Proposed Collection; Comment Request, 62021 [E6-17537]
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Federal Register / Vol. 71, No. 203 / Friday, October 20, 2006 / Notices
at: www.nrc.gov/what-we-do/policymaking/schedule.html
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Dated: October 17, 2006.
R. Michelle Schroll,
Office of the Secretary.
[FR Doc. 06–8822 Filed 10–18–06; 9:56 am]
BILLING CODE 7590–01–M
investors in the registration of securities
and assures public availability. Form
18–K takes approximately 8 hours to
prepare and is filed by approximately 40
respondents for a total annual reporting
burden of 320 hours. We estimate that
100% of the total burden is prepared by
the company.
Written comments are invited on:
(a) Whether these proposed collections
of information are necessary for the
proper performance of the functions of
the agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson 6432 General Green Way,
Alexandria, Virginia 22312; or send an
e-mail to: PRA_Mailbox@sec.gov.
change to amend the Exchange’s equity
and index options obvious error rules.
On September 21, 2005, the Amex
submitted Amendment No. 1 to the
proposed rule change.3 On October 4,
2005, the Amex submitted Amendment
No. 2 to the proposed rule change.4 On
October 27, 2005, the Amex submitted
Amendment No. 3 to the proposed rule
change.5 The proposed rule change, as
amended by Amendment Nos. 1, 2, and
3 was published for comment in the
Federal Register on November 8, 2005.6
The Commission received one comment
letter 7 regarding the proposed rule
change. The Exchange responded to the
comment letter on February 6, 2006.8
On August 16, 2006, the Amex filed
Amendment No. 4 to the proposed rule
change.9 On October 13, 2006, the Amex
filed Amendment No. 5 to the proposed
rule change.10 This order approves the
proposed rule change, as amended by
Amendment Nos. 1, 2, and 3, publishes
notice of Amendment Nos. 4 and 5 to
the proposed rule change, and grants
accelerated approval to Amendment
Nos. 4 and 5.
Dated: October 12, 2006.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E6–17537 Filed 10–19–06; 8:45 am]
3 See Form 19b–4 dated September 21, 2005,
which replaced the original filing in its entirety
(‘‘Amendment No. 1’’).
4 Amendment No. 2 corrected technical errors in
the proposed rule text.
5 Amendment No. 3 clarified the definition of
‘‘Fair Market Value’’ for purposes of Amex Rules
936C and 936C—ANTE and made technical
corrections to those rules with respect to references
to ‘‘Fair Market Value.’’
6 See Securities Exchange Act Release No. 52718
(November 2, 2005), 70 FR 67765 (‘‘Notice’’).
7 See letter to Jonathan G. Katz, Secretary,
Commission, from Matthew B. Hinerfeld, Managing
Director and Deputy General Counsel, Citadel
Investment Group, L.L.C. on behalf of Citadel
Derivatives Group LLC (collectively ‘‘Citadel’’),
dated November 28, 2005 (‘‘Citadel Letter’’).
8 See letter to Nancy M. Morris, Secretary,
Commission, from Neal L. Wolkoff, Chairman and
Chief Executive Officer, Exchange, dated February
6, 2006.
9 Amendment No. 4 revised the definition of
‘‘Theoretical Price,’’ with respect to multiply-traded
options, to refer to the midpoint of the national best
bid or national best offer (‘‘NBBO’’) just prior to the
trade that does not reflect the erroneous quote.
Quantifiable standards were also added to indicate
more clearly how the Exchange would determine
when a quote is ‘‘erroneous.’’ Amendment No. 4
also revised the definition of Theoretical Price for
transactions occurring as part of an opening to state
that Theoretical Price is the midpoint of the NBBO
after the transaction(s) in question that does not
reflect the erroneous transaction(s). In addition,
Amendment No. 4 made minor technical revisions
to the proposed rule text.
10 Amendment No. 5 clarified that the process for
calculating average quote width set forth in Amex
Rules 936(a)(5) and 936(a)(5)—ANTE also applies to
the determination of average quote width for
purposes of Amex Rules 936C(a)(5) and
936C(a)(5)—ANTE.
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
jlentini on PROD1PC65 with NOTICES
Proposed Collection; Comment
Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Form 18–K; OMB Control
No. 3235–0120; SEC File No. 270–108.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management Budget for approval.
Form 18–K (17 CFR 249.318) is an
annual report form used by foreign
governments and political subdivisions
with securities listed on a United States
exchange. The information to be
collected is intended to ensure the
adequacy of information available to
VerDate Aug<31>2005
17:40 Oct 19, 2006
Jkt 211001
62021
[Release No. 34–54608; File No. SR–Amex–
2005–060]
Self-Regulatory Organizations;
American Stock Exchange LLC; Order
Approving a Proposed Rule Change
and Amendment Nos. 1, 2, and 3
Thereto and Notice of Filing and Order
Granting Accelerated Approval to
Amendment Nos. 4 and 5 Thereto
Relating to Amendments to the
Obvious Error Rules
October 16, 2006.
I. Introduction
On June 1, 2005, the American Stock
Exchange LLC (‘‘Amex’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00076
Fmt 4703
Sfmt 4703
II. Description of the Proposal
Amex proposes to amend Amex Rules
936(a)(1) and 936(a)(1)—ANTE that
pertain to equity options (‘‘Equity
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20OCN1
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[Federal Register Volume 71, Number 203 (Friday, October 20, 2006)]
[Notices]
[Page 62021]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-17537]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon written request, copies available from: Securities and
Exchange Commission, Office of Filings and Information Services,
Washington, DC 20549.
Extension: Form 18-K; OMB Control No. 3235-0120; SEC File No. 270-
108.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management Budget
for approval.
Form 18-K (17 CFR 249.318) is an annual report form used by foreign
governments and political subdivisions with securities listed on a
United States exchange. The information to be collected is intended to
ensure the adequacy of information available to investors in the
registration of securities and assures public availability. Form 18-K
takes approximately 8 hours to prepare and is filed by approximately 40
respondents for a total annual reporting burden of 320 hours. We
estimate that 100% of the total burden is prepared by the company.
Written comments are invited on: (a) Whether these proposed
collections of information are necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Securities and Exchange Commission, c/o
Shirley Martinson 6432 General Green Way, Alexandria, Virginia 22312;
or send an e-mail to: PRA--Mailbox@sec.gov.
Dated: October 12, 2006.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E6-17537 Filed 10-19-06; 8:45 am]
BILLING CODE 8011-01-P
