph (a)(4)(iv), regarding
alternate assessments based on gradelevel academic achievement standards,
as new paragraph (a)(4)(iii), and
proposed (a)(4)(iii), regarding alternate
assessments based on modified
academic achievement standards, as
new paragraph (a)(4)(iv).
Comment: One commenter
recommended requiring the Department
to provide an annual report to Congress
on the implementation of the
regulations regarding modified
academic achievement standards. One
commenter asked who receives the data
required under § 200.6(a)(4). Another
commenter expressed concern that
reporting the data in § 200.6(a)(4) could
violate a student’s right to privacy under
the Family Educational Rights and
Privacy Act (FERPA) if there were small
numbers of students taking any of the
assessments.
Discussion: Section 200.6(a)(4)
pertains to the requirements in part A of
Title I for reporting data to the Secretary
and ensures that the data reported in
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accordance with section 1111(h) of the
ESEA include data on assessments
based on alternate academic
achievement standards and modified
academic achievement standards. We
have added language to § 200.6(a)(4) to
make this clear. These data are also
reported to Congress and, therefore, we
do not believe that an additional report
to Congress is necessary, as suggested by
one commenter. With regard to the
commenter who expressed concern with
the data reporting requirements and a
student’s right to privacy, a State is not
required to report data that would
violate FERPA (20 U.S.C. 1232g).
Changes: We have added ‘‘to the
Secretary’’ following ‘‘A State must
report separately’’ to make clear that the
assessment data referred to in
§ 200.6(a)(4) are reported separately to
the Secretary.
Comment: One commenter
recommended requiring LEAs and SEAs
to collect data on the disability and race
of students who are assessed based on
modified academic achievement
standards.
Discussion: We believe that requiring
LEAs and SEAs to collect data on the
disability and race of students who are
assessed based on modified academic
achievement standards would place an
unnecessary burden on SEAs and LEAs
and, therefore, decline to implement the
commenter’s recommendation.
Changes: None.
Disaggregation of Data (§ 200.7)
Comment: Several commenters
supported proposed § 200.7(a)(2) that
would prohibit a State from establishing
a different minimum number (group
size or ‘‘n size’’) of students for some
subgroups, regardless of whether a State
chooses to implement modified
academic achievement standards. The
commenters stated that having the same
group size for all subgroups would
ensure transparency and greater
accountability.
However, one commenter stated that
the same group size across all subgroups
should be required only for States that
develop modified academic
achievement standards. The commenter
also expressed concern that requiring
the same group size across all subgroups
could reduce the desire by some schools
and districts to accept out-of-area
students due to concerns that adding
more students in a subgroup would
affect their accountability status.
Discussion: Prior to the
implementation of the final regulations
on alternate academic achievement
standards for students with the most
significant cognitive disabilities and the
announcement of the proposed
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regulations on modified academic
achievement standards, a State had
limited flexibility in measuring the
achievement of students with
disabilities for AYP purposes. Because
of ongoing concerns about how
accurately State assessments measure
the achievement of a very heterogeneous
subgroup of students (many of whom
were assessed with a range of
accommodations to the regular
assessment), some States requested
permission to use a larger group size for
their students with disabilities and
limited English proficient subgroups. In
support of their requests, States argued
that a larger group size for these
subgroups of students would take into
consideration the challenges of
measuring their achievement.
With the implementation of these
final regulations on modified academic
achievement standards and the Title I
regulations on assessment and
accountability for recently arrived and
former limited English proficient (LEP)
students (71 FR 54187 (Sept. 13, 2006)),
we believe that States now have
sufficient flexibility to measure the
achievement of students with
disabilities and LEP students
appropriately and, therefore, no longer
need a different group size for these
subgroups. In addition, all States now
test in grades 3 through 8 and once in
high school, as opposed to just once per
grade span, thereby decreasing the
sampling error associated with smaller
group sizes. With these additional test
scores to include in AYP
determinations, the argument for a
larger group size for these two
subgroups is no longer statistically
justified. Setting a different subgroup
size also may lead to unintended
consequences, such as manipulating the
number of students with disabilities in
a particular school to ensure that the
school will not be held accountable for
those students. We believe that, in order
to ensure that schools are held
accountable for the achievement of
students with disabilities (as well as for
students with limited English
proficiency), the use of differentiated
subgroup sizes for purposes of
measuring AYP must end.
Given the timing of these regulations,
we do not expect States with
differentiated subgroup sizes to make
this change for the 2006–07 school year.
Therefore, we have added language to
make clear that this provision takes
effect for AYP determinations based on
assessments administered in the 2007–
08 school year.
Changes: We have added ‘‘Beginning
with AYP decisions that are based on
the assessments administered in the
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2007–08 school year,’’ at the beginning
of the sentence in § 200.7(a)(2)(ii).
Comment: Some commenters
recommended changing § 200.7(a)(2)(ii)
to require a State to set group sizes
consistent with the smallest of its
existing subgroups.
Discussion: States that need to adjust
their group sizes in order to comply
with § 200.7(a)(2)(ii) must do so by
amending their accountability plans
with the approval of the Department.
The Department will consider each
State’s rationale for its proposed group
size (consistent across all groups). We
do not believe it is appropriate to
mandate a particular group size or to
require a specific process by which a
State establishes its group size and,
therefore, decline to make the
recommended change.
Changes: None.
Comment: One commenter agreed
with the decision to prohibit different
group sizes for subgroups, but did not
agree that the group size for the school
as a whole should be the same as that
of each subgroup.
Discussion: Section 200.7(a)(2)(ii) was
intended to require the minimum group
size for a school as a whole (the ‘‘all
students’’ group) to be the same as that
of each subgroup. Therefore, we have
changed § 200.7(a)(2)(ii) to make this
clear.
There may be instances where the
number of students in a school is less
then a State’s minimum group size. A
State must have a policy in place to
determine AYP for every school, even in
these cases. Given that requirement, a
State may choose to have a minimum
group size of zero for the ‘‘all students’’
group. However, a State may not choose
a minimum group size for the ‘‘all
students’’ group, other than zero, that is
different than that of its subgroups.
Changes: Section 200.7(a)(2)(ii) has
been revised by adding ‘‘or for the
school as a whole’’ at the end of the
sentence.
Adequate Yearly Progress in General
(§ 200.13)
Comment: Many commenters stated
that there is no extant research to
support establishing a 2.0 percent cap
on the number of proficient and
advanced scores based on modified
academic achievement standards that
may be included in AYP
determinations. Many commenters
stated that the research cited in the
NPRM excludes IDEA-eligible students,
is based only on reading interventions
for early elementary-age students, and
does not include research on math or on
older students.
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Some commenters stated that the 2.0
percent cap is too low. However, many
commenters expressed concern that the
cap is too high, stating that the 2.0
percent cap on modified academic
achievement standards and the 1.0
percent cap on alternate academic
achievement standards translates to 3.0
percent of all students or 30 percent of
students with disabilities counted as
proficient for AYP purposes on alternate
assessments that are not based on gradelevel academic achievement standards.
A few commenters stated this is
considerably higher than data reported
by the National Center on Educational
Outcomes (NCEO) in its report on the
participation of students with
disabilities in 2002–03 and the 2003
data from the State of Kansas.
Discussion: To ensure that modified
academic achievement standards are
used appropriately, these regulations set
a cap of 2.0 percent on the proficient
and advanced scores of students who
are assessed based on modified
academic achievement standards that
may be included in AYP
determinations. Together with the State
guidelines required in § 200.1(f), we
believe that a numeric cap of 2.0 percent
will discourage schools from
inappropriately holding students with
disabilities to lower standards.
We acknowledge that it is difficult to
determine a numerical limit on the
number of proficient and advanced
scores based on modified academic
achievement standards to be included in
AYP determinations. Unlike the 1.0
percent cap on proficient and advanced
scores based on alternate academic
achievement standards for students with
the most significant cognitive
disabilities, we cannot rely on disability
incidence rates because students who
would be appropriately assessed based
on modified academic achievement
standards are less likely to be
predominately from a few disability
categories, as is the case with students
with the most significant cognitive
disabilities. In fact, we anticipate that
students who are assessed based on
modified academic achievement
standards will be from most, if not all,
the different disability categories listed
in the IDEA.
We also considered data from States,
including the data from NCEO 7 and the
7 Clapper, A.T., Morse, A.B., Lazarus, S.S.,
Thompson, S.J., & Thurlow, M.L. (2005). 2003 State
policies on assessment participation and
accommodations for students with disabilities
(Synthesis Report 56). Minneapolis, MN: University
of Minnesota, National Center on Educational
Outcomes.
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State of Kansas 8 referred to by the
commenters, recognizing that there may
be variability among States in the
number of students who meet the
requirements to be assessed based on
modified academic achievement
standards. We do not expect that every
State will use the full 2.0 percent cap.
Therefore, rather than relying on
incidence data or data from a single
State or study to establish the cap for
modified academic achievement
standards, we relied on multiple sources
of data from research and State
experiences. We believe that these
multiple sources of data, when
considered together, provide a sound
and legitimate basis for establishing the
2.0 percent cap, while at the same time
protecting students from being
inappropriately assigned to take an
alternate assessment based on modified
academic achievement standards.
Because our major concern is holding
students with disabilities to high
standards, we have taken a conservative
approach to estimating the cap. As a
matter of policy, we believe this to be
the right approach.
The Department reviewed several
studies that indicate 2.0 percent is an
appropriate cap when States, districts,
and schools work to ensure that
students receive appropriate
educational services and interventions.
The studies cited in the preamble to the
NPRM included students with
disabilities, but excluded students with
the most severe cognitive impairments.9
For example, McMaster et al. (2005)
defined a group of low-performing
students who were persistent nonresponders to reading interventions. The
group included both students identified
as students with disabilities and
students not identified to receive special
education services, but did not include
students with the most severe cognitive
disabilities. McMaster et al. reported
8 Posny, A. (2004). Clash of the titans: No child
left behind and students with disabilities. Paper
presented at the Center on Education Policy’s forum
on ideas to improve the NCLB accountability
provisions for students with disabilities and English
language learners, September 14, 2004, Washington,
DC. Available at: https://www.cep-c.org/pubs/
Forum14September2004/PochowskiPaper.pdf.
9 McMaster, K.L., Fuchs, D., Fuchs, L.S., &
Compton, D.L. (2005). Responding to nonresponders: An experimental field trial of
identification and intervention methods.
Exceptional Children, 71, 445–463; Torgensen, J.K.,
Alexander, A.W., Wagner, R.K., Rashotee, C.A.,
Voeller, K.K.S., & Conway, T. (2001). Intensive
remedial instruction for children with severe
reading disabilities: Immediate and long-term
outcomes from two instructional approaches.
Journal of Learning Disabilities, 34, 33–58; Lyon,
G.R., Fletcher, J.M., Fuchs, L.S., & Chhabra, V. (in
press). Learning Disabilities. In E. Mash & R.
Barkley (Eds.), Treatment of Childhood Disorders
(2nd ed.) New York: Guilford Press.
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that 22 percent of the group remained
two standard deviations below average
on an outcome reading assessment
following reading intervention.
Torgensen et al. (2001) indicated that 15
to 20 percent of students with severe
reading disabilities remained below
average in reading comprehension
following intervention. Finally,
literature reviewed and reported by
Lyon et al. (in press) indicates that a 2.0
percent cap is appropriate, based on the
percent of students who may not reach
grade-level achievement standards
within the same time frame as other
students, even after receiving the bestdesigned instructional interventions
from highly trained teachers.
Ideally, we would have preferred to
base the 2.0 percent cap on a greater
number of studies across a greater age
range and encompassing more math, as
well as reading, scores. However, we
believe that, given the available
evidence, and our desire to protect
students with disabilities from being
inappropriately assessed based on
modified academic achievement
standards, the 2.0 percent cap is
appropriate, particularly considering
that the cap is not a limit on the number
of students who may participate in an
alternate assessment based on modified
academic achievement standards, and
the numerous safeguards that we
included in the regulations. However,
the Department also desires to maintain
high standards and accountability for
the achievement of all students with
disabilities and, therefore, welcomes
comments and data from States and
others about how the regulations are
working and may consider revising the
regulations in the future should the
comments indicate a need to do so. In
addition, the Department intends to
issue a report on the implementation of
these regulations after two years of
implementation. As data and research
on assessing students with disabilities
improve, the Department may decide to
issue regulations or guidance on other
related issues in the future.
Changes: None.
Comment: A few commenters stated
that the 2.0 percent cap violates the
IDEA requirement that students with
disabilities receive a free appropriate
public education (FAPE). The
commenters acknowledged that the cap
imposes a limit on the number of
proficient and advanced scores that may
be counted as proficient for purposes of
calculating AYP and is not a limit on
the number of students who may be
assessed based on modified academic
achievement standards. However, the
commenters stated that LEAs will put
pressure on IEP Teams to
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inappropriately include students in the
regular assessment when an LEA is
close to reaching the 2.0 percent cap,
which would be a violation of FAPE.
Discussion: Section 200.1(f) of these
final regulations requires States to
establish and monitor guidelines for IEP
Teams to apply in determining which
students with disabilities will be
assessed based on alternate and
modified academic achievement
standards. In addition, § 300.160(c),
consistent with section 612(a)(16) of the
IDEA, requires a State (or in the case of
a district-wide assessment, an LEA) to
develop and implement alternate
assessments and guidelines for the
participation of students who cannot
participate in the regular assessment
even with accommodations. These
guidelines are intended to increase the
options for IEP Teams regarding
appropriate assessments. The
guidelines, however, cannot guarantee
that all IEP Team decisions are the most
appropriate.
Under the general supervision
requirements in § 300.149, consistent
with section 612(a)(11) of the IDEA, we
anticipate that a State will exercise its
authority to ensure that LEAs and IEP
Teams follow the State guidelines and
give thoughtful, careful consideration to
the assessment that is most appropriate
for an individual student so that the
situation described by the commenters
does not occur.
Changes: None.
Comment: One commenter
recommended that the regulations allow
a State to determine the number of
students in an LEA who may take an
alternate assessment based on alternate
or modified academic achievement
standards. The commenter also
recommended giving a State the
authority to take corrective action to
prevent an LEA from exceeding the 1.0
and 2.0 percent caps.
Discussion: Permitting a State to
impose numeric limits on the number of
students to whom an LEA may
administer alternate assessments,
thereby excluding a student whose IEP
Team determines that an alternate
assessment is the most appropriate
assessment for the student, would be
inconsistent with the IDEA. Section
614(d)(1)(A)(i)(VI) of the IDEA gives a
student’s IEP Team the authority to
determine how a student with a
disability will participate in State and
district-wide assessments. IEP Team
decisions should be consistent with
State guidelines, including guidelines
for alternate assessments based on
alternate or modified academic
achievement standards. Therefore, we
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cannot make the change requested by
the commenter.
With regard to the commenter’s
second recommendation to give a State
the authority to take corrective action to
prevent an LEA from exceeding the 1.0
percent and 2.0 percent caps, under
§ 200.13(c)(3), an LEA may exceed the
2.0 percent cap only if the number of
proficient and advanced scores on the
alternate assessment based on alternate
academic achievement standards is less
than 1.0 percent, and the number of
proficient and advanced scores based on
modified and alternate academic
achievement standards combined does
not exceed 3.0 percent of all students
assessed. Likewise, a State may grant an
exception to an LEA and permit the LEA
to exceed the 1.0 percent cap under the
conditions listed in § 200.13(c)(5). If an
LEA does not abide by these provisions
and exceeds the 1.0 and 2.0 percent
caps inappropriately, § 200.13(c)(7)
already requires a State to count as nonproficient the proficient and advanced
scores that exceed the caps and
determine which scores to count as nonproficient in the schools and LEAs
responsible for students who are
assessed based on alternate or modified
academic achievement standards.
Changes: None.
Comment: One commenter asked if a
State would be allowed to assess
students on alternate assessments based
on alternate academic achievement
standards if the State chose not to assess
students based on modified academic
achievement standards.
Discussion: The development of
modified academic achievement
standards and assessments based on
those standards is voluntary and does
not affect a State’s implementation of
alternate assessments based on alternate
academic achievement standards.
Therefore, a State that already provides
an alternate assessment based on
alternate academic achievement
standards may choose not to provide an
alternate assessment based on modified
academic achievement standards.
Changes: None.
Comment: Several commenters
opposed the prohibition on a State
requesting an exception to the 1.0
percent cap on the number of proficient
and advanced scores on alternate
assessments based on alternate
academic achievement standards that
may be included in AYP
determinations. Some commenters
recommended permitting a State to
exceed a combined total of 3.0 percent;
other commenters supported a ‘‘dotted
line’’ approach that would set an
absolute cap of 3.0 percent, but would
permit a State to exceed the 1.0 percent
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cap or the 2.0 percent cap. Some
commenters stated that, by not allowing
exceptions, the Department was
eliminating the distinction between
students with the most significant
cognitive disabilities and students for
whom modified academic achievement
standards are appropriate and asked
what would happen to the scores of
students in a State that had previously
received an exception to exceed the 1.0
percent cap. Commenters also were
concerned about rural States and the
need for exceptions for very small
school districts. Other commenters
supported not allowing exceptions. One
commenter stated that there should be
a lower cap, and that exceptions should
be permitted based on a lower cap.
Discussion: The final regulations on
alternate academic achievement
standards permitted a State to request
an exception to the 1.0 percent cap to
account for extraordinary circumstances
in the State that warranted an exception,
or for a rural State with small numbers
of students. Since the final regulations
were issued in December 2003, the
Department has granted exception
requests to four States. Two requests
were for statistical reasons due to the
rural nature of the State. The other two
requests were for very small increments
over 1.0 percent. In both of the latter
cases neither State has used the
exception because less than 1.0 percent
of students tested scored proficient or
advanced on the alternate assessment
based on alternate academic
achievement standards.
Based on the requests submitted to
date, we believe that there is no real
need to have an exception to the 1.0
percent cap at the State level. When
there are truly unique circumstances
within an LEA, such as a hospital with
special services, the LEA exception
process should suffice. In addition, as
we stated in the preamble to the
proposed regulations on modified
academic achievement standards, we do
not believe that it is appropriate or
necessary to permit more than 3.0
percent of proficient and advanced
scores on alternate assessments based
on alternate or modified academic
achievement standards to be included in
AYP determinations.
We do not agree with the commenters
who proposed an absolute cap of 3.0
percent while allowing a State to exceed
the 1.0 or 2.0 percent caps. Section
200.13(c)(3) permits a State’s or LEA’s
number of proficient and advanced
scores based on modified academic
achievement standards to exceed the 2.0
cap only if the number of proficient and
advanced scores based on alternate
academic achievement standards is less
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than 1.0 percent. We believe that this
may encourage the participation of
students who are currently assessed
based on alternate academic
achievement standards to be assessed
based on the more challenging modified
academic achievement standards. A
State may not exceed the 1.0 percent
cap when there are less than 2.0 percent
of proficient and advanced scores on
modified academic achievement
standards because we do not want to
create an incentive to identify more
students for alternate assessments based
on the less challenging alternate
academic achievement standards.
Changes: None.
Comment: One commenter
recommended changing
§ 200.13(c)(5)(i)(C) to require an LEA to
document that it is ‘‘fully and
effectively’’ implementing the State’s
guidelines for IEP Teams before it is
granted an exception to the 1.0 percent
cap on proficient and advanced scores
based on alternate academic
achievement standards.
Discussion: Section 200.13(c)(5)
permits a State to grant an exception to
an LEA to exceed the 1.0 percent cap on
proficient and advanced scores based on
alternate academic achievement
standards if the LEA demonstrates that
the incidence of students with the most
significant cognitive disabilities exceeds
1.0 percent of all students in the
combined grades assessed, and if the
LEA explains why the incidence of such
students exceeds 1.0 percent of all
students in the combined grades
assessed.
We do not believe it is necessary to
add the requirement suggested by the
commenter that an LEA demonstrate
that it has fully and effectively
implemented the State’s guidelines. A
State must seriously consider whether
to grant an exception to an LEA to
exceed the 1.0 percent cap because the
State may not exceed the 1.0 percent
cap. We believe that, in the course of
determining whether to grant an
exception to an LEA, a State will
consider whether the LEA has followed
the State’s guidelines and appropriately
identified students to participate in an
alternate assessment based on alternate
academic achievement standards.
Changes: None.
Making Adequate Yearly Progress
(§ 200.20)
Comment: One commenter stated that
multiple assessment administrations
should be permitted for all students, not
just for students with disabilities.
Discussion: Current § 200.20(c)(3)
applies to all students, not just students
with disabilities. Therefore, the removal
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of current § 200.20(c)(3) permits
multiple test administrations for all
students.
Changes: None.
Comment: Most commenters
supported removing current
§ 200.20(c)(3), which requires a State to
use a student’s results from the first
administration of the State assessment
to determine AYP. However, a number
of commenters opposed this change and
requested that the regulations continue
to require a State to use the results from
the first administration of a test. A few
commenters stated that the results from
only the first administration of an
assessment should be used because
these scores provide a more accurate
measure of school accountability. The
commenters stated that accountability
determinations based on the first
assessment administered reflect the
effectiveness of a school’s core academic
program, while scores from subsequent
administrations improve a school’s AYP
and give credit for successful
remediation.
One commenter expressed concern
that administering an assessment
multiple times compromises the
reliability of accountability
determinations because students learn
the test. Another commenter requested
additional guidance regarding how
many times a State may administer an
assessment and whether different forms
of the assessment must be used. Some
commenters suggested limiting retests to
one additional test administration each
year to avoid excessive testing and
delays in releasing AYP data.
One commenter suggested changing
the regulations to prevent retesting a
student with a different type of
assessment or in a different manner
(e.g., with an accommodation) for the
sole purpose of obtaining a proficient
score. Several commenters expressed
concern that the removal of current
§ 200.20(c)(3) would result in excessive
testing. Other commenters stated that
allowing a State to use the best score
from multiple administrations of a test
might result in teachers concentrating
on test preparation instead of improving
instruction.
Discussion: A State that permits
multiple administrations of its
assessment must ensure that the
assessment continues to be reliable and
valid and provides an accurate measure
of school accountability.
We understand that permitting
multiple administrations of an
assessment may raise concerns about
over-testing and focusing on test
preparation, rather than instruction.
However, we continue to believe that
allowing a State to use the best score of
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multiple administrations of an
assessment will motivate students,
parents, schools, and States to continue
working to attain grade-level
achievement and thereby result in
greater student success.
Changes: None.
Comment: A few commenters
recommended allowing a student’s IEP
Team to determine the number of times
the student may retake an assessment.
Discussion: The IEP Team is
responsible for determining how a
student will participate in State and
district-wide assessments. (See
§ 300.320(a)(6) of the IDEA regulations.)
Determining the number of times a
student retakes an assessment is not the
role of the IEP Team. IEP Teams do not
have the authority to override a State
policy regarding the number of times a
student may take an assessment.
Changes: None.
Including Scores of Students Previously
Identified Under IDEA in AYP
Calculations for the Students With
Disabilities Subgroup (§ 200.20(f))
Comment: A number of commenters
supported proposed § 200.20(f)(1),
which permits a State, in calculating
AYP for the students with disabilities
subgroup, to include, for up to two
years, the scores of students who were
previously identified under section
602(3) of the IDEA but who no longer
receive special education services.
These commenters applauded this
section as acknowledging students’
academic achievement and recognizing
the positive impact of schools, teachers,
and parents in facilitating that success.
A number of other commenters,
however, disagreed. These commenters
expressed concern that allowing a State
to include former students with
disabilities in the students with
disabilities subgroup would mask the
true performance of students with
disabilities and shift the focus away
from improving instruction for those
students. One commenter stated that
including former students with
disabilities in the disabilities subgroup
would ensure that the disability label
would continue to follow the students.
Discussion: We recognize that the
students with disabilities subgroup is
one whose membership can change
from year to year as students who were
once identified as needing services and
an IEP exit the subgroup. Because these
students have exited the subgroup,
school assessment results for the
students with disabilities subgroup
would not reflect the gains the exiting
students have made in academic
achievement. Recognizing this situation,
the final regulations allow a State to
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include ‘‘former students with
disabilities’’ within the students with
disabilities subgroup in making AYP
determinations for up to two AYP
determination cycles after they no
longer receive special education
services.
At the same time, however, we
recognize that it is important that
parents and the public have a clear
picture of the academic achievement of
those students with disabilities who
remain identified under section 602(3)
of the IDEA. Thus, the final regulations
distinguish between including former
students with disabilities in the
subgroup for reporting assessment data
and including them in the subgroup
when reporting AYP on State and LEA
report cards.
Under section 1111(h)(1)(C) and
section 1111(h)(2)(B) (as that section
applies to an LEA and each school
served by the LEA) of the ESEA,
information on subgroups is reported in
two distinct ways. Under section
1111(h)(1)(C)(i), (iii), (iv), (v), and (vi)
and section 1111(h)(2)(B) (as that
section applies to an LEA and each
school served by the LEA) of the ESEA,
information is reported for all students
and the students in each subgroup,
regardless of whether a student’s
achievement is used in determining if
the subgroup has made AYP (i.e.,
reporting includes students who have
not been enrolled for a full academic
year, as defined by the State, and
students in subgroups too small to meet
the State’s minimum group size for
determining AYP). For reporting under
these provisions, former students with
disabilities may not be included in the
students with disabilities subgroup
because it is important that parents and
the public have a clear picture of the
academic achievement of students with
disabilities who are currently identified
under section 602(3) of the IDEA and
are receiving services. On the other
hand, section 1111(h)(1)(C)(ii) and
section 1111(h)(2)(B) (as that section
applies to an LEA and each school
within the LEA) provide for a
comparison between the achievement
levels of subgroups and the State’s
annual measurable achievement
objectives for AYP in reading/language
arts and mathematics (for all students
and disaggregated by race/ethnicity,
disability status, English proficiency,
and status as economically
disadvantaged). For this section of State
and LEA report cards, a State and its
LEAs are reporting on how students
whose assessment scores were used in
determining AYP (i.e., students enrolled
for a full academic year) for reading/
language arts and mathematics compare
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to the State’s annual measurable
objective for AYP. For reporting AYP by
subgroup, former students with
disabilities may be included in the
students with disabilities subgroup. In
this way, a school’s and district’s
accountability status will reflect their
good work in successfully enabling
students with disabilities to make
progress so that they no longer need
special education services while
providing parents and the public clear
information on how the subgroup of
students with disabilities who are still
receiving services is performing.
We note, of course, that former
students with disabilities, because they
are no longer receiving services under
section 602(3) of the IDEA, would not be
eligible to be assessed based on either
alternate or modified academic
achievement standards.
With regard to the commenter who
expressed concern that including the
scores of former students with
disabilities in the students with
disabilities subgroup would ensure that
the disability label would follow the
student, we do not agree. Students who
no longer receive special education
services are not ‘‘labeled’’ as such. The
inclusion of their scores in the students
with disabilities subgroup is for AYP
purposes only.
Since the publication of the NPRM on
modified academic achievement
standards, the Department published
final regulations on the accountability
for recently-arrived and former limited
English proficient (LEP) students (71 FR
54187 (Sept. 13, 2006)) (referred to in
this notice as the LEP regulations). The
final LEP regulations permit a State, in
determining AYP for the subgroup of
LEP students, to include, for up to two
AYP determination cycles, the scores of
students who were LEP, but who no
longer meet the State’s definition of
limited English proficiency. The final
regulations regarding including the
scores of former students with
disabilities in AYP determinations that
are a part of this notice mirror the final
LEP regulations in current § 200.20(f)(2).
Therefore, we have incorporated the
provisions from proposed § 200.20(f)(1),
regarding former students with
disabilities, into current § 200.20(f)(2).
Incorporating these provisions into
current § 200.20(f)(2) has resulted in
several changes to the structure of
current § 200.20(f)(2) and the provisions
in proposed § 200.20(f)(1). For example,
current § 200.20(f)(2) has been organized
into paragraphs (f)(2)(i)(A) and
(f)(2)(i)(B) to include provisions
regarding the scores of former LEP
students and former students with
disabilities in the LEP subgroup and
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students with disabilities subgroup,
respectively. We have not detailed all
these changes in the discussion that
follows because, while the structure of
new § 200.20(f)(2) differs from proposed
§ 200.20(f), the content regarding former
students with disabilities is the same as
proposed § 200.20(f), with one
exception, which is noted in the
‘‘Changes’’ section in the next comment.
Changes: We have incorporated the
provisions in proposed § 200.20(f) into
current § 200.20(f)(2). With these
changes, proposed paragraphs (a)(1), (b),
and (c)(1) are no longer needed and
have been removed.
Comment: Several commenters noted
that the proposed regulations could
permit a State to include only the scores
of some students who have exited the
students with disabilities subgroup. The
commenters recommended that the
regulations be amended to clarify that
the scores of all former students with
disabilities must be included in
determining AYP if the scores of any
former students with disabilities are
included. The commenters reasoned
that a State should not have the option
to include only the proficient and
advanced scores of former students with
disabilities in order to raise the
achievement level of the students with
disabilities subgroup.
Discussion: We agree with the
commenters. Whether to include the
scores of former students with
disabilities in the students with
disabilities subgroup for up to two years
is a discretionary decision of each State.
However, if a State makes the decision
to include the scores of former students
with disabilities for AYP calculations, it
must include the scores of all such
students; it may not include just the
scores of some students—for example,
those who scored proficient or
advanced—and exclude the scores of
others. Of course, former students with
disabilities must be included in each
other subgroup to which they belong—
e.g., economically disadvantaged,
Hispanic, etc. We have changed the
regulations to require a State to use the
scores of all former students with
disabilities for AYP calculations if the
State decides to include the scores of
any former student with a disability.
Changes: New § 200.20(f)(2)(ii) has
been changed by adding ‘‘must include
the scores of all such students, but’’ at
the end of the sentence.
Comment: One commenter
recommended that proposed
§ 200.20(f)(1) be amended to clarify that
former students with disabilities also
may be included in calculating the
participation rate for the students with
disabilities subgroup.
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Discussion: We do not believe it is
appropriate to permit a State to include
former students with disabilities in
calculating the participation rate for the
students with disabilities subgroup.
Those students will be counted as
participants in the ‘‘all students’’ group
and in any other subgroup to which
they belong. These final regulations
permit a State to include the scores of
former students with disabilities to
determine AYP for the students with
disabilities subgroup so that a school
and LEA receive the benefits of their
efforts in providing special education
and related services that enabled
students with disabilities to no longer
need special education services. There
is no similar justification for including
former students with disabilities in
calculating the participation rate of the
students with disabilities subgroup. In
fact, it is important for the public to
know the participation rate of just
students with disabilities because
historically they have been excluded
from Statewide assessments.
Changes: None.
Comment: Several commenters
recommended that proposed
§ 200.20(f)(2) be amended to require that
the number of former students with
disabilities whose scores are used for
AYP must also be included in the
subgroup size for all purposes for which
the scores are used. The commenters
reasoned that the only reason to permit
inclusion of the scores of former
students with disabilities in
determining AYP without adding those
students to the number of students who
make up the subgroup is to keep those
students from increasing the subgroup
beyond the minimum group size and
thereby making it visible in AYP.
Discussion: The regulations are
designed to assist schools and LEAs that
have a students with disabilities
subgroup of sufficient size (without
including former students with
disabilities) to yield statistically reliable
information to demonstrate their
progress with that subgroup by enabling
those schools and LEAs to include the
scores of former students with
disabilities in AYP calculations for up
to two years after the students no longer
need special education services.
Therefore, we decline to require a State
or LEA that takes advantage of this
flexibility also to include former
students with disabilities in
determining whether the students with
disabilities subgroup meets the State’s
minimum group size. Nothing in these
regulations would prevent a State or
LEA that wishes to include former
students with disabilities in the
students with disabilities subgroup in
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determining whether a school or LEA
has a sufficient number of students to
yield statistically reliable information
under § 200.7(a) from doing so.
Changes: None.
Definitions (§ 200.103)
Comment: A few commenters
recommended including a definition of
‘‘universal design’’ in these regulations.
Discussion: We do not believe it is
appropriate to include a definition of
‘‘universal design’’ in these regulations
because it is a term of art with different
meanings when applied to different
products and services. As applied to
assessments, universal design generally
means that assessments are developed
to be accessible for the widest possible
range of students.
Changes: None.
Comment: A few commenters
recommended defining ‘‘pupil services’’
to mean ‘‘related services,’’ as defined in
section 602(26) of the IDEA.
Discussion: Equating ‘‘pupil services’’
with ‘‘related services’’ would be
inconsistent with the ESEA. Section
9101(36) of the ESEA already defines
‘‘pupil services’’ as including ‘‘related
services.’’ Therefore, we decline to make
the change requested by the commenter.
Changes: None.
Part 300—Assistance to States for the
Education of Children With Disabilities
This summary includes comments
made in response to the Title I NPRM
published in the Federal Register on
December 15, 2005 (70 FR 74624), as
well as comments made in response to
the proposed IDEA regulations
published in the Federal Register on
June 21, 2005 (70 FR 35839) to
implement the IDEA as reauthorized by
the Individuals with Disabilities
Education Improvement Act of 2004,
Public Law No. 108–446, enacted on
December 3, 2004, regarding the
inclusion of children with disabilities in
State and district-wide assessment
systems in accordance with section
612(a)(16) of the IDEA.
Participation in Assessments (§ 300.160)
General (§ 300.160)
Comment: A few commenters
requested that the regulations clearly
state that all students must participate
in a State’s assessment program except
for a child with a disability who is
medically fragile and cannot tolerate the
stress of participating in an assessment.
Discussion: We cannot make the
requested change. Section 300.160(a),
consistent with section 612(a)(16)(A) of
the IDEA, is clear that a State must
ensure that all children with disabilities
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17769
are included in State and district-wide
assessment programs. Neither the IDEA
nor these regulations permit categorical
exceptions to this requirement.
Changes: None.
Comment: One commenter expressed
concern that LEAs would have difficulty
developing alternate assessments for
district-wide assessments and requested
assistance in identifying ways for LEAs
to meet the requirements in section
612(a)(16)(A) of the IDEA.
Discussion: Section 612(a)(16)(A) of
the IDEA is clear that all children must
participate in State as well as districtwide assessments. This has been a
requirement since the 1997
reauthorization of the IDEA. LEAs that
conduct district-wide assessments must
provide an alternate assessment for
children who cannot participate in the
district-wide assessment even with
accommodations. Identifying the
manner in which an LEA meets this
requirement, however, is a matter that is
best determined by State and local
officials.
Changes: None.
Comment: One commenter
recommended requiring benchmarks or
short-term objectives to be developed
for students with disabilities
participating in alternate assessments
based on modified academic
achievement standards.
Discussion: Section
614(d)(1)(A)(i)(I)(cc) of the IDEA
requires benchmarks or short-term
objectives to be included only in the
IEPs of children with disabilities who
participate in alternate assessments
based on alternate academic
achievement standards. Alternate
assessments based on modified
academic achievement standards are not
alternate assessments based on alternate
academic achievement standards.
Therefore, we do not believe that
benchmarks or short-term objectives
should be required for children with
disabilities who participate in alternate
assessments based on modified
academic achievement standards.
Congress specifically limited the
requirement for benchmarks and shortterm objectives to the IEPs of children
with the most significant cognitive
disabilities who participate in alternate
assessments based on alternate
academic achievement standards. As the
Senate Committee on Health, Education,
Labor, and Pensions noted in Sen. Rep.
No. 108–185 (p. 28), ‘‘Short-term
objectives and benchmarks can focus
too much on minor details and distract
from the real purpose of special
education, which is to ensure that all
children and youth with disabilities
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achieve high educational outcomes and
are prepared to participate fully in the
social and economic fabric of their
communities.’’
We believe that students participating
in alternate assessments based on
modified academic achievement
standards will benefit more when IEP
Teams focus on goals that are based on
grade-level content standards, rather
than on short-term objectives or
benchmarks. In the discussion of
comments under § 200.1(e)(2)(iii) in this
notice, we explain why we are requiring
that the IEPs of children taking alternate
assessments based on modified
academic achievement standards
include goals based on the academic
content standards for the grade in which
the student is enrolled and that the IEP
be designed to monitor the student’s
progress in achieving the student’s
standards-based goals.
Changes: None.
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Accommodation Guidelines
(§ 300.160(b))
Comment: A few commenters
requested that the regulations clarify
that accommodations that invalidate a
score when used in an assessment may
continue to be used in classroom
instruction. Other commenters
recommended that the regulations
clarify that the accommodation
guidelines are to be used by IEP Teams
to recommend necessary and reasonable
accommodations to enable a student to
participate both in the instructional
program and in the assessment.
Discussion: The requirements in
§ 300.160(b) pertain to guidelines for the
use of accommodations in assessments,
and do not speak to the use of
accommodations in the classroom.
However, there is nothing in the IDEA
or these regulations that would prohibit
the use of accommodations in classroom
instruction that, if used in a State
assessment, would invalidate a
student’s score. Likewise, there is
nothing in the IDEA or these regulations
that would prohibit a State from
encouraging IEP Teams to use the
accommodation guidelines for
assessments to determine the
instructional supports to be provided in
the classroom. Such instructional
supports are generally referred to as
supplementary aids and services.
Section 300.320(a)(4)(i), consistent with
section 614(d)(1)(A)(i)(IV)(aa) of the
IDEA, requires the IEP Team to identify
the supplementary aids and services to
be provided to a child to enable the
child to advance appropriately toward
meeting the child’s annual IEP goals.
Changes: None.
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Comment: One commenter
recommended requiring States and
LEAs to have methodologies in place to
determine that the accommodations
provided are valid and reliable and can
be objectively determined. A few
commenters recommended requiring a
State to submit proposed
accommodations for review and
approval by a panel of peer reviewers.
Discussion: The Department’s peer
review of Statewide assessment systems
under Title I of the ESEA already
requires a State to provide evidence that
the State’s assessments are valid and
reliable for the purposes for which the
assessments are used, and are consistent
with relevant, nationally recognized
professional and technical standards. A
State must also provide evidence that
appropriate accommodations are
available to students with disabilities.
For State and LEA assessments that
are not part of a State’s assessment
system under Title I of the ESEA, a State
and its LEAs also have an obligation,
under the IDEA, to ensure that children
with disabilities have available the
accommodations that are necessary to
measure the academic achievement and
functional performance of the child. In
order to do this, States and LEAs need
to determine, for each particular
assessment, the accommodations that
will not result in invalid scores and
identify those accommodations in their
accommodation guidelines. We have
revised § 300.160(b)(2)(i) to make this
clear.
The IDEA does not dictate a specific
process to be followed in determining
allowable accommodations, and,
therefore, we decline to adopt the
recommendations that we do so at this
time. We will continue to evaluate
whether States are ensuring that
accommodations that would not result
in invalid scores are available and
revisit this decision if the need to do so
becomes apparent.
The commenters who recommended
requiring a State to submit proposed
accommodations for review and
approval by a panel of peer reviewers
seem to be proposing a review to
determine the appropriateness of
accommodations that would be
divorced from any review of the
technical qualities of the State’s
assessments. Since decisions about
whether a particular accommodation is
or is not allowed depend on how a test
is constructed and validated, we are not
making the requested change. As
required by §§ 200.2(b)(2) and
200.6(a)(1), a State already is under the
obligation to ensure that its assessments
under Title I of the ESEA are designed
to be used by the widest possible
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number of students, and to ensure that
accommodations are provided, when
necessary, to measure the academic
achievement of students with
disabilities.
Changes: Section 300.160(b)(2)(i) has
been changed to require a State’s
guidelines (or in the case of a districtwide assessment, an LEA’s guidelines)
to identify the accommodations for each
assessment that do not invalidate the
score.
Comment: One commenter noted that
the regulations must continue to allow
IEP Teams to select accommodations
based on the needs of their students,
without regard to whether the
accommodation could yield a valid
score.
Discussion: Several sections of the
IDEA must be considered to evaluate the
proper role of a State in identifying
accommodations that do not invalidate
the scores of children with disabilities
(and result in children being counted as
nonparticipants) and the responsibility
of individual IEP Teams to select
accommodations for individual
children. Under section 612(a)(16) of the
IDEA, a State has a responsibility to
ensure that all children with disabilities
are included in State and district-wide
assessments. Under section
614(d)(1)(A)(i)(VI) of the IDEA and
§ 300.320(a)(6)(i) of the IDEA
regulations, a child’s IEP must include
the individual appropriate
accommodations that are necessary to
measure the academic achievement and
functional performance of the child.
A State’s role in this regard is thus
twofold—it must ensure that children
with disabilities are included in the
assessments and that the
accommodations that are offered to
individual children with disabilities are
ones that allow a child’s academic
achievement to be measured. This
carries with it, we believe, a
responsibility for each State to clearly
identify for IEP Teams those
accommodations that, if used, will not
result in an invalid score, so that
children with disabilities will be
appropriately included in assessments.
Therefore, as noted earlier, we have
changed § 300.160(b)(2)(i) to require
State and LEA guidelines to identify the
accommodations for each assessment
that do not result in invalid scores. We
also believe that, to meet its
responsibility to ensure that children
with disabilities are included in
assessments, a State needs to instruct
IEP Teams to select only
accommodations that do not result in
invalid scores. The child’s IEP Team,
though, remains the primary
decisionmaker for the accommodations
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that will be made available to the child.
Therefore, we have changed
§ 300.160(b)(2)(ii) to make clear that
State and LEA guidelines must instruct
IEP Teams to select only
accommodations that do not result in
invalid scores.
Changes: We have changed
§ 300.160(b)(2)(ii) to require that State
and LEA guidelines instruct IEP Teams
to select, for each assessment, only
those accommodations that do not
invalidate a score.
Comment: Several commenters stated
that a State’s accommodation guidelines
should focus on ‘‘appropriate
accommodations’’ and not require
‘‘valid accommodations.’’ These
commenters stated that the focus should
be on universally-designed assessments
that allow many more accommodations,
rather then denying children with
disabilities the right to use the
accommodations that are necessary to
meet the child’s needs. Another
commenter recommended defining
‘‘appropriate accommodations’’ and
‘‘individually appropriate
accommodations’’ as accommodations
that are needed to meet a child’s unique
needs that maintain and preserve test
validity, reliability, and technical
testing standards.
Discussion: Tests administered with
accommodations that do not maintain
test validity are not measuring academic
achievement and functional
performance. Therefore, providing these
accommodations would be inconsistent
with § 300.320(a)(6)(i) and section
614(d)(1)(A)(i)(VI)(aa) of the IDEA,
which require each IEP to include the
appropriate accommodations that are
necessary to measure the academic and
functional performance of a child on
State and district-wide assessments.
With regard to the recommendation that
a State focus on universally designed
assessments, new § 300.160(g)
(proposed § 300.160(f)) already
incorporates the requirement in section
612(a)(16)(E) of the IDEA that a State, in
the case of Statewide assessments, and
an LEA, in the case of district-wide
assessments, to the extent possible, use
universal design in developing and
implementing assessments. Moreover,
§ 200.2(b)(2) of the Title I regulations
requires a State’s assessment system to
‘‘[b]e designed to be valid and accessible
for use by the widest possible range of
students, including students with
disabilities.’’
It is not necessary to provide specific
definitions of the terms ‘‘appropriate
accommodations’’ and ‘‘individually
appropriate accommodations’’ because
we have revised the provisions in
§ 300.160(b) to clarify what the
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accommodations guidelines need to
include.
Changes: None.
Comment: One commenter requested
that the regulations require a State and
its LEAs to provide research-based
decision-making tools for IEP Team
members to determine appropriate
testing accommodations. A few
commenters recommended that the
Department provide guidance regarding
accommodations for children with
disabilities and require States and LEAs
to provide professional development to
school personnel regarding the
participation of students with
disabilities in State and district-wide
assessments.
Discussion: We do not believe that
additional regulations are necessary to
address the commenters’ concerns.
Section 300.160(b) already requires each
State (or in the case of a district-wide
assessment, an LEA) to develop
guidelines for IEP Teams to use
regarding the provision of appropriate
accommodations. Section
200.6(a)(1)(ii)(B) of the Title I
regulations also requires each State to
ensure that regular and special
education teachers, and other
appropriate staff know how to
administer assessments, including
making appropriate use of
accommodations for students with
disabilities.
The Department has devoted
considerable resources to provide
technical assistance to States regarding
the appropriate use of accommodations
for children with disabilities. For
example, the Office of Special
Education Programs supports the
National Center on Educational
Outcomes (See https://
www.education.umn.edu/nceo/) and the
Office of Elementary and Secondary
Education supports a Comprehensive
Center on Accountability and
Assessments (See https://
www.aacompcenter.org/). In addition,
the Department’s Institute of Education
Sciences supports research to address
questions of how assessments for
accountability can best be designed and
used to capture and represent
proficiency and growth for children
with disabilities (See https://ies.ed.gov/
ncser/).
Changes: None.
Comment: One commenter
recommended requiring a State to have
in effect policies and procedures that
explain how children with disabilities
are included in assessments. The
commenter stated that the policies and
procedures related to assessments must
include a clear statement that the IEP
Team, including the parent, makes the
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decision regarding a child’s
participation in State and district-wide
assessments; how parents will be
notified when decisions regarding the
child’s participation in assessments will
be made; and when reports will be
distributed to parents and the public. A
few commenters requested that the
regulations require the IEP to include
the accommodations to be provided to
a child.
Discussion: The requirements
recommended by the commenters are
already addressed in these and other
existing regulations. Section 300.160(a),
consistent with section 612(a)(16) of the
IDEA, requires each State to have in
effect policies and procedures to ensure
that all children with disabilities in the
State are included in State and districtwide assessments, with appropriate
accommodations and alternate
assessments where necessary. Section
300.320(a)(6), consistent with section
614(d)(1)(A)(i)(VI) of the IDEA, requires
a child’s IEP Team, which includes the
parent, to include in the IEP any
individual appropriate accommodations
that are necessary to measure the
academic achievement and functional
performance of the child on State and
district-wide assessments. If the IEP
Team determines that a child will take
an alternate assessment, the IEP Team
must explain why the child cannot
participate in the regular assessment
and why the particular alternate
assessment selected is appropriate for
the child. Section 300.322(b) requires
that the notice to the parent regarding
an IEP Team meeting indicate the
purpose of the meeting, in addition to
the time and location of the meeting.
Finally, new § 300.160(f) (proposed
§ 300.160(e)) requires that reports on the
performance of children with
disabilities on State and district-wide
assessments be available to the public
with the same frequency and in the
same detail as reports on the assessment
of nondisabled children.
Changes: None.
Comment: One commenter stated that
the requirement for valid
accommodations will lead to increased
litigation because it violates section
607(a) and (b) of the IDEA.
Discussion: We disagree with the
commenter. Section 607(a) of the IDEA
states that the Secretary shall issue
regulations only to the extent that such
regulations are necessary to ensure
compliance with the specific
requirements of the IDEA. Section
607(b) of the IDEA provides that the
Secretary cannot publish final
regulations that would procedurally or
substantively lessen the protections
provided to children with disabilities in
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the regulations that were in effect on
July 20, 1983, except to the extent that
such regulations reflect the clear and
unequivocal intent of Congress in
legislation. We believe that § 300.160(a)
is necessary to ensure that the
requirements in sections 612(a)(16) and
614(d)(1)(A)(i)(VI)(aa) of the IDEA are
met, does not lessen protections for
children with disabilities that were in
regulations in effect in 1983 (the 1983
regulations did not address
assessments), and reflects the clear and
unequivocal intent of Congress. Section
614(d)(1)(A)(i)(VI)(aa) of the IDEA
requires each IEP Team to include in an
IEP the appropriate accommodations
that are necessary to measure the
academic and functional performance of
a child on State and district-wide
assessments. Tests administered with
accommodations that do not maintain
test validity are not measuring academic
achievement. Moreover, the importance
of identifying valid accommodations
was recognized on page 97 of the House
Committee Report No. 108–77 (2003):
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* * * States have an affirmative obligation
to determine what types of accommodations
can be made to assessments while
maintaining their reliability and validity
* * *. The Committee is intent on ensuring
that each child with a disability receives
appropriate accommodations, but is equally
intent that these accommodations not
invalidate the particular assessment.
Similarly, the Senate Committee
Report No. 108–185 (2003) on page 30
acknowledges that appropriate
accommodations will not affect the
test’s validity. Accordingly, we disagree
that the validation requirement violates
section 607(a) or (b) of the IDEA.
Changes: None.
Comment: One commenter requested
a definition of ‘‘valid.’’ Another
commenter stated that the regulations
should make clear that accommodations
that alter the construct being assessed
are not allowed.
Discussion: As used in § 300.160(a), a
‘‘valid’’ accommodation is an
accommodation that does not alter the
construct that the test is intended to
measure. Accommodations that affect
test validity do not measure a child’s
academic achievement. We believe the
requirement for valid accommodations
is sufficient to guide IEP Teams and,
therefore, decline to add the suggested
language to the regulation.
The Department’s nonregulatory
guidance on standards and assessment
defines validity (See question F–4.) and
further clarifies a State’s responsibilities
for the validity and reliability of
assessments under Title I. This
document can be found at https://
www.ed.gov/policy/elsec/guid/
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saaguidance03.doc. We do not believe
additional clarification is needed in
these regulations.
Changes: None.
Comment: Several commenters
requested that definitions of
‘‘accommodations’’ and ‘‘modifications’’
be included in these regulations because
definitions of these two terms vary
across States.
Discussion: The terms
‘‘accommodations’’ and ‘‘modifications’’
are terms of art and have different
meanings depending on the context in
which they are used. The terms are used
in a number of ways, for example, to
refer to changes to a test or testing
environment, or to adaptations to an
educational environment, the
presentation of educational material, the
method of response, or the educational
content. We do not believe it is
appropriate to define such terms of art
in these regulations. We also note that
the term ‘‘modifications’’ is not used in
the IDEA amendments of 2004 or the
ESEA, as amended by NCLB.
Changes: None.
Comment: One commenter stated that
special accommodations should be
given for children with the most
significant cognitive disabilities.
Discussion: Section
1111(b)(3)(C)(ix)(II) of the ESEA and
section 612(a)(16) of the IDEA already
require a State to provide appropriate
accommodations for students with
disabilities to participate in State
assessment systems. This includes
accommodations for alternate
assessments.
Changes: None.
Alternate Assessments (New
§ 300.160(c)) (Proposed § 300.160(d))
Comment: One commenter stated that
the regulations must specify that States
and LEAs are required to develop two
alternate assessments—one measuring
the same academic achievement
standards as all other students and the
other based on alternate academic
achievement standards for students with
the most significant cognitive
disabilities. A few commenters
requested clarification as to whether
alternate assessments are based on high
academic achievement standards or
alternate academic achievement
standards. One commenter stated that a
State should be required to provide a
definition of what constitutes an
alternate assessment.
Discussion: Section 612(a)(16)(C)(i) of
the IDEA is clear that a State must
develop and implement alternate
assessments and guidelines for children
with disabilities, but does not specify
whether the alternate assessments must
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be based on grade-level academic
achievement standards, modified
academic achievement standards, or
alternate academic achievement
standards. Modified academic
achievement standards under § 200.1(e)
and alternate academic achievement
standards under § 200.1(d) are optional.
However, having an alternate
assessment is not optional if there are
children with disabilities who cannot be
appropriately assessed with the regular
assessment. Therefore, if a State chooses
not to develop an alternate assessment
based on modified or alternate academic
achievement standards, the State must
have an alternate assessment based on
grade-level academic achievement
standards, unless all children with
disabilities can be appropriately
assessed using the regular assessment.
Section 612(a)(16)(A) of the IDEA and
§ 300.160(a) of these regulations require
a State to ensure that all children with
disabilities are included in general State
and district-wide assessments. Section
612(a)(16)(C)(i) of the IDEA and new
§ 300.160(c) (proposed § 300.160(d))
further require that a State (or in the
case of a district-wide assessment, an
LEA) develop and implement alternate
assessments and guidelines for children
with disabilities who cannot participate
in regular assessments even with
accommodations. Under §§ 200.1(e) and
200.6(a)(3) of the Title I regulations
published in this notice and new
§ 300.160(c), a State has the option of
developing alternate assessments based
on modified academic achievement
standards. For clarity, we have
redesignated proposed § 300.160(c) as
new § 300.160(c)(2)(ii) so that it is clear
that an assessment based on modified
academic achievement standards is an
alternate assessment.
Because a State has options regarding
the type of alternate assessments that it
will provide for students with
disabilities, a State would not
necessarily report on the number of
students who participated in each of the
alternate assessments. To acknowledge
this and for clarity, we have made clear
in new § 300.160(f)(2) through (f)(4)
(proposed § 300.160(e)(2) through (e)(4))
that a State must report the number of
children with disabilities, if any, who
are assessed, using an Alternate
assessment based on grade-level,
modified, or alternate academic
achievement standards, respectively.
We also have removed the regulatory
citations for the different academic
achievement standards (e.g., ‘‘described
in paragraph (d)(2)(i)’’) and added the
name of the particular achievement
standard to which we are referring (e.g.,
‘‘grade-level’’) in new § 300.160(f)(2)
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through (f)(4) (proposed § 300.160(e)(2)
through (e)(4)).
With regard to the request to clarify
whether alternate assessments are based
on high achievement standards or
alternate academic achievement
standards, this will depend on the type
of alternate assessment. We believe that
the regulations are clear that there are
three types of alternate assessments
permitted under Title I and the IDEA:
alternate assessments based on gradelevel academic achievement standards;
Alternate assessments based on
modified academic achievement
standards; and alternate assessments
based on alternate academic
achievement standards.
We do not believe it is necessary for
a State to provide a definition of what
constitutes an alternate assessment, as
requested by one commenter. New
§ 300.160(c)(2) (proposed
§ 300.160(d)(2)) clearly lays out that
alternate assessments under Title I of
the ESEA must be aligned with a State’s
challenging academic content standards
and challenging academic achievement
standards and, if a State has adopted
modified academic achievement
standards or alternate academic
achievement standards, measure student
achievement against those standards.
Changes: We have (1) redesignated
proposed § 300.160(c) as new
§ 300.160(c)(2)(ii) and renumbered the
subsequent paragraph; (2) added ‘‘if
any’’ following ‘‘number of children
with disabilities’’ in new paragraphs
(f)(2) through (f)(4) (proposed
paragraphs (e)(2) through (e)(4)); and (3)
replaced the regulatory citation in new
paragraphs (f)(2) through (f)(4)
(proposed (e)(2) through (e)(4)) with the
name of the particular academic
achievement standards to which we are
referring.
Comment: Several commenters
recommended requiring public agencies
to notify parents in writing when a
child’s IEP Team determines that the
child will participate in an alternate
assessment. A few commenters
recommended requiring parents to be
informed in writing of the consequences
of their child taking an alternate
assessment, including any effect on the
child’s eligibility for graduation with a
regular high school diploma. The
commenters stated that providing this
information to parents is particularly
important in a State that requires
students to pass a State exam in order
to receive a regular high school
diploma.
Discussion: We agree that it is
important for parents to be informed
that their child will be assessed based
on alternate or modified academic
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achievement standards. We also believe
that it is important that parents, as well
as other IEP Team members, are
informed about any effects of State or
local policies on their student’s
education that may result from taking an
alternate assessment based on alternate
or modified academic achievement
standards. As the commenters point out,
this information is particularly
important in a State where students
must pass a particular assessment to be
eligible to receive a regular high school
diploma. Therefore, we have added a
regulation requiring a State to provide
IEP Teams, which include the parent,
with a clear explanation of the
differences between assessments based
on grade-level academic achievement
standards and those based on modified
or alternate academic achievement
standards, including any effects of State
or local policies on the student’s
education resulting from taking an
alternate assessment based on alternate
or modified academic achievement
standards (such as whether only
satisfactory performance on a regular
assessment would qualify a student for
a regular high school diploma). We also
have required a State to ensure that
parents of students selected to be
assessed based on alternate or modified
academic achievement standards are
informed that their child’s achievement
will be measured based those standards.
This also is consistent with
§ 200.1(f)(1)(iii) and (iv) of the Title I
regulations.
We do not believe it is necessary to
add an additional requirement that such
parental notification be provided in
writing, as suggested by several
commenters. Parents are integral
members of the IEP Team and, as such,
are involved in decisions about how
their child will participate in the
Statewide assessment system. Section
300.320(a)(6)(ii) of the IDEA regulations
already provides that, if an IEP Team
determines that a child will not
participate in a particular regular State
or district-wide assessment, the child’s
IEP must include a statement of why the
child cannot participate in the regular
assessment and how that child will be
assessed. Under § 300.322(f), a copy of
the child’s IEP must be provided to the
parents.
Changes: We have added new
paragraph (d) to § 300.160 requiring a
State to provide IEP Teams with a clear
explanation of the differences between
assessments based on grade-level
academic achievement standards and
those based on modified or alternate
academic achievement standards,
including any effects of State or local
policies on the student’s education
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resulting from taking an alternate
assessment based on alternate or
modified academic achievement
standards (such as whether only
satisfactory performance on a regular
assessment would qualify the student
for a regular high school diploma). We
also have added a new paragraph (e)
requiring a State to ensure that parents
of students selected to be assessed based
on alternate or modified academic
achievement standards are informed
that their child’s achievement will be
measured based on alternate or
modified academic achievement
standards. The subsequent paragraph
has been redesignated as new paragraph
(f).
Reports (New § 300.160(f)) (Proposed
§ 300.160(e))
Comment: One commenter strongly
disagreed with reporting on the number
of students with disabilities who receive
accommodations. The commenter stated
that, since accommodations do not
change the outcome or alter the
knowledge measured by the test, it is
inappropriate to maintain this
information.
Discussion: This is a statutory
requirement and therefore cannot be
deleted. Section 612(a)(16)(D)(i) of the
IDEA requires a State (or in the case of
a district-wide assessment, an LEA) to
make available to the public information
on the number of children with
disabilities participating in regular
assessments and the number of these
children who were provided
accommodations in order to participate
in those assessments.
Changes: None.
Comment: A few commenters stated
that accommodations that invalidate a
test score should not be used and,
therefore, it is unnecessary to qualify in
new § 300.160(f)(1) (proposed
§ 300.160(e)(1)) that the number of
children participating in regular
assessments who were provided with
accommodations refers to the number of
children participating in regular
assessments who were provided with
accommodations ‘‘that did not result in
an invalid score.’’
Discussion: We agree that
accommodations that invalidate a test
score should not be used. However,
given the lack of consistency in the field
regarding the use of the term
‘‘accommodations,’’ we believe it is
important to be clear and to qualify in
new § 300.160(f)(1) (proposed
§ 300.160(e)(1)) that reports on the
assessment of children with disabilities
who participate in regular assessments
with accommodations include only
those children who were provided with
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accommodations that did not result in
an invalid score. For clarity, we also
have reordered the sequence in which
the alternate assessments are listed in
new paragraph (f) (proposed paragraph
(e)) to be consistent with the order in
new § 300.160(c)(2) (proposed
§ 300.160(d)(2)).
Changes: We have redesignated
proposed § 300.160(e)(3), regarding
alternate academic achievement
standards, as new § 300.160(f)(4) and
redesignated proposed § 300.160(e)(4)),
regarding modified academic
achievement standards, as new
§ 300.160(f)(3).
Comment: A few commenters
recommended requiring a State to report
on the number of children with
disabilities who participated in the
regular assessment with
accommodations that invalidated their
test scores. One commenter
recommended requiring a State to report
on the number of children who received
accommodations that invalidated their
test scores on alternate assessments
based on alternate academic
achievement standards and alternate
assessments based on modified
academic achievement standards.
Discussion: Children taking an
assessment with accommodations that
invalidate their score should not be
reported as participants. We specify in
§ 300.160(b)(2)(ii) that a State must
instruct IEP Teams to select only those
accommodations for each assessment
that do not result in invalid scores.
Therefore, we decline to make the
changes requested by the commenters.
Changes: None.
Comment: One commenter requested
that a State be required to report on the
performance of children with
disabilities for each assessment, not just
for regular assessments and alternate
assessments.
Discussion: We agree that the
regulation would be clearer if it
identified separately alternate
assessments based on grade-level
academic achievement standards,
alternate assessments based on modified
academic achievement standards, and
alternate assessments based on alternate
academic achievement standards. We
have made this change in new
§ 300.160(f)(5) (proposed
§ 300.160(e)(5)). In addition, we have
added the language inadvertently
omitted requiring the performance
results for children with disabilities to
be compared to the achievement of all
children, including children with
disabilities, as specified in section
612(a)(16)(D)(iv) of the Act.
Changes: We have changed
§ 300.160(f)(5) (proposed
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§ 300.160(e)(5)) to separately identify
regular assessments, alternate
assessments based on grade-level
academic achievement standards,
alternate assessments based on modified
academic achievement standards, and
alternate assessments based on alternate
academic achievement standards. We
also have added an introductory phrase
requiring comparison with assessment
results for all children, including
children with disabilities.
Comment: One commenter
recommended requiring a State to
widely distribute information about the
reports required in new § 300.160(f)
(proposed § 300.160(e)) by posting the
reports on Web sites, making the reports
available in schools and libraries, and
providing parents with notices that the
information is available.
Discussion: New § 300.160(f)
(proposed § 300.160(e)), consistent with
section 612(a)(16)(D)(i) of the IDEA,
requires a State (or in the case of a
district-wide assessment, an LEA) to
make available to the public, and report
to the public, with the same frequency
and in the same detail as it reports on
the assessment of nondisabled children,
the information outlined in new
§ 300.160(f) (proposed § 300.160(e))
regarding the participation and
performance of children with
disabilities on State and district-wide
assessments. The manner in which the
information is provided to the public
(e.g., via Web sites, parent notices) is a
matter that is best left to State and local
officials to determine.
Changes: None.
Universal Design (New § 300.160(g))
(Proposed § 300.160(f))
Comment: One commenter
recommended requiring a State to
document where universal design
principles are not used.
Discussion: New 300.160(g) (proposed
§ 300.160(f)), consistent with section
612(a)(16)(E) of the IDEA, requires a
State (or in the case of a district-wide
assessment, an LEA), to the extent
feasible, to use universal design
principles in developing and
administering assessments. We believe
that implementing the commenter’s
recommendation (e.g., documenting
‘‘universal design principles’’) would
require significant resources and time
and be a burden for a State to report.
Therefore, we decline to make the
change requested by the commenter.
Changes: None.
Executive Order 12866
Under Executive Order 12866, the
Secretary must determine whether this
regulatory action is ‘‘significant’’ and
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therefore subject to the requirements of
the Executive Order and subject to
review by OMB. Section 3(f) of
Executive Order 12866 defines a
‘‘significant regulatory action’’ as an
action likely to result in a rule that may
(1) have an annual effect on the
economy of $100 million or more, or
adversely affect a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities in a material way (also
referred to as an ‘‘economically
significant’’ rule); (2) create serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency; (3) materially alter the
budgetary impacts of entitlement grants,
user fees, or loan programs or the rights
and obligations of recipients thereof; or
(4) raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive order. The
Secretary has determined that this
regulatory action is significant under
section 3(f)(4) of the Executive Order.
1. Costs and Benefits
Under Executive Order 12866, we
have assessed the potential costs and
benefits of this regulatory action.
Summary of Public Comments:
Several commenters suggested that the
cost of implementing an alternate
assessment based on modified academic
achievement standards would be
significant and that the Federal
government should fund new
assessments, including universally
designed assessments. Some
commenters disagreed with the figures
from a study by the Government
Accountability Office (GAO) cited in the
NPRM, regarding the amount of funds
spent on assessments in several States.
These comments were considered in
conducting the analysis of the costs and
benefits of the final regulations. The
Department’s estimates and
assumptions on which they are based
are described below.
Summary of Potential Costs and
Benefits
These regulations provide States with
additional flexibility in implementing
the accountability requirements in Title
I and the IDEA with respect to students
with disabilities. Specifically, the final
regulations permit States to develop and
implement alternate assessments based
on modified academic achievement
standards for the group of students with
disabilities, for whom, according to
recent research and the experience of
many States, these alternate assessments
are appropriate, and then to use their
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results in making AYP determinations.
Implementation of these alternate
assessments and standards would be a
component of State and local efforts to
improve educational outcomes for this
group of students, consistent with the
principles and objectives of NCLB.
The primary impact of the regulations
is on the students with disabilities who
are eligible to be assessed based on
modified academic achievement
standards. The regulations provide
educational benefits to students by
permitting States and LEAs to assess
eligible students with disabilities using
assessments that are appropriately
challenging but better designed to
measure their educational strengths and
weaknesses and evaluate their
achievement of grade-level content, and
to provide information that would be
helpful to teachers to guide instruction
to meet the academic needs of these
students so they can work toward gradelevel achievement. Based on an actual
enrollment of 26.3 million students 10 in
grades 3 through 8 and 10 in school year
2004–2005, we estimate that as many as
530,000 children with disabilities could
be affected by, and benefit from, this
change in the assessment and
accountability structure in school year
2008–2009.
The potential costs to students would
be the harm associated with including
the ‘‘wrong’’ children in the group to be
assessed based on modified academic
achievement standards. Given the
history of inappropriately low
expectations for children with
disabilities, the potential harm relates to
finding students to be eligible for
alternate assessments based on modified
academic achievement standards who,
in fact, with appropriate instruction and
high quality special education services,
might be able to achieve at the same
high level as their non-disabled peers.
The risk is that low expectations could
impede the ability of these students to
perform to their potential. The Secretary
believes that the risk of including the
‘‘wrong’’ students in the group to be
assessed based on modified academic
achievement standards is not high
because of the central role that IEP
Teams play in determining how
individual children will be assessed.
Moreover, any harm would be minimal
because the regulations require the
assessment determinations to be made
on an annual basis by the IEP Team and
they also include a number of
safeguards to ensure that students who
10 Common Core of Data (CCD), ‘‘State Nonfiscal
Survey of Public Elementary/Secondary Education,
2004–05 v.1c, National Center for Education
Statistics, U.S. Department of Education.
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are to be assessed based on modified
academic achievement standards have
access to grade-level content so that
they can work toward grade-level
achievement. The Secretary has
concluded that the educational benefits
of assessing a large number of students
whose disabilities have prevented them
from achieving grade-level proficiency
using more appropriate assessments and
standards will outweigh any potential
harm associated with assessing children
based on modified academic
achievement standards who might have
been able to reach grade-level
proficiency in the same time frame as
other students. In addition to these
benefits to children, these regulations
will give teachers and schools credit for
work that they do with these students to
help them progress toward grade-level
achievement, even if they are unable to
reach grade-level proficiency.
Although States are not required to
take advantage of the flexibility
provided in these regulations, States
may elect to do so, and, as a result, may
incur additional administrative costs
associated with the development of
modified academic achievement
standards and assessments based on
those standards. However, little
information is available for estimating
these costs; we have used the limited
information available to us to develop a
rough estimate of the development costs
for States that choose to take advantage
of this flexibility.
This analysis is based on a 2003
report, issued by the GAO, ‘‘Title I:
Characteristics of Tests Will Influence
Expenses: Information Sharing May
Help States Realize Efficiencies,’’ that
examined the costs of developing
assessments based on grade-level
academic achievement standards and
provides estimates for the ongoing
development expenditures for existing
assessments for 7 States.11 We have
some concerns about the accuracy of
this information, its generalizibility, and
its direct relevance to estimating the
costs of developing alternate
assessments based on modified
academic achievement standards. With
those caveats, we believe the report does
provide some indication of the variation
in costs among States in developing
assessments and represents the best
information available to us at this point
in time.12
11 U.S. Government Accountability Office, Report
03–389, pg. 17.
12 We received a comment from one State
indicating that the cost of developing its
assessments was approximately $250,000. However,
we do not have any information about how that
figure was derived and have, therefore, declined to
use that estimate in this analysis.
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If we assume that GAO’s category of
ongoing development, which includes
question writing and review, involves
the kinds of activities that States would
undertake in developing alternate
assessments based on modified
academic achievement standards, the
GAO data can be used as a basis for
projecting the possible costs of
developing assessments based on
modified academic achievement
standards. For example, we can estimate
an upper limit on the total costs of
developing these alternate
assessments—$169 million—by using
the GAO data reported for
Massachusetts 13 and assuming that 52
jurisdictions would choose to develop
alternate assessments based on modified
academic achievement standards for
each of the 17 assessments required by
Title I to be administered in 2008–2009.
Although this upper-bound estimate
represents the best information available
to us at this point in time, we believe
it may significantly overstate the costs
of developing these alternate
assessments insofar as the estimate GAO
included for Massachusetts, which was
more than 2.4 times as large as the
estimates included for 5 of the other
States, may not be indicative of the costs
of assessment development in other
States using different types of questions
or approaches to assessment.
In addition, this estimate does not
reflect the reduced costs for the 4 States
that already have alternate assessments
based on modified academic
achievement standards in place under
the interim flexibility policy. States that
adopted alternate assessments based on
modified academic achievement
standards under the interim flexibility
policy would still be required to
undergo peer review once the final
regulations are in effect. However, if the
peer review determines that no
adjustments are needed to any of the
assessments in these States, the
estimated cost of producing alternate
assessments in the other 48 jurisdictions
would be reduced to $155 million.
In addition, we do not know the
extent to which States would elect to
develop alternate assessments based on
modified academic achievement
standards for each grade and subject,
since States that choose to take
advantage of the flexibility are not
required to develop modified academic
achievement standards in every grade or
every subject. However, in light of what
we know about the performance of
students with disabilities on State
assessments and AYP determinations,
13 GAO reported test development expenditures
of $190,870 for the State of Massachusetts.
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State has implemented assessments
based on alternate academic
achievement standards and whether the
assessments are adaptable to a wide
range of abilities, and the extent to
which students with disabilities are able
to participate appropriately in the
State’s general assessments. It also will
depend, in part, on the extent to which
the scores for the 2.0 percent of students
affected by these regulations increase
enough to meet the AYP goals for
schools currently in need of
improvement. Testing data for the 2003–
2004 school year for 33 States for the
Department’s ‘‘Study of State
Implementation of Accountability and
Teacher Quality Under NCLB,’’
published in the ‘‘National Assessment
of Title I Interim Report: Volume I;
Implementation of Title I,’’ indicates
that 13.0 percent of schools missed AYP
solely due to the achievement of the
students with disabilities subgroup.
Under Title I, LEAs are required to
spend an amount equal to 20.0 percent
of their Title I allocations to fund
supplemental services and choicerelated transportation in schools that
fail to make AYP for two or more
consecutive years and are identified for
improvement. LEAs will have greater
flexibility in the use of their Title I
allocations if fewer schools miss AYP
goals and are subject to consequences as
a school in need of improvement.
States that decide to adopt modified
academic achievement standards and
implement alternate assessments based
on those standards will be able to use
funds from Title I, Title VI State
Assessment Grants, and IDEA programs
to finance those activities. The costs of
developing and implementing
assessments vary considerably but are
modest when compared to the amounts
available under Federal programs that
States can draw on for test development
and implementation. The fiscal year
2007 appropriation for Title I Grants to
Local Educational Agencies is
approximately $12.8 billion, and States
could reserve approximately 1 percent
of this amount for administrative
expenses, including paying the costs of
developing assessments. The
appropriation for IDEA Grants to States
is $10.8 billion, and States could reserve
more than $900 million for such
activities as the development and
provision of appropriate
accommodations and assessments of
children with disabilities under Title I.
For State Assessment Grants, the
appropriation is $408 million. The
Department believes that the regulations
will not impose a financial burden that
States and LEAs will have to meet from
non-Federal sources.
For purposes of the Unfunded
Mandates Reform Act of 1995, these
regulations do not include a Federal
mandate that might result in increased
expenditures by State, local, and tribal
governments, or increased expenditures
by the private sector of more than $100
million in any one year.
Regulatory section
Collection information
Collection
§ 200.1(f) ............................................................
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we think it is highly unlikely that all
States would elect to develop alternate
assessments based on modified
academic achievement standards for all
of the required 17 assessments. If we
assume that typically States would
develop only 8 assessments (e.g.,
reading/language arts and mathematics
assessments for grades 6, 7, 8, and a
high school grade), which may be a
more accurate estimate of the impact of
the rule based on the available
information, the total costs would be
estimated to be $79 million for 52
jurisdictions and $73 million for 48
jurisdictions.
Since the regulations would not
require that States adopt separate test
administration or scoring procedures,
we assume that no additional costs
would be incurred in administering
assessments based on modified
academic achievement standards. In
addition, although many States choose
to create new assessments or revise
parts of assessments at regular intervals,
this is not required by these regulations
so these estimates assume that
development costs are nonrecurring.
States that elect to develop modified
academic achievement standards would
also incur minimal costs for the
development and implementation of
guidelines for IEP Teams to apply in
determining whether these modified
academic achievement standards are
appropriate for particular students with
disabilities. The Department will
provide non-regulatory guidance
regarding alternate assessments and
modified academic achievement
standards that States can use in
developing their IEP Team guidelines.
We assume States that elect to take
advantage of this new flexibility to use
modified academic achievement
standards and assessments based on
these standards will do so because they
believe they will realize net benefits,
primarily because of the benefits to
students of being more appropriately
assessed and, secondarily, because of
the effect on AYP determinations. The
benefits to States from adopting
assessments based on modified
academic achievement standards
depend on such factors as whether the
Requires SEAs opting for the flexibility offered
by these regulations to develop and monitor
the implementation of clear guidelines for
IEP Teams to apply in determining students
who will be assessed based on modified
academic achievement standards.
Information collection 1810–0576, ‘‘Consolidated State Application.’’
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Regulatory Flexibility Act Certification
The Secretary certifies that these
regulations will not have a significant
economic impact on a substantial
number of small entities. These
provisions require States and LEAs to
take certain actions only if States choose
to implement the flexibility these
regulations afford. The Department
believes that these activities will be
financed through the appropriations for
Title I and the IDEA and that the
responsibilities encompassed in these
laws and regulations will not impose a
financial burden that States and LEAs
will have to meet from non-Federal
sources.
Paperwork Reduction Act of 1995
There are several sections of the
revised Title I regulations (§§ 200.1,
200.6, and 200.20) and one section of
the revised IDEA regulations (§ 300.160)
that require collection of information
under the Paperwork Reduction Act.
The following chart describes those
regulatory sections, the information
being collected, and the collections the
Department will submit to the Office of
Management and Budget for approval
and public comment. Separate notices
will be published in the Federal
Register requesting comment on these
collections.
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Regulatory section
Collection information
Collection
§ 200.6(a)(4) and § 300.160(f)(3) .......................
Requires SEAs to report in their annual State
performance reports the total number and
percentage of students tested in math and
reading with alternate assessments based
on modified academic achievement standards.
Permits SEAs and LEAs to include the scores
of former students with disabilities in the
students with disabilities subgroup when reporting AYP on SEA and LEA report cards.
Information collection 1875–0240, ‘‘Annual
Mandatory Collection of Elementary and
Secondary Education Data for EDFacts.’’
would be an intrusion into State
graduation standards if a State was
required to diminish its standards for a
regular diploma to include students
who are assessed based on modified
academic achievement standards. As we
have stated elsewhere in this preamble,
the intent of proposed § 200.1(e)(1)(iii)
was not to require States to alter their
graduation requirements or to provide a
regular high school diploma to a student
who scores proficient on an alternate
assessment based on modified academic
achievement standards. Rather, we
wanted to ensure that a student is not
automatically precluded from
attempting to earn a regular high school
diploma simply because the student was
assessed based on modified academic
achievement standards. To clarify our
intent, we have removed proposed
§ 200.1(e)(1)(iii) and replaced it with
§ 200.1(f)(2)(iv), which requires a State
to ensure that students who take
alternate assessments based on modified
academic achievement standards are not
precluded from attempting to complete
the requirements, as defined by the
State, for a regular high school diploma.
Second, a few commenters stated that
the criteria we proposed for modified
academic achievement standards were
too prescriptive and that States should
have the flexibility to develop modified
academic achievement standards in
ways that meet their needs. As we stated
elsewhere in this preamble, we do not
agree with these commenters. We
believe that allowing States to develop
modified academic achievement
standards without placing any
parameters or restrictions on their use
would likely result in lowered
expectations for this group of students
and limit opportunities for these
students to access grade-level content
and meet grade-level achievement
standards.
Taking into account these comments,
and these final regulations, we believe
that we have sufficiently addressed any
Federalism concerns raised by the
commenters with respect to Executive
Order 13132.
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§ 200.20 .............................................................
Federalism
Executive Order 13132 requires us to
ensure meaningful and timely input by
State and local elected officials in the
development of regulatory policies that
have Federalism implications.
‘‘Federalism implications’’ means
substantial direct effects on the States,
on the relationship between the
National Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government.
The need for the NPRM was raised to
the Department by State and LEA
assessment professionals who were
concerned that the assessment
alternatives contemplated in the
existing Title I regulations (regular
assessments based on grade-level
academic achievement standards and
alternate assessments for students with
the most significant cognitive
disabilities), and reflected in the IDEA,
did not recognize that there was a group
of students with disabilities who were
not the most significantly cognitively
disabled, but who could not achieve to
grade-level academic achievement
standards. Based on the concerns raised,
the Department convened several
meetings with State and LEA officials,
parents of students with disabilities,
and researchers to learn more about the
issues involved in assessing students
with disabilities, the concerns of parents
and advocates for ensuring that all
students with disabilities be held to
high academic achievement standards,
and about how some States were
designing assessments for students with
disabilities. In issuing the NPRM,
however, we did not believe that the
proposed regulations had Federalism
implications as defined in the Executive
order.
We received several comments on
Federalism issues. First, several
commenters stated that proposed
§ 200.1(e)(1)(iii), which would require
that modified academic achievement
standards not preclude a student from
earning a regular high school diploma,
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Information collection 1810–0581, ‘‘State Educational Agency and Local Educational
Agency and School Data Collection and Reporting under ESEA, Title I, Part A.’’
Electronic Access to This Document
You may view this document, as well
as all other Department of Education
documents published in the Federal
Register, in text or Adobe Portable
Document Format (PDF) on the Internet
at the following site: https://www.ed.gov/
news/fedregister.
To use PDF, you must have Adobe
Acrobat Reader, which is available free
at this site. If you have questions about
using PDF, call the U.S. Government
Printing Office (GPO), toll free, at 1–
888–293–6498; or in the Washington,
DC, area at (202) 512–1530.
Note: The official version of this document
is the document published in the Federal
Register. Free Internet access to the official
edition of the Federal Register and the Code
of Federal Regulations is available on GPO
Access at: https://www.gpoaccess.gov/nara/
index.html.
(Catalog of Federal Domestic Assistance
Numbers: 84.010 Improving Programs
Operated by Local Educational Agencies;
84.027 Assistance to States for the Education
of Children with Disabilities).
List of Subjects
34 CFR Part 200
Administrative practice and
procedure, Adult education, Children,
Education of children with disabilities,
Education of disadvantaged children,
Elementary and secondary education,
Eligibility, Family-centered education,
Grant programs—education, Indians—
education, Institutions of higher
education, Local educational agencies,
Nonprofit private agencies, Private
schools, Public agencies, Reporting and
recordkeeping requirements, Stateadministered programs, State
educational agencies.
34 CFR Part 300
Administrative practice and
procedure, Education of individuals
with disabilities, Elementary and
secondary education, Equal educational
opportunity, Grant programs—
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education, Privacy, Private Schools,
Reporting and recordkeeping
requirements.
Dated: April 2, 2007.
Margaret Spellings,
Secretary of Education.
For the reasons discussed in the
preamble, the Secretary amends parts
200 and 300 of title 34 of the Code of
Federal Regulations as follows:
I
PART 200—TITLE I—IMPROVING THE
ACADEMIC ACHIEVEMENT OF THE
DISADVANTAGED
1. The authority citation for part 200
continues to read as follows:
I
Authority: 20 U.S.C. 6301 through 6578,
unless otherwise noted.
2. Section 200.1 is amended by:
A. Revising paragraphs (a)(1) and
(a)(2).
I B. Redesignating paragraphs (e) and (f)
as paragraphs (g) and (h), respectively.
I C. Adding new paragraphs (e) and (f).
The revisions and additions read as
follows:
I
I
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§ 200.1 State responsibilities for
developing challenging academic
standards.
(a) * * *
(1) Be the same academic content and
academic achievement standards that
the State applies to all public schools
and public school students in the State,
including the public schools and public
school students served under subpart A
of this part, except as provided in
paragraphs (d) and (e) of this section,
which apply only to the State’s
academic achievement standards;
(2) Include the same knowledge and
skills expected of all students and the
same levels of achievement expected of
all students, except as provided in
paragraphs (d) and (e) of this section;
and
*
*
*
*
*
(e) Modified academic achievement
standards. (1) For students with
disabilities under section 602(3) of the
Individuals with Disabilities Education
Act (IDEA) who meet the State’s criteria
under paragraph (e)(2) of this section, a
State may define modified academic
achievement standards, provided those
standards—
(i) Are aligned with the State’s
academic content standards for the
grade in which the student is enrolled;
(ii) Are challenging for eligible
students, but may be less difficult than
the grade-level academic achievement
standards under paragraph (c) of this
section;
(iii) Include at least three achievement
levels; and
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(iv) Are developed through a
documented and validated standardssetting process that includes broad
stakeholder input, including persons
knowledgeable about the State’s
academic content standards and
experienced in standards setting and
special educators who are most
knowledgeable about students with
disabilities.
(2) In the guidelines that a State
establishes under paragraph (f)(1) of this
section, the State must include criteria
for IEP teams to use in determining
which students with disabilities are
eligible to be assessed based on
modified academic achievement
standards. Those criteria must include,
but are not limited to, each of the
following:
(i) The student’s disability has
precluded the student from achieving
grade-level proficiency, as demonstrated
by such objective evidence as the
student’s performance on—
(A) The State’s assessments described
in § 200.2; or
(B) Other assessments that can validly
document academic achievement.
(ii)(A) The student’s progress to date
in response to appropriate instruction,
including special education and related
services designed to address the
student’s individual needs, is such that,
even if significant growth occurs, the
IEP team is reasonably certain that the
student will not achieve grade-level
proficiency within the year covered by
the student’s IEP.
(B) The determination of the student’s
progress must be based on multiple
measurements, over a period of time,
that are valid for the subjects being
assessed.
(iii) If the student’s IEP includes goals
for a subject assessed under § 200.2,
those goals must be based on the
academic content standards for the
grade in which the student is enrolled,
consistent with paragraph (f)(2) of this
section.
(f) State guidelines. If a State defines
alternate or modified academic
achievement standards under paragraph
(d) or (e) of this section, the State must
do the following—
(1) For students who are assessed
based on either alternate or modified
academic achievement standards, the
State must—
(i) Establish and monitor
implementation of clear and appropriate
guidelines for IEP teams to apply in
determining—
(A) Students with the most significant
cognitive disabilities who will be
assessed based on alternate academic
achievement standards; and
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(B) Students with disabilities who
meet the criteria in paragraph (e)(2) of
this section who will be assessed based
on modified academic achievement
standards. These students may be
assessed based on modified academic
achievement standards in one or more
subjects for which assessments are
administered under § 200.2;
(ii) Inform IEP teams that students
eligible to be assessed based on alternate
or modified academic achievement
standards may be from any of the
disability categories listed in the IDEA;
(iii) Provide to IEP teams a clear
explanation of the differences between
assessments based on grade-level
academic achievement standards and
those based on modified or alternate
academic achievement standards,
including any effects of State and local
policies on the student’s education
resulting from taking an alternate
assessment based on alternate or
modified academic achievement
standards (such as whether only
satisfactory performance on a regular
assessment would qualify a student for
a regular high school diploma); and
(iv) Ensure that parents of students
selected to be assessed based on
alternate or modified academic
achievement standards under the State’s
guidelines in this paragraph are
informed that their child’s achievement
will be measured based on alternate or
modified academic achievement
standards.
(2) For students who are assessed
based on modified academic
achievement standards, the State must—
(i) Inform IEP teams that a student
may be assessed based on modified
academic achievement standards in one
or more subjects for which assessments
are administered under § 200.2;
(ii) Establish and monitor
implementation of clear and appropriate
guidelines for IEP teams to apply in
developing and implementing IEPs for
students who are assessed based on
modified academic achievement
standards. These students’ IEPs must—
(A) Include IEP goals that are based
on the academic content standards for
the grade in which a student is enrolled;
and
(B) Be designed to monitor a student’s
progress in achieving the student’s
standards-based goals;
(iii) Ensure that students who are
assessed based on modified academic
achievement standards have access to
the curriculum, including instruction,
for the grade in which the students are
enrolled;
(iv) Ensure that students who take
alternate assessments based on modified
academic achievement standards are not
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precluded from attempting to complete
the requirements, as defined by the
State, for a regular high school diploma;
and
(v) Ensure that each IEP team reviews
annually for each subject, according to
the criteria in paragraph (e)(2) of this
section, its decision to assess a student
based on modified academic
achievement standards to ensure that
those standards remain appropriate.
*
*
*
*
*
I 3. Section 200.6 is amended by:
I A. Revising paragraph (a)(1) and
(a)(2)(iii).
I B. Adding paragraphs (a)(3) and (a)(4).
The revisions and additions read as
follows:
§ 200.6
Inclusion of all students.
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*
*
*
*
*
(a) Students eligible under IDEA and
Section 504—(1) Appropriate
accommodations. (i) A State’s academic
assessment system must provide—
(A) For each student with a disability,
as defined under section 602(3) of the
IDEA, appropriate accommodations that
the student’s IEP team determines are
necessary to measure the academic
achievement of the student relative to
the State’s academic content and
academic achievement standards for the
grade in which the student is enrolled,
consistent with § 200.1(b)(2), (b)(3), and
(c); and
(B) For each student covered under
section 504 of the Rehabilitation Act of
1973, as amended (Section 504),
appropriate accommodations that the
student’s placement team determines
are necessary to measure the academic
achievement of the student relative to
the State’s academic content and
academic achievement standards for the
grade in which the student is enrolled,
consistent with § 200.1(b)(2), (b)(3), and
(c).
(ii) A State must—
(A) Develop, disseminate information
on, and promote the use of appropriate
accommodations to increase the number
of students with disabilities who are
tested against academic achievement
standards for the grade in which a
student is enrolled; and
(B) Ensure that regular and special
education teachers and other
appropriate staff know how to
administer assessments, including
making appropriate use of
accommodations, for students with
disabilities and students covered under
Section 504.
(2) * * *
(iii) If a State permits the use of
alternate assessments that yield results
based on alternate academic
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achievement standards, the State must
document that students with the most
significant cognitive disabilities are, to
the extent possible, included in the
general curriculum.
(3) Alternate assessments that are
based on modified academic
achievement standards. (i) To assess
students with disabilities based on
modified academic achievement
standards, a State may develop a new
alternate assessment or adapt an
assessment based on grade-level
academic achievement standards.
(ii) An alternate assessment under
paragraph (a)(3)(i) of this section must—
(A) Be aligned with the State’s gradelevel academic content standards;
(B) Yield results that measure the
achievement of those students
separately in reading/language arts and
mathematics relative to the modified
academic achievement standards;
(C) Meet the requirements in §§ 200.2
and 200.3, including the requirements
relating to validity, reliability, and high
technical quality; and
(D) Fit coherently in the State’s
overall assessment system under
§ 200.2.
(4) Reporting. A State must report
separately to the Secretary, under
section 1111(h)(4) of the Act, the
number and percentage of students with
disabilities taking—
(i) Regular assessments described in
§ 200.2;
(ii) Regular assessments with
accommodations;
(iii) Alternate assessments based on
the grade-level academic achievement
standards described in § 200.1(c);
(iv) Alternate assessments based on
the modified academic achievement
standards described in § 200.1(e); and
(v) Alternate assessments based on the
alternate academic achievement
standards described in § 200.1(d).
*
*
*
*
*
I 4. Section 200.7 is amended by
redesignating paragraph (a)(2) as (a)(2)(i)
and adding a new paragraph (a)(2)(ii) to
read as follows:
§ 200.7
Disaggregation of data.
(a) * * *
(2)(i) * * *
(ii) Beginning with AYP decisions
that are based on the assessments
administered in the 2007–08 school
year, a State may not establish a
different minimum number of students
under paragraph (a)(2)(i) of this section
for separate subgroups under
§ 200.13(b)(7)(ii) or for the school as a
whole.
*
*
*
*
*
I 5. Section 200.13 is amended by:
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17779
A. Revising paragraph (c).
B. Adding an appendix at the end of
the section.
The revisions and addition read as
follows:
I
I
§ 200.13 Adequate yearly progress in
general.
*
*
*
*
*
(c)(1) In calculating AYP for schools,
LEAs, and the State, a State must,
consistent with § 200.7(a), include the
scores of all students with disabilities.
(2) With respect to scores based on
alternate or modified academic
achievement standards, a State may
include—
(i) The proficient and advanced scores
of students with the most significant
cognitive disabilities based on the
alternate academic achievement
standards described in § 200.1(d),
provided that the number of those
scores at the LEA and at the State levels,
separately, does not exceed 1.0 percent
of all students in the grades assessed in
reading/language arts and in
mathematics; and
(ii) The proficient and advanced
scores of students with disabilities
based on the modified academic
achievement standards described in
§ 200.1(e)(1), provided that the number
of those scores at the LEA and at the
State levels, separately, does not exceed
2.0 percent of all students in the grades
assessed in reading/language arts and in
mathematics.
(3) A State’s or LEA’s number of
proficient and advanced scores of
students with disabilities based on the
modified academic achievement
standards described in § 200.1(e)(1) may
exceed 2.0 percent of all students in the
grades assessed if the number of
proficient and advanced scores based on
the alternate academic achievement
standards described in § 200.1(d) is less
than 1.0 percent, provided the number
of proficient and advanced scores based
on modified and alternate academic
achievement standards combined does
not exceed 3.0 percent of all students in
the grades assessed.
(4) A State may not request from the
Secretary an exception permitting it to
exceed the caps on proficient and
advanced scores based on alternate or
modified academic achievement
standards under paragraph (c)(2) and (3)
of this section.
(5)(i) A State may grant an exception
to an LEA permitting it to exceed the 1.0
percent cap on proficient and advanced
scores based on the alternate academic
achievement standards described in
paragraph (c)(2)(i) of this section only
if—
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(A) The LEA demonstrates that the
incidence of students with the most
significant cognitive disabilities exceeds
1.0 percent of all students in the
combined grades assessed;
(B) The LEA explains why the
incidence of such students exceeds 1.0
percent of all students in the combined
grades assessed, such as school,
community, or health programs in the
LEA that have drawn large numbers of
families of students with the most
significant cognitive disabilities, or that
the LEA has such a small overall
student population that it would take
only a few students with such
disabilities to exceed the 1.0 percent
cap; and
(C) The LEA documents that it is
implementing the State’s guidelines
under § 200.1(f).
(ii) The State must review regularly
whether an LEA’s exception to the 1.0
percent cap is still warranted.
(6) A State may not grant an exception
to an LEA to exceed the 2.0 percent cap
on proficient and advanced scores based
on modified academic achievement
standards under paragraph (c)(2)(ii) of
this section, except as provided in
paragraph (c)(3) of this section.
(7) In calculating AYP, if the
percentage of proficient and advanced
scores based on alternate or modified
academic achievement standards under
§ 200.1(d) or (e) exceeds the caps in
paragraph (c) of this section at the State
or LEA level, the State must do the
following:
(i) Consistent with § 200.7(a), include
all scores based on alternate and
modified academic achievement
standards.
(ii) Count as non-proficient the
proficient and advanced scores that
exceed the caps in paragraph (c) of this
section.
(iii) Determine which proficient and
advanced scores to count as non-
proficient in schools and LEAs
responsible for students who are
assessed based on alternate or modified
academic achievement standards.
(iv) Include non-proficient scores that
exceed the caps in paragraph (c) of this
section in each applicable subgroup at
the school, LEA, and State level.
(v) Ensure that parents of a child who
is assessed based on alternate or
modified academic achievement
standards are informed of the actual
academic achievement levels of their
child.
*
*
*
*
*
Appendix to § 200.13—When May a
State or LEA Exceed the 1% and 2%
Caps?
The following table provides a summary of
the circumstances in which a State or LEA
may exceed the 1% and 2% caps described
in § 200.13.
WHEN MAY A STATE OR LEA EXCEED THE 1% AND 2% CAPS?
Alternate academic achievement
standards—1% cap
Modified academic achievement
standards—2% cap
State .................................
Not permitted .....................................
LEA ..................................
Only if granted an exception by the
SEA.
Only if State is below 1% cap, but
cannot exceed 3%.
Only if LEA is below 1% cap, but
cannot exceed 3%.
6. Section 200.20 is amended by:
A. Revising paragraph (c)(3).
I B. Revising paragraph (f)(2).
I C. Adding a new paragraph (g).
The revisions and addition read as
follows:
I
I
§ 200.20
Making adequate yearly progress.
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*
*
*
*
*
(c) * * *
(3) To count a student who is assessed
based on alternate or modified academic
achievement standards described in
§ 200.1(d) or (e) as a participant for
purposes of meeting the requirements of
this paragraph, the State must have, and
ensure that its LEAs adhere to,
guidelines that meet the requirements of
§ 200.1(f).
*
*
*
*
*
(f) * * *
(2)(i) In determining AYP for the
subgroup of limited English proficient
students and the subgroup of students
with disabilities, a State may include,
for up to two AYP determination cycles,
the scores of—
(A) Students who were limited
English proficient but who no longer
meet the State’s definition of limited
English proficiency; and
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(B) Students who were previously
identified under section 602(3) of the
IDEA but who no longer receive special
education services.
(ii) If a State, in determining AYP for
the subgroup of limited English
proficient students and the subgroup of
students with disabilities, includes the
scores of the students described in
paragraph (f)(2)(i) of this section, the
State must include the scores of all such
students, but is not required to—
(A) Include those students in the
limited English proficient subgroup or
in the students with disabilities
subgroup in determining if the number
of limited English proficient students or
students with disabilities, respectively,
is sufficient to yield statistically reliable
information under § 200.7(a); or
(B) With respect to students who are
no longer limited English proficient—
(1) Assess those students’ English
language proficiency under
§ 200.6(b)(3); or
(2) Provide English language services
to those students.
(iii) For the purpose of reporting
information on report cards under
section 1111(h) of the Act—
(A) A State may include the scores of
former limited English proficient
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Alternate and modified academic
achievement standards—3%
Not permitted.
Only if granted an exception to the
1% cap by the SEA, and only by
the amount of the exception.
students and former students with
disabilities as part of the limited English
proficient and students with disabilities
subgroups, respectively, for the purpose
of reporting AYP at the State level under
section 1111(h)(1)(C)(ii) of the Act;
(B) An LEA may include the scores of
former limited English proficient
students and former students with
disabilities as part of the limited English
proficient and students with disabilities
subgroups, respectively, for the purpose
of reporting AYP at the LEA and school
levels under section 1111(h)(2)(B) of the
Act; but
(C) A State or LEA may not include
the scores of former limited English
proficient students or former students
with disabilities as part of the limited
English proficient or students with
disabilities subgroup, respectively, in
reporting any other information under
section 1111(h) of the Act.
(g) Transition provision regarding
modified academic achievement
standards. The Secretary may provide a
State that is moving expeditiously to
adopt and administer alternate
assessments based on modified
academic achievement standards
flexibility in accounting for the
achievement of students with
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09APR3
Federal Register / Vol. 72, No. 67 / Monday, April 9, 2007 / Rules and Regulations
disabilities in AYP determinations that
are based on assessments administered
in 2007–08 and 2008–09. To be eligible
for this flexibility, a State must meet
criteria, as the Secretary determines
appropriate, for each year for which the
flexibility is available.
I 7. Section 200.103 is amended by
adding a new paragraph (c) to read as
follows:
§ 200.103
Definitions.
*
*
*
*
*
(c) Student with a disability means
child with a disability, as defined in
section 602(3) of the IDEA.
PART 300—ASSISTANCE TO STATES
FOR THE EDUCATION OF CHILDREN
WITH DISABILITIES
8. The authority citation for part 300
is revised to read as follows:
I
Authority: 20 U.S.C. 1221e–3, 1406, 1411–
1419, unless otherwise noted.
9. A new § 300.160 is added to read
as follows:
I
§ 300.160
Participation in assessments.
rwilkins on PROD1PC63 with RULES_3
(a) General. A State must ensure that
all children with disabilities are
included in all general State and
district-wide assessment programs,
including assessments described under
section 1111 of the ESEA, 20 U.S.C.
6311, with appropriate accommodations
and alternate assessments, if necessary,
as indicated in their respective IEPs.
(b) Accommodation guidelines. (1) A
State (or, in the case of a district-wide
assessment, an LEA) must develop
guidelines for the provision of
appropriate accommodations.
(2) The State’s (or, in the case of a
district-wide assessment, the LEA’s)
guidelines must—
(i) Identify only those
accommodations for each assessment
that do not invalidate the score; and
(ii) Instruct IEP Teams to select, for
each assessment, only those
accommodations that do not invalidate
the score.
(c) Alternate assessments. (1) A State
(or, in the case of a district-wide
assessment, an LEA) must develop and
implement alternate assessments and
guidelines for the participation of
VerDate Aug<31>2005
22:13 Apr 06, 2007
Jkt 211001
children with disabilities in alternate
assessments for those children who
cannot participate in regular
assessments, even with
accommodations, as indicated in their
respective IEPs, as provided in
paragraph (a) of this section.
(2) For assessing the academic
progress of students with disabilities
under Title I of the ESEA, the alternate
assessments and guidelines in
paragraph (c)(1) of this section must
provide for alternate assessments that—
(i) Are aligned with the State’s
challenging academic content standards
and challenging student academic
achievement standards;
(ii) If the State has adopted modified
academic achievement standards
permitted in 34 CFR 200.1(e), measure
the achievement of children with
disabilities meeting the State’s criteria
under § 200.1(e)(2) against those
standards; and
(iii) If the State has adopted alternate
academic achievement standards
permitted in 34 CFR 200.1(d), measure
the achievement of children with the
most significant cognitive disabilities
against those standards.
(d) Explanation to IEP Teams. A State
(or in the case of a district-wide
assessment, an LEA) must provide IEP
Teams with a clear explanation of the
differences between assessments based
on grade-level academic achievement
standards and those based on modified
or alternate academic achievement
standards, including any effects of State
or local policies on the student’s
education resulting from taking an
alternate assessment based on alternate
or modified academic achievement
standards (such as whether only
satisfactory performance on a regular
assessment would qualify a student for
a regular high school diploma).
(e) Inform parents. A State (or in the
case of a district-wide assessment, an
LEA) must ensure that parents of
students selected to be assessed based
on alternate or modified academic
achievement standards are informed
that their child’s achievement will be
measured based on alternate or
modified academic achievement
standards.
PO 00000
Frm 00035
Fmt 4701
Sfmt 4700
17781
(f) Reports. An SEA (or, in the case of
a district-wide assessment, an LEA)
must make available to the public, and
report to the public with the same
frequency and in the same detail as it
reports on the assessment of
nondisabled children, the following:
(1) The number of children with
disabilities participating in regular
assessments, and the number of those
children who were provided
accommodations (that did not result in
an invalid score) in order to participate
in those assessments.
(2) The number of children with
disabilities, if any, participating in
alternate assessments based on gradelevel academic achievement standards.
(3) The number of children with
disabilities, if any, participating in
alternate assessments based on modified
academic achievement standards.
(4) The number of children with
disabilities, if any, participating in
alternate assessments based on alternate
academic achievement standards.
(5) Compared with the achievement of
all children, including children with
disabilities, the performance results of
children with disabilities on regular
assessments, alternate assessments
based on grade-level academic
achievement standards, alternate
assessments based on modified
academic achievement standards, and
alternate assessments based on alternate
academic achievement standards if—
(i) The number of children
participating in those assessments is
sufficient to yield statistically reliable
information; and
(ii) Reporting that information will
not reveal personally identifiable
information about an individual student
on those assessments.
(g) Universal design. An SEA (or, in
the case of a district-wide assessment,
an LEA) must, to the extent possible,
use universal design principles in
developing and administering any
assessments under this section.
(Authority: 20 U.S.C. 1412(a)(16))
[FR Doc. 07–1700 Filed 4–4–07; 8:45 am]
BILLING CODE 4000–01–P
E:\FR\FM\09APR3.SGM
09APR3
Agencies
[Federal Register Volume 72, Number 67 (Monday, April 9, 2007)]
[Rules and Regulations]
[Pages 17748-17781]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 07-1700]
[[Page 17747]]
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Part IV
Department of Education
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34 CFR Parts 200 and 300
Title I--Improving the Academic Achievement of the Disadvantaged;
Individuals With Disabilities Education Act (IDEA); Final Rule
Federal Register / Vol. 72, No. 67 / Monday, April 9, 2007 / Rules
and Regulations
[[Page 17748]]
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DEPARTMENT OF EDUCATION
34 CFR Parts 200 and 300
RIN 1810-AA98
Title I--Improving the Academic Achievement of the Disadvantaged;
Individuals With Disabilities Education Act (IDEA)--Assistance to
States for the Education of Children With Disabilities
AGENCY: Office of Elementary and Secondary Education; Office of Special
Education and Rehabilitative Services, U.S. Department of Education.
ACTION: Final regulations.
-----------------------------------------------------------------------
SUMMARY: The Secretary amends the regulations governing programs
administered under Title I of the Elementary and Secondary Education
Act of 1965 (ESEA), as amended by the No Child Left Behind Act of 2001
(NCLB) (referred to in these regulations as the Title I program) and
the regulations governing programs under Part B of the Individuals with
Disabilities Education Act (IDEA) (referred to in these regulations as
the IDEA program). These regulations provide States with additional
flexibility regarding State, local educational agency (LEA), and school
accountability for the achievement of a small group of students with
disabilities whose progress is such that, even after receiving
appropriate instruction, including special education and related
services designed to address the students' individual needs, the
students' individualized education program (IEP) teams (IEP Teams) are
reasonably certain that the students will not achieve grade-level
proficiency within the year covered by the students' IEPs.
DATES: These regulations are effective May 9, 2007.
FOR FURTHER INFORMATION CONTACT: Regarding Part 200, Jacquelyn C.
Jackson, Ed.D., Director, Student Achievement and School Accountability
Programs, Office of Elementary and Secondary Education, U.S. Department
of Education, 400 Maryland Avenue, SW., room 3W202, FB-6, Washington,
DC 20202-6132. Telephone: (202) 260-0826. Regarding Part 300, Alexa
Posny, Ph.D., Director, Office of Special Education Programs, Office of
Special Education and Rehabilitative Services, U.S. Department of
Education, Potomac Center Plaza, 550 12th Street, SW., Washington, DC
20202-2641. Telephone: (202) 245-7459, Ext. 3.
If you use a telecommunications device for the deaf (TDD), you may
call the Federal Relay Service (FRS) at 1-800-877-8339.
Individuals with disabilities may obtain this document in an
alternative format (e.g., Braille, large print, audiotape, or computer
diskette) on request to one of the contact persons listed in the
preceding paragraph.
SUPPLEMENTARY INFORMATION: These regulations amend regulations in 34
CFR part 200, implementing certain provisions of Title I, Part A of the
ESEA, as amended by NCLB, which are designed to help disadvantaged
children meet high academic standards. They also amend regulations in
34 CFR part 300, implementing programs for students with disabilities
under Part B of the IDEA. On December 15, 2005, the Secretary published
a notice of proposed rulemaking (NPRM) for these programs in the
Federal Register (70 FR 74624).
These regulations build upon flexibility that currently is
available under the Title I regulations in 34 CFR part 200 for
measuring the achievement of students with the most significant
cognitive disabilities. Those Title I regulations permit a State to
develop alternate academic achievement standards for students with the
most significant cognitive disabilities and to include those students'
proficient and advanced scores on alternate assessments based on
alternate academic achievement standards in measuring adequate yearly
progress (AYP), subject to a cap of 1.0 percent of all students
assessed at the State and district levels. Since those regulations were
published, the experiences of many States, as well as recent research,
indicate that in addition to students with the most significant
cognitive disabilities, there is a small group of students whose
disability has precluded them from achieving grade-level proficiency
and whose progress is such that they will not reach grade-level
achievement standards in the same time frame as other students.
Currently, these students must take either a grade-level assessment or
an alternate assessment based on alternate academic achievement
standards. Neither of these options provides an accurate assessment of
what these students know and can do. A grade-level assessment is too
difficult and, therefore, does not provide data about a student's
abilities or information that would be helpful to guide instruction. An
alternate assessment based on alternate academic achievement standards
is too easy and is not intended to assess a student's achievement
across the full range of grade-level content. Such an assessment,
therefore, would not provide teachers and parents with information to
help these students progress toward grade-level achievement.
These regulations permit States to develop an assessment that is
appropriately challenging for this group of students as part of their
State accountability and assessment systems under Title I of the ESEA,
as amended by NCLB. This assessment is based on modified academic
achievement standards that cover grade-level content. The requirement
that modified academic achievement standards be aligned with grade-
level content standards is important--in order for these students to
have an opportunity to achieve at grade level, they must have access
to, and instruction in, grade-level content. The regulations include a
number of safeguards to ensure that students assessed based on modified
academic achievement standards have access to grade-level content so
that they can work toward grade-level achievement, such as the
requirement that their IEPs include goals that are based on grade-level
content standards and provide for monitoring of the students' progress
in achieving those goals. In addition to ensuring that students with
disabilities are appropriately assessed, these regulations also will
give teachers and schools credit for the work that they do with these
students to help them progress toward grade-level achievement.
Major Concepts Regarding Modified Academic Achievement Standards in
These Regulations
What are modified academic achievement standards? The NPRM
described modified academic achievement standards as academic
achievement standards aligned with grade-level content standards, but
modified in such a manner that they reflect reduced breadth or depth of
grade-level content. Based on the comments we received, it was clear
that this language was confusing and did not sufficiently convey our
intent that only the academic achievement standards for students are to
be modified, not the content standards on which those modified academic
achievement standards are based. The final regulations make clear that
modified academic achievement standards are challenging for eligible
students, but are a less rigorous expectation of mastery of grade-level
academic content standards. Notably, modified academic achievement
standards must be based on a State's grade-level academic content
standards for the grade in which an eligible student with disabilities
is
[[Page 17749]]
enrolled. In other words, a State's academic content standards are not
what are modified. The expectations for whether a student has mastered
those standards, however, may be less difficult than grade-level
academic achievement standards.
The characteristics of modified academic achievement standards are
the same as those described in Sec. 200.1(c) of the Title I
regulations for grade-level academic achievement standards. That is,
they must be aligned with a State's academic content standards,
describe at least three levels of achievement, include descriptions of
the competencies associated with each achievement level, and include
assessment scores (cut scores) that differentiate among the achievement
levels. A State must provide a description of the rationale and
procedures used to determine each achievement level as part of the
Department's peer review of Statewide assessment systems under Title I
of the ESEA.
Which students with disabilities are eligible to be assessed based
on modified academic achievement standards? The final regulations
reflect our intent that students assessed based on modified academic
achievement standards are not limited to students with disabilities
achieving close to grade level, may be in any of the disability
categories listed in the IDEA, and may represent a wide spectrum of
abilities. The comments we received indicated that the proposed
requirement that a student receive direct instruction in grade-level
content in order to be eligible for an alternate assessment based on
modified academic achievement standards was mistakenly understood to
mean that only students achieving close to grade level could be
assessed based on modified academic achievement standards. That was not
our intent. We included this requirement because we believe that all
students with disabilities, including students assessed based on
modified academic achievement standards, should have access to grade-
level content. This is consistent with the provisions in the IDEA that
focus on ensuring that all students with disabilities have access to
the general curriculum (See, e.g., section 614(d)(1)(A)(i)(II)(aa) and
(IV)(bb)).
However, in order to clarify the policy and limit further
misunderstanding, we have removed the requirement that a student
receive direct instruction in grade-level content in order to be
eligible for an alternate assessment based on modified academic
achievement standards from the final regulations and replaced it with a
requirement that if the IEPs of these students include goals for a
subject assessed under Sec. 200.2, those goals must be based on grade-
level content standards. We believe this will help ensure that students
have access to grade-level content before they are assessed based on
modified academic achievement standards and that they receive
instruction in grade-level content after they are assessed based on
modified academic achievement standards. Such an approach focuses the
IEP Team and the student on grade-level content standards and on the
student's current achievement relative to those standards. We believe
that instruction in grade-level content is critical to ensure that
students who participate in alternate assessments based on modified
academic achievement standards are prepared to demonstrate their
mastery of grade-level content and can move closer to grade-level
achievement. The final regulations intentionally do not prescribe which
students with disabilities are eligible to be assessed based on
modified academic achievement standards; that is the determination of a
student's IEP Team, which includes the student's parents, based on
criteria developed by the State as part of the State's guidelines for
IEP Teams. Those criteria must include, but are not limited to, the
following:
(1) There must be objective evidence demonstrating that the
student's disability has precluded the student from achieving grade-
level proficiency in the content area assessed. Such evidence may
include the student's performance on State assessments or other
assessments that can validly document academic achievement;
(2) The student's progress to date in response to appropriate
instruction, including special education and related services designed
to address the student's individual needs, is such that, even if
significant growth occurs, the IEP Team is reasonably certain that the
student will not achieve grade-level proficiency within the year
covered by the student's IEP. The IEP Team must use multiple valid
measures of the student's progress over time in making this
determination; and
(3) If the student's IEP includes goals for a subject assessed
under Sec. 200.2, those goals must be based on the academic content
standards for the grade in which the student is enrolled.
In addition to requiring that the IEP of a student assessed based
on modified academic achievement standards include goals that are based
on academic content standards, the final regulations include safeguards
to ensure that a student assessed based on modified academic
achievement standards has the opportunity to learn grade-level content.
Specifically, the final regulations in Sec. 200.1(f)(2) require a
State to (a) establish and monitor implementation of clear and
appropriate guidelines for an IEP Team to apply in developing and
implementing the IEP of a student assessed based on modified academic
achievement standards; (b) ensure that a student who takes an alternate
assessment based on modified academic achievement standards has access
to the curriculum, including instruction, for the grade in which the
student is enrolled; and (c) ensure that a student who takes an
alternate assessment based on modified academic achievement standards
is not precluded from attempting to complete the requirements, as
defined by the State, for a regular high school diploma.
To help IEP Teams make appropriate decisions and ensure that
students are not inappropriately assessed based on modified academic
achievement standards, Sec. 200.1(f)(1)(iii) requires a State to
provide IEP Teams with a clear explanation of the differences between
assessments based on grade-level academic achievement standards and
those based on modified or alternate academic achievement standards
(including any effects of State and local policies on the student's
education resulting from taking an alternate assessment based on
alternate or modified academic achievement standards). Under Sec.
200.1(f)(1)(iv), a State also must ensure that the parents of a student
selected to be assessed based on alternate or modified academic
achievement standards are informed that their child's achievement will
be measured based on alternate or modified academic achievement
standards.
The assumption underlying these regulations is that many students
eligible to be assessed based on modified academic achievement
standards are in regular classrooms with children of the same
chronological age and are receiving instruction in grade-level
curriculum; however, because of these students' disabilities, their IEP
Teams are reasonably certain they will not achieve grade-level
proficiency within the year covered by their IEPs. In most schools,
students assessed based on modified academic achievement standards will
represent a small portion of students with disabilities. The final
regulations in Sec. 200.13(c)(2)(ii) provide that up to 2.0 percent
(approximately 20 percent of students with disabilities) of the
proficient and advanced scores from alternate assessments based on
modified
[[Page 17750]]
academic achievement standards may be included in calculating AYP.
What assessments measure performance based on modified academic
achievement standards? Because a student eligible to be assessed based
on modified academic achievement standards must have access to a
curriculum based on the State's academic content standards for the
grade in which the student is enrolled, that student must be assessed
with a measure that is also based on those same grade-level academic
content standards, although the assessment may be less difficult than
the State's regular assessment. An out-of-level assessment cannot be
used as an alternate assessment based on modified academic achievement
standards because, by definition, an out-of-level assessment does not
cover the same content as an assessment based on grade-level academic
content standards.
The final regulations in Sec. 200.6(a)(3) make clear that a State
may develop a new alternate assessment based on modified academic
achievement standards or adapt its general assessment. Consistent with
Sec. 200.6(a)(3)(ii), an alternate assessment based on modified
academic achievement standards must cover the same grade-level content
as the regular assessment. Beyond this essential requirement, a State
may employ a variety of strategies to design an alternate assessment
based on modified academic achievement standards. For example, it might
replace the most difficult items on a State's general assessment with
simpler items while retaining coverage of the State's academic content
standards or modify the same items that appear on the grade-level
assessment by eliminating one of the incorrect answers in a multiple
choice test. Alternatively, a State might choose to develop a unique
assessment based on grade-level academic content standards that
provides flexibility in the presentation of test items, for example, by
using technology to allow students to access items via print, spoken,
and pictorial form. Or States may permit students to respond to test
items by dictating responses or using mathematics manipulatives to
illustrate conceptual or procedural knowledge. Regardless of whether a
State chooses to construct a unique assessment or to adapt its general
assessment, any alternate assessment based on modified academic
achievement standards must meet the requirements for high technical
quality set forth in Sec. Sec. 200.2(b) and 200.3(a)(1) (including
validity, reliability, accessibility, objectivity, and consistency with
nationally recognized professional and technical standards) and be
based on modified academic achievement standards that have been
developed through a documented and validated standards-setting process
that includes broad stakeholder input, consistent with new Sec.
200.1(e)(1)(iv).
Other Provisions Addressed in These Regulations
These regulations also finalize several other provisions under
Title I and the IDEA that were proposed in the NPRM, including the
following:
Minimum group size. The final Title I regulations in Sec.
200.7(a)(2)(ii) prohibit a State, beginning in the 2007-08 school year,
from establishing a different minimum number (group size or ``n size'')
of students across the required AYP subgroups for purposes of
calculating AYP. This requirement applies to all States, not just those
that choose to develop and administer an alternate assessment based on
modified academic achievement standards.
Multiple test administrations. With the removal of current Sec.
200.20(c)(3), States will now be permitted to administer their State
assessments (including regular and alternate assessments) more than
once and include the student's best score in determining AYP.
Guidelines for IEP Teams. Title I requires a State to administer
assessments that are valid and reliable for the purposes for which they
are used. Accordingly, students, including students with disabilities,
who are assessed with assessments that are not valid and reliable are
not ``participants'' for purposes of calculating participation rates in
determining AYP. The final IDEA regulations that are included in these
regulations provide that a State's (or in the case of district-wide
assessments, an LEA's) guidelines require each child to be validly
assessed and identify, for each assessment, any accommodations that
would result in an invalid score. Consistent with Title I, a student
with disabilities must receive a valid score in order to be counted as
a participant under the IDEA.
The final Title I regulations in Sec. 200.1(f) place
responsibility on a State to develop guidelines for IEP Teams and in
new Sec. 200.20(c)(3) make clear that, to count a student who is
assessed based on alternate or modified academic achievement standards
as a participant for purposes of meeting the 95 percent assessment
participation requirement, a State must have guidelines for IEP Teams
to use to determine appropriately which students should participate in
alternate assessments based on alternate or modified academic
achievement standards that meet the requirements of these regulations.
Former students with disabilities. The final regulations in Sec.
200.20(f)(2) provide additional flexibility in calculating AYP for the
students with disabilities subgroup. Under the final regulations, a
State may include, for a period of up to two years, the scores of
students who were previously identified with a disability under the
IDEA but who no longer receive special education services. A State,
however, would not be able to include the scores of former students
with disabilities as part of the students with disabilities subgroup in
reporting any other information (e.g., participation rates) under Title
I.
Assessment of students with disabilities under the IDEA. To ensure
a coordinated administration of the IDEA and Title I programs, the
final IDEA regulations on assessment in Sec. 300.160, which are
included in this regulations package, incorporate provisions regarding
modified academic achievement standards that are consistent with the
changes to the regulations under Title I of the ESEA. In addition, the
final IDEA regulations provide that a State's (or in the case of a
district-wide assessment, an LEA's) guidelines must require each child
to be validly assessed and must identify, for each assessment,
accommodations that would result in an invalid score. Consistent with
Title I, these final regulations also provide in Sec. 300.160(f)(1)
that a student taking an assessment with an accommodation that
invalidates the score would not be reported as a participant under the
IDEA. This coordination of the regulations for the IDEA and Title I
programs should avoid confusion among parents, teachers, and
administrators, and reinforce IDEA's and Title I's shared goal of high
expectations and accountability for all students.
Major Changes in the Regulations
The following is a summary of the major substantive changes in
these final regulations from the regulations proposed in the NRPM (the
rationale for each of these changes is discussed in the Analysis of
Comments and Changes section elsewhere in this preamble).
PART 200--TITLE I--IMPROVING THE ACADEMIC ACHIEVEMENT OF THE
DISADVANTAGED
State Responsibilities for Developing Challenging Academic Standards
(Sec. 200.1(a))
Section 200.1(a)(1) and (a)(2) have been revised to
clarify that the same
[[Page 17751]]
academic content standards apply to all public schools and all public
school students and that the authority to develop alternate and
modified academic achievement standards for eligible students with
disabilities does not apply to academic content standards. Proposed
paragraph (b)(1)(i) is redundant with these changes and has been
removed.
Modified Academic Achievement Standards (Sec. 200.1(e))
Section 200.1(e)(1), which defines modified academic
achievement standards for a State that chooses to develop such
standards, has been revised as follows:
(1) Paragraph (e)(1) of Sec. 200.1, which permits a State to
develop modified academic achievement standards for students with
disabilities, has been changed by deleting the reference to a
documented and validated standards-setting process. The requirement for
a State to use a documented and validated standards-setting process has
been clarified and expanded in new Sec. 200.1(e)(1)(iv).
(2) Proposed paragraph (e)(1)(i) of Sec. 200.1, which requires
modified academic achievement standards to be aligned with a State's
academic content standards for the grade in which the student is
enrolled, would have permitted modified academic achievement standards
to reflect reduced breadth or depth of grade level content. The
requirement has been changed by deleting the reference to reduced
breadth or depth.
(3) A new paragraph (e)(1)(ii) has been added to Sec. 200.1 to
specify that modified academic achievement standards must be
challenging for eligible students, but may be less difficult than
grade-level academic achievement standards.
(4) Proposed paragraph (e)(1)(ii) of Sec. 200.1, which would have
required modified academic achievement standards to provide access to
grade-level curriculum, has been removed. This requirement has been
incorporated into the requirements for State guidelines in new Sec.
200.1(f)(2)(iii). In addition, we have clarified that grade-level
curriculum includes instruction.
(5) A new paragraph (e)(1)(iii) has been added to Sec. 00.1
indicating that modified academic achievement standards, like grade-
level academic achievement standards, must include at least three
achievement levels.
(6) Proposed paragraph (e)(1)(iii) of Sec. 200.1, which would have
required that modified academic achievement standards not preclude a
student from earning a high school diploma, has been removed. A similar
provision has been included in the requirements for State guidelines in
new Sec. 200.1(f)(2)(iv).
(7) A new Sec. 200.1(e)(1)(iv) has been added requiring modified
academic achievement standards to be developed through a documented and
validated standards-setting process that includes broad stakeholder
input, including persons knowledgeable about a State's academic content
standards and experienced in standards setting and special educators
who are most knowledgeable about children with disabilities.
Section 200.1(e)(2), regarding the criteria for IEP Teams
to use in determining whether a student is eligible to be assessed
based on modified academic achievement standards, has been revised to
make the following changes:
(1) The introduction to Sec. 200.1(e)(2) has been changed to
clarify that a State may include criteria, in addition to those listed
in paragraphs (e)(2)(i) through (e)(2)(iii), for IEP Teams to use in
determining whether a student should be assessed based on modified
academic achievement standards.
(2) Paragraph (e)(2)(ii) of Sec. 200.1, regarding the guidelines
that a State must establish for IEP Teams, has been changed by (A)
removing the requirement that IEP Teams consider a student's progress
in response to high-quality instruction and replacing it with a
requirement that IEP Teams consider a student's progress to date in
response to appropriate instruction; and (B) removing the requirement
that IEP Teams determine that a student is not likely to achieve grade-
level proficiency within the year covered by the student's IEP, and
replacing it with a requirement that IEP Teams be reasonably certain
that, even if significant growth occurs, the student will not achieve
grade-level proficiency within the year covered by the student's IEP.
(3) A new paragraph (e)(2)(iii) has been added to Sec. 200.1
requiring that if a student assessed based on modified academic
achievement standards has an IEP that includes goals for a subject
assessed under Sec. 200.2, those goals must be based on the academic
content standards for the grade in which the student is enrolled.
Proposed Sec. 200.1(e)(2)(iii), which would have required, as an
eligibility condition, that a student be receiving instruction in the
grade-level curriculum for the subjects in which the student is
assessed, has been removed.
Proposed Sec. 200.1(e)(3), which would have permitted a
student assessed based on modified academic achievement standards to be
in any of the 13 disability categories listed in the IDEA, has been
removed. This provision has been incorporated into the requirements for
State guidelines in new Sec. 200.1(f)(1)(ii).
Proposed Sec. 200.1(e)(4), which would have provided that
a student could be assessed based on modified academic achievement
standards in one or more subjects for which assessments are
administered under Title I, has been removed. This provision has been
revised and incorporated into the requirements for State guidelines in
new Sec. 200.1(f)(1)(i)(B) (proposed Sec. 200.1(f)(1)(ii)).
Proposed Sec. 200.1(e)(5), which would have required the
decision to assess a student based on modified academic achievement
standards to be reviewed annually by a student's IEP Team, has been
removed. This requirement has been revised and incorporated into the
requirements for State guidelines in new Sec. 200.1(f)(2)(v).
State Guidelines (Sec. 200.1(f))
Proposed Sec. 200.1(f), regarding the requirements for
State guidelines, has been restructured into new paragraphs (f)(1) and
(f)(2). New paragraph (f)(1) includes the requirements for State
guidelines for students who are assessed based on either alternate or
modified academic achievement standards. New paragraph (f)(2) includes
additional requirements for State guidelines for students who are
assessed based on modified academic achievement standards.
Proposed Sec. 200.1(f)(1), which would have required a
State to establish and ensure implementation of clear and appropriate
guidelines for IEP Teams to determine if students are to be assessed
based on alternate or modified academic achievement standards, has been
expanded to require a State to establish and monitor implementation of
clear and appropriate guidelines for IEP Teams. Proposed Sec. Sec.
200.1(f)(1) and 200.1(f)(1)(i) have been redesignated as new Sec. Sec.
200.1(f)(1)(i) and 200.1(f)(1)(i)(A), respectively.
Proposed Sec. 200.1(f)(1)(ii), which requires a State to
establish guidelines for IEP Teams to use in determining if students
are to be assessed based on modified academic achievement standards,
has been revised to clarify that students may be assessed based on
modified academic achievement standards in one or more of the subjects
tested under Title I. Proposed Sec. 200.1(f)(1)(ii) has been
redesignated as new Sec. 200.1(f)(1)(i)(B).
A new Sec. 200.1(f)(1)(ii) has been added to require a
State to inform IEP Teams that students eligible to be
[[Page 17752]]
assessed based on alternate or modified academic achievement standards
may be from any of the disability categories listed in the IDEA.
A new Sec. 200.1(f)(1)(iii) has been added to require a
State to provide IEP Teams with a clear explanation of the differences
between assessments based on grade-level academic achievement standards
and those based on modified or alternate academic achievement
standards, including any effects of State and local policies on a
student's education resulting from taking an alternate assessment based
on alternate or modified academic achievement standards (such as
whether only satisfactory performance on a regular assessment would
qualify a student for a regular high school diploma).
Proposed Sec. 200.1(f)(2), which would have required that
parents of a student selected to be assessed based on alternate or
modified academic achievement standards are informed that their child's
achievement will be measured based on alternate or modified academic
achievement standards, has been redesignated as Sec. 200.1(f)(1)(iv).
A new Sec. 200.1(f)(2), regarding requirements for State
guidelines for a student who is assessed based on modified academic
achievement standards, has been added and includes the following:
(1) New paragraph (f)(2)(i) in Sec. 200.1 requires a State to
inform IEP Teams that a student may be assessed based on modified
academic achievement standards in one or more subjects for which
assessments are administered under Title I.
(2) New paragraph (f)(2)(ii) in Sec. 200.1 requires a State to
establish and monitor the implementation of clear and appropriate
guidelines for an IEP Team to apply in developing and implementing an
IEP for a student who is assessed based on modified academic
achievement standards. New paragraph (f)(2)(ii)(A) and (B) requires
that the IEP of a student assessed based on modified academic
achievement standards include IEP goals that are based on the academic
content standards for the grade in which the student is enrolled, and
be designed to monitor the student's progress in achieving the
student's standards-based goals.
(3) New paragraph (f)(2)(iii) in Sec. 200.1 requires a State to
ensure that a student who is assessed based on modified academic
achievement standards has access to the curriculum, including
instruction, for the grade in which the student is enrolled.
(4) New paragraph (f)(2)(iv) in Sec. 200.1 requires a State to
ensure that a student who takes an alternate assessment based on
modified academic achievement standards is not precluded from
attempting to complete the requirements, as defined by the State, for a
regular high school diploma.
(5) New paragraph (f)(2)(v) in Sec. 200.1 ensures that each IEP
Team reviews annually for each subject its decision to assess a student
based on modified academic achievement standards.
Inclusion of All Students (Sec. 200.6)
Section 200.6(a)(1)(ii)(A) has been revised to clarify
that a State must develop, disseminate information on, and promote the
use of appropriate accommodations to increase the number of students
who are tested against academic achievement standards for the grade in
which a student is enrolled.
Section 200.6(a)(2)(iii), which requires a State to
document that a student with the most significant cognitive
disabilities is, to the maximum extent possible, included in the
general curriculum, has been changed by deleting the word ``maximum.''
Section 200.6(a)(3), regarding alternate assessments based
on modified academic achievement standards, has been revised as
follows:
(1) The heading in Sec. 200.6(a)(3) has been changed to clarify
that an assessment based on modified academic achievement standards is
an ``alternate'' assessment.
(2) Section 200.6(a)(3) has been revised by removing the regulatory
references to grade-level assessments and alternate assessments.
(3) A new Sec. 200.6(a)(3)(i) has been added to clarify that a
State may develop a new alternate assessment or adapt a grade-level
assessment to assess a student based on modified academic achievement
standards.
(4) A new Sec. 200.6(a)(3)(ii) has been added to include the
requirements for alternate assessments based on modified academic
achievement standards. Proposed Sec. 200.6(a)(3)(i) through
(a)(3)(iv), which included the requirements for alternate assessments
based on modified academic achievement standards, has been redesignated
as new Sec. 200.6(a)(3)(ii)(A) through (a)(3)(ii)(D).
Section 200.6(a)(4), regarding the reporting requirements
under section 1111(h)(4) of Title I, has been changed by redesignating
(A) proposed paragraph (a)(4)(iv), regarding alternate assessments
based on grade-level academic achievement standards, as new paragraph
(a)(4)(iii); and (B) proposed paragraph (a)(4)(iii), regarding
alternate assessments based on modified academic achievement standards,
as new paragraph (a)(4)(iv). In addition, ``to the Secretary'' has been
added to the introductory sentence in Sec. 200.6(a)(4) to clarify to
whom States must report the data collected under section 1111(h)(4) of
the Act.
Disaggregation of Data (Sec. 200.7)
Section 200.7(a)(ii), providing that a State may not
establish a different minimum number of students for separate
subgroups, has been revised by clarifying that this provision also
applies to the school as a whole. In addition, the final regulations
make clear that this provision takes effect for AYP determinations
based on 2007-08 assessment data.
Making Adequate Yearly Progress (Sec. 200.20(f))
Proposed Sec. 200.20(f)(1), which permits a State to
include, for a period of up to two years, the scores of students who
were previously identified with a disability in AYP calculations, has
been incorporated into current Sec. 200.20(f)(2), which codifies the
final regulations on accountability for former limited English
proficient (LEP) students published in the Federal Register on
September 13, 2006 (71 FR 54187).
Proposed Sec. 200.20(f)(2) has been changed to clarify
that if a State includes the scores of former students with
disabilities in calculating AYP, it must include the scores of all such
students. Proposed Sec. 200.20(f)(2) has been incorporated into new
Sec. 200.20(f)(2)(ii).
Transition Provision Regarding Modified Academic Achievement Standards
(Sec. 200.20(g))
A new Sec. 200.20(g) has been added to make explicit that
the Secretary may provide States flexibility in accounting for the
achievement of some students with disabilities in AYP determinations
that are based on assessments administered in 2007-08 and 2008-09.
States must demonstrate, for each year for which flexibility is
available, that they are expeditiously moving to adopt and administer
assessments based on modified academic achievement standards consistent
with these regulations and meet other criteria, as the Secretary
determines appropriate, in order to be considered for this flexibility.
[[Page 17753]]
PART 300--ASSISTANCE TO STATES FOR THE EDUCATION OF CHILDREN WITH
DISABILTIES
Participation in Assessments (Sec. 300.160)
Section 300.160(b)(2), regarding accommodation guidelines
that a State must develop, has been revised to clarify that the State
guidelines must (A) identify the accommodations for each assessment
that do not invalidate the score; and (B) instruct IEP Teams to select,
for each assessment, only those accommodations that do not invalidate
the score.
Proposed Sec. 300.160(c), which would have required a
State that has adopted modified academic achievement standards to have
guidelines for the participation of students with disabilities in
assessments based on those standards, has been removed. With the
clarification in Sec. 200.6(a)(3) that assessments based on modified
academic achievement standards are alternate assessments, proposed
Sec. 300.160(c) is redundant with new Sec. 300.160(c) (proposed Sec.
300.160(d)).
Proposed Sec. 300.160(d)(1), which requires a State (or
in the case of a district-wide assessment, an LEA) to develop and
implement alternate assessments and guidelines for children who cannot
participate in regular assessments, even with accommodations, has been
redesignated as new Sec. 300.160(c)(1).
Proposed Sec. 300.160(d)(2)(ii), which would have
required a State to measure the achievement of children based on
alternate academic achievement standards if a State has adopted those
standards, has been changed by replacing ``alternate academic
achievement standards'' with ``modified academic achievement
standards,'' and clarifying that modified academic achievement
standards are permitted for children who meet the State's criteria
under Sec. 200.1(e)(2). Proposed Sec. 300.160(d)(2)(ii) has been
redesignated as Sec. 300.160(c)(2)(ii).
A new Sec. 300.160(c)(2)(iii) has been added, providing
that, if a State has adopted alternate academic achievement standards,
the State must measure the achievement of children with the most
significant cognitive disabilities against those standards.
A new paragraph (d) has been added, requiring a State to
provide IEP Teams with a clear explanation of the differences between
assessments based on grade-level academic achievement standards and
those based on modified or alternate academic achievement standards,
including any effects of State or local policies on the student's
education resulting from taking an alternate assessment based on
alternate or modified academic achievement standards (such as whether
only satisfactory performance on a regular assessment would qualify a
student for a regular high school diploma).
A new paragraph (e) has been added, requiring a State to
ensure that parents of a student selected to be assessed based on
alternate or modified academic achievement standards are informed that
their child's achievement will be measured based on alternate or
modified academic achievement standards.
Proposed Sec. 300.160(e), regarding reports on the
assessment of students with disabilities, has been redesignated as
Sec. 300.160(f) and changed as follows:
(1) Proposed paragraph (e)(1) in Sec. 300.160, which requires a
State to report on the number of children with disabilities
participating in regular assessments, and the number of those children
who were provided accommodations that did not result in an invalid
score, has been redesignated as Sec. 300.160(f)(1).
(2) Proposed paragraph (e)(2) in Sec. 300.160 has been
redesignated as Sec. 300.160(f)(2) and revised to require a State to
report on the number of children participating in alternate assessments
based on grade-level academic achievement standards.
(3) Proposed paragraph (e)(3) in Sec. 300.160, which requires a
State to report on the number of children with disabilities who are
assessed based on alternate academic achievement standards, has been
changed to require a State to report on the number of children with
disabilities, if any, who are assessed based on modified academic
achievement standards. The regulatory reference to alternate
assessments based on alternate academic achievement standards has been
deleted and proposed Sec. 300.160(e)(3) has been redesignated as Sec.
300.160(f)(3).
(4) Proposed paragraph (e)(4) in Sec. 300.160, which requires a
State to report on the number of children with disabilities who are
assessed based on modified academic achievement standards, has been
changed to require a State to report on the number of children with
disabilities, if any, who are assessed based on alternate academic
achievement standards. The regulatory reference to modified academic
achievement standards has been deleted and proposed Sec. 300.160(e)(4)
has been redesignated as Sec. 300.160(f)(4).
(5) Proposed paragraph (e)(5) in Sec. 300.160, which required a
State to report on the performance results of children with
disabilities on regular assessments and on alternate assessments, has
been clarified by specifically identifying alternate assessments based
on grade-level academic achievement standards; alternate assessments
based on modified academic achievement standards; and alternate
assessments based on alternate academic achievement standards. It also
has been revised to require that performance results for children with
disabilities be compared to the achievement of all students, including
children with disabilities. Proposed Sec. 300.160(e)(5) has been
redesignated as Sec. 300.160(f)(5).
Proposed Sec. 300.160(f), regarding universal design, has
been redesignated as Sec. 300.160(g).
Analysis of Comments and Changes
In response to the Secretary's invitation in the NPRM, more than
300 parties submitted comments on the proposed regulations, many of
which were substantially similar. An analysis of the comments and
changes in the regulations since publication of the NPRM follows.
We discuss substantive issues under the sections of the regulations
to which they pertain. Generally, we do not address technical or minor
changes, and suggested changes that we are not authorized to make under
the law. We also do not address comments on Title I or IDEA regulations
that were not part of the NPRM published on December 15, 2005 (70 FR
74624), such as comments concerning the regulations regarding alternate
academic achievement standards.
Interim Flexibility
Comment: Several commenters made recommendations regarding the
Department's interim flexibility, which gave eligible States the
flexibility to provide credit to schools or districts that missed AYP
solely because of the achievement of the students with disabilities
subgroup. Some commenters opposed this flexibility; most others
suggested extending the flexibility until the final regulations on
modified academic achievement standards are in effect or until States
have had time to develop modified academic achievement standards and
aligned alternate assessments. One commenter recommended that the
interim flexibility be made permanent instead of the Department
regulating to permit States to establish modified academic achievement
standards. Finally, one commenter stated that offering interim
flexibility prior to rulemaking violated
[[Page 17754]]
Title I negotiated rulemaking requirements.
Discussion: The Department permitted States that expressed interest
in developing modified academic achievement standards and assessments
based on those standards to take advantage of interim flexibility while
the Department drafted the proposed regulations. This flexibility was
granted for the 2004-05 school year and then extended for a second year
(2005-06) to cover the period of time when members of the public were
commenting on the proposed regulations and while the Department
developed the final regulations. The interim flexibility will be
extended for the 2006-07 school year for States that can show evidence
of a commitment to develop modified academic achievement standards.
We believe that the flexibility to develop modified academic
achievement standards provides a means to assess appropriately some
students with disabilities and include them in State accountability
systems. Therefore, we do not believe the interim flexibility should be
used in lieu of setting modified academic achievement standards, as
recommended by one commenter.
We do not believe that offering interim flexibility prior to
rulemaking violated negotiated rulemaking requirements. We understand
the statutory requirements for negotiated rulemaking in section 1901 of
the ESEA to apply to Title I standards and assessment regulations
required to be implemented within one year of enactment of NCLB, not to
subsequent regulatory amendments such as those included in these
regulations.
The Department recognizes that some States may need time beyond the
2006-07 school year to develop and implement alternate assessments
based on modified academic achievement standards. Therefore, we are
adding a new Sec. 200.20(g) providing that the Secretary may give
flexibility for two additional years (through the 2008-09 school year)
to States that are developing alternate assessments based on modified
academic achievement standards consistent with these regulations.
Changes: We have added a new Sec. 200.20(g) specifying that the
Secretary may provide a State that is moving expeditiously to adopt and
administer alternate assessments based on modified academic achievement
standards flexibility in accounting for the achievement of students
with disabilities in AYP determinations that are based on assessments
administered in school years 2007-08 and 2008-09. To be eligible for
this flexibility, a State must meet criteria, as the Secretary
determines appropriate, for each year for which the flexibility is
available.
State Responsibilities for Developing Challenging Academic Standards
(Sec. 200.1)
Comment: A few commenters recommended revising Sec. 200.1(a)(1) to
clarify when the regulation applies to academic content standards
versus academic achievement standards. The commenters noted that the
authority to develop modified and alternate academic achievement
standards appears erroneously also to apply to academic content
standards.
Discussion: We agree that the regulation in Sec. 200.1(a)(1)
should be more specific when referring to academic standards.
Therefore, we have clarified that the same academic content standards
apply to all public schools and all public school students in a State
and that the authority to develop alternate academic achievement
standards in paragraph (d) and modified academic achievement standards
in paragraph (e) for eligible students with disabilities does not apply
to academic content standards. We also have modified paragraph (a)(2)
to be consistent with these changes. Section 200.1(b)(1)(i) is
redundant with these changes and has been removed.
Changes: We have made the following changes in Sec. 200.1(a)(1):
(1) Added ``content and academic achievement'' before ``standards'; and
(2) added ``which apply only to the State's academic achievement
standards'' at the end of the sentence in paragraph (a)(1). Consistent
with these changes, we have revised paragraph (a)(2) to read, ``Include
the same knowledge and skills expected of all students and the same
levels of achievement of all students, except as provided in paragraphs
(d) and (e) of this section.'' We have removed Sec. 200.1(b)(1)(i).
Modified Academic Achievement Standards (Sec. 200.1(e))
Comment: Several commenters recommended that the regulations
provide more detail on the essential components of the documented and
validated standards-setting process required in Sec. 200.1(e)(1).
These commenters stated that the process should include broad
stakeholder input. One commenter requested that the regulations require
a State to explain to the public how it proposes to change its content
standards to coincide with modified academic achievement standards. A
few commenters requested that the regulations specify the persons who
should define the standards and participate in the standards-setting
process, and include information about how parents and specialists
should be involved.
Discussion: We do not believe that it is necessary to include the
details of a validated standards-setting process in these regulations
because the field generally agrees that the process should be
consistent with the standards for educational and psychological testing
(1999).\1\ This process relies on both empirical data and the informed
judgments of persons familiar with academic content as well as with the
students with disabilities to be assessed. We agree with the commenters
that the development of achievement standards typically benefits from
broad stakeholder involvement to ensure consensus regarding the
knowledge and skills essential for all students and have clarified this
in the regulations. In response to the request to define who should be
involved in the standards-setting process for modified academic
achievement standards, we believe that the process should include
persons who are knowledgeable about the State's academic content
standards and experienced in standards setting, as well as special
educators who are most knowledgeable about the academic abilities and
achievement of students with disabilities, and we have added clarifying
language in the regulations. We decline to comment on how parents and
specialists should be involved in the process. These determinations are
best left to State and local officials.
---------------------------------------------------------------------------
\1\ AERA, APA, & NCME. (1999). (American Educational Research
Association, American Psychological Association, & National Council
on Measurement in Education) Joint Committee on Standards for
Educational and Psychological Testing. Standards for educational and
psychological testing. Washington, DC: AERA.
---------------------------------------------------------------------------
With regard to the commenter who requested that the regulations
require a State to explain to the public how it proposes to change its
content standards to coincide with modified academic achievement
standards, we note that a State that intends to develop modified
academic achievement standards consistent with these regulations would
not propose to change its academic content standards. As required in
Sec. 200.1(e)(1), modified academic achievement standards must be
aligned with the State's academic content standards.
Changes: We have removed the phrase ``through a documented and
validated standards-setting process'' in proposed Sec. 200.1(e)(1) and
have added a new Sec. 200.1(e)(1)(iv) to require that modified
academic achievement standards be developed through a
[[Page 17755]]
documented and validated standards-setting process that includes broad
stakeholder input, including persons knowledgeable about the State's
academic content standards and experienced in standards setting and
special educators who are most knowledgeable about children with
disabilities.
Comment: A number of commenters disagreed with the requirement in
Sec. 200.1(e)(1)(i) that modified academic achievement standards be
aligned with the State's academic content standards for the grade in
which the student is enrolled. Several commenters stated that this
requirement excludes students who need to be assessed against a truly
modified set of learning standards. These commenters argued that
modified academic achievement standards should be for students with
learning goals that are substantively different from the general
education standards, but not as different as the learning goals for
students with the most significant cognitive disabilities who are
assessed based on alternate academic achievement standards.
Several commenters stated that modified academic achievement
standards should focus on the individual needs of a student with
disabilities and be aligned with standards that are appropriate for the
student's instructional level, not grade level. A few commenters stated
that the criteria for modified academic achievement standards are too
prescriptive and that States should have the flexibility to develop
modified academic achievement standards in ways that meet their needs.
Discussion: We disagree with the commenters. Modified academic
achievement standards are intended for a small group of students who,
by virtue of their disability, are not likely to meet grade-level
academic achievement standards in the year covered by their IEPs even
with appropriate instruction. These students need the benefit of access
to instruction in grade-level content so that they can move closer to
grade-level achievement. We believe that allowing modified academic
achievement standards to focus on something other than grade-level
content standards (e.g., allowing them to be based on a student's
instructional level) would lower expectations and limit opportunities
for these students to access grade-level content and meet grade-level
achievement standards. We also believe that allowing States to develop
modified academic achievement standards without placing any parameters
or restrictions on their use would likely result in lowered
expectations.
Changes: None.
Comment: Many commenters requested specific guidance on how a State
could appropriately reduce the breadth or depth of grade-level
standards, as proposed in Sec. 200.1(e)(1)(i). One commenter requested
that the regulations clarify that reducing breadth or depth would
permit the assessment of prerequisite skills that are needed to master
grade-level content standards.
Discussion: Modified academic achievement standards are intended to
be challenging for a small group of students whose disability has thus
far prevented them from attaining grade-level proficiency. However,
while the modified academic achievement standards may be less demanding
than grade-level academic achievement standards, these students must
have access to a curriculum based on grade-level content standards so
that they can move closer to grade-level achievement. This means that
an alternate assessment based on modified academic achievement
standards must cover the same grade-level content, but may include less
difficult questions overall.
We agree that the phrase ``breadth or depth'' in the context of
developing modified academic achievement standards is not clear and
does not sufficiently convey that only the academic achievement
standards for students, not the content on which they are assessed, are
to be modified. In addition, the terms ``breadth'' and ``depth'' are
descriptive, rather than technical, and do not have consistent meanings
for the different stakeholders involved in developing and using student
assessments. Therefore, we have removed the reference to reduced
breadth or depth from Sec. 200.1(e)(1)(i). Section 200.1(e)(1)(i)
continues to require modified academic achievement standards to be
aligned with the State's academic content standards for the grade in
which the student is enrolled. We have added a new paragraph (e)(1)(ii)
clarifying that modified academic achievement standards must be
challenging for eligible students, but may be less difficult than
grade-level academic achievement standards. Consistent with section
1111(b)(1)(D)(i) of the ESEA, we also have clarified that modified
academic achievement standards must include at least three achievement
levels.
Changes: The phrase ``reflect reduced breadth or depth of grade
level content'' has been removed from Sec. 200.1(e)(1)(i). A new Sec.
200.1(e)(1)(ii) has been added specifying that modified academic
achievement standards must be challenging for eligible students, but
may be less difficult than grade-level academic achievement standards.
We also have added a new Sec. 200.1(e)(1)(iii) to require modified
academic achievement standards to include at least three achievement
levels.
Comment: One commenter stated that modified academic achievement
standards should be designed to allow a student, over time, to reach
grade-level academic achievement standards. Many commenters stated that
the regulations should include protections so that the regulations do
not result in lowered expectations for students with disabilities.
Discussion: We added a number of safeguards to the safeguards that
were already included in the proposed regulations to ensure that a
student with disabilities who is assessed based on modified academic
achievement standards has access to grade-level content so that the
student has the opportunity, over time, to reach grade-level academic
achievement standards. The safeguards for students that are included in
these final regulations include the following: Sec. 200.1(e)(1)(i)
requires that modified academic achievement standards be aligned with a
State's academic content standards for the grade in which a student is
enrolled; new Sec. 200.1(e)(2)(iii) requires that a student's IEP
include goals that are based on the academic content standards for the
grade in which the student is enrolled and be designed to monitor a
student's progress in achieving the student's standards-based goals;
new Sec. 200.1(f)(2)(ii) requires a State to establish and monitor
implementation of clear and appropriate guidelines for an IEP Team to
apply in developing and implementing the IEP of a student assessed
based on modified academic achievement standards; new Sec.
200.1(f)(2)(iii) requires that a State's guidelines for IEP Teams
ensure that a student who is assessed based on modified academic
achievement standards has access to the curriculum, including
instruction, for the grade in which the student is enrolled; and new
Sec. 200.1(f)(2)(iv) requires a State to ensure that a student who
takes an alternate assessment based on modified academic achievement
standards is not precluded from attempting to complete the
requirements, as defined by the State, for a regular high school
diploma.
Changes: None.
Comment: We received several comments regarding proposed Sec.
200.1(e)(1)(iii), which requires that modified academic achievement
standards not preclude a student from
[[Page 17756]]
earning a regular high school diploma. Several commenters stated that
it would be an intrusion into State graduation standards if a State was
required to diminish its standards for a regular diploma to include
students who are assessed on modified academic achievement standards.
Discussion: The intent of proposed Sec. 200.1(e)(1)(iii) was not
to require States to alter their graduation requirements or to provide
a regular high school diploma to a student who scores proficient on an
alternate assessment based on modified academic achievement standards.
Rather, we wanted to ensure that a student is not automatically
precluded from attempting to earn a regular high school diploma simply
because the student was assessed based on modified academic achievement
standards. For example, if a State requires students to pass a State
graduation test in order to obtain a regular high school diploma, we
did not want the fact that a student was assessed based on modified
academic achievement standards to automatically prevent the student
from attempting to pass the State's graduation test.
An important requirement for modified academic achievement
standards is that they be aligned with the State's grade-level academic
content standards and provide access to grade-level curriculum.
Therefore, we believe it is reasonable that students assessed based on
modified academic achievement standards have the opportunity to attempt
to earn a regular high school diploma. We recognize that proposed Sec.
200.1(e)(1)(iii) could be misconstrued and, therefore, have changed the
language to make clear that States may not prevent a student from
attempting to complete the requirements, as defined by the State, for a
regular high school diploma simply because the student participates in
an alternate assessment based on modified academic achievement
standards.
Changes: Proposed Sec. 200.1(e)(1)(iii) has been removed. A new
Sec. 200.1(f)(2)(iv) has been added to require a State to ensure that
students who take alternate assessments based on modified academic
achievement standards are not precluded from attempting to complete the
requirements, as defined by the State, for a regular high school
diploma.
Comment: Many commenters requested additional guidance on the
development of modified academic achievement standards. A few
commenters requested guidance on addressing the technical issues
regarding the development of modified academic achievement standards.
Discussion: The Department recognizes the need to provide States
with additional guidance on the development and implementation of
modified academic achievement standards and will provide nonregulatory
guidance, along with technical assistance and support to States on
modified academic achievement standards following the release of these
final regulations.
Changes: None.
Criteria for Defining Eligible Students (Sec. 200.1(e)(2))
Comment: Several commenters recommended that the regulations
clearly state that a student's IEP Team is responsible for determining
whether the student should be assessed based on modified academic
achievement standards. One commenter added that LEAs should not be able
to unilaterally change an IEP Team's decision. Many commenters
recommended requiring that parents be included in this decision and
informed in writing of any potential consequences of such decisions.
Several commenters stated that the information should be provided to
parents in the parent's native language and in language that is easily
understandable.
Discussion: We agree that it would be helpful to clarify that the
State guidelines are for IEP Teams to use in determining which students
with disabilities are eligible to be assessed based on modified
academic achievement standards and have made this change in Sec.
200.1(e)(2) and (e)(2)(ii)(A). Consistent with Sec. 200.1(f)(1)(i),
States have an important role in providing clear and appropriate
guidelines for IEP Teams to use in determining who will be assessed
based on modified academic achievement standards and in monitoring the
implementation of these guidelines by IEP Teams. We also agree that an
LEA cannot unilaterally change an IEP Team's decision regarding whether
a child will be assessed based on modified academic achievement
standards. Section 300.320(a)(6), consistent with section
614(d)(1)(A)(i)(VI) of the IDEA, already provides that it is the
child's IEP Team, not the LEA, that is responsible for determining how
the child will participate in State and dist