In the Matter of Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc. and Wannigan Capital Corp.; Order of Suspension of Trading, 355 [06-9967]
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Federal Register / Vol. 72, No. 2 / Thursday, January 4, 2007 / Notices
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Dated: December 20, 2006.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E6–22543 Filed 1–3–07; 8:45 am]
Rule 17Ad–13 Annual Study and
Evaluation of Internal Accounting
Control
SECURITIES AND EXCHANGE
COMMISSION
BILLING CODE 8011–01–P
mstockstill on PROD1PC61 with NOTICES
[File No. 500–1]
Rule 17Ad–13 (17 CFR 240.17 Ad–13)
requires approximately 200 registered
transfer agents to obtain an annual
report on the adequacy of internal
accounting controls. In addition,
transfer agents must maintain copies of
any reports prepared pursuant to Rule
17Ad–13 plus any documents prepared
to notify the Commission and
appropriate regulatory agencies in the
event that the transfer agent is required
to take any corrective action. These
recordkeeping requirements assist the
Commission and other regulatory
agencies with monitoring transfer agents
and ensuring compliance with the rule.
Small transfer agents are exempt from
Rule 17Ad–13.
The staff estimates that the average
number of hours necessary for each
transfer agent to comply with Rule
17Ad–13 is one-hundred seventy-five
hours annually. The total burden is
35,000 hours annually for transfer
agents, based upon past submissions.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Please direct your written comments
to: R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or by
sending an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted within 60 days of this
notice.
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In the Matter of Digital Concepts
International, Inc., Integrated Homes,
Inc., Lighthouse Fast Ferry, Inc. and
Wannigan Capital Corp.; Order of
Suspension of Trading
December 28, 2006.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Digital
Concepts International, Inc., because it
is delinquent in its periodic filing
obligations under Section 13(a) of the
Securities Exchange Act of 1934
(‘‘Exchange Act’’), and Rules 13a–1 and
13a–13 thereunder, having never filed a
periodic report after its Form 10–SB
filed on March 8, 2002, and amended on
July 2, 2002, went effective registering
its securities.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Integrated
Homes, Inc., because it is delinquent in
its periodic filing obligations under
Section 13(a) of the Exchange Act, and
Rules 13a–1 and 13a–13 thereunder,
having not filed a periodic report after
its Form 10–SB filed on October 13,
2000, went effective registering its
securities.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Lighthouse
Fast Ferry, Inc., because it is delinquent
in its periodic filing obligations under
Section 13(a) of the Exchange Act, and
Rules 13a–1 and 13a–13 thereunder,
having not filed a periodic report since
the period ending June 30, 2002.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Wannigan
Capital Corp. (f/k/a ThermoElastic
Technologies, Inc.), because it is
delinquent in its periodic filing
obligations under Section 13(a) of the
Exchange Act, and Rules 13a–1 and
13a–13 thereunder, having not filed a
periodic report since the period ending
September 30, 2002.
The Commission is of the opinion that
the public interest and the protection of
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355
investors require a suspension of trading
in the securities of the above-listed
companies.
Therefore, it is ordered, pursuant to
Section 12(k) of the Exchange Act, that
trading in the above-listed companies is
suspended for the period from 9:30 a.m.
EST on December 28, 2006, through
11:59 p.m. EST on January 11, 2007.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 06–9967 Filed 12–28–06; 11:06 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–54990; File No. SR–CBOE–
2006–108]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Amend CBOE Rules in
Connection With CBOE’s
Determination To Trade Certain Option
Classes on Hybrid
December 21, 2006.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on December
15, 2006, the Chicago Board Options
Exchange, Incorporated (‘‘Exchange’’ or
‘‘CBOE’’) filed with the Securities and
Exchange Commission (‘‘Commission’’)
the proposed rule change as described
in Items I and II below, which Items
have been prepared by the Exchange.
The Exchange filed the proposal as a
‘‘non-controversial’’ proposed rule
change pursuant to Section
19(b)(3)(A)(iii) of the Act 3 and Rule
19b–4(f)(6) thereunder.4 The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
CBOE proposes amend its rules
relating to CBOE’s determination to
trade certain option classes on Hybrid.
The text of the proposed rule change is
available on CBOE’s Web site (https://
www.cboe.com), at the CBOE’s Office of
the Secretary, and at the Commission’s
public reference room.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
2 17
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04JAN1
Agencies
[Federal Register Volume 72, Number 2 (Thursday, January 4, 2007)]
[Notices]
[Page 355]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-9967]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
In the Matter of Digital Concepts International, Inc., Integrated
Homes, Inc., Lighthouse Fast Ferry, Inc. and Wannigan Capital Corp.;
Order of Suspension of Trading
December 28, 2006.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Digital Concepts International, Inc., because it is delinquent in its
periodic filing obligations under Section 13(a) of the Securities
Exchange Act of 1934 (``Exchange Act''), and Rules 13a-1 and 13a-13
thereunder, having never filed a periodic report after its Form 10-SB
filed on March 8, 2002, and amended on July 2, 2002, went effective
registering its securities.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Integrated Homes, Inc., because it is delinquent in its periodic filing
obligations under Section 13(a) of the Exchange Act, and Rules 13a-1
and 13a-13 thereunder, having not filed a periodic report after its
Form 10-SB filed on October 13, 2000, went effective registering its
securities.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Lighthouse Fast Ferry, Inc., because it is delinquent in its periodic
filing obligations under Section 13(a) of the Exchange Act, and Rules
13a-1 and 13a-13 thereunder, having not filed a periodic report since
the period ending June 30, 2002.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Wannigan Capital Corp. (f/k/a ThermoElastic Technologies, Inc.),
because it is delinquent in its periodic filing obligations under
Section 13(a) of the Exchange Act, and Rules 13a-1 and 13a-13
thereunder, having not filed a periodic report since the period ending
September 30, 2002.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies.
Therefore, it is ordered, pursuant to Section 12(k) of the Exchange
Act, that trading in the above-listed companies is suspended for the
period from 9:30 a.m. EST on December 28, 2006, through 11:59 p.m. EST
on January 11, 2007.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 06-9967 Filed 12-28-06; 11:06 am]
BILLING CODE 8011-01-P