In the Matter of Indigenous Global Development Corporation; Order of Suspension of Trading, 54537 [06-7725]
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Federal Register / Vol. 71, No. 179 / Friday, September 15, 2006 / Notices
Thygesen from associating with or
acting as an affiliated person of an
investment company;
2. Whether civil money penalties
should be imposed against Calandrella,
Powell or Thygesen, and if so, in what
amount; and
3. Whether cease-and-desist orders
against Calandrella, Powell, or Thygesen
are in the public interest.
The subject matter of the Closed
Meeting scheduled for Wednesday,
September 20, 2006 will be: Post
argument discussion.
The subject matters of the Closed
Meeting scheduled for Thursday,
September 21, 2006 will be:
Formal orders of investigation;
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings of an
enforcement nature;
Adjudicatory matters; and
Regulatory matters regarding financial
institutions.
The subject matters of the Closed
Meeting for Friday, September 22, 2006
will be:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings of an
enforcement nature; and a
Matter relating to an enforcement
proceeding.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact: The Office of the Secretary at
(202) 551–5400.
Dated: September 12, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. 06–7728 Filed 9–13–06; 11:02 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
In the Matter of Indigenous Global
Development Corporation; Order of
Suspension of Trading
jlentini on PROD1PC65 with NOTICES
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–54422; File No. SR–CBOE–
2004–21]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Order Approving a
Proposed Rule Change and Notice of
Filing and Order Granting Accelerated
Approval to Amendment No. 2 Thereto
To Establish Rules for a Screen-Based
Trading System for Non-Option
Securities
September 11, 2006.
I. Introduction
On April 14, 2004, the Chicago Board
Options Exchange, Incorporated
(‘‘CBOE’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’)1 and Rule 19b–4
thereunder,2 a proposal to adopt on a
pilot basis rules governing the trading of
non-option securities on an electronic
platform known as ‘‘STOC.’’ The
Exchange filed Amendment No. 1 with
the Commission on January 11, 2006.3
The amended proposal was published
for comment in the Federal Register on
January 23, 2006.4 The Commission
received no comments on the proposal.
The Exchange filed Amendment No. 2
with the Commission on August 3,
2006.5 This notice and order requests
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Amendment No. 1 replaced the original filing in
its entirety.
4 See Securities Exchange Act Release No. 53112
(January 12, 2006), 71 FR 3579.
5 In Amendment No. 2, a partial amendment, the
Exchange, among other things, revised proposed
CBOE Rule 52.1 to require that the public customer
priority overlay be activated whenever pro rata
priority is in use; removed provisions relating to
complex orders; revised the requirements for
2 17
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Indigenous
Global Development Corporation
(‘‘IGDC’’) because it has not filed a
periodic report since the quarter ending
March 31, 2005.
14:51 Sep 14, 2006
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 06–7725 Filed 9–13–06; 11:18 am]
Jkt 208001
comment on Amendment No. 2 and
approves the proposal, as amended, on
an accelerated basis.
II. Description of the Proposal
A. Overview of the STOC System
CBOE currently trades a small number
of non-option securities.6 These
products are not traded on CBOE’s
options trading platform, but rather on
a stand-alone platform in an openoutcry environment pursuant to Chapter
XXX (30) of CBOE’s rules. In 2003, the
Commission approved Chapters XL (40)
through XLVI (46) of CBOE’s rules,
which established a purely screen-based
trading platform for trading options on
the Exchange called ‘‘CBOEdirect.’’ 7
Components of that system have been
adapted to create CBOE’s Hybrid
Trading System (currently in use for
options trading), to facilitate the trading
of single-stock futures by OneChicago,
and to trade security futures products
on the CBOE Futures Exchange. CBOE
now proposes to use the CBOEdirect
platform to trade non-option securities
in a purely electronic environment that
would replace its existing system. All
products currently traded under Chapter
30 would migrate to the new platform
and trade pursuant to new Chapters 50–
55. The new platform is called ‘‘Stock
Trading on CBOEdirect’’ (‘‘STOC’’ or
‘‘STOC System’’). Like CBOEdirect,
STOC would: (1) Be entirely screenbased; (2) utilize a DPM/LMM-driven
model with optional supplemental
liquidity provided by market makers; (3)
utilize a configurable matching
algorithm based on either price-time or
pro rata priority, with optional priority
overlays; and (4) integrate all quotes and
orders entered into the system into the
STOC book.
B. Market Participants
1. STOC Market Makers
A STOC market maker is a member
registered with the Exchange for the
purpose of making transactions as a
dealer in the STOC System. A STOC
market maker may be either a STOC
standard market maker, a STOC
designated primary market maker
(‘‘STOC DPM’’), or a STOC lead market
1 15
September 13, 2006.
VerDate Aug<31>2005
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the abovelisted company is suspended for the
period from 9:30 a.m. EDT on
September 13, 2006, through 11:59 p.m.
EDT, on September 26, 2006.
54537
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Fmt 4703
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executing a facilitation or crossing transaction with
priority over existing interest on the book; and
made additional non-substantive changes to the
proposed rule text.
6 As of August 3, 2006, CBOE traded two such
products. See Amendment No. 2.
7 See Securities Exchange Act Release No. 47628
(April 3, 2003), 68 FR 17697 (April 10, 2003)
(approving SR–CBOE–00–55) (‘‘CBOEdirect
Approval Order’’). However, at this time, CBOE
does not trade options pursuant to Chapters 40–46.
E:\FR\FM\15SEN1.SGM
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Agencies
[Federal Register Volume 71, Number 179 (Friday, September 15, 2006)]
[Notices]
[Page 54537]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-7725]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
In the Matter of Indigenous Global Development Corporation; Order
of Suspension of Trading
September 13, 2006.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Indigenous Global Development Corporation (``IGDC'') because it has not
filed a periodic report since the quarter ending March 31, 2005.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the above-listed
company is suspended for the period from 9:30 a.m. EDT on September 13,
2006, through 11:59 p.m. EDT, on September 26, 2006.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 06-7725 Filed 9-13-06; 11:18 am]
BILLING CODE 8010-01-P