Integrated ARROs Fund I, et al.; Notice of Application, 63366 [E6-18088]
Download as PDF
63366
Federal Register / Vol. 71, No. 209 / Monday, October 30, 2006 / Notices
Conclusion
For the reasons set forth in the
application, the Applicants each
respectfully request that the
Commission issue an order of approval
pursuant to Section 26(c) of the 1940
Act and an order of exemption pursuant
to Section 17(b) of the 1940 Act.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Nancy M. Morris,
Secretary.
[FR Doc. E6–18143 Filed 10–27–06; 8:45 am]
By the Commission.
Nancy M. Morris,
Secretary.
[FR Doc. E6–18088 Filed 10–27–06; 8:45 am]
Jean
E. Minarick, Senior Counsel, at (202)
551–6811, or Mary Kay Frech, Branch
Chief, at (202) 551–6821 (Office of
Investment Company Regulation,
Division of Investment Management).
BILLING CODE 8011–01–P
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
The
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
27522; 812–13309]
Self-Regulatory Organizations; Boston
Stock Exchange, Inc.; Notice of Filing
of Proposed Rule Change Relating to
Correction of Erroneous Cross
References
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
17, 2006, the Boston Stock Exchange
Inc. (‘‘BSE’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by BSE. The Exchange
filed the proposal pursuant to Section
19(b)(3)(A) of the Act,3 and Rule 19b–
4(f)(6) thereunder,4 which renders the
proposed rule change effective upon
filing with the Commission.5 The
Commission is publishing this notice to
solicit comments on the proposed rule
from interested persons.
SUMMARY OF THE APPLICATION:
Applicants request an order to rescind
a prior order dated April 21, 1987 (the
‘‘Prior Order’’).1
APPLICANTS: Integrated ARROs Fund I,
Integrated ARROs Fund II, and IR Passthrough Corporation (‘‘IRPT’’).
FILING DATE: The application was filed
on June 23, 2006.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on November 17, 2006, and
should be accompanied by proof of
service on applicants in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, Securities and
Exchange Commission, 100 F Street,
1 Integrated ARROs Fund I, et al., Investment
Company Act Rel. Nos. 15492 (Dec. 22, 1986)
(notice) and 15693 (Apr. 21, 1987) (order).
2 Investment Company Act Rel. Nos. 27308 (Apr.
28, 2006) (notice) and 27376 and 27377 (May 24,
2006) (orders).
Integrated ARROs Fund I, et al.; Notice
of Application
October 23, 2006.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of application for an
order under section 38(a) of the
Investment Company Act of 1940
(‘‘Act’’).
AGENCY:
02:16 Oct 28, 2006
Jkt 211001
[Release No. 34–54641; File No. SR–BSE–
2006–45]
following is a summary of the
application. The complete application
may be obtained for a fee at the
Commission’s Public Reference Branch,
100 F Street, NE., Washington, DC
20549–0102 (telephone (202) 551–5850).
1. The Funds were organized in 1987
as grantor trusts by IRPT, a Delaware
corporation and a wholly-owned
subsidiary of Integrated Resources, Inc.
The Funds were registered with the
Commission as closed-end investment
companies. On October 17, 2005, the
Funds made final payment to all of their
unitholders after the maturity, sale or
other disposition of all their securities
assets. Pursuant to the terms of the
Funds’ trust indentures, the Funds
terminated automatically upon the final
payments. On November 18, 2005, each
Fund filed an application under section
8(f) of the Act for an order of
deregistration. On May 24, 2006, the
Commission issued orders under section
8(f) declaring that each Fund had ceased
to be an investment company.2
2. On April 21, 1987, the Commission
issued the Prior Order under sections
6(c), 17(b) and 17(d) of the Act
exempting the Funds, IRPT and certain
future similarly organized closed-end
investment companies (‘‘Future Funds’’)
from various provisions of the Act. The
Applicants state they have not
organized, and do not intend to
organize, any Future Funds in reliance
on the Prior Order.
3. Applicants request an order under
section 38(a) of the Act rescinding the
Prior Order. Section 38(a) of the Act
states, in relevant part, that the
Commission shall have authority to
rescind such orders as are necessary or
appropriate to the exercise of the
powers conferred upon the Commission
elsewhere in the Act. Applicants submit
that the requested order is appropriate
to the exercise of the Commission’s
powers under the Act.
VerDate Aug<31>2005
SECURITIES AND EXCHANGE
COMMISSION
Applicants’ Representations and Legal
Analysis
BILLING CODE 8011–01–P
sroberts on PROD1PC70 with NOTICES
NE., Washington, DC 20549–1090.
Applicants: c/o Barbara Leary, Winthrop
Management LLC, 7 Bullfinch Place,
Suite 500, Boston, MA 02114.
PO 00000
Frm 00088
Fmt 4703
Sfmt 4703
October 23, 2006.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The BSE proposes to amend Section
3 (Designation of an Index) of Chapter
XIV of the Rules of the Boston Options
Exchange, Inc. (‘‘BOX Rules’’) to correct
an erroneous cross reference and
erroneous numbering. The text of the
proposed rule change is available on the
BSE’s Web site (https://
www.bostonstock.com), at the
Exchange’s principal office and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for,
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6).
5 The Exchange requested the Commission to
waive the five-day pre-filing notice requirement and
the 30-day operative delay, as specified in Rule
19b–4(f)(6)(iii). 17 CFR 240.19b–4(f)(6)(iii).
2 17
E:\FR\FM\30OCN1.SGM
30OCN1
Agencies
[Federal Register Volume 71, Number 209 (Monday, October 30, 2006)]
[Notices]
[Page 63366]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-18088]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 27522; 812-13309]
Integrated ARROs Fund I, et al.; Notice of Application
October 23, 2006.
AGENCY: Securities and Exchange Commission (``Commission'').
ACTION: Notice of application for an order under section 38(a) of the
Investment Company Act of 1940 (``Act'').
-----------------------------------------------------------------------
Summary of the Application: Applicants request an order to rescind a
prior order dated April 21, 1987 (the ``Prior Order'').\1\
---------------------------------------------------------------------------
\1\ Integrated ARROs Fund I, et al., Investment Company Act Rel.
Nos. 15492 (Dec. 22, 1986) (notice) and 15693 (Apr. 21, 1987)
(order).
Applicants: Integrated ARROs Fund I, Integrated ARROs Fund II, and IR
---------------------------------------------------------------------------
Pass-through Corporation (``IRPT'').
Filing Date: The application was filed on June 23, 2006.
Hearing or Notification of Hearing: An order granting the application
will be issued unless the Commission orders a hearing. Interested
persons may request a hearing by writing to the Commission's Secretary
and serving applicants with a copy of the request, personally or by
mail. Hearing requests should be received by the Commission by 5:30
p.m. on November 17, 2006, and should be accompanied by proof of
service on applicants in the form of an affidavit or, for lawyers, a
certificate of service. Hearing requests should state the nature of the
writer's interest, the reason for the request, and the issues
contested. Persons who wish to be notified of a hearing may request
notification by writing to the Commission's Secretary.
ADDRESSES: Secretary, Securities and Exchange Commission, 100 F Street,
NE., Washington, DC 20549-1090. Applicants: c/o Barbara Leary, Winthrop
Management LLC, 7 Bullfinch Place, Suite 500, Boston, MA 02114.
FOR FURTHER INFORMATION CONTACT: Jean E. Minarick, Senior Counsel, at
(202) 551-6811, or Mary Kay Frech, Branch Chief, at (202) 551-6821
(Office of Investment Company Regulation, Division of Investment
Management).
SUPPLEMENTARY INFORMATION: The following is a summary of the
application. The complete application may be obtained for a fee at the
Commission's Public Reference Branch, 100 F Street, NE., Washington, DC
20549-0102 (telephone (202) 551-5850).
Applicants' Representations and Legal Analysis
1. The Funds were organized in 1987 as grantor trusts by IRPT, a
Delaware corporation and a wholly-owned subsidiary of Integrated
Resources, Inc. The Funds were registered with the Commission as
closed-end investment companies. On October 17, 2005, the Funds made
final payment to all of their unitholders after the maturity, sale or
other disposition of all their securities assets. Pursuant to the terms
of the Funds' trust indentures, the Funds terminated automatically upon
the final payments. On November 18, 2005, each Fund filed an
application under section 8(f) of the Act for an order of
deregistration. On May 24, 2006, the Commission issued orders under
section 8(f) declaring that each Fund had ceased to be an investment
company.\2\
---------------------------------------------------------------------------
\2\ Investment Company Act Rel. Nos. 27308 (Apr. 28, 2006)
(notice) and 27376 and 27377 (May 24, 2006) (orders).
---------------------------------------------------------------------------
2. On April 21, 1987, the Commission issued the Prior Order under
sections 6(c), 17(b) and 17(d) of the Act exempting the Funds, IRPT and
certain future similarly organized closed-end investment companies
(``Future Funds'') from various provisions of the Act. The Applicants
state they have not organized, and do not intend to organize, any
Future Funds in reliance on the Prior Order.
3. Applicants request an order under section 38(a) of the Act
rescinding the Prior Order. Section 38(a) of the Act states, in
relevant part, that the Commission shall have authority to rescind such
orders as are necessary or appropriate to the exercise of the powers
conferred upon the Commission elsewhere in the Act. Applicants submit
that the requested order is appropriate to the exercise of the
Commission's powers under the Act.
By the Commission.
Nancy M. Morris,
Secretary.
[FR Doc. E6-18088 Filed 10-27-06; 8:45 am]
BILLING CODE 8011-01-P