Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 803-804 [E7-14]
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Federal Register / Vol. 72, No. 4 / Monday, January 8, 2007 / Notices
This meeting will be webcast live at the
Web address—https://www.nrc.gov.
Week of January 29, 2007—Tentative
Wednesday, January 31, 2007.
9:30 a.m.
Discussion of Security Issues
(Closed—Ex. 1 & 3). To be held at
Department of Homeland Security
Headquarters, Washington, DC.
Thursday, February 1, 2007.
9:30 a.m.
Discussion of Management Issues
(Closed—Ex. 2).
1:30 p.m.
Briefing on Strategic Workforce
Planning and Human Capital
Initiatives (Public Meeting)
(Contact: Mary Ellen Beach, 301–
415–6803).
This meeting will be webcast live at
the Web address—https://www.nrc.gov.
Week of February 5, 2007—Tentative
There are no meetings scheduled for
the Week of February 5, 2007.
Week of February 12, 2007—Tentative
jlentini on PROD1PC65 with NOTICES
Thursday, February 15, 2007.
9:30 a.m.
Briefing on Office of Chief Financial
Officer (OCFO) Programs,
Performance, and Plans (Public
Meeting) (Contact: Edward New,
301–415–5646).
This meeting will be webcast live at
the Web address—https://www.nrc.gov.
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* The schedule for Commission
meetings is subject to change on short
notice. To verify the status of meetings
call (recording)—(301) 415–1292.
Contact person for more information:
Michelle Schroll, (301) 415–1662.
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ADDITIONAL INFORMATION: By a vote of 5–
0 on December 13, 2006, the
Commission determined pursuant to
U.S.C. 552b(e) and 9.107(a) of the
Commission’s rules that ‘‘Discussion of
Management Issues (Closed-Ex.2)’’ be
held December 14, 2006, and on less
than one week’s notice to the public.
Affirmation of ‘‘Entergy Nuclear
Operations, Inc. (Pilgrim Nuclear Power
Station), Intervenor Pilgrim Watch’s
Appeal of LBP–06–23 (Ruling on
Standing and Contentions)’’ tentatively
scheduled for Thursday, January 4,
2007, at 12:55 p.m. has been
rescheduled tentatively on Thursday,
January 11, 2007, at 1:25 p.m.
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The NRC Commission Meeting
Schedule can be found on the Internet
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at: https://www.nrc.gov/what-we-do/
policy-making/schedule.html
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The NRC provides reasonable
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need a reasonable accommodation to
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need this meeting notice or the
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will be made on a case-by-case basis.
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electronic message to dkw@nrc.gov.
Dated: January 3, 2007.
R. Michelle Schroll,
Office of the Secretary.
[FR Doc. 07–22 Filed 1–4–07; 10:01 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
Form 10–QSB; OMB Control No. 3235–
0416; SEC File No. 270–369.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on this collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management Budget for approval.
Form 10–QSB (17 CFR 249.308b) is a
quarterly report form that is available to
‘‘small business issuers’’ as defined by
regulations under the Securities
Exchange Act 1934 (‘‘Exchange Act’’)
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803
(15 U.S.C. 78a et seq.), and is used by
such issuers to satisfy their quarterly
reporting obligations pursuant to
Section 13 and Section 15(d) of the
Exchange Act (15 U.S.C. 78m and
78o(d)). Form 10–QSB provides a
comprehensive overview of the small
business issuer’s business, although its
requirements call for slightly less
detailed information than required by
Form 10–Q (17 CFR 249.308a). Form
10–QSB takes approximately 182 hours
per response to prepare and is filed by
4,066 respondents three times a year for
a total of 12,198 responses. We estimate
that 75% of the 182 hours per response
(136.5 hours) is prepared by the
company for a total annual reporting
burden of 1,665,027 hours (136.5 hours
per response × 12,198 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson 6432 General Green Way,
Alexandria, VA 22312; or send an email to: PRA_Mailbox@sec.gov.
December 28, 2006.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E6–22662 Filed 1–5–07; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–27645]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
December 29, 2006.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of December,
2006. A copy of each application may be
obtained for a fee at the SEC’s Public
E:\FR\FM\08JAN1.SGM
08JAN1
804
Federal Register / Vol. 72, No. 4 / Monday, January 8, 2007 / Notices
Reference Branch (tel. 202–551–5850).
An order granting each application will
be issued unless the SEC orders a
hearing. Interested persons may request
a hearing on any application by writing
to the SEC’s Secretary at the address
below and serving the relevant
applicant with a copy of the request,
personally or by mail. Hearing requests
should be received by the SEC by 5:30
p.m. on January 24, 2007, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
Absolute Return Strategies Fund, a
series of Rydex Series Funds, based on
net asset value. Expenses of
approximately $152,008 incurred in
connection with the reorganization were
paid by Rydex Capital Partners I, LLC,
applicant’s investment adviser.
Filing Date: The application was filed
on November 30, 2006.
Applicant’s Address: 9601 Blackwell
Rd., Suite 500, Rockville, MD 20850.
Agilex Funds [File No. 811–21123]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On May 30, 2006,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $31,625
incurred in connection with the
liquidation were paid by applicant.
Filing Date: The application was filed
on December 12, 2006.
Applicant’s Address: 200 East
Broward Blvd., Suite 920, Fort
Lauderdale, FL 33301.
Mount Yale Opportunity Fund, LLC
[File No. 811–21635]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On September 30,
2006, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $4,000
incurred in connection with the
liquidation were paid by Mount Yale
Asset Management, LLC, applicant’s
investment adviser.
Filing Dates: The application was
filed on November 7, 2006, and
amended on December 20, 2006.
Applicant’s Address: 8000 Norman
Center Dr., Suite 630, Minneapolis, MN
55437.
jlentini on PROD1PC65 with NOTICES
Thirteenth Automatic Common
Exchange Security Trust [File No. 811–
9431]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on December 5, 2006.
Applicant’s Address: Attn: Heather
Sahrbeck, Goldman, Sachs & Co., 85
Broad St., New York, NY 10004.
Rydex Capital Partners Sphinx Fund
[File No. 811–21278]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 2, 2006,
applicant transferred its assets to
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State and Local Trusts, Series 1 [File
No. 811–5147]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On November 17,
2006, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Expenses of
approximately $3,000 incurred in
connection with the liquidation were
paid by applicant.
Filing Date: The application was filed
on November 22, 2006.
Applicant’s Address: 800 Shades
Creek Parkway, Suite 700, Birmingham,
AL 35209.
GAM Funds, Inc. [File No. 811–4062]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On or about
September 28, 2006, applicant made a
final liquidating distribution to its
shareholders, based on net asset value.
Expenses of $26,671 incurred in
connection with the liquidation were
paid by GAM International Management
Limited, applicant’s investment adviser.
Applicant has retained $1,410,759 in
cash, which is being held by Brown
Brothers Harriman & Co., applicant’s
custodian, to pay certain outstanding
accrued expenses.
Filing Dates: The application was
filed on November 13, 2006, and
amended on December 14, 2006.
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Applicant’s Address: 330 Madison
Ave., New York, NY 10017.
Man-Glenwood Lexington Institutional
TEI, LLC [File No. 811–21772]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant never
made a public offering of its securities
and does not propose to make a public
offering or engage in business of any
kind.
Filing Dates: The application was
filed on November 20, 2006, and
amended on December 11, 2006.
Applicant’s Address: 123 N Wacker
Dr., 28th Floor, Chicago, IL 60606.
Evergreen Hedged Specialists Fund,
LLC [File No. 811–21174]; Evergreen
Managed Strategies Fund, LLC [File No.
811–21175]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
have never made a public offering of
their securities and do not propose to
make a public offering or engage in
business of any kind.
Filing Dates: The applications were
filed on March 21, 2005, and amended
on November 29, 2006.
Applicants’ Address: 200 Berkeley St.,
Boston, MA 02116.
The New York Tax-Exempt Fund, Inc.
[File No. 811–5278]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On February 19,
1999, applicant transferred its assets to
Oppenheimer New York Municipal
Fund, based on net asset value. Less
than $30,000 in expenses were incurred
in connection with the reorganization
and were paid by applicant.
Filing Dates: The application was
filed on August 9, 2002, and amended
on December 4, 2006.
Applicant’s Address:
OppenheimerFunds, Inc., 6803 South
Tucson Way, Centennial, CO 80112.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E7–14 Filed 1–5–07; 8:45 am]
BILLING CODE 8011–01–P
E:\FR\FM\08JAN1.SGM
08JAN1
]]>Agencies
[Federal Register Volume 72, Number 4 (Monday, January 8, 2007)]
[Notices]
[Pages 803-804]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-14]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-27645]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
December 29, 2006.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
December, 2006. A copy of each application may be obtained for a fee at
the SEC's Public
[[Page 804]]
Reference Branch (tel. 202-551-5850). An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on January 24, 2007, and
should be accompanied by proof of service on the applicant, in the form
of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
Agilex Funds [File No. 811-21123]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On May 30, 2006, applicant made a liquidating
distribution to its shareholders, based on net asset value. Expenses of
$31,625 incurred in connection with the liquidation were paid by
applicant.
Filing Date: The application was filed on December 12, 2006.
Applicant's Address: 200 East Broward Blvd., Suite 920, Fort
Lauderdale, FL 33301.
Thirteenth Automatic Common Exchange Security Trust [File No. 811-9431]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on December 5, 2006.
Applicant's Address: Attn: Heather Sahrbeck, Goldman, Sachs & Co.,
85 Broad St., New York, NY 10004.
Rydex Capital Partners Sphinx Fund [File No. 811-21278]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 2,
2006, applicant transferred its assets to Absolute Return Strategies
Fund, a series of Rydex Series Funds, based on net asset value.
Expenses of approximately $152,008 incurred in connection with the
reorganization were paid by Rydex Capital Partners I, LLC, applicant's
investment adviser.
Filing Date: The application was filed on November 30, 2006.
Applicant's Address: 9601 Blackwell Rd., Suite 500, Rockville, MD
20850.
State and Local Trusts, Series 1 [File No. 811-5147]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On November
17, 2006, applicant made a liquidating distribution to its unitholders,
based on net asset value. Expenses of approximately $3,000 incurred in
connection with the liquidation were paid by applicant.
Filing Date: The application was filed on November 22, 2006.
Applicant's Address: 800 Shades Creek Parkway, Suite 700,
Birmingham, AL 35209.
Mount Yale Opportunity Fund, LLC [File No. 811-21635]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On September
30, 2006, applicant made a liquidating distribution to its
shareholders, based on net asset value. Expenses of $4,000 incurred in
connection with the liquidation were paid by Mount Yale Asset
Management, LLC, applicant's investment adviser.
Filing Dates: The application was filed on November 7, 2006, and
amended on December 20, 2006.
Applicant's Address: 8000 Norman Center Dr., Suite 630,
Minneapolis, MN 55437.
GAM Funds, Inc. [File No. 811-4062]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about September 28, 2006, applicant
made a final liquidating distribution to its shareholders, based on net
asset value. Expenses of $26,671 incurred in connection with the
liquidation were paid by GAM International Management Limited,
applicant's investment adviser. Applicant has retained $1,410,759 in
cash, which is being held by Brown Brothers Harriman & Co., applicant's
custodian, to pay certain outstanding accrued expenses.
Filing Dates: The application was filed on November 13, 2006, and
amended on December 14, 2006.
Applicant's Address: 330 Madison Ave., New York, NY 10017.
Man-Glenwood Lexington Institutional TEI, LLC [File No. 811-21772]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on November 20, 2006, and
amended on December 11, 2006.
Applicant's Address: 123 N Wacker Dr., 28th Floor, Chicago, IL
60606.
Evergreen Hedged Specialists Fund, LLC [File No. 811-21174]; Evergreen
Managed Strategies Fund, LLC [File No. 811-21175]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company.
Applicants have never made a public offering of their securities and do
not propose to make a public offering or engage in business of any
kind.
Filing Dates: The applications were filed on March 21, 2005, and
amended on November 29, 2006.
Applicants' Address: 200 Berkeley St., Boston, MA 02116.
The New York Tax-Exempt Fund, Inc. [File No. 811-5278]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On February
19, 1999, applicant transferred its assets to Oppenheimer New York
Municipal Fund, based on net asset value. Less than $30,000 in expenses
were incurred in connection with the reorganization and were paid by
applicant.
Filing Dates: The application was filed on August 9, 2002, and
amended on December 4, 2006.
Applicant's Address: OppenheimerFunds, Inc., 6803 South Tucson Way,
Centennial, CO 80112.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E7-14 Filed 1-5-07; 8:45 am]
BILLING CODE 8011-01-P
