Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Health Information Technology; Notice of Meeting, 52166-52167 [E6-14570]
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52166
Federal Register / Vol. 71, No. 170 / Friday, September 1, 2006 / Notices
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(3) Any prior conviction record of the
applicant under Federal or State laws relating
to controlled substances or to chemicals
controlled under Federal or State law;
(4) Any past experience of the applicant in
the manufacture and distribution of
chemicals; and
(5) Such other factors as are relevant to and
consistent with the public health and safety.
Id. ‘‘These factors are considered in the
disjunctive.’’ Joy’s Ideas, 70 FR 33195,
33197 (2005). I may rely on any one or
a combination of factors, and may give
each factor the weight I deem
appropriate in determining whether an
application for registration should be
denied. See, e.g., David M. Starr, 71 FR
39367 (2006); Energy Outlet, 64 FR
14269 (1999).
I acknowledge that Respondent
maintains effective controls against
diversion. I also recognize that there is
no evidence that Respondent, or any of
its officers, has been convicted of a
criminal offense under Federal or State
laws related to controlled substances or
chemicals. Applying factor two,
however, I conclude that Respondent’s
application must be denied because of
its lengthy non-compliance with the
registration requirements. See 21 U.S.C.
823(h)(2).
The investigative file establishes that
Respondent imported and distributed
List I chemical products containing both
pseudoephedrine and PPA for a period
lasting over ten years. In the
Methamphetamine Control Act of 1996,
Pub. L. 104–237, § 401, 110 Stat. 3099,
3106–07–3113, Congress removed an
‘‘exemption from regulation as List I
chemicals which had applied to
pseudoephedrine’’ and PPA.
Implementation of the Comprehensive
Methamphetamine Control Act of 1996,
67 FR 14853 (2002). ‘‘This action [made]
persons who distribute the products
subject to the registration requirement,’’
and also rendered ‘‘importations’’ of the
products ‘‘subject to the existing
chemical controls relating to regulated
transactions’’ except for in certain
limited circumstances. Id.
In the notice of proposed rulemaking
implementing the Act, DEA clearly
explained that ‘‘importers, exporters,
and distributors (other than retail
distributors) of pseudoephedrine and
[PPA] drug products (including ordinary
over-the-counter pseudoephedrine and
[PPA] products) became subject to the
registration requirement of the [Act] on
October 3, 1997.’’ Implementation of the
Comprehensive Methamphetamine
Control Act of 1996, 62 FR 52294, 52298
(proposed Oct. 7, 1997). DEA further
explained that ‘‘[a]ny person who
engages in such activities and is not
subject to an existing or proposed
VerDate Aug<31>2005
16:21 Aug 31, 2006
Jkt 208001
exemption from the registration
requirement should submit an
application for registration at the
earliest possible time, to ensure that
they may continue to distribute these
products pending issuance of their
registration.’’ Id. Finally, DEA stated
that it was ‘‘providing a temporary
exemption from the registration
requirement for persons who
submit[ted] their applications on or
before December 3, 1997.’’ Id.
In accordance with the
Comprehensive Methamphetamine Act,
and DEA’s interpretation of it,
Respondent was required to submit an
application for the necessary
registrations no later than December 3,
1997. Thus, at the time Respondent
finally notified DEA of its noncompliance, it had been unlawfully
importing and distributing
pseudoephedrine (and possibly PPA) for
more than six years. See 21 U.S.C.
843(a) (9) and 957(a).2
I do not find persuasive Respondent’s
explanation that it was unaware that
pseudoephedrine had been regulated as
a list I chemical. While I appreciate that
Respondent voluntarily disclosed its
misconduct to DEA and ceased all
distribution of its pseudoephedrine
products, the duration and scope of
Respondent’s misconduct cannot be
overlooked. Registration is one of the
essential features of the CSA;
Respondent’s failure to register to
import and distribute List I chemicals
simply cannot be characterized as a
technical violation of the Act.
It is well settled that ‘‘ignorance of the
law or a mistake of law is no defense.’’
Cheek v. United States, 498 U.S. 192,
199 (1991). Moreover, the principle
‘‘applies whether the law be a statute or
a duly promulgated and published
regulation.’’ United States v.
International Minerals & Chemical
Corp., 402 U.S. 558, 563 (1971).
Respondent’s ignorance of Federal law
and regulations is especially troubling
because it engages in the highly
regulated industry of manufacturing,
importing and distributing
pharmaceuticals. There is simply no
excuse for Respondent’s failure to be on
top of changes in Federal law and
regulations that affect its business.
I therefore conclude that
Respondent’s lengthy failure of non2 It also appears that Respondent failed to file
DEA Form 486s to report its imports of
pseudoephedrine. See 21 CFR 1313.12. However,
the investigative file does not contain any
documents such as bills of lading establishing that
Respondent exceeded the one kilogram threshold
which triggers the reporting obligation with respect
to any particular importation. See id. 1310.04.
Accordingly, I base this final order only on
Respondent’s failure to register.
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compliance with the registration
requirements demonstrates that granting
its application would be inconsistent
with the public interest. Furthermore,
because of the seriousness and duration
of these violations, I deem them
dispositive of the ultimate issue and
need not make findings on the
remaining factors. See Hoxie v. DEA,
419 F.3d 477, 482 (2005); Morall v. DEA,
412 F.3d 165, 173 (2005).
Order
Accordingly, pursuant to the
authority vested in me by 21 U.S.C.
§ 823(h), and 28 CFR 0.100(b) & 0.104,
I hereby order that the previously
submitted application of Sato
Pharmaceutical, Inc., for a DEA
Certificate of Registration as a
distributor of List I chemicals be, and it
hereby is, denied. This order is effective
October 2, 2006.
Dated: August 22, 2006.
Michele M. Leonhart,
Deputy Administrator.
[FR Doc. E6–14522 Filed 8–31–06; 8:45 am]
BILLING CODE 4410–09–P
DEPARTMENT OF LABOR
Employee Benefits Security
Administration
Advisory Council on Employee Welfare
and Pension Benefit Plans; Working
Group on Health Information
Technology; Notice of Meeting
Pursuant to the authority contained in
Section 512 of the Employee Retirement
Income Security Act of 1974 (ERISA), 29
U.S.C. 1142, the Working Group
assigned by the Advisory Council on
Employee Welfare and Pension Benefit
Plans to study the issue of Health
Information Technology will hold an
open public meeting on September 22,
2006.
The session will take place in Room
S 4215 A–C, U.S. Department of Labor,
200 Constitution Avenue, NW.,
Washington, DC 20210. The purpose of
the open meeting, which will run from
8:30 a.m. to approximately 4:30 p.m.,
with a one hour break for lunch, is for
Working Group members to hear
testimony from invited witnesses. The
Working Group will study what is
necessary in order to encourage the
widespread adoption of health
information technology using common
standards and how the Federal
government can work with the private
sector and industry to accomplish this.
Organizations or members of the
public wishing to submit a written
statement pertaining to the topic may do
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Federal Register / Vol. 71, No. 170 / Friday, September 1, 2006 / Notices
so by submitting 25 copies on or before
September 13, 2006 to Larry Good,
Executive Secretary, ERISA Advisory
Council, U.S. Department of Labor,
Suite N–5623, 200 Constitution Avenue,
NW., Washington, DC 20210.
Statements also may be submitted
electronically to good.larry@dol.gov.
Statements received on or before
September 13, 2006 will be included in
the record of the meeting. Individuals or
representatives of organizations wishing
to address the Working Group should
forward their requests to the Executive
Secretary or telephone (202) 693–8668.
Oral presentations will be limited to 20
minutes, time permitting, but an
extended statement may be submitted
for the record. Individuals with
disabilities, who need special
accommodations, should contact Larry
Good by September 13, 2006 at the
address indicated.
Signed at Washington, DC this 28th day of
August, 2006.
Ann L. Combs,
Assistant Secretary, Employee Benefits
Security Administration.
[FR Doc. E6–14570 Filed 8–31–06; 8:45 am]
BILLING CODE 4510–29–P
Employee Benefits Security
Administration
sroberts on PROD1PC70 with NOTICES
Advisory Council on Employee Welfare
and Pension Benefit Plans; 135th Full
Council Meeting; Notice of Meeting
Pursuant to the authority contained in
Section 512 of the Employee Retirement
Income Security Act of 1974 (ERISA), 29
U.S.C. 1142, the 135th open meeting of
the full Advisory Council on Employee
Welfare and Pension Benefit Plans will
be held on September 20, 2006.
The session will take place in Room
S 4215 A–C, U.S. Department of Labor,
200 Constitution Avenue, NW.,
Washington, DC 20210. The purpose of
the open meeting, which will run from
4 p.m. to approximately 5 p.m., is for
members to be updated on activities of
the Employee Benefits Security
Administration and for chairs of this
year’s Working Groups to provide
progress reports on their individual
study topics.
Organizations or members of the
public wishing to submit a written
statement may do so by submitting 25
copies on or before September 13, 2006
to Larry Good, Executive Secretary,
ERISA Advisory Council, U.S.
Department of Labor, Suite N–5623, 200
Constitution Avenue, NW., Washington,
DC 20210. Statements also may be
16:21 Aug 31, 2006
Signed at Washington, DC this 28th day of
August, 2006.
Ann L. Combs,
Assistant Secretary, Employee Benefits
Security Administration.
[FR Doc. E6–14571 Filed 8–31–06; 8:45 am]
BILLING CODE 4510–29–P
DEPARTMENT OF LABOR
Employee Benefits Security
Administration
September 13, 2006 to Larry Good,
Executive Secretary, ERISA Advisory
Council, U.S. Department of Labor,
Suite N–5623, 200 Constitution Avenue,
NW., Washington, DC 20210.
Statements also may be submitted
electronically to good.larry@dol.gov.
Statements received on or before
September 13, 2006 will be included in
the record of the meeting. Individuals or
representatives of organizations wishing
to address the Working Group should
forward their requests to the Executive
Secretary or telephone (202) 693–8668.
Oral presentations will be limited to 20
minutes, time permitting, but an
extended statement may be submitted
for the record. Individuals with
disabilities, who need special
accommodations, should contact Larry
Good by September 13, 2006 at the
address indicated.
Signed at Washington, DC this 28th day of
August, 2006.
Ann L. Combs,
Assistant Secretary, Employee Benefits
Security Administration.
[FR Doc. E6–14576 Filed 8–31–06; 8:45 am]
BILLING CODE 4510–29–P
Advisory Council on Employee Welfare
and Pension Benefit Plans; Working
Group on Plan Asset Rules,
Exemptions, and Cross Trading;
Notice of Meeting
DEPARTMENT OF LABOR
VerDate Aug<31>2005
submitted electronically to
good.larry@dol.gov. Statements received
on or before September 13, 2006 will be
included in the record of the meeting.
Individuals or representatives of
organizations wishing to address the
Advisory Council should forward their
requests to the Executive Secretary or
telephone (202) 693–8668. Oral
presentations will be limited to 10
minutes, time permitting, but an
extended statement may be submitted
for the record. Individuals with
disabilities who need special
accommodations should contact Larry
Good by September 13 at the address
indicated.
52167
Jkt 208001
DEPARTMENT OF LABOR
Pursuant to the authority contained in
Section 512 of the Employee Retirement
Income Security Act of 1974 (ERISA), 29
U.S.C. 1142, the Working Group
assigned by the Advisory Council on
Employee Welfare and Pension Benefit
Plans to study the issue of Plan Asset
Rules, Exemptions, and Cross Trading
will hold an open public meeting on
September 20, 2006.
The session will take place in Room
S 4215 A–C, U.S. Department of Labor,
200 Constitution Avenue, NW.,
Washington, DC 20210. The purpose of
the open meeting, which will run from
9 a.m. to approximately 4 p.m., with a
one hour break for lunch, is for Working
Group members to hear testimony from
invited witnesses. The Working Group
will study (1) the current applicability
of the 1987 plan asset regulation, to
determine whether the regulation
should be modified or whether other
DOL action is appropriate to clarify the
existing regulation, and (2) cross
trading, to determine whether the DOL
should issue broader exemptive relief
for cross-trading.
Organizations or members of the
public wishing to submit a written
statement pertaining to the topic may do
so by submitting 25 copies on or before
Advisory Council on Employee Welfare
and Pension Benefit Plans; Working
Group on a Prudent Investment
Process; Notice of Meeting
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Employee Benefits Security
Administration
Pursuant to the authority contained in
Section 512 of the Employee Retirement
Income Security Act of 1974 (ERISA), 29
U.S.C. 1142, the Working Group
assigned by the Advisory Council on
Employee Welfare and Pension Benefit
Plans to study the issue of a Prudent
Investment Process will hold an open
public meeting on September 21, 2006.
The session will take place in Room
S 4215 A–C, U.S. Department of Labor,
200 Constitution Avenue, NW.,
Washington, DC 20210. The purpose of
the open meeting, which will run from
9 a.m. to approximately 5 p.m., with a
one hour break for lunch, is for Working
Group members to hear testimony from
invited witnesses. The Working Group
will study selected issues regarding the
prudent investment process for both
defined benefit plans and participant
directed defined contribution plans. The
Working Group will focus on plan asset
valuations, soft dollars, and selfdirected account plans under ERISA
Section 404(c).
Organizations or members of the
public wishing to submit a written
E:\FR\FM\01SEN1.SGM
01SEN1
Agencies
[Federal Register Volume 71, Number 170 (Friday, September 1, 2006)]
[Notices]
[Pages 52166-52167]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-14570]
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DEPARTMENT OF LABOR
Employee Benefits Security Administration
Advisory Council on Employee Welfare and Pension Benefit Plans;
Working Group on Health Information Technology; Notice of Meeting
Pursuant to the authority contained in Section 512 of the Employee
Retirement Income Security Act of 1974 (ERISA), 29 U.S.C. 1142, the
Working Group assigned by the Advisory Council on Employee Welfare and
Pension Benefit Plans to study the issue of Health Information
Technology will hold an open public meeting on September 22, 2006.
The session will take place in Room S 4215 A-C, U.S. Department of
Labor, 200 Constitution Avenue, NW., Washington, DC 20210. The purpose
of the open meeting, which will run from 8:30 a.m. to approximately
4:30 p.m., with a one hour break for lunch, is for Working Group
members to hear testimony from invited witnesses. The Working Group
will study what is necessary in order to encourage the widespread
adoption of health information technology using common standards and
how the Federal government can work with the private sector and
industry to accomplish this.
Organizations or members of the public wishing to submit a written
statement pertaining to the topic may do
[[Page 52167]]
so by submitting 25 copies on or before September 13, 2006 to Larry
Good, Executive Secretary, ERISA Advisory Council, U.S. Department of
Labor, Suite N-5623, 200 Constitution Avenue, NW., Washington, DC
20210. Statements also may be submitted electronically to
good.larry@dol.gov. Statements received on or before September 13, 2006
will be included in the record of the meeting. Individuals or
representatives of organizations wishing to address the Working Group
should forward their requests to the Executive Secretary or telephone
(202) 693-8668. Oral presentations will be limited to 20 minutes, time
permitting, but an extended statement may be submitted for the record.
Individuals with disabilities, who need special accommodations, should
contact Larry Good by September 13, 2006 at the address indicated.
Signed at Washington, DC this 28th day of August, 2006.
Ann L. Combs,
Assistant Secretary, Employee Benefits Security Administration.
[FR Doc. E6-14570 Filed 8-31-06; 8:45 am]
BILLING CODE 4510-29-P