Event Data Recorders, 50998-51048 [06-7094]
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50998
Federal Register / Vol. 71, No. 166 / Monday, August 28, 2006 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 563
[Docket No. NHTSA–2006–25666]
RIN 2127–AI72
Event Data Recorders
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Final rule.
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AGENCY:
SUMMARY: This final rule specifies
uniform requirements for the accuracy,
collection, storage, survivability, and
retrievability of onboard motor vehicle
crash event data in passenger cars and
other light vehicles equipped with event
data recorders (EDRs). This final rule
responds to the growing practice in the
motor vehicle industry of voluntarily
installing EDRs in an increasing number
of light vehicles. This final rule is
intended to standardize the data
obtained through EDRs so that such data
may be put to the most effective future
use and to ensure that EDR
infrastructure develops in such a way as
to speed medical assistance through
providing a foundation for automatic
crash notification (ACN). This final
regulation: requires that the EDRs
installed in light vehicles record a
minimum set of specified data elements;
standardizes the format in which those
data are recorded; helps to ensure the
crash survivability of an EDR and its
data by requiring that the EDR function
during and after the front and side
vehicle crash tests specified in two
Federal motor vehicle safety standards;
and requires vehicle manufacturers to
ensure the commercial availability of
the tools necessary to enable crash
investigators to retrieve data from the
EDR. In addition, to ensure public
awareness of EDRs, the regulation also
requires vehicle manufacturers to
include a standardized statement in the
owner’s manual indicating that the
vehicle is equipped with an EDR and
describing the functions and capabilities
of EDRs.
This final rule for standardization of
EDR data will ensure that EDRs record,
in a readily usable manner, the data
necessary for ACN, effective crash
investigations, and analysis of safety
equipment performance.
Standardization of EDR data will
facilitate development of ACN, e-911,
and similar systems, which could lead
to future safety enhancements. In
addition, analysis of EDR data can
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A. The Final Rule
contribute to safer vehicle designs and
1. Summary of the Requirements
a better understanding of the
2. Lead Time
circumstances and causation of crashes
B. Response to Public Comments
and injuries.
1. Whether NHTSA Should Require EDRs
DATES: Effective Date: This rule is
2. EDR Data Elements
effective October 27, 2006. The
a. Number and Types of Required Data
incorporation by reference of a certain
Elements
b. The ‘‘Acceleration’’ and ‘‘Delta-V’’ Data
publication listed in the regulation is
Elements
approved by the Director of the Federal
c. Multiple-event Crashes and the
Register as of October 27, 2006.
‘‘Multiple-event’’ Data Element
Compliance Dates: Except as provided
d. Sampling Rates and Recording Intervals
below, light vehicles manufactured on
for Required Data Elements
or after September 1, 2010 that are
3. EDR Data Standardization (Format)
equipped with an EDR and
Requirements
manufacturers of those vehicles must
4. EDR Data Retrieval and Whether to
comply with this rule. However,
Require a Standardized Data Retrieval
vehicles that are manufactured in two or
Tool/Universal Interface
5. EDR Survivability and Crash Test
more stages or that are altered are not
Performance Requirements
required to comply with the rule until
6. Compliance Date
September 1, 2011.
7. Privacy Issues
Petitions: If you wish to submit a
8. Owner’s Manual Disclosure Statement
petition for reconsideration of this rule,
9. Preemption
your petition must be received by
10. Applicability of the EDR Rule to MultiOctober 12, 2006.
stage Vehicles
ADDRESSES: Petitions for reconsideration
11. Applicability of the EDR Rule to Heavy
Vehicles and Buses
should refer to the docket number above
12. Automatic Crash Notification and E–
and be submitted to: Administrator,
911
Room 5220, National Highway Traffic
13. Definitions
Safety Administration, 400 Seventh
a. ‘‘Trigger Threshold’’
Street, SW., Washington, DC 20590.
b. ‘‘Event’’
FOR FURTHER INFORMATION CONTACT: The
c. ‘‘Event Data Recorder’’
following persons at the National
14. Utilization of SAE and IEEE Standards
Highway Traffic Safety Administration,
15. Costs
16. Other Issues
400 Seventh Street, SW., Washington,
a. Scope and Purpose
DC 20590.
b. Technical Changes to Definitions and
For technical and policy issues: Ms.
New Definitions
Lori Summers, Office of
c. Data Capture
Crashworthiness Standards (Telephone:
d. Miscellaneous Comments
202–366–1740) (Fax: 202–493–2739).
V. Rulemaking Analyses and Notices
For legal issues: Mr. Eric Stas, Office
of the Chief Counsel (Telephone: 202–
I. Executive Summary
366–2992) (Fax: 202–366–3820).
A. Purpose of the Regulation
SUPPLEMENTARY INFORMATION:
Event data recorders have been used
Table of Contents
in recent years in a variety of
I. Executive Summary
transportation modes to collect crash
A. Purpose of the Regulation
information. EDR data will play an
B. Developments Culminating in the Notice
increasing role in advancing developing
of Proposed Rulemaking
networks for providing emergency
1. Early Agency Efforts on EDRs
medical services. Specifically, EDR data
2. The Notice of Proposed Rulemaking
can help the safety community develop
C. Requirements of the Final Rule
D. Lead Time
ACN, electronic 911 (e-911), and other
E. Differences Between the Final Rule and
emergency response systems to improve
the Notice of Proposed Rulemaking
medical services to crash victims. In
F. Impacts of the Final Rule
addition, EDR data can also provide
II. Background
information to enhance our
A. Overview of EDR Technology
understanding of crash events and
B. Chronology of Events Relating to
safety system performance, thereby
NHTSA’s Consideration of EDRs
potentially contributing to safer vehicle
C. Petitions for Rulemaking
1. Petitions From Mr. Price T. Bingham and designs and more effective safety
Ms. Marie E. Birnbaum
regulations.
2. Petition From Dr. Ricardo Martinez
EDRs have experienced dramatic
D. October 2002 Request for Comments
changes in the past decade, both in
III. Notice of Proposed Rulemaking
terms of their technical capabilities and
A. Summary of the NPRM
fleet penetration. EDRs today
B. Summary of Public Comments to the
demonstrate a range of features, with
NPRM
some systems collecting only vehicle
IV. The Final Rule and Response to Public
acceleration/deceleration data, but
Comments
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Federal Register / Vol. 71, No. 166 / Monday, August 28, 2006 / Rules and Regulations
others collecting these data plus a host
of complementary data such as driver
inputs (e.g., braking and steering) and
vehicle system status. The challenge for
NHTSA has been to devise an approach
that would encourage broad application
of EDR technologies in motor vehicles
and maximize the usefulness of EDR
data for the medical community,
researchers, and regulators, without
imposing unnecessary burdens or
hampering future improvements to
EDRs.
In light of the relatively high new
vehicle fleet penetration of EDRs
(currently estimated at 64%) and
present trends, we do not believe that it
is necessary to mandate the installation
of EDRs in all new vehicles. Were these
trends reversed or slowed, we would
consider revisiting this assessment. For
now, we believe that standardization of
EDR data represents the most important
area of opportunity in terms of
enhancing the yield of benefits from
EDRs. We recognize that the automobile
industry has already invested
considerable effort and resources into
developing effective EDR technologies,
so we want to be especially careful not
to adopt requirements that would result
in unnecessary costs.
Accordingly, this final rule regulates
voluntarily-provided EDRs by
specifying a minimum core set of
required data elements and
accompanying range, accuracy, and
resolution requirements for those
elements. This will help ensure that
EDRs provide the types of data most
useful for the emergency medical
services (EMS) community and crash
reconstructionists, and in a manner that
promotes the consistency and
comparability of these data. We note
that by specifying this minimum data
set, we are not limiting manufacturers’
ability to design EDRs that collect a
broader set of data, provided that the
required elements are present.
The rule also includes requirements
for the survivability of EDR data (so that
it is not lost in most crashes) and the
retrievability of EDR data (so that it can
be obtained by authorized users). In
sum, the objectives of our regulation are
to get the right data, in sufficient
quantity and in a standardized format,
and to ensure that the data can survive
most crash events and be retrieved by
intended users.
By promulgating a uniform national
regulation for EDRs, it is our intent to
provide one consistent set of minimum
requirements for vehicle manufacturers
that choose to install EDRs. We believe
that this approach will not only enhance
the quality of EDR data, but also
facilitate increased numbers of new
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light vehicles equipped with EDRs. We
also believe that this minimum data set
provides key elements in a standardized
format that will be useful for ACN or
other telematic systems.
B. Developments Culminating in the
Notice of Proposed Rulemaking
1. Early Agency Efforts on EDRs
NHTSA has been assessing the
potential benefits of EDR for over a
decade, and in that time, we have
witnessed a significant maturation of
EDR technology. The agency initially
began examining EDRs in 1991 as part
of the Special Crash Investigations (SCI)
program. In 1997, the National
Transportation Safety Board (NTSB) and
the National Aeronautics and Space
Administration (NASA) Jet Propulsion
Laboratory (JPL) recommended that
NHTSA consider the possibility of
requiring the installation of EDRs in
motor vehicles. NTSB made additional
recommendations related to EDRs in
1999 (i.e., suggesting that EDRs be
installed in school buses and motor
coaches). Since 1998, NHTSA has
sponsored two Working Groups to
examine and report on EDR issues.
As discussed below, the agency
received two petitions for rulemaking in
the late 1990s asking that light vehicles
be equipped with ‘‘black boxes’’ (i.e.,
EDRs) that would record data during a
crash so that it could be read later by
crash investigators. However, the agency
denied those petitions because the
industry was already moving
voluntarily in the direction
recommended by the petitioners, and
because the agency believed that certain
outstanding issues would best be
addressed in a non-regulatory context.
In 2001, NHTSA received a third
petition for rulemaking related to EDRs
from Dr. Ricardo Martinez, seeking a
requirement for installation of EDRs as
well as standardization of EDR data.
After considering the Martinez petition
`
and the current situation vis-a-vis EDRs,
we decided to publish a request for
comments as to what future role the
agency should take related to the
continued development and installation
of EDRs in motor vehicles. This notice
was published on October 11, 2002 (67
FR 63493), and after considering the
input from a variety of interested
stakeholders and the public, we decided
to grant the Martinez petition in part
(i.e., the request for standardization and
retrievability) and to deny it in part (i.e.,
the request for an EDR mandate).
2. The Notice of Proposed Rulemaking
On June 14, 2004, NHTSA published
a notice of proposed rulemaking
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(NPRM) proposing requirements for
EDRs voluntarily installed by light
vehicle manufacturers (69 FR 32932).1
The decision to conduct rulemaking
reflected careful deliberation and our
belief that EDRs represent a significant
technological safety innovation,
particularly for the emergency response
safety community.2 Again, the proposal
sought to standardize the elements and
format of data deemed most appropriate
for advancing our goals of enabling ACN
and improving crash reconstructions
and for ensuring the retrievability of
that information. Most of these data
elements are already recorded by
current EDRs. It was not our intention
to require an exhaustive list of nonessential data elements that would
significantly increase the cost of EDRs,
thereby jeopardizing the current, high
rate of installation.
In summary, the NPRM proposed to
require light vehicles voluntarily
equipped with an EDR to meet uniform,
national requirements for the collection,
storage, and retrievability of onboard
motor vehicle crash event data. The
proposal included Table I, Data
Elements Required for All Vehicles
Equipped with an EDR, which included
18 required elements that would have to
be recorded during the interval/time
and at the sample rate specified in that
table. The proposal also included Table
II, Data Elements Required for Vehicles
Under Specified Conditions, which
included 24 elements that would have
to be recorded (during the interval/time
and at the sample rate specified in that
table) if the vehicle is equipped with
certain devices or is equipped to
measure certain elements. Table III,
Recorded Data Element Format,
included proposed range, accuracy,
precision, and filter class requirements
for each data element.
The NPRM also proposed a
methodology for data capture under
specified conditions and circumstances
(i.e., providing a hierarchy for when
new EDR data would overwrite existing
data already stored in memory). Simply
put, EDRs are constantly monitoring a
variety of vehicle systems and
parameters when the vehicle is in
operation, but the devices only have a
limited amount of short-term (volatile)
memory and long-term (non-volatile)
memory available for recording for these
1 Docket
No. NHTSA–2004–18029–2.
note that NHTSA has been assessing the
potential benefits of EDRs for over a decade, and
in that time, we have witnessed a significant
maturation of EDR technology. For further
information on these agency research and analytical
efforts, please consult the NPRM, which discussed
this topic extensively (see 69 FR 32932, 32933 (June
14, 2004)).
2 We
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purposes. So when vehicle
manufacturers develop EDRs, they must
make judgments as to which data are the
most important to be captured and
recorded (e.g., events surrounding the
deployment of an air bag are generally
regarded as very important). Frequently,
data stored in non-volatile memory are
over-written (replaced) or deleted. The
NPRM’s proposed provisions related to
data capture were intended to ensure
that EDRs not only capture data
according to a uniform methodology,
but also that the methodology
maximizes the generation of data
suitable for the agency’s safety
purposes.
Because data standardization is only
beneficial if the data can be retrieved
and used, the agency decided to address
the issue of data retrievability as part of
our rulemaking. The NPRM also
proposed to require vehicle
manufacturers to submit sufficient nonproprietary technical information to the
public docket as would permit third
parties to manufacture a device capable
of accessing, interpreting, and
converting the data stored in the EDR.
Under the proposal, such information
would be required to be submitted to
the docket not later than 90 days prior
to the start of production of the EDRequipped vehicle makes and models to
which the information relates, and
vehicle manufacturers would be
required to keep that information
updated, by providing information not
later than 90 days prior to making any
changes that would make the previously
submitted information no longer valid.
However, as discussed in the NPRM,
our proposal offered one possible way to
handle the data retrievability issue, and
we sought comment on alternative
approaches.
In addition, the NPRM proposed
survivability requirements for EDR data
when the vehicle is crash tested under
existing testing requirements of Federal
Motor Vehicle Safety Standard (FMVSS)
Nos. 208, Occupant Crash Protection,
214, Side Impact Protection, and 301,
Fuel System Integrity, and it also
proposed to require that the data be
retrievable by the methodology
specified by the vehicle manufacturer
for not less than 30 days after the test
and without external power.
Finally, the NPRM proposed a
specific owner’s manual statement
related to EDRs that would make
members of the public aware when their
vehicle is equipped with an EDR and
also explain the intended purpose of the
EDR and how it operates.
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C. Requirements of the Final Rule
After careful consideration of the
public comments on the NPRM, we are
promulgating this final rule to establish
a regulation for voluntarily-installed
EDRs in order to standardize EDR data.
The approach of this final rule is
generally consistent with that of the
NPRM, although we have further
tailored the requirements of the
regulation to advance the stated
purposes of this rulemaking without
requiring substantial costs or impeding
the technological development of EDRs.
We believe that with certain modest
modifications, many current EDR
systems can meet our goals of
facilitating ACN and improving crash
reconstructions.
In overview, the final rule specifies
uniform, national requirements for light
vehicles voluntarily equipped with
EDRs, including the collection, storage,
and retrievability of onboard motor
vehicle crash event data. It also specifies
requirements for vehicle manufacturers
to make tools and/or methods
commercially available so that
authorized crash investigators and
researchers are able to retrieve data from
such EDRs.
Specifically, the regulation applies to
passenger cars, multipurpose passenger
vehicles, trucks, and buses with a gross
vehicle weight rating (GVWR) of 3,855
kg (8,500 pounds) or less and an
unloaded vehicle weight of 2,495 kg
(5,500 pounds) or less, except for walkin van-type trucks or vehicles designed
to be sold exclusively to the U.S. Postal
Service, that are equipped with an event
data recorder and to manufacturers of
these vehicles. Subject to an exception
for final-stage manufacturers and
alterers discussed below, compliance
with the requirements of the final rule
commences for covered vehicles
manufactured on or after September 1,
2010. The final rule is intended to be
technology-neutral, so as to permit
compliance with any available EDR
technology that meets the specified
performance requirements.
The following points highlight the key
provisions of the final rule:
• Each vehicle equipped with an EDR
must record all of the data elements
listed in Table I, during the interval/
time and at the sample rate specified in
that table. There are 15 required data
elements (see paragraph 563.7(a), Table
I). Examples of these data elements are
‘‘delta-V, longitudinal,’’ ‘‘maximum
delta-V, longitudinal,’’ ‘‘speed, vehicle
indicated,’’ and ‘‘safety belt status,
driver.’’
• Each vehicle equipped with an EDR
that records any of the data elements
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listed in Table II identified as if
recorded (most elements in that table)
must capture and record that
information according to the interval/
time and at the sample rate specified in
that table. Data elements listed in Table
II as ‘‘if equipped’’ (i.e., ‘‘frontal air bag
deployment, time to nth stage, driver’’
and ‘‘frontal air bag deployment, time to
nth stage, right front passenger’’) must
record the specified information if they
are equipped with the relevant item,
even if they are not presently doing so.3
There are 30 data elements included in
Table II (see paragraph 563.7(b), Table
II). Examples of these data elements are
‘‘lateral acceleration,’’ ‘‘longitudinal
acceleration,’’ ‘‘frontal air bag
suppression switch status, right front
passenger (on, off, or auto), and safety
belt status, right front passenger
(buckled, not buckled).
• The data elements required to be
collected by the EDR pursuant to Tables
I and II, as applicable, must be recorded
in accordance with the range, accuracy,
and resolution requirements specified in
Table III, Recorded Data Element
Format (see paragraph 563.8(a), Table
III).
• For EDRs that record acceleration,
the longitudinal and lateral acceleration
time-history data must be filtered in
accordance with the filter class
specified in Table III (i.e., Society of
Automotive Engineers (SAE)
Recommended Practice J211–1, March
1995, ‘‘Instrumentation For Impact
Test—Part 1—Electronic
Instrumentation’’ (SAE J211–1, Class
60), which the regulation incorporates
by reference (see paragraph 563.8(b)).
Such filtering may be done during
collection or post-processing.
• The EDR must collect and store data
elements for events in accordance with
the following conditions and
circumstances as specified in paragraph
563.9:
(1) In an air bag deployment crash, the
data recorded from any previous crash
must be deleted; the data related to the
deployment must be recorded, and the
memory must be locked in order to
prevent any future overwriting of these
data.
3 The ‘‘frontal air bag deployment, time to nth
stage’’ data elements provide critical timing data for
vehicles equipped with multi-stage air bags, which
will help in assessing whether an air bag is
deploying correctly during a crash (i.e., whether the
sensors are functioning properly). In drafting this
final rule, we had considered including these two
elements as required elements under Table I, but we
recognized that not all vehicles are equipped with
multi-stage air bags. Thus, by including these
elements in Table II and requiring recording of that
information if the vehicle is so equipped, we are,
in effect, requiring this data from all vehicles
equipped with an EDR and multi-stage air bags.
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(2) In an air bag non-deployment
crash that meets the trigger threshold,
all previously recorded data in the
EDR’s memory must be deleted from the
EDR’s memory, and the current data (up
to two events) must be recorded.
• In order to ensure the survivability
of EDR data in most crashes, the EDR is
tested in conjunction with crash tests
already required under FMVSS No. 208,
Occupant Crash Protection, and FMVSS
No. 214, Side Impact Protection (see
paragraph 563.10). Except for elements
discussed below, the data elements
required under Tables I and II must be
recorded in a specified format, must
exist at the completion of the crash test,
and must be retrievable by a
methodology specified by the vehicle
manufacturer for not less than 10 days
after the test.
The EDR is not required to meet the
above survivability requirements for the
following data elements: (1) ‘‘Engine
throttle, % full,’’ (2) ‘‘service brake, on/
off,’’ and (3) ‘‘engine RPM.’’ These
elements have been excluded from these
requirements because vehicles are crash
tested without the engine running for
safety reasons, so the EDR would not be
able to record the above data elements
under those circumstances.
• For vehicles equipped with an EDR,
vehicle manufacturers must include a
specified statement in the owner’s
manual to make the operator aware of
the presence, function, and capabilities
of the EDR.
• In order to ensure the retrievability
of EDR data, each vehicle manufacturer
that installs EDRs must ensure by
licensing agreement or other means that
the necessary tool(s) are commercially
available for downloading the required
EDR data. The tool must be
commercially available not later than 90
days after the first sale of the vehicle for
purposes other than resale.
D. Lead Time
In order to limit the transition costs
associated with the standardization of
EDR data, we sought in the NPRM to
provide adequate lead time to
manufacturers to enable them to
incorporate necessary changes as part of
their routine production cycles. To that
end, the NPRM proposed a compliance
date of September 1, 2008 for the EDR
regulation. However, vehicle
manufacturers commented that the lead
time in the proposed rule would be
inadequate to allow manufacturers to
incorporate the necessary changes as
part of their regular production cycle.
Those commenters argued that a longer
lead time is needed to minimize the
costs and burdens associated with the
EDR rule, particularly for those
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manufacturers which have already
incorporated EDRs in a large proportion
of their fleets.
After carefully considering the public
comments on lead time, we have
decided to require covered vehicles
manufactured on or after September 1,
2010 to comply with the requirements
of this final rule, subject to the
exception below. Again, it is our
intention to limit the costs associated
with this final rule for the
standardization of EDR data, including
implications associated with new
definitions, new pre-crash data
collection, data download strategies,
and data element costs associated with
meeting the range and accuracy
requirements. We believe that a lead
time in excess of four years should
prove adequate for all vehicle
manufacturers and all vehicle lines,
without the need for a phase-in. Vehicle
manufacturers may voluntarily comply
with these requirements prior to this
date.
Consistent with the policy set forth in
NHTSA’s February 14, 2005 final rule
on certification requirements under
Federal motor vehicle safety standards
for vehicles built in two or more stages
and altered vehicles (70 FR 7414), we
are providing final-stage manufacturers
and alterers that produce vehicles
covered by this regulation with an extra
year to comply. Accordingly, these
manufacturers must meet the
requirements of this final rule for
vehicles manufactured on or after
September 1, 2011. However, final-stage
manufacturers and alterers may
voluntarily comply with the
requirements of the regulation prior to
this date.
E. Differences Between the Final Rule
and the Notice of Proposed Rulemaking
As noted above, NHTSA has decided
to issue the present final rule to
standardize EDR data in order to further
our stated purposes of ensuring that
EDRs record the data necessary for
effective implementation of ACN, crash
investigations, and analysis of safety
equipment performance. In order to
achieve these objectives (and to garner
the derivative benefits that EDRgenerated data may provide in terms of
safer vehicle designs), we have largely
retained the general approach presented
in the NPRM. However, after further
study and a careful review of the public
comments, we have decided to make a
number of modifications as part of the
final rule in order to better reflect the
current state of EDR technology and the
data elements (including form and
format) that will meet our research and
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51001
policy objectives in a manner that is
both effective and practicable.
The main differences between the
NPRM and the final rule involve a
change in the definition of ‘‘event data
recorder,’’ selection of data elements
(i.e., which elements are required),
changes to the range/accuracy/
resolution requirements, modification of
the test requirements related to EDR
survivability, and extension of lead time
for implementing the regulation. A
number of minor technical
modifications are also incorporated in
the final rule in response to public
comments on the NPRM. All of these
changes and their rationale are
discussed fully in the balance of this
document. However, the following
points briefly describe the main
differences between the NPRM and this
final rule.
• In the NPRM, the term ‘‘event data
recorder’’ was defined as ‘‘a device or
function in a vehicle that records any
vehicle or occupant-based data just
prior to or during a crash, such that the
data can be retrieved after the crash. For
purposes of this definition, vehicle or
occupant-based data include any of the
data elements listed in Table I of this
part.’’ However, several commenters
stated that under this definition,
virtually all vehicles would be
considered to have an EDR, because
most vehicles capture freeze-frame data
required for internal processing;
therefore, commenters argued that the
proposed definition is overly broad (i.e.,
covering vehicles not equipped with a
true EDR) and would create a de facto
mandate for EDRs, contrary to the
agency’s expressed intent. Therefore, in
this final rule, we have revised the
definition of ‘‘event data recorder’’ to
read as follows: ‘‘a device or function in
a vehicle that records the vehicle’s
dynamic, time-series data during the
time period just prior to a crash event
(e.g., vehicle speed vs. time) or during
a crash event (e.g., delta-V vs. time),
intended for retrieval after the crash
event. For the purposes of this
definition, the event data do not include
audio and video data.’’
• In the final rule, we have decided
to make certain modifications to the
proposed tables of EDR data elements.
Table I, Data Elements Required For All
Vehicles Equipped With an EDR, has
been amended by deleting five data
elements (i.e., (1) longitudinal
acceleration (moved to Table II); (2)
engine RPM (moved to Table II); (3)
frontal air bag deployment level, driver;
(4) frontal air bag deployment level,
right front passenger, and (5) time from
event 2 to 3) and by adding two data
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elements (i.e., (1) time, maximum deltaV, and (2) delta-V, longitudinal).
Table II, Data Elements Required for
Vehicles under Specified Conditions,
has been modified in two ways from the
NPRM. First, the data elements now
listed in Table II as ‘‘if recorded’’ will
be required only if the data elements are
recorded by the EDR (i.e., stored in nonvolatile memory as would permit later
retrieval), rather than the NPRM’s
approach which would have required
those elements if the vehicle were
equipped to measure those elements.
However, for the final rule’s data
elements listed in Table II as ‘‘if
equipped,’’ a manufacturer’s EDRs must
record the specified information, even if
its current EDRs are not doing so.
Furthermore, Table II has been
amended by adding six data elements
(i.e., Table II includes four new
elements: (1) Lateral delta-V; (2) lateral
cumulative maximum delta-V; (3) time
to cumulative maximum lateral delta-V,
and (4) time to cumulative maximum
resultant delta-V. In addition, as
indicated above, two items have been
moved from Table I to Table II: (1)
Longitudinal acceleration; and (2)
engine RPM.).
• In the NPRM, we proposed a
definition for ‘‘trigger threshold,’’ the
point at which a recordable event is
recognized by the EDR, as a ‘‘change in
vehicle velocity * * * that equals or
exceeds 0.8 km/h within a 20 ms
interval.’’ That definition encompassed
movement in either a longitudinal or
lateral direction.
In the final rule, we decided to change
the definition of ‘‘trigger threshold’’ for
the longitudinal direction to ‘‘a change
in vehicle velocity * * * that equals or
exceeds 8 km/h within a 150 ms
interval.’’ For vehicles whose EDRs
measure lateral delta-V or lateral
acceleration, we are using the same
trigger threshold. In the final rule, we
have changed the definition of ‘‘time
zero’’ to account for different EDR crash
detection strategies (i.e., using a ‘‘wakeup’’ time for EDRs that wake up just as
a crash starts, or a change in velocity
over a short period for EDRs that are
continuously running). We have also
added a new definition for ‘‘end of
event time.’’ ‘‘Time zero’’ and ‘‘end of
event time’’ are defined in a manner
consistent with SAE J1698.
• In the final rule, we have changed
our approach in terms of the type of
data that an EDR may capture to assess
crash severity. Specifically, the NPRM
proposed to require EDRs to measure
vehicle acceleration, but the final rule
requires the EDR to record delta-V.
However, if the EDR records
acceleration data in non-volatile
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memory, that information must also be
captured and recorded under the final
rule.
• As part of the final rule, the agency
has decided to reduce the number of
events that must be recorded in a multievent crash from three (as proposed in
the NPRM) to two.
• For each of the proposed data
elements (when applicable), the NPRM
specified a recording interval and
sampling rate in order to standardize
EDR data across the spectrum of new
light vehicles. We have decreased the
pre-crash recording interval from 8
seconds prior to the crash, as proposed
in the NPRM, to 5 seconds prior to the
crash, and we have reduced the amount
of time allocated for collecting crash
data from 0.5 second, as proposed in the
NPRM, to 0.25 second in this final rule.
• The final rule has modified the
NPRM s data format requirements,
which proposed to require covered data
elements to be recorded in accordance
with the range, accuracy, precision, and
filter class specified in Table III,
Recorded Data Element Format, where
applicable. The major changes were: (1)
To reduce the maximum range for
acceleration measurements from 100 G
maximum, as proposed in the NPRM, to
50 G maximum, and (2) to reduce the
required accuracy of these same devices
(and the data generated therefrom) from
within ±1 percent, as proposed in the
NPRM, to within ±5 percent.
• After requesting comments on
alternate approaches in the NPRM, the
agency has adopted a different approach
for ensuring that manufacturers make
sufficient information available to
permit EDR data to be downloaded by
potential users. The NPRM proposed to
require vehicle manufacturers make
publicly available sufficient information
to permit third parties to build a
retrieval tool for EDR data by submitting
such materials to the NHTSA Docket
(and keeping such information
updated). However, in the final rule, we
have decided, consistent with
manufacturers’ comments, to require
manufacturers to ensure by licensing
agreement or other means that retrieval
tools for EDR data are commercially
available.
• In the NPRM, we proposed to
require manufacturers to send detailed
information on an ongoing basis to the
agency about retrieval tools for EDR
data. However, in the final rule, we have
decided to require vehicle
manufacturers to ensure that EDR
retrieval tools are commercially
available, something which
manufacturers may accomplish either
by producing the tools themselves or
working directly with their suppliers
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through licensing agreements.
Accordingly, the need for reports to the
agency, as contemplated in the NPRM,
no longer exists.
• The final rule clarifies that EDR
survivability testing will be conducted
without the engine running, in order to
prevent a potentially hazardous
situation for testing personnel and
facilities. The final rule specifies that
the ‘‘engine throttle,’’ ‘‘service brake,
on/off,’’ and (3) ‘‘engine RPM’’ data
elements are not required to be recorded
as part of survivability testing. While we
are retaining the general approach for
survivability testing, we are decreasing
the number of tests required to
demonstrate survivability. Under the
NPRM, we proposed using FMVSS Nos.
208 (frontal), 214 (side), and 301 (rear)
tests, but in the final rule, we have
decided to delete the requirement for
the Standard No. 301 test.
• We have decided as part of the final
rule to extend the lead time for
compliance by covered vehicles by two
years, until September 1, 2010. In
addition, the final rule sets the
compliance date for final-stage
manufacturers and alterers at one year
beyond the compliance deadline for
other manufacturers (i.e., September 1,
2011).
F. Impacts of the Final Rule
It is difficult for the agency to
quantify the benefits expected to result
from this final rule for standardization
of EDR data. That is because the EDR
devices themselves are not designed to
be systems for crash avoidance or
crashworthiness, but instead they offer
an important tool to enable better EMS
response and to better understand
crashes and crash-related events.
However, it is possible to describe the
benefits of EDRs in qualitative terms.
To the extent that EDR data are
compatible with developing ACN and
e-911 systems, emergency medical
personnel are likely to arrive at a crash
site better informed and thus better
prepared to deal with the injuries they
encounter. Because expedient and
appropriate post-crash medical care is
often critical to achieving the best
possible outcome for the injured person,
we believe that EDR data have the
potential to make a positive
contribution in this area.
We also believe that EDRs can provide
important benefits by giving researchers
a relatively inexpensive way of
obtaining higher quality data and thus a
more accurate and detailed
understanding of the circumstances
surrounding crashes, including how the
vehicles and their safety systems
performed. In many cases, such
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information may be derived from crash
reconstructions, but such measurements
tend to be reasoned estimates, as
compared to the directly measured data
provided by the EDR. There is certain
information, such as how the air bag
deployed (e.g., low level or high level)
or when it deployed, that cannot be
determined without an EDR. To the
extent that EDRs help researchers and
policymakers to better understand the
events surrounding crashes, NHTSA
and vehicle manufacturers will be better
able to develop effective safety
countermeasures as reflected in Federal
motor vehicle safety standards and new
vehicle designs.
In sum, we believe that having a
uniform and standardized data set for
EDRs will increase the compatibility,
comparability, and overall usefulness of
EDR data, which will benefit the public
directly through the availability of ACN
and e-911, and indirectly through
improved crash information for research
and regulatory efforts.
In terms of costs, we believe that the
costs of this final rule should be
minimal, averaging up to $0.17 per
vehicle. Several factors contribute to
this result. First, we estimate that about
64 percent of new light vehicles in 2005
are already equipped with EDRs, which
have been provided by adding the EDR
capability to the vehicles’ air bag control
systems. Thus, EDRs largely capture
information that is already being
processed by the vehicle, so EDRs are
not responsible for the much higher
costs of sensing much of the data in the
first place. Therefore, the costs of this
final rule reflect the incremental costs
for vehicles voluntarily equipped with
EDRs to comply with the requirements
of the regulation.
Second, the agency has sought to limit
the number of EDR data elements and
associated requirements to the
minimum necessary to achieve our
stated purposes. We have determined
that the industry’s current state-of-theart largely meets our purposes, so we
have found it generally unnecessary to
specify requirements for additional
sensors or other hardware that would
increase EDR costs appreciably. (The
most significant technology cost may
involve the need to upgrade EDR
memory chips.) Furthermore, we expect
that administrative costs and
compliance costs will be negligible.
In sum, for the 64 percent of new light
vehicles already equipped with an EDR,
the estimated total cost to comply with
the requirements of this final rule (i.e.,
Table I data elements) will range up to
$1.7 million. If we were to assume that
all 15.5 million new light vehicles were
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equipped with EDRs, the estimated total
cost will range up to $10.9 million.
II. Background
A. Overview of EDR Technology
Event data recorders capture vehicle
crash information.4 Basic EDRs capture
only vehicle acceleration/deceleration
data, while more sophisticated EDRs
capture these data plus a host of
complementary data, such as driver
inputs (e.g., braking and steering) and
the status of vehicle safety systems (e.g.,
seatbelt pretensioners).
The EDR captures crash data by
monitoring several of the vehicle’s
systems, such as brakes, air bags, and
seat belts. It continuously captures and
overwrites (erases) information on these
systems so that a record of the most
recent period (up to a few seconds) is
always available. If an ‘‘event’’ occurs
(i.e., a crash meeting a pre-determined
threshold of severity), then the EDR
moves captured pre-crash information
(up to a few seconds) into its long-term
memory. EDRs also record (in long-term
memory) data after the start of the crash
(up to a few seconds), such as the timing
and manner of the deployment of the air
bags.
EDRs have been installed as standard
equipment in most light motor vehicles
in recent years, particularly vehicles
with air bags. We estimate that 64
percent of model year (MY) 2005
passenger cars and other light vehicles
have some recording capability, and that
more than half record data elements
such as crash pulse data. This is based
on manufacturer reports regarding their
2005 vehicles and then weighted using
2003 corporate-level vehicle sales
figures to determine a fleet average.
B. Chronology of Events Relating to
NHTSA’s Consideration of EDRs
In 1991, NHTSA’s Special Crash
Investigations program first utilized
EDR information in an agency crash
investigation. General Motors, the
vehicle’s manufacturer, cooperated with
the program. Throughout the 1990s,
NHTSA’s SCI team utilized EDRs as one
of their investigative tools, and from
1991 through 1997, SCI worked with
manufacturers to read approximately 40
EDRs. Starting around 2000, the
collection of EDR data was automated,
4 The term ‘‘EDR’’ can be used to describe many
different types of devices. For this final rule, the
term EDR means a device or function in a vehicle
that captures the vehicle’s dynamic, time-series
data during the time period just prior to a crash
event (e.g., vehicle speed vs. time) or during a crash
event (e.g., delta-V vs. time), such that the data can
be retrieved after the crash event. For the purposes
of this definition, the event data do not include
audio and video data.
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51003
and to date, NHTSA’s crash
investigation programs have collected
information on about 2,700 crashes with
EDR files.
The National Transportation Safety
Board has also played a role in agency
efforts related to event data recorders.
The NTSB has been active in data
recorders for a long time, first
concentrating on aircraft and later on
railroads and ships. More recently,
NTSB has been active in the area of
EDRs for highway vehicles. In 1997, the
Safety Board issued its first highway
vehicle EDR-related Safety
Recommendation, H–97–18,5 to
NHTSA, recommending that the agency
‘‘pursue crash information gathering
using EDRs.’’ NTSB recommended that
the agency ‘‘develop and implement, in
conjunction with the domestic and
international automobile manufacturers,
a plan to gather better information on
crash pulses and other crash parameters
in actual crashes, utilizing current or
augmented crash sensing and recording
devices.’’ NTSB subsequently closed
this recommendation, citing NHTSA’s
actions as acceptable. Also in that year,
the National Aeronautics and Space
Administration (NASA) Jet Propulsion
Laboratory (JPL), in a study conducted
for NHTSA about advanced air bag
technology, recommended that the
agency ‘‘study the feasibility of
installing and obtaining crash data for
safety analyses from crash recorders on
vehicles.’’
In early 1998, NHTSA’s Office of
Vehicle Safety Research formed an EDR
Working Group comprised of members
from industry, academia, and other
government organizations. The working
group was formed in response to
NHTSA’s growing interest in EDRs, the
NTSB’s recommendation, and interest
from vehicle manufacturers. The group’s
objective was to facilitate the collection
and utilization of collision avoidance
and crashworthiness data from on-board
EDRs. The NHTSA-sponsored EDR
Working Group published a final report
on the results of its deliberations in
August 2001.6 The working group found
that EDRs have the potential to greatly
improve highway safety, for example, by
improving occupant protection systems
and improving the accuracy of crash
reconstruction.
In 1999, NTSB issued a second set of
recommendations to NHTSA related to
5 NTSB public forum on air bags and child
passenger safety (March 1997). See https://
www.ntsb.gov/publictn/1997/rp9701.pdf.
6 Event Data Recorders, Summary of Findings by
the NHTSA EDR Working Group, August 2001,
Final Report (Docket No. NHTSA–99–5218–9).
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EDRs (H–99–53 and H–99–54 7)
recommending that the agency require
standardized EDRs to be installed on
school buses and motor coaches. In
2000, NHTSA responded to these NTSB
recommendations by sponsoring a
second working group related to EDRs—
the NHTSA Truck & Bus EDR Working
Group. This Working Group collected
facts related to use of EDRs in trucks,
school buses, and motor coaches—a
natural follow-up activity from the first
working group that concentrated on
light vehicles. The final report of the
NHTSA Truck and Bus EDR Working
Group was published in May 2002.8
In 2004, NTSB issued EDR
recommendations to NHTSA for a third
time. This set of recommendations was
prompted by a crash that occurred at a
farmers’ market in Santa Monica, CA,
which resulted in multiple deaths. In
examining that crash, the Safety Board
found that they could not determine
exactly what occurred with respect to
the driver controls and indicated that
EDRs should be installed on all new
vehicles. Recommendation H–04–26 9
reads: ‘‘Once standards for event data
recorders are developed, require their
installation in all newly manufactured
light-duty vehicles.’’ In 2005, NHTSA
sent a letter to the Safety Board asking
them to reconsider their
recommendation, indicating that many
new cars and light trucks are already
equipped with EDRs and that
standardization of installed EDRs is the
main issue, which is being addressed by
this final rule.
For further information, NHTSA has
developed a website about highwaybased EDRs located at the following
address: https://www-nrd.nhtsa.dot.gov/
edr-site/.
C. Petitions for Rulemaking
1. Petitions From Mr. Price T. Bingham
and Ms. Marie E. Birnbaum
In the late 1990s, the agency denied
two petitions for rulemaking asking us
to require the installation of EDRs in
new motor vehicles (see 63 FR 60270
(November 9, 1998) and 64 FR 29616
(June 2, 1999)).
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7 Bus
Crashworthiness Issues, Highway Special
Investigation Report (NTSB/SIR–99/04)
(Washington, DC (1999)). See https://www.ntsb.gov/
publictn/1999/sir9904.pdf.
8 Event Data Recorders, Summary of Findings by
the NHTSA EDR Working Group, May 2002, Final
Report, Volume II, Supplemental Findings for
Trucks, Motor Coaches, and School Buses. (Docket
No. NHTSA–2000–7699–6).
9 Rear-End Collision and Subsequent Vehicle
Intrusion into Pedestrian Space at Certified
Farmers’ Market Santa Monica, California (July 16,
2003). See https://www.ntsb.gov/publictn/2004/
har0404.pdf.
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The first petition, submitted by Mr.
Price T. Bingham,10 a private
individual, asked the agency to initiate
rulemaking to require air bag sensors to
record data during a crash so that it
could later be read by crash
investigators. The petitioner cited a
concern about air bag deployments that
might be ‘‘spontaneous,’’ but he did not
limit the petition to that issue.
The second petition, submitted by Ms.
Marie E. Birnbaum,11 also a private
individual, asked us to initiate
rulemaking to require passenger cars
and light trucks to be equipped with
‘‘black boxes’’ (i.e., EDRs) analogous to
those found on commercial aircraft.
In responding to these petitions,
NHTSA acknowledged that EDRs could
provide valuable information useful for
analyzing crashes and improving motor
vehicle safety. However, the agency
decided to deny the petitions because
the motor vehicle industry was already
voluntarily moving in the direction
recommended by the petitioners, and
because the agency believed ‘‘this area
presents some issues that are, at least for
the present time, best addressed in a
non-regulatory context.’’ 12
2. Petition From Dr. Ricardo Martinez
In October 2001, the agency received
a petition 13 from Dr. Ricardo Martinez,
President of Safety Intelligence Systems
Corporation and former Administrator
of NHTSA, asking us to ‘‘mandate the
collection and storage of onboard
vehicle crash event data, in a
standardized data and content format
and in a way that is retrievable from the
vehicle after the crash.’’
In his petition for rulemaking, Dr.
Martinez argued that understanding
what happens in a crash is essential to
preventing injuries and deaths, and that
EDRs would improve crash
reconstruction analysis. The petitioner
also stated that current crash
reconstruction analysis is costly, time
consuming, laborious, and often
inaccurate. According to Dr. Martinez,
the increasing sophistication and
decreasing costs of information
technology have created the opportunity
to now mandate the capture, storage,
and retrieval of onboard crash data, and
a NHTSA rulemaking could greatly
accelerate the development of ACN.
The petition from Dr. Martinez was
submitted shortly after the NHTSA EDR
Working Group had published its final
report. As discussed in more detail in
10 Docket
No. NHTSA–1998–4368–1.
No. NHTSA–1998–4367–22.
12 63 FR 60270, 60270 (Nov. 9, 1998) (Docket No.
NHTSA–1998–4672–1); 64 FR 29616, 29616 (June 2,
1999) (Docket No. NHTSA–1999–5737–1).
13 Docket No. NHTSA–2002–13546–3.
11 Docket
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the next section of this document, in
October 2002, after the second working
group had completed its work, we
decided to request public comments on
what future role the agency should take
related to the continued development
and installation of EDRs in motor
vehicles. We decided to respond to Dr.
Martinez’s petition after considering
those comments.
D. October 2002 Request for Comments
On October 11, 2002, NHTSA
published a request for comments
concerning EDRs in the Federal Register
(67 FR 63493).14 In that document, the
agency discussed its prior involvement
concerning EDRs, and it requested
comments on what future role NHTSA
should take related to the continued
development and installation of EDRs in
motor vehicles. The request for
comments discussed a range of issues,
including safety benefits, technical
issues, privacy issues, and the role of
the agency, and it also posed several
questions.
In response to this request, we
received comments from light and
heavy vehicle manufacturers,
equipment manufacturers, vehicle users,
the medical community, advocacy
organizations, safety research
organizations, crash investigators,
insurance companies, academics, and
government agencies. We also received
comments from a number of private
individuals.
To summarize, these comments raised
issues concerning the safety benefits of
EDRs (with most commenters suggesting
EDRs will improve vehicle safety),
technical issues surrounding a potential
rulemaking on EDRs (such as the types
of data elements to be collected, amount
of data to be recorded, and crash
survivability of EDR data), potential
privacy issues associated with EDRs,
NHTSA’s role in the future of EDRs, and
public perception of EDRs.
After considering the comments and
other information NHTSA had gathered
on EDRs, NHTSA decided to grant the
Martinez petition in part and
commenced rulemaking.
III. Notice of Proposed Rulemaking
A. Summary of the NPRM
On June 14, 2004, NHTSA published
a NPRM in the Federal Register (69 FR
32932)15 proposing to: (1) Require that
EDRs voluntarily installed in light
vehicles record a minimum set of
specified data elements useful for crash
investigations, analysis of safety
equipment performance, and automatic
14 Docket
15 Docket
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collision notification systems; (2)
specify requirements for data format; (3)
increase the survivability of the EDRs
and their data by requiring that the
EDRs function during and after the
front, side, and rear vehicle crash tests
specified in several Federal motor
vehicle safety standards; (4) require
vehicle manufacturers to make publicly
available information for a download
tool that would enable crash
investigators to retrieve data from the
EDR; and (5) require vehicle
manufacturers to include a brief
standardized statement in the owner’s
manual indicating that the vehicle is
equipped with an EDR and describing
purposes of that device.
NHTSA tentatively concluded that the
proposed requirements would help
ensure that EDRs record, in a readily
usable manner, the data necessary for
effective crash investigations, analysis
of safety equipment performance, and
automatic crash notification systems.
NHTSA stated its belief that its proposal
would help provide a better
understanding of the circumstances
under which crashes and injuries occur
and would lead to derivative benefits,
such as safer vehicle designs.
In the NPRM, NHTSA responded to
the Martinez petition 16 for rulemaking,
which asked the agency to ‘‘mandate the
collection and storage of onboard
vehicle crash event data, in a
standardized data and content format
and in a way that is retrievable from the
vehicle after the crash.’’ The agency
granted the petition in part, to the extent
that it proposed a regulation to specify
standardized data content and format
for EDRs in a manner that is retrievable
from a vehicle after a crash.
However, NHTSA denied the petition
to the extent that the agency did not
propose to mandate EDRs. In the NPRM,
the agency stated its belief that a
mandatory EDR rule was not the best
approach at this time, and we noted that
the industry is continuing to move in
the direction of installing EDRs in an
increasing percentage of new vehicles.
Further, the industry trend is toward
designing EDRs to include greater
amounts of crash data. Given this trend,
we did not deem it necessary for us to
propose to require the installation of
EDRs, but remained open to considering
this in the future.
The NPRM also discussed other key
issues including data elements to be
recorded, data standardization, data
retrieval, crash survivability, privacy,
and lead time. The NPRM provided
detailed tables of the data elements to be
recorded under the proposal and the
16 Docket
No. NHTSA–2002–13546–3.
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relationship of the data elements to the
stated purposes of the rulemaking.
While the NPRM did propose specific
technical requirements and
specifications, NHTSA requested
comments on the proposed data
elements, including whether the list
sufficiently covers technology that is
likely to be in vehicles in the next five
to ten years.
In terms of data standardization, the
NPRM proposed a standardized format
for each data element, specifying the
corresponding recording intervals/
times, units of measurement, sampling
rates, data range/accuracy/precision
requirements, and where appropriate,
filter class. However, the NPRM noted
that there was currently not an industry
standard for EDR format.
The NPRM also solicited comments
on EDR data retrieval. Specifically,
NHTSA sought alternative approaches
to the data retrieval requirements
proposed in the NPRM, which would
have required vehicle manufacturers to
submit specifications for accessing and
retrieving the stored EDR data and
information in sufficient detail to permit
companies that manufacture diagnostic
tools to develop and build devices for
accessing and retrieving the EDR’s
stored data.
Regarding the functioning of EDRs
and crash survivability, the NPRM
proposed requirements for the EDR
trigger threshold, EDR recording in
multi-event crashes, capture of EDR
data, and the performance of EDRs in
crash tests.
The NPRM discussed privacy issues
related to EDRs, but it also noted that
most privacy issues involve Federal and
State laws separate from NHTSA’s
primary statutory authority.
Finally, the NPRM discussed lead
time for the regulation’s proposed
compliance date. The NPRM proposed a
compliance date of September 1, 2008,
to permit manufacturers to make EDRrelated design changes as a part of their
regular production cycle in order to
minimize costs.
B. Summary of Public Comments to the
NPRM
NHTSA received over 100 comments
on the NPRM from automobile
manufacturers,17 motor vehicle
17 Comments were received from the following
vehicle manufacturers: (1) American Honda Motor
Company (Honda); (2) DaimlerChrysler, VSO
(DaimlerChrysler); (3) Ford Motor Company (Ford);
(4) General Motors Corporation (GM); (5) Hyundai
America Technical Center, Inc. (Hyundai and Kia);
(6) Mitsubishi Motors R & D of America, Inc.
(Mitsubishi); (7) Nissan North American, Inc.
(Nissan); (8) Porsche Cars North American, Inc.
(Porsche); (9) Subaru of America, Inc. (Subaru); and
(10) Toyota Motor North America, Inc. (Toyota).
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51005
equipment suppliers and businesses,18
trade associations,19 advocacy and
special interest groups,20 and
individuals. (All of the comments on the
NPRM can be reviewed in Docket No.
NHTSA–2004–18029.) Commenters
expressed a wide range of views, with
vehicle manufacturers, motor vehicle
equipment suppliers, and trade
associations generally supporting the
NPRM in concept, while raising a
number of significant issues and
recommending modifications. Special
interest groups advocating highway
safety generally called for a more
extensive regulation; for example, these
commenters asked NHTSA to require
EDRs in all vehicles, to require more
data elements to be recorded, and/or to
require uniform EDR data retrieval so
that first responders and other
emergency personnel may easily access
EDR data. A number of individuals who
commented on the NPRM raised
potential privacy concerns.
The following overview of the public
comments reflects the key issues raised
by the commenters, including whether
the EDR rule should be mandatory, the
number and type of data elements to be
recorded, EDR data standardization
requirements, EDR data retrieval and
whether to require a standardized data
retrieval tool/universal interface, and
EDR crash survivability. Other
commenters addressed the proposed
owner’s manual disclosure statement,
potential privacy concerns, lead time,
and costs. A more in-depth analysis of
18 Comments were received from the following
motor vehicle equipment suppliers and other
businesses: (1) Bendix Commercial Vehicle
Systems, L.L.C. (Bendix); (2) Delphi; (3) Gelco
Corporation d/b/a GE Fleet Services (Gelco); (4)
Kast, GmbH (Kast); (5) Injury Sciences, L.L.C.
(Injury Sciences); (6) Racing Information Systems;
(7) Safety Intelligence Systems Corporation (SISC);
(8) Siemens VDO Automotive, AG (Siemens); (9)
TRW Automotive (TRW); and (10) Wyle
Laboratories, Inc. (Wyle Laboratories).
19 Comments were received from the following
trade associations: (1) Alliance of Automobile
Manufacturers (Alliance); (2) American Trucking
Association (ATA); (3) Association of International
Automobile Manufacturers, Inc.—Technical Affairs
Committee (AIAM); (4) National Automobile
Dealers Association (NADA); (5) Property Casualty
Insurers Association of America (PCIAA); and (6)
Specialty Equipment Market Association (SEMA).
20 Comments were received from the following
advocacy (and other) groups: (1) Advocates for
Highway and Auto Safety (Advocates); (2)
Albemarle County Police Department; (3) American
Automobile Association (AAA); (4) Canada Safety
Council; (5) Children’s Hospital of Philadelphia; (6)
Electronic Privacy Information Center (EPIC); (7)
European Commission; (8) Garthe Associates
(Garthe); (9) Institute of Electrical and Electronics
Engineers Vehicular Technology Society (IEEE–
VTS); (10) Insurance Institute for Highway Safety
(IIHS); (11) National Motorist Association; (12)
National Transportation Safety Board (NTSB); (13)
Public Citizen; and (14) Society of Automotive
Engineers (SAE).
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comments along with the agency’s
response follows in section IV.B of this
document.
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Whether NHTSA Should Require EDRs
In their comments, most automobile
manufacturers supported the EDR
standardization requirements for
voluntarily-installed EDRs. However,
GM, Ford, some industry associations,
and most advocacy and special interest
groups, urged NHTSA to require EDRs
to be installed in all new vehicles.
Commenters as diverse as GM and
Public Citizen urged mandatory
installation of EDRs. Arguments for why
installation should be mandatory varied,
but included concerns that
manufacturers will opt out under a
voluntary installation approach, that
standardization requirements for
voluntary-installed EDRs will
discourage EDR installation, and that
voluntary installation would take many
years to build up sufficient information
for useful study.
Number and Types of Required Data
Elements
The NPRM separated EDR data
elements into two categories. The first
category consisted of a set of data
elements that must be recorded if an
automobile manufacturer currently uses
an EDR for any one data element (i.e.,
‘‘required’’ data elements). The second
category consisted of data elements that
must be recorded only if the vehicle is
equipped with a specified system or
sensing capability (i.e., ‘‘if equipped’’
data elements). The NPRM listed 18
required data elements and an
additional 24 ‘‘if equipped’’ data
elements.
Overall, automobile manufacturers,
and other commenters connected to the
automotive industry, stated their belief
that the number of proposed required
data elements is excessive in light of
NHTSA’s stated purposes. However,
manufacturers differed in their
assessment as to which of the data
elements should be required to be
recorded and their rationale why. The
manufacturers agreed that the number of
data elements should be reduced due to:
(1) The estimated (excessive) cost of the
EDR proposal; (2) limitations in memory
and microprocessing capability of EDRs;
(3) the potential to inhibit collection of
more useful data; and (4) the desire to
avoid complete electrical redesigns.
In contrast, highway safety advocacy
groups, such as Public Citizen and
Advocates, suggested that the number of
required elements is insufficient. This
group of commenters generally argued
that more data elements should be
recorded in order to: (1) Provide
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additional data contribution for a more
definitive crash causation evaluation;
(2) address equipment likely to be used
in the future; and/or (3) encourage
uniformity. Some commenters,
including Injury Sciences and Public
Citizen, suggested adding the Vehicle
Identification Number (VIN) as a
recorded data element. Still others
commented that certain data elements
in the ‘‘if equipped’’ category should be
moved to the ‘‘required’’ category or
vice versa.
EDR Data Standardization
The NPRM proposed specific
technical specifications for each data
element, including sampling rates and
recording intervals, data standardization
requirements, and data retrieval
requirements. The commenters on this
issue, mostly from the automobile
industry, raised concerns about the
proposed recording frequency and
sampling rates, especially regarding the
amount of microprocessing and memory
required to process and store the
proposed EDR data. According to the
manufacturers, the increase in
microprocessing and memory
capabilities that would be required to
comply with the proposed rule would
be more costly than the agency
anticipated. Therefore, manufacturers
recommended alternative sampling rates
and recording intervals that they believe
would be less expensive. Automotive
industry commenters also
recommended other technical
adjustments to the proposed recording
requirements. They also generally
disagreed with the proposed multipleevent recording requirement, with most
stating that it is unnecessary and not
current industry practice.
Automobile manufacturers generally
commented that the range, accuracy,
and precision specifications contained
in the NPRM should not be included in
the final rule because the proposed
parameters are beyond what is currently
utilized in the state-of-the-art EDRs and
the provisions are not necessary to
achieve the agency’s goals. Other
commenters agreed with the concept of
standardization, but suggested that it be
accomplished in another manner, such
as leaving it to the discretion of the
manufacturers for optimal restraint
system performance or applying SAE
J1698.
Highway safety advocates commented
that sampling rates and recording
intervals should be of sufficient
duration to record the full crash event,
especially for ‘‘rollover’’ crashes.
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EDR Data Retrieval and Whether To
Require a Standardized Data Retrieval
Tool
With regard to data retrieval
requirements, most manufacturers
objected to furnishing non-proprietary
technical specifications to NHTSA and
offered alternative approaches for
retrieving EDR data, such as through
licensing agreements or making retrieval
tools available to the public at a
reasonable price. Highway safety
advocacy groups argued that NHTSA
should require standardization of data
retrieval methods, that first responders
should have access to EDR data, and
that NHTSA should require a uniform
architecture for data retrieval with a
standardized interface location.
EDR Survivability and Crash Test
Performance Requirements
The NPRM proposed that EDR data
must exist upon completion of each
crash test and be retrievable by a
methodology specified by the vehicle
manufacturer for not less than 30 days
after the test and without external
power. Several automobile
manufacturers commented that the
proposed crash test requirement is
impracticable because they believe it
would require tests to be performed
with engines running and various
vehicle systems activated, which would
cause a danger to test personnel. As an
alternative, commenters suggested a
simulated laboratory test. Automobile
manufacturers commented that the
proposed rule would greatly increase
testing costs. There were also comments
on whether an alternative power source
would be required to meet the 30-day
provision in Sec. 563.10(d). Other
commenters, including NTSB and
Public Citizen commented that NHTSA
should require that EDR data survive
fire, fluid immersion, and severe
crashes.
Other Issues
The NPRM proposed a compliance
date of September 1, 2008, for the EDR
regulation. Nearly all commenters,
especially automobile manufacturers,
believed that the agency underestimated
the amount of time needed to meet the
requirements of the proposed rule.
Several manufacturers suggested that, as
part of the final rule, the agency should
provide a phase-in (e.g., a four-year
phase-in beginning in 2008).
In order to educate the public about
EDRs and to gain public acceptance for
use in passenger vehicles, the NPRM
proposed that vehicles equipped with
an EDR must also include a specified
statement in the owner’s manual. This
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statement would inform the vehicle
owner about the presence of the EDR
and its purposes. Most commenters,
including automobile manufacturers
and privacy advocates, expressed
support for a disclosure statement.
However, several commenters
(including automobile manufacturers,
EPIC, and individuals) suggested
alternative language. Comments
concerning the disclosure statement
ranged from concerns about privacy and
ownership of the EDR data to
preemption and State disclosure
requirements.
Commenters, especially individuals,
raised concerns about privacy. In the
NPRM, we addressed privacy issues,
stating our position that NHTSA’s use of
the data collected from EDRs would not
raise privacy concerns. NHTSA obtains
the owner’s consent for collecting and
using EDR data and carefully protects
any information that could potentially
be used to identify an individual. In the
context of EDRs, the information in
question that may be linked to an
individual is the vehicle identification
number (VIN), which is collected at the
time EDR information is downloaded.
The following discussion explains why
it is necessary for the agency to collect
VIN information in connection with
EDRs, how such information is used by
the agency, and the safeguards the
agency takes related to the release of
such information.
VIN information (e.g., relevant to the
make/model in question) is necessary to
download and process the EDR data,
because the commercial EDR download
tool requires the VIN to be inputted into
the program in order to link the EDR file
with data to ensure proper engineering
output. Without VIN input, similar data
may mean different things depending on
the vehicle from which it comes.
This final rule does not require EDRs
to record VIN information. However, the
full VIN of a vehicle must be inputted
into current EDR extraction tools as a
key to ensure proper conversion of the
electronic EDR data to a usable format.
The full VIN is needed in order to
account for running changes that may
occur during a particular model year,
thereby rendering it infeasible to use a
shortened VIN. We note that such VIN
information is normally available
through other means during the course
of crash reconstruction (i.e., through
reading the VIN label on the vehicle
itself). Further, other parties, such as
law enforcement, could combine the
EDR data with the type of personally
identifying data routinely acquired
during a crash investigation.
In terms of the use of EDR data, the
agency takes the EDR-generated
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information that it collects and
incorporates the information into large
crash-related databases in order to gain
a more comprehensive understanding of
certain crash events; the information
contained in these databases is not
retrieved or retrievable by name or other
individual identifier.
The agency’s rationale for protection
of the VIN information contained in
EDRs is as follows. By way of
background, the VIN data identify the
vehicle itself and do not specifically
provide name, address, or other
personal identifier information on an
individual. Furthermore, EDR data
alone cannot confirm exactly who was
driving the vehicle at any given time
(e.g., vehicle owner or other individuals
(either with or without permission)).
However, even though VIN information
is not a ‘‘record’’ 21 or part of a ‘‘system
of records’’ 22 as those terms are defined
under the Privacy Act, NHTSA has
nevertheless taken steps to prevent the
release of VIN information, because VIN
information can be used in various
commercially-available programs to
determine the identity of the current
owner of a vehicle.
As a practical matter, information
contained in these records that has the
potential indirectly to identify
individuals is not made public, except
as specifically required by law.
Furthermore, prior to the release of
information from databases containing
EDR data (usually aggregated reports),
the agency strips out the last six
characters of the VIN (i.e., the portion
that would allow identification of a
specific vehicle and, potentially by
indirect means, the identity of the
vehicle’s current owner). In light of the
above, we believe that the agency has
taken adequate steps to ensure
`
individual privacy vis-a-vis its use of
EDR data.
However, we recognized that there
may be privacy issues associated with
EDRs related to the use of EDR data by
entities other than NHTSA, such as law
enforcement and EMS personnel, other
government entities, and the automotive
industry. Notwithstanding our extensive
21 The
Privacy Act of 1974 defines ‘‘record’’ as
‘‘any item, collection, or grouping of information
about an individual that is maintained by an
agency, including but not limited to, his education,
financial transactions, medical history, and
criminal or employment history and that contains
his name, or the identifying number, symbol, or
other identifying particular assigned to the
individual, such as a finger or voice print or a
photograph.’’ 5 U.S.C. 552(a)(4).
22 The Privacy Act defines ‘‘system of records’’ as
‘‘a group of any records under the control of any
agency from which information is retrieved by the
name of the individual or by some identifying
number, symbol, or other identifying particular
assigned to the individual.’’ 5 U.S.C. 552(a)(5).
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treatment of the privacy issue, we still
received comments from individuals
who believe that EDRs are an intrusion
of their privacy because EDRs might
record aspects of their driving behavior
(e.g., whether they are speeding or not
wearing a safety belt) that they do not
want to be known. Automobile
manufacturers and highway safety
groups commented that the potential
benefits of EDRs outweigh any privacy
concerns.
In addition to lead time, privacy, and
owner’s manual disclosure statement
issues, commenters raised additional
substantive issues including cost,
preemption, and inclusion of ACN as a
goal of the EDR rule.
Many commenters, mostly automobile
manufacturers, believed that NHTSA’s
cost estimates were significantly
understated. According to these
commenters, the proposed requirements
outlined in the NPRM would contribute
to higher costs because of the additional
microprocessors and memory needed to
handle larger amounts of saved data.
These commenters also argued that the
dynamic testing requirements would
increase costs along with the
requirements of accuracy, range, and
precision, which they argued are in
excess of current industry practice.
Commenters requested that NHTSA
specifically preempt inconsistent State
and local regulations related to EDRs.
Automobile manufacturers were
concerned about the possibility of
having to comply with inconsistent
State regulations, especially concerning
owner’s manual disclosure statements
and technical specifications of EDRs.
With respect to ACN as a stated goal
of the EDR rule, commenters associated
with the automotive industry argued
that this goal should be removed, since
the proposed rule would not require
ACN or specifically state that the rule
will not limit the ability of
manufacturers to offer ACN.
Other, more specific and technical
issues were raised by commenters.
These issues will be treated and
addressed in section IV.B of this notice.
IV. The Final Rule and Response to
Public Comments
A. The Final Rule
1. Summary of the Requirements
After careful consideration of the
public comments on the NPRM, we are
promulgating this final rule to establish
a regulation for voluntarily-installed
EDRs in order to standardize EDR data.
The requirements of this regulation are
tailored to advance the stated purposes
of this rulemaking without imposing
unnecessary burdens or unduly
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impeding the future technological
development of EDRs. In overview, the
final rule specifies uniform, national
requirements for EDR-equipped vehicles
covered by the regulation, including the
collection, storage, and retrievability of
onboard motor vehicle crash event data.
It also specifies requirements for vehicle
manufacturers to make retrieval tools
and/or methods commercially available
so that crash investigators and
researchers are able to retrieve data from
EDRs.
Specifically, the regulation applies to
passenger cars, multipurpose passenger
vehicles, trucks, and buses with a
GVWR of 3,855 kg (8,500 pounds) or
less and an unloaded vehicle weight of
2,495 kg (5,500 pounds) or less, except
for walk-in van-type trucks or vehicles
designed to be sold exclusively to the
U.S. Postal Service, that are equipped
with an event data recorder and to
manufacturers of these vehicles.23
Subject to an exception for final-stage
manufacturers and alterers discussed
below, compliance with the
requirements of the final rule
commences for covered vehicles
manufactured on or after September 1,
2010. The final rule is intended to be
technology-neutral, so as to permit
compliance with any available EDR
technology that meets the specified
performance requirements.
The following points highlight the key
provisions of the final rule:
• Term ‘‘event data recorder’’ is
defined as ‘‘a device or function in a
vehicle that captures the vehicle s
dynamic, time-series data during the
time period just prior to a crash event
(e.g., vehicle speed vs. time) or during
a crash event (e.g., delta-V vs. time),
such that the data can be retrieved after
the crash event. For the purposes of this
definition, the event data do not include
audio and video data.’’
• Each vehicle equipped with an EDR
must record all of the data elements
listed in Table I, during the
interval/time and at the sample rate
specified in that table. There are 15
required data elements (see paragraph
563.7(a), Table I). Examples of these
data elements are ‘‘delta-V,
longitudinal,’’ ‘‘maximum delta-V,
longitudinal,’’ ‘‘speed, vehicle
indicated,’’ and ‘‘safety belt status,
driver.’’
• Each vehicle equipped with an EDR
that records any of the data elements
listed in Table II identified as ‘‘if
recorded’’ (most elements in that table)
must capture and record that
23 These are the same applicability limits set for
the air bag requirements in frontal crashes in
Federal Motor Vehicle Safety Standard No. 208.
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information according to the interval/
time and at the sample rate specified in
that table. Data elements listed in Table
II as ‘‘if equipped’’ (i.e., ‘‘frontal air bag
deployment, time to nth stage, driver’’
and ‘‘frontal air bag deployment, time to
nth stage, right front passenger’’) must
record the specified information, even if
they are not presently doing so. (The
‘‘frontal air bag deployment, time to nth
stage’’ data elements provide critical
timing data for vehicles equipped with
multi-stage air bags, which will help in
assessing whether an air bag is
deploying correctly during a crash (i.e.,
whether the sensors are functioning
properly). In drafting this final rule, we
had considered including these two
elements as required elements under
Table I, but we recognized that not all
vehicles are equipped with multi-stage
air bags. Thus, by including these
elements in Table II and requiring
recording of that information if the
vehicle is so equipped, we are, in effect,
requiring this data from all vehicles
equipped with an EDR and multi-stage
air bags.)
There are 30 data elements included
in Table II (see paragraph 563.7(b),
Table II). Examples of these data
elements are ‘‘lateral acceleration,’’
‘‘longitudinal acceleration,’’ ‘‘frontal air
bag suppression switch status, right
front passenger (on, off, or auto),’’
‘‘frontal air bag deployment, time to nth
stage, driver,’’ and ‘‘safety belt status,
right front passenger (buckled, not
buckled).’’
• The data elements required to be
collected by the EDR pursuant to Tables
I and II, as applicable, must be recorded
in accordance with the range, accuracy,
and resolution requirements specified in
Table III, Recorded Data Element
Format (see paragraph 563.8(a), Table
III).
• For EDRs that record acceleration,
the longitudinal, lateral, and normal
acceleration time-history data must be
filtered in accordance with the filter
class specified in Table III (i.e., SAE
J211–1, Class 60) (see paragraph
563.8(b)). Such filtering may be done
during collection or post-processing.
• The EDR must collect and store data
elements for events in accordance with
the following conditions and
circumstances as specified in paragraph
563.9:
(1) In an air bag deployment crash, the
data recorded from any previous crash
must be deleted; the data related to the
deployment must be recorded, and the
memory must be locked in order to
prevent any future overwriting of these
data.
(2) In an air bag non-deployment
crash that meets the trigger threshold,
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all previously recorded data in the
EDR’s memory must be deleted from the
EDR’s memory, and the current data (up
to two events) must be recorded.
• In order to ensure that survivability
of EDR data in most crashes, the EDR is
tested in conjunction with crash tests
already required under FMVSS No. 208,
Occupant Crash Protection, and FMVSS
No. 214, Side Impact Protection (see
paragraph 563.10). Except for the
elements discussed below, the data
elements required under paragraph
563.7 must be recorded in the format
specified by paragraph 563.8, must exist
at the completion of the crash test, and
must be retrievable by the methodology
specified by the vehicle manufacturer
(as required under paragraph 563.12) for
not less than 10 days after the test. The
‘‘complete file recorded (yes, no)’’ data
element must read ‘‘yes’’ after the test.
The EDR need not meet the above
survivability requirements for the
following data elements: (1) ‘‘Engine
throttle, % full,’’ (2) ‘‘service brake,
on/off,’’ and (3) ‘‘engine RPM.’’ These
elements have been excluded from these
requirements because vehicles are crash
tested without the engine running for
safety reasons, so the EDR would not be
able to record the above data elements
under those circumstances.
• For vehicles equipped with an EDR,
vehicle manufacturers must include a
specified statement in the owner’s
manual to make the operator aware of
the presence, function, and capabilities
of the EDR (see paragraph 563.11).
• In order to ensure the retrievability
of EDR data, each vehicle manufacturer
that installs EDRs must ensure by
licensing agreement or other means that
retrieval tool(s) are commercially
available for downloading the required
EDR data. The retrieval tool must be
commercially available not later than 90
days after the first sale of the vehicle for
purposes other than resale.
2. Lead Time
In order to minimize the costs
associated with the standardization of
EDR data, we have stated our intention
to provide adequate lead time to
manufacturers to enable them to
incorporate necessary changes as part of
their routine production cycles. In the
NPRM, we had proposed a compliance
date of September 1, 2008. However, in
their comments on our proposal, some
manufacturers had argued that a longer
lead time is needed to make the
necessary design and production
changes. Others requested a phase-in of
the EDR requirements, which was
characterized as particularly important
for manufacturers that already have a
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significant portion of their fleet
equipped with EDRs.
In light of the fact that installation of
EDRs remains voluntary on the part of
vehicle manufacturers and our
concomitant desire to minimize costs,
we have decided to adopt the
recommendations of commenters to
provide vehicle manufacturers with
additional lead time. Accordingly,
subject to the exception below, we have
decided to require covered vehicles
manufactured on or after September 1,
2010 to comply with the requirements
of this final rule. We believe that lead
time in excess of four years, particularly
given the revised technical
requirements, should prove adequate for
all vehicle manufacturers and all
vehicle lines, without the need for a
phase-in. Vehicle manufacturers may
voluntarily comply with these
requirements prior to this date.
Beyond the suggestions of the
automobile manufacturers to increase
the lead time associated with this rule,
NHTSA conducted its own analysis of
the technical changes needed to meet
the standardization requirements and
specifications of this final rule. As
discussed below, we determined that
the final rule will necessitate a number
of design and technical changes to
current EDRs.
For example, current EDR systems
have been designed independently by
the vehicle manufacturers, thereby
resulting in differences in data
definitions. Thus, in implementing this
final rule, manufacturers will need to
make technical changes to their systems
to reflect standardization in the data
elements.
Further, we have added new
definitions related to EDR operation that
will necessitate changes to EDRs. The
‘‘trigger threshold’’ required by this final
rule is different than that which any
vehicle manufacturer currently utilizes.
Generally, vehicle manufacturers use
wake-up levels to start collecting data,
based upon vehicle deceleration.
However, our final rule specifies that
data collection be triggered by using
change-in-velocity (delta-V) over a
specified time period, which will
require algorithm development and
possibly additional non-volatile
memory buffers to capture and analyze
these vehicle data. The two-event
capture and recording requirement in
the final rule is also different from that
which any vehicle manufacturer
currently uses. While some current
EDRs do capture and record two events,
the data are not captured with
standardized logic, as is specified in the
final rule (e.g., standardization of the
calculation of time between events).
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Another new requirement is that the
EDR must lock the file if an air bag
deploys during an event; this
requirement is one that will need to be
newly implemented by most of vehicle
manufacturers.
Another requirement in the final rule
that is likely to necessitate changes in
EDRs is the requirement for the capture
and recording of pre-crash data. With
the exception of GM and Toyota, no
other vehicle manufacturer captures and
records pre-crash data that can be
downloaded using a commercially
available tool. Ford is developing a precrash data recording capability, but Ford
is collecting those data in the engine
control module. All other vehicle
manufacturers will need to update their
systems to achieve pre-crash data
collection, which will necessitate
algorithm development and possibly
additional non-volatile memory to
continuously capture and hold these
data until an event occurs. Further, the
sampling of the pre-crash data will need
to be standardized to two samples per
second, in order to meet the
requirements of the final rule. To our
knowledge, no vehicle manufacturer
currently collects pre-crash data at this
sample rate (e.g., most GM and Toyota
vehicles capture data at one sample per
second during the interval specified in
the final rule). Again, updating these
systems in this fashion will require
additional algorithm development and
possible additional non-volatile
memory.
In addition, we anticipate that
development of a turnkey operation for
downloading EDR data will take
significant time to accomplish. Vehicle
manufacturers will need time to develop
their licensed partner relationships for
production of download tools.
Finally, we note that the latest version
of GM’s EDR (e.g., ones used in the 2004
Malibu) does not capture and record
delta-V data within the accuracy
requirement specified in the final rule.
In two tests performed by IIHS, which
shared results with NHTSA for use in a
paper for presentation at an
International Technical Conference on
the Enhanced Safety of Vehicles (ESV),
the delta-Vs recorded by the EDR were
at or outside the accuracy specifications
of the final rule.24 Additionally, we note
that GM has previously reported that the
current generation of EDRs have data
resolution and accuracy outside the
levels specified in the final rule.25 In
24 Niehoff, Peter, et al., Evaluation of Event Data
Recorders in Full Systems Crash Tests, ESV Paper
No. 05–0271 (2005).
25 ‘‘Recording Automotive Crash Event Data,’’
Chidester, Hinch, Mercer & Schultz, NTSB (1999).
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sum, sufficient lead time will be
required for vehicle manufacturers to
make the changes necessitated by the
final rule without incurring significant
additional costs.
Consistent with the policy set forth in
NHTSA’s February 14, 2005 final rule
on certification requirements under
Federal motor vehicle safety standards
for vehicles built in two or more stages
and altered vehicles (70 FR 7414), finalstage manufacturers and alterers of
covered vehicles must comply with the
requirements of this final rule for
vehicles manufactured on or after
September 1, 2011. However, final-stage
manufacturers and alterers may
voluntarily comply with the
requirements of the regulation prior to
this date.
B. Response to Public Comments
1. Whether NHTSA Should Require
EDRs
We expressly stated in the NPRM that
we were not proposing to require all
light vehicles to be equipped with EDRs.
Under the proposed rule, vehicle
manufacturers retained discretion
regarding the decision of whether to
install EDRs. However, if a vehicle were
equipped with an EDR, the vehicle
would be required to comply with the
requirements of the proposed Part 563.
We stated that we did not believe it was
necessary to mandate installation of
EDRs at this time, noting that the
industry has substantially progressed in
the development and installation of
EDRs without the agency’s requiring
them. We estimated that at least 64
percent of model year 2004 passenger
cars and other light vehicles have some
recording capability, and more than half
record elements such as crash pulse
data. We noted also that industry was
expected to install EDRs in an
increasing percentage of new vehicles.
The agency received several
comments on the issue of whether we
should require manufacturers to install
EDRs in all new vehicles. GM
commented that NHTSA should adopt a
FMVSS that would mandate installation
of EDRs on all passenger cars and light
trucks with a GVWR up to 3,855 kg
(8,500 pounds). GM stated that a
mandatory EDR requirement would
maximize safety benefits by ensuring
that all covered vehicles capture and
record key crash data. According to GM,
an EDR mandate would also eliminate
incentives for manufacturers to remove
existing EDRs or to delay their
introduction. In addition, GM argued
that the standard should prohibit
See https://www.ntsb.gov/events/symp_rec/
proceedings/authors/chidester.pdf.
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switches that would permit EDR
disablement.
Public Citizen, Advocates, NADA,
and NTSB urged NHTSA to require the
installation of EDRs. Public Citizen
stated that NHTSA should require EDRs
because these devices can provide
valuable safety benefits, including: (1)
Better understanding of crash causation
and injury sources; (2) enhanced
commercial vehicle safety; (3) better
data on defect trends; (4) safer highway
designs; and (5) improved emergency
response to crashes. Advocates argued
that unless the agency requires EDRs,
data collection would take many years
to gather sufficient information for
useful study. Mr. Fink, a crash
reconstructionist, stated that the rule
should require EDRs in all vehicles sold
in the U.S. Four individuals commented
that they supported the NPRM, one of
which indicated that EDRs should be
mandatory.
Several commenters argued that
NHTSA’s proposal to apply the rule to
only those vehicles equipped with EDRs
would either act as an incentive for
manufacturers to remove EDRs from
product lines currently equipped with
EDRs or would discourage
manufacturers from installing EDRs in
new product lines. Ford argued the
agency would need to issue a rule that
requires installation of EDRs to
accomplish the objectives set forth in
the agency’s proposal. Ford stated that
it has been unable to develop a
workable definition of an EDR that
would uniformly create a truly
voluntary requirement for all vehicle
manufacturers and that avoids
incentives for removal of existing
recording capability or the deferred
introduction of such capabilities.
IIHS, Public Citizen, PCIAA, and
Children’s Hospital of Philadelphia
joined Ford and GM in arguing that not
requiring manufacturers to install EDRs
would act as an incentive for vehicle
manufacturers to remove EDRs from
vehicles and/or would discourage
installation of EDRs in new product
lines. According to these commenters,
the net result would be a reduction in
the number of vehicles equipped with
EDRs. While Ford expressed support for
modifying language to create a truly
voluntary requirement that would at the
same time address these concerns, IIHS,
Public Citizen, PCIAA, GM, and
Children’s Hospital argued for a
mandatory rule (with PCIAA noting that
the industry needs ample lead time to
comply), which would eliminate the
incentive to remove EDRs and/or the
discretion not to install EDRs in new
product lines.
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SISC supported the proposal’s
position that EDRs should include
minimum standards for capturing crash
data. SISC stated that current EDRs are
focused on capturing data to evaluate
the performance of safety systems;
however, they do not adequately
address the needs of capturing data for
crash investigations. SISC stated that
without mandatory minimum standards
for capturing crash data, EDRs would
not provide the type of information
needed for safety research.
On the other hand, DaimlerChrysler
and Toyota supported a voluntary
approach to EDR installation.
DaimlerChrysler also commented that
the definition of EDR should be
modified to ensure that EDRs are
voluntary. In explaining its request for
modification, DaimlerChrysler stated
that the NPRM’s definition of EDR
references the deployable restraint
control module for the purpose of
determining whether a vehicle is
equipped with an EDR. DaimlerChrysler
argued that all light vehicles are
equipped with such control modules;
therefore, the adoption of a definition
making such a reference would
effectively mandate EDRs for all
applicable vehicles, contrary to the
agency’s stated intent.
Porsche also argued that the NPRM’s
definition of EDR would effectively
require manufacturers to install EDRs.
Porsche argued that a vehicle might be
capable of recording and storing a few
pieces of static freeze frame data in the
air bag control unit (i.e., an isolated
observation or snapshot of a set of data
such as the seat belt status, frontal air
bag warning lamp status, etc., triggered
by an impact exceeding a defined trigger
threshold). Although such systems fall
outside the common understanding of
EDRs, Porsche argued that this type of
recorded data would fall within the
proposed EDR definition. Porsche stated
that storage of freeze frame data should
not, by itself, be a sufficient basis for
determining that a vehicle is equipped
with an EDR, particularly since such
data do not provide information on precrash events. Siemens VDO Automotive
AG characterized the rule as ‘‘semicompulsory.’’
We have carefully considered the
arguments presented by the commenters
for requiring the installation of EDRs in
all subject vehicles.
We are not yet persuaded that it is
necessary or appropriate to mandate the
installation of EDRs. We believe that the
industry’s voluntary development and
installation of EDRs, combined with the
standardization requirements in this
rule, will be sufficient to meet the
agency’s and public’s near term needs.
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Standardized EDR data from the
growing population of vehicles with
EDRs, collected and compositely
analyzed, will enable the agency to
investigate crashes more effectively and
to analyze safety equipment
performance, resulting in improved
agency understanding of crash and
injury causation. These data will also
lay a foundation for advanced crash
notification systems.
Further, insofar as achieving those
near term goals is concerned, adopting
a rule mandating EDR installation
would result in an unnecessary cost for
automobile manufacturers and
consumers. To operate, EDRs need a
databus.26 Since less expensive vehicles
are not equipped with a databus, a rule
mandating EDR installation would
require manufacturers to install a
databus in those vehicles. While we are
not presently compelling the
installation of EDRs, it is our intention
that their use continue to expand.
As for the agency’s longer terms goals
related to EDRs, we expect the extent of
installation in new vehicles to continue
increasing and to reach approximately
85 percent by model year 2010. Based
on currently available information, such
as that obtained in connection with our
NCAP program, the new vehicles
lacking an EDR in that model year will
be primarily those manufactured either
in Germany or Korea. As Korea has
expressed interest in the development of
an EDR standard under the International
Standards Organization, it appears that
Korean built vehicles also might
eventually be voluntarily equipped with
EDRs.
Further, we believe that allowing the
current voluntary, gradualist approach
to increased installation of EDRs to
continue is more appropriate for
meeting those longer term goals than
mandating an acceleration of further
increases in the extent of installation.
We are aware that some consumers are
concerned about the ownership and use
of EDR data. The voluntary approach
provides additional time for
implementing measures concerning
those concerns.
We have considered the comments of
Advocates and SISC, asking us to
mandate EDRs so that it is possible to
gather additional data for safety
research. The agency seeks to gather
EDR information in a readily usable
manner to analyze crashes and the
performance of safety equipment as
composite information (i.e., to discover
statistically significant trends). We
26 The bus (connections between and within the
central processing unit, memory, and peripherals)
is used to carry data.
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believe that the current level of EDR
installation, combined with our
standardization requirement, will yield
data of statistical significance. The
expected further increases in the extent
of installation will improve the quality
of our data still further. In light of our
expected ability to meet these near term
goals, we do not see the need to
mandate EDR installation at this time.
We will monitor future increases in
the extent of installation of EDRs and
revisit this issue if appropriate.
We do not agree with the comments
that our decision to adopt data
standardization requirements without
also mandating the installation of EDRs
will induce manufacturers to remove
EDRs from the vehicles in which they
are currently installed or to drop plans
for installing them in additional
vehicles. The fact that approximately
two-thirds of new vehicles are already
equipped with EDRs is strong evidence
of a significant incentive to install these
devices. Further, as noted below, the
data standardization requirements we
are adopting in this final rule are less
extensive and thus less costly that the
ones we proposed in the NPRM. More
specifically, we lowered the number of
events and elements to be recorded.
Based on our cost estimates (discussed
below), we do not believe that adoption
of our revised data standardization
requirements will increase costs
sufficiently to create a countervailing
incentive for manufacturers to remove
EDRs. We also note that consumer
products, such as OnStar, incorporate
EDRs into their services. The consumer
appeal of these consumer products
strengthens the existing incentive for
manufacturers to install EDRs in their
vehicles.27 In sum, we conclude that
there are major benefits from the use of
EDRs, but the marketplace appears to be
adopting EDRs and we do not currently
see a need to mandate their installation.
The agency will monitor further
progress in this area, and will be
prepared to consider this question
further if needed.
We have also considered GM’s
comment urging us to ban EDR ‘‘on/off
switches’’ and the comments of other
commenters asking that we require
them. This final rule concerns the
standardization of EDR data elements
and ensuring that downloaded EDR data
are available to intended users. We did
not propose either requiring or
precluding on/off switches in the
NPRM. We note, however that on/off
27 In response to the concerns that the breadth of
our proposed EDR definition could have the effect
of requiring the installation of EDRs, we note that
we have revised the definition of EDR, as discussed
below, to exclude static freeze-frame data elements.
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switches could limit the benefits
provided by EDRs. As with the issue of
mandating installation of EDRs, we
think it premature to compel action on
this issue, and will continue to monitor
and assess whether action is warranted
in the future.
2. EDR Data Elements
a. Number and Types of Required Data
Elements
The NPRM provided a list of required
data elements (a minimum set of
elements required to be recorded if a
vehicle is equipped with an EDR,
regardless of whether those elements are
presently recorded by the vehicle’s EDR)
and a list of ‘‘if equipped’’ elements
(elements that would be required to be
recorded only if the vehicle is equipped
with the relevant safety system or
sensing capability).
NHTSA received several comments
on the proposal’s number of required
data elements. Several manufacturers
commented that the proposal’s required
number of data elements was excessive;
however, manufacturers’ comments
differed as to which of the data elements
should be deleted. Commenters
representing highway safety advocacy
groups suggested that the number of
required elements is insufficient to meet
NHTSA’s stated goals of improving data
compatibility, crash investigation, and
safety. Some commenters suggested
adding the VIN as a required data
element.
GM, DaimlerChrysler, IIHS, and
Mitsubishi argued that the NPRM
proposed an excessive number of data
elements. GM provided a critique of the
each of the data elements and
recommended a different list of required
data elements. GM’s position was that
the NPRM’s data elements go beyond
the minimum set of data elements
needed by safety researchers and crash
reconstructionists. GM argued that the
number of required elements in the
NPRM could compromise the ability of
the vehicle’s control modules to perform
their primary function of deploying
restraint systems. The number of
required elements could also inhibit
manufacturers from collecting other,
more potentially useful data, to the
extent that the required elements
consume available processing
capacity.28 IIHS made a similar
28 Accordingly, GM, Daimler Chrysler, Ford, and
Toyota recommended deletion of the following
‘‘required’’ data elements: (1) Engine RPM; (2)
Longitudinal Acceleration (x-direction); (3) Multievent Crash; and (4) Frontal Air Bag Deployment
Level. The four automakers also recommended
deletion of the following ‘‘if equipped’’ data
elements: (1) ABS Activity; (2) Lateral Acceleration
(y-direction); (3) Normal Acceleration (z-direction);
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51011
comment, stating that the number of
proposed data elements increases the
burden on manufacturers and the
incentive for manufacturers to delay or
eliminate safety features. Mitsubishi
commented that NHTSA should only
require those data elements that are
needed to capture crash data that would
truly be useful in improving motor
vehicle safety.
Hyundai and Kia offered several
comments regarding NHTSA’s proposed
data elements. First, they requested that,
‘‘data capture be limited to events that
trigger air bag deployment.’’ Second,
they commented that ‘‘engine RPM’’ and
‘‘engine throttle’’ data serve the same
purpose and requested that only one of
those data elements be required. Third,
Hyundai and Kia commented that the
data elements ‘‘Ignition cycle, crash’’
and ‘‘Ignition cycle, download’’ should
not be required; Hyundai’s and Kia’s
position is that these data elements do
not provide data about the crash event,
and that these elements would require
additional programming and memory.
According to these companies, requiring
these data elements would increase
costs and necessary lead time.
Delphi recommended that NHTSA
limit ‘‘the content of event records to
those data that are of significant value
to crash investigation and safety system
performance analysis’ in order to reduce
the amount of memory that will be
required. Delphi stated that each
required parameter would consume
memory for six instances of that
parameter because of the need to hold
and compare up to three events in
temporary and permanent memory.
Subaru and AIAM argued that the
NPRM contained too many data
elements, and each provided a
recommendation for which data
elements the final rule should require.
Subaru recommended that NHTSA
should re-select and prioritize data
elements in order to increase the
feasibility of compliance with a final
regulation. Specifically, Subaru
recommended that NHTSA ‘‘omit
acceleration direction, tolerance range,
and accuracy of G sensors from the
requirement or allow significant
additional lead time on a phase-in
schedule.’’ AIAM commented that to
reduce the number of systems that
would require a complete redesign of
vehicle electrical architecture, the
minimum data set should include only
the following data elements: (1) Driver
and front passenger belt use; (2) throttle
(4) Occupant Size Classification; (5) Seat Position;
(6) Steering Wheel Angle; (7) Stability Control; (8)
Frontal Air Bag Suppression Switch Status; (9)
Vehicle Roll Angle; (10) Disposal (second stage of
a frontal air bag).
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position; (3) brakes on/off; (4) ABS
engaged/not engaged; (5) vehicle speed;
(6) longitudinal and lateral vehicle
acceleration; (7) delta-V; and (8) time of
air bag deployment.
In contrast to the commenters who
suggested that the NPRM contains too
many required data elements, Public
Citizen and PCIAA encouraged NHTSA
to require additional data elements.
Public Citizen stated that to maximize
the benefits of the EDR rule, NHTSA
should standardize (i.e., require) a far
more extensive list of EDR data
elements. Public Citizen pointed to the
Institute of Electrical and Electronics
Engineers (IEEE) Project 1616 (‘‘Motor
Vehicle Event Data Recorders’’), which
includes 80 EDR data elements used by
different groups. Public Citizen
commented that NHTSA did not
propose to require many of the ‘‘top
ten’’ data elements listed by the
NHTSA-sponsored EDR Working
Group.29 Public Citizen argued that
standardizing EDR data elements would
ensure compatibility of EDR data.
PCIAA commented that the proposed
rule focuses too much on restraint
systems and not enough on systems to
help the driver avoid collisions. PCIAA
suggested that NHTSA should require
data elements that would track driver
inputs and the performance of the
steering, suspension, or braking
systems. According to PCIAA, the rule
should include other equipment such as
vehicle lighting or ‘‘intelligent vehicle’’
systems and should address equipment
that is likely to be in used in the future,
such as stability control systems, radar,
cameras, and similar technology to
monitor the driving environment.
Nissan, Mr. Fink, Mr. Kast,30 Bendix,
and AAA all suggested specific data
elements they believe should be
required. Several data elements that the
commenters suggested we require were
not proposed in the NPRM. Nissan
suggested that the following elements be
required: (1) Delta-V direction (lateral,
longitudinal, vertical); (2) roll rate (roll
acceleration); (3) yaw rate; (4) gear
position; (5) traction control system
status; (6) number of downloads after
event; and (7) passenger air bag disable
indicator status. Mr. Fink stated that the
rule should require a standard data set,
including ‘‘vehicle speed, brake switch
status, accelerator status, engine rpm,
seat belt switch status and air bag
29 We note that this group was a fact-finding
group, and the findings were those of the group and
not NHTSA’s findings.
30 Mr. Kast’s comments were submitted
independently and by Siemens VDO Automotive,
AG. According to Mr. Kast, he is an ‘‘independent
expert in the field of accident investigation and
accident data recorders.’’
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deployment/belt pre-tensioner status.’’
Mr. Kast commented that, based on his
studies of EDR data, the following
elements are necessary to evaluate the
cause of a crash: (1) Status of dimmed
headlights; (2) status of high beam; (3)
status of indicator left; (4) status of
indicator right; (5) status of any special
signals; and (6) yaw angle or yaw angle
velocity. Mr. Kast’s rationale is that the
status of the lighting equipment and
turn signals are important for the
evaluation of crashes that occur in the
dark. Mr. Kast also emphasized the
importance of knowing the yaw angle or
yaw angle velocity in order to calculate
the trajectory of the vehicle.
Bendix Commercial Vehicle Systems,
L.L.C. commented that the following
data elements should be included in the
minimum requirements: (1)
Transmission status (gear selection on
automatic transmissions); (2) brake
switch status; (3) accelerator (%); (4)
engine speed (RPM); (5) date time; (6)
engine hours; (7) odometer reading; (8)
headlights on/off; (9) turn signal status;
(10) cruise control (on/off); (11) ABS
fault status; and (12) tire pressure (axle
or each wheel or as regulated by
NHTSA).
AAA commented that rear seat air
bags are being installed with increasing
frequency and stated that NHTSA
should consider requiring the recording
of data elements associated with rear
seat air bags in vehicles so equipped
(e.g., rear seat occupant presence, size,
seating position, and restraint use).
SISC, Children’s Hospital of
Philadelphia, Delphi, and Public Citizen
commented on the NPRM’s
categorization of data elements as
‘‘required for all vehicles equipped with
an EDR’’ (Table I) or ‘‘required for
vehicles under specified conditions’’
(Table II) and suggested that we change
the categorization of certain data
elements. SISC stated that NHTSA
should mandate lateral acceleration as
part of the required set of data elements.
According to SISC, multi-axis
accelerometers are becoming less
expensive, and both longitudinal and
lateral acceleration are essential to
determining the true delta-V and the
principal direction of force, which are
critical elements of general crash
investigation, biomechanics research,
and the understanding of injury
causation. Children’s Hospital of
Philadelphia made a similar comment,
stating lateral acceleration should be a
mandatory data element.
Delphi suggested that data elements
not normally part of the restraint control
system should be moved from the table
of data elements required if the vehicle
is equipped with an EDR to the table
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(NPRM’s Table II) of elements required
under specific conditions (e.g., vehicle
indicated speed, engine RPM, engine
throttle, service brake status). According
to Delphi, this would lower the cost of
implementation for many
manufacturers.
On the other hand, Public Citizen
argued for re-categorizing several data
elements that the NPRM proposed to be
recorded only under specified
conditions (Table II) and instead require
them (i.e., place them in Table I). Public
Citizen believes that the final rule
should require these data elements to be
recorded (e.g., seat belt status for the
front passenger). Public Citizen’s
rationale is that many of these elements
only require additional sensing
capabilities, which are fairly
inexpensive in most cases.
NTSB expressed concern that Table I
and Table II will result in different data
being available from different EDRs. It
stated that the rule should require the
same information from all EDRs to
encourage uniformity of data and
standardization of EDR usage. NTSB
encouraged NHTSA to develop a
comprehensive standardized list of data
elements that would apply to all
highway vehicles, including heavy
vehicles.
Several commenters, including Mr.
Kast, Injury Sciences, Public Citizen,
and EPIC, recommended requiring some
type of date/time stamp and/or VIN
information. Mr. Kast and Injury
Sciences commented that a date/time
stamp should be added to the required
elements in order to correlate the
recorded data with a crash event. Mr.
Kast explained that the linkage is
particularly important since low
intensity accidents may be recorded. If
this information is not required, Injury
Sciences urged NHTSA to consider
alternatives for linking data to a
particular vehicle and accident. Public
Citizen stated that a VIN data element
would significantly increase the
usefulness of EDR data by permitting
crosschecks across various NHTSA
databases. EPIC commented that the
EDR should record the first eleven digits
of the VIN, although ‘‘the unique serial
number portion of the VIN—a personal
identifier—should not be collected.’’
EPIC’s rationale is that make, model,
and manufacturing origin are important
data for crash analysis.
GM and Delphi raised cost issues
pertaining to the data elements. GM
requested that the final rule expressly
state that the specified list of data
elements is not intended to limit
manufacturers’ ability to voluntarily
collect and record additional data
elements. Delphi suggested that the
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condition for an element to be required
(Table II of the NPRM) be changed from
‘‘vehicle is equipped,’’ to ‘‘data is
available to the recording device.’’
According to Delphi, this would lower
the cost of implementation for many
manufacturers.
Siemens VDO Automotive AG and
Bendix commented on the state of
technology and our EDR proposal.
Siemens VDO Automotive AG
commented that the NPRM definitions
for data elements should be modified
(i.e., made more stringent) to reflect the
state of technology already available and
in use. Siemens predicted that the
changes would not result in
significantly higher costs because the
standardization and adoption by all
manufacturers would lower the costs of
production. Bendix suggested that solid
state digital storage media and nonvolatile storage devices could be used in
conjunction with emerging technologies
in the area of high-speed data links,
which combine data, voice, and video
data on a single communications link to
record additional types of data.
Nissan and Honda requested
clarification on specific technical
aspects of our proposal. Nissan stated
that instead of recording the engine
throttle, we should require recording the
accelerator pedal operation.
Additionally, Nissan suggested that the
rule should permit two alternatives for
determining the beginning of an event,
as provided in SAE J1698, Vehicle Event
Data Interface—Vehicular Output Data
Definition. Nissan also sought
clarification about the ‘‘complete file
recorded’’ data element. Nissan
questioned whether the ‘‘Yes’’ value
indicates that the EDR functioned the
whole time or whether the data set is
complete (i.e., the EDR received good
data from all systems). Honda sought
clarification related to the data element
for ‘‘frontal air bag deployment level.’’
Honda sought to confirm its
understanding that this term means the
percentage of maximum inflator output
used for occupant restraint (i.e., inflator
output excluding the output of the
deployment for disposal, regardless of
the delay timing of the second (disposal)
stage deployment).
TRW Automotive commented that the
status of the anti-lock braking system
(ABS) is not adequately indicated by the
‘‘ABS Activity’’ data element. TRW
suggested that ‘‘ABS Warning Lamp
(On/Off)’’ would provide a better
indication of the status of the ABS
system at the time a crash occurred.
TRW Automotive commented that the
data attributes for stability control
systems should be modified because
they do not clearly indicate the status.
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According to TRW, ‘‘off’’ should
indicate that the driver has turned off
the system, and an attribute ‘‘Not
Available’’ should be added to indicate
that the system is in a ‘‘not available’’
state.
We indicated in the NPRM that it was
not our intention to require
manufacturers to install expensive
technological hardware or software to
meet our EDR standardization proposal.
In the NPRM, we emphasized that
vehicle manufactures have voluntarily
made significant investments in EDRs
and are already recording several data
elements that suit our goals. The NPRM
explained that our proposal sought to
build upon the automotive industry’s
EDR accomplishments by standardizing
the way data elements are captured and
recorded. In other words, we considered
our proposal to record the most
important data elements relevant to
crash reconstruction, the analysis of
safety equipment performance, and
ACN in light of the data already being
processed by vehicles.
We envisioned and it was our intent
that the proposed EDR standardization
requirements could be implemented by
vehicle manufacturers at a minimal cost,
since vehicle manufacturers had made
EDR capability an additional function of
a vehicle’s air bag control system. We
did not intend to require vehicle
manufacturers to install equipment,
such as additional accelerometers, to
comply with the rule. (We estimated, for
example, that an additional
accelerometer could cost $20 per
vehicle.)
Our approach of standardizing the
most important data elements at a
minimal cost remains the same.
However, after carefully considering the
comments, we have re-evaluated the
number and types of data elements that
manufacturers should be required to
standardize. We learned from the
comments that the frequency, range,
accuracy, and precision requirements
(discussed subsequently) for many of
the data elements we proposed would
require an upgrade in sensors,
microprocessors, and memory capability
that would substantially add to the cost
of complying with this rule. This was
not our intention. We also learned that
it is not current industry practice to
record some of the data elements we
proposed. In order to remain consistent
with our approach of standardizing data
at a minimal cost, we have revised the
number of required data elements to
reduce implementation cost and better
reflect current industry practice.
In revising the number and types of
data elements to be recorded if a vehicle
is equipped with an EDR (i.e., Table I),
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51013
we deleted five items that we had
proposed in the NPRM: ‘‘longitudinal
acceleration,’’ ‘‘engine RPM,’’ ‘‘frontal
air bag deployment level, driver,’’
‘‘frontal air bag deployment level, right
front passenger,’’ and ‘‘time from event
2 to 3.’’ We added two items: ‘‘time,
maximum delta-V’’ and ‘‘delta-V,
longitudinal.’’ 31
We deleted the ‘‘engine RPM’’ from
Table I but added it to Table II. ‘‘Engine
RPM’’ is somewhat related to
‘‘accelerator pedal position.’’
Accelerator pedal position reflects the
driver’s input to the engine. Engine
RPM indicates the engine’s response to
that input. We believe that the two data
elements are closely related, although
distinct. We have reviewed many of
GM’s EDR crash data sets, and see little
value in requiring ‘‘engine RPM’’ at this
time. Moving this data element to Table
II will reduce memory costs and the
amount of data manipulation during
pre-crash.
After carefully considering the
comments, we have also decided to
remove ‘‘frontal air bag deployment
level, driver’’ and ‘‘frontal air bag
deployment level, right front passenger’’
from the list of required data elements
(Table I). These elements would have
indicated the deployment level of the
driver’s and right front seat passenger’s
air bag system. After further
consideration, we believe that the same
information we anticipated gathering
from these deleted data elements can be
ascertained using other data elements:
‘‘frontal air bag deployment, time to
deploy, in the case of a single stage air
bag, or time to first stage deployment, in
the case of a multi-stage air bag, driver’’
(and the right front passenger
equivalent) from Table I and ‘‘frontal air
bag deployment time to nth stage,
driver’’ (and the right front passenger
equivalent) from Table II.
In revising the number and types of
data elements to be recorded under
specified conditions (Table II), we
added four items that did not appear in
the NPRM: ‘‘delta-v, lateral,’’
‘‘maximum delta-V, lateral,’’ ‘‘time to
maximum delta-V, lateral,’’ and ‘‘time to
maximum, delta-V, resultant.’’ 32
Commenters had requested changes in
the data elements for longitudinal
acceleration and delta-V, and as noted
elsewhere in this document, the agency
has adopted a number of those changes
31 A discussion of our changes relating to the
acceleration and delta-V data elements occurs in the
next subsection, titled ‘‘The Acceleration and DeltaV Data Elements.’’
32 A discussion of the data elements related to
acceleration and delta-V follows below in section
titled ‘‘The Acceleration and Delta-V Data
Elements.’’
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as part of this final rule. However, in
order to fully implement those changes
for the longitudinal direction, we
believe it is necessary to also adopt data
elements that constitute the lateral
counterpart of the requested changes.
This was done to provide standardized
data elements that are consistent with
those in Table I for longitudinal
acceleration and delta-V. However, we
have incorporated these additional data
elements in Table II, rather than Table
I.
After considering the comments, we
have decided to retain a number of the
data elements that some manufacturers
recommended that we delete, including
‘‘occupant size classification’’ and
‘‘frontal air bag suppression switch
status.’’ Occupant size classification is
important in determining whether the
advanced restraint systems are working
properly by drawing a comparison
between the occupant and the safety
system’s classification. We believe that
this is vital to that purpose of obtaining
EDR data for the analysis of safety
equipment performance. Frontal air bag
on/off switch status is important in
cases where the right front passenger air
bag does not deploy. There is a
possibility in some vehicles with no
back seats that the air bag was turnedoff at the time of the crash. It is critical
that the EDR capture this evidence to
enable an evaluation of whether
advanced restraint systems functioned
properly.
We have also decided to retain
‘‘ignition cycle, crash’’ and ‘‘ignition
cycle, download.’’ These two data
elements provide a method to identify
whether the data stored in the EDR is
related to a crash under investigation or
to a previous crash.
As indicated above, several
commenters recommended recording
other data elements that we did not
propose to record (e.g., roll rate, yaw
rate, gear position, number of
downloads after event, passenger air bag
disable indicator status, status of lamps
and signals, engine hours, odometer
reading, cruise control, ABS fault status,
‘‘intelligent vehicle systems,’’ steering
input, and tire pressure). We have
carefully considered these
recommendations. We emphasize this
final rule standardizes and requires
(Table I) the most important data
elements that are essential to crash
reconstruction, the analysis of safety
equipment performance, and ACN. We
have decided not to require the
recording of these additional data
elements. We believe that recording
these additional data elements, which
are currently of lesser value for our
stated purposes, would not only result
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in significantly higher costs but would
also risk overburdening the
microprocessing and memory
capabilities of EDRs and increase
potential record times. This increases
the risk of system failure. We may
revisit the distribution of data elements
between Table I and Table II as
technology advances, costs decrease,
and the ability to record these data
elements become less risky. We may
also consider expanding Table II in the
future as manufacturers expand the
capability of EDRs and add additional
sensors to motor vehicles that could be
beneficial to motor vehicle safety.
We have carefully considered
comments from Mr. Kast, Injury
Sciences, Public Citizen, and EPIC that
we should include crash location, date/
time stamp and VIN as data elements.
We believe that the data elements
related to crash location, date, time, and
VIN are not essential to meet our goals
of crash investigation and safety
equipment performance. As we have
stated earlier, we are currently
standardizing only data elements that
are important for composite analysis.
We have a need to gather information
about specific crashes only as it is
related to general trends that we may
discover with the information we
gather. Therefore, we presently find it
unnecessary to require manufacturers to
collect or to standardize this type of
data.
After considering Public Citizen’s
comments, we disagree with the
argument that the final rule must
include all elements listed in the IEEE
1616 MVEDR Standard report and the
‘‘top ten’’ items presented in the
NHTSA-sponsored EDR working group
report. The IEEE 1616 report, which
lists 80 data elements, is a compilation
of the data elements that are available/
recordable at present, or expected to be
in the future, for various vehicles. In
other words, the data elements listed in
the IEEE 1616 report are a compilation
of all available data elements (i.e., a
‘‘data dictionary’’), and not a
recommended set of data elements. We
do not believe it would be appropriate
at this time to require automobile
manufacturers to record all of the data
elements contained in the IEEE 1616
report. Doing so would substantially
extend the number of standardized data
elements, resulting in redundancy and
the standardization of many data
elements that are presently unrelated to
the purposes of this rulemaking.
Public Citizen also contends that we
have not included many of the data
elements listed in the ‘‘top ten’’ list
found in the NHTSA-sponsored EDR
working group report. As we stated
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above, this group was sponsored by
NHTSA; however, we have never
adopted its findings as our own.
However, we note that the final rule
does include standardization protocols
for many of the same data elements that
are listed in the ‘‘top ten’’ list, including
longitudinal/lateral acceleration, seat
belt status, pre-crash data (e.g., steering
wheel angle, brake use, vehicle speed),
vehicle roll angle, ABS, stability control,
and air bag data.
We have considered Delphi’s
recommendation that data elements not
pertinent to restraint control and/or
crash reconstruction should be moved
to Table II. Our NPRM was based on this
premise; that is, Table I contains the
data elements critical to crash
reconstruction, advanced restraint
operation, and enabling ACN. We
continue to support our approach for
Table I data elements. However, we
have modified Table I slightly by: (1)
Moving the ‘‘engine RPM’’ data element
to Table II, because it can generally be
inferred from accelerator pedal position;
(2) substituting delta-V-related crash
severity measurements for acceleration
measurements to reduce complication
and cost of EDRs, and (3) dropping
those data elements related to a third
event, because we believe two events
will capture most crashes with multiple,
non-trivial events.
NTSB expressed its desire for
recording accelerator/brake pedal
positions in certain special crashes. The
revised Table I retains both of these data
elements.
We have also considered Public
Citizen’s arguments that several data
elements currently listed in Table II
could be moved to Table I (required) for
minimal to no cost (e.g., safety belt
status, front passenger). The costs
associated with placing particular data
elements in Table I is not the sole factor
in determining whether to include that
data element in the core set listed in
Table I. To minimize the risk of data
loss, we must also consider the current
capabilities of microprocessors to
process the information and the
availability of memory storage capacity.
The longer or larger the data file, the
more complicated it is to record it
successfully during a crash. We believe
our Table I required list and our Table
II (standard formats for data elements
recorded by manufacturers) provide a
reasonable balance of these concerns
and priorities. We may reevaluate the
number and types of data elements in
the future as EDRs, memory, and
microprocessing continue to develop. In
the meantime, we believe that it is
appropriate to keep ‘‘safety belt status,
right front passenger’’ and other similar
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data elements in Table II. We emphasize
that our final rule requires a minimum
set of data, and manufacturers may and
most likely will exceed this minimum
data set, incorporating data elements
listed in Table II and event data
elements we have not listed in this final
rule.
We note that the data elements in
Table II must be standardized if
recorded. Therefore, we believe that
manufacturers that are currently
recording these data elements will be
able to standardize at a minimal cost.
We have considered NTSB’s comment
encouraging uniformity in the number
and types of data elements recorded for
all EDRs. As noted above, we believe
this final rule standardizes a core set of
data elements that will be useful for
crash reconstruction, the analysis of
safety equipment performance, and the
development of ACN. Table I does
standardize a core set of data elements
among all vehicles equipped with an
EDR. However, we recognize that
vehicle manufacturers are in different
stages of technological development
with their EDRs. Some manufacturers
have made greater strides in the
development of EDRs and the number of
recorded data elements while others
have been slower to evolve. We
developed Table II to standardize data
elements that are currently recorded by
some manufacturers, but not others.
NTSB commented that they were
concerned that our approach of a
minimum data set (Table I) combined
with an optional data set (Table II)
would result in different vehicles
recording different data elements. This
regulation establishes a minimum data
set for vehicles that are equipped with
an EDR. Manufacturers are permitted to
record other additional data elements,
as they believe fit the needs of their
vehicles and equipment installed on
their vehicles. We have taken an
approach that will: (1) Ensure that all
vehicles equipped with an EDR will
have a minimum set of data, (2) provide
standardization for additional priority
data elements, and (3) allow
manufacturers to obtain other additional
data as they deem appropriate to meet
their needs. As EDRs evolve, NHTSA
may reevaluate this approach in future
rulemakings.
We also want to provide
manufacturers with the flexibility to
improve their EDR designs and record a
diverse group of data elements so that
we may continue to study the
usefulness of various data elements in
terms of safety. We view EDRs as a new
technology that has not seen much
maturation outside of its initial
inception as part of the air bag module.
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This rulemaking, we believe, is a
positive step toward guiding the
development of EDR technology for
vehicle safety purposes by both
requiring a standardized set of data
elements that we believe will be useful
while at the same time providing
manufacturers with the ability to
continue to evolve the EDR.
Likewise, we do not agree with IIHS
that the number of data elements we
have chosen to standardize will provide
incentive for manufacturers to delay or
eliminate safety features. Our cost
estimates indicate that our
standardization requirements, as revised
in this final rule, will not result in
significant costs to manufacturers. As
stated above, we have narrowed the
recording requirements for EDRs. Also,
we believe that our decision to
standardize a core set of data elements
and requiring standardization of data
elements ‘‘if recorded’’ will allow
flexibility for manufacturers to research
and develop EDRs.
We have considered Hyundai’s and
Kia’s argument that we should limit the
recording of data to events that trigger
air bag deployment. We do not believe
that limiting our data to events that
trigger air bag deployment would be
sufficient for our purposes. We want to
know about events that should have
deployed air bags, but did not do so,
indicating the possible existence of a
defect. Further, we seek to gather data
not only to analyze the performance of
air bags, but also to analyze the
performance of other safety equipment,
such as seat belts. We also seek to gather
data helpful for crash reconstruction.
We believe that this data can be
standardized and recorded without
significant cost. Further, we anticipate
that development of e-911 and ACN
systems may lead vehicle manufacturers
to incorporate additional elements
besides air bag deployment; such
elements may provide information to
EMS regarding other crash modes, such
as side impact and rollover, as sensor
technologies advance and their costs
decline.
We do not agree with AIAM that our
final rule will require a complete
redesign of vehicle electrical
architecture if we do not reduce the
minimum data set to the eight elements
it proposes. As discussed in the costs
section, we anticipate negligible
redesign to the electrical architecture of
vehicles as a result of our final rule.
Additionally, we note that our new
Table II is similar to AIAM’s
recommendation. Our Table II includes
ABS engaged/not engaged and right
front passenger belt use.
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Nissan requested clarification about
the ‘‘complete file recorded’’ data
element, asking whether the ‘‘yes’’ value
indicates that the EDR functioned the
whole time or whether the data set is
complete. A complete record is a record
that ends normally, regardless of the
amount of data. An incomplete record is
one that ends abnormally. For example,
a complete value with ‘‘yes’’ indication
would include a scenario where all data
elements were captured successfully
and recorded to memory or where some
elements were not captured because of
device failure but the full record was
recorded to memory. Examples of when
there is an incomplete record is where
all data was captured successfully, but
the record function interrupted and the
file is incomplete, or in the case of a
power or system failure, there is no data
captured, so there is no value.
TRW commented that the data
element ‘‘ABS Activity’’ does not
adequately indicate the status of the
ABS system. In the NPRM, we intended
the word ‘‘status’’ to mean that the ABS
was actively controlling the brake
forces, not whether the system status
was operational. We would expect ‘‘on’’
to mean that the vehicle’s ABS was
actively controlling the vehicle brakes.
Conversely, we would expect ‘‘off’’ to be
used at all other times. For example, if
a person is stopping and presses the
brakes moderately in normal driving
conditions, then we would expect the
service brake operation to indicate ‘‘on.’’
If driver uses hard braking, activating
the ABS, then the ABS activity would
indicate ‘‘on’’ for that time period. The
‘‘service brake’’ data element would
continue to read ‘‘on’’ during periods of
ABS activity.
TRW also commented that the data
attributes for stability control systems
should be modified because they do not
clearly indicate the status. We proposed
three states for stability control: ‘‘on,’’
‘‘off,’’ and ‘‘engaged.’’ ‘‘On’’ and ‘‘off’’
are intended to be status of the vehicle’s
stability control on/off switch. We
intend ‘‘engaged’’ to be used when the
stability control is actively controlling
the vehicle. Some vehicles do not have
on/off switches for stability control, and
the systems remains ‘‘on.’’ In such a
case, the indicator would read,
depending on the circumstances, either
‘‘yes’’ or ‘‘engaged.’’
We also made a modification to the
‘‘condition or requirement’’ provision
for most of the data elements in Table
II. In the NPRM, we used the phrase ‘‘if
equipped.’’ We proposed the phrase ‘‘if
equipped’’ because we envisioned
requiring manufacturers to record the
data elements in Table II if the vehicle
is equipped with the relevant safety
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system or sensing capability. In the final
rule, the condition or requirement for
most data elements in Table II will be
‘‘if recorded.’’ By using ‘‘if recorded’’ we
mean that manufacturers are required to
comply with Table II if the data element
is recorded in non-volatile memory for
the purpose of subsequent downloading.
We made this modification so that the
final rule better reflects current industry
practices. Some data elements may only
be recorded in volatile memory (for
applications such as air bag
deployment) and not non-volatile
memory for the purpose of subsequent
downloading. Our proposal would have
required manufacturers to record in
non-volatile memory certain data
elements, such as acceleration.
We also believe that the change
effectuates our goal of providing
standardization for the data elements
listed in Table II without substantial
cost or risking EDR malfunction. We
agree with the commenters that
recording these data elements, such as
acceleration, at the frequency and
intervals we proposed, would require
additional memory—adding to the cost
of implementation. Recording these data
elements in non-volatile memory would
have also increased the risk of not
capturing a complete crash record. A
more complete discussion of the risks
associated with recording large crash
records is discussed below.
b. The ‘‘Acceleration’’ and ‘‘Delta-V’’
Data Elements
In the NPRM, we proposed that Table
I (the minimum data set) include the
crash severity data elements
‘‘longitudinal acceleration’’ and
‘‘maximum delta-V.’’ We selected
longitudinal acceleration to provide
crash severity information. Longitudinal
acceleration is a common data element
collected in engineering studies and
crash tests to determine crash severity
and the shape of the crash pulse in
frontal and rear crashes. It also provides
information regarding the maximum
acceleration level. Therefore, we
believed that it was appropriate to
standardize longitudinal acceleration.
We also proposed to include
maximum delta-V in the minimum data
set. We proposed to include maximum
delta-V in the minimum data set
because it quantifies the severity of the
crash in the vehicle’s memory. We had
proposed that the absolute value of
maximum delta-V be used, if the vehicle
experienced a second crash, to
determine whether the data in the EDR’s
memory should be replaced with the
subsequent (or second) crash
information. We proposed that only
subsequent crashes with higher
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maximum delta-V must be recorded in
the vehicle’s memory.
GM, Daimler Chrysler, Ford, Honda,
and Toyota specifically requested that
we replace the longitudinal acceleration
and lateral acceleration data elements,
as proposed in the NPRM, with
longitudinal/lateral delta-V elements.
All suggested that delta-V is a better
indicator of crash severity than
acceleration. They stated that while
longitudinal/lateral acceleration is
currently recorded by some
manufacturers, acceleration data is not
currently used or needed for safetyrelated crash analysis and
reconstruction purposes. The data is
intended for internal use, specifically to
understand deployment algorithms.
DaimlerChrysler explained that because
of this very specific use of acceleration
data, the time duration recorded was
never intended to capture a complete
crash and is usually too volatile for use
in crash investigation. GM made a
similar comment, stating that delta-V is
preferred over acceleration in analyzing
crash reconstruction because
acceleration data, even after filtering, is
typically too sporadic.33 Accordingly,
the manufacturers stated that accident
reconstructionists usually use delta-V
instead of acceleration data.
Honda also recommended replacing
the proposed elements for longitudinal,
lateral, and normal accelerations with
delta-V, coupled with the angle or
direction of delta-V, to improve the
overall understanding of a crash
event.34
Hyundai and Kia suggested that the
‘‘lateral acceleration’’ and ‘‘normal
acceleration’’ data elements should not
be required even if the vehicle is
equipped with sensors. Hyundai and
Kia stated that their tests have shown
that the data acquired may be
misleading due to external noise
transmitted from body structure
damage.
After reviewing the comments, we
have decided to adopt modified
requirements for the collection and
standardization of data associated with
33 Recording intervals were suggested for the
proposed delta-V recording element and are
discussed below.
34 Specifically, Honda recommended changing
the definition of delta-V, replacing it with the
following language:
Delta-V means, for vehicles with only
longitudinal acceleration measurement capability,
the change in velocity of the vehicle along the
longitudinal axis, and for vehicles with
longitudinal, lateral and/or normal acceleration
measurement capability, the magnitude and
direction of the change in velocity of the resultant
of the longitudinal, lateral and/or normal vehicle
velocity time-histories, within the time interval
starting from the time zero and ending 500 ms after
time zero.
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the acceleration and delta-V data
elements. In the final rule, the
acceleration data elements
(longitudinal, lateral, and normal) will
appear in Table II. In other words, the
final rule will standardize acceleration
data elements if manufacturers are
recording the acceleration data
elements. In lieu of longitudinal
acceleration, the final rule focuses on
recording delta-V as the crash severity
measure.
We have modified data elements
relating to delta-V. In the final rule,
Table I includes the data element
‘‘delta-V, longitudinal,’’ ‘‘maximum
delta-V, longitudinal,’’ and ‘‘time,
maximum delta-V.’’ Delta-V
longitudinal will provide for the
tracking of longitudinal delta-V time
series data, replacing our proposal to
record the longitudinal acceleration
time series. We are also adding a new
data element to track the time associated
with the maximum longitudinal deltaV.35 We are focusing on delta-V,
modifying the final rule to enhance the
standardization of delta-V data elements
while also providing for the
standardization of acceleration data if
manufacturers record acceleration (now
in Table II). We believe that delta-V will
be sufficient to meet our purposes of
analyzing safety equipment
performance, aiding in crash
reconstruction, and enabling ACN,
while remaining sensitive to costs, the
risk of data loss associated with writing
large amounts of data to memory, and
the problems associated with external
noise transmitted from body structure
damage.
We believe that delta-V is sufficient
for our objectives. NHTSA has used
delta-V as a measure of crash severity
for many years. Delta-V is considered an
essential part of crash investigation. For
several decades, NHTSA’s crash
investigation teams have gathered
information to estimate delta-V using
computer programs. The EDR data will
assist these researchers because they
will be able to obtain a direct measure
of delta-V.
There are significant cost differences
between delta-V and acceleration,
notwithstanding that both of these time
series measurements are typically based
on accelerometer measurements. In
current practice, acceleration time series
data are collected every 2 milliseconds
for some EDRs while delta-V time series
data are collected every 10 milliseconds
35 Our decision to record delta-V instead of
acceleration resulted in the addition of five new
definitions in the regulatory text: (1) Delta-V
longitudinal, (2) maximum delta-V, longitudinal, (3)
delta-V, lateral, (4) maximum delta-V lateral, and
(5) time, maximum delta-V, lateral.
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in others. Therefore, comparing these
two practices, accelerometer data
generates 5 times the volume of data. If
we were to require, as proposed,
longitudinal acceleration, it would be
necessary to capture and record these
data, increasing the cost. This increased
cost is due to the increased size in the
microprocessor, random access memory
(RAM) and electrically erasable read
only memory (EEROM) that would be
needed to capture and record the
volume of data produced by the
longitudinal acceleration data element.
In addition to cost, we have
considered the comments that address
the risk of data loss associated with
recording a larger file (i.e., more data
elements or data elements producing
larger volumes of data, such as
longitudinal acceleration). In explaining
the risk of data loss, we first explain
how the EDR records data. An EDR must
continuously capture pre-crash data,
and it must also capture crash data to
determine if the trigger threshold has
been met. If we required acceleration
data, EDRs would be required to capture
up to 150 milliseconds of data, which
equates to 76 data points. However, if
we required delta-V data, EDRs would
only need to collect about 26 data
points, which would correspondingly
reduce the amount of data to capture
this element. Once the threshold has
been met or exceeded, the remainder of
the data set must be captured and then
recorded. The actual recording
operation takes place after the crash
event. Severe crashes often interrupt (or
destroy) the normal operation of the
vehicle’s electrical system. Interruption
of the vehicle’s electrical system may
compromise the ability of the EDR to
complete capturing and then record
data. In the state of current technology,
there is a much better chance of
capturing and recording a complete file
that is smaller rather than larger.
Accordingly, we believe it is desirable
to keep the file size (i.e., data elements/
volume of data) to a minimum. As the
state of technology improves and the
cost of microprocessing and memory
declines, we foresee the risk of data loss
to pose less of a concern.
In deciding to include delta-V in the
minimum data set (Table I), we also
considered the location of
accelerometers. If the accelerometer is
located in an area that has some small
local movements (often called ringing)
as a result of the crash, its acceleration
profile will not match that of a rigidly
attached accelerometer, producing
different maximum deceleration
measurements that would not be usable
to make assessments for a vehicle’s
frontal crash stiffness—one of the
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measurements we were considering
when we proposed acceleration as a
required element. Our research
indicates that, while acceleration
profiles are not in good agreement
between the EDR’s accelerometer and a
reference accelerometer, the delta-V
measurements in such conditions are
reliable.36
We have considered the comments
asking us to include all directions of
acceleration (x, y, and z) in our
minimum data set. We believe that such
information would be informative;
however, we must balance our need
against the cost and increased
complications with expanding the
minimum data set, as discussed above.
The final rule does provide
standardization protocols for the
acceleration data elements if the
manufacturer records them (Table II).
Our decision to move longitudinal
acceleration from Table I to Table II, as
discussed above, rests on our belief that
delta-V is sufficient for our present
purposes, especially in light of the costs
and risk of data loss that we face if we
were to require the recording of
longitudinal acceleration. We decided to
retain lateral acceleration as a data
element to be standardized if recorded
in recognition that it is a data element
that can provide useful information for
crash reconstruction. We also expect
lateral acceleration to become more
useful as our proposed upgrade to
FMVSS No. 214 evolves. Moreover,
costs and the risk of data loss pose less
of a concern on those manufacturers
that have invested in their EDR
programs to the point where they are
recording longitudinal and lateral
acceleration. We expect costs associated
with merely standardizing the format of
this data already recorded to be
minimal.
c. Multiple-Event Crashes and the
‘‘Multiple-Event’’ Data Element
In the NPRM, we proposed that the
number of crash events be recorded as
a data element, which is listed in Table
1 of the NPRM as ‘‘Multi-event, number
of events (1, 2, 3).’’ The proposed data
element records the number of crash
events (up to three events), with a
maximum of 5 seconds as the proposed
gap between connected events of a
crash. Industry commenters disagreed
with the NPRM’s requirement to record
up to three events—mostly because they
believe such a requirement is
technologically complex.
36 ‘‘Performance of Selected Event Data
Recorders,’’ Aloke Prasad, NHTSA 2001, available
at https://ww-nrd.nhtsa.dot.gov/pdf/nrd-10/EDR/
EDR-round-robin-Report.pdf.
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According to GM, NHTSA’s proposal
did not provide a comprehensive and
objective regulatory requirement with
respect to multiple-events. GM stated
that the final rule should not require
EDRs to record data for multiple-impact
crashes, but instead should only focus
on single-impact events. GM also argued
that a regulatory requirement that
focuses on recording single events
would achieve NHTSA’s regulatory
objectives because most crashes involve
single events. GM stated its belief that
the multiple-event recording
requirement is excessive in part because
of the amount of buffering and data
processing required to meet a regulatory
requirement to record multiple-events
could compromise the primary purpose
of the module to properly deploy
restraint systems and prevent crash
injuries. GM urged modification of the
NPRM’s definition of ‘‘event’’ to reflect
this change.
Honda commented that the final rule
should clarify an inconsistency in the
NPRM related to recording of events in
multi-event crashes where the air bag
deploys. Honda stated that the NPRM
provides that in a situation where the
time after a ‘‘trigger threshold event’’ is
less than 500 ms, subsequent ‘‘event’’
data would not be captured and
recorded in a multi-event crash, even if
there is air bag deployment (see
definitions in Sec. 563.5). According to
Honda, this conflicts with the intent of
the data capture provisions in Sec.
563.9(d) of the NPRM. Therefore, Honda
recommended that the final rule require,
regardless of the time and/or recording
status of any ‘‘trigger event’’ as defined
in Sec. 563.5, that when air bags deploy,
the ‘‘event’’ data should be recorded.
Honda’s rationale is that such a
requirement will help ensure that EDR
data will provide a better understanding
of the circumstances of crashes that are
severe enough to deploy an air bag.
Nissan commented that the threeevent requirement is unnecessary and
would be expensive and technologically
complex to implement. Nissan
suggested that the elements related to
the three-event requirement be dropped.
However, if that requirement is retained,
Nissan stated that NHTSA would need
to clarify what constitutes a separate
event and what combinations of events
need to be recorded.
AIAM commented that the recording
of three events in a multi-event crash is
not current industry practice. Instead
that organization suggested that all
recording stop after an event resulting in
an air bag deployment. According to
AIAM, recording three events, as
specified in the NPRM, would be ‘‘a
major task’’ and would require
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additional memory and development of
new software algorithms.
Hyundai and Kia expressed concern
that the accuracy of acceleration data
captured after the first event is
uncertain (if a multi-event crash
involves two or more events in the same
direction) because of the technical
limitations of acceleration sensors
currently available in the market for air
bag systems. Based on this uncertainty,
Hyundai and Kia recommended that we
not require accurate acceleration data
from an event that occurs after the air
bag is deployed if this event occurs in
the same direction as the previous
event. Additionally, Hyundai and Kia
suggested that ‘‘recording time of
longitudinal acceleration * * * be
reduced from ‘¥0.1 to 0.5 seconds’ to
‘¥0.1 to 0.3’ seconds,’’ arguing that this
change would prevent recording overlap
with other events and would reduce the
implementation cost and time.
Advocates supported the NPRM’s
proposal to record multi-event crashes,
capturing up to three events, because of
the high percentage of multiple-event
crashes. However, Advocates asked us
to reconsider whether a five second
interval from the first triggering event
would be sufficient to capture all or
most of multi-event crashes.
In light of the comments submitted on
the multiple-event recording data
element, we have decided to reduce the
number of events to be recorded in a
crash from three to two. We also
decided to change the logic for
capturing up to 2 events by limiting the
capture to a single event in the event of
a crash where an inflatable restraint is
deployed. As a result, we have modified
the data element to reflect up to 2 events
in a crash, dropped the data element
that recorded the time associated with
event 3, and retained the data element
that records the time between event 1
and event 2.
We believe that reducing the
multiple-event recording requirement to
two events is appropriate considering
the number of crashes that occur with
two events or less. We believe the
revision will also alleviate the
additional cost and complications
associated with recording up to 3
events. The following discussion
explains our approach and rationale in
further detail.
Because we have, in effect, redefined
an ‘‘event’’ as a change in delta-V that
equals or exceeds 8 km/h (5 mph) in a
150 ms period, we needed to update our
analysis in terms of what events are
considered to be non-trivial, as would
justify capture and recording by the EDR
(i.e., events meeting the trigger
threshold). In the NPRM, we proposed
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that EDRs must be capable of recording
up to three events. In light of these
changes, the agency re-examined the
issue of multi-event recording in
developing this final rule.
NHTSA conducted an analysis using
2002 and 2003 National Automotive
Sampling System/Crashworthiness Data
System (NASS/CDS) data to determine
the distribution of vehicles in multievent crashes. This analysis provides a
weighted annual estimate of the number
of vehicles in crashes involving
multiple events. The data from these
two years reveal that approximately 3.2
million light vehicles in the United
States were towed each year. Of these
vehicles, about 2.25 million are
involved in single-event crashes, and
0.85 million are involved in multi-event
crashes. (The remaining 0.1 million had
no event, suffered damage resulting
strictly from rollover, or experienced
some other non-collision event.)
Our analysis revealed that delta-V
data are missing for at least one event
for many of the 0.85 million vehicles
involved in multi-event crashes. To
avoid underestimating the frequency of
vehicles involved in multi-event
crashes, the analysis accounted for
unknown delta-V data by adjusting the
raw weighted estimate by the ratio of
the number of relevant crashes to the
number of crashes without any missing
delta-V data. We assumed that the
vehicles in multi-event crashes with
unknown delta-V event data have crash
severities similar to those in known
delta-V crash events. Of the 0.85 million
vehicles in multi-event crashes
annually, 175,000 vehicles have delta-V
data for all events, while the remaining
684,000 vehicles have at least one event
with missing delta-V data. The total
annual estimate of vehicles in multievent crashes where at least two of the
events have non-trivial delta-Vs is
587,000. The other 2.61 million vehicles
were involved in crashes that had no
more than one non-trivial impact.
We have further estimated the
distribution of vehicles experiencing
exactly two non-trivial events, as
compared to those experiencing three or
more non-trivial events. (Again, this
analysis uses the distributions
established from the vehicles with
known delta-V data to forecast the
annual estimate.) Our analysis indicates
that approximately 580,000 vehicles per
year are involved in multi-event crashes
with exactly two non-trivial events. The
annual estimate of vehicles involved in
crashes with three or more events is
6,000.
In the final rule, we have also made
a change in the data capture and
recording strategy, and further allowed
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an exception to the multiple-event
requirement. For each crash that has an
event that exceeds the trigger threshold,
the EDR records data, replacing data
from the previously recorded event(s),
up to two events. Typically, up to two
events will be recorded. In those crashes
where an air bag is deployed during one
of the two events of the crash, only the
event associated with the air bag
deployment must be recorded. This
exception is intended to ensure that a
vehicle’s microprocessors do not
become overburdened during the
critical period when the vehicle is
deciding whether to deploy the air bag.
(We note that while not required to do
so, an EDR may capture multi-event
data during a crash that involves an air
bag deployment.)
This exception in the capture/
recording strategy may reduce the
number of multi-event recordings (i.e.,
by the number associated with air bag
deployments). Our analysis indicates
that about 58 percent of the time when
a vehicle is involved in exactly two nontrivial events, the air bags are not
involved. (The ratio is about the same
for vehicles experiencing one non-trivial
event, and it is somewhat lower for
vehicles experiencing three or more
non-trivial events.) This estimate is
based on frontal air bag deployment
data. Factoring in these vehicles, the
annual estimate of vehicles involved in
crashes with two or more non-trivial
events for which the EDR would need
to capture and record data is reduced
under the final rule, taking into account
the air bag deployment crashes. We
estimate that annually, about 340,000
vehicles would be involved in
recordable non-air bag-deployment
crashes with two or more non-trivial
events.
For these reasons, NHTSA has
decided to maintain the multi-event
recording requirement in the final rule,
but to reduce the number of events from
three to two.
Our modification from recording three
events to two events will significantly
reduce the amount of memory required,
thereby addressing commenters
concerns about memory and the
multiple-event recording requirement.
With regard to Hyundai’s and Kia’s
concerns about the accuracy of
acceleration and recording time, we
believe that this issue is no longer
relevant since we are no longer
including acceleration in the minimum
set of required data elements.
In response to the comments asking
us to clarify the multiple-event
requirements, we will briefly discuss
multiple-event recording. An event is
defined as an impact or other physical
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occurrence that meets the trigger
threshold—5 mph (8 kph) delta-V
within a 0.150-second period. When
this occurs, the pre-crash data are frozen
and the crash data are collected from
time zero to 0.3 seconds.
If the first event is the deployment of
an inflatable restraint, these data are
recorded to memory and the file is
locked. No further analyses (i.e., looking
for subsequent triggers) or recording
occurs. If there is no inflatable restraint
deployment during the first event, the
data are captured and stored in a similar
manner. There are several possibilities
that could occur after this event
First, no subsequent event occurs. In
this case, the first event ends at 300 ms
after time zero.
Second, a subsequent event occurs
without an air bag deployment. In this
case, the first event ends at 300 ms and
within 5 seconds of time zero (event 1)
another event is detected. These data are
then captured and recorded in a
separate file, resulting in a two-event
recording.
Third, a subsequent event occurs
where the second trigger is detected
during the first event, that is, during the
300 ms data collection period of the first
event. It is possible that a second impact
in a multi-impact crash could occur
while the first event is still being
captured and recorded. In this case, the
time between events could be less than
300 ms. This could occur in cases where
the first event triggered quickly, such
that the delta-V threshold (5 mph) was
exceeded in just a few milliseconds, but
it is also possible that it could occur
anytime a subsequent time zero is
detected before the end of the first
event. In these cases, the second event
would start the detection of the second
trigger. It is the agency’s intent that, in
these cases, the EDR capture separate
events and not different portions of a
single event. Therefore, a method is
needed to establish the end of the first
event, so the agency has turned to SAE
J1698–1, Vehicle Event Data Interface—
Output Data Definition (March 2005), in
resolving this issue. SAE 1698–1 defines
the end of an event as the moment at
which the cumulative delta-V within a
20 ms time period drops to 0.8 km/h
(0.5 mph) or less. Thus, in this special
case, the EDR would not start looking
for a new trigger threshold until the first
event has ended. The pre-crash data
could be the same for both events.
Fourth, a subsequent event occurs
with air bag deployment in cases where
there is a pre-event (meets trigger
threshold of delta-V greater than 5 mph)
without an air bag deployment. The file
associated with the air bag must be
recorded and locked. The pre-air bag
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event may be recorded, but it is not
necessary. We do not want the pre-crash
event to affect the decision-making of
the microprocessor, which has the
primary function of analyzing the crash
and properly deploying the air bags.
d. Sampling Rates and Recording
Intervals for Required Data Elements
The NPRM specified sampling rates
and recording intervals for data
elements in order to standardize EDR
data across the entire spectrum of new
makes and models of light vehicles.
NHTSA received comments ranging
from general concerns about the
frequency of the rates and intervals to
detailed comments concerning sampling
rates and recording intervals.
GM, Ford, DaimlerChrysler, and
Toyota commented that the sampling
rates and durations proposed in the
NPRM are excessive in that the large
number of data elements and prolonged
recording time at a very high frequency
rate will require memory storage
capacity 5–10 times greater than the
current memory capacity provided by
manufacturers that have installed EDRs.
These manufacturers further
commented that recording data in the
manner specified in the NPRM will
increase the workload for the processor,
which would most likely require an
upgrade for the microprocessor. These
system upgrades would add to the cost
of complying with the data
requirements.37
To address the memory storage
capacity and microprocessor issues,
GM, Ford, DaimlerChrysler, and Toyota
recommended deleting several
elements, as mentioned above, and
provided alternative recording intervals/
times and sample rates for specific data
elements. In some instances, the
alternative recording intervals/times
and sample rates were suggested
because their field experience shows no
benefit to an accident reconstructionist
for the additional recording time.38
Other commenters suggested
technical changes to the recording
times/intervals and sample rates for
other reasons. Hyundai and Kia
requested that NHTSA perform a cost/
benefit analysis for the data elements
with recording intervals from 150 ms to
37 The commenters did not provide a specific cost
estimate.
38 These elements include ‘‘speed, vehicle
indicated,’’ ‘‘engine throttle, % full,’’ and ‘‘service
brake’’. For these elements, Ford, DaimlerChrysler,
and Toyota recommended reducing the recording
interval/time by three seconds from ‘‘(¥) 8 to 0 sec’’
(as proposed in the NPRM) to ‘‘(¥5) to 0 sec.’’ GM
proposed ‘‘¥2.5 to 0. 5 sec.’’ All four commenters
recommended reducing the sample rate per second
from ‘‘2’’ (as proposed in the NPRM) to ‘‘1’’ for
these data elements.
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500 ms after an event. They see little
degradation in the quality of data
captured with the shorter time period
while the costs of implementation
would be considerably higher with the
500 ms requirement.
Delphi recommended that NHTSA
change the recording period for all
acceleration data from 500 ms after an
event to only 200 ms after an event.
Delphi recommended that NHTSA make
the other related changes necessary to
reflect this change in recording period
(e.g., allowing the recorder to retrigger
after 200 ms instead of after 500 ms).
Honda recommended changing the
‘‘vehicle roll angle’’ measurement time
interval from ‘‘¥1.0 to 6.0 sec’’ to
‘‘¥1.0 to 0.5 sec.’’ Honda’s rationale is
that because the proposed 563.9(a)
specified that the EDR must collect data
for an event starting at time zero and
ending 500 ms later, the interval for
vehicle roll angle must be adjusted to
the required measurement time of 0.5
sec of a multi-crash event. Honda also
stated that the time of air bag
deployment should be recorded during
0 to 500 ms to adjust to the acceleration
measurement time. Honda commented
that an air bag deployment event cannot
be recorded separately while the
acceleration after a trigger event is being
recorded.
While many automakers advocated for
reducing the period of post-crash
recording, some advocacy groups,
including Public Citizen, suggested the
opposite. Public Citizen stated that
NHTSA should require a longer period
of post-crash recording once the trigger
threshold is met. Public Citizen’s
rationale is that the NPRM’s current
time limit (0.5 second) would not record
most data from rollover crashes (which
typically last several seconds) or
important post-crash information for
non-rollover crashes. That organization
also urged NHTSA to modify the ‘‘safety
belt status’’ data element to record from
one second prior to an event to one
second after an event. Public Citizen
reasoned that this timing would allow
crash investigators to determine
whether the belt failed during a crash or
whether the occupant intentionally
unbuckled it after a crash.
Advocates offered no specific
technical comments for the EDR
recording times and sampling rates.
However, Advocates commented that
the time durations must be sufficient to
record the full event and provide
adequate data, especially in rollover
crashes. Advocates did acknowledge
that there may be technological
impediments or prohibitive costs to
capturing data for the entire duration of
full crash events. On the other hand,
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IIHS indicated manufacturers may
choose to forego or delay installing EDR
features because of the significant costs
that may be involved in recording
extensive information on rollover angle,
antilock brake activity, and stability
control status. IIHS, for example,
questioned the value of recording
vehicle roll angle every 100 ms for one
second before a crash.
After carefully considering the
comments, we have modified the
recording intervals for a number of data
elements. We made three basic
modifications: (1) for the delta-V and
acceleration data elements, we have
changed the recording time from ¥0.1
to 500 ms, as proposed, to 0 to 250 ms;
(2) we changed the recording time from
¥8.0 to 0 sec, as proposed, to ¥5.0 to
0 sec for the following data elements:
‘‘speed, vehicle indicated,’’ ‘‘engine
throttle, % full,’’ ‘‘service brake, on/off,’’
‘‘engine, rpm,’’ ‘‘ABS activity,’’
‘‘stability control,’’ and ‘‘steering input’;
(3) we changed the recording time for
‘‘vehicle roll angle’’ from ¥1.0 to 6 sec,
as proposed, to ¥1.0 to 0.5 sec. Data
sample rates in the final rule are
unchanged from our proposal.
Regarding the first modification, we
changed the recording time for the
delta-V and acceleration elements based
on the comments. We agree with the
commenters that recording these data
elements for 500 ms challenges the
microprocessing system, raising the risk
of losing a complete crash record. We
also believe that a lesser recording time
would still be sufficient for our
purposes. Further research conducted
after our proposal indicates that the
maximum delta-V will be reported 95%
percent of the time with a recording
time of 250 ms.39 Our research also
reveals that a 150 ms recording duration
would not be sufficient.40 Based upon
this information, we believe that a 250
ms recording time is sufficient for our
purposes and also reduces the risk of
losing EDR data because of a system
malfunction.
We also reduced the recording time
for several data elements from ¥8.0 to
0 seconds to ¥5.0 to 0 seconds. We
believe that this modification will
further lessen the amount of data
written to memory by the EDR and
reduce the workload for the
microprocessor. We do not believe that,
for our purposes, the quality of data will
significantly be reduced by changing the
recording time.
39 Niehoff, Peter, et al., Evaluation of Event Data
Recorders in Full Systems Crash Tests, ESV Paper
No. 05–0271 (2005).
40 Id.
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We have considered the comments
concerning the recording interval for
‘‘vehicle roll angle.’’ In the NPRM, we
proposed a recording interval from ¥1.0
to 6.0 seconds to allow for sufficient
time to monitor the vehicle’s roll angle
after the crash event. We reasoned that
recording up to 6 seconds after the crash
event could be necessary because in
cases where a frontal crash occurs, the
vehicle might continue along some path
for a second or more before it veers off
the road and possibly overturns. We
also considered SAE J1698–1, which
classifies vehicle roll angle to be a high
frequency data type with a recording
interval from ¥300 ms up to 750 ms,
and IEEE P1616, which specifies that
‘‘roll rate’’ and ‘‘rollover’’ data elements
should be collected between ¥8 to 5
seconds.
After carefully considering the
comments concerning ‘‘vehicle roll
angle,’’ we have modified the final rule
by removing the specified recording
interval for ‘‘vehicle roll angle.’’ We
encourage vehicle manufacturers to use
SAE J1698–1 and IEEE P1616 as a
guideline for recording this data
element. However, we have not
included a specific recording interval in
the final rule. We are providing
flexibility to the automobile
manufacturers that choose to record this
data element. If we required a longer
recording interval, it is possible that the
costs would discourage automobile
manufacturers from recording the data
element. On the other hand, if we
specified a shorter recording interval,
we may not be provided with sufficient
data for many crashes with subsequent
overturns.
3. EDR Data Standardization (Format)
Requirements
The NPRM included a proposed
section 563.8, which would require that
the data elements listed in Tables I and
II of the NPRM, be recorded in
‘‘accordance with the range, accuracy,
precision 41, and filter class specified in
Table III.’’ GM, DaimlerChrysler, Ford,
and Toyota submitted comments stating
that these specifications (i.e., Table III of
the NPRM) should not be included in
the final rule. Other commenters
suggested that the final rule should
require data standardization and
provided suggestions. Finally, GM,
Ford, DaimlerChrysler, Toyota, Honda,
and Delphi also made specific
comments regarding the range,
accuracy, and precision of acceleration
data.
41 This term was changed to ‘‘resolution’’ in the
final rule. This change is technical, not substantive.
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GM believes that these parameters are
beyond what is currently utilized in
state-of-the-art EDRs to detect crashes,
make deployment decisions, and record
crash severity data, and GM argued that
such provisions are not necessary to
achieve the rule’s safety benefits.
DaimlerChrysler, Ford and Toyota
provided different reasoning to reach
the same conclusion as GM. They stated
that NHTSA intended to use present
design and performance capabilities of
existing sensors, rather than to set new
design and performance requirements.
However, the current specification in
paragraph 563.8 would run counter to
that intent. Thus, DaimlerChrysler,
Ford, and Toyota recommended that the
range, accuracy, precision, and filter
class be determined by the manufacturer
for optimal restraint system
performance, rather than EDR
performance.
Nissan, Mitsubishi, and ATA
suggested that the final rule use the SAE
J1698 resolution attribute instead of
requiring specific levels of accuracy and
precision. Nissan submitted a comment
similar to other automakers, stating that
the accuracy and precision standards do
not correspond with current industry
practice. If these accuracy and precision
standards are retained, Nissan suggested
that NHTSA should revise these
standards to reflect present sensor
performance specifications of each
system feeding the EDR. In addition to
Nissan, Mitsubishi requested that
NHTSA consider SAE J1698 for the
common output format for event data.
Mitsubishi stated that many automobile
manufacturers participated in creation
of this standard to specify optimal
standard output formats. Similarly, the
ATA commented that it supports the
use of standards developed by the SAE.
As for filtering, Nissan questioned the
rationale for requiring data to be filtered
in accordance with SAE J211–1 before
recording, instead of permitting filtering
after data retrieval.
Mr. Kast commented that, based on
his studies of EDR data, some of the data
elements are not recorded at the
necessary resolution, accuracy, or
duration to be of use (i.e., brake lights,
acceleration, change of speed (computed
delta-V), speed-vehicle indicated). He
included a technical discussion of each
element and the parameters necessary to
acquire useful data.
The ATA commented that data
reliability must be assured. Specifically,
ATA is concerned that inaccurate or
erroneous data could result in incorrect
assessments of the causes of accidents
and of liability. ATA indicated that
NHTSA should validate the
technological ability to meet the
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requirements as defined in Table III
prior to any rulemaking. ATA
questioned whether the data elements
would be part of a certification process
for a specified useful life or warranty
period and whether service schedules
would include the EDR.
Several automobile manufacturers
stated that the NPRM’s required range
and precision for accelerometers
exceeds industry standards and are not
currently commercially available. GM
stated that the NPRM’s requirements
would have the effect of doubling the
range and that increasing the accuracy
would add significant costs not
comprehended in the agency’s cost
estimates. GM currently utilizes ±50 G
accelerometers with an 8% accuracy.
Ford, DaimlerChrysler, and Toyota also
stated that accelerometers, as proposed,
are not the industry norm, are not
commercially available, and would
increase the cost of compliance.
Honda stated that the accuracy of
mass-produced accelerometers used in
motor vehicles can be near ±10%.
Honda requested that the final rule
permit use of current G-sensors, which
have ranges of 30 G to 50 G instead of
100 G. Honda argued that the NPRM
had suggested these types of added costs
were to be avoided. Honda also sought
clarification as to whether ’’ * * * it is
correct to say that the accuracy in Table
III means only the recording error
between the output value of each sensor
to the recording unit and the input
value to the retrieval tools?’’
Delphi made similar comments,
stating that the NPRM’s range and
precision parameters for the
longitudinal and lateral acceleration
data elements are ‘‘substantially
different than [those] typically chosen
for most crash sensing systems today.’’
It stated that it would require
manufacturers to change existing
systems, potentially resulting in ‘‘suboptimized system performance,’’ to add
separate sensors, resulting in increased
costs, or require manufacturers to
choose not to install an EDR. Delphi
recommended that the normal
acceleration element should not have
fixed parameters for range, accuracy,
precision, and sample rate. Instead,
Delphi suggested that the value of those
parameters should be reported as
elements of the data record.
Delphi commented that the accuracy
requirements for accelerometers should
allow a margin for sources of error
attributable to other factors other than
the accelerometers (e.g., alignment
tolerances between the axes of the
accelerometer and the vehicle). Delphi
recommended that the accuracy
requirement for longitudinal and lateral
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acceleration should be no less than +/
¥6 percent. Delphi recommended
minimum limits of +/¥50 G and 1 G be
placed on the range and precision
parameters for the longitudinal and
lateral acceleration data elements,
respectively and that the available range
and precision of the sensors be reported
as data elements.
After carefully considering the
comments, we have made a number of
modifications to the range and accuracy
requirements for the acceleration data
elements. For these data elements, we
proposed a range of ‘‘100 G to +100 G
and an accuracy of +/¥1 G. In the final
rule, the range and accuracy for the
acceleration data elements is ‘‘50 G to
+50 G with an accuracy of +/¥5
percent. Based on our research 42 and
the comments, we believe that the new
range and accuracy requirements are
more realistic based upon what we now
understand to be commercially available
for vehicle production. Our research
also leads us to believe that EDRs with
accelerometers designed to meet these
requirements will be sufficient to
analyze safety equipment performance,
a primary objective of this final rule.
We have considered the
recommendation off Mitsubishi and
ATA that the final rule should use the
SAE J1698 resolution attribute instead
of requiring specific levels of accuracy
and precision. After evaluating SAE
J1698, we have concluded that the
values in our proposal are nearly
identical to or are less stringent than
those found in SAE J1698. Thus, if an
original equipment manufacturer were
to use the SAE J1698 data resolution
guidelines, they would be in
compliance with the requirements of
Table III.
4. EDR Data Retrieval and Whether To
Require a Standardized Data Retrieval
Tool/Universal Interface
In the NPRM, we proposed
requirements for EDR data retrieval (i.e.,
post-crash access to stored data). Under
the NPRM’s regulatory text (Sec.
563.12), the manufacturer of a motor
vehicle equipped with an EDR would be
required to furnish non-proprietary
technical specifications at a level of
detail sufficient to permit companies
that manufacture diagnostic tools to
develop and build a device capable of
accessing, retrieving, interpreting, and
converting the data stored in the EDR.
The language would have required a
manufacturer to submit the nonproprietary technical specifications to
42 Niehoff, Peter, et al., Evaluation of Event Data
Recorders in Full Systems Crash Tests, ESV Paper
No. 05–0271 (2005).
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NHTSA. We also requested comments
on alternative approaches.
Some commenters asked NHTSA to
require standardization of data retrieval
methods, arguing that a standardized
data retrieval protocol will assist first
responders and/or reduce cost. Other
commenters suggested that we consider
another approach, other than furnishing
non-proprietary technical specifications
to NHTSA, to achieve the goal of
making EDR retrieval tools available to
crash investigators.
SISC, ATA, SEMA, Advocates, and
AAA recommended standardized
retrieval methods so that emergency and
first responder personnel can have
quick and easy access to EDR data. SISC
requested a standardized interface. SISC
also believes that that retrieval of crash
data in rural areas would be facilitated
by the lower costs and easier access
resulting from a single interface. For
example, SISC suggested the U.S.
Environmental Protection Agency (EPA)
standards for onboard diagnostics of
emission system performance. SEMA
argued for a standardized retrieval
method but indicated that the data
should not be vehicle-specific.
AAA encouraged first responder
access to data, but through ACN. AAA
commented that transferal of accurate
location coordinates, speed estimates,
air bag deployment and other medically
relevant information to EMTs should be
encouraged through ACN. To that end,
AAA commented that it supports
NHTSA’s proposal requiring
manufacturers ‘‘to provide sufficient
technical detail to companies that
manufacture commercial crash data
retrieval systems.’’
Commenters offered other arguments
for standardizing EDR data retrieval,
including minimizing the ‘‘tool-up’’
costs and the inconvenience of having
different types of data retrieval methods
for each automaker. Three commenters
referenced the On-Board Diagnostics
(OBD) systems, requesting or opposing
similar protocols for the EDR rule.
PCIAA stated that the regulatory
objective should be to avoid making
EDR information access/retrieval more
expensive and inconvenient than
necessary. PCIAA commented that the
failure to require standardization of the
data retrieval method may preclude or
diminish the opportunity for broader
applications of the technology by the
public and private sector. PCIAA further
commented that NHTSA should adopt a
standard in its final rule that minimizes
new tool-up and licensing costs for the
service and repair sectors. Because
dealership service centers and
independent automotive repair
businesses have made significant
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investments in recent years in scanner
equipment to download or read data
from the OBD electronic interface point,
PCIAA urged NHTSA to consider
requiring data retrieval through the
OBD.
NADA and SEMA made similar
comments, asking NHTSA to consider
setting standards for data retrieval
communications protocols, connectors,
and tools, similar to those of OBD
systems. Additionally, SEMA argued
that data access must include all data
stored in the EDR, not just NHTSAmandated data. That organization
argued that the vehicle owner should be
able to access all data stored in the EDR.
On the other hand, Injury Sciences is
opposed to relying on OBD protocols.
Injury Sciences is opposed to relying on
the connector as a means of retrieval
because it asserts that data collection via
the OBD works only if the electrical
systems are intact. It argues that NHTSA
should articulate retrieval requirements
in the numerous instances when
electrical systems are compromised and
the extraction of data can only be
accomplished from connecting directly
to the device storing the information.
Simplifying retrieval methods and
minimizing costs were two common
reasons suggested by commenters for
standardizing EDR data retrieval, with
some commenters providing technical
suggestions for EDR data
standardization. Public Citizen stated
that NHTSA should standardize
extraction protocols, technology, and
interface location to ensure that data can
be easily and quickly retrieved. Public
Citizen believes that these steps would
reduce overall costs. Advocates
commented that the rule should require
a uniform architecture for data retrieval.
Advocates supported standardizing the
retrieval method, citing higher costs for
those retrieving data.
Garthe Associates commented that the
rule should require a uniform, noncontact retrieval method to rapidly and
reliably download data. Garthe
Associates suggested the use of radio
frequency identification (RFID) or
infrared (IR) for data retrieval. Garthe
Associates also suggested specifications
for the retrieval technology. Garthe
Associates indicated numerous benefits
of these technologies, including rapid
access to crash data by EMS personnel.
According to Garthe Associates, the
estimated cost would be about $1/car.
Mr. Fink stated that the rule should
require standard software for
downloading EDR data. He also
commented that the same software and
hardware should be able to access data
from vehicle EDRs and commercial
vehicle engine control modules. EPIC
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commented that the rule should address
real-time data collection, which will
become widely prevalent well before the
proposed effective date for the rule.
GM asked NHTSA to alter its proposal
for data retrieval. In the NPRM, NHTSA
proposed that each vehicle
manufacturer must furnish nonproprietary technical specifications at a
level of detail sufficient to permit
companies that manufacture diagnostic
tools to develop and build a device
capable of accessing, retrieving,
interpreting, and converting the data
stored in the EDR. GM recommended
that we instead allow manufacturers to
enter into a licensing agreement or
provide other means for the tool(s)
required for retrieving the EDR data. GM
argued that aspects of EDR designs are
often refined up to, and sometimes after,
the start of vehicle production. GM
argues that the provision would (1)
potentially facilitate tampering with
EDR data, (2) be impractical to
accomplish at 90 days before the start of
production, (3) result in a significant
paperwork burden, (4) be unnecessary
to satisfy a limited market for EDR
download devices, and (5) require
manufacturers to disclose proprietary
information.
Comments provided by
DaimlerChrysler, Ford and Toyota were
nearly identical to those of GM, except
that they recommended that each
manufacturer be required to certify to
NHTSA that it has licensed the
development of a download tool for
each applicable vehicle. This is in
contrast to GM, which was also open to
other means of ensuring that a retrieval
tool is available.
SEMA commented that NHTSA
should require manufacturers to provide
information necessary for third parties
to design and develop data access tools
and should require the manufacturer to
make the tools available to the public
for a reasonable price and in a timely
fashion.
Ford stated that NHTSA should
promulgate requirements that effectively
prohibit tampering with EDRs and EDR
data, because the value of EDRs is
predicated upon the integrity of the data
they contain.
Honda commented that the NPRM’s
proposal to require the submission of
data retrieval information no later than
90 days prior to the start of production
of EDR-equipped vehicles is
problematic. Honda argues that the
modification or addition of information
may become necessary near the start of
production due to the detection of an
inaccuracy or technical issue. Honda
argued that under NHTSA’s current
proposal, a manufacturer would have to
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provide NHTSA with updated
information and wait 90 days before it
could start production with the
modified EDR. Honda would like to be
able to change the EDR specifications as
soon as possible, and to produce
vehicles equipped with the modified
EDR as soon as possible. Therefore,
Honda recommended that the final rule
permit the submission of updated
retrieval information as soon as it can be
provided and for production of vehicles
with the modified EDR to occur as soon
as possible thereafter.
ATA commented that specifications
for the EDR interface should be
provided to NHTSA but should not be
part of the public domain. The ATA
commented that a mandated, standard
interface would threaten privacy rights.
However, retrieval of data should be
brief and should not impede the
continued utilization, maintenance or
repair of the subject vehicle.
More than one commenter
recommended changing the phrase in
the ‘‘scope’’ section of the regulatory
text from ‘‘it [the NPRM] also specifies
requirements for vehicle manufacturers
to make publicly available information
that would enable crash investigators
and researchers to retrieve data from
EDRs’ to ‘‘it also specifies requirements
for vehicle manufacturers to make
commercially available tools and/or
methods that enable crash investigators
and researchers to retrieve data from
EDRs.’’ This change refers to the above
comments that automobile
manufacturers should be only required
to make retrieval tools commercially
available instead of having to furnish
non-proprietary technical specifications
of the retrieval tools to the agency, as
proposed in the NPRM.
We have carefully considered the
comments and recommended
alternatives on this issue, and
determined that an alternative approach
will better meet the goal of ensuring that
crash investigators are able to retrieve
data from EDRs. We believe that
requiring manufacturers to ensure by
licensing agreement or other means that
retrieval tools are commercially
available will be sufficient for the
purposes of this final rule. We believe
that this revised approach will resolve
concerns about the release of
proprietary information. It will also
result in less paperwork costs for the
manufacturers.
Under our revised approach, we are
no longer following the NPRM’s
proposed requirement for vehicle
manufacturers to submit information to
the public docket to allow third parties
to manufacture a retrieval tool for EDR
data. Instead, the final rule requires
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manufacturers and/or their licensees to
make these tools commercially
available. We expect that these retrieval
tools will be accessible (i.e., for sale) for
a reasonable period of time. That is, we
anticipate that: (1) Retrieval tools will
be available for several years after the
vehicle whose EDR data it is designed
to read has been sold, or (2) the
capability to read EDR data for such
vehicles will be integrated into a newer
version of the tool, thereby making the
new retrieval tool ‘‘backwardcompatible.’’ (We note that current
download tools designed for reading
vehicle emissions-related data or
engine-control data have been designed
to be backward-compatible, as has the
Vetronix Crash Data Retrieval (CDR) tool
for reading EDR data.) We anticipate
that the movement toward backwardcompatibility will continue and that
there will be no issues associated with
downloading EDR data from older
vehicles covered by the EDR regulation
set forth in this final rule. If this trend
does not continue, the agency will
consider appropriate action, as
necessary.
We are requiring the tool(s) to be
commercially available not later than 90
days after the first sale of the motor
vehicle for purposes other than resale.
This addresses the timing concerns
raised by commenters. Given that the
retrieval tools will be commercially
available, we do not believe it will be
difficult to obtain information about
how to obtain them.
We have considered the comments
asking us to require a standardized
retrieval tool (or standardized retrieval
software and hardware). In
consideration of this issue, we assessed
the comments concerning whether we
should require a retrieval system similar
to or utilizing the EPA/OBD protocols
(68 FR 38427, June 27, 2003). However,
such a requirement is beyond the scope
of this rulemaking, since we did not
propose to require a uniform retrieval
tool in the NPRM. We do not believe
that a uniform retrieval tool is necessary
to achieve the purposes of this
rulemaking. We believe that intended
users will be able to access EDR data by
our requiring manufacturers to ensure
that retrieval tools are commercially
available.
We recognize, however, that there are
potential benefits to standardizing the
means of downloading EDR data. This
could facilitate the future use of EDRs
by first responders and possibly result
in lower costs. This is an area that could
potentially be addressed by voluntary
organizations such as SAE and IEEE.
We have considered NADA’s and
SEMA’s comments that we should
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require access to all data stored in the
EDR. However, we believe that it would
not be appropriate to mandate the
processing and storage for data that we
currently have determined are not
necessary for our goals of analyzing the
performance of safety equipment,
improving crash reconstruction, and
enabling ACN.
Additionally, we did not propose to
require that vehicle owners have the
ability of directly accessing EDR data.
However, the requirement that vehicle
manufacturers ensure that retrieval tools
are commercially available should make
it easier for vehicle owners to indirectly
access stored EDR data.
We considered the comments by
Garthe and Siemens regarding a
standardized, non-contact retrieval
method. However, we did not propose
the implementation of such technology
in the NPRM, and will not include it in
this final rule. Requiring automobile
manufacturers to install a non-contact
retrieval method is not necessary to
achieve our stated purposes for this
rulemaking.
We have considered ATA’s comments
regarding access to EDR data, and we
address this issue in our section on
‘‘Privacy Issues.’’ With regard to ATA’s
comments on mandating for brief
retrieval we presently have not gathered
sufficient information to mandate the
brevity with which EDR data can be
retrieved.
We have considered the comments
recommending that we address
potential tampering with EDRs. We
currently do not have information that
leads us to believe that tampering with
EDRs is a problem that necessitates us
to develop requirements in this area. We
may revisit this issue if we find that
EDR tampering becomes a problem.
However, we do believe one aspect of
EDR design will discourage tampering.
We are requiring that the captured file
be locked for crashes that involve air
bags. The locked file will be preserved
and the file cannot be overwritten.
5. EDR Survivability and Crash Test
Performance Requirements
In the NPRM, we stated that if EDRs
are to provide useful information, they
must function properly during a crash,
and that data must survive the crash.
Accordingly, we proposed to require
that EDRs meet specified requirements
during and after the crash tests in
FMVSS Nos. 208, 214, and 301. We also
proposed that the data must be
retrievable for not less than 30 days after
the test and without external power. We
chose not to propose more extensive
survivability requirements, such as
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requiring EDRs to survive extreme
crashes, fire, or fluid immersion.
GM, DaimlerChrysler, Ford, Toyota,
Nissan, and AIAM argued that in order
to test for EDR survivability, as
proposed in the NPRM, vehicles would
have to be tested with engines running
and various vehicle systems activated,
presenting a danger to test personnel.
Such tests also risk damaging test
facilities, instrumentation, and
photographic equipment resulting from
fuel, oil, and/or battery fluid spillage.
To solve this perceived problem, GM,
DaimlerChrysler, Ford, and Toyota
proposed an alternative approach to
EDR crash survivability (i.e., a
simulated laboratory test to verify EDR
recording function and certification by
engineering analysis to ensure sufficient
energy reserve).43 According to the four
commenters, the NPRM’s current
dynamic testing requirements for EDRs
would greatly increase testing costs.
GM, DaimlerChrysler, Ford, and Toyota
also argued that the crash test
provisions would not fulfill their
intended purpose and that the
provisions are unnecessary since the
EDR function is typically co-located in
the restraint control module.
Nissan stated that the NPRM’s
proposed regulatory text needs to be
amended to reflect that engine RPM and
throttle information will not be
available in crash tests, which are
performed without fuel. AIAM
recommended clarifying the rule to
indicate that EDR performance does not
require the engine to be running and
that, as a result, some data elements
may not be recorded.
43 Specifically, GM recommended replacing the
proposed language in paragraph 563.10, Crash Test
Performance and Survivability, with the following
language:
The data elements required by sec. 563.7 must be
recorded so that they can be downloaded in the
format specified by sec. 563.8; exist at the
completion of the simulated test, and be retrievable
by the methodology specified by the vehicle
manufacturer under sec. 563.12 for not less than 30
days after the simulated test, and the ‘‘complete
data recorded’’ element must read ‘‘yes’’ after the
test. A simulated test for the purposes of this
subsection consists of laboratory methods to
provide data bus input representative of FMVSS
[Nos.] 208 and 214 crash tests to the vehicle data
bus, so that the EDR recording function can be
verified. For those data elements not specified by
FMVSS [Nos.] 208 and 214 (i.e., throttle angle,
braking input, etc.), manufacturers will furnish
simulated signals. In addition, manufacturers must
certify through engineering analysis or other means
that sufficient energy reserve exists in the subject
module to ensure that all design-intended
functions, including the deployment of restraint
system components and the complete recording of
EDR data elements as specified by this regulation,
are fully supported in the event of power loss to the
module from the vehicle’s battery supply at any
point following time zero, as defined by this
regulation.
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GM, DaimlerChrysler, Ford, Toyota
commented that storing crashed
vehicles for 30 days following a test to
ensure retrievability of data is
impractical and unnecessary. These
commenters stated that it is
unreasonable to require data to be
retrievable without external battery
supply for 30 days, because current
EDRs use external battery supplies to
retrieve post-crash data. According to
the commenters, the NPRM’s
requirements would necessitate adding
a battery to the module, which would
add significant cost and risk damage to
the module circuitry due to electrolyte
leakage. They also argued that this
requirement for 30-day retrievability is
unnecessary to meet the safety purposes
of furnishing additional data to aid in
crash investigations.
AIAM commented that the proposed
regulatory text is not clear as to whether
data must be retrievable without
external power for up to 30 days. AIAM
suggested that the final rule should be
clarified to require the EDR to store data
without external power for up to 30
days but to permit an external power
source for data retrieval.
Nissan sought clarification for two
issues related to survivability: (1)
Whether an alternate power source
would be required to ensure that the
EDR is able to record up to 11 seconds
of post-crash data; and (2) whether
sensors would be expected to survive
crashes to ensure delivery of data to the
EDR. Mitsubishi stated that the final
rule should not require data
survivability in cases where there is a
cut-off in the power supply or
destruction of the electronic control
unit. Mitsubishi argued that it is not
technically feasible to require data
recording if power is no longer directly
supplied to the ECU.
EPIC and the ATA made general
comments regarding the survivability of
EDRs. EPIC commented that EDR
reliability is essential, ensuring that
proper functioning of EDR systems
becomes more critical as third parties
(e.g., insurance companies and
prosecutors) are provided access to EDR
data. EPIC expressed concern that the
level of survivability called for in the
NPRM may not be sufficient to ensure
reliable data. EPIC suggested text for the
owner’s manual encouraging owners to
have the EDR inspected after a crash.
ATA commented that EDRs must
function properly during and after the
specified crash tests.
Several commenters gave specific
suggestions for crash survivability.
NADA commented that the rule should
take into account EDR reparability and
restoration. Advocates commented that
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the rule should require the EDR to be
located in the passenger compartment in
order to increase survivability. Hyundai
and Kia commented that the rule should
not require repositioning air bag control
units to achieve crash survivability
unless the repositioning would not
adversely affect performance of the
systems.
Public Citizen and NTSB commented
that the NPRM does not include
requirements to ensure that the EDR
will survive fire, fluid immersion, and
severe crashes. To remedy this
perceived deficiency, Public Citizen
suggested that EDRs should be subjected
to a rollover crash test or that they
should meet survivability tests similar
to those for airliner and locomotive
‘‘black boxes.’’ Public Citizen stated it is
important that EDR data from severe
crashes not be lost since such crashes
may result in fatalities.
We have carefully considered the
comments regarding our testing
requirements, and the commenters’
position that requiring dynamic testing,
as proposed, would be impracticable.
After reviewing the comments from the
manufacturers, we disagree that it is
impracticable to require basic EDR crash
survivability. However, we agree that
certain proposed data elements cannot
be recorded unless the crash tests are
conducted with the engine running and
vehicle systems activated. Those data
elements are: ‘‘Engine RPM’’ and
‘‘Engine Throttle % Full.’’ At present,
FMVSS Nos. 208 and 214 tests are not
conducted with the engine running;
compliance crash tests are only
conducted with battery connected and
vehicle systems activated. It was not our
intention to propose any testing
requirements beyond FMVSS Nos. 208,
214, and 301. Testing with the engine
running could create hazardous
conditions for the test engineers.
Therefore, we agree that ‘‘Engine RPM’’
and ‘‘Engine Throttle % Full’’ cannot be
recorded in current crash tests. We have
modified the final rule to account for
these concerns.
As a result of our analysis of this
issue, we have also realized that the
braking input data element ‘‘service
brake on/off’’ is not specified in FMVSS
crash tests. Accordingly, there is no
practical way to require manufacturers
to test the survivability of this data
element in the FMVSS Nos. 208 and 214
tests. Because there is no current way to
test for these there elements, we have
modified the final rule accordingly.
After reviewing the comments, we
believe that our proposal to require that
data elements be retrievable for not less
than 30 days after the test and without
external power confused some
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commenters. We intended the proposed
requirement that data be retrievable
within 30 days without external power
to simply mean that the EDR data must
be stored and saved in the system for at
least 30 days without external power.
This was not intended to mean that 30
days after the date of the crash, a crash
investigator must be able to download
the stored data with a download tool
without an external power supply. We
have modified the rule to clarify our
original intentions.
The final rule also modifies the
number of days we will require EDR
data to be retrievable after the crash test.
Manufacturers have indicated that it
usually takes three to seven days to
complete the task of crash test data
analysis and validation. Based upon this
information, we believe that requiring
that EDR data be retrievable up to 10
days better reflects the manufacturer’s
time frame of crash testing. We agree
with manufacturers, based on this
information, that a 30-day requirement
would require additional vehicle
storage. Accordingly, we have modified
the final rule.
We have also considered the
comments regarding EDR survivability
in severe crashes or crashes involving
fire or fluid immersion; however, we
have not changed our position on
requiring EDR survivability in these
extreme cases. In the NPRM, we stated
that EDR data from such crashes would
be useful, but we do not have sufficient
information to propose survivability
requirements that would address such
crashes. We also stated that
countermeasures that would ensure the
survivability of EDR data in fires might
be costly. We have not engaged in
research to promulgate survivability
requirements for EDR data in these
extreme cases. Moreover, we reiterate
that the most important benefits of EDR
data comes from enabling ACN and
composite analysis, and we believe that
this final rule will allow researchers to
gather sufficient EDR data of statistical
significance. We believe that we can
meet the objectives of this rulemaking
without requiring EDR survivability in
extreme crashes.
The comments of Ford, GM, Daimler
Chrysler, and Toyota on EDR
survivability also recommended
deleting subsections (a)–(c) of the
proposed regulatory text in Sec. 563.10.
These commenters proposed an
alternative testing protocol, as discussed
above. The manufacturers
recommended that a simulated test for
data bus input of FMVSS Nos. 208 and
214 be performed at room temperature
and that the EDR data be stored at room
temperature for 30 days after the tests.
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We believe that testing requirements, as
proposed by the manufacturers, would
not be sufficient to meet our basic
survivability requirements. These basic
survivability requirements in the final
rule, which will include the crash tests
in FMVSS Nos. 208 and 214, are critical
to verifying the performance and
accuracy of EDRs because they reflect a
controlled crash environment. The
simulated tests recommended by the
manufacturers for EDR crash
survivability do not expose the EDR to
a real crash environment. After carefully
considering the comments, we believe
that ensuring basic EDR survivability by
requiring that EDRs meet specified
requirements in accordance with
FMVSS Nos. 208 and 214 tests remains
the best approach to ensure EDR
survivability.
We have, however, modified our
crash test requirements in light of the
comments we have received and in
consideration of further information we
have obtained. We have deleted the test
associated with FMVSS No. 301. We
believe that since most EDRs and other
vehicle electrical systems are located in
the front part of the vehicle, there is
little chance that crash forces to the rear
of the vehicle will affect EDR operation.
Also, in the FMVSS No. 301 test, no air
bags are deployed, so elements related
to air bag deployment, that make up the
vast majority the data collected by the
EDR, are not collected.
Also, we have decided not to require
EDRs to meet requirements during crash
tests listed under S13 of § 571.208, as
we proposed in the NPRM. The tests
specified in S13 of § 571.208 are
currently subject to be gradually
phased-out. After further consideration,
we believe that the tests in FMVSS Nos.
208 and 214 will be sufficient to
determine EDR survivability.
The agency notes that in some FMVSS
No. 214 tests (i.e., for vehicles equipped
with only longitudinal delta-V sensors),
the longitudinal trigger threshold may
not be met because there may not be
sufficient delta-V in that direction. For
tests conducted pursuant to FMVSS No.
214, we would not expect the vehicle’s
EDR to record data unless the
manufacturer records delta-V, lateral or
any air bag (frontal, side, other) deploys.
Our final rule represents tests that we
believe will be sufficient to ensure basic
EDR survivability. Furthermore, we
would like to emphasize that this rule
is not requiring any additional crash
tests than what is currently required by
existing FMVSSs. Tests for EDR crash
survivability simply piggyback on test
requirements for existing FMVSSs.
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6. Compliance Date
In the NPRM, we proposed an
effective date of September 1, 2008 for
the EDR regulation. We proposed this
date with the intention of providing
manufacturers adequate lead time to
make design changes to their EDRs as
part of their regular production cycle,
minimizing costs. Almost all of the
commenters on this issue believed that
the proposed lead time was insufficient
and/or would result in unnecessarily
high costs, with most suggesting a
phase-in beginning in 2008.
GM, Ford, DaimlerChrysler, and
Toyota stated if NHTSA issued a final
rule for EDRs by September 1, 2005, that
is consistent with their
recommendations, they could support a
four year phase-in beginning September
1, 2008 (10% of vehicle production at
year 1, 25% at year 2, 60% at year 3,
and 100% at year 4). GM added that if
the rule is appreciably different from its
recommendations, it might need
additional lead time to achieve
compliance. GM reasoned that its
recommended four-year phase-in would
be an ‘‘aggressive’’ schedule because
manufacturers would need to redesign,
revalidate, and retool virtually every
restraint control module, add greater
power capability to those modules, and,
in many cases, redesign the entire
electrical architecture of the vehicle.
Ford, DaimlerChrysler, and Toyota
commented that their vehicle electrical/
electronic architecture designs, which
influence EDR feasibility, are presently
being committed and cannot be readily
changed for vehicles in model years
before 2008. Hyundai and Kia
commented that a four year phase-in
period after the September 1, 2008 start
date will be necessary to implement the
design changes needed to meet the rule
as proposed.
Honda and Mitsubishi recommended
that the effective date of the regulation
should be no sooner than September 1st
of the third year after publication of a
final rule, with a phase-in period
starting on that date. Honda’s rationale
is that it would be very difficult for all
manufacturers to simultaneously
develop and install compliant EDRs on
all models by September 1, 2008.
Subaru commented that the NPRM
underestimates the time necessary for
implementation. Because Subaru would
have to acquire new memory devices,
develop backup power sources, and
possibly redesign its air bag system,
Subaru requested additional lead time
and a phase-in schedule for recording
certain data elements. Subaru
commented that its most state-of-the-art
EDR technology is still not mature
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enough to meet all the proposed
requirements. For example, its current
air bag sensors do not meet the range
and accuracy requirements. Subaru
stated that it would probably remove all
data recording rather than risk
noncompliance if the rule were
implemented as proposed.
NADA commented that the rule
should adopt a phased-in approach with
multiple effective dates requiring that
certain data recording capabilities be
implemented in the near term, with
additional data collection capabilities
considered for the longer term. AIAM
also commented that additional lead
time would be necessary to meet the
accuracy and precision requirements as
proposed in the NPRM, due to the
complexity of the required changes.
AIAM suggested that the regulation
should take effect with a pared down
data set no sooner than the September
1st, three years after publication of the
final rule and that the regulation should
allow for a substantial phase-in period.
If the final rule includes the complete
set of proposed data elements, a longer
lead time would be necessary. SISC
commented we should provide
sufficient lead time so that
manufacturers can transition to multiaxis accelerometers (to ensure collection
of lateral acceleration).
We have considered the comments
regarding our proposed effective date.
Based upon the comments, we have
decided to require covered vehicles
manufactured on our after September 1,
2010 to comply with the requirements
of this final rule. We believe that a lead
time in excess of four years, particularly
given the revised technical
requirements, should prove adequate for
all vehicle manufacturers and all
vehicle lines, without the need for a
phase-in. Vehicle manufacturers may
voluntarily comply with the final rule
prior to this date.
7. Privacy Issues
The NPRM acknowledged that the
recording of information by EDRs raises
a number of potential privacy issues.
These include the question of who owns
the information that has been recorded,
the circumstances under which other
persons may obtain that information,
and the purposes for which those other
persons may use that information.
In the NPRM, we stated that our
rulemaking would not create any
privacy problems. We explained that
NHTSA would first obtain permission
from the vehicle’s owner before using
the data. Furthermore, we believe that
our objectives can be met by using a
very brief snapshot of EDR data
surrounding a crash. A broader use of
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EDR data is not necessary for us to
gather information or use EDR data.
Many issues raised by commenters
concerning privacy arise from the
misconception that EDRs record data for
prolonged intervals and personal
information to study driver behavior.
We noted in the NPRM that we were not
proposing to require personal or
location identification information. We
also explained that we were proposing
to standardize EDR data recording for an
extremely short duration (i.e., a few
seconds immediately before and after a
crash). We did not propose to require
data for prolonged recording intervals
(i.e., several minutes) or audio/visual
data that the public may associate with
event data recorders in other modes of
transportation, such as flight data
recorders or locomotive event recorders.
However, we note that another DOT
agency, the Federal Motor Carrier Safety
Administration (FMCSA), is currently
engaged in rulemaking that would
facilitate the use a different type of
device, known as electronic on-board
recorders (EOBRs), for documenting the
hours of service of commercial drivers.
In the NPRM, we expressed our
sensitivity to privacy concerns,
especially in relation to how we handle
EDR data. We explained that NHTSA
would first obtain a verbal release from
the vehicle owner before using the data
and fully comply with federal privacy
law in its use of the information. Access
to EDR data would not be affected by
this rulemaking and would continue to
be provided in limited situations.
Furthermore, the design would most
likely preclude public access to the EDR
data because the interfaces will likely be
located in the vehicle’s passenger
compartment.
Some commenters argued that public
safety outweighs any potential privacy
issue or argued that privacy concerns
were adequately addressed in the
NPRM. Several individuals commented
that the government and others will use
EDRs to invade privacy. Still others
identified privacy issues, but took
differing positions on how to and who
should address privacy concerns.
GM, Ford, DaimlerChrysler, and
Toyota commented that a FMVSS
requiring EDR installation would permit
the life-saving benefits of EDRs to be
properly balanced, at the national level,
with societal interests involving privacy
and disclosure. These four commenters
argued that unless there is Federal
leadership, individual States will
continue to regulate in the area of EDR
privacy (e.g., through disclosure
requirements). According to these
automakers, unless this issue is dealt
with comprehensively at the Federal
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level, the result could be a patchwork of
State laws that would leave
manufacturers in the untenable position
of providing unique EDR systems and
complying with disclosure language
provisions on a State-by-State basis.
EPIC commented that the NPRM
inadequately protects the privacy of
vehicle owners. According to EPIC,
NHTSA has the responsibility to
provide basic privacy protections and to
clearly communicate to the public how
EDR technology will be used. EPIC
predicted that failure to do this would
expose the rule to legal and political
challenges. EPIC suggested that the rule
should explicitly recognize the vehicle
owner as the owner of EDR data.
Moreover, EPIC expressed concern that
many EDR systems currently record the
complete VIN, including the serial
number portion that can be used as a
personal identifier.
Several individuals commented on
privacy and EDRs. Mr. Crutchfield,
whose comments were representative of
such commenters, expressed concern
regarding the collection and use of EDR
data. He argued that EDRs have no
safety purpose and will be used to
increase government revenues from
fines, to increase rates or deny coverage
by insurance companies, to justify
seizure of private property, and to
discriminate against individuals based
on race, gender, age, regional origin, and
socio-economic status.
Mr. Leggett, an individual,
commented on the collection and use of
EDR data. He suggested that EDRs
should be designed so that vehicle
owners can remove them and that there
should be no legal penalty for doing so.
He also requested that the rule prohibit
the use of EDR data in criminal and civil
actions or by insurance companies. Mr.
Leggett stated that the rule should
specifically state that insurance
companies may not require the use of
EDRs, to ensure that the use of EDRs
remains voluntary.
Mr. King, an individual, commented
that the rule should either provide
protections for the vehicle owner (the
presumptive data owner) or should be
delayed until the passage of legislation
addressing the issue. Mr. Lashway,
along with fifty-two other individuals,
commented that EDRs will be used to
intrude into the privacy of individuals.
Several commenters indicated that the
ability to turn off or disable recording
would resolve their concerns. Several
also indicated that requiring written
consent to acquire the data would be an
acceptable solution. Some individuals
commented that the EDR data are not
reliable enough, thereby creating a
danger to individuals confronted with
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countering the data in court.
Commenters also suggested that vehicle
purchasers should be provided with
adequate notice about EDRs and EDR
data at the time of first sale.
SEMA commented that NHTSA
should recognize that EDR data is the
sole property of the vehicle owner.
According to SEMA, a court order or
consent of the vehicle owner should be
required before EDR data may be
released to insurance companies or
before vehicle-specific data could be
released to law enforcement. SEMA
stated that an owner’s consent could be
provided prospectively via a form at the
time of purchase (similar to current
contracts for OnStar subscriptions).
Gelco commented that EDR data may
contain personal information and may
be easily accessible in the passenger
compartment. Therefore, Gelco
requested that the final rule explicitly or
implicitly limit the access of the owner,
lessor, or lessee to the data.
The ATA commented that NHTSA
should address privacy issues or
coordinate with other appropriate
Federal agencies to ensure that such
issues are addressed. The ATA stated
that it supports the practice of obtaining
consent from the vehicle owner and
commented that the data should be
exempt from the Freedom of
Information Act (FOIA). The ATA also
expressed concern that a standard
interface would make access to EDR
data too easily accessible.
Canada Safety Council commented
that ownership of EDR data is unclear
and that the issue needs to be resolved
by legislators in the near future. The
Council also commented that under the
NPRM, emergency medical service
personnel would not have easy access to
crash severity data.
Wyle Laboratories commented that
NHTSA should consider certification of
independent laboratories for EDR data
management. Wyle’s rationale is that
such certification would facilitate data
retrieval, validation, and distribution
and would help protect the rights of
each party with an interest in the data
(e.g., manufacturer, owner, insurance
carrier, regulator, and law enforcement
agency).
The ATA commented that, in contrast
to what the NPRM states, much of the
data is proprietary to the motor carrier
or commercial vehicle operator. The
ATA predicted that the volume of data
that will be produced would: (1)
Increase the likelihood that unskilled or
untrained personnel would be involved
in data analysis; (2) result in a
misunderstanding or incorrect
interpretation of data; (3) result in a use
of erroneous data; and (4) lead to
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obtaining and using data for purposes
other than to improve vehicle, driver,
and highway safety. Accordingly, the
ATA suggested an appropriate level of
training should be required to access,
collect, and protect EDR data, especially
considering the types and numbers of
events that might warrant event data
collection.
AAA commented that law
enforcement should have access to the
data where a crash results in serious
injury or fatality. AAA also commented
that rules or laws need to be adopted to
prohibit access to EDR data without a
court order or permission from the
owner. However, AAA did comment
that EDR data that cannot be tied to a
specific vehicle should be generally
available for research purposes.
National Motorists Association
commented that it is inappropriate for
EDR data to be used for criminal
prosecutions and by insurance
companies. The Association also
expressed concern that EDR data is
unreliable, which exacerbates the
danger of its use for those purposes.
Advocates commented that resolution
of privacy issues should be left to the
courts.
Injury Sciences and Public Citizen did
not view privacy concerns as an
impediment to the EDR rule. Injury
Sciences stated that it believes the
NPRM provides adequate consideration
and protection for the privacy of the
individual. While acknowledging the
importance of ensuring privacy, Public
Citizen also did not see the EDR rule as
raising a significant privacy concern.
Public Citizen’s comments suggested
that ‘‘public health’’ data provided by
EDRs outweighs these privacy concerns.
Public Citizen’s rationale is that NHTSA
already collects and uses EDR data, so
the rule does not raise new privacy
issues. Furthermore, Public Citizen
stated that the NPRM addresses some
existing privacy concerns by requiring a
statement in the owner’s manual to
inform consumers as to the presence
and role of the EDR in their vehicle.
We have reviewed all of the
comments regarding privacy and EDRs.
As to comments concerning our planned
use of EDR data, we hope that our
continued efforts to educate and inform
the public will help to correct any
public misconceptions about the type of
data that EDRs record and how that
information is used.
We stated in the NPRM that we are
careful to protect privacy in our own
use of EDR data. We obtain consent
from the vehicle owner to gain access to
EDR data. Furthermore, we assure the
owner that all personally identifiable
information will be held confidential. In
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handling this information, the agency
does not make public any information
contained in these records which has
the potential to either directly or
indirectly identify individuals, except
as specifically required by law.
Furthermore, prior to the release of
information from databases containing
EDR data (usually aggregated reports),
the agency strips out the last six
characters of the VIN (i.e., the portion
that would allow identification of a
specific vehicle and, potentially by
indirect means, the identity of the
vehicle’s current owner). Therefore, we
believe that the agency has taken
adequate steps to ensure individual
privacy vis-a-vis its use of EDR data.
We understand that EDRs can
generate concerns related to how EDR
data are currently used or will be used
by entities other than NHTSA. As we
stated in the NPRM, our role in
protecting privacy is a limited one.
While we remain sensitive to the public
debate about EDRs and the use of EDR
data, we do not have statutory authority
to address many privacy issues, which
are generally matters of State and
Federal law that we do not administer.
These privacy issues were not created
by this rulemaking (e.g., whether the
vehicle owner owns the EDR data, how
EDR data can be used/discovered in
criminal/civil litigation, whether EDR
data may be obtained by the police).
EDRs have existed since the 1970s, and
our rulemaking on EDRs standardizes
technology that has existed, in some
cases, for decades.
Other issues beyond the scope of this
rulemaking include access to EDR data
(including by law enforcement) and
training of individuals to handle EDR
data. As to Wylie Lab’s comments, we
did not propose certifying independent
labs to handle downloaded EDR data for
NHTSA, and we do not have a present
need for such analysis.
As noted earlier, we are not requiring
or prohibiting on/off switches. Given
that we are not requiring EDRs, we do
not believe it would be appropriate to
prohibit on/off switches. However, such
switches could reduce the benefits from
EDRs. Therefore, we believe it would be
inappropriate to require such switches.
We considered Mr. Leggett’s comment
concerning the reliability of EDRs in
trials and other adjudicatory
proceedings; however, we note that
disputes about these issues are most
appropriately resolved in individualized
adjudications as needed.44 We are
44 See, e.g., Bachman v. General Motors Corp.,
776 N.E.2d 262 (Ill. App. Ct. 2002); Matos v. State,
No. 4D03–2043 (Fla. Cir. Ct., Mar. 30, 2005); People
v. Hopkins, No. 2004–0338 (N.Y. Co. Ct., Aug. 30,
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presently concerned with the reliability
of EDR data only as it relates to our
stated purposes of the analysis of safety
equipment performance, reconstructing
crashes, and fostering the development
of ACN. We believe that the range,
resolution, and accuracy
standardization requirements are
representative of current industry
standards that are generally accepted in
the industry, which we discussed in
further detail above.
EDR technology continues to evolve,
and public discussion about EDRs will
continue. We hope to help address these
concerns and foster continued
acceptance of EDRs by requiring
manufacturers of vehicles equipped
with EDRs to include a standardized
statement in the owner’s manual, as
discussed below. We also hope to
establish an internet public education
program to correct perceived public
misunderstanding related to EDRs.
8. Owner’s Manual Disclosure
Statement
In the NPRM, we proposed to require
the following disclosure statement to be
included in the owner’s manual of
vehicles that have an EDR:
This vehicle is equipped with an event
data recorder. In the event of a crash, this
device records data related to vehicle
dynamics and safety systems for a short
period of time, typically 30 seconds or less.
These data can help provide a better
understanding of the circumstances in which
crashes and injuries occur and lead to the
designing of safer vehicles. This device does
not collect or store personal information.
We proposed this disclosure statement
in an effort to educate the public about
EDRs, i.e., to inform consumers about
the circumstances under which EDRs
record data and the reasons why EDR
data is collected.
All commenters on this issue
generally supported our proposal to
require an EDR disclosure statement for
consumers. We received several
suggestions regarding the text and
placement of that disclosure statement.
Some thought that the language in the
NPRM needed augmentation (or a
complete rewrite) to address issues such
as privacy, preemption, and ownership
of and access to EDR data. We also
received comments with proposed text
to address telematic features, such as
ACN, and specifically OnStar.
GM expressed support for requiring a
standardized EDR disclosure statement
in the owner’s manual. However, GM
recommended expanding the statement
to more fully inform consumers (e.g., by
2004); Kevin Schlosser, ‘‘Black Box’’ Evidence, 231
N.Y. L. J. (Jan. 25, 2005).
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providing examples of the type of
information recorded, explanation that
no recording occurs under normal
driving conditions, and an explanation
of download protocols) and to respond
to issues currently being addressed at
the State level (e.g., access to EDR data).
In light of the above, GM also suggested
that the disclosure statement should
inform consumers if their vehicle is
equipped with a telematic system that
may collect personal and/or vehicle
information. GM recommended the
following disclosure statement:
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This vehicle is equipped with an event
data recorder (EDR). The main purpose of an
EDR is to record, in certain crash or near
crash-like situations, such as an air bag
deployment or hard braking, data that will
assist in understanding how a vehicle’s
systems performed. The EDR is designed to
record data related to vehicle dynamics and
safety systems for a short period of time,
typically 30 seconds or less. The EDR in this
vehicle is designed to record such data as:
• How various systems in your vehicle
were operating;
• Whether or not the driver and passenger
safety belts where buckled/fastened;
• How far (if at all) the driver was
depressing the accelerator and/or brake
pedal; and,
• How fast the vehicle was traveling.
These data can help provide a better
understanding of the circumstances in which
crashes and injuries occur. NOTE: EDR data
are recorded by your vehicle only if a crash
or near crash situation occurs; no data are
recorded by the EDR under normal driving
conditions.
To read data recorded by an EDR, special
equipment is required and access to the
vehicle or the EDR is required. In addition to
the vehicle manufacturer, other parties, such
as law enforcement, that have the special
equipment, can read the information if they
have access to the vehicle or the EDR.
[If the vehicle is equipped with telematic
system(s), the following statement must also
be included in the owner’s manual.]
Your vehicle may be equipped with
onboard telematics that provide safety and
convenience services such as GPS-based
navigation or cellular wireless connectivity,
and your vehicle may collect personal or
vehicle information to provide such services.
Please check the service’s subscription
agreement or manual for information about
its data collection.
According to GM, the NPRM’s
owner’s manual language may not be
sufficient to obviate or to preempt
current or future State disclosure
requirements. GM’s recommended
disclosure statement also omits
reference to ‘‘personal information,’’ as
we proposed in the NPRM, because GM
believes that phrase is potentially
ambiguous.
Comments from DaimlerChrysler,
Ford, and Toyota were similar to GM’s
comments, although they differed in
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two areas. Each recommended that the
EDR rule permit vehicle manufacturers
to supplement the required language
with additional information that the
manufacturers deem appropriate for
their respective vehicle designs. Each
also omitted the language GM included
related to telematic systems.
SEMA, Advocates, and Mr. Bruce
Funderberg commented that customers
should be notified if a vehicle is
equipped with an EDR prior to
purchasing the vehicle. SEMA stated
that vehicle dealers should be required
to notify consumers about EDRs,
consistent with State and local laws and
that subscription services (e.g., OnStar)
should be required to notify purchasers
of the types of EDR information that
may be transmitted and to whom the
data would be provided.45 According to
Advocates, NHTSA should require
dealers to provide a copy of the
statement to purchasers at the time of
sale along with a brochure written in
both English and Spanish. Advocates
also supported the use of additional
methods to educate the public about
EDRs, such as public service
announcements, agency publications,
and NHTSA’s Web site. Mr. Funderburg,
an individual, commented on vehicle
owners’ lack of knowledge about EDRs,
suggesting that manufacturers need to
provide better notice to purchasers
about EDRs. He also recommended that
the EDR should be optional equipment
that purchasers may decline.
EPIC commented that the notice to
owners should be more specific about
the ownership of and access to EDR
data. EPIC also commented that ACN
systems present unique privacy issues,
stating ‘‘for EDRs that use
communications systems—such as
OnStar, which uses wireless phone
networks—the EDR should not initiate
communication unless an accident is
detected or if the driver uses a manual
feature to initiate communications for
45 SEMA suggested the following disclosure
language:
This recorded data may not be retrieved or
downloaded by anyone other than the owner of the
vehicle except in certain specific circumstances: (1)
With the consent of the owner; (2) by court order;
(3) by an authorized person for purposes related to
improving vehicle safety provided the identity of
the registered owner or driver is not disclosed and
the information is of a non-vehicle specific nature;
or (4) the data is retrieved for the purpose of
determining the need or facilitation of emergency
medical response.
In cases where vehicles are equipped with a
recording device as part of a subscription service,
the fact that information may be recorded or
transmitted must be disclosed in the subscription
service agreement.
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purposes of transmitting driving
data.’’ 46 EPIC commented:
Consent of the vehicle owner should be
required for the disclosure of EDR driving
data to the NHTSA or any other government
or commercial organization, including
automotive insurance companies. Such
consent should be fully consensual, meaning
for example that automotive insurance
contracts should not be conditioned upon
access to EDR data.47
In addition, EPIC commented that the
vehicle owner should be instructed to
have the EDR inspected if the vehicle
has been involved in an accident,
flooding, or fire.48
The National Motorists Association,
Advocates, AAA, and ATA all made
comments that the proposed disclosure
statement is inadequate to address an
array of consumer concerns, and some
suggested alternative language. PCIAA
commented that the required, specific
disclosure statement proposed in the
NPRM is inadequate because the
statement could become obsolete
quickly and because vehicle owners
rarely refer to or use their owner’s
manual. Advocates commented that the
required statement in the owner’s
manual is necessary but not sufficient to
educate the public about EDRs and
address privacy concerns. AAA
commented that there is insufficient
consumer notification about access to
46 EPIC proposed the following additional text for
the statement in the owner’s manual for vehicles
that contain ACN or an EDR connected to a
communications network:
The event data recorder is connected to a
communication system capable of automatically
contacting emergency services when it detects an
accident. The event data recorder will only initiate
communication in the event of an accident or if the
driver uses the manual feature to initiate
communication with either emergency services or
the communications provider (e.g., for a service that
provides driving directions from an operator).
47 EPIC proposed the following additional text for
the statement in the owner’s manual for vehicles
that contain ACN or EDR connected to a
communications network:
Your consent is required for the data to be
disclosed to the National Highway Traffic Safety
Administration—a federal agency that gathers
information about traffic accidents to improve
vehicle and road safety—or any other government
or private organization, including automotive
insurance companies.
EPIC also commented that if a partial VIN is
included in EDR, the following text should be
added to the owner’s manual:
Only the part of your vehicle identification
number (VIN) that includes information about the
make and model of your vehicle will be collected
by the event data recorder. The unique serial
number portion of the VIN will not be collected.
48 EPIC proposed the following additional text for
the statement in the owner’s manual:
If your vehicle has been involved in a serious
accident or has been subject to flooding or fire, your
event data recorder may have been damaged. If it
was involved in one of these situations, please have
your event data recorder inspected by an authorized
dealer.
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EDR data, stating that manufacturers
should disclose in the owner’s manual
whether any outside parties that have
access to the data and under what
circumstances the data are shared. ATA
commented that the statement in the
owner’s manual should disclose that an
EDR is present and that the EDR does
not collect or store personal
information. The ATA also stated that
additional public information would be
desirable.
After considering the public
comments, we have decided to adopt a
more detailed disclosure statement,
along the lines recommended by GM,
DaimlerChrysler, Ford, and Toyota. We
believe that the more detailed statement
will provide consumers with a fuller
understanding of the EDR installed in
their vehicles.
However, we are not adopting the
recommended language in GM’s
comments related to telematic systems,
because such systems are not directly
the subject of this rulemaking. We note
that the comments of DaimlerChrysler,
Ford, and Toyota did not include
language related to telematic systems,
although the balance of their
recommended disclosure statements
were virtually identical to that of GM.
The capabilities of telematic systems
and the level of integration between
such systems and the EDR may also vary
depending upon the given technology.
For these reasons, we have decided not
to require language in the specified
disclosure statement on telematic
systems. However, vehicle
manufacturers may include a discussion
of applicable telematic systems in the
vehicle owner’s manual, if they choose
to do so.
In addition, we note that we are
permitting vehicle manufacturers to
supplement the required owner’s
manual statement on EDRs with
additional information, if they choose to
do so. Vehicle manufacturers will have
specific knowledge about their EDRs,
and in some situations, vehicle owners
may benefit from such additional
information.
In response to SEMA’s comment that
vehicle dealers should also be required
to notify consumers about EDRs and
Advocates comment requesting an
additional brochure, we believe that
such requirements would be largely
redundant of the information required
in the owner’s manual, and hence
unnecessary.
In addition, we have decided not to
adopt SEMA’s recommendation for a
requirement for subscription services,
such as OnStar, to disclose information
about the types of data that may be
transmitted and to whom they may be
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transmitted, for the following reasons.
First, the regulation of such services is
outside the scope of this rulemaking,
and second, consumers are generally
made aware of such services up-front,
particularly where they must pay a fee
for the continuation of service. To the
extent that consumers are concerned
about the data gathered or reported by
these services, they are free to pose such
questions to the provider.
Regarding Mr. Funderburg’s
comments that EDRs should be optional
equipment that purchasers may decline,
we note that making EDRs an option
could add unnecessary production
costs. Moreover, there are no benefits
associated with not having an EDR.
Furthermore, taking such a position
would run counter to our safety goals of
securing more and better EDR data and
enabling ACN.
For the reasons discussed more fully
under section IV.B.7 of this document,
we do not believe that EDRs raise
meritorious privacy concerns, because
they do not collect individual identifier
information. We believe that the
disclosure statement we have adopted
provides a clear picture of the types of
data collected by EDRs and the intended
uses of that data.
We have decided not to adopt EPIC’s
recommended language warning the
consumer to have the EDR inspected
after the vehicle is in a crash or is
subject to fire or flooding. We do not
believe that such language is necessary,
because in such cases, the vehicle
owner will normally have the vehicle
examined by both an insurance adjuster
and an automotive repair expert,
professionals who will diagnose
resulting problems with all vehicle
systems, including the EDR.
In response to commenters who
argued that our proposed owner’s
manual disclosure statement is
inadequate because it is too limited, we
note that under the final rule, we are
requiring an expanded disclosure
statement. We believe that our specified
owner’s manual disclosure statement
provides adequate notice as to the
presence and function of the EDR.
We have considered the comments
arguing that our proposed owner’s
manual statement could become quickly
obsolete. NHTSA intends to closely
follow the development of EDR
technology. If we determine that these
devices have evolved in such a way as
to render our disclosure statement
inadequate, we would consider how to
amend the required language. In
addition, as stated above, we are
permitting vehicle manufacturers to
augment the required disclosure
statement with additional information
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based upon the specifics of the EDRs
installed on the vehicle. For these
reasons, we believe that the EDR-related
information provided to consumers will
be sufficient for most consumers.
9. Preemption
GM, DaimlerChrysler, Ford, Toyota,
AIAM, and NADA recommend that the
final rule for EDRs should explicitly
state that it preempts inconsistent State
and local regulations. GM is concerned
that without a clear statement of the
preemptive effect of the final rule,
manufacturers could be faced with a
patchwork of State and local
requirements. AIAM expressed concern
that the failure to preempt inconsistent
State and local regulations could result
in manufacturers being required to
provide limited, circumscribed, or
deactivated EDR systems and
inconsistent disclosure/owner’s manual
language on a State-by-State basis.
AIAM argued that the consistency
across the nation would aid in the
public acceptance of EDRs and would
help keep costs down. NADA
commented that the rule should
expressly reference the degree to which
inconsistent State or local regulations
are preempted.
We have considered the comments
concerning the preemption of
conflicting State regulations and agree
that a patchwork of State laws is not
desirable. We expect that general
principles of preemption law would
operate so as to displace any conflicting
State law or regulations.
It is our view that any State laws or
regulations that would require or
prohibit the types of EDRs addressed by
our regulation, or that would affect their
design or operation, would create a
conflict and therefore be preempted.
Specifically, this would include State
EDR technical requirements, such as
ones requiring EDRs in motor vehicles
(except for State-owned vehicles),
requiring that EDRs record specific data
elements, and/or requiring EDRs to meet
specific technical performance or
survivability requirements.
Further, it is our view that any State
laws or regulations that imposed, for the
types of EDRs addressed by our
regulation, additional disclosure
requirements on vehicle manufacturers
or dealers would likewise create a
conflict and therefore be preempted. We
have devised an appropriate statement
for the owner’s manual to make the
operator aware of the presence,
function, and capabilities of the EDR.
Inconsistent or additional State
disclosure requirements would frustrate
the purposes of our regulation by
potentially creating confusion or
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information overload, thereby reducing
the benefit of the required statement.
The need to meet different disclosure
requirements for different States would
also increase costs, making it less likely
that manufacturers would provide
EDRs.
It is our intent to provide one
consistent set of requirements,
including a specified statement in the
owner’s manual, for vehicle
manufacturers that choose to install
EDRs. We believe that this approach
will enhance the quality of EDR data by
standardizing the content, format, and
accuracy of such data, thereby
increasing its comparability and overall
usefulness; we further believe that the
standardized data will be of greater
benefit for safety equipment analysis
and crash reconstruction. We also
believe that this minimum data set
provides key elements in a standardized
format that will foster the development
of ACN and other telematic systems.
We believe that State laws
inconsistent with this final rule would
frustrate the final rule’s purposes. For
example, additional State requirements
would increase the costs of EDRs and
make it less likely that manufacturers
would voluntarily provide them.
Additional State requirements could
also hamper the development of future
EDRs by pushing their development in
ways that are not optimal for safety.
Among other things, given limitations in
data processing capabilities,
requirements for additional data
elements could make EDRs less effective
in real world crashes in recording the
data elements NHTSA has determined
to be most important. (As discussed in
section IV.B.2 of this notice, we believe
that recording of additional data
elements, which are currently of lesser
value for our stated purposes, would not
only result in significantly higher costs
but would also risk overburdening the
microprocessing and memory
capabilities of EDRs. This could
increase data recording times, and it
could also increase the risk of system
failure, potentially resulting in the loss
of all EDR data.)
In addressing the issue of preemption,
we note that the effective date for our
EDR regulation is 60 days after
publication of this rule, and that the
compliance date is September 1, 2010.
It is our view that our regulation has
preemptive effect between the effective
date and September 1, 2010, as well as
after that latter date. In New Jersey State
Chamber of Commerce v. State of New
Jersey,49 the Court held that a delay in
the start-up date of certain provisions of
49 653
F.Supp. 1453, 1462 (D. N.J. 1987).
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the Occupational Safety and Health
Administration’s (OSHA’s) Revised
Asbestos Standards did not affect the
effective date of preemption, in that case
upon publication in the Federal
Register (holding that preemption arises
before the regulation becomes operative,
in cases where an agency provides
additional time for regulated entities to
take steps to prepare for compliance).
The same principle applies here, and we
have a substantive reason for structuring
the effective date and compliance date
in the manner we have done. Once the
EDR regulation is effective, a conflict
with an inconsistent State law would
arise immediately and impact
achievement of our ultimate objectives
for compliance in 2010.
Specifically, we selected this
compliance date to provide sufficient
lead time to enable manufacturers to
incorporate necessary changes as part of
their routine production schedules.
Thus, we expect that, in order to meet
the requirements of our regulation,
between now and September 1, 2010,
vehicle manufacturers will be gradually
redesigning their EDRs, modifying
vehicle systems and components that
feed into EDRs, and integrating EDRs
into numerous models of vehicles.
Furthermore, a vehicle manufacturer
may begin complying with the EDR
regulation once it becomes effective.
Thus, any State laws or regulations that
would require or prohibit the types of
EDRs addressed by our regulation, or
that would affect their design, or that
would establish a compliance date
earlier than September 1, 2010, would
conflict with and frustrate the purposes
of our regulation. Among other things,
such laws or regulations would interfere
with the process of manufacturers
gradually redesigning their EDRs,
modifying related vehicle systems and
components, and integrating EDRs into
vehicles in order to meet our
requirements during that timeframe.
The agency is aware of ten States that
have passed laws relating to EDRs in the
fields preempted by this final rule.50
Most of these States require that the
vehicle purchaser be notified that the
motor vehicle is equipped with an EDR.
Three States, Arkansas, Colorado, and
North Dakota, require additional
information. Of those three States,
Arkansas and North Dakota have the
broadest disclosure requirements.
Arkansas requires disclosure of the
presence of the EDR, the type of EDR,
and the type of data that is recorded,
50 Arkansas,
California, Colorado, Maine, New
Hampshire, New York, Nevada, North Dakota,
Texas, and Virginia.
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stored, or transmitted.51 North Dakota
requires disclosure of the presence,
capacity, and capabilities of the EDR.52
We believe that the statements
meeting our disclosure requirement in
the final rule would satisfy even the
broadest of the existing State disclosure
requirements. Further, it does not
appear that any of the existing State
requirements regarding disclosure
would conflict with the final rule.
This rule does not address certain
other issues generally within the realm
of State law, such as whether the
vehicle owner owns the EDR data, how
EDR data can be used/discovered in
civil litigation, how EDR data may be
used in criminal proceedings, whether
EDR data may be obtained by the police
without a warrant, whether EDR data
may be developed into a drivermonitoring tool, and the nature and
extent that private parties (including
insurance companies, car rental
companies, and automobile
manufacturers) will have or may
contract for access to EDR data. These
issues are instead being addressed by
State legislatures.
10. Applicability of the EDR Rule to
Multi-Stage Vehicles
In the NPRM, we stated that our
proposed EDR rule would apply to the
same vehicles that are required by
statute and by FMVSS No. 208 to be
equipped with frontal air bags (i.e.,
passenger cars, multipurpose passenger
vehicles, trucks, and buses with a
GVWR of 3,855 kg or less and an
unloaded vehicle weight of 2,495 kg or
less, except for walk-in van-type trucks
or vehicles designed to be sold
exclusively to the U.S. Postal Service).
This covers most light vehicles,
including multi-stage vehicles. We
believe applying this rule to all vehicles
that are currently subject to FMVSS No.
208 is appropriate since most EDRs are
closely associated with frontal air bags
and all of these vehicles must meet the
advanced air bag requirements of
FMVSS No. 208, which will be
completely phased in by manufacturers
before compliance with this final rule is
required.
Several commenters suggested
changing our proposal to provide an
exception for multi-stage vehicles and
incomplete, intermediate, and final
stage manufacturers. GM,
DaimlerChrysler, Ford, and Toyota
expressed support for either excluding
incomplete, intermediate, and final
51 Arkansas Code, Title 27, Chapter 37,
Subchapter 1, Section 103.
52 North Dakota Century Code, Title 51 Sales and
Exchanges, 51–07–28.
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stage manufacturers from the
requirements of the rule by specifically
excluding these manufacturers in the
regulatory text or by requiring those
manufacturers to certify compliance one
year after the last applicable date for
manufacturer certification of
compliance provided under the final
rule. GM’s point is that the proposed
EDR rule would result in a significant
burden on incomplete, intermediate,
and final stage manufacturers. GM
argues that the integration of EDR
functions into a vehicle is a complex
task requiring advanced
communications and data processing
technologies that may be beyond the
capabilities of many small businesses.
ATA asserted NHTSA has not
involved final stage vehicle
manufacturers or accessory installers in
an appropriate dialog. ATA encouraged
NHTSA to conclude that there is no
possibility that EDR performance could
be affected during any type of
completion or conversion or accessory
installation. On the issue of the effect of
the EDR requirements on altered
vehicles, NADA commented that
NHTSA should ‘‘consider the
complexities that may be involved for
light-duty vehicles manufactured in two
or more stages or which are altered prior
to first sale.’’
We have considered the comments
that we provide an exception or
otherwise delay the effective date of this
rulemaking for incomplete,
intermediate, and final stage
manufacturers (i.e., multi-stage
vehicles). Since the NPRM was
published, NHTSA has issued a final
rule pertaining to certification
requirements for vehicles built in two or
more stages and altered vehicles (see 70
FR 7414 (February 14, 2005)). The
amendments made in that final rule
become effective September 1, 2006. In
relevant part, the multi-stage
certification final rule amended 49 CFR
571.8, Effective Date, and it added a
new subparagraph (b) providing as
follows:
(b) Vehicles built in two or more stages
vehicles and altered vehicles. Unless
Congress directs or the agency expressly
determines that this paragraph does not
apply, the date for manufacturer certification
of compliance with any standard, or
amendment to a standard, that is issued on
or after September 1, 2006 is, insofar as its
application to intermediate and final-stage
manufacturers and alterers is concerned, one
year after the last applicable date for
manufacturer certification of compliance.
Nothing in this provision shall be construed
as prohibiting earlier compliance with the
standard or amendment or as precluding
NHTSA from extending a compliance
effective date for intermediate and final-stage
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manufacturers and alterers by more than one
year.
In light of the agency’s policy on
multi-stage manufacturer certification,
as expressed in the February 14, 2005
final rule, we have decided to apply that
principle to the compliance date for
final-stage manufacturers and alterers.
Thus, final-stage manufacturers and
alterers must comply with this rule for
vehicles manufactured on or after
September 1, 2011. However, final-stage
manufacturers and alterers may
voluntarily certify compliance with the
standard prior to this date.
11. Applicability of the EDR Rule to
Heavy Vehicles and Buses
In addition to multi-stage vehicles,
Public Citizen and Advocates
commented that NHTSA should extend
the rule’s applicability to include other
vehicles, such as heavier trucks and 15passenger vans. Public Citizen
commented that all new vehicles,
including large trucks, should be
required to be equipped with EDRs, and
the organization encouraged NHTSA to
undertake a separate rulemaking to
require EDRs in large trucks. Public
Citizen stated that the benefit realized
by EDRs is directly proportional to the
number of vehicles equipped with these
devices and that full fleet penetration is
critical to the accuracy and utility of
EDR data. Public Citizen further
commented that an EDR requirement for
large trucks could help improve
industry practices and driver behavior.
Similarly, Advocates commented that
the rule should include 15 passenger
vans and heavier light trucks because
those vehicles have relatively high
rollover rates, high risk of injury to
multiple occupants, and are exempt
from other safety regulations (e.g., side
impact and roof crush resistance).
While EDR requirements for heavier
vehicles are outside the scope of this
rulemaking, we note that many 15passenger vans are within the applicable
weight range for this final rule, and
thus, are required to comply with the
EDR regulation. Further, we note that
some original equipment manufacturers,
such as GM, are installing EDRs in their
medium trucks equipped with air bags.
As noted in the NPRM, we are not
addressing in this document what future
role the agency may take related to the
continued development and installation
of EDRs in heavy vehicles. We will
consider that topic separately, after
consultation with the Federal Motor
Carrier Safety Administration. As noted
previously, FMCSA is currently engaged
in rulemaking that would facilitate the
use of Electronic On-Board Recorders
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51031
for recording and documenting the
hours of service of commercial drivers.
We believe that deferring
consideration of requirements for EDRs
installed on heavy trucks is appropriate
for the following reasons.
First, it would provide the agency
with time to build experience in terms
of standardization of EDR data in light
vehicles. This experience could then be
applied to our consideration of heavy
trucks.
Second, because the relevant data to
be gathered by EDRs installed in heavy
trucks are not identical to that of light
vehicles, we believe any such
requirements should come in a separate
regulation.
Third, because EDRs in light vehicles
rely heavily upon sensors and
diagnostic equipment associated with
the vehicle’s air bag system, the agency
must carefully assess the costs, benefits,
and lead time necessary for EDR
requirements for heavy trucks, which
may not have systems with all the
necessary hardware. We understand that
heavy truck manufacturers, suppliers,
and others are engaged in EDR-related
efforts with SAE, which will result in
recommended practices for these
devices. NHTSA is closely monitoring
these efforts by the SAE working group.
NHTSA is also closely following
activities in other governmental
agencies, including FMCSA and NTSB.
Finally, separate consideration of EDR
requirements for heavy trucks will
expedite promulgation of this final rule
for EDRs in light vehicles, thereby
encouraging further positive
developments based upon standardized
EDR data.
12. Automatic Crash Notification and E–
911
The NPRM stated that the purpose of
this rulemaking is to help ensure that
EDRs record, in a readily usable
manner, data necessary for effective
crash investigations, analysis of safety
equipment performance, and automatic
crash notification systems. It is
NHTSA’s position that this data will
help provide a better understanding of
the circumstances in which crashes and
injuries occur and will lead to the
designing of safer vehicles.
Including ACN as a stated purpose of
the EDR rule drew comments.
Commenters recommended additional
clarifying language or deleting relevant
portions of the proposed regulatory text
so that the rule cannot be construed as
a limitation on manufacturers’ ability to
offer telematics features, such as ACN.
GM, Ford, and Toyota recommended
that the final rule expressly state that it
does not limit manufacturers’ ability to
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offer ACN and other telematics features.
Likewise, PCIAA commented the rule
should not ‘‘preclude EDRs and similar
vehicle technology (i.e., intelligent
vehicle systems-telematics) from being
fully leveraged by the public and private
sectors.’’
GM argued that because ACN is not
being proposed in this rulemaking, the
language referencing ACN should be
dropped from the regulatory text. GM
further argued that the proposed EDR
rule makes no provision for the
software, hardware, and infrastructure
required to make use of ACN-related
data. DaimlerChrysler made a similar
comment, adding that ACN
infrastructure was last estimated to
cover only 25% of the United States,
principally in urban areas.
DaimlerChrysler stated that benefits of
ACN, other than those related to better
crash data, are speculative and out-ofscope.
We acknowledge that this final rule
does not regulate or require ACN
systems. Nonetheless, we are retaining
ACN as a stated reason to require EDR
data standardization because we believe
that the final rule would have ancillary
benefits, such as facilitating ACN
development. However, our other stated
purposes fully justify the rule. We
emphasize that this final rule does not
limit the ability of manufacturers to
offer ACN or other telematics devices.
To reiterate our earlier reasoning, we
note that the NPRM provides a detailed
explanation of the relationship between
EDRs and ACN systems. In addition, the
ENHANCE 9–1–1 Act of 2004 requires
the Department of Transportation to
help coordinate and to speed the
deployment of Wireless Enhanced 9–1–
1. ACN has the potential for interfacing
with nation-wide Wireless Enhanced 9–
1–1 deployment by providing
immediate and accurate crash location
information to Public Safety Answering
Points. This will expedite the dispatch
of emergency services to the crash
scene, help ensure that EMS personnel
can locate the crash, and speed the
provision of lifesaving emergency
medical services to traffic crash victims.
The prompt provision of emergency
medical care to traffic crash victims will
reduce morbidity and mortality.
We believe ACN systems have great
potential for reducing deaths and
injuries caused by motor vehicle
accidents. This potential arises from the
ability of the EDR and ACN, working in
tandem, to determine (prior to
responding to the accident scene) the
likely nature and severity of the injuries,
the proper allocation of resources to
respond to those injuries, and the
location of the crash. We fully expect
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ACN systems to evolve, and our
rulemaking today, which standardizes
EDR data, will play a role in realizing
the safety benefits of ACN.
13. Definitions
a. ‘‘Trigger Threshold’’
‘‘Trigger threshold’’ indicates the
point at which a recordable event is
recognized by the EDR as suitable for
further analysis. Our proposal defined
‘‘trigger threshold’’ as ‘‘a change in
vehicle velocity, in the longitudinal
direction for vehicles with only
longitudinal acceleration measurements
or in the horizontal plane for vehicles
with both longitudinal and lateral
measurements, that equals or exceeds
0.8 km/h within a 20 ms interval.’’ In
proposing a value for the EDR trigger
threshold, we turned to SAE J1698 for
guidance.
GM commented that, as proposed, the
trigger threshold for EDR recording was
set too low and would result in an
excessive number of recordings and rerecordings. GM argued that the defined
threshold would create a risk of memory
degradation in the electronic control
module over the life of the vehicle.
Accordingly, GM, along with
DaimlerChrysler, Ford, and Toyota,
recommended revising the definition of
‘‘trigger threshold’’ to read: ‘‘equals or
exceeds 5 mph (8 km/h) within a 0.15
second interval.’’ GM stated that its
recommended value is consistent with
the FMVSS bumper standard threshold.
Similarly, Hyundai, Kia, and Delphi
stated that the trigger threshold
specified in the NPRM is set too low
and would result in data being rewritten
many times as a result of potholes and
curb hits. According to the commenters,
this frequent overwriting of the EDR
data could result in computer memory
failure, thereby leaving the EDR
unavailable in the event of an actual
crash. Delphi recommended that the
trigger threshold ‘‘corresponds to an
average acceleration in excess of 1.5 G
with a total velocity change of at least
5 km/hr.’’
As an alternative to the proposed
language, TRW Automotive suggested
that the trigger threshold should be
determined by the air bag system, which
would notify the other systems to begin
recording. TRW argued that, currently,
each individual system records its own
data so minimal changes would be
needed to implement the rule. TRW’s
rationale is that implementation of the
rule would be less expensive and less
complex if the rule permitted each
system to record its own data.
TRW Automotive also commented
that there should be ‘‘an acceptable
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tolerance of plus or minus ‘‘one data
sample period’’ for the data points
corresponding to ‘‘trigger threshold’’
detection, and a sampling rate tolerance
of plus or minus three percent for data
before and after the point of ‘‘trigger
threshold’’ detection.’’
Advocates stated that it had no
opinion on the exact specification for
the trigger threshold but expressed
concern about setting the trigger at a
level where recording would occur only
in the event of a crash. Advocates
suggested that NHTSA should consider
the collection of near-miss data in a
future EDR rulemaking. Advocates also
questioned whether an electrical or
engine fire would be a triggering event
and suggested that NHTSA should
revise the rule to require the EDR to be
sensitive to fire-based events.
After considering these comments, we
have decided to modify the trigger
threshold value to 8 km/h within a 150
ms interval, as requested by the
commenters, such that the final rule’s
definition of ‘‘trigger threshold’’ reads:
‘‘a change in velocity, in the
longitudinal direction, that equals or
exceeds 8 km/h within a 150 ms
interval. For vehicles that record ‘‘deltaV, lateral,’’ trigger threshold means a
change in vehicle velocity, in either the
longitudinal or lateral direction that
equals or exceeds 8 km/h within a 150
ms interval.’’ We believe that this
change is appropriate for the following
reasons.
While we agree that the threshold
proposed in the NPRM routinely could
be exceeded by strong bumper-tobumper contact in a parking lot or
minor impact with a road obstacle, we
only required the data to be recorded if
the cumulative delta-V of the current
event/crash exceeded the delta-V of the
previously-recorded data. We do not
agree that the non-volatile memory
would have been over-burdened,
because the delta-V of the event in nonvolatile memory would have rapidly
reached a sufficient magnitude to
disregard minor impacts, such as
bumper-to-bumper events. We believe
that the revised criterion effectively
addresses the concerns raised by the
commenters and reduces the
complications of decisionmaking
regarding EDR data recording, while
maintaining the ability to obtain data
from most significant crashes (i.e., those
that are non-trivial).
We have decided not to adopt TRW’s
recommendation to tie the trigger
threshold to air bag deployment. We are
interested in collecting data on high
delta-V crashes that do not deploy the
air bag systems. While air bag systems
may be operating properly in these
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cases, we are nonetheless interested in
these situations, and EDR data captured
in these situations would be helpful for
safety equipment analysis. We are also
interested in collecting data in non-air
bag deployment crashes. Finally, one of
our stated reasons for this rulemaking is
to standardize EDRs. We believe that
using a set delta-V will better facilitate
this purpose, whereas using air bag
triggers could result in different
thresholds, depending on manufacturer
deployment strategies and vehicle
platforms. For these reasons, we have
decided not to narrow our definition of
‘‘trigger threshold’’ by tying it to air bag
deployment.
Regarding Advocates’’ comments
recommending capture of near-miss
data, we have decided that this
rulemaking should target crash event
data. While the agency believes valuable
information for crash avoidance can be
obtained from studying near-miss data,
we do not believe that current EDRs are
best suited for this function. Typically,
near-miss data are not associated with a
strong physical occurrence, hence
increasing the difficulty of defining a
trigger threshold to key recording. If the
trigger threshold were set very low, it
would cause the generation of a large
volume of files that would need to be
captured and recorded, or alternatively,
it would force EDRs to continuously
record information. Either of these data
logging processes would make EDRs
much more expensive. At this time, the
agency believes these issues can be
addressed best through our research
programs, such as the recently
completed 100-car study, in which
naturalistic driving characteristics were
captured.53 Furthermore, near-miss
situations are not expected to generate
data applicable to the data elements
selected as non-trivial events in this
final rule (e.g., no delta-V or safety
restraint data).
As with near-miss data, NHTSA does
not believe that a trigger related to fire
would be a cost-effective or practicable
approach. Non-crash fires are typically
associated with fuel leaks, and as with
the near-miss data, current event’driven
EDRs would not capture much data,
even if the EDR were triggered.
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b. ‘‘Event’’
In addition to ‘‘trigger threshold,’’ the
definition of ‘‘event’’ is important to
understanding what constitutes a
recordable event for an EDR. In the
NPRM, we defined ‘‘event’’ as ‘‘a crash
53 Naturalistic Driving Study; Virginia Tech
Transportation Institute (VTTI); see https://wwwnrd.nhtsa.dot.gov/departments/nrd-13/driverdistraction/PDF/100CarMain.pdf.
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or other physical occurrence that causes
the trigger threshold to be met or
exceeded after the end of the 500 ms
period for recording data regarding the
immediately previous event.’’
GM urged modification of the NPRM’s
definition of ‘‘event,’’ arguing that the
proposed sampling rates and durations
are excessive. In order to address these
concerns, GM provided a revised
definition of ‘‘event’’ and suggested a
new definition of ‘‘crash event,’’ which
also sought to clarify the distinction
between an event that triggers data
capture in volatile memory and an event
that triggers the recording of data in
non-volatile memory. DaimlerChrysler,
Ford and Toyota offered nearly identical
comments to those of GM, except that in
their definition of ‘‘crash event,’’ the
longitudinal or lateral trigger threshold
was 5 mph delta-V in 150 ms, as
opposed to 5 mph delta-V in 250 ms for
GM.
Nissan suggested that the rule should
permit two alternatives for determining
the beginning of an event, as provided
in SAE J1698. SAE J1698 and SAE
J1698–1 include two methods of
establishing time zero. One method
calculates time zero as the occurrence of
a delta-V of over 0.8 km/h (0.5 mph) in
20 ms. The other method of calculating
delta-V is to define time zero as the
point at which the EDR algorithm is
activated, also known as ‘‘wake-up.’’
The first method was the basis for our
proposal in this area. GM, Ford,
DaimlerChrysler, and Toyota
commented that we should first define
an ‘‘event’’ and then define ‘‘time zero’’
as the beginning of the event,
recommending a definition of ‘‘event’’
as a delta-V of over 8 km/h (5 mph) or
more within 150 ms, instead delta-V of
over 0.8 km/h (0.5 mph) in 20 ms.
After considering the comments we
received on this definition, we have
slightly modified the definition of
‘‘event’’ in the final rule to read as: ‘‘a
crash or other physical occurrence that
causes the trigger threshold to be met or
exceeded.’’ We believe this change is
consistent with vehicle manufacturers’
comments. Under the new trigger
threshold definition, an event is a
physical occurrence that produces
sufficient delta-V to exceed the trigger
threshold. Those occurrences that do
not meet the threshold are not classified
as ‘‘events.’’
As discussed below, we have
modified the way in which the start of
an event and end of an event are
determined, consistent with SAE J1698.
c. ‘‘Event Data Recorder’’
The NPRM defined ‘‘event data
recorder’’ as ‘‘a device or function in a
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51033
vehicle that records any vehicle or
occupant-based data just prior to or
during a crash, such that the data can be
retrieved after the crash. For purposes of
this definition, vehicle or occupantbased data include any of the data
elements listed in Table I of this part.’’
GM, Ford and Toyota recommended
revising the NPRM’s definition of
‘‘event data recorder’’ in order to narrow
the definition and make it more
precise.54 GM argued that its
recommended definition of ‘‘event
recorder’’ would prevent confusion and
possible misinterpretation.
DaimlerChrysler recommended a similar
definition for ‘‘event data recorder,’’
except that DaimlerChrysler’s comments
omitted the specific time references
indicated by GM.
Injury Sciences suggested expanding
the definition of EDR to include
vehicles that record and store any form
of speed or collision information,
without regard to the storage location or
purpose. According to Injury Sciences,
this would prevent manufacturers from
circumventing the rule by not storing or
using the data in their air bag modules.
Gelco commented that the definition
of ‘‘event data recorder’’ in the
SUPPLEMENTARY INFORMATION section of
the NPRM is narrower than the
definition in Sec. 563.5 of the proposed
regulatory text. Gelco argued that the
definition in Sec. 563.5 would include
devices that are designed to capture data
at lower resolution on an ongoing basis
(as distinguished from devices that
capture detailed data at the time of a
crash event.) Gelco stated that such
devices have valid purposes for both
owners and users of vehicles, and that
encompassing these devices within the
definition of EDR would unnecessarily
restrain their development. Gelco
recommended narrowing the scope of
the rule by adopting a definition for
‘‘event data recorder’’ that differentiates
between devices that capture data on an
ongoing basis and EDRs.55
54 GM offered the following definition of ‘‘event
data recorder’’:
Event data recorder (EDR) means a device or
function in a vehicle that captures the data
elements identified in Table I of this standard for
up to 5 seconds before time zero and up to 250 ms
after time zero, and that records the data when it
has been determined that a crash event has
occurred so that it can be retrieved after the crash.
55 Gelco recommended the following definition of
event data recorder, in order to clarify the scope of
existing recorders covered by the rule:
Event data recorder (EDR) means a device or
function installed in a vehicle as part of its original
equipment that records any vehicle or occupantbased data just prior to or during a crash, such that
the data can be retrieved after the crash. For
purposes of this definition, vehicle or occupantbased data include any of the data elements listed
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AAM stated that the definition of
‘‘event data recorder’’ is too broad in
that it includes components that are not
designed primarily for recording crash
data. For example, some current
recording systems only record restraint
system deployment decisions and
timing data. As a result, AAM argued
that the rule acts as a mandate forcing
manufacturers to record a great deal
more data than their systems are
currently designed to record. On the
same issue, the Alliance offered to help
NHTSA draft a specification that more
clearly delineates the devices that they
believe should fall within the ambit of
the final rule.
After carefully consideration of the
comments, we have decided to revise
the definition of ‘‘event data recorder’’
in order to avoid possible
misinterpretation. As proposed in the
NPRM, the definition would have
covered all devices that record static
freeze-frame air bag data elements (e.g.,
‘‘frontal air bag warning lamp-on/off’’),
which commenters argued would have
inadvertently resulted in a mandatory
rule. Therefore, we have revised the
definition to exclude static freeze-frame
data elements, and by doing so, we
avoid a mandatory rule. However, our
revised definition retains critical data
elements necessary for restraint
performance evaluation, crash
reconstruction, and better delta-V
estimation.
The final rule defines ‘‘event data
recorder’’ as ‘‘a device or function in a
vehicle that records the vehicle’s
dynamic, time-series data during the
time period just prior to a crash event
(e.g., vehicle speed vs. time) or during
a crash event (e.g., delta-V vs. time),
intended for retrieval after the crash
event. For the purposes of this
definition, the event data do not include
audio and video data.’’
14. Utilization of SAE and IEEE
Standards
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Under Section 563.4, the NPRM
proposed to incorporate by reference
SAE Recommended Practice J211–1,
March 1995, ‘‘Instrumentation for
Impact Test—Part 1—Electronic
Instrumentation’’ (SAE J211–1). GM
commented that the proposed section
which would have incorporated SAE
J211–1 should be deleted, arguing that
in Table I of this part. For purposes of this
definition, devices or functions which may record
one or more of the data elements listed in Table I
of this part just prior to or during a crash but which
are not designed for the purpose of collecting and
storing motor vehicle crash event data or to record
vehicle or occupant-based data at the recording
intervals/times listed in Table I of this part shall not
be event data recorders.
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high-speed acceleration data is not
needed for accident reconstruction
purposes (delta-V is sufficient) and that
manufacturers should have the
flexibility to work with their suppliers
to match data acquisition hardware and
software for their systems. On the other
hand, IEEE–VTS commented that
NHTSA should include in Section 563.4
several provisions of its consensus
Motor Vehicle Electronic Data Recorder
(MVEDR) standard on a broad range of
topics.56
We have considered GM’s comment
that Section 563.4 should be deleted,
which is premised upon replacement of
the proposed acceleration data element
with a delta-V data element. As
indicated above, manufacturers who
prefer to record acceleration may
continue to do so under this final rule.
However, for those manufacturers that
prefer to record acceleration data
instead of delta-V, the acceleration data
must be filtered and converted to deltaV either during the recording period or
in the data downloading process.
Accordingly, the incorporation by
reference provision, as it appeared in
the NPRM, remains relevant, and we see
no reason to remove it. We note that the
incorporated SAE standard is not
relevant to manufacturers that decide to
record delta-V instead of acceleration.
We have also considered IEEE–VTS’s
request to incorporate its IEEE 1616
standard. We note that although
incorporation by reference is a common
practice in our rulemaking, we only
utilize it when we believe the standards
are appropriate and the standards are
too complex and onerous to be copied
into the regulation. In the present case,
we believe that the provisions of the
IEEE standard that do not already
appear in our proposed EDR rulemaking
are not necessary for data
standardization. For many of the other
IEEE provisions that do appear in the
EDR regulatory text, we do not believe
that these standards are too complex
and onerous to be copied into the
regulation. We believe that many of the
definitions that we have provided in the
56 IEEE–VTS requested incorporation of the
following sections of their consensus MVEDR, IEEE
1616 standards: Data Privacy and Security
Recommendations (Clause 1.3), Definitions (Clause
3.1), International Use of MVEDR Data (Clause 4.2),
Emergency Response Community (i.e. Data
Accessibility & Extraction) (Clause 4.3.4), Electronic
Equipment Operating Environment (Clause 4.6.1),
Battery/Reserve Power (Clause 4.6.2),
Crashworthiness (Clause 4.7), Vehicle Crash Modes
(Clause 5.1), Minimum Outputs (Clause 6.1), Ability
to Access Nonvolatile Memory (Clause 6.6.), Use of
Proprietary Connectors (Clause 6.8), MVEDR
Telltake (Clause 6.12), Data Capture (Clause 7.7),
MVEDR Data Dictionary (Clause 8), and
Recommended Data Elements for Light Vehicles
Under 4,500 kg (Clause 8.2).
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regulatory text are easy to understand
and follow. In fact, we believe that it
would be easier for the reader to
understand if all the items were
articulated in the regulation itself, rather
than by incorporation. Accordingly, we
have we have decided not to incorporate
by reference the IEEE 1616 standard, as
recommended by IEEE–VTS.
15. Costs
The NPRM estimated that the added
cost to manufacturers for implementing
the requirements of the EDR proposal
would be $0.50 per vehicle. Several
commenters (GM, DaimlerChrysler,
Ford, Toyota, Nissan, Subaru, ATA, and
AIAM) argued that the NPRM’s cost
estimate is understated. These
commenters argued that implementation
of the proposal would result in
significantly higher costs related to
microprocessing and memory upgrades,
computer reprogramming, the proposed
range, accuracy, and precision
requirements, the dynamic testing
requirements, and air bag sensor
upgrades. Several commenters provided
suggestions on ways to reduce costs,
while others discussed the effect of
costs on installation of EDRs.
GM commented that additional
memory and processing capacity
required to meet the requirements
outlined in the NPRM would greatly
increase the cost of complying with the
proposed rule. According to GM,
memory storage capacity would need to
be expanded beyond that provided for
current EDRs, and memory cannot be
added incrementally, as implied in
NHTSA’s cost estimates (i.e., computer
memory is normally available in blocks,
so the next step up from 64K may be
128K). GM further stated that
microprocessors available to handle
larger amounts of memory are usually
packaged with other system capabilities
(e.g., increased input/output/pins) that
would further increase system costs.
According to GM, this is true for both
volatile and non-volatile memory.
We infer from GM’s comments that it
believes that, if adopted, our proposal
would entail unavoidable increases in
processor costs. Specifically, unless the
processor has sufficient memory
capacity, the ability of the restraint
system modules to perform their
primary task (i.e., deploying the air bags
in a timely and appropriate manner)
could be compromised. GM stated that
two microprocessors may be necessary
to perform these two functions.
DaimlerChrysler, Ford, and Toyota
provided nearly identical comments to
those of GM on the cost issues
associated with memory capacity and
microprocessing. However, they
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estimated that the NPRM’s proposed
requirements would necessitate EDR
storage capacity 5–10 times greater than
that found in current EDRs and that the
overall cost per vehicle would be 2–3
orders of magnitude greater than the
NPRM’s current estimate (i.e., $50–
$500). DaimlerChrysler and Toyota also
argued that costs for RAM memory are
typically more expensive than ROM
memory.
DaimlerChrysler, Ford, and Toyota
commented that the Preliminary
Regulatory Evaluation’s projection of
$10,000 per manufacturer for software
algorithm reprogramming costs is an
underestimate, although no alternative
figure was provided. These
manufacturers asserted that such efforts
would require engineering-level
specification development, algorithm
development, and algorithm validation
for each vehicle development program.
GM and AIAM commented that the
proposed range, accuracy, and precision
requirements in Table III of the NPRM
underestimate certain hardware costs.
For example, GM stated that it currently
uses ± 50 G accelerometers with an 8%
accuracy. According to GM, doubling
the range to ± 100 G and increasing the
accuracy of those accelerometers would
add significant costs, which are not
reflected in the NPRM’s cost estimates.
GM added that in some cases, the new
requirements are beyond the state-ofthe-art and may not be feasible. AIAM
commented that the NPRM specifies
range, accuracy and precision standards
in excess of current industry practice.
According to these commenters,
significant increases in cost would be
required to modify systems to meet
these proposed requirements.
Another cost issue, raised by GM,
Ford, and Toyota, related to the
proposed dynamic testing requirements
for EDRs, which the commenters
asserted would greatly increase testing
costs. For example, GM argued that the
NPRM would require storage of crashed
vehicles for 30 days following a test to
ensure retrievability of data. GM
commented that such a requirement is
impractical and unnecessary. Ford and
Toyota challenged the Preliminary
Regulatory Evaluation’s assumption that
the NPRM’s proposed functionality and
survivability requirements would not
add any costs because existing EDRs are
already capable of meeting the proposed
standard. Ford stated that NHTSA has
not fully accounted for the crash test
performance and survivability
provisions, so additional costs would be
expected.
As discussed earlier, GM,
DaimlerChrysler, and Ford all argued
that the proposal would significantly
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increase testing costs, because they
perceived that the testing would need to
be conducted with running vehicles and
activated systems. According to GM, the
NPRM does not account for a significant
additional cost for reserve or backup
batteries, which it argued would be
necessary to comply with the proposed
requirement that EDR data be retrievable
without external power for up to 30
days.
To remedy the above cost issues, GM
recommended reducing the number of
data elements to only those necessary to
obtain safety-related data suitable for
crash reconstruction purposes, which
would presumably allow current EDRs
to handle these tasks with minimal
modifications and cost increases.
Nissan argued that the broad
definition of an ‘‘event data recorder,’’
as proposed, encompasses many current
air bag systems that do not record the
types of information included in Table
I. According to Nissan’s calculations,
the NPRM underestimates the cost of
implementation by a factor of 10. Nissan
argued that its air bag systems would
need major architectural changes to
meet the proposed requirements. Subaru
made a similar comment, arguing that
the NPRM underestimates the costs of
implementation because Subaru might
be forced to develop an entirely new air
bag electronic control unit. AIAM
commented that some EDR systems that
currently only record air bag
information may need a complete
redesign.
DaimlerChrysler, Ford and Toyota
stated that sensors that could meet the
requirements of the NPRM are currently
considered ‘‘laboratory grade,’’ which
raises issues related both to cost and
availability.
Delphi and Mr. Funderburg expressed
concern that the cost of implementation
would deter manufacturers from
installing EDRs or take away resources
from NHTSA’s other projects. Delphi
commented that the cost of
implementation might vary significantly
depending on the existing system
architecture and that because of
potentially high costs, many
manufacturers may choose to freeze
their level of EDR fleet penetration or
even remove EDRs from certain models.
Commenters argued that manufacturers
of vehicles with components that are
not sufficiently interconnected either
would remove (or not implement) EDRs
or would be required to make significant
changes to the existing electrical
architecture. Mr. Funderburg expressed
concern regarding the costs of data
analysis and the potential for diverting
NHTSA’s resources away from more
important projects.
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51035
AAA recommended adoption of a
smaller data set to help reduce the costs
of implementation. In contrast, Public
Citizen asserted that requiring
installation of EDRs with an
appropriately large number of data
elements would be more cost-effective
for both manufacturers and consumers.
Public Citizen stated that mandated
safety features costs consumers as little
as a quarter of the cost of such features
in the absence of an agency
requirement. However, Public Citizen
did not provide any data to substantiate
this point.
We have considered the comments on
costs, and we have addressed the
concerns of the commenters in the Final
Regulatory Evaluation (FRE), which may
be found under the same docket number
as this final rule. However, the
following summarizes the conclusions
presented in the FEA.
The total cost for the estimated 9.8
million vehicles that already have an
EDR function to comply with the
regulation will range up to $1.7 million.
If manufacturers were to provide EDRs
in all 15.5 million light vehicles, the
estimated total cost will range up to
$10.9 million. These potential costs
include technology costs, administrative
costs, and compliance costs (although
the latter two sets of costs are expected
to be negligible).
16. Other Issues
a. Scope and Purpose
The NPRM’s regulatory text defined
the purpose and scope of this
rulemaking as specifying uniform,
national requirements for vehicles
equipped with EDRs. Proposed section
563.1 also required vehicle
manufacturers to make sufficient
information publicly available to enable
crash investigators and researchers to
retrieve data from EDRs.
Two vehicle manufacturers
commented on the proposed scope
provision. GM commented that the
NPRM’s statement of scope is overly
broad and somewhat ambiguous. GM
argued that the current text of Sec. 563.1
should be revised to clarify the intended
scope of the regulation, and GM further
argued that NHTSA should mandate
installation of EDRs. Toyota also
commented that the scope of the rule is
overly broad and ambiguous and
recommended language nearly identical
to GM’s, but without advocating a
mandatory EDR requirement.
PCIAA commented that the proposed
rule focuses too much on restraint
systems and not enough on systems to
help the driver avoid collisions.
We have carefully considered the
comments pertaining to the scope
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Federal Register / Vol. 71, No. 166 / Monday, August 28, 2006 / Rules and Regulations
provision. We disagree with the
commenters who stated that our scope
provision is overbroad and ambiguous.
To reiterate our earlier explanation, we
intend to collect EDR data in order to
gather information related to crash
reconstruction, to the analysis of safety
equipment performance, and which may
be useful for ACN. We believe that the
regulatory text, when read in its totality
(including sections on scope, purpose,
and definitions), provides the public
with a clear understanding of the
objectives of our final rule.
We also disagree with commenters’
recommendations to change the scope of
the final rule to adopt a mandatory EDR
requirement. As noted above, we did
not propose a mandatory requirement
for vehicle manufacturers to install
EDRs, and for the reasons previously
discussed, we have decided not to adopt
such an approach at this time. We will
continue to monitor EDR installation,
and may reconsider this issue in the
future if circumstances warrant. We
agree that it is desirable for EDRs to gain
wider usage and acceptance.
We have considered PCIAA’s
comment that the rulemaking should
acknowledge other uses of EDR data
(other than those specified in the
NPRM) so that data elements offer
sufficient flexibility and the correct
incentives to avoid discouraging
innovations that go beyond the goals of
research and vehicle safety. However,
we do not believe that this rule will
deter EDR innovations beyond NHTSA’s
stated purposes, nor inhibit the ability
to use EDRs for other purposes.
Furthermore, we do not believe it is
appropriate to incorporate into this rule
other uses of EDR data that we currently
have no reason to standardize, and
doing so would require the agency to
significantly alter the scope and purpose
of this rule.
We have, however, revised the
regulatory text of the scope provision to
make it consistent with the revisions
made to the data retrieval section. As
stated above, in the final rule we have
revised the portion of our proposal that
would have required manufacturers
make publicly available through the
NHTSA docket such non-proprietary
information that would permit
companies that manufacture diagnostic
tools to develop and build a device
capable of accessing, retrieving,
interpreting, and converting data stored
in the EDR. Consistent with our new
approach arising out of public
comments, the scope provision now
indicates that manufacturers are
required under this final rule to make
such information commercially
available.
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DaimlerChrysler recommended
adding a time element to the ‘‘purpose’’
section of the regulatory text, stating
that EDR recording will include ‘‘five
seconds of specified pre-crash data
elements and 250 milliseconds of
specified crash data elements * * *.’’
We have considered DaimlerChrysler’s
recommendation; however, we generally
do not provide such specific language in
the purpose section. Instead, we believe
that such time element is sufficiently
and clearly addressed in the regulatory
text under the ‘‘data capture’’ section.
b. Technical Changes to Definitions and
New Definitions
In response to recommendations
provided in the comments, we have
decided to modify several definitions in
the regulatory text. These modifications
to the regulatory text provide
clarification and address technical or
minor issues.
‘‘Capture’’
The NPRM defined ‘‘capture’’ as ‘‘the
process of saving recorded data.’’ GM,
DaimlerChrysler, and Ford commented
that this definition should be clarified.
According to GM, the industry defines
‘‘capture’’ as the process of buffering
data in a temporary, volatile storage
medium where it is continuously
updated. GM stated that data captured
in volatile memory is unstable, insofar
as it is continuously overwritten with
new data as long as power is supplied
to the module and is lost the moment
power is discontinued. We have revised
the definition of ‘‘capture’’ in light of
these comments. Accordingly, the final
rule defines ‘‘capture’’ as ‘‘the process of
buffering EDR data in a temporary,
volatile storage medium where it is
continuously updated at regular time
intervals.’’ We believe that, as modified,
the definition of ‘‘capture’’ better
reflects the industry’s understanding
and uses of that term.
‘‘Record’’
The NPRM defined ‘‘record’’ as ‘‘the
process of storing data into volatile
memory for later use.’’ GM,
DaimlerChrysler, Ford, and Toyota
recommended changing the definition
of ‘‘record’’ to ‘‘the process of saving
captured EDR data into a non-volatile
memory storage device for subsequent
retrieval.’’ GM stated that the industry
generally uses the term ‘‘record’’ to
mean saving captured data into a nonvolatile memory storage device that is
permanent and stable, even if power is
lost to the storage module. We agree
with these comments and have modified
the definition of the term ‘‘record’’
accordingly. The definition of ‘‘record’’
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now reads: ‘‘the process of saving
captured EDR data into a non-volatile
device for subsequent retrieval.’’
‘‘Engine Throttle, Percent Full’’ and
‘‘Service Brake, On and Off’’
The NPRM defined ‘‘engine throttle,
percent full’’ as ‘‘for vehicles powered
by internal combustion engines, the
percent of the engine throttle opening
compared to the full open position of
the engine throttle opening, and for
vehicles not powered by internal
combustion engines, the percent of
vehicle accelerator depression
compared to the fully depressed
position.’’ The NPRM defined ‘‘service
brake, on, off’’ as ‘‘the vehicle’s service
brake is being applied or not being
applied.’’
GM, DaimlerChrysler, Ford, Toyota,
and AIAM recommended revising the
definition of ‘‘engine throttle, percent
full’’ to clarify that it is the driver input
that is recorded, rather than the
electrical or mechanical output that
resulted. The commenters
recommended the same type of change
for the definition of ‘‘service brake, on,
off.’’ GM’s rationale is that, while the
input and output signals will generally
correspond, the former is more relevant
for safety-related crash analyses. AIAM
commented that the ‘‘engine throttle,
percent full’’ data element should be
redefined to allow the recording of the
throttle pedal input angle as an
alternative means of capturing driver
behavior.
After consideration of these
comments, we have determined that
both definitions should be clarified, as
suggested, to reflect that it is the driver
input that is to be recorded. As stated
above in our discussion regarding the
‘‘engine RPM’’ data element, we believe
that driver input is more useful for
studying crash reconstruction.
Therefore, the definition of ‘‘engine
throttle, percent full’’ has been clarified
and now reads: ‘‘the driver requested
acceleration as measured by the throttle
position sensor on the accelerator pedal
compared to the fully depressed
position.’’
In the final rule, we have also applied
this rationale to the definition of
‘‘service brake, on/off’’ as suggested by
the public comments, clarifying that it
is the driver input that is recorded. The
new definition reads, ‘‘the status of the
device that is installed in, or connected
to, the brake pedal system to detect
whether the pedal was pressed. The
device can include the brake pedal
switch or other driver-operated service
brake control.’’ We believe that this
definition is more suitable for the stated
purposes of this rulemaking.
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‘‘Frontal Air Bag’’
‘‘Pretensioner’’
The NPRM defined ‘‘frontal air bag’’
as ‘‘the primary inflatable occupant
restraint device that is designed to
deploy in a frontal crash to protect the
front seat occupants.’’ GM,
DaimlerChrysler, Ford, and Toyota
recommended revising the NPRM’s
definition of ‘‘frontal air bag’’ to make
it more closely align to the language of
FMVSS No. 208.57 We agree with the
commenters and have made this
modification in the final rule.
The NPRM defined ‘‘pretensioner’’ as
‘‘a device that is activated by a vehicle’s
crash sensing system and removes slack
from a vehicle belt system.’’ GM,
DaimlerChrysler, Ford, and Toyota
requested a minor change in the
definition of the term ‘‘pretensioner’’ to
clarify that vehicle belt system means
vehicle safety belt system. We agree that
the addition of the word ‘‘safety’’
provides clarity, and we have revised
the term.
‘‘Ignition Cycle, Crash’’ and ‘‘Ignition
Cycle, Download’’
‘‘Safety Belt Status’’
In defining the terms ‘‘ignition cycle,
crash’’ and ‘‘ignition cycle, download,’’
the NPRM used the phrase ‘‘ignition key
applications.’’ GM, DaimlerChrysler,
Ford, and Toyota recommended revising
these definitions to reflect that in the
future, technological changes may
obviate the need for a conventional
ignition key.
Based upon these comments, we have
modified the relevant definitions in the
final rule as follows: ‘‘ignition cycle,
crash’’ means ‘‘the number of power
cycles applied to the recording device
up to and including the time when the
crash event occurred since the first use
of the EDR.’’ ‘‘Ignition cycle, download’’
means ‘‘the number of power cycles
applied to the recording device at the
time when the data was downloaded
since the first use of the EDR.’’
‘‘Normal Acceleration’’
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The NPRM defined ‘‘normal
acceleration’’ as ‘‘the component of the
vector acceleration of a point in the
vehicle in the z-direction. The normal
acceleration is positive in a downward
direction.’’ Delphi recommended that
NHTSA provide greater specificity in
the definition of 0 G normal
acceleration, because the term 0 G is
used inconsistently within the industry
(e.g., 0 G is sometimes normalized for
the ‘‘1 G bias due to gravity). We agree
with Delphi’s comments and have
revised the definition. Since the
acceleration data are used to compute
velocity and motion relative to the other
vehicle/barrier in our laboratory tests, 0
G vertical is defined with the gravity
term not removed, hence 0 G vertical
would be observed when the vertical
accelerometer is as rest.
57 Specifically, GM recommended the following
definition:
Frontal air bag means any inflatable restraint
system that requires no action by vehicle occupants
and is used to meet the applicable frontal crash
protection requirements of S5.1.2(b) of FMVSS No.
208.
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The NPRM defined ‘‘safety belt
status’’ as ‘‘an occupant’s safety belt is
buckled or not buckled.’’ GM,
DaimlerChrysler, Ford, and Toyota
recommended modifying the term to
read: ‘‘safety belt status means the
feedback, as recorded by the EDR
function, from the safety system that is
used to determine that the safety belt is
fastened.’’ The commenters’ rationale is
that some safety belt technologies
provide safety belt status feedback
without evaluation of the buckle status.
We agree and have modified the
definition in accordance with the
recommendations. The definitions for
both driver and right front passenger
‘‘safety belt status’’ now read: ‘‘the
feedback from the safety system that is
used to determine that an occupant’s
safety belt is fastened or not fastened.’’
‘‘Side Air Bag’’ and ‘‘Side Curtain/Tube
Air Bag’’
The NPRM defined ‘‘side air bag’’ as
‘‘any inflatable occupant restraint
device that is mounted to the seat or
side structure of the vehicle interior at
or below the window sill, and that is
designed to deploy and protect the
occupants in a side impact crash.’’ The
proposal defined ‘‘side curtain/tube air
bag’’ as ‘‘any inflatable occupant
restraint device that is mounted to the
side structure of the vehicle interior
above the window sill, and that is
designed to deploy and protect the
occupants in a side impact crash or
rollover.’’
GM and DaimlerChrysler
recommended revising the NPRM’s
definitions of ‘‘side air bag’’ and ‘‘side
curtain/tube air bag’’ to simplify the
locational references in these
definitions. GM’s recommended
definitions would also drop the phrase
‘‘and that is designed to deploy and
protect the occupants in a side impact
crash,’’ as it appears in the NPRM. GM’s
rationale is that the agency’s current
definitions do not fully comprehend
evolving technology that may permit
side curtains in a variety of locations.
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Ford provided a nearly identical
comment. However, Ford recommended
adding that these devices are ‘‘designed
to help mitigate occupant injury and/or
ejection.’’
After considering the comments by
GM, DaimlerChrysler, and Ford, we
have modified our definitions of ‘‘side
air bag’’ and ‘‘side curtain/tube air bag’’
to provide more flexibility for evolving
technology. However, we do believe that
consumers need to know the conditions
under which side air bags will deploy.
To that end, we have deleted the
specific mounting location references
(i.e., above the window sill) from the
definitions and accepted Ford’s
recommendation, but retained the
language that the devices will deploy
‘‘in a side impact’’ crash event.
In the final rule, the definition of
‘‘side air bag’’ now reads as ‘‘any
inflatable occupant restraint device that
is mounted to the seat or side structure
of the vehicle interior, and that is
designed to deploy in a side impact
crash to help mitigate occupant injury
and/or ejection.’’ The final rule defines
‘‘side curtain/tube air bag’’ as ‘‘any
inflatable occupant restraint device that
is mounted to the side structure of the
vehicle interior, and that is designed to
deploy in a side impact crash or rollover
and to help mitigate occupant injury
and/or ejection.’’
‘‘Speed, Vehicle Indicated’’
In the NPRM, we proposed to define
‘‘speed, vehicle indicated’’ as ‘‘the
speed indicated on the vehicle’s
speedometer.’’ GM, DaimlerChrysler,
Ford, and Toyota recommended what
they believe is a more technically
correct definition of the ‘‘speed, vehicle
indicated,’’ to read as follows: ‘‘the
speed indicated by a manufacturerdesignated subsystem designed to
indicate the vehicle’s ground travel
speed during vehicle operation, as
recorded by the EDR.’’ GM’s rationale is
that there are no data on the vehicle
databus that indicate the speed actually
being displayed to the driver via the
speedometer. According to GM, vehicle
speed should be reported as determined
by the appropriate vehicle subsystem(s),
which vary among manufacturers (e.g.,
wheel speed sensors, driveline shaft
sensors, differential sensors, or
transmission sensors). Nissan
commented that manufacturers should
have the option of recording the vehicle
speed from a variety of systems (e.g.,
ABS) instead of the instrument panel
speed. AIAM provided a similar
comment.
We agree that the definition of
‘‘speed, vehicle indicated’’ in the final
rule should be modified in a matter
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consistent with these recommendations.
Accordingly, the definition of ‘‘speed,
vehicle indicated’’ now reads: ‘‘the
speed indicated by a manufacturerdesignated subsystem designed to
indicate the vehicle’s ground travel
speed during vehicle operation.’’
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Timing Issues
GM, DaimlerChrysler, Ford, and
Toyota recommended revising the
NPRM’s definitions for ‘‘time to
deploy,’’ ‘‘time to first stage,’’ and ‘‘time
to nth stage’’ to clarify that the elapsed
time is in milliseconds and that those
times are to be measured from time zero
to the time of the air bag deployment
command (rather than to the time of air
bag inflation or air bag firing).
We agree with the commenters’
suggestions for clarification of the time
data elements for the air bag systems
and other commanded systems, such as
pretensioners. Accordingly, we have
revised all relevant definitions,
including ‘‘time to deploy,
pretensioner,’’ to reflect that these
elements are measured to the time of the
deployment command signal that is
generated within the control unit.
‘‘Time Zero’’ and ‘‘End of Event Time’’
The NPRM defined ‘‘time zero’’ as the
‘‘beginning of the first 20 ms interval in
which the trigger threshold is met
during an event.’’ GM, DaimlerChrysler,
Ford, and Toyota recommended revising
the definition for ‘‘time zero’’ in order
to better standardize a common
reference point for all EDR data, thereby
facilitating comparisons among data sets
from different vehicles. GM proposed
new language for that definition.
We have reviewed this definition of
‘‘time zero’’ in conjunction with our
newly adopted definition of ‘‘trigger
threshold,’’ and we have taken into
account the different types of EDR
system algorithms (e.g., ones with
continuously running algorithms, as
opposed to ones using an algorithm
‘‘wake-up’’ strategy). As discussed
above, we have revised the definition of
‘‘trigger threshold’’ to mean ‘‘8 km/h
within a 150 ms interval.’’ This defines
the crash level that will be captured and
recorded in the EDR. We acknowledge
that OEMs use different operational
strategies to sense a crash in their air
bag control modules. For example, some
manufacturers use a continuously
operating system that is always on and
sensing acceleration and analyzing the
signal(s) to make an air bag command
decision. In contrast, other
manufacturers utilize systems that
‘‘wake up’’ when a crash occurs.
We agree that ‘‘time zero’’ needs to be
defined so as to ensure that each of
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these strategies will result in similar
crash data time reporting in the EDR
record. To accomplish this, NHTSA has
turned to SAE J1698 for additional
guidance. SAE, working with members
from companies that employ the two
operating strategies, has worked out
these issues, so we have adopted this
approach, as discussed below.
For systems that wake up, ‘‘time zero’’
is defined as the time the control
algorithm is activated. When a crash
occurs, the system wakes up almost
instantly, and it starts processing the
crash data. Thus, ‘‘time zero’’ is
established at or very close to the time
the crash starts. ‘‘Wake up’’ is typically
determined by the accelerometer
exceeding a pre-defined threshold for a
pre-defined time period, such as 2 G for
1 ms. The data are captured, and if the
delta-V exceeds 8 km/h with in a 150
ms interval, the data are recorded.
For systems with continuously
running algorithms, the ‘‘time zero’’
determination is more complicated. In
such systems, the CPU (central
processing unit) is continuously
processing accelerometer data in order
to make air bag command decisions.
SAE decided, for these systems, that the
start of an event should be defined by
a change in velocity. Thus, we have
adopted the same strategy. For systems
that run continuously, we are defining
‘‘time zero’’ as the first time point where
a longitudinal, cumulative delta-V of
over 0.8 km/h (0.5 mph) is reached
within a 20 ms time period. Since
acceleration rises quickly in a major
crash, we anticipate that this strategy
should work well, resulting in time
zeros in good agreement with the ‘‘wake
up’’ systems. Thus, for continuouslyrunning systems, the CPU monitors the
vehicle’s deceleration signal(s). If the
total delta-V exceeds 8.0 km/h within a
150 ms period, an event is detected and
the captured data are recorded.
In lateral crashes, the longitudinal
trigger may not be triggered, and in
those cases, there would be no data
recorded in the EDR. For vehicles that
choose to record ‘‘delta-V, lateral,’’ we
are extending the trigger threshold and
time zero definition so that in those
vehicles, EDR data is recorded. We have
turned to SAE J1698–1 for the time zero
definition, selecting time zero as the
first point in the interval where the
cumulative, lateral delta-V equals or
exceeds 0.8 km/h (0.5 mph) within a 5
ms interval.
To facilitate detection of a second
event in a multi-event crash, we have
added a new definition to automate the
detection of the end of an event. After
once again consulting SAE J1698–1, we
have defined ‘‘end of event time’’ as the
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moment when the cumulative delta-V
within a 20 ms time period becomes 0.8
km/h (0.5 mph) or less. This will allow
manufacturers to develop
methodologies to automatically detect
the end of one event and start
processing data to determine whether a
second event occurs during the crash.
New Definitions
In reviewing our proposal and after
making substantive modifications to
other parts of the final rule based on the
public comments, we have added a few
terms to the ‘‘definitions’’ section of the
final rule’s regulatory text for
clarification purposes. The new terms
are: (1) ‘‘Air bag warning lamp status,’’
(2) ‘‘deployment time, frontal air bag,’’
(3) ‘‘volatile memory buffer,’’ (4) ‘‘nonvolatile memory buffer,’’ (5) ‘‘occupant
position classification,’’ and (6) ‘‘end of
event time.’’ We also modified the
definitions of ‘‘occupant size
classification’’ and ‘‘seat position’’ to
make them more flexible to account for
developing technologies.
c. Data Capture
In the NPRM, we explained that once
the trigger threshold has been met or
exceeded, EDR data elements are
captured in volatile memory. We further
explained that the EDR continues to
capture data for an additional 500 ms.
The EDR makes a determination (by
comparing the absolute values of the
maximum delta-V captured with the
data previously recorded) of whether to
discard the EDR data captured in favor
of a previously recorded data set. We
proposed a specific hierarchy on how an
EDR should capture and record data,
including data in cases of multi-event
crashes. This strategy was proposed so
that the EDR would retain crash data
associated with the higher maximum
delta-V. We developed this method in
the NPRM to ensure that the EDR does
not overwrite an important file
generated in a crash with a minor
subsequent event, such as loading a
crashed car on a wrecker.
GM, DaimlerChrysler, Ford, and
Toyota recommended that NHSTA
delete subparagraphs (a), (b), (c), (f) from
our proposed regulatory text section on
‘‘data capture.’’ Those commenters also
suggested that NHSTA replace
subparagraphs (d) and (e), which
discuss data capture requirements
associated with air bag deployment,
with the following language: ‘‘a nondeployment event will overwrite a nondeployment event of lesser magnitude;
deployment events must always
overwrite non-deployment events;
deployment events must lock the record
and may not be overwritten.’’
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In their comments, GM,
DaimlerChrysler, Ford, and Toyota
stated that the NPRM’s proposed data
capture requirements are complex and
ambiguous and do not accurately
recognize the system architecture in
restraint control modules. These four
commenters also stated that the
requirements do not take into
consideration the limitations of current
technology. They argued that it is
impractical to simultaneously buffer
data, to write data to nonvolatile
memory, to analyze the severity of the
impact(s), and to appropriately deploy
restraints.
To reduce the risk of data loss, Nissan
stated that an air bag deployment event
should be written to memory and
locked, and that all further recording
should cease. Advocates questioned
whether a 5-second window is sufficient
to capture an entire post-crash event.
We have carefully considered the
comments and have developed a
modified strategy for making the data
recording decision, based on the
comments submitted by the
manufacturers. We have adopted these
commenters’ suggestions for a new
definition of ‘‘trigger threshold,’’ and
based upon this new definition, all
crashes captured and recorded will be of
significant magnitude to be of interest.
Thus, the comparative process, as
proposed, is no longer necessary.
We also have decided that collecting
data associated with an air bag event is
our priority. Accordingly, in the final
rule, we have specified a new capture
logic that accounts for the comments,
simplifies the EDR design, reduces the
risk of losing important air bag data, and
will likely reduce costs.
The new methodology requires the
EDR to make two analytical decisions:
one is related to an air bag crash event,
and the other is related to a non-air bag
crash event. In those crash events where
an air bag is commanded to deploy, the
EDR must delete the data previously
recorded, and the data from the air bag
crash event must be captured, recorded,
and locked to prevent overwriting. In
those crashes where air bags are not
commanded to deploy, our logic deletes
all previously captured and recorded
data, for up to two events. If the second
event turns out to be air bag related, the
logic calls for a revision to the first
condition. In these cases, collection of
the first non-air bag related event is not
necessary but is acceptable. We believe
that this logic provides relief in terms of
the need for increased CPU power that
might otherwise be necessary for an
EDR to analyze and capture EDR data
during a time when it might complicate
safety-critical decisions.
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d. Miscellaneous Comments
SEMA urged NHTSA to refrain from
adopting requirements that could ossify
EDR technology, commenting that the
EDR system needs to be adaptable to
allow for future developments and to
work with other vehicle systems.
According to SEMA, the system should
not preclude servicing, repair, or
installation of aftermarket equipment.
SEMA argued that manufacturers,
distributors, dealers, and motor vehicle
repair businesses must have sufficient
information about the EDR system to be
able to service the vehicle and to install
new or replacement products without
fear of taking vehicle equipment out of
compliance with any applicable Federal
motor vehicle safety standard. In
response to SEMA’s comments, we do
not believe that these systems will be
any more complicated than current air
bag control systems. EDRs are not new
to the marketplace, and no specific
problem of this sort has been brought to
NHTSA’s attention.
NADA, EPIC, and Honda commented
on the need for public education and
awareness of EDRs. NADA stated that
NHTSA should work to educate the
public ‘‘that, in addition to the potential
for improving vehicle and roadway
safety design effectiveness,
appropriately utilized EDR system
information will help to reduce
accident-related investigation, medical,
legal, and insurance costs.’’ EPIC
commented that currently, public
awareness and understanding of EDRs is
insufficient. EPIC urged NHTSA to
create an EDR information website to
educate the public about EDR
technology and its uses, what types of
users may gain access to EDR
information and the circumstances
under which it may be accessed, and
privacy rights associated with EDR data.
NHTSA agrees with the value of a
Web site dedicated to EDRs. About five
years ago, NHTSA launched the first
EDR Web site. The Web site contained
historical information about EDR
technology, research material regarding
EDR uses, patent information and other
resources. In late 2004, NHTSA
commenced work on a full update to the
Web site, which was completed in early
2005. It is accessible through NHTSA’s
Web site, https://www.nhtsa.dot.gov, and
at https://safercar.gov.
Concurrent with the publication of
this final rule, we are posting a
consumer-directed set of ‘‘questions and
answers’’ on our Web site to provide
educational materials and to raise
awareness about the presence and
functionality of EDRs. Topics include
common privacy concerns and
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NHTSA’s protocol for requesting EDR
data during crash investigations. In
developing these materials, we will
consider NADA’s recommendations to
inform consumers that EDRs could lead
to reductions in accident-related
investigation, medical, legal, and
insurance costs. Our plan is to keep
these materials up to date, by adding
new information as unique questions
from the public are raised.
Honda suggested that NHTSA should
conduct an EDR workshop so that all
critical issues can be explored and
discussed, thereby facilitating issuance
of a final rule in an expedient fashion
and minimizing the need for petitions
for reconsideration. Although an EDR
workshop, as recommended by Honda,
would offer a means of gaining
additional EDR-related input, we have
decided that such a meeting is not
necessary before proceeding to a final
rule.
ATA stated that NHTSA should
conduct additional human factors
research to determine the effect of driver
and employee awareness of EDRs on the
number and severity of crashes. ATA’s
comment pertains to research, not to
this final rule. We note, however, that
we believe the issue of EDR awareness
as related to the number and severity of
crashes may be a valuable area for future
research.
Public Citizen offered additional
recommendations, including: (1)
NHTSA should to fully integrate EDR
data into all of its data collection
systems and crash investigations; (2)
police and municipal officials should be
trained to enable them to collect
accurate and complete EDR data for the
Fatality Analyses Reporting System
(FARS) database; and (3) NHTSA should
create a new database solely for EDR
data.
We agree with Public Citizen
regarding the value of incorporating
EDR data into our national databases.
Starting in 2000, NHTSA began to
routinely collect EDR data in our NASS/
CDS, SCI, and Crash Injury Research
and Engineering Network (CIREN) data
systems. To date, we have colleted over
2,700 cases with EDR data. However, we
are not collecting EDR data in FARS at
this time. The agency is working with
police officials to develop guidelines for
training classes to ensure that EDR data
are downloaded properly and that these
officials are educated on the limitations
of these devices.
The European Communities requested
that the U.S. refrain from finalizing its
EDR proposal until there has been an
opportunity for further consultations
both bilaterally and in international
fora. The European Communities’
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rationale is that EDRs have been
identified as an item for bilateral
research cooperation between NHTSA
and the Directorate-General Enterprise
of the European Commission. The
European Communities also noted that
the World Forum for Harmonization of
Vehicle Regulations (WP.29),
administered by the UN Economic
Commission for Europe (ECE), has
agreed to establish an informal working
group on EDRs. The European
Communities expressed hope that with
U.S. participation, it would be possible
to develop a global technical regulation
for EDRs.
We have carefully considered the EC’s
comments. NHTSA has concluded that
it needs to move forward at this time
with a basic set of requirements,
because EDR data can help the
government and industry better
understand crash events and safety
system performance, thereby
contributing to safer vehicle designs and
more effective safety regulations. EDR
data can also play a role in advancing
developing networks for providing
emergency medical services, such as
ACN. The agency has sought to establish
this foundation in a way that would
encourage broad application of EDR
technologies in motor vehicles and
maximize the usefulness of EDR data for
researchers, regulators, and the medical
community, while avoiding the
imposition of unnecessary burdens or
hampering future improvements to
EDRs.
NHTSA looks forward to continuing
work on this issue with the European
Communities, as well as with the
international community under the
auspices of the World Forum for the
Harmonization of Vehicle Regulations
administered by the United Nations.
The action taken today in no way
precludes achieving common
understandings in the future.
Mr. Bretherton, an individual,
commented that better coordination of
Traffic Records Coordinating
Committees (TRCCs) within States is
needed to facilitate the use of crash data
and that funding is needed to address
technology needs, to make data uniform
between States, and to ensure data
collection by all States. He expressed
concern that local governments may
have increased liability as a result of
crash data. He also stated that ‘‘Fast
FARS’’ is not a good use of resources.
Again, although these issues are worth
considering at an appropriate time and
in an appropriate forum, they are
beyond the scope of the present
rulemaking.
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V. Rulemaking Analyses and Notices
A. Vehicle Safety Act
Under 49 U.S.C. 322(a), the Secretary
of Transportation (the ‘‘Secretary’’) has
authority to prescribe regulations to
carry out duties and power of the
Secretary. One of the duties of the
Secretary is to administer the National
Traffic and Motor Vehicle Safety Act, as
amended. The Secretary has delegated
the responsibility for carrying out the
National Traffic and Motor Vehicle
Safety Act to NHTSA.58
We note that in 1994, the National
Traffic and Motor Vehicle Safety Act, as
amended, was repealed and
simultaneously codified into 49 U.S.C.
Chapter 301, Motor Vehicle Safety, by
Pub. L. 103–272 (July 5, 1994). This
involved moving these provisions from
15 U.S.C. Chapter 38 to 49 U.S.C.
Chapter 301. Section 1(a) of Pub. L.
103–272 stated that the laws codified
were so codified ‘‘without substantive
change.’’ Prior to this codification, a
specific provision in 15 U.S.C. 1407
provided, ‘‘The Secretary is authorized
to issue, amend, and revoke such rules
and regulations as he deems necessary
to carry out this subchapter.’’ However,
in the codification process, this
provision was deleted as unnecessary,
because, as specifically noted in the
legislative history, the Secretary already
had such powers pursuant to 49 U.S.C.
322(a).59 Thus, the Secretary, and
NHTSA, have general authority to issue
such rules and regulations as deemed
necessary to carry out Chapter 301 of
Title 49, United States Code.
Under 49 U.S.C. Chapter 301, Motor
Vehicle Safety (49 U.S.C. 30101 et seq.),
the Secretary of Transportation, and, by
delegation, NHTSA, is responsible for
prescribing motor vehicle safety
standards that are practicable, meet the
need for motor vehicle safety, and are
stated in objective terms.60 These motor
vehicle safety standards set the
minimum level of performance for a
motor vehicle or motor vehicle
equipment to be considered safe.61
When prescribing such standards,
NHTSA must consider all relevant,
available motor vehicle safety
information.62 NHTSA also must
consider whether a proposed standard is
reasonable, practicable, and appropriate
for the type of motor vehicle or motor
vehicle equipment for which it is
prescribed and the extent to which the
58 49 U.S.C. 105 and 322; delegation of authority
at 49 CFR 1.50.
59 H.R. Rep. No. 103–180, Table 2A, at 584 (1993).
60 49 U.S.C. 30111(a).
61 49 U.S.C. 30102(a)(9).
62 49 U.S.C. 30111(b).
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standard will further the statutory
purpose of reducing traffic accidents
and associated deaths.63
Similar to our approach in the area of
vehicle identification numbers, we
decided to develop a general regulation
for EDRs rather than a Federal motor
vehicle safety standard. We did not
believe it was appropriate to issue an
FMVSS that would trigger the statute’s
recall and remedy provisions, because
the benefits of EDRs are expected to be
derivative from better crash-related
information, rather than having a direct
impact on the safety of the individual
vehicle equipped with an EDR. A failure
to meet the EDR requirements would,
however, be subject to an enforcement
action. While we have not issued the
regulation as an FMVSS, however, we
have generally followed the statutory
requirements that apply to FMVSSs.
First, this final rule was preceded by
an initial request for comments and an
NPRM, which facilitated the efforts of
the agency to obtain and consider
relevant motor vehicle safety
information, as well as public
comments. Further, in preparing this
document, the agency carefully
evaluated available research, testing
results, and other information related to
various EDR technologies. We have also
updated our economic estimates and
analyses to account for new cost
information provided by public
commenters. In sum, this document
reflects our consideration of all relevant,
available motor vehicle safety
information.
Second, to ensure that the EDR
requirements are practicable, the agency
considered the cost, availability, and
suitability of requiring various EDR data
elements, consistent with our safety
objectives. We note that EDRs are
already installed on most light vehicles,
and because the data elements in the
final rule are to a large extent already
incorporated in EDRs, we believe that it
will be practicable to standardize these
data elements in light vehicles
voluntarily equipped with EDRs and
that such incremental changes will be
minor. In light of the steady advances
made in EDR technologies over the past
few years, we believe that vehicle
manufacturers will have a number of
technological choices available for
meeting the requirements of the final
rule for EDRs. In sum, we believe that
this final rule is practicable and will
provide several benefits, including
provision of better pre-crash and crashrelated data that may be valuable for
designing safer vehicles and for use by
medical first responders.
63 Id.
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Third, the regulatory text following
this preamble is stated in objective
terms in order to specify precisely what
performance is required and how
performance will be tested to ensure
compliance with the regulation.
Specifically, the final rule sets forth
performance requirements for operation
of the EDRs, including the type of data
that the EDR must capture and record,
the data’s range/accuracy/resolution,
and the data’s retrievability.
The final rule also includes test
requirements for the survivability of
EDR data through reference to existing
crash test requirements in other
FMVSSs (i.e., Standard Nos. 208 and
214). This approach helps ensure that
EDR data survive most crashes without
establishing news kinds of vehicle tests.
The test procedures under FMVSS Nos.
208 and 214 already carefully delineate
how testing is conducted. Thus, the
agency believes that these test
procedures are sufficiently objective and
will not result in any uncertainty as to
whether a given vehicle satisfies the
requirements of the EDR regulation.
Fourth, we believe that this final rule
will meet the need for motor vehicle
safety because the EDR regulation will
help researchers better understand precrash and crash events. Standardization
of EDR data should improve the
consistency and comparability of these
data. This information will be useful to
NHTSA, vehicle manufacturers, and
other interested stakeholders for a
variety of purposes, including
developing safety vehicle designs and
more effective regulations. In addition,
standardized EDR data may be useful for
ACN and other systems for providing
emergency medical services.
Finally, we believe that this final rule
is reasonable and appropriate for motor
vehicles subject to the applicable
requirements (i.e., light vehicles
voluntarily equipped with EDRs). As
discussed elsewhere in this notice, the
agency has sought to limit the minimum
data set in this final rule to those
elements necessary to achieve the
agency’s stated purposes and to
minimize the burdens associated with
the regulation. We believe that because
most EDRs already possess many of
these capabilities, any required
adjustments should be minor.
Accordingly, we believe that this final
rule is appropriate for covered vehicles
that are or would become subject to
these provisions of the EDR regulation
because it furthers the agency’s
objective of preventing deaths and
serious injuries through better
understanding of crash-related events
that may lead to safer vehicle designs
and more effective regulations.
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B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 12866, ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), provides for making
determinations whether a regulatory
action is ‘‘significant’’ and therefore
subject to OMB review and to the
requirements of the Executive Order.
The Order defines a ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
This final rule has been determined to
be significant, and the agency has
prepared a separate document, a Final
Regulatory Evaluation, addressing the
benefits and costs for the rule. (A copy
is available in the docket for this
rulemaking.) As a significant notice, it
was reviewed under Executive Order
12866. The rule is also significant
within the meaning of the Department
of Transportation’s Regulatory Policies
and Procedures. While the potential cost
impacts of the final rule are far below
the level that would make this a
significant rulemaking, the rulemaking
addresses a topic of substantial public
interest.
As discussed in that document and in
the preceding sections of this final rule,
the crash data that will be collected by
EDRs under this rule will be valuable
for the improvement of vehicle safety.
We believe that the EDR data we collect
will improve crash investigations, the
evaluation of safety countermeasures,
advanced restraint and safety
countermeasure research and
development, and advanced ACN.
However, the improvement in vehicle
safety will not occur directly from the
collection of crash data by EDRs, but
instead from the ways in which the data
are used by researchers, vehicle
manufacturers, ACN and EMS
providers, government agencies, and
other members of the safety community.
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Therefore, it is not presently practical to
quantify the safety benefits.
We estimate that about 64 percent of
new light vehicles are already equipped
with EDRs. As discussed earlier, vehicle
manufacturers have provided EDRs in
their vehicles by adding EDR capability
to their vehicles’ air bag control
systems. The costs of EDRs have been
minimized, because they involve the
capture into memory of data that is
already being processed by the vehicle,
and not the much higher costs of
sensing much of that data in the first
place.
The costs of the rule will be the
incremental costs for vehicles equipped
with EDRs to comply with the
requirements. As discussed in the
agency’s separate document on benefits
and costs, we estimate the total costs of
the final rule will range up to $1.7
million. While the potential costs
include technology costs, administrative
costs, and compliance costs, the
administrative and compliance costs are
estimated to be negligible. The final rule
will not require additional sensors to be
installed in vehicles, and the primary
technology cost will result from a need
to upgrade EDR memory chips. The total
cost for the estimated 9.8 million
vehicles that already have an EDR
function to comply with the regulation
will range up to $1.7 million. If
manufacturers were to provide EDRs in
all 15.5 million light vehicles, the
estimated total cost will range up to
$10.9 million. A complete discussion of
how NHTSA arrived at these costs may
be found in the separate document on
benefits and costs.
C. Regulatory Flexibility Act
NHTSA has considered the impacts of
this rulemaking action under the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.) I certify that the final rule will
not have a significant economic impact
on a substantial number of small
entities.
The following is the agency’s
statement providing the factual basis for
the certification (5 U.S.C. 605(b)). This
rule directly affects motor vehicle
manufacturers, second stage or final
manufacturers, and alterers. Business
entities are defined as ‘‘small
businesses’’ using the North American
Industry Classification System (NAICS)
code, for the purposes of receiving
Small Business Administration
assistance. One of the criteria for
determining size, as stated in 13 CFR
121.201, is the number of employees in
the firm. Affected business categories
include the following. To qualify as a
small business in: (a) Automotive
Manufacturing (NAICS 336111), the
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firm must have fewer than 1,000
employees; (b) Light Truck and Utility
Vehicle Manufacturing (NAICS 336112),
the firm must have fewer than 1,000
employees; (c) Motor Vehicle Body
Manufacturing (NAICS 336211), the
firm must have fewer than 1,000
employees; (d) All Other Motor Vehicle
Parts Manufacturing (NAICS 336399),
the firm must have fewer than 750
employees; (e) Computer Storage
Manufacturers (NAICS 334111), the firm
must have fewer than 1,000 employees,
and (f) Software Reproducing (NAICS
334611), the firm must have fewer than
500 employees.
Only four of the 18 motor vehicle
manufacturers affected by this rule
qualify as a small business. Most of the
intermediate and final stage
manufacturers of vehicles built in two
or more stages and alterers have 1,000
or fewer employees. However, these
small businesses adhere to original
equipment manufacturers’ instructions
in manufacturing modified and altered
vehicles. Based on our knowledge,
original equipment manufacturers do
not permit a final stage manufacturer or
alterer to modify or alter sophisticated
devices such as air bags or EDRs.
Therefore, multistage manufacturers and
alterers will be able to rely on the
certification and information provided
by the original equipment manufacturer.
Accordingly, there will be no significant
impact on small business, small
organizations, or small governmental
units by these amendments.
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D. Executive Order 13132 (Federalism)
Executive Order 13132 sets forth
principles of federalism and the related
policies of the Federal government. As
noted above, NHTSA expects that
general principles of preemption law
would operate so as to displace any
conflicting State law or regulations (for
further discussion of preemption, see
section IV.B.9 above).
NHTSA sought comment from all
stakeholders on the issue of preemption
through publication of the proposed
rule in the Federal Register. NHTSA
received one comment on the proposed
rule from State and local governmental
entities.
Additionally, officials at NHTSA
consulted with organizations
representing the interests of state and
local governments and officials about
this rulemaking and the issue of
preemption.
NHTSA has complied with Executive
Order 13132 and has determined that
this final rule is consistent with its
provisions.
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E. Executive Order 12988 (Civil Justice
Reform)
Executive Order 12988 requires that
agencies review proposed regulations
and legislation and adhere to the
following general requirements: (1) The
agency’s proposed legislation and
regulations shall be reviewed by the
agency to eliminate drafting errors and
ambiguity; (2) The agency’s proposed
legislation and regulations shall be
written to minimize litigation; and (3)
The agency’s proposed legislation and
regulations shall provide a clear legal
standard for affected conduct rather
than a general standard, and shall
promote simplification and burden
reduction.
When promulgating a regulation,
Executive Order 12988, specifically
requires that the agency must make
every reasonable effort to ensure that the
regulation, as appropriate: (1) Specifies
in clear language the preemptive effect;
(2) specifies in clear language the effect
on existing Federal law or regulation,
including all provisions repealed,
circumscribed, displaced, impaired, or
modified; (3) provides a clear legal
standard for affected conduct rather
than a general standard, while
promoting simplification and burden
reduction; (4) specifies in clear language
the retroactive effect; (5) specifies
whether administrative proceedings are
to be required before parties may file
suit in court; (6) explicitly or implicitly
defines key terms; and (7) addresses
other important issues affecting clarity
and general draftsmanship of
regulations.
NHTSA has reviewed this final rule
according to the general requirements
and the specific requirements for
regulations set forth in Executive Order
12988. The issue of the preemptive
effect of this final rule was discussed in
detail in the section on Executive Order
13132 (Federalism) immediately above,
so rather than repeat those points here,
we would refer readers to that section
for a full discussion. A petition for
reconsideration or other administrative
proceeding is not required before parties
may file suit in court.
F. Executive Order 13045 (Protection of
Children From Health and Safety Risks)
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
and Safety Risks’’ (62 FR 19855, April
23, 1997), applies to any rule that: (1)
Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental, health, or safety risk that
the agency has reason to believe may
have a disproportionate effect on
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children. If the regulatory action meets
both criteria, the agency must evaluate
the environmental health or safety
effects of the planned rule on children,
and explain why the planned regulation
is preferable to other potentially
effective and reasonable feasible
alternatives considered by the agency.
Because the EDR final rule is not an
economically significant regulatory
action under Executive Order 12866 and
does not involve decisions based upon
health and safety risks that
disproportionately affect children, no
further analysis under Executive Order
13045 is necessary.
G. Paperwork Reduction Act
GM DaimlerChrysler, Ford, and
Toyota commented that the agency’s
NPRM underestimated the paperwork
burden associated with section 563.12’s
requirement for filing technical
instructions for manufacturing
download devices for each vehicle
model. The NPRM estimated those
paperwork costs as 20 hours per year
per manufacturer. GM’s rationale is that
the proposed requirement to file this
information 90 days prior to the start of
production for each vehicle model
would require a continuous stream of
data filings for the multiple vehicle
launches that full-line manufacturers
have throughout the calendar year.
According to GM, each filing would
involve a compilation of the technical
data, as well as technical and legal
review, tasks which would require more
than 20 hours of work for each vehicle
model.
These concerns have been addressed
because we have decided not to adopt
the proposed provision, so deleting
those reporting requirements eliminates
the paperwork costs that had been
associated with this rulemaking. Thus,
there are not any information collection
requirements associated with this final
rule.
H. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113 (15 U.S.C. 272) directs the agency
to evaluate and use voluntary consensus
standards in its regulatory activities
unless doing so would be inconsistent
with applicable law or is otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies, such as the Society of
Automotive Engineers. The NTTAA
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directs us to provide Congress (through
OMB) with explanations when the
agency decides not to use available and
applicable voluntary consensus
standards. The NTTAA does not apply
to symbols.
There are several consensus standards
related to EDRs, most notably those
standards published by SAE and IEEE.
NHTSA has carefully considered the
consensus standards applicable to EDR
data elements. Consensus standards for
recording time/intervals, data sample
rates, data retrieval, data reliability, data
range, accuracy and precision, and EDR
crash survivability were evaluated by
NHTSA and adopted when practicable.
In this final rule, we have
incorporated by reference SAE
Recommended Practice J211–1, March
1995, ‘‘Instrumentation for Impact
Test—Part 1—Electronic
Instrumentation.’’ For those
manufacturers that prefer to record
acceleration data instead of or in
addition to delta-V, SAE J211–1
provides a standard for filtering the
acceleration data that are then converted
to delta-V either during the recording
period or in the data downloading
process.
Previously in this notice, NHTSA has
explained why other voluntary
consensus standards were not adopted
for certain technical standards set forth
in this rule. For further analysis of the
incorporation of consensus standards,
please refer to section IV.B.14 above.
I. Unfunded Mandates Reform Act
Section 202 of the Unfunded
Mandates Reform Act of 1995 (UMRA)
requires Federal agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
more than $ 100 million in any one year
(adjusted for inflation with base year of
1995). Section 205 of the UMRA
generally requires that, before
promulgating a rule for which a written
statement is needed, NHTSA identify
and consider a reasonable number of
regulatory alternatives and adopt the
least costly, most cost-effective, or least
burdensome alternative that achieves
the objectives of the rule. The
provisions of section 205 do not apply
when they are inconsistent with
applicable law. Moreover, section 205
allows NHTSA to adopt an alternative
other than the least costly, most costeffective, or least burdensome
alternative if the agency publishes with
the final rule an explanation why that
alternative was not adopted.
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This rule does not impose any
unfunded mandates under the
Unfunded Mandates Reform Act of
1995. The rule does not result in the
expenditure by State, local, or tribal
governments, or the private sector, in
the aggregate, or more than $118 million
annually (2004 dollars). Thus, this final
rule is not subject to the requirements
of sections 202 and 205 of the UMRA.
J. National Environmental Policy Act
NHTSA has analyzed this rulemaking
action for the purposes of the National
Environmental Policy Act. The agency
has determined that implementation of
this action will not have any significant
impact on the quality of the human
environment.
K. Regulatory Identifier Number
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
L. Privacy Act
Please note that anyone is able to
search the electronic form of all
comments received into any of our
dockets by the name of the individual
submitting the comment (or signing the
comment, if submitted on behalf of an
association, business, labor union, etc.)
You may review DOT’s complete
Privacy Act statement in the Federal
Register published on April 11, 2000
(Volume 65, Number 70, Pages 19477–
78), or you may visit https://dms.dot.gov.
List of Subjects in 49 CFR Part 563
Incorporation by reference, Motor
vehicle safety, Motor vehicles,
Reporting and recordkeeping
requirements.
I For the reasons stated in the preamble,
NHTSA hereby amends chapter V of
title 49 of the Code of Federal
Regulations by adding 49 CFR part 563
to read as follows:
Sec.
563.1
563.2
563.3
563.4
563.5
563.6
563.7
563.8
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Scope.
Purpose.
Application.
Incorporation by reference.
Definitions.
Requirements for vehicles.
Data elements.
Data format.
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563.9 Data capture.
563.10 Crash test performance and
survivability.
563.11 Information in owner’s manual.
563.12 Data retrieval tools.
Authority: 49 U.S.C. 322, 30101, 30111,
30115, 30117, 30166, 30168; delegation of
authority at 49 CFR 1.50.
§ 563.1
Scope.
This part specifies uniform, national
requirements for vehicles equipped with
event data recorders (EDRs) concerning
the collection, storage, and retrievability
of onboard motor vehicle crash event
data. It also specifies requirements for
vehicle manufacturers to make tools
and/or methods commercially available
so that crash investigators and
researchers are able to retrieve data from
EDRs.
§ 563.2
Purpose.
The purpose of this part is to help
ensure that EDRs record, in a readily
usable manner, data valuable for
effective crash investigations and for
analysis of safety equipment
performance (e.g., advanced restraint
systems). These data will help provide
a better understanding of the
circumstances in which crashes and
injuries occur and will lead to safer
vehicle designs.
§ 563.3
Application.
This part applies to the following
vehicles manufactured on or after
September 1, 2010, if they are equipped
with an event data recorder: passenger
cars, multipurpose passenger vehicles,
trucks, and buses with a GVWR of 3,855
kg (8,500 pounds) or less and an
unloaded vehicle weight of 2,495 kg
(5,500 pounds) or less, except for walkin van-type trucks or vehicles designed
to be sold exclusively to the U.S. Postal
Service. This part also applies to
manufacturers of those vehicles.
However, vehicles manufactured before
September 1, 2011 that are
manufactured in two or more stages or
that are altered (within the meaning of
49 CFR 567.7) after having been
previously certified to the Federal motor
vehicle safety standards in accordance
with Part 567 of this chapter need not
meet the requirements of this part.
§ 563.4
PART 563—EVENT DATA
RECORDERS
51043
Incorporation by reference.
The materials listed in this section are
incorporated by reference in the
corresponding sections as noted. These
incorporations by reference were
approved by the Director of the Federal
Register in accordance with 5 U.S.C.
522(a) and 1 CFR part 51. Copies of
these materials may be inspected at the
National Highway Traffic Safety
Administration, Technical Information
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Services, 400 Seventh Street, SW., Plaza
Level, Room 403, Washington, DC
20590, or at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call (202) 741–6030,
or go to: https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
(a) The following materials are
available for purchase from the Society
of Automotive Engineers, Inc., 400
Commonwealth Drive, Warrendale, PA
15096–0001.
(1) Society of Automotive Engineers
(SAE) Recommended Practice J211–1
rev. March 1995, ‘‘Instrumentation For
Impact Test—Part 1—Electronic
Instrumentation’’ SAE J211–1 (rev.
March 1995) is incorporated by
reference in Table 3 of § 563.8;
(2) [Reserved]
(b) [Reserved]
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§ 563.5
Definitions.
(a) Motor vehicle safety standard
definitions. Unless otherwise indicated,
all terms that are used in this part and
are defined in the Motor Vehicle Safety
Standards, part 571 of this subchapter,
are used as defined therein.
(b) Other definitions.
ABS activity means the anti-lock
brake system (ABS) is actively
controlling the vehicle’s brakes.
Air bag warning lamp status means
whether the warning lamp required by
FMVSS No. 208 is on or off.
Capture means the process of
buffering EDR data in a temporary,
volatile storage medium where it is
continuously updated at regular time
intervals.
Delta-V, lateral means the cumulative
change in velocity, as recorded by the
EDR of the vehicle, along the lateral
axis, starting from crash time zero and
ending at 0.25 seconds, and recorded
every 0.01 seconds.
Delta-V, longitudinal means the
cumulative change in velocity, as
recorded by the EDR of the vehicle,
along the longitudinal axis, starting
from crash time zero and ending at 0.25
seconds, recorded every 0.01 seconds.
Deployment time, frontal air bag
means (for both driver and right front
passenger) the elapsed time from crash
time zero to the deployment command
or for multi-staged air bag systems, the
deployment command for the first stage.
Disposal means the deployment
command of the second (or higher, if
present) stage of a frontal air bag for the
purpose of disposing the propellant
from the air bag device.
End of event time means the moment
at which the cumulative delta-V within
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a 20 ms time period becomes 0.8 km/h
(0.5 mph) or less.
Engine RPM means, for vehicles
powered by internal combustion
engines, the number of revolutions per
minute of the main crankshaft of the
vehicle’s engine, and for vehicles not
powered by internal combustion
engines, the number of revolutions per
minute of the motor shaft at the point
at which it enters the vehicle
transmission gearbox.
Engine throttle, percent full means the
driver requested acceleration as
measured by the throttle position sensor
on the accelerator pedal compared to
the fully depressed position.
Event means a crash or other physical
occurrence that causes the trigger
threshold to be met or exceeded.
Event data recorder (EDR) means a
device or function in a vehicle that
records the vehicle’s dynamic, timeseries data during the time period just
prior to a crash event (e.g., vehicle
speed vs. time) or during a crash event
(e.g., delta-V vs. time), intended for
retrieval after the crash event. For the
purposes of this definition, the event
data do not include audio and video
data.
Frontal air bag means an inflatable
restraint system that requires no action
by vehicle occupants and is used to
meet the applicable frontal crash
protection requirements of FMVSS No.
208.
Ignition cycle, crash means the
number (count) of power cycles applied
to the recording device at the time when
the crash event occurred since the first
use of the EDR.
Ignition cycle download means the
number (count) of power cycles applied
to the recording device at the time when
the data was downloaded since the first
use of the EDR.
Lateral acceleration means the
component of the vector acceleration of
a point in the vehicle in the y-direction.
The lateral acceleration is positive from
left to right, from the perspective of the
driver when seated in the vehicle facing
the direction of forward vehicle travel.
Longitudinal acceleration means the
component of the vector acceleration of
a point in the vehicle in the x-direction.
The longitudinal acceleration is positive
in the direction of forward vehicle
travel.
Maximum delta-V, lateral means the
maximum value of the cumulative
change in velocity, as recorded by the
EDR, of the vehicle along the lateral
axis, starting from crash time zero and
ending at 0.3 seconds.
Maximum delta-V, longitudinal
means the maximum value of the
cumulative change in velocity, as
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recorded by the EDR, of the vehicle
along the longitudinal axis, starting
from crash time zero and ending at 0.3
seconds.
Multi-event crash means the
occurrence of 2 events, the first and last
of which begin not more than 5 seconds
apart.
Non-volatile memory means the
memory reserved for maintaining
recorded EDR data in a semi-permanent
fashion. Data recorded in non-volatile
memory is retained after a loss of power
and can be retrieved with EDR data
extraction tools and methods.
Normal acceleration means the
component of the vector acceleration of
a point in the vehicle in the z-direction.
The normal acceleration is positive in a
downward direction and is zero when
the accelerometer is at rest.
Occupant position classification
means the classification indicating that
the seating posture of a front outboard
occupant (both driver and right front
passenger) is determined as being outof-position.
Occupant size classification means,
for right front passenger, the
classification of an occupant as an adult
and not a child, and for driver, the
classification of the driver as not being
of small stature.
Pretensioner means a device that is
activated by a vehicle’s crash sensing
system and removes slack from a
vehicle safety belt system.
Record means the process of saving
captured EDR data into a non-volatile
device for subsequent retrieval.
Safety belt status means the feedback
from the safety system that is used to
determine than an occupant’s safety belt
(for both driver and right front
passenger) is fastened or not fastened.
Seat track position switch, foremost,
status means the status of the switch
that is installed to detect whether the
seat is moved to a forward position.
Service brake, on and off means the
status of the device that is installed in
or connected to the brake pedal system
to detect whether the pedal was pressed.
The device can include the brake pedal
switch or other driver-operated service
brake control.
Side air bag means any inflatable
occupant restraint device that is
mounted to the seat or side structure of
the vehicle interior, and that is designed
to deploy in a side impact crash to help
mitigate occupant injury and/or
ejection.
Side curtain/tube air bag means any
inflatable occupant restraint device that
is mounted to the side structure of the
vehicle interior, and that is designed to
deploy in a side impact crash or rollover
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and to help mitigate occupant injury
and/or ejection.
Speed, vehicle indicated means the
vehicle speed indicated by a
manufacturer-designated subsystem
designed to indicate the vehicle’s
ground travel speed during vehicle
operation.
Stability control means any device
that is not directly controlled by the
operator (e.g., steering or brakes) and is
intended to prevent loss of vehicle
control by sensing, interpreting, and
adjusting a vehicle’s driving and
handling characteristics, is controlling
or assisting the driver in controlling the
vehicle.
Steering wheel angle means the
angular displacement of the steering
wheel measured from the straight-ahead
position (position corresponding to zero
average steer angle of a pair of steered
wheels).
Suppression switch status means the
status of the switch indicating whether
an air bag suppression system is on or
off.
Time from event 1 to 2 means the
elapsed time from time zero of the first
event to time zero of the second event.
Time, maximum delta-V, longitudinal
means the time from crash time zero to
the point where the maximum value of
the cumulative change in velocity is
found, as recorded by the EDR, along
the longitudinal axis.
Time to deploy, pretensioner means
the elapsed time from crash time zero to
the deployment command for the safety
belt pretensioner (for both driver and
right front passenger).
Time to deploy, side air bag/curtain
means the elapsed time from crash time
zero to the deployment command for a
side air bag or a side curtain/tube air bag
(for both driver and right front
passenger).
Time to first stage means the elapsed
time between time zero and the time
when the first stage of a frontal air bag
is commanded to fire.
Time to maximum delta-V, lateral
means time from crash time zero to the
point where the maximum value of the
cumulative change in velocity is found,
as recorded by the EDR, along the lateral
axis.
Time to nth stage means the elapsed
time from the crash time zero to the
deployment command for the nth stage
of a frontal air bag (for both driver and
right front passenger).
Time zero means for systems with
‘‘wake-up’’ air bag control systems, the
time occupant restraint control
algorithm is activated; for continuously
running algorithms, the first point in the
interval where a longitudinal,
cumulative delta-V of over 0.8 km/h (0.5
mph) is reached within a 20 ms time
period; or for vehicles that record
‘‘delta-V, lateral,’’ the first point in the
interval where a lateral, cumulative
delta-V of over 0.8 km/h (0.5 mph) is
reached within a 5 ms time period.
Trigger threshold means a change in
vehicle velocity, in the longitudinal
direction, that equals or exceeds 8 km/
h within a 150 ms interval. For vehicles
that record ‘‘delta-V, lateral,’’ trigger
threshold means a change in vehicle
velocity, in either the longitudinal or
lateral direction that equals or exceeds
8 km/h within a 150 ms interval.
Vehicle roll angle means the angle
between the vehicle y-axis and the
ground plane.
Volatile memory means the memory
reserved for buffering of captured EDR
data. The memory is not capable of
retaining data in a semi-permanent
fashion. Data captured in a volatile
memory is continuously overwritten
and is not retained in the event of a
power loss or retrievable with EDR data
extraction tools.
X-direction means in the direction of
the vehicle X-axis, which is parallel to
the vehicle’s longitudinal centerline.
The X-direction is positive in the
direction of forward vehicle travel.
Y-direction means in the direction of
the vehicle Y-axis, which is
perpendicular to its X-axis and in the
same horizontal plane as that axis. The
Y-direction is positive from left to right,
from the perspective of the driver when
seated in the vehicle facing the direction
of forward vehicle travel.
Z-direction means in the direction of
the vehicle Z-axis, which is
perpendicular to the X- and Y-axes. The
Z-direction is positive in a downward
direction.
§ 563.6
Requirements for vehicles.
Each vehicle equipped with an EDR
must meet the requirements specified in
§ 563.7 for data elements, § 563.8 for
data format, § 563.9 for data capture,
§ 563.10 for crash test performance and
survivability, and § 563.11 for
information in owner’s manual.
§ 563.7
Data elements.
(a) Data elements required for all
vehicles. Each vehicle equipped with an
EDR must record all of the data
elements listed in Table I, during the
interval/time and at the sample rate
specified in that table.
TABLE I.—DATA ELEMENTS REQUIRED FOR ALL VEHICLES EQUIPPED WITH AN EDR
Data sample
rate samples
per second
mstockstill on PROD1PC61 with RULES2
Data element
Recording interval/time 1
(relative to time zero)
Delta-V, longitudinal ......................................................................................................................
Maximum delta-V, longitudinal ......................................................................................................
Time, maximum delta-V ................................................................................................................
Speed, vehicle indicated ...............................................................................................................
Engine throttle, % full (or accelerator pedal, % full) .....................................................................
Service brake, on/off .....................................................................................................................
Ignition cycle, crash .......................................................................................................................
Ignition cycle, download ................................................................................................................
Safety belt status, driver ...............................................................................................................
Frontal air bag warning lamp, on/off .............................................................................................
Frontal air bag deployment, time to deploy, in the case of a single stage air bag, or time to
first stage deployment, in the case of a multi-stage air bag, driver.
Frontal air bag deployment, time to deploy, in the case of a single stage air bag, or time to
first stage deployment, in the case of a multi-stage air bag, right front passenger.
Multi-event, number of events (1,2) ..............................................................................................
Time from event 1 to 2 ..................................................................................................................
Complete file recorded (yes, no) ...................................................................................................
0 to 250 ms .............................
0–300 ms .................................
0–300 ms .................................
¥5.0 to 0 sec ..........................
¥5.0 to 0 sec ..........................
¥5.0 to 0 sec ..........................
¥1.0 sec .................................
At time of download .................
¥1.0 sec .................................
¥1.0 sec .................................
Event ........................................
100
N.A.
N.A.
2
2
2
N.A.
N.A.
N.A.
N.A.
N.A.
Event ........................................
N.A.
Event ........................................
As needed ...............................
Following other data ................
N.A.
N.A.
N.A.
1 Pre-crash data and crash data are asynchronous. The sample time accuracy requirement for pre-crash time is ¥0.1 to 1.0 sec (e.g., T = ¥1
would need to occur between ¥1.1 and 0 seconds.)
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(b) Data elements required for
vehicles under specified conditions.
Each vehicle equipped with an EDR
must record each of the data elements
listed in column 1 of Table II for which
the vehicle meets the condition
specified in column 2 of that table,
during the interval/time and at the
sample rate specified in that table.
TABLE II.—DATA ELEMENTS REQUIRED FOR VEHICLES UNDER SPECIFIED CONDITIONS
Condition for
requirement
Data element name
Lateral acceleration ......................................................................................
Longitudinal acceleration ..............................................................................
Normal acceleration ......................................................................................
Delta-V, lateral ..............................................................................................
Maximum delta-V, lateral ..............................................................................
Time maximum delta-V, lateral .....................................................................
Time for maximum delta-V, resultant ...........................................................
Engine rpm ...................................................................................................
Vehicle roll angle ..........................................................................................
ABS activity (engaged, non-engaged) .........................................................
Stability control (on, off, engaged) ...............................................................
Steering input ...............................................................................................
Safety belt status, right front passenger (buckled, not buckled) ..................
Frontal air bag suppression switch status, right front passenger (on, off,
or auto).
Frontal air bag deployment, time to nth stage, driver 4 .................................
Frontal air bag deployment, time to nth stage, right front passenger 4 ........
Frontal air bag deployment, nth stage disposal, driver, Y/N (whether the
nth stage deployment was for occupant restraint or propellant disposal
purposes).
Frontal air bag deployment, nth stage disposal, right front passenger, Y/N
(whether the nth stage deployment was for occupant restraint or propellant disposal purposes).
Side air bag deployment, time to deploy, driver ..........................................
Side air bag deployment, time to deploy, right front passenger ..................
Side curtain/tube air bag deployment, time to deploy, driver side ...............
Side curtain/tube air bag deployment, time to deploy, right side .................
Pretensioner deployment, time to fire, driver ...............................................
Pretensioner deployment, time to fire, right front passenger .......................
Seat track position switch, foremost, status, driver ......................................
Seat track position switch, foremost, status, right front passenger .............
Occupant size classification, driver ..............................................................
Occupant size classification, right front passenger ......................................
Occupant position classification, driver ........................................................
Occupant position classification, right front passenger ................................
Recording interval/time 1
(relative to time zero)
Data sample
rate
(per second)
recorded 2 ...................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
recorded .....................
0–250 ms ......................
0–250 ms ......................
0–250 ms ......................
0–250 ms ......................
0–300 ms ......................
0–300 ms ......................
0–300 ms ......................
¥5.0 to 0 sec ...............
¥1.0 up to 5.0 sec 3 .....
¥5.0 to 0 sec ...............
¥5.0 to 0 sec ...............
¥5.0 to 0 sec ...............
¥1.0 sec .......................
¥1.0 sec .......................
500
500
500
100
N.A.
N.A.
N.A.
2
10
2
2
2
N.A.
N.A.
If equipped with a driver’s frontal air bag
with a multi-stage
inlator.
If equipped with a right
front passenger’s
frontal air bag with a
multi-stage inflator.
If recorded .....................
Event .............................
N.A.
Event .............................
N.A.
Event .............................
N.A.
If recorded .....................
Event .............................
N.A.
If
If
If
If
If
If
If
If
If
If
If
If
Event .............................
Event .............................
Event .............................
Event .............................
Event .............................
Event .............................
¥1.0 sec .......................
¥1.0 sec .......................
¥1.0 sec .......................
¥1.0 sec .......................
¥1.0 sec .......................
¥1.0 sec .......................
N.A.
N.A.
N.A.
N.A.
N.A.
N.A.
N.A.
N.A.
N.A.
N.A.
N.A.
N.A.
If
If
If
If
If
If
If
If
If
If
If
If
If
If
recorded
recorded
recorded
recorded
recorded
recorded
recorded
recorded
recorded
recorded
recorded
recorded
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
1 Pre-crash data and crash data are asynchronous. The sample time accuracy requirement for pre-crash time is ¥0.1 to 1.0 sec (e.g. T = ¥1
would need to occur between ¥1.1 and 0 seconds.)
2 ‘‘If recorded’’ means if the data is recorded in non-volatile memory for the purpose of subsequent downloading.
3 ‘‘Vehicle roll angle’’ may be recorded in any time duration, ¥1.0 sec to 5.0 sec is suggested.
4 List this element n¥1 times, once for each stage of a multi-stage air bag system.
§ 563.8
Data format.
(a) The data elements listed in Tables
I and II, as applicable, must be recorded
in accordance with the range, accuracy,
resolution, and filter class specified in
Table III.
TABLE III.—RECORDED DATA ELEMENT FORMAT
mstockstill on PROD1PC61 with RULES2
Data element
Range
Lateral acceleration ...........................
Longitudinal acceleration ...................
Normal Acceleration ..........................
Longitudinal delta-V ...........................
Lateral delta-V ...................................
¥50 g to + 50 g ............
¥50 g to + 50 g ............
¥50 g to + 50 g ............
¥100 km/h + 100 km/h
¥100 km/h to + 100 km/
h.
+ 100 km/h + 100 km/h
¥100 km/h to + 100 km/
h.
Maximum delta-V, longitudinal ..........
Maximum delta-V, lateral ...................
VerDate Aug<31>2005
15:28 Aug 25, 2006
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Accuracy
Resolution
Filter class
...............................
...............................
...............................
...............................
...............................
0.01 g ............................
0.01 g ............................
0.01 g ............................
1 km/h ...........................
1 km/h ...........................
SAE J211–1,1 Class 60.
SAE J211–1,1 Class 60.
SAE J211–1,1 Class 60.
N.A.
N.A.
±5% ...............................
±5% ...............................
1 km/h ...........................
1 km/h ...........................
N.A.
N.A.
±5%
±5%
±5%
±5%
±5%
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51047
TABLE III.—RECORDED DATA ELEMENT FORMAT—Continued
Data element
Range
Accuracy
Time, maximum delta-V, longitudinal
Time, maximum delta-V, lateral ........
Time, maximum delta-V, resultant ....
Vehicle Roll Angle .............................
0–300 ms ......................
0–300 ms ......................
0–300 ms ......................
¥1080 deg to + 1080
deg.
0 km/h to 200 km/h .......
0 to 100% .....................
±3 ms ............................
±3 ms ............................
±3 ms ............................
±10 deg .........................
2.5 ms
2.5 ms
2.5 ms
10 deg
...........................
...........................
...........................
...........................
N.A.
N.A.
N.A.
N.A.
±1 km/h .........................
±5% ...............................
1 km/h ...........................
1% .................................
N.A.
N.A.
0 to 10,000 rpm ............
On and Off ....................
On and Off ....................
On, Off, Engaged ..........
¥250 deg CW to + 250
deg CCW.
0 to 60,000 ....................
0 to 60,000 ....................
On or Off .......................
On or Off .......................
±100 rpm .......................
N.A ................................
N.A ................................
N.A ................................
±5 deg ...........................
100 rpm .........................
On and Off ....................
On and Off ....................
On, Off, Engaged ..........
5 deg .............................
N.A.
N.A.
N.A.
N.A.
N.A.
±1 cycle .........................
±1 cycle .........................
N.A ................................
N.A ................................
1 cycle ...........................
1 cycle ...........................
On or Off .......................
On or Off .......................
N.A.
N.A.
N.A.
N.A.
On or Off .......................
On or Off .......................
N.A ................................
N.A ................................
On or Off .......................
On or Off .......................
N.A.
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
Yes/No ..........................
N.A ................................
Yes/No ..........................
N.A.
Yes/No ..........................
N.A. ...............................
Yes/No ..........................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
0 to 250 ms ...................
±2 ms ............................
1 ms ..............................
N.A.
Yes/No ..........................
N.A ................................
Yes/No ..........................
N.A.
Yes/No ..........................
N.A ................................
Yes/No ..........................
N.A.
Yes/No ..........................
N.A ................................
Yes/No ..........................
N.A.
Yes/No ..........................
N.A ................................
Yes/No ..........................
N.A.
Yes/No ..........................
N.A ................................
Yes/No ..........................
N.A.
Yes/No ..........................
N.A ................................
Yes/No ..........................
N.A.
1 or 2 ............................
0 to 5.0 sec ...................
Yes/No ..........................
N.A ................................
0.1 sec ..........................
N.A ................................
1 or 2 ............................
0.1 sec ..........................
Yes/No ..........................
N.A.
N.A.
N.A.
Speed, vehicle indicated ...................
Engine throttle, percent full (accelerator pedal percent full).
Engine rpm ........................................
Service brake, on, off ........................
ABS activity .......................................
Stability control (on, off, engaged) ....
Steering wheel angle .........................
Ignition cycle, crash ...........................
Ignition cycle, download ....................
Safety belt status, driver ....................
Safety belt status, right front passenger.
Frontal air bag warning lamp (on, off)
Frontal air bag suppression switch
status.
Frontal air bag deployment, time to
deploy/first stage, driver.
Frontal air bag deployment, time to
deploy/first stage, right front passenger.
Frontal air bag deployment, time to
nth stage, driver.
Frontal air bag deployment, time to
nth stage, right front passenger.
Frontal air bag deployment, nth stage
disposal, driver, y/n.
Frontal air bag deployment, nth stage
disposal, right front passenger, y/n.
Side air bag deployment, time to deploy, driver.
Side air bag deployment, time to deploy, right front passenger.
Side curtain/tube air bag deployment,
time to deploy, driver side.
Side curtain/tube air bag deployment,
time to deploy, right side.
Pretensioner deployment, time to
fire, driver.
Pretensioner deployment, time to
fire, right front passenger.
Seat track position switch, foremost,
status, driver.
Seat track position switch, foremost,
status, right front passenger.
Occupant size driver occupant 5th
female size y/n.
Occupant size right front passenger
child y/n.
Occupant position classification, driver oop y/n.
Occupant position classification, right
front passenger oop y/n.
Multi-event, number of events (1, 2)
Time from event 1 to 2 ......................
Complete file recorded (yes/no) ........
mstockstill on PROD1PC61 with RULES2
1 Incorporated
Filter class
by reference, see § 563.4.
(b) Acceleration Time-History data
and format: The longitudinal, lateral,
and normal acceleration time-history
data, as applicable, must be filtered in
accordance with the filter class
VerDate Aug<31>2005
Resolution
16:51 Aug 25, 2006
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specified in Table III either during the
recording phase or during the data
downloading phase to include:
(1) The Time Step (TS) that is the
inverse of the sampling frequency of the
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acceleration data and which has units of
seconds;
(2) The number of the first point
(NFP), which is an integer that when
multiplied by the TS equals the time
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relative to time zero of the first
acceleration data point;
(3) The number of the last point
(NLP), which is an integer that when
multiplied by the TS equals the time
relative to time zero of the last
acceleration data point; and
(4) NLP¥NFP+1 acceleration values
sequentially beginning with the
acceleration at time NFP*TS and
continue sampling the acceleration at
TS increments in time until the time
NLP*TS is reached.
§ 563.9
Data capture.
The EDR must capture and record the
data elements for events in accordance
with the following conditions and
circumstances:
(a) In an air bag deployment crash, the
data recorded from any previous crash
must be deleted (both events). The data
related to the deployment must be
captured and recorded. The memory
must be locked to prevent any future
overwriting of these data.
(b) In an air bag non-deployment
crash that meets the trigger threshold,
delete all previously recorded data in
the EDR’s memory. Capture and record
the current data, up to two events. In the
case of two events, detection of the
second event starts after the End of
Event Time for event 1.
§ 563.10 Crash test performance and
survivability.
mstockstill on PROD1PC61 with RULES2
(a) Each vehicle subject to the
requirements of S5, S14.5, S15, or S17
of 49 CFR 571.208, Occupant crash
protection, must comply with the
requirements in subpart (c) of this
section when tested according to S8,
S16, and S18 of 49 CFR 571.208.
VerDate Aug<31>2005
15:28 Aug 25, 2006
Jkt 208001
(b) Each vehicle subject to the
requirements of 49 CFR 571.214, Side
impact protection, that meets a trigger
threshold or has a frontal air bag
deployment, must comply with the
requirements of subpart (c) of this
section when tested according to the
conditions specified in 49 CFR 571.214
for a moving deformable barrier test.
(c) The data elements required by
§ 563.7, except for the ‘‘Engine throttle,
percent full,’’ ‘‘engine RPM,’’ and
‘‘service brake, on/off,’’ must be
recorded in the format specified by
§ 563.8, exist at the completion of the
crash test, and be retrievable by the
methodology specified by the vehicle
manufacturer under § 563.12 for not less
than 10 days after the test, and the
complete data recorded element must
read ‘‘yes’’ after the test.
§ 563.11
Information in owner’s manual.
(a) The owner’s manual in each
vehicle covered under this regulation
must provide the following statement in
English:
This vehicle is equipped with an event
data recorder (EDR). The main purpose of an
EDR is to record, in certain crash or near
crash-like situations, such as an air bag
deployment or hitting a road obstacle, data
that will assist in understanding how a
vehicle’s systems performed. The EDR is
designed to record data related to vehicle
dynamics and safety systems for a short
period of time, typically 30 seconds or less.
The EDR in this vehicle is designed to record
such data as:
• How various systems in your vehicle
were operating;
• Whether or not the driver and passenger
safety belts were buckled/fastened;
• How far (if at all) the driver was
depressing the accelerator and/or brake
pedal; and,
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• How fast the vehicle was traveling.
These data can help provide a better
understanding of the circumstances in which
crashes and injuries occur. NOTE: EDR data
are recorded by your vehicle only if a nontrivial crash situation occurs; no data are
recorded by the EDR under normal driving
conditions and no personal data (e.g., name,
gender, age, and crash location) are recorded.
However, other parties, such as law
enforcement, could combine the EDR data
with the type of personally identifying data
routinely acquired during a crash
investigation.
To read data recorded by an EDR, special
equipment is required, and access to the
vehicle or the EDR is needed. In addition to
the vehicle manufacturer, other parties, such
as law enforcement, that have the special
equipment, can read the information if they
have access to the vehicle or the EDR.
(b) The owner’s manual may include
additional information about the form,
function, and capabilities of the EDR, in
supplement to the required statement in
§ 563.11(a).
§ 563.12
Data retrieval tools.
Each manufacturer of a motor vehicle
equipped with an EDR shall ensure by
licensing agreement or other means that
a tool(s) is commercially available that
is capable of accessing and retrieving
the data stored in the EDR that are
required by this part. The tool(s) shall
be commercially available not later than
90 days after the first sale of the motor
vehicle for purposes other than resale.
Issued on: August 18, 2006.
Nicole R. Nason,
Administrator.
[FR Doc. 06–7094 Filed 8–21–06; 10:00 am]
BILLING CODE 4910–59–P
E:\FR\FM\28AUR2.SGM
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Agencies
[Federal Register Volume 71, Number 166 (Monday, August 28, 2006)]
[Rules and Regulations]
[Pages 50998-51048]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-7094]
[[Page 50997]]
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Part II
Department of Transportation
-----------------------------------------------------------------------
National Highway Traffic Safety Administration
-----------------------------------------------------------------------
49 CFR Part 563
Event Data Recorders; Final Rule
Federal Register / Vol. 71, No. 166 / Monday, August 28, 2006 / Rules
and Regulations
[[Page 50998]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 563
[Docket No. NHTSA-2006-25666]
RIN 2127-AI72
Event Data Recorders
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule specifies uniform requirements for the
accuracy, collection, storage, survivability, and retrievability of
onboard motor vehicle crash event data in passenger cars and other
light vehicles equipped with event data recorders (EDRs). This final
rule responds to the growing practice in the motor vehicle industry of
voluntarily installing EDRs in an increasing number of light vehicles.
This final rule is intended to standardize the data obtained through
EDRs so that such data may be put to the most effective future use and
to ensure that EDR infrastructure develops in such a way as to speed
medical assistance through providing a foundation for automatic crash
notification (ACN). This final regulation: requires that the EDRs
installed in light vehicles record a minimum set of specified data
elements; standardizes the format in which those data are recorded;
helps to ensure the crash survivability of an EDR and its data by
requiring that the EDR function during and after the front and side
vehicle crash tests specified in two Federal motor vehicle safety
standards; and requires vehicle manufacturers to ensure the commercial
availability of the tools necessary to enable crash investigators to
retrieve data from the EDR. In addition, to ensure public awareness of
EDRs, the regulation also requires vehicle manufacturers to include a
standardized statement in the owner's manual indicating that the
vehicle is equipped with an EDR and describing the functions and
capabilities of EDRs.
This final rule for standardization of EDR data will ensure that
EDRs record, in a readily usable manner, the data necessary for ACN,
effective crash investigations, and analysis of safety equipment
performance. Standardization of EDR data will facilitate development of
ACN, e-911, and similar systems, which could lead to future safety
enhancements. In addition, analysis of EDR data can contribute to safer
vehicle designs and a better understanding of the circumstances and
causation of crashes and injuries.
DATES: Effective Date: This rule is effective October 27, 2006. The
incorporation by reference of a certain publication listed in the
regulation is approved by the Director of the Federal Register as of
October 27, 2006.
Compliance Dates: Except as provided below, light vehicles
manufactured on or after September 1, 2010 that are equipped with an
EDR and manufacturers of those vehicles must comply with this rule.
However, vehicles that are manufactured in two or more stages or that
are altered are not required to comply with the rule until September 1,
2011.
Petitions: If you wish to submit a petition for reconsideration of
this rule, your petition must be received by October 12, 2006.
ADDRESSES: Petitions for reconsideration should refer to the docket
number above and be submitted to: Administrator, Room 5220, National
Highway Traffic Safety Administration, 400 Seventh Street, SW.,
Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: The following persons at the National
Highway Traffic Safety Administration, 400 Seventh Street, SW.,
Washington, DC 20590.
For technical and policy issues: Ms. Lori Summers, Office of
Crashworthiness Standards (Telephone: 202-366-1740) (Fax: 202-493-
2739).
For legal issues: Mr. Eric Stas, Office of the Chief Counsel
(Telephone: 202-366-2992) (Fax: 202-366-3820).
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
A. Purpose of the Regulation
B. Developments Culminating in the Notice of Proposed Rulemaking
1. Early Agency Efforts on EDRs
2. The Notice of Proposed Rulemaking
C. Requirements of the Final Rule
D. Lead Time
E. Differences Between the Final Rule and the Notice of Proposed
Rulemaking
F. Impacts of the Final Rule
II. Background
A. Overview of EDR Technology
B. Chronology of Events Relating to NHTSA's Consideration of
EDRs
C. Petitions for Rulemaking
1. Petitions From Mr. Price T. Bingham and Ms. Marie E. Birnbaum
2. Petition From Dr. Ricardo Martinez
D. October 2002 Request for Comments
III. Notice of Proposed Rulemaking
A. Summary of the NPRM
B. Summary of Public Comments to the NPRM
IV. The Final Rule and Response to Public Comments
A. The Final Rule
1. Summary of the Requirements
2. Lead Time
B. Response to Public Comments
1. Whether NHTSA Should Require EDRs
2. EDR Data Elements
a. Number and Types of Required Data Elements
b. The ``Acceleration'' and ``Delta-V'' Data Elements
c. Multiple-event Crashes and the ``Multiple-event'' Data
Element
d. Sampling Rates and Recording Intervals for Required Data
Elements
3. EDR Data Standardization (Format) Requirements
4. EDR Data Retrieval and Whether to Require a Standardized Data
Retrieval Tool/Universal Interface
5. EDR Survivability and Crash Test Performance Requirements
6. Compliance Date
7. Privacy Issues
8. Owner's Manual Disclosure Statement
9. Preemption
10. Applicability of the EDR Rule to Multi-stage Vehicles
11. Applicability of the EDR Rule to Heavy Vehicles and Buses
12. Automatic Crash Notification and E-911
13. Definitions
a. ``Trigger Threshold''
b. ``Event''
c. ``Event Data Recorder''
14. Utilization of SAE and IEEE Standards
15. Costs
16. Other Issues
a. Scope and Purpose
b. Technical Changes to Definitions and New Definitions
c. Data Capture
d. Miscellaneous Comments
V. Rulemaking Analyses and Notices
I. Executive Summary
A. Purpose of the Regulation
Event data recorders have been used in recent years in a variety of
transportation modes to collect crash information. EDR data will play
an increasing role in advancing developing networks for providing
emergency medical services. Specifically, EDR data can help the safety
community develop ACN, electronic 911 (e-911), and other emergency
response systems to improve medical services to crash victims. In
addition, EDR data can also provide information to enhance our
understanding of crash events and safety system performance, thereby
potentially contributing to safer vehicle designs and more effective
safety regulations.
EDRs have experienced dramatic changes in the past decade, both in
terms of their technical capabilities and fleet penetration. EDRs today
demonstrate a range of features, with some systems collecting only
vehicle acceleration/deceleration data, but
[[Page 50999]]
others collecting these data plus a host of complementary data such as
driver inputs (e.g., braking and steering) and vehicle system status.
The challenge for NHTSA has been to devise an approach that would
encourage broad application of EDR technologies in motor vehicles and
maximize the usefulness of EDR data for the medical community,
researchers, and regulators, without imposing unnecessary burdens or
hampering future improvements to EDRs.
In light of the relatively high new vehicle fleet penetration of
EDRs (currently estimated at 64%) and present trends, we do not believe
that it is necessary to mandate the installation of EDRs in all new
vehicles. Were these trends reversed or slowed, we would consider
revisiting this assessment. For now, we believe that standardization of
EDR data represents the most important area of opportunity in terms of
enhancing the yield of benefits from EDRs. We recognize that the
automobile industry has already invested considerable effort and
resources into developing effective EDR technologies, so we want to be
especially careful not to adopt requirements that would result in
unnecessary costs.
Accordingly, this final rule regulates voluntarily-provided EDRs by
specifying a minimum core set of required data elements and
accompanying range, accuracy, and resolution requirements for those
elements. This will help ensure that EDRs provide the types of data
most useful for the emergency medical services (EMS) community and
crash reconstructionists, and in a manner that promotes the consistency
and comparability of these data. We note that by specifying this
minimum data set, we are not limiting manufacturers' ability to design
EDRs that collect a broader set of data, provided that the required
elements are present.
The rule also includes requirements for the survivability of EDR
data (so that it is not lost in most crashes) and the retrievability of
EDR data (so that it can be obtained by authorized users). In sum, the
objectives of our regulation are to get the right data, in sufficient
quantity and in a standardized format, and to ensure that the data can
survive most crash events and be retrieved by intended users.
By promulgating a uniform national regulation for EDRs, it is our
intent to provide one consistent set of minimum requirements for
vehicle manufacturers that choose to install EDRs. We believe that this
approach will not only enhance the quality of EDR data, but also
facilitate increased numbers of new light vehicles equipped with EDRs.
We also believe that this minimum data set provides key elements in a
standardized format that will be useful for ACN or other telematic
systems.
B. Developments Culminating in the Notice of Proposed Rulemaking
1. Early Agency Efforts on EDRs
NHTSA has been assessing the potential benefits of EDR for over a
decade, and in that time, we have witnessed a significant maturation of
EDR technology. The agency initially began examining EDRs in 1991 as
part of the Special Crash Investigations (SCI) program. In 1997, the
National Transportation Safety Board (NTSB) and the National
Aeronautics and Space Administration (NASA) Jet Propulsion Laboratory
(JPL) recommended that NHTSA consider the possibility of requiring the
installation of EDRs in motor vehicles. NTSB made additional
recommendations related to EDRs in 1999 (i.e., suggesting that EDRs be
installed in school buses and motor coaches). Since 1998, NHTSA has
sponsored two Working Groups to examine and report on EDR issues.
As discussed below, the agency received two petitions for
rulemaking in the late 1990s asking that light vehicles be equipped
with ``black boxes'' (i.e., EDRs) that would record data during a crash
so that it could be read later by crash investigators. However, the
agency denied those petitions because the industry was already moving
voluntarily in the direction recommended by the petitioners, and
because the agency believed that certain outstanding issues would best
be addressed in a non-regulatory context.
In 2001, NHTSA received a third petition for rulemaking related to
EDRs from Dr. Ricardo Martinez, seeking a requirement for installation
of EDRs as well as standardization of EDR data. After considering the
Martinez petition and the current situation vis-[agrave]-vis EDRs, we
decided to publish a request for comments as to what future role the
agency should take related to the continued development and
installation of EDRs in motor vehicles. This notice was published on
October 11, 2002 (67 FR 63493), and after considering the input from a
variety of interested stakeholders and the public, we decided to grant
the Martinez petition in part (i.e., the request for standardization
and retrievability) and to deny it in part (i.e., the request for an
EDR mandate).
2. The Notice of Proposed Rulemaking
On June 14, 2004, NHTSA published a notice of proposed rulemaking
(NPRM) proposing requirements for EDRs voluntarily installed by light
vehicle manufacturers (69 FR 32932).\1\ The decision to conduct
rulemaking reflected careful deliberation and our belief that EDRs
represent a significant technological safety innovation, particularly
for the emergency response safety community.\2\ Again, the proposal
sought to standardize the elements and format of data deemed most
appropriate for advancing our goals of enabling ACN and improving crash
reconstructions and for ensuring the retrievability of that
information. Most of these data elements are already recorded by
current EDRs. It was not our intention to require an exhaustive list of
non-essential data elements that would significantly increase the cost
of EDRs, thereby jeopardizing the current, high rate of installation.
---------------------------------------------------------------------------
\1\ Docket No. NHTSA-2004-18029-2.
\2\ We note that NHTSA has been assessing the potential benefits
of EDRs for over a decade, and in that time, we have witnessed a
significant maturation of EDR technology. For further information on
these agency research and analytical efforts, please consult the
NPRM, which discussed this topic extensively (see 69 FR 32932, 32933
(June 14, 2004)).
---------------------------------------------------------------------------
In summary, the NPRM proposed to require light vehicles voluntarily
equipped with an EDR to meet uniform, national requirements for the
collection, storage, and retrievability of onboard motor vehicle crash
event data. The proposal included Table I, Data Elements Required for
All Vehicles Equipped with an EDR, which included 18 required elements
that would have to be recorded during the interval/time and at the
sample rate specified in that table. The proposal also included Table
II, Data Elements Required for Vehicles Under Specified Conditions,
which included 24 elements that would have to be recorded (during the
interval/time and at the sample rate specified in that table) if the
vehicle is equipped with certain devices or is equipped to measure
certain elements. Table III, Recorded Data Element Format, included
proposed range, accuracy, precision, and filter class requirements for
each data element.
The NPRM also proposed a methodology for data capture under
specified conditions and circumstances (i.e., providing a hierarchy for
when new EDR data would overwrite existing data already stored in
memory). Simply put, EDRs are constantly monitoring a variety of
vehicle systems and parameters when the vehicle is in operation, but
the devices only have a limited amount of short-term (volatile) memory
and long-term (non-volatile) memory available for recording for these
[[Page 51000]]
purposes. So when vehicle manufacturers develop EDRs, they must make
judgments as to which data are the most important to be captured and
recorded (e.g., events surrounding the deployment of an air bag are
generally regarded as very important). Frequently, data stored in non-
volatile memory are over-written (replaced) or deleted. The NPRM's
proposed provisions related to data capture were intended to ensure
that EDRs not only capture data according to a uniform methodology, but
also that the methodology maximizes the generation of data suitable for
the agency's safety purposes.
Because data standardization is only beneficial if the data can be
retrieved and used, the agency decided to address the issue of data
retrievability as part of our rulemaking. The NPRM also proposed to
require vehicle manufacturers to submit sufficient non-proprietary
technical information to the public docket as would permit third
parties to manufacture a device capable of accessing, interpreting, and
converting the data stored in the EDR. Under the proposal, such
information would be required to be submitted to the docket not later
than 90 days prior to the start of production of the EDR-equipped
vehicle makes and models to which the information relates, and vehicle
manufacturers would be required to keep that information updated, by
providing information not later than 90 days prior to making any
changes that would make the previously submitted information no longer
valid. However, as discussed in the NPRM, our proposal offered one
possible way to handle the data retrievability issue, and we sought
comment on alternative approaches.
In addition, the NPRM proposed survivability requirements for EDR
data when the vehicle is crash tested under existing testing
requirements of Federal Motor Vehicle Safety Standard (FMVSS) Nos. 208,
Occupant Crash Protection, 214, Side Impact Protection, and 301, Fuel
System Integrity, and it also proposed to require that the data be
retrievable by the methodology specified by the vehicle manufacturer
for not less than 30 days after the test and without external power.
Finally, the NPRM proposed a specific owner's manual statement
related to EDRs that would make members of the public aware when their
vehicle is equipped with an EDR and also explain the intended purpose
of the EDR and how it operates.
C. Requirements of the Final Rule
After careful consideration of the public comments on the NPRM, we
are promulgating this final rule to establish a regulation for
voluntarily-installed EDRs in order to standardize EDR data. The
approach of this final rule is generally consistent with that of the
NPRM, although we have further tailored the requirements of the
regulation to advance the stated purposes of this rulemaking without
requiring substantial costs or impeding the technological development
of EDRs. We believe that with certain modest modifications, many
current EDR systems can meet our goals of facilitating ACN and
improving crash reconstructions.
In overview, the final rule specifies uniform, national
requirements for light vehicles voluntarily equipped with EDRs,
including the collection, storage, and retrievability of onboard motor
vehicle crash event data. It also specifies requirements for vehicle
manufacturers to make tools and/or methods commercially available so
that authorized crash investigators and researchers are able to
retrieve data from such EDRs.
Specifically, the regulation applies to passenger cars,
multipurpose passenger vehicles, trucks, and buses with a gross vehicle
weight rating (GVWR) of 3,855 kg (8,500 pounds) or less and an unloaded
vehicle weight of 2,495 kg (5,500 pounds) or less, except for walk-in
van-type trucks or vehicles designed to be sold exclusively to the U.S.
Postal Service, that are equipped with an event data recorder and to
manufacturers of these vehicles. Subject to an exception for final-
stage manufacturers and alterers discussed below, compliance with the
requirements of the final rule commences for covered vehicles
manufactured on or after September 1, 2010. The final rule is intended
to be technology-neutral, so as to permit compliance with any available
EDR technology that meets the specified performance requirements.
The following points highlight the key provisions of the final
rule:
Each vehicle equipped with an EDR must record all of the
data elements listed in Table I, during the interval/time and at the
sample rate specified in that table. There are 15 required data
elements (see paragraph 563.7(a), Table I). Examples of these data
elements are ``delta-V, longitudinal,'' ``maximum delta-V,
longitudinal,'' ``speed, vehicle indicated,'' and ``safety belt status,
driver.''
Each vehicle equipped with an EDR that records any of the
data elements listed in Table II identified as if recorded (most
elements in that table) must capture and record that information
according to the interval/time and at the sample rate specified in that
table. Data elements listed in Table II as ``if equipped'' (i.e.,
``frontal air bag deployment, time to nth stage, driver''
and ``frontal air bag deployment, time to nth stage, right
front passenger'') must record the specified information if they are
equipped with the relevant item, even if they are not presently doing
so.\3\ There are 30 data elements included in Table II (see paragraph
563.7(b), Table II). Examples of these data elements are ``lateral
acceleration,'' ``longitudinal acceleration,'' ``frontal air bag
suppression switch status, right front passenger (on, off, or auto),
and safety belt status, right front passenger (buckled, not buckled).
---------------------------------------------------------------------------
\3\ The ``frontal air bag deployment, time to n\th\ stage'' data
elements provide critical timing data for vehicles equipped with
multi-stage air bags, which will help in assessing whether an air
bag is deploying correctly during a crash (i.e., whether the sensors
are functioning properly). In drafting this final rule, we had
considered including these two elements as required elements under
Table I, but we recognized that not all vehicles are equipped with
multi-stage air bags. Thus, by including these elements in Table II
and requiring recording of that information if the vehicle is so
equipped, we are, in effect, requiring this data from all vehicles
equipped with an EDR and multi-stage air bags.
---------------------------------------------------------------------------
The data elements required to be collected by the EDR
pursuant to Tables I and II, as applicable, must be recorded in
accordance with the range, accuracy, and resolution requirements
specified in Table III, Recorded Data Element Format (see paragraph
563.8(a), Table III).
For EDRs that record acceleration, the longitudinal and
lateral acceleration time-history data must be filtered in accordance
with the filter class specified in Table III (i.e., Society of
Automotive Engineers (SAE) Recommended Practice J211-1, March 1995,
``Instrumentation For Impact Test--Part 1--Electronic Instrumentation''
(SAE J211-1, Class 60), which the regulation incorporates by reference
(see paragraph 563.8(b)). Such filtering may be done during collection
or post-processing.
The EDR must collect and store data elements for events in
accordance with the following conditions and circumstances as specified
in paragraph 563.9:
(1) In an air bag deployment crash, the data recorded from any
previous crash must be deleted; the data related to the deployment must
be recorded, and the memory must be locked in order to prevent any
future overwriting of these data.
[[Page 51001]]
(2) In an air bag non-deployment crash that meets the trigger
threshold, all previously recorded data in the EDR's memory must be
deleted from the EDR's memory, and the current data (up to two events)
must be recorded.
In order to ensure the survivability of EDR data in most
crashes, the EDR is tested in conjunction with crash tests already
required under FMVSS No. 208, Occupant Crash Protection, and FMVSS No.
214, Side Impact Protection (see paragraph 563.10). Except for elements
discussed below, the data elements required under Tables I and II must
be recorded in a specified format, must exist at the completion of the
crash test, and must be retrievable by a methodology specified by the
vehicle manufacturer for not less than 10 days after the test.
The EDR is not required to meet the above survivability
requirements for the following data elements: (1) ``Engine throttle, %
full,'' (2) ``service brake, on/off,'' and (3) ``engine RPM.'' These
elements have been excluded from these requirements because vehicles
are crash tested without the engine running for safety reasons, so the
EDR would not be able to record the above data elements under those
circumstances.
For vehicles equipped with an EDR, vehicle manufacturers
must include a specified statement in the owner's manual to make the
operator aware of the presence, function, and capabilities of the EDR.
In order to ensure the retrievability of EDR data, each
vehicle manufacturer that installs EDRs must ensure by licensing
agreement or other means that the necessary tool(s) are commercially
available for downloading the required EDR data. The tool must be
commercially available not later than 90 days after the first sale of
the vehicle for purposes other than resale.
D. Lead Time
In order to limit the transition costs associated with the
standardization of EDR data, we sought in the NPRM to provide adequate
lead time to manufacturers to enable them to incorporate necessary
changes as part of their routine production cycles. To that end, the
NPRM proposed a compliance date of September 1, 2008 for the EDR
regulation. However, vehicle manufacturers commented that the lead time
in the proposed rule would be inadequate to allow manufacturers to
incorporate the necessary changes as part of their regular production
cycle. Those commenters argued that a longer lead time is needed to
minimize the costs and burdens associated with the EDR rule,
particularly for those manufacturers which have already incorporated
EDRs in a large proportion of their fleets.
After carefully considering the public comments on lead time, we
have decided to require covered vehicles manufactured on or after
September 1, 2010 to comply with the requirements of this final rule,
subject to the exception below. Again, it is our intention to limit the
costs associated with this final rule for the standardization of EDR
data, including implications associated with new definitions, new pre-
crash data collection, data download strategies, and data element costs
associated with meeting the range and accuracy requirements. We believe
that a lead time in excess of four years should prove adequate for all
vehicle manufacturers and all vehicle lines, without the need for a
phase-in. Vehicle manufacturers may voluntarily comply with these
requirements prior to this date.
Consistent with the policy set forth in NHTSA's February 14, 2005
final rule on certification requirements under Federal motor vehicle
safety standards for vehicles built in two or more stages and altered
vehicles (70 FR 7414), we are providing final-stage manufacturers and
alterers that produce vehicles covered by this regulation with an extra
year to comply. Accordingly, these manufacturers must meet the
requirements of this final rule for vehicles manufactured on or after
September 1, 2011. However, final-stage manufacturers and alterers may
voluntarily comply with the requirements of the regulation prior to
this date.
E. Differences Between the Final Rule and the Notice of Proposed
Rulemaking
As noted above, NHTSA has decided to issue the present final rule
to standardize EDR data in order to further our stated purposes of
ensuring that EDRs record the data necessary for effective
implementation of ACN, crash investigations, and analysis of safety
equipment performance. In order to achieve these objectives (and to
garner the derivative benefits that EDR-generated data may provide in
terms of safer vehicle designs), we have largely retained the general
approach presented in the NPRM. However, after further study and a
careful review of the public comments, we have decided to make a number
of modifications as part of the final rule in order to better reflect
the current state of EDR technology and the data elements (including
form and format) that will meet our research and policy objectives in a
manner that is both effective and practicable.
The main differences between the NPRM and the final rule involve a
change in the definition of ``event data recorder,'' selection of data
elements (i.e., which elements are required), changes to the range/
accuracy/resolution requirements, modification of the test requirements
related to EDR survivability, and extension of lead time for
implementing the regulation. A number of minor technical modifications
are also incorporated in the final rule in response to public comments
on the NPRM. All of these changes and their rationale are discussed
fully in the balance of this document. However, the following points
briefly describe the main differences between the NPRM and this final
rule.
In the NPRM, the term ``event data recorder'' was defined
as ``a device or function in a vehicle that records any vehicle or
occupant-based data just prior to or during a crash, such that the data
can be retrieved after the crash. For purposes of this definition,
vehicle or occupant-based data include any of the data elements listed
in Table I of this part.'' However, several commenters stated that
under this definition, virtually all vehicles would be considered to
have an EDR, because most vehicles capture freeze-frame data required
for internal processing; therefore, commenters argued that the proposed
definition is overly broad (i.e., covering vehicles not equipped with a
true EDR) and would create a de facto mandate for EDRs, contrary to the
agency's expressed intent. Therefore, in this final rule, we have
revised the definition of ``event data recorder'' to read as follows:
``a device or function in a vehicle that records the vehicle's dynamic,
time-series data during the time period just prior to a crash event
(e.g., vehicle speed vs. time) or during a crash event (e.g., delta-V
vs. time), intended for retrieval after the crash event. For the
purposes of this definition, the event data do not include audio and
video data.''
In the final rule, we have decided to make certain
modifications to the proposed tables of EDR data elements. Table I,
Data Elements Required For All Vehicles Equipped With an EDR, has been
amended by deleting five data elements (i.e., (1) longitudinal
acceleration (moved to Table II); (2) engine RPM (moved to Table II);
(3) frontal air bag deployment level, driver; (4) frontal air bag
deployment level, right front passenger, and (5) time from event 2 to
3) and by adding two data
[[Page 51002]]
elements (i.e., (1) time, maximum delta-V, and (2) delta-V,
longitudinal).
Table II, Data Elements Required for Vehicles under Specified
Conditions, has been modified in two ways from the NPRM. First, the
data elements now listed in Table II as ``if recorded'' will be
required only if the data elements are recorded by the EDR (i.e.,
stored in non-volatile memory as would permit later retrieval), rather
than the NPRM's approach which would have required those elements if
the vehicle were equipped to measure those elements. However, for the
final rule's data elements listed in Table II as ``if equipped,'' a
manufacturer's EDRs must record the specified information, even if its
current EDRs are not doing so.
Furthermore, Table II has been amended by adding six data elements
(i.e., Table II includes four new elements: (1) Lateral delta-V; (2)
lateral cumulative maximum delta-V; (3) time to cumulative maximum
lateral delta-V, and (4) time to cumulative maximum resultant delta-V.
In addition, as indicated above, two items have been moved from Table I
to Table II: (1) Longitudinal acceleration; and (2) engine RPM.).
In the NPRM, we proposed a definition for ``trigger
threshold,'' the point at which a recordable event is recognized by the
EDR, as a ``change in vehicle velocity * * * that equals or exceeds 0.8
km/h within a 20 ms interval.'' That definition encompassed movement in
either a longitudinal or lateral direction.
In the final rule, we decided to change the definition of ``trigger
threshold'' for the longitudinal direction to ``a change in vehicle
velocity * * * that equals or exceeds 8 km/h within a 150 ms
interval.'' For vehicles whose EDRs measure lateral delta-V or lateral
acceleration, we are using the same trigger threshold. In the final
rule, we have changed the definition of ``time zero'' to account for
different EDR crash detection strategies (i.e., using a ``wake-up''
time for EDRs that wake up just as a crash starts, or a change in
velocity over a short period for EDRs that are continuously running).
We have also added a new definition for ``end of event time.'' ``Time
zero'' and ``end of event time'' are defined in a manner consistent
with SAE J1698.
In the final rule, we have changed our approach in terms
of the type of data that an EDR may capture to assess crash severity.
Specifically, the NPRM proposed to require EDRs to measure vehicle
acceleration, but the final rule requires the EDR to record delta-V.
However, if the EDR records acceleration data in non-volatile memory,
that information must also be captured and recorded under the final
rule.
As part of the final rule, the agency has decided to
reduce the number of events that must be recorded in a multi-event
crash from three (as proposed in the NPRM) to two.
For each of the proposed data elements (when applicable),
the NPRM specified a recording interval and sampling rate in order to
standardize EDR data across the spectrum of new light vehicles. We have
decreased the pre-crash recording interval from 8 seconds prior to the
crash, as proposed in the NPRM, to 5 seconds prior to the crash, and we
have reduced the amount of time allocated for collecting crash data
from 0.5 second, as proposed in the NPRM, to 0.25 second in this final
rule.
The final rule has modified the NPRM s data format
requirements, which proposed to require covered data elements to be
recorded in accordance with the range, accuracy, precision, and filter
class specified in Table III, Recorded Data Element Format, where
applicable. The major changes were: (1) To reduce the maximum range for
acceleration measurements from 100 G maximum, as proposed in the NPRM,
to 50 G maximum, and (2) to reduce the required accuracy of these same
devices (and the data generated therefrom) from within 1
percent, as proposed in the NPRM, to within 5 percent.
After requesting comments on alternate approaches in the
NPRM, the agency has adopted a different approach for ensuring that
manufacturers make sufficient information available to permit EDR data
to be downloaded by potential users. The NPRM proposed to require
vehicle manufacturers make publicly available sufficient information to
permit third parties to build a retrieval tool for EDR data by
submitting such materials to the NHTSA Docket (and keeping such
information updated). However, in the final rule, we have decided,
consistent with manufacturers' comments, to require manufacturers to
ensure by licensing agreement or other means that retrieval tools for
EDR data are commercially available.
In the NPRM, we proposed to require manufacturers to send
detailed information on an ongoing basis to the agency about retrieval
tools for EDR data. However, in the final rule, we have decided to
require vehicle manufacturers to ensure that EDR retrieval tools are
commercially available, something which manufacturers may accomplish
either by producing the tools themselves or working directly with their
suppliers through licensing agreements. Accordingly, the need for
reports to the agency, as contemplated in the NPRM, no longer exists.
The final rule clarifies that EDR survivability testing
will be conducted without the engine running, in order to prevent a
potentially hazardous situation for testing personnel and facilities.
The final rule specifies that the ``engine throttle,'' ``service brake,
on/off,'' and (3) ``engine RPM'' data elements are not required to be
recorded as part of survivability testing. While we are retaining the
general approach for survivability testing, we are decreasing the
number of tests required to demonstrate survivability. Under the NPRM,
we proposed using FMVSS Nos. 208 (frontal), 214 (side), and 301 (rear)
tests, but in the final rule, we have decided to delete the requirement
for the Standard No. 301 test.
We have decided as part of the final rule to extend the
lead time for compliance by covered vehicles by two years, until
September 1, 2010. In addition, the final rule sets the compliance date
for final-stage manufacturers and alterers at one year beyond the
compliance deadline for other manufacturers (i.e., September 1, 2011).
F. Impacts of the Final Rule
It is difficult for the agency to quantify the benefits expected to
result from this final rule for standardization of EDR data. That is
because the EDR devices themselves are not designed to be systems for
crash avoidance or crashworthiness, but instead they offer an important
tool to enable better EMS response and to better understand crashes and
crash-related events. However, it is possible to describe the benefits
of EDRs in qualitative terms.
To the extent that EDR data are compatible with developing ACN and
e-911 systems, emergency medical personnel are likely to arrive at a
crash site better informed and thus better prepared to deal with the
injuries they encounter. Because expedient and appropriate post-crash
medical care is often critical to achieving the best possible outcome
for the injured person, we believe that EDR data have the potential to
make a positive contribution in this area.
We also believe that EDRs can provide important benefits by giving
researchers a relatively inexpensive way of obtaining higher quality
data and thus a more accurate and detailed understanding of the
circumstances surrounding crashes, including how the vehicles and their
safety systems performed. In many cases, such
[[Page 51003]]
information may be derived from crash reconstructions, but such
measurements tend to be reasoned estimates, as compared to the directly
measured data provided by the EDR. There is certain information, such
as how the air bag deployed (e.g., low level or high level) or when it
deployed, that cannot be determined without an EDR. To the extent that
EDRs help researchers and policymakers to better understand the events
surrounding crashes, NHTSA and vehicle manufacturers will be better
able to develop effective safety countermeasures as reflected in
Federal motor vehicle safety standards and new vehicle designs.
In sum, we believe that having a uniform and standardized data set
for EDRs will increase the compatibility, comparability, and overall
usefulness of EDR data, which will benefit the public directly through
the availability of ACN and e-911, and indirectly through improved
crash information for research and regulatory efforts.
In terms of costs, we believe that the costs of this final rule
should be minimal, averaging up to $0.17 per vehicle. Several factors
contribute to this result. First, we estimate that about 64 percent of
new light vehicles in 2005 are already equipped with EDRs, which have
been provided by adding the EDR capability to the vehicles' air bag
control systems. Thus, EDRs largely capture information that is already
being processed by the vehicle, so EDRs are not responsible for the
much higher costs of sensing much of the data in the first place.
Therefore, the costs of this final rule reflect the incremental costs
for vehicles voluntarily equipped with EDRs to comply with the
requirements of the regulation.
Second, the agency has sought to limit the number of EDR data
elements and associated requirements to the minimum necessary to
achieve our stated purposes. We have determined that the industry's
current state-of-the-art largely meets our purposes, so we have found
it generally unnecessary to specify requirements for additional sensors
or other hardware that would increase EDR costs appreciably. (The most
significant technology cost may involve the need to upgrade EDR memory
chips.) Furthermore, we expect that administrative costs and compliance
costs will be negligible.
In sum, for the 64 percent of new light vehicles already equipped
with an EDR, the estimated total cost to comply with the requirements
of this final rule (i.e., Table I data elements) will range up to $1.7
million. If we were to assume that all 15.5 million new light vehicles
were equipped with EDRs, the estimated total cost will range up to
$10.9 million.
II. Background
A. Overview of EDR Technology
Event data recorders capture vehicle crash information.\4\ Basic
EDRs capture only vehicle acceleration/deceleration data, while more
sophisticated EDRs capture these data plus a host of complementary
data, such as driver inputs (e.g., braking and steering) and the status
of vehicle safety systems (e.g., seatbelt pretensioners).
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\4\ The term ``EDR'' can be used to describe many different
types of devices. For this final rule, the term EDR means a device
or function in a vehicle that captures the vehicle's dynamic, time-
series data during the time period just prior to a crash event
(e.g., vehicle speed vs. time) or during a crash event (e.g., delta-
V vs. time), such that the data can be retrieved after the crash
event. For the purposes of this definition, the event data do not
include audio and video data.
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The EDR captures crash data by monitoring several of the vehicle's
systems, such as brakes, air bags, and seat belts. It continuously
captures and overwrites (erases) information on these systems so that a
record of the most recent period (up to a few seconds) is always
available. If an ``event'' occurs (i.e., a crash meeting a pre-
determined threshold of severity), then the EDR moves captured pre-
crash information (up to a few seconds) into its long-term memory. EDRs
also record (in long-term memory) data after the start of the crash (up
to a few seconds), such as the timing and manner of the deployment of
the air bags.
EDRs have been installed as standard equipment in most light motor
vehicles in recent years, particularly vehicles with air bags. We
estimate that 64 percent of model year (MY) 2005 passenger cars and
other light vehicles have some recording capability, and that more than
half record data elements such as crash pulse data. This is based on
manufacturer reports regarding their 2005 vehicles and then weighted
using 2003 corporate-level vehicle sales figures to determine a fleet
average.
B. Chronology of Events Relating to NHTSA's Consideration of EDRs
In 1991, NHTSA's Special Crash Investigations program first
utilized EDR information in an agency crash investigation. General
Motors, the vehicle's manufacturer, cooperated with the program.
Throughout the 1990s, NHTSA's SCI team utilized EDRs as one of their
investigative tools, and from 1991 through 1997, SCI worked with
manufacturers to read approximately 40 EDRs. Starting around 2000, the
collection of EDR data was automated, and to date, NHTSA's crash
investigation programs have collected information on about 2,700
crashes with EDR files.
The National Transportation Safety Board has also played a role in
agency efforts related to event data recorders. The NTSB has been
active in data recorders for a long time, first concentrating on
aircraft and later on railroads and ships. More recently, NTSB has been
active in the area of EDRs for highway vehicles. In 1997, the Safety
Board issued its first highway vehicle EDR-related Safety
Recommendation, H-97-18,\5\ to NHTSA, recommending that the agency
``pursue crash information gathering using EDRs.'' NTSB recommended
that the agency ``develop and implement, in conjunction with the
domestic and international automobile manufacturers, a plan to gather
better information on crash pulses and other crash parameters in actual
crashes, utilizing current or augmented crash sensing and recording
devices.'' NTSB subsequently closed this recommendation, citing NHTSA's
actions as acceptable. Also in that year, the National Aeronautics and
Space Administration (NASA) Jet Propulsion Laboratory (JPL), in a study
conducted for NHTSA about advanced air bag technology, recommended that
the agency ``study the feasibility of installing and obtaining crash
data for safety analyses from crash recorders on vehicles.''
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\5\ NTSB public forum on air bags and child passenger safety
(March 1997). See https://www.ntsb.gov/publictn/1997/rp9701.pdf.
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In early 1998, NHTSA's Office of Vehicle Safety Research formed an
EDR Working Group comprised of members from industry, academia, and
other government organizations. The working group was formed in
response to NHTSA's growing interest in EDRs, the NTSB's
recommendation, and interest from vehicle manufacturers. The group's
objective was to facilitate the collection and utilization of collision
avoidance and crashworthiness data from on-board EDRs. The NHTSA-
sponsored EDR Working Group published a final report on the results of
its deliberations in August 2001.\6\ The working group found that EDRs
have the potential to greatly improve highway safety, for example, by
improving occupant protection systems and improving the accuracy of
crash reconstruction.
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\6\ Event Data Recorders, Summary of Findings by the NHTSA EDR
Working Group, August 2001, Final Report (Docket No. NHTSA-99-5218-
9).
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In 1999, NTSB issued a second set of recommendations to NHTSA
related to
[[Page 51004]]
EDRs (H-99-53 and H-99-54 \7\) recommending that the agency require
standardized EDRs to be installed on school buses and motor coaches. In
2000, NHTSA responded to these NTSB recommendations by sponsoring a
second working group related to EDRs--the NHTSA Truck & Bus EDR Working
Group. This Working Group collected facts related to use of EDRs in
trucks, school buses, and motor coaches--a natural follow-up activity
from the first working group that concentrated on light vehicles. The
final report of the NHTSA Truck and Bus EDR Working Group was published
in May 2002.\8\
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\7\ Bus Crashworthiness Issues, Highway Special Investigation
Report (NTSB/SIR-99/04) (Washington, DC (1999)). See https://
www.ntsb.gov/publictn/1999/sir9904.pdf.
\8\ Event Data Recorders, Summary of Findings by the NHTSA EDR
Working Group, May 2002, Final Report, Volume II, Supplemental
Findings for Trucks, Motor Coaches, and School Buses. (Docket No.
NHTSA-2000-7699-6).
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In 2004, NTSB issued EDR recommendations to NHTSA for a third time.
This set of recommendations was prompted by a crash that occurred at a
farmers' market in Santa Monica, CA, which resulted in multiple deaths.
In examining that crash, the Safety Board found that they could not
determine exactly what occurred with respect to the driver controls and
indicated that EDRs should be installed on all new vehicles.
Recommendation H-04-26 \9\ reads: ``Once standards for event data
recorders are developed, require their installation in all newly
manufactured light-duty vehicles.'' In 2005, NHTSA sent a letter to the
Safety Board asking them to reconsider their recommendation, indicating
that many new cars and light trucks are already equipped with EDRs and
that standardization of installed EDRs is the main issue, which is
being addressed by this final rule.
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\9\ Rear-End Collision and Subsequent Vehicle Intrusion into
Pedestrian Space at Certified Farmers' Market Santa Monica,
California (July 16, 2003). See https://www.ntsb.gov/publictn/2004/
har0404.pdf.
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For further information, NHTSA has developed a website about
highway-based EDRs located at the following address: https://www-
nrd.nhtsa.dot.gov/edr-site/.
C. Petitions for Rulemaking
1. Petitions From Mr. Price T. Bingham and Ms. Marie E. Birnbaum
In the late 1990s, the agency denied two petitions for rulemaking
asking us to require the installation of EDRs in new motor vehicles
(see 63 FR 60270 (November 9, 1998) and 64 FR 29616 (June 2, 1999)).
The first petition, submitted by Mr. Price T. Bingham,\10\ a
private individual, asked the agency to initiate rulemaking to require
air bag sensors to record data during a crash so that it could later be
read by crash investigators. The petitioner cited a concern about air
bag deployments that might be ``spontaneous,'' but he did not limit the
petition to that issue.
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\10\ Docket No. NHTSA-1998-4368-1.
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The second petition, submitted by Ms. Marie E. Birnbaum,\11\ also a
private individual, asked us to initiate rulemaking to require
passenger cars and light trucks to be equipped with ``black boxes''
(i.e., EDRs) analogous to those found on commercial aircraft.
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\11\ Docket No. NHTSA-1998-4367-22.
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In responding to these petitions, NHTSA acknowledged that EDRs
could provide valuable information useful for analyzing crashes and
improving motor vehicle safety. However, the agency decided to deny the
petitions because the motor vehicle industry was already voluntarily
moving in the direction recommended by the petitioners, and because the
agency believed ``this area presents some issues that are, at least for
the present time, best addressed in a non-regulatory context.'' \12\
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\12\ 63 FR 60270, 60270 (Nov. 9, 1998) (Docket No. NHTSA-1998-
4672-1); 64 FR 29616, 29616 (June 2, 1999) (Docket No. NHTSA-1999-
5737-1).
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2. Petition From Dr. Ricardo Martinez
In October 2001, the agency received a petition \13\ from Dr.
Ricardo Martinez, President of Safety Intelligence Systems Corporation
and former Administrator of NHTSA, asking us to ``mandate the
collection and storage of onboard vehicle crash event data, in a
standardized data and content format and in a way that is retrievable
from the vehicle after the crash.''
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\13\ Docket No. NHTSA-2002-13546-3.
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In his petition for rulemaking, Dr. Martinez argued that
understanding what happens in a crash is essential to preventing
injuries and deaths, and that EDRs would improve crash reconstruction
analysis. The petitioner also stated that current crash reconstruction
analysis is costly, time consuming, laborious, and often inaccurate.
According to Dr. Martinez, the increasing sophistication and decreasing
costs of information technology have created the opportunity to now
mandate the capture, storage, and retrieval of onboard crash data, and
a NHTSA rulemaking could greatly accelerate the development of ACN.
The petition from Dr. Martinez was submitted shortly after the
NHTSA EDR Working Group had published its final report. As discussed in
more detail in the next section of this document, in October 2002,
after the second working group had completed its work, we decided to
request public comments on what future role the agency should take
related to the continued development and installation of EDRs in motor
vehicles. We decided to respond to Dr. Martinez's petition after
considering those comments.
D. October 2002 Request for Comments
On October 11, 2002, NHTSA published a request for comments
concerning EDRs in the Federal Register (67 FR 63493).\14\ In that
document, the agency discussed its prior involvement concerning EDRs,
and it requested comments on what future role NHTSA should take related
to the continued development and installation of EDRs in motor
vehicles. The request for comments discussed a range of issues,
including safety benefits, technical issues, privacy issues, and the
role of the agency, and it also posed several questions.
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\14\ Docket No. NHTSA-2002-13546-1.
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In response to this request, we received comments from light and
heavy vehicle manufacturers, equipment manufacturers, vehicle users,
the medical community, advocacy organizations, safety research
organizations, crash investigators, insurance companies, academics, and
government agencies. We also received comments from a number of private
individuals.
To summarize, these comments raised issues concerning the safety
benefits of EDRs (with most commenters suggesting EDRs will improve
vehicle safety), technical issues surrounding a potential rulemaking on
EDRs (such as the types of data elements to be collected, amount of
data to be recorded, and crash survivability of EDR data), potential
privacy issues associated with EDRs, NHTSA's role in the future of
EDRs, and public perception of EDRs.
After considering the comments and other information NHTSA had
gathered on EDRs, NHTSA decided to grant the Martinez petition in part
and commenced rulemaking.
III. Notice of Proposed Rulemaking
A. Summary of the NPRM
On June 14, 2004, NHTSA published a NPRM in the Federal Register
(69 FR 32932)\15\ proposing to: (1) Require that EDRs voluntarily
installed in light vehicles record a minimum set of specified data
elements useful for crash investigations, analysis of safety equipment
performance, and automatic
[[Page 51005]]
collision notification systems; (2) specify requirements for data
format; (3) increase the survivability of the EDRs and their data by
requiring that the EDRs function during and after the front, side, and
rear vehicle crash tests specified in several Federal motor vehicle
safety standards; (4) require vehicle manufacturers to make publicly
available information for a download tool that would enable crash
investigators to retrieve data from the EDR; and (5) require vehicle
manufacturers to include a brief standardized statement in the owner's
manual indicating that the vehicle is equipped with an EDR and
describing purposes of that device.
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\15\ Docket No. NHTSA-2004-18029-2.
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NHTSA tentatively concluded that the proposed requirements would
help ensure that EDRs record, in a readily usable manner, the data
necessary for effective crash investigations, analysis of safety
equipment performance, and automatic crash notification systems. NHTSA
stated its belief that its proposal would help provide a better
understanding of the circumstances under which crashes and injuries
occur and would lead to derivative benefits, such as safer vehicle
designs.
In the NPRM, NHTSA responded to the Martinez petition \16\ for
rulemaking, which asked the agency to ``mandate the collection and
storage of onboard vehicle crash event data, in a standardized data and
content format and in a way that is retrievable from the vehicle after
the crash.'' The agency granted the petition in part, to the extent
that it proposed a regulation to specify standardized data content and
format for EDRs in a manner that is retrievable from a vehicle after a
crash.
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\16\ Docket No. NHTSA-2002-13546-3.
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However, NHTSA denied the petition to the extent that the agency
did not propose to mandate EDRs. In the NPRM, the agency stated its
belief that a mandatory EDR rule was not the best approach at this
time, and we noted that the industry is continuing to move in the
direction of installing EDRs in an increasing percentage of new
vehicles. Further, the industry trend is toward designing EDRs to
include greater amounts of crash data. Given this trend, we did not
deem it necessary for us to propose to require the installation of
EDRs, but remained open to considering this in the future.
The NPRM also discussed other key issues including data elements to
be recorded, data standardization, data retrieval, crash survivability,
privacy, and lead time. The NPRM provided detailed tables of the data
elements to be recorded under the proposal and the relationship of the
data elements to the stated purposes of the rulemaking. While the NPRM
did propose specific technical requirements and specifications, NHTSA
requested comments on the proposed data elements, including whether the
list sufficiently covers technology that is likely to be in vehicles in
the next five to ten years.
In terms of data standardization, the NPRM proposed a standardized
format for each data element, specifying the corresponding recording
intervals/times, units of measurement, sampling rates, data range/
accuracy/precision requirements, and where appropriate, filter class.
However, the NPRM noted that there was currently not an industry
standard for EDR format.
The NPRM also solicited comments on EDR data retrieval.
Specifically, NHTSA sought alternative approaches to the data retrieval
requirements proposed in the NPRM, which would have required vehicle
manufacturers to submit specifications for accessing and retrieving the
stored EDR data and information in sufficient detail to permit
companies that manufacture diagnostic tools to develop and build
devices for accessing and retrieving the EDR's stored data.
Regarding the functioning of EDRs and crash survivability, the NPRM
proposed requirements for the EDR trigger threshold, EDR recording in
multi-event crashes, capture of EDR data, and the performance of EDRs
in crash tests.
The NPRM discussed privacy issues related to EDRs, but it also
noted that most privacy issues involve Federal and State laws separate
from NHTSA's primary statutory authority.
Finally, the NPRM discussed lead time for the regulation's proposed
compliance date. The NPRM proposed a compliance date of September 1,
2008, to permit manufacturers to make EDR-related design changes as a
part of their regular production cycle in order to minimize costs.
B. Summary of Public Comments to the NPRM
NHTSA received over 100 comments on the NPRM from automobile
manufacturers,\17\ motor vehicle equipment suppliers and
businesses,\18\ trade associations,\19\ advocacy and special interest
groups,\20\ and individuals. (All of the comments on the NPRM can be
reviewed in Docket No. NHTSA-2004-18029.) Commenters expressed a wide
range of views, with vehicle manufacturers, motor vehicle equipment
suppliers, and trade associations generally supporting the NPRM in
concept, while raising a number of significant issues and recommending
modifications. Special interest groups advocating highway safety
generally called for a more extensive regulation; for example, these
commenters asked NHTSA to require EDRs in all vehicles, to require more
data elements to be recorded, and/or to require uniform EDR data
retrieval so that first responders and other emergency personnel may
easily access EDR data. A number of individuals who commented on the
NPRM raised potential privacy concerns.
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\17\ Comments were received from the following vehicle
manufacturers: (1) American Honda Motor Company (Honda); (2)
DaimlerChrysler, VSO (DaimlerChrysler); (3) Ford Motor Company
(Ford); (4) General Motors Corporation (GM); (5) Hyundai America
Technical Center, Inc. (Hyundai and Kia); (6) Mitsubishi Motors R &
D of America, Inc. (Mitsubishi); (7) Nissan North American, Inc.
(Nissan); (8) Porsche Cars North American, Inc. (Porsche); (9)
Subaru of America, Inc. (Subaru); and (10) Toyota Motor North
America, Inc. (Toyota).
\18\ Comments were received from the following motor vehicle
equipment suppliers and other businesses: (1) Bendix Commercial
Vehicle Systems, L.L.C. (Bendix); (2) Delphi; (3) Gelco Corporation
d/b/a GE Fleet Services (Gelco); (4) Kast, GmbH (Kast); (5) Injury
Sciences, L.L.C. (Injury Sciences); (6) Racing Information Systems;
(7) Safety Intelligence Systems Corporation (SISC); (8) Siemens VDO
Automotive, AG (Siemens); (9) TRW Automotive (TRW); and (10) Wyle
Laboratories, Inc. (Wyle Laboratories).
\19\ Comments were received from the following trade
associations: (1) Alliance of Automobile Manufacturers (Alliance);
(2) American Trucking Association (ATA); (3) Association of
International Automobile Manufacturers, Inc.--Technical Affairs
Committee (AIAM); (4) National Automobile Dealers Association
(NADA); (5) Property Casualty Insurers Association of America
(PCIAA); and (6) Specialty Equipment Market Association (SEMA).
\20\ Comments were received from the following advocacy (and
other) groups: (1) Advocates for Highway and Auto Safety
(Advocates); (2) Albemarle County Police Department; (3) American
Automobile Association (AAA); (4) Canada Safety Council; (5)
Children's Hospital of Philadelphia; (6) Electronic Privacy
Information Center (EPIC); (7) European Commission; (8) Garthe
Associates (Garthe); (9) Institute of Electrical and Electronics
Engineers Vehicular Technology Society (IEEE-VTS); (10) Insurance
Institute for Highway Safety (IIHS); (11) National Motorist
Association; (12) National Transportation Safety Board (NTSB); (13)
Public Citizen; and (14) Society of Automotive Engineers (SAE).
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The following overview of the public comments reflects the key
issues raised by the commenters, including whether the EDR rule should
be mandatory, the number and type of data elements to be recorded, EDR
data standardization requirements, EDR data retrieval and whether to
require a standardized data retrieval tool/universal interface, and EDR
crash survivability. Other commenters addressed the proposed owner's
manual disclosure statement, potential privacy concerns, lead time, and
costs. A more in-depth analysis of
[[Page 51006]]
comments along with the agency's response follows in section IV.B of
this document.
Whether NHTSA Should Require EDRs
In their comments, most automobile manufacturers supported the EDR
standardization requirements for voluntarily-installed EDRs. However,
GM, Ford, some industry associations, and most advocacy and special
interest groups, urged NHTSA to require EDRs to be installed in all new
vehicles. Commenters as diverse as GM and Public Citizen urged
mandatory installation of EDRs. Arguments for why installation should
be mandatory varied, but included concerns that manufacturers will opt
out under a voluntary installation approach, that standardization
requirements for voluntary-installed EDRs will discourage EDR
installation, and that voluntary installation would take many years to
build up sufficient information for useful study.
Number and Types of Required Data Elements
The NPRM separated EDR data elements into two categories. The first
category consisted of a set of data elements that must be recorded if
an automobile manufacturer currently uses an EDR for any one data