Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Uniform Definition of Complex Trade, 1796-1798 [E7-405]
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1796
Federal Register / Vol. 72, No. 9 / Tuesday, January 16, 2007 / Notices
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room. Copies of such filing also will be
available for inspection and copying at
the principal office of the Exchange. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–NYSEArca–2006–38 and
should be submitted on or before
February 6, 2007.
sroberts on PROD1PC70 with NOTICES
IV. Commission’s Findings and Order
Granting Accelerated Approval of the
Proposed Rule Change
After careful review, the Commission
finds that the proposed rule change is
consistent with the requirements of the
Act and the rules and regulations
thereunder applicable to a national
securities exchange.10 In particular, the
Commission finds that the proposed
rule change is consistent with Section
6(b)(5) of the Act,11 which requires that
an exchange have rules designed, among
other things, to promote just and
equitable principles of trade, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system, and in
general to protect investors and the
public interest. The Commission
believes that this proposal should
benefit investors by increasing
competition among markets that trade
the Shares.
In addition, the Commission finds
that the proposal is consistent with
Section 12(f) of the Act,12 which permits
an exchange to trade, pursuant to UTP,
a security that is listed and registered on
10 In approving this rule change, the Commission
notes that it has considered the proposed rule’s
impact on efficiency, competition, and capital
formation. See 15 U.S.C. 78c(f).
11 15 U.S.C. 78f(b)(5).
12 15 U.S.C. 78l(f).
VerDate Aug<31>2005
15:23 Jan 12, 2007
Jkt 211001
another exchange.13 The Commission
notes that it previously approved the
listing and trading of the Shares on
Amex.14 The Commission also finds that
the proposal is consistent with Rule
12f–5 under the Act,15 which provides
that an exchange shall not extend UTP
to a security unless the exchange has in
effect a rule or rules providing for
transactions in the class or type of
security to which the exchange extends
UTP. The Exchange has represented that
it meets this requirement because it
deems the Shares to be equity securities,
thus rendering trading in the Shares
subject to the Exchange’s existing rules
governing the trading of equity
securities.
The Commission further believes that
the proposal is consistent with Section
11A(a)(1)(C)(iii) of the Act,16 which sets
forth Congress’ finding that it is in the
public interest and appropriate for the
protection of investors and the
maintenance of fair and orderly markets
to assure the availability to brokers,
dealers, and investors of information
with respect to quotations for and
transactions in securities. Quotations for
and last sale information regarding the
Shares are disseminated through the
Consolidated Quotation System.
Furthermore, an IOPV calculator
updates the applicable IOPV every 15
seconds to reflect price changes in the
principal foreign markets and converts
such prices into U.S. dollars based on
the current currency exchange rate.
When the foreign market or markets are
closed but Amex is open for trading, the
IOPV is updated every 15 seconds to
reflect changes in currency exchange
rates. NYSE Arca Equities Rule 7.34
describes the situations when the
Exchange would halt trading when the
IOPV or the value of the Index
underlying one of the Funds is not
calculated or widely available.
The Commission notes that, if the
Shares should be delisted by Amex, the
original listing exchange, the Exchange
would no longer have authority to trade
the Shares pursuant to this order.
In support of this proposal, the
Exchange has made the following
representations:
13 Section 12(a) of the Act, 15 U.S.C. 78l(a),
generally prohibits a broker-dealer from trading a
security on a national securities exchange unless
the security is registered on that exchange pursuant
to Section 12 of the Act. Section 12(f) of the Act
excludes from this restriction trading in any
security to which an exchange ‘‘extends UTP.’’
When an exchange extends UTP to a security, it
allows its members to trade the security as if it were
listed and registered on the exchange even though
it is not so listed and registered.
14 See supra note 3.
15 17 CFR 240.12f–5.
16 15 U.S.C. 78k–1(a)(1)(C)(iii).
PO 00000
Frm 00094
Fmt 4703
Sfmt 4703
1. The Exchange’s surveillance
procedures are adequate to monitor the
trading of the Shares.
2. In connection with the trading of
the Shares, the Exchange would inform
ETP Holders in an Information Circular
of the special characteristics and risks
associated with trading the Shares.
3. The Information Circular would
inform participants of the prospectus or
product delivery requirements
applicable to the Shares.
This approval order is conditioned on
the Exchange’s adherence to these
representations.
The Commission finds good cause for
approving this proposal before the
thirtieth day after the publication of
notice thereof in the Federal Register.
As noted previously, the Commission
previously found that the listing and
trading of the Shares on Amex is
consistent with the Act. The
Commission presently is not aware of
any regulatory issue that should cause it
to revisit that earlier finding or preclude
the trading of the Shares on the
Exchange pursuant to UTP. Therefore,
accelerating approval of this proposal
should benefit investors by creating,
without undue delay, additional
competition in the market for the
Shares.
V. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,17 that the
proposed rule change (SR–NYSEArca–
2006–38) is approved on an accelerated
basis.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.18
Nancy M. Morris,
Secretary.
[FR Doc. E7–390 Filed 1–12–07; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–55051; File No. SR–
NYSEArca–2007–01]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing of a
Proposed Rule Change Relating to the
Uniform Definition of Complex Trade
January 5, 2007.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January 3,
17 15
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
18 17
E:\FR\FM\16JAN1.SGM
16JAN1
Federal Register / Vol. 72, No. 9 / Tuesday, January 16, 2007 / Notices
2007, NYSE Arca, Inc. (‘‘NYSE Arca’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change, as described in Items I, II, and
III below, which Items have been
prepared substantially by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
NYSE Arca proposes to modify the
definition of ‘‘Complex Trade’’ in NYSE
Arca Rule 6.92(a)(4). The text of the
proposed rule change appears below,
with additions italicized and deletions
in [brackets]:
Rules of NYSE Arca, Inc.
Rule 6.92
Definitions
(a) The following terms have the
meaning specified in this Rule solely for
the purposes of Rules 6.92–6.95.
(1)–(3) No Change.
(4) ‘‘Complex Trade’’ means the
execution of an order in an option series
in conjunction with the execution of
one or more related order(s) in different
options series in the same underlying
security occurring at or near the same
time for the purpose of executing a
particular investment strategy and for
an equivalent number of contracts,
provided that the number of contracts of
the legs of a spread, straddle, or
combination order may differ by a
permissible ratio [for the equivalent
number of contracts and for the purpose
of executing a particular investment
strategy]. The permissible ratio for this
purpose is any ratio that is equal to or
greater than one-to-three (.333) and less
than or equal to three-to-one (3.00).
(5)–(21) No Change.
*
*
*
*
*
sroberts on PROD1PC70 with NOTICES
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for,
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has substantially prepared
summaries, set forth in Sections A, B,
and C below, of the most significant
aspects of such statements.
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15:23 Jan 12, 2007
Jkt 211001
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
NYSE Arca Rule 6.92(a)(4) defines a
‘‘Complex Trade’’ as it pertains to the
Options Intermarket Linkage
(‘‘Linkage’’). Under the Plan for the
Purpose of Creating and Operating an
Intermarket Option Linkage, the term
‘‘Complex Trade’’ may be defined, and
periodically redefined, by the Options
Linkage Authority Operating Committee
(the ‘‘Committee’’).
On September 15, 2006, the
Committee voted to update the
definition of ‘‘Complex Trade’’ in order
to include transactions in more than one
options series in any ratio from one-tothree (.333) to three-to-one (3.00).
Accordingly, the participant exchanges
agreed to adopt and file uniform rules
defining ‘‘Complex Trade’’ in
furtherance of the Linkage. NYSE Arca
believes that a uniform definition of
Complex Trade will facilitate the best
execution of complex orders and resolve
potential trade-through liability issues
by eliminating conflicting definitions
among the participant exchanges.
2. Statutory Basis
The proposed rule change is
consistent with Section 6(b) of the Act,3
in general, and furthers the objectives of
Section 6(b)(5),4 in particular, in that it
is designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
facilitating transactions in securities,
and to remove impediments to and
perfect the mechanism of a free and
open market and a national market
system.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
NYSE Arca does not believe that the
proposed rule change will impose any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
NYSE Arca neither solicited nor
received written comments with respect
to the proposed rule change.
3 15
4 15
PO 00000
U.S.C. 78f(b).
U.S.C. 78f(b)(5).
Frm 00095
Fmt 4703
Sfmt 4703
1797
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
will:
A. By order approve such proposed
rule change; or
B. Institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
No. SR–NYSEArca–2007–01 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSEArca–2007–01. This
file number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commissions
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room. Copies of such filing also will be
available for inspection and copying at
E:\FR\FM\16JAN1.SGM
16JAN1
1798
Federal Register / Vol. 72, No. 9 / Tuesday, January 16, 2007 / Notices
the principal office of the Exchange. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–NYSEArca–2007–01 and
should be submitted on or before
February 6, 2007.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.5
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–405 Filed 1–12–07; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
National Women’s Business Council;
Public Meeting
sroberts on PROD1PC70 with NOTICES
In accordance with the Women’s
Business Ownership Act, Public Law
106–554 as amended, the National
Women’s Business Council (NWBC) will
hold a public meeting on Wednesday,
February 7, 2007, starting at 8:30 a.m. to
12:30 p.m. The meeting will take place
at the U.S. Small Business
Administration, Eisenhower Conference
Rooms A & B, 409 Third Street, SW.,
Second floor, Washington, DC 20024.
The purpose of the meeting is to
discuss the NWBC’s fiscal year 2007
strategy, agenda and action items,
legislative updates, and status of fiscal
year 2006 projects, along with an
exchange of ideas about goals for the
women’s business community for the
next three, five and ten years. Anyone
wishing to attend the Council meeting
must contact Katherine Stanley no later
than Friday, February 2, 2007 by e-mail
at katherine.stanley@sba.gov or fax to
202–205–6825. Anyone wishing to make
a presentation to the Council during the
meeting must contact Margaret M.
Barton in writing at the National
Women’s Business Council, 409 Third
Street, SW., Suite 210, Washington, DC
20024, by e-mail at
Margaret.barton@sba.gov or fax to 202–
205–6825 by Friday, January 26, 2007,
in order to be put on the agenda.
Matthew Teague,
Committee Management Officer.
[FR Doc. E7–402 Filed 1–12–07; 8:45 am]
BILLING CODE 8025–01–P
5 17
CFR 200.30–3(a)(12).
VerDate Aug<31>2005
15:23 Jan 12, 2007
Jkt 211001
SMALL BUSINESS ADMINISTRATION
Public Federal Regulatory
Enforcement Fairness Hearing; Region
II Regulatory Fairness Board
The U.S. Small Business
Administration (SBA) Region II
Regulatory Fairness Board and the SBA
Office of the National Ombudsman will
hold a public hearing on Friday, January
26, 2007, at 10 a.m. The meeting will
take place at Madison Square Garden—
Theater Entrance, 7th Avenue between
W 32nd and W 33rd Streets, New York,
NY 10001. The purpose of the meeting
is to receive comments and testimony
from small business owners, small
government entities, and small nonprofit organizations concerning
regulatory enforcement and compliance
actions taken by Federal agencies.
Anyone wishing to attend or to make
a presentation must contact Herbert
Austin, in writing or by fax, in order to
be placed on the agenda. Herbert
Austin, Deputy District Director, SBA,
New York District Office, 26 Federal
Plaza, Suite 3100, New York, NY 10278,
phone (212) 264–1482 and fax (202)
401–2224, e-mail:
Herbert.austin@sba.gov.
For more information, see our Web
site at https://www.sba.gov/ombudsman.
Matthew Teague,
Committee Management Officer.
[FR Doc. E7–400 Filed 1–12–07; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Public Federal Regulatory
Enforcement Fairness Hearing; Region
IV Regulatory Fairness Board
The U.S. Small Business
Administration (SBA) Region IV
Regulatory Fairness Board and the SBA
Office of the National Ombudsman will
hold a public hearing on Wednesday,
January 17, 2007, at 10 a.m. The meeting
will take place at BellSouth Building,
Economic Development Theatre,
(Mezzanine Level), 333 Commerce
Street, Nashville, TN 37201. The
purpose of the meeting is to receive
comments and testimony from small
business owners, small government
entities, and small non-profit
organizations concerning regulatory
enforcement and compliance actions
taken by Federal agencies.
Anyone wishing to attend or to make
a presentation must contact Jose
Mendez, in writing or by fax, in order
to be placed on the agenda. Jose
Mendez, Agency Event Coordinator,
SBA, 409 3rd Street, SW., Washington,
PO 00000
Frm 00096
Fmt 4703
Sfmt 4703
DC 20416, phone (202) 205–6178 and
fax (202) 401–2707, e-mail:
Jose.mendez@sba.gov.
For more information, see our Web
site at https://www.sba.gov/ombudsman.
Matthew Teague,
Committee Management Officer.
[FR Doc. E7–401 Filed 1–12–07; 8:45 am]
BILLING CODE 8025–01–P
DEPARTMENT OF STATE
[Public Notice 5665]
Industry Advisory Panel: Notice of
Open Meeting
The Industry Advisory Panel of
Overseas Buildings Operations will
meet on Tuesday, February 13, 2007
from 9:30 a.m. until 3:30 p.m. Eastern
Standard Time. The meeting will be
held in room 1107 of the U.S.
Department of State, located at 2201 C
Street, NW., (entrance on 23rd Street)
Washington, DC. For logistical and
security reasons, it is imperative that
everyone enter and exit using only the
23rd Street entrance. The majority of the
meeting is devoted to an exchange of
ideas between the Department’s Bureau
of Overseas Building Operations’ senior
management and the panel members, on
design, operations and building
maintenance. Members of the public are
asked to kindly refrain from joining the
discussion until Director Williams
opens the discussion to the public.
Entry to the building is controlled; to
obtain pre-clearance for entry, members
of the public planning to attend should
provide, by February 2, 2007, their
name, professional affiliation, date of
birth, citizenship, and a valid
government-issued ID number (i.e., U.S.
government ID, U.S. military ID,
passport, or drivers license (and state))
by e-mailing:
iapr@state.gov<mailto:iapr@state.gov>.
Due to limited space, please remember
that only one person per company may
register.
If you have any questions, please
contact Andrea Specht at
spechtam@state.gov or on (703) 516–
1544.
Dated: January 7, 2007.
Charles E. Williams,
Director & Chief Operating Officer, Overseas
Buildings Operations, Department of State.
[FR Doc. E7–421 Filed 1–12–07; 8:45 am]
BILLING CODE 4710–24–P
E:\FR\FM\16JAN1.SGM
16JAN1
]]>Agencies
[Federal Register Volume 72, Number 9 (Tuesday, January 16, 2007)]
[Notices]
[Pages 1796-1798]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-405]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-55051; File No. SR-NYSEArca-2007-01]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing
of a Proposed Rule Change Relating to the Uniform Definition of Complex
Trade
January 5, 2007.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on January 3,
[[Page 1797]]
2007, NYSE Arca, Inc. (``NYSE Arca'' or ``Exchange'') filed with the
Securities and Exchange Commission (``Commission'') the proposed rule
change, as described in Items I, II, and III below, which Items have
been prepared substantially by the Exchange. The Commission is
publishing this notice to solicit comments on the proposed rule change
from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
NYSE Arca proposes to modify the definition of ``Complex Trade'' in
NYSE Arca Rule 6.92(a)(4). The text of the proposed rule change appears
below, with additions italicized and deletions in [brackets]:
Rules of NYSE Arca, Inc.
Rule 6.92
Definitions
(a) The following terms have the meaning specified in this Rule
solely for the purposes of Rules 6.92-6.95.
(1)-(3) No Change.
(4) ``Complex Trade'' means the execution of an order in an option
series in conjunction with the execution of one or more related
order(s) in different options series in the same underlying security
occurring at or near the same time for the purpose of executing a
particular investment strategy and for an equivalent number of
contracts, provided that the number of contracts of the legs of a
spread, straddle, or combination order may differ by a permissible
ratio [for the equivalent number of contracts and for the purpose of
executing a particular investment strategy]. The permissible ratio for
this purpose is any ratio that is equal to or greater than one-to-three
(.333) and less than or equal to three-to-one (3.00).
(5)-(21) No Change.
* * * * *
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of, and basis for, the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has substantially prepared summaries, set
forth in Sections A, B, and C below, of the most significant aspects of
such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
NYSE Arca Rule 6.92(a)(4) defines a ``Complex Trade'' as it
pertains to the Options Intermarket Linkage (``Linkage''). Under the
Plan for the Purpose of Creating and Operating an Intermarket Option
Linkage, the term ``Complex Trade'' may be defined, and periodically
redefined, by the Options Linkage Authority Operating Committee (the
``Committee'').
On September 15, 2006, the Committee voted to update the definition
of ``Complex Trade'' in order to include transactions in more than one
options series in any ratio from one-to-three (.333) to three-to-one
(3.00). Accordingly, the participant exchanges agreed to adopt and file
uniform rules defining ``Complex Trade'' in furtherance of the Linkage.
NYSE Arca believes that a uniform definition of Complex Trade will
facilitate the best execution of complex orders and resolve potential
trade-through liability issues by eliminating conflicting definitions
among the participant exchanges.
2. Statutory Basis
The proposed rule change is consistent with Section 6(b) of the
Act,\3\ in general, and furthers the objectives of Section 6(b)(5),\4\
in particular, in that it is designed to prevent fraudulent and
manipulative acts and practices, to promote just and equitable
principles of trade, to foster cooperation and coordination with
persons engaged in facilitating transactions in securities, and to
remove impediments to and perfect the mechanism of a free and open
market and a national market system.
---------------------------------------------------------------------------
\3\ 15 U.S.C. 78f(b).
\4\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
NYSE Arca does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants or Others
NYSE Arca neither solicited nor received written comments with
respect to the proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of publication of this notice in the
Federal Register or within such longer period (i) as the Commission may
designate up to 90 days of such date if it finds such longer period to
be appropriate and publishes its reasons for so finding or (ii) as to
which the self-regulatory organization consents, the Commission will:
A. By order approve such proposed rule change; or
B. Institute proceedings to determine whether the proposed rule
change should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form https://
www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File No. SR-NYSEArca-2007-01 on the subject line.
Paper Comments
Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSEArca-2007-01. This
file number should be included on the subject line if e-mail is used.
To help the Commission process and review your comments more
efficiently, please use only one method. The Commission will post all
comments on the Commissions Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the submission, all subsequent amendments,
all written statements with respect to the proposed rule change that
are filed with the Commission, and all written communications relating
to the proposed rule change between the Commission and any person,
other than those that may be withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will be available for inspection
and copying in the Commission's Public Reference Room. Copies of such
filing also will be available for inspection and copying at
[[Page 1798]]
the principal office of the Exchange. All comments received will be
posted without change; the Commission does not edit personal
identifying information from submissions. You should submit only
information that you wish to make available publicly. All submissions
should refer to File Number SR-NYSEArca-2007-01 and should be submitted
on or before February 6, 2007.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\5\
---------------------------------------------------------------------------
\5\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-405 Filed 1-12-07; 8:45 am]
BILLING CODE 8011-01-P
