Sunshine Act Meeting, 52351 [06-7442]
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Federal Register / Vol. 71, No. 171 / Tuesday, September 5, 2006 / Notices
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
[Release No. 34–54379; File No. SR–CBOE–
2006–66]
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Pub. L. 94–409, that the
Securities and Exchange Commission
will hold the following meeting during
the week of September 5, 2006:
A closed meeting will be held on
Thursday, September 7, 2006 at 2 p.m.
Commissioners, Counsels to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (9)(B) and
(10) and 17 CFR 200.402(a)(3), (5), (6),
7(i)(A), (C), (D), and (E), (9)(ii), and (10)
permit consideration of the scheduled
matters at the closed meeting.
Commissioner Atkins, as duty officer,
voted to consider the items listed for the
closed meeting in closed session.
The subject matters of the closed
meeting scheduled for Thursday,
September 7, 2006 will be:
Formal orders of investigation;
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings of an
enforcement nature;
Litigation matters; and
Consideration of amicus participation.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact: The Office of the Secretary at
(202) 551–5400.
Dated: August 30, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. 06–7442 Filed 8–31–06; 8:45 am]
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Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Order Approving a
Proposed Rule Change Regarding
Market-Maker Appointments
August 28, 2006.
On July 11, 2006, the Chicago Board
Options Exchange, Incorporated
(‘‘CBOE’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
amend CBOE Rule 8.3 to provide that in
the event a Market-Maker is a nominee
of a member organization or has
registered the Market-Maker’s
membership for a member organization,
the member organization with which
the Market-Maker is associated would
be permitted to request that the
Exchange deem all class appointments
be made to the member organization
instead of to the individual MarketMaker.3 In such a case, if an individual
Market-Maker were no longer associated
with a member organization, the class
appointments would continue to be
held by the member organization and
not the individual Market-Maker. In the
event a member organization did not
request that the class appointments be
held by the member organization, a
Market-Maker’s class appointments
would continue to be held in the name
of the individual Market-Maker and not
the member organization with which
the Market-Maker is associated. The
proposed rule change was published for
comment in the Federal Register on July
27, 2006.4 The Commission received no
comments on the proposal.
The Commission finds that the
proposed rule change is consistent with
the requirements of the Act and the
rules and regulations thereunder
applicable to a national securities
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 If such a request is made by a member
organization, CBOE would consider that the
submission of electronic quotations and orders
would be made by and on behalf of the member
organization with which the individual MarketMaker is associated. However, CBOE proposes that
CBOE Rule 8.3 would state that the individual
Market-Maker would continue to have all of the
obligations of a Market-Maker under Exchange rules
in these circumstances.
4 See Securities Exchange Act Release No. 54184
(July 20, 2006), 71 FR 42690.
2 17
PO 00000
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52351
exchange 5 and, in particular, the
requirements of Section 6 of the Act 6
and the rules and regulations
thereunder. The Commission
specifically finds that the proposed rule
change is consistent with Section 6(b)(5)
of the Act 7 in that it is designed to
promote just and equitable principles of
trade, to remove impediments and to
perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest. The
Commission believes that the proposal
should provide more flexibility to
Market-Maker organizations in
structuring class appointments.
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,8 that the
proposed rule change (SR–CBOE–2006–
66) is approved.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.9
Nancy M. Morris,
Secretary.
[FR Doc. E6–14597 Filed 9–1–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–54378; File No. SR–
NASDAQ–2006–032]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing of Proposed Rule Change and
Amendment No. 1 Thereto To Revise
The Nasdaq Capital Market Listing
Requirements
August 28, 2006.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on August
23, 2006, The NASDAQ Stock Market
LLC (‘‘Nasdaq’’), filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by Nasdaq. On August 28,
2006, Nasdaq filed Amendment No. 1 to
the proposed rule change.3 The
EFFECTIVE DATE:
5 In approving this proposed rule change, the
Commission notes that it has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. 15 U.S.C. 78c(f).
6 15 U.S.C. 78f.
7 15 U.S.C. 78f(b)(5).
8 15 U.S.C. 78s(b)(2).
9 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 In Amendment No. 1, Nasdaq makes clarifying
changes to the rule text in the Nasdaq Capital
E:\FR\FM\05SEN1.SGM
Continued
05SEN1
]]>Agencies
[Federal Register Volume 71, Number 171 (Tuesday, September 5, 2006)]
[Notices]
[Page 52351]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-7442]
[[Page 52351]]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meeting during the week of
September 5, 2006:
A closed meeting will be held on Thursday, September 7, 2006 at 2
p.m.
Commissioners, Counsels to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (9)(B) and (10) and 17 CFR
200.402(a)(3), (5), (6), 7(i)(A), (C), (D), and (E), (9)(ii), and (10)
permit consideration of the scheduled matters at the closed meeting.
Commissioner Atkins, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
The subject matters of the closed meeting scheduled for Thursday,
September 7, 2006 will be:
Formal orders of investigation;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an
enforcement nature;
Litigation matters; and
Consideration of amicus participation.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact: The Office of the
Secretary at (202) 551-5400.
Dated: August 30, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. 06-7442 Filed 8-31-06; 8:45 am]
BILLING CODE 8010-01-M
