New York State Plan for Public Employees Only; Approval of Plan Supplements and Certification of Completion of Developmental Steps, 47081-47090 [E6-13504]
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SUPPLEMENTARY INFORMATION:
DEPARTMENT OF LABOR
Occupational Safety and Health
Administration
29 CFR Part 1956
RIN 1218-AC24
New York State Plan for Public
Employees Only; Approval of Plan
Supplements and Certification of
Completion of Developmental Steps
Occupational Safety and Health
Administration (OSHA), Labor.
ACTION: Final rule; New York State Plan;
Approval of Plan Supplements; State
Plan Certification.
AGENCY:
SUMMARY: The New York Department of
Labor submitted timely documentation
attesting to the completion of all
structural and developmental aspects of
its public employee (State and local
government) only State plan as
approved by the Occupational Safety
and Health Administration (OSHA).
After extensive review of the
submissions and opportunity for
correction, plan supplements
constituting an updated and revised
State plan were submitted. OSHA is
approving the revised State plan, which
documents the satisfactory completion
of all structural and developmental
aspects of New York’s approved State
plan, and certifying this completion.
This certification attests to the fact that
New York now has in place those
structural components necessary for an
effective public employee only program.
(Enforcement of occupational safety and
health standards with regard to private
sector employers and employees in the
State of New York remains the
responsibility of the U.S. Department of
Labor, Occupational Safety and Health
Administration.)
Effective Date: August 16, 2006.
For
general information and press inquiries,
contact Kevin Ropp, Director, Office of
Communications, Room N–3647, OSHA,
U.S. Department of Labor, 200
Constitution Avenue NW., Washington,
DC 20210; telephone (202) 693–1999.
For technical inquiries, contact Barbara
Bryant, Director, Office of State
Programs, Directorate of Cooperative
and State Programs, OSHA, U.S.
Department of Labor, 200 Constitution
Avenue, NW, Room N–3700,
Washington, DC 20210; telephone (202)
693–2244. Electronic copies of this
Federal Register notice, as well as all
OSHA Federal Register notices
mentioned in this document, are
DATES:
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FOR FURTHER INFORMATION CONTACT:
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I. Background
Section 18 of the Occupational Safety
and Health Act of 1970 (the ‘‘OSH Act’’;
29 U.S.C. 667) provides that a State
which desires to assume responsibility
for the development and enforcement of
occupational safety and health
standards may submit for OSHA review
and approval a State plan for such
development and enforcement.
Regulations at 29 CFR part 1956 provide
that a State may voluntarily submit a
State plan for the development and
enforcement of occupational safety and
health standards applicable only to
employers and employees of the State
and its political subdivisions
(hereinafter referred to as ‘‘public
employers’’ and ‘‘public employees’’).
State and local government employers
are excluded from Federal OSHA
coverage under section 3(5) of the OSH
Act.
Under these regulations, the Assistant
Secretary of Labor for Occupational
Safety and Health (‘‘Assistant
Secretary’’) may approve a State plan for
public employees only, if the plan
provides for the development and
enforcement of standards relating to
hazards in employment covered by the
plan which are or will be at least as
effective in providing safe and healthful
employment and places of employment
for public employees as standards
promulgated and enforced by Federal
OSHA under section 6 of the OSH Act,
giving due consideration to differences
between public and private sector
employment. In making this
determination the Assistant Secretary
will consider, among other things, the
criteria and indices of effectiveness set
forth in 29 CFR part 1956, subpart B.
Following initial approval, the State
may begin enforcement of its safety and
health standards in the public sector
and receive up to 50 percent Federal
funding for the cost of plan operations.
A State plan for public employees
only may receive initial approval even
though at the time of submission not all
essential components of the plan are in
place. Pursuant to 29 CFR 1956.2(b), the
Assistant Secretary may initially
approve the submission as a
‘‘developmental plan,’’ and a schedule
within which the State must complete
all ‘‘developmental steps’’ within a
three year period is issued as part of the
initial approval decision. 29 CFR part
1953 provides procedures for the review
and approval of changes and progress in
the development and implementation of
the State plan.
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When the Assistant Secretary has
reviewed and approved all
developmental submissions and finds
that the State has satisfactorily
completed all developmental steps
specified in the initial approval
decision, a notice certifying such
completion is published in the Federal
Register (see 29 CFR 1956.23 and
1902.34). Certification attests to the
structural completeness of the plan but
does not render judgment as to the
adequacy or effectiveness of State
performance.
II. State Plan History
The New York State plan for public
employees only (‘‘New York’’ or ‘‘the
State’’) is operated by the New York
Department of Labor, Public Employee
Safety and Health (PESH) Program. This
limited scope State plan was initially
approved as a developmental plan
under section 18(b) of the OSH Act, and
29 CFR part 1956, on June 1, 1984 (49
FR 22994). After the initial approval of
the State plan for public employees only
in 1984, New York successfully
submitted all of its developmental plan
change supplements within three years
of the initial approval decision.
Previously, in May 1973, the New
York Department of Labor had received
approval from the Assistant Secretary,
under 29 CFR part 1902, for a
comprehensive State plan for the
enforcement of occupational safety and
health standards in both the private and
public sectors (38 FR 13482–13485).
That plan was voluntarily withdrawn
when the necessary State enabling
legislation failed to be enacted (40 FR
27655).
In November 2004, PESH submitted a
completely revised State plan which
provided updated documentation on all
its developmental steps, including those
previously approved, for OSHA review
and consideration. After extensive
review of those documents and
opportunity for State correction, New
York submitted further revisions in
August 2005, October 2005, and April
2006.
III. Description of the Revised State
Plan
New York submitted plan
supplements constituting a revised State
plan document on November 4, 2004,
with subsequent revisions dated August
19, 2005, October 17, 2005, and April
28, 2006. The revised State plan updates
and documents all structural
components of the New York program.
This includes a revised narrative
description of the current program,
legislation, administrative rules,
standards, a compliance manual, and
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current copies of all key documents
relating to New York’s occupational
safety and health program for public
employees. These documents are
described below and are being approved
in this notice.
A. The Plan Narrative and Appendices
The plan designates the
Commissioner of the New York
Department of Labor, through the
Division of Safety and Health, Public
Employee Safety and Health (PESH)
program, as the State agency responsible
for administering the plan throughout
the State. The plan narrative provides a
general overview of PESH’s legal
authority, standards and variances,
regulations, enforcement policies and
procedures (the ‘‘Field Operations
Manual’’), voluntary compliance
activities (including consultative
services and training and outreach
programs), an occupational safety and
health laboratory, personnel policies
and procedures, recordkeeping and
reporting requirements, budget, staffing
and funding, all of which, together with
the supporting documents contained in
various appendices, have been
determined to provide authority which
is ‘‘at least as effective as’’ that of the
OSH Act and to meet the criteria and
indices for plan approval contained in
29 CFR part 1956.
The State plan appendices contain a
variety of State statutes related to the
PESH program and its authority, contest
procedures, and personnel policies,
including: New York Public Employee
Safety and Health Act at Article 2,
Section 27–a of the New York State
Labor Law (‘‘Labor Law’’); Article 1,
Sections 100–104, and Article 2,
Sections 201–207, State Administrative
Procedure Act; Article 78, Civil Practice
Law; Article 2, Section 31, Labor Law,
Duty to Furnish Information and
Facilitate Inspections; Article 7, Section
200, Labor Law, General Duty to Protect
the Health and Safety of Employees,
Enforcement; Article 3, Section 101,
Labor Law, Review by Industrial Board
of Appeals; Article 2, Section 38, Labor
Law, Oaths and Affidavits; Article 2,
Section 39, Labor Law, Hearings and
Subpoenas; Section 75, Civil Service
Law, Removal and other Disciplinary
Actions; Article 175, Section 30, Penal
Law, Offering a False Instrument for
Filing; Civil Service Law related to
Merit and Hiring System; Executive
Law, Article 5, Section 63.3, General
Duties—Attorney General; and Article
28, Labor Law, Toxic Substances Act.
The appendices also contain the
following regulations: 12 NYCRR Part
800, PESH Safety and Health Standards;
12 NYCRR Part 801, Recordkeeping; 12
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NYCRR Part 802, Inspections of Places
of Public Employment; 12 NYCRR Part
803, Variance Regulations; 12 NYCRR
Part 804, Petition for Modification of
Abatement Date; 12 NYCRR Part 805,
Petition for Employee Contest of
Abatement Period; 12 NYCRR Part 820,
Toxic Substances Information, Training
and Education; and 12 NYCRR Chapter
1, Subchapter B, Parts 65 and 66,
Industrial Board of Appeals, ‘‘Rules of
Procedure and Practice.’’
B. Legislation
The plan includes legislation, the
New York Public Employee Safety and
Health Act (the ‘‘PESH Act’’) Article 2,
Section 27–a of the New York State
Labor Law, as enacted in 1980 and
amended on April 17, 1984; August 2,
1985; May 25 and July 22, 1990; April
10, 1992; June 28, 1993; and April 1,
1997. Pursuant to this law, the State
plan provides coverage for all public
employment in New York. The PESH
Act defines covered employers as ‘‘the
state, any political subdivision of the
state, a public authority or any other
governmental agency or instrumentality
thereof;’’ and covered employees as
‘‘persons permitted to work by an
employer.’’ No employees of any
political subdivision of the State or local
government, including public school
employees, are excluded from the State
plan. The PESH Act contains authority
for standards adoption, right of entry,
inspections, citations, proposed
penalties for failure-to-abate violations,
employee rights, variances, nondiscrimination, recordkeeping and
voluntary compliance programs, etc.
The PESH Act contains three provisions
which differ substantially from the
Federal OSH Act.
1. Penalties. Section 6 of the PESH
Act establishes a penalty structure
which provides for failure-to-abate
penalties of up to $200 per day for
serious violations and $50 per day for
other-than-serious violations. This
authority, together with mandatory
follow-up inspections and judicial
enforcement, is the primary means of
compelling the abatement of hazards by
public employers under the New York
program.
2. Hazard Abatement Board. Sections
15 and 16 of the PESH Act establish a
‘‘Hazard Abatement Board’’ (the HAB)
with three primary functions: to
recommend alternate occupational
safety and health standards to the
Commissioner of Labor after holding
public hearings; to receive, review and
act upon applications for funding of
capital projects designed to abate
occupational safety and health hazards
which have been found by the
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Commissioner of Labor to violate the
PESH Act, or which have been
identified in a report of the public
employee consultation program (only
local government employers are eligible
for such funding); and to provide grants
for programs designed to provide
occupational safety and health training
and education for employees. (The
Hazard Abatement Board is
independently funded by the State.)
3. Removal of Personal Property Prior
to Inspections. Section 5(e) of the PESH
Act requires PESH to adopt regulations
specific to the conduct of inspections in
locker rooms and other areas involving
employee personal property and privacy
rights. Accordingly, PESH has adopted
a regulation on this topic, as described
in paragraph F., Inspections and
Enforcement, below.
C. Standards
The PESH Act, section 27–a(4)(a),
mandates the adoption of all Federal
OSHA standards as State standards. The
New York plan assures the
incorporation of any subsequent
revisions or additions thereto in a
timely manner, including in response to
Federal OSHA emergency temporary
standards. The procedure for adoption
of Federal OSHA standards is provided
in the New York State Administrative
Procedures Act, which requires
publication of the Commissioner of
Labor’s intent to adopt a standard in the
New York State Register at least 45 days
prior to such adoption. Subsequent to
adoption and upon filing of the standard
with the Secretary of State, a notice of
final action is published in the State
Register. The plan assures that
permanent standards adopted by OSHA
will be adopted by the Commissioner
within 180 days of Federal
promulgation.
Under the plan, the Commissioner of
Labor, in consultation with the Hazard
Abatement Board, or on his/her own
initiative, can propose alternative or
different occupational safety and health
standards if a determination is made
that an issue is not addressed by Federal
OSHA standards in a manner that is
appropriate for the protection of public
employees. The New York Hazard
Abatement Board (HAB) is authorized,
after public hearings, to recommend
such standards to the Commissioner
under the PESH Act, sections 27–
a.16(D)(a)–(c). The State plan provides
for the development and consideration
of expert technical information in the
formulation of standards and allows
interested persons to submit
information requesting development or
promulgation of any standard and to
participate in any hearing for the
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development, modification or
establishment of standards. In addition,
the State Administrative Procedures Act
requires public notice and comment for
all proposed rules, and provides
opportunity for public participation in
related hearings.
The plan includes 12 NYCRR Part
800.3, the State safety and health
standards regulation, which codifies
PESH’s adoption by reference of all
Federal OSHA safety and health
standards applicable to public
employees. New York standards are
identical to the Federal standards with
the following exceptions and additions.
The State promulgated and retained the
1989 Permissible Exposure Limits in the
Air Contaminants Standard, which were
initially promulgated at 29 CFR
1910.1000 by Federal OSHA but
subsequently withdrawn. In addition,
the requirements of the PESH Hazard
Communication (‘‘HazCom’’) Standard,
which are identical to the Federal
Hazard Communication Standard (29
CFR 1910.1200), are supplemented with
additional requirements, as applicable
to public sector employers only, in the
New York Toxic Substances Act
(NYTSA) and its implementing
regulations at 12 NYCRR Part 820. The
NYTSA defines ‘‘toxic substances’’ more
broadly than the HazCom standard and
does not contain the same exemptions,
such as those for articles or consumer
products, as the HazCom standard.
PESH monitors for compliance with the
NYTSA in three areas: The posting of a
sign; the provision of annual employee
training at no-cost, during work hours,
and in a convenient location; and the
maintenance of employee training
records. NYTSA violations are noted by
PESH compliance officers during
inspections and referred to the Attorney
General for enforcement if not resolved.
On June 7, 2006, New York enacted a
new workplace violence prevention law
applicable to public employees, which
amends the State Labor Law and
requires the Commissioner to issue
implementing regulations. The law
requires public employers to assess
workplace violence risks and, in
workplaces with 20 or more employees,
develop and implement a written
workplace violence prevention program.
These different or additional State
requirements have been reviewed and
determined to be ‘‘at least as effective’’
as the comparable Federal standards.
D. Variances
Section 8 of the PESH Act and 12
NYCRR Part 803 establish proceedings
for the granting of permanent and
temporary variances from State
standards, which are equivalent to the
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Federal requirements at 29 CFR part
1905. These provisions require
employee notification of variance
applications and provide for employee
participation in hearings held on
variance applications. Variances may
not be granted unless it is established
that adequate protection is afforded
employees under the terms of the
variance. Under the plan, all variances
granted have only future effect and
temporary variances are available only
prior to the effective date of a standard.
The procedures allow for the
modification or revocation of permanent
variances at any time after six months
from issuance upon application by an
employer, employee, employee
representative, or by the Commissioner
on his/her own motion. Temporary
variances may not be renewed more
than twice. Procedures for variance
actions can be found in the PESH Field
Operations Manual, Chapter VI.
E. Employee Notice and Discrimination
Protection
The plan provides for notification to
employees of their protections and
obligations under the plan by such
means as the State ‘‘Public Employees
Job Safety and Health Protection’’ poster
(which is included in the plan
documents and also available
electronically on the PESH Web site)
and required posting of notices of
violations. Section 10 of the PESH Act
provides for protection of employees
against discharge or discrimination
resulting from exercise of their rights
under the State’s Act in terms parallel
to section 11(c) of the Federal Act.
Complaints must be filed within thirty
days after the alleged violation, and the
complainant must be notified of the
Commissioner of Labor’s determination
within ninety days of the receipt of the
complaint. If the Commissioner
determines that the provisions of
Section 10 have been violated, the
Commissioner is required to make a
request to the New York Attorney
General to bring an action in the New
York Supreme Court. The New York
Supreme Court has jurisdiction to
restrain violations and to order all
appropriate relief, including rehiring or
reinstatement of the employee to his or
her former position with back pay.
F. Inspections and Enforcement
Inspection and enforcement policies
and procedures provided in the plan are
established by the PESH Act, 12 NYCRR
Part 802, ‘‘Inspections of Places of
Public Employment,’’ and the PESH
Field Operations Manual. Complaints
must be filed in writing and signed. The
plan provides for the inspection of
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covered workplaces, including
inspections in response to employee
complaints, right of entry for
inspections, a prohibition of advance
notice of inspections, a mechanism for
employees of the employer and their
representatives to accompany the
inspector during the physical
inspections, and opening, informal, and
closing conferences. A copy of the
‘‘PESH Closing Conference’’ guide,
which fully describes the employer’s
rights and responsibilities at the time of
the closing conference, is also included
in the plan.
Significant differences between
Federal OSHA and PESH inspection and
enforcement procedures include the
following.
1. Penalties. The PESH Act, section
6(a), provides for the assessment of civil
monetary penalties for public sector
employers for failure-to-abate violations
only. If the Commissioner determines
that an employer has violated the PESH
Act, a ‘‘Notice of Violation and Order to
Comply’’ (also called a citation) is
issued which establishes a reasonable
time for compliance and the penalty to
be assessed for failure to correct the
violation by the time fixed for
compliance. An employer who fails to
correct a violation by the time fixed for
compliance may be assessed a penalty
of up to fifty dollars per day for a nonserious violation, and up to two
hundred dollars per day for a serious
violation, until the violation is
corrected.
2. No Informal Complaint Procedures.
The PESH Act, section 5(a), provides for
the investigation of formal employee
complaints which must be in writing
and signed. If a determination is made
that an employee complaint does not
warrant an inspection, the complainant
must be notified, in writing, of such
determination and afforded an
opportunity to seek informal review of
the determination. New York requires
all employee complaints to be
formalized and does not have a program
for responding to informal complaints.
3. Citation Clearinghouse. In addition
to sending citations to employers,
copies of all citations are mailed to a
‘‘clearinghouse’’ which provides a copy
of the citation to the headquarters of any
union authorized to represent
employees at the affected public sector
workplace.
4. Follow-Up Inspections. The plan
provides 100% follow-up on all initial
inspections with violations. Follow-up
inspections are normally conducted 30
to 60 days after the latest abatement
date. If a cited violation is found not to
have been abated at the time of a followup inspection, daily failure-to-abate
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penalties are proposed and a failure-toabate notice is issued with a final
inspection date (or a second follow-up
inspection). If a cited violation is found
not to have been abated at the time of
the second follow-up inspection, the
case will be referred to New York
Department of Labor Counsel. If
Department of Labor Counsel is not able
to negotiate a compliance agreement,
the case would be referred for
enforcement to the Attorney General
who would seek a judicial mandamus
action to compel abatement. (See
paragraph I., Judicial Review, below).
Once an employer corrects a failure-toabate violation a final penalty bill is
sent. New York penalty data is reflected
in OSHA’s Integrated Management
Information System at the final penalty
stage. The State maintains an internal
data system, to which OSHA has full
access, to calculate daily penalties on an
ongoing basis.
5. Definition of ‘‘Catastrophe.’’ PESH
defines a ‘‘catastrophe’’ as the
hospitalization of two or more
employees (rather than three, as Federal
OSHA does).
6. Alternative Compliance
Agreements. New York procedures
provide public employers with the
opportunity to request alternative means
of compliance starting at the time of the
inspection closing conference. This
procedure is similar to OSHA’s informal
settlement agreement process.
Alternative Compliance Agreement
(ACA) requests are made through an
application process with the Division of
Safety and Health’s Engineering
Services Unit (ESU). If the request for an
ACA agreement is filed prior to the
abatement date, uncorrected violations
are not assessed a penalty until the
Department issues a decision on the
alternative compliance request, and
follow-up inspections are held in
abeyance until the alternative
compliance agreement is approved or
denied. If such a request is granted, no
penalty is imposed unless a
reinspection reveals that the employer is
not in compliance with the terms of the
ACA. Requests filed after the abatement
date are normally not accepted and
must be accompanied by an explanation
of extenuating circumstances for the
delay in filing.
7. Removal of Personal Property Prior
to Inspection. In accordance with
section 5(e) of the PESH Act, State
regulations at 12 NYCRR 802.7 permit
employees to remove their personal
property from the workplace prior to
safety and health inspections and
prohibit compliance officers from
examining an employee’s personal
property without his or her permission.
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The State plan narrative includes an
assurance that this provision does not
provide advance notice and has not
affected PESH’s ability to conduct full
and complete inspections, but that if it
ever were to become an issue, PESH will
seek to amend or remove the statutory
and regulatory provisions.
8. Contest Period. The period fixed in
the plan for contesting notices of
violation is 60 calendar days. (See
paragraph H, ‘‘Review Procedures,’’
below.)
9. Universal Orders. A universal order
is defined in the PESH FOM, Chapter
IV, D, as a citation issued to an
employer citing a violation that exists in
more than one work location under the
control of that employer. Due to the
structure and organization of the public
sector, it is appropriate, and an effective
means of gaining compliance, under
certain circumstances to issue notices of
violations requiring the correction of
hazardous conditions at all locations
under the control of that employer.
G. Compliance Manual
The PESH Field Operations Manual
(the PESH FOM) was last revised in
April 2006, and is available to the
public on the New York Department of
Labor’s Web site. The New York
compliance manual parallels Federal
OSHA’s revised Field Operations
Manual, CPL 02–00–045 [CPL 2.45B],
and incorporates other policies parallel
to Federal compliance directives and
unique State requirements. The PESH
FOM provides guidance to PESH
compliance staff concerning general
staff responsibilities, pre-inspection
procedures (including inspection
scheduling and priorities, complaints
and other unprogrammed inspections,
and inspection preparation), inspection
procedures (including conduct of the
inspection, opening conference, closing
conference, physical examination of the
workplace, follow-up inspections,
fatality/catastrophe investigations,
imminent danger investigations, and
construction inspections), inspection
documentation (including types of
violations, violations of the general duty
clause, writing citations, and grouping/
combining violations), post-inspection
procedures (including abatement,
citations, penalties, and post-citation
processes), discrimination investigation
procedures, disclosure of information
under the New York State Freedom of
Information Law (including policy and
procedures and specific guidelines), and
outreach and training programs.
Although not a statutory requirement,
the PESH FOM establishes New York’s
policy that notices of violation will
normally be issued to the employer
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within six months following the
occurrence of the violation. New York
also uses and has adopted the OSHA
Technical Manual (TED 01–00–015
[TED 1–0.15A]), which replaced the
former Industrial Hygiene Manual, as
guidance for its staff.
H. Review Procedures
Under the plan, both public
employers and employees may seek
formal administrative review of New
York Department of Labor citations and
penalties, as well as the reasonableness
of the abatement period, before the
Industrial Board of Appeals (IBA). Prior
to contest, employers and employees
and their authorized representatives
may seek informal review of citations,
penalties and abatement dates issued by
the Department of Labor, by requesting
an informal conference in writing
within 20 working days from the receipt
of the Notice of Violation and Order to
Comply. If the informal conference does
not produce agreement, the affected
party may then seek formal
administrative review with the IBA
within the 60 day contest period.
The IBA is the independent, quasijudicial, State agency authorized by
section 27–a.6(c) of the PESH Act to
consider petitions from affected parties
for review of the Commissioner of
Labor’s determinations pursuant to the
PESH Act. Pursuant to section 27–a.6(c)
of the PESH Act, Section 101 of the
Labor Law, and the IBA’s ‘‘Rules of
Procedure and Practice,’’ 12 NYCRR
Chapter 1, Subchapter B, Parts 65 and
66, any employer, employee or other
person affected by a Notice of Violation
and Order to Comply issued by the
Commissioner of Labor may petition the
IBA for review no later than 60 calendar
days after issuance. A contest does not
automatically stay a citation, penalty or
abatement date; a stay must be
requested and granted by the IBA. If the
contest stems from a follow-up
inspection and issuance of a failure-toabate violation, the penalty continues to
accumulate on a daily basis, but is
deferred until the IBA decision, which
would also address the final penalty
amount. Subsequent to the Board’s
proceeding, any affected party may,
within 60 days after the IBA’s decision
is issued, request judicial review of the
Board’s decision pursuant to section
6(c) of the PESH Act and Article 78 of
the New York Civil Practice Law.
Pursuant to 12 NYCRR Part 805,
public employees or their authorized
representatives have the additional right
to contest the abatement period
prescribed in the Notice of Violation
and Order to Comply by filing a petition
with the Commissioner within 15
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working days of the posting of the
employer’s citation, or later if good
cause for late filing is shown. The
Commissioner may grant, modify or
deny the petition. If the Commissioner
denies the petition, in whole or in part,
the petition is automatically forwarded
to the IBA for review. If the
Commissioner modifies the abatement
period, the employer may petition for
review by the IBA under Section 101 of
the Labor Law.
Employees or employee
representatives who wish to participate
in employer-initiated proceedings
before the IBA must request intervenor
party-status, and the plan includes an
assurance that should an employee or
employee representative request such
status, the State will appropriately
inform the IBA of its support for the
request. Should the IBA deny an
employee’s or employee representative’s
request for intervenor status, New York
has pledged to seek immediate
corrective action to guarantee
employees’ rights to party status in
employer-initiated cases.
I. Judicial Review
Under section 6(d) of the PESH Act,
if the time for compliance with an order
of the Commissioner has elapsed
without compliance, the Commissioner
of Labor may seek judicial enforcement
by commencing a proceeding pursuant
to Article 78 of the New York Civil
Practice Law. The Commissioner would
seek such judicial enforcement, via the
New York Attorney General, if there was
a continuing failure-to-abate violation at
the time of the second follow-up
inspection and New York Department of
Labor Counsel has been unable to obtain
compliance. If the only noncompliance
is the failure to pay a penalty, the
Commissioner may file a duly
enforceable collection action with the
appropriate County Clerk.
Further, in light of the fact that the
length of the contest period (60 calendar
days) is significantly longer than the 15
working day period allowed under the
Federal program, the plan includes a
March 3, 1984, Counsel’s opinion and
assurance that New York has the
authority under Article 78 of the New
York Civil Practice Law to obtain
judicial enforcement of an uncontested
order to comply upon expiration of the
abatement period, regardless of whether
the 60 day contest period has expired.
New York has also assured that should
the State Labor Department’s
interpretation be successfully
challenged, appropriate legislative
correction would be sought.
The State plan’s authority for
response to imminent danger includes
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‘‘red tag’’ authority which is contained
in Article 7, Section 200.2 of the New
York State Labor Law. The
Commissioner has the authority to
prohibit the use of any machinery,
equipment or device in a dangerous
condition, and to prohibit work in, or
occupancy of, areas found in a
dangerous condition, until the condition
is corrected and the notice is removed
by the Commissioner. These orders are
subject to review by the IBA. Section
200.3 authorizes the New York Attorney
General to institute a proceeding to
enjoin the use of dangerous machinery,
equipment, devices, or areas that have
been ‘‘tagged’’ under Section 200.2. The
filing of a petition for review with the
IBA does not stay the Attorney General’s
proceedings.
J. Budget and Personnel
The plan includes the FY 2006 grant
application under section 23(g) of the
OSH Act, which includes a current
organizational chart and detailed
information on staffing and funding.
The State has given satisfactory
assurances of adequate funding to
support the plan. In FY 2006, the State
plan was funded at $3,100,000 in
Federal section 23(g) funds, $3,100,000
in matching State funds, and $992,000
in 100% State funds, for a total Federal
and State contribution of $7,192,000.
The program’s total staffing level is 101,
including 29 safety and 21 health
compliance officers, and 11 safety and
9 health public sector consultants
funded under the State plan grant.
OSHA considers PESH’s current staffing
and funding levels to be adequate and
appropriate. PESH personnel are
employed under a merit system in
compliance with New York law and
personnel rules. The plan includes the
Civil Service Law Related to Merit and
Hiring System, and job descriptions and
minimum qualifications, by position.
K. Records and Reports
The plan provides that public
employers in New York will maintain
appropriate records and make timely
reports on occupational injuries and
illnesses in a manner substantially
identical to and ‘‘at least as effective as’’
that required for private sector
employers under Federal OSHA. New
York participates and has assured that it
will continue its participation in the
Bureau of Labor Statistics Annual
Survey of Injuries and Illnesses in the
public sector. The plan also contains
assurances that the Commissioner of
Labor will provide reports to OSHA in
such form as the Assistant Secretary
may require and that New York will
continue to participate in OSHA’s
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Integrated Management Information
System.
In response to OSHA’s 2001 revision
of its recordkeeping rules (29 CFR part
1904; 66 FR 5916–6135), on December
21, 2001, New York revised its
recordkeeping regulation, 12 NYCRR
Part 801, and issued supplemental
instructions, SH 901, which provide
clarification and interpretation of the
basic rule requirements. In response to
OSHA’s review, the State has modified
its regulations and instructions, and
provided several clarifications and
supplemental assurances in order to
make its requirements ‘‘at least as
effective as’’ those of Federal OSHA.
The State assures that recordkeeping
activity by employees constitutes
protected activity under the PESH Act’s
anti-discrimination provisions
(February 21, 2003, letter from New
York Department of Labor Counsel); that
any administrative changes made to the
SH 901 Instructions will be published in
the New York State Register for public
comment and simultaneously shared
with OSHA for review and comment
(May 27, 2003, letter from PESH); and
that the employer is required to provide
a copy of the Annual Summary to any
employee or authorized employee
representative requesting it in
accordance with 801.35 and applicable
OSHA interpretations (August 30, 2004,
letter from PESH). Revisions to the
State’s recordkeeping requirements were
adopted on May 17, 2006 and provide
for the reporting of fatalities and
multiple hospitalization incidents after
working hours and on weekends to a
designated after-hours PESH contact
person and for the required reporting of
delayed multiple hospitalizations.
L. Voluntary Compliance Programs
The public employee consultation
program makes available both safety
consultants and industrial hygienists to
public employers who request such
service for the purpose of apprising
them of existing hazards and the best
means of abatement. The PESH public
sector consultation manual parallels
OSHA’s Consultation Policies and
Procedures Manual, TED 3.5B. The
consultation program also provides
outreach and training in support of
PESH’s activities. Under the plan,
training is provided to public employers
and employees, and seminars are
conducted to familiarize affected
individuals with applicable safety and
health standards and requirements and
safe work practices. PESH has a variety
of public information programs to
disseminate information and
publications on important safety and
health concerns. Policies and
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procedures for Area Office outreach
programs, including training,
educational and informational services,
as well as voluntary compliance
programs, are described in the PESH
Field Operations Manual.
Through contractual agreements, the
Governor’s Office of Employee Relations
requires joint management and labor
health and safety committees in all State
agencies. This requirement is
independent of the State plan.
IV. Completion of Developmental Steps
With the approval of the revised State
plan in today’s action, all
developmental steps specified in the
June 1, 1984, notice of initial approval
of the New York public employee only
State plan, and other relevant steps,
have been successfully completed and
approved as follows:
A. In accordance with 29 CFR
1956.51(a), the State of New York
promulgated standards identical to all
Federal OSHA standards as of July 1,
1983. A supplement to the State plan
documenting this accomplishment was
initially approved by the Assistant
Secretary on August 26, 1986 (51 FR
30449). Subsequently all OSHA
standards promulgated through April
28, 2006, have been adopted as New
York State standards applicable to
public employees. These identical
standards; the State’s different Air
Contaminants Standard (1910.1000); the
additional hazard communication
requirements in the New York Toxic
Substances Act, as applicable to public
sector employers only; and the State’s
independent Workplace Violence
Prevention law are approved by the
Assistant Secretary in today’s notice.
B. In accordance with 29 CFR
1956.51(b), New York has promulgated
regulations for inspections, citations
and abatement equivalent to 29 CFR
part 1903 at 12 NYCRR Part 802, as
supplemented by the State Field
Operations Manual, both of which are
approved by the Assistant Secretary in
today’s notice.
C. In accordance with 29 CFR
1956.51(c), the New York safety and
health poster for public employees only,
which was originally approved by the
Assistant Secretary on May 16, 1985 (50
FR 21046), is approved, as revised, in
today’s notice.
D. In accordance with 29 CFR
1956.51(d), the State extended its
participation in the Bureau of Labor
Statistics (BLS) Survey of Injuries and
Illnesses to the public sector. This
supplement was approved by the
Assistant Secretary on December 29,
1989 (55 FR 1204), and the State’s
continued participation is documented
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in the April 28, 2006, revised State plan,
which is approved in today’s notice.
E. In accordance with 29 CFR
1956.51(e), the State promulgated
regulations for granting variances
equivalent to 29 CFR part 1905, at 12
NYCRR Part 803, which were approved
by the Assistant Secretary on December
29, 1989 (55 FR 1204). These regulations
are contained in the April 28, 2006,
revised State plan and are
supplemented by the State’s Field
Operations Manual. These regulations
and implementing procedures for
variances are approved in today’s
notice.
F. In accordance with 29 CFR
1956.51(f), the State initially
promulgated regulations for injury/
illness recordkeeping equivalent to 29
CFR part 1904, which were approved by
the Assistant Secretary on December 29,
1989 (55 FR 1204). In response to
revisions to the Federal recordkeeping
rule, the State’s revised recordkeeping
regulations at 12 NYCRR Part 801;
supplemental instructions at SH 901;
and supplemental assurances
concerning amendments to the SH 901
Instructions, after-hours reporting of
fatalities and catastrophes, required
reporting of delayed hospitalizations,
protected activity, and employee rights
to receive a copy of the Annual
Summary of workplace injuries and
illnesses, are approved in today’s notice.
G. In accordance with 29 CFR
1956.51(g), the State developed and
adopted employee non-discrimination
procedures equivalent to 29 CFR Part
1977, which were approved by the
Assistant Secretary on December 29,
1989 (55 FR 1204). Updated procedures,
as contained in the April 28, 2006,
revised plan, are approved in today’s
notice.
H. In accordance with 29 CFR
1956.51(h), the State adopted
procedures for the review of contested
cases equivalent to 29 CFR Part 2200,
which were approved by the Assistant
Secretary on December 29, 1989 (55 FR
1204). The State’s updated contested
case procedures as found at Article 3,
Section 101 of the Labor Law, and the
‘‘Rules of Procedure and Practice’’ of the
Industrial Board of Appeals, 12 NYCRR
Chapter 1, Subchapter B, Parts 65 and
66, are approved in today’s notice.
I. In accordance with 29 CFR
1956.51(i), the State revised its plan to
reflect procedures for the development
and adoption of alternative standards.
At the time of initial approval, the State
Plan provided for the adoption of
identical OSHA safety and health
standards, which procedures were
approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). The
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State’s current procedures for adoption
of alternative standards provide that the
Commissioner of Labor, in consultation
with the Hazard Abatement Board, or on
his/her own initiative, under the State
Administrative Procedures Act, can
propose alternative or different
occupational safety and health
standards if a determination is made
that an issue is not properly addressed
by Federal OSHA standards and is
necessary for the protection of public
employees. The procedures for adoption
of alternative standards provide for
consideration of expert technical
information and allow interested
persons to request the development of a
standard and to participate in any
hearings for the development or
modification of standards. These
procedures are approved in today’s
notice.
J. In accordance with 29 CFR
1956.51(j), the State has developed a
Field Operations Manual which
parallels the OSHA revised Field
Operations Manual, CPL 02–00–045
[CPL 2.45B], and incorporates other
Federal compliance policy directives
and unique State requirements. The
State’s Field Operations Manual is
approved in today’s notice.
K. In accordance with 29 CFR
1956.51(k), the State adopted the
Federal Industrial Hygiene Manual,
including changes one (1) and two (2),
through April 7, 1987, a developmental
step that was approved by the Assistant
Secretary on December 29, 1989 (55 FR
1204). The State subsequently replaced
this manual with the OSHA Technical
Manual. This action is approved in
today’s notice.
L. In accordance with 29 CFR
1956.51(l), the State issued a directive
implementing an on-site consultation
program in the public sector which was
approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). The
State’s current Consultation Policy and
Procedures Manual and its description
of New York’s public sector on-site
consultation program and other
compliance assistance efforts as
contained in the April 28, 2006, revised
State plan are approved in today’s
notice.
M. In accordance with 29 CFR
1956.51(m), the State has developed and
implemented a public employer and
employee training and education
program with procedures described in
the Field Operations Manual which are
approved in today’s notice.
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V. Decision
A. Approval of Plan Supplements
After careful review, opportunity for
State correction, and subsequent
revision, the plan supplements
constituting a New York revised State
plan for public employees only and its
components described above are found
to be in substantial conformance with
comparable Federal provisions and the
requirements of 29 CFR part 1956 and
are hereby approved under 29 CFR part
1953 as providing a revised State plan
for the development and enforcement of
standards which is ‘‘at least as effective
as’’ the Federal program, as required by
section 18 of the OSH Act and 29 CFR
part 1956. Subpart F of 29 CFR part
1956 is amended to reflect the approval
of the revised plan supplements and the
satisfactory completion of all
developmental steps. The right to
reconsider this approval of the revised
State plan supplements is reserved
should substantial objections or other
information become available to the
Assistant Secretary regarding any
components of the plan changes.
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B. Certification
With the approval of a revised State
plan as noted above, all developmental
steps have now been successfully
completed, documented and approved.
In accordance with 29 CFR 1956.23, the
New York public employee only State
plan is certified as having successfully
completed all developmental steps.
Subpart F of 29 CFR part 1956 is
amended to reflect this certification.
This certification attests to the structural
completeness of the State plan and that
it has all the necessary authorities and
procedures to provide ‘‘at least as
effective’’ standards, enforcement, and
compliance assistance to the employees
of New York State and its political
subdivisions. This action renders no
judgment as to the effectiveness of the
State plan in actual operations.
VI. Location of Basic State Plan
Documentation
Copies of the revised New York State
plan for public employees are
maintained at the following locations;
specific documents are available on the
State’s website or upon request. Contact
the Directorate of Cooperative and State
Programs, Office of State Programs, U.S.
Department of Labor, Occupational
Safety and Health Administration, 200
Constitution Avenue, NW., Room N–
3700, Washington, DC 20210; the Office
of the Regional Administrator, U.S.
Department of Labor, Occupational
Safety and Health Administration, 201
Varick Street, Room 670, New York,
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New York 10014; or the New York
Public Employee Safety and Health
Program, State Office Campus Building
12, Room 158, Albany, New York 12240.
Components of the New York State
plan, including the Field Operation
Manual, recordkeeping regulations and
instructions, complaint forms, and other
program information are posted on the
New York Department of Labor, Public
Employee Safety and Health Web site at:
https://www.labor.state.ny.us/
workerprotection/safetyhealth/
DOSH_PESH.shtm.
The PESH Act and other New York
statutes can be found on the New York
State Legislature’s Web site at: https://
public.leginfo.state.ny.us. The New
York Industrial Board of Appeals, Rules
of Procedure and Practice, can be found
on the New York Department of Labor
Web site at: https://
www.labor.state.ny.us/iba/toc.htm. The
State Administrative Procedures Act can
be found on the Governor’s Web site at:
https://www.gorr.state.ny.us/SAPAText.htm.
Electronic copies of this Federal
Register notice and the related press
release are available on OSHA’s Web
site, https://www.osha.gov.
VII. Public Participation
Under 29 CFR 1953.6(c), OSHA
generally ‘‘will seek public comment if
a State program component differs
significantly from the comparable
Federal program component and OSHA
needs additional information in order to
determine its compliance with the
criteria in section 18(c) of the Act,
including whether it is at least as
effective as the Federal program. * * *’’
Based on OSHA’s review of the State
laws, regulations and procedures that
comprise the revised State plan and
written assurances provided by the
State, the Assistant Secretary finds that
the New York revised State plan for
public employees described above is at
least as effective as Federal
requirements and is consistent with
commitments contained in the plan.
Public participation for the purpose of
providing additional information about
the effectiveness of the structural
components of the New York public
employee only State plan is therefore
unnecessary. Moreover, all legislative
and regulatory components of the
revised plan were adopted under
procedural requirements of State law,
which included appropriate opportunity
for public participation. Good cause is
therefore found for approval of these
supplements (which constitute the
revised State plan); further public
participation would be repetitious and
unnecessary.
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47087
This document was prepared under
the direction of Edwin G. Foulke, Jr.,
Assistant Secretary of Labor for
Occupational Safety and Health. It is
issued under section 18 of the
Occupational Safety and Health Act of
1970, 84 Stat. 1608 (29 U.S.C. 667); 29
CFR part 1956; Secretary of Labor’s
Order No. 5–2002 (67 FR 65008, October
22, 2002).
List of Subjects in 29 CFR Part 1956
Intergovernmental relations, Law
enforcement, Occupational safety and
health, Occupational Safety and Health
Administration.
Signed in Washington, DC, this 9th day of
August, 2006.
Edwin G. Foulke, Jr.,
Assistant Secretary of Labor.
Part 1956 of 29 CFR is hereby
amended as follows:
I
PART 1956—[AMENDED]
1. Revise the authority citation of part
1956 to read as follows:
I
Authority: Section 18 of the OSH Act (29
U.S.C. 667), 29 CFR part 1956, and Secretary
of Labor’s Order No. 5–2002 (67 FR 65008).
I
2. Revise § 1956.50 to read as follows:
§ 1956.50
certified.
Description of the plan as
(a) Authority and scope. The New
York State Plan for Public Employee
Occupational Safety and Health
received initial OSHA approval on June
1, 1984, and was certified as having
successfully completed its
developmental steps on August 16,
2006. The plan designates the New York
Department of Labor as the State agency
responsible for administering the plan
throughout the State. The plan includes
legislation, the New York Act (Public
Employee Safety and Health Act,
Chapter 729 of the Laws of 1980/Article
2, Section 27–a of the New York State
Labor Law), enacted in 1980, and
amended on April 17, 1984; August 2,
1985; May 25 and July 22, 1990; April
10, 1992; June 28, 1993; and April 1,
1997. Under this legislation, the
Commissioner of Labor has full
authority to enforce and administer all
laws and rules protecting the safety and
health of all employees of the State and
its political subdivisions. In response to
OSHA’s concern that language in
section 27–a.2 of the New York Act,
regarding the Commissioner of
Education’s authority with respect to
school buildings, raised questions about
the coverage under the plan of public
school employees, in 1984 New York
submitted amendments to its plan
consisting of Counsel’s opinion and an
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assurance that public school employees
are fully covered under the terms of the
PESH Act.
(b) Standards. The New York plan, as
of revisions dated April 28, 2006,
provides for the adoption of all Federal
OSHA standards promulgated as of that
date, and for the incorporation of any
subsequent revisions or additions
thereto in a timely manner, including in
response to Federal OSHA emergency
temporary standards. The procedure for
adoption of Federal OSHA standards
calls for publication of the
Commissioner of Labor’s intent to adopt
a standard in the New York State
Register 45 days prior to such adoption.
Subsequent to adoption and upon filing
of the standard with the Secretary of
State, a notice of final action will be
published as soon as is practicable in
the State Register. The plan also
provides for the adoption of alternative
or different occupational safety and
health standards if a determination is
made by the State that an issue is not
properly addressed by OSHA standards
and is relevant to the safety and health
of public employees. In such cases, the
Commissioner of Labor will develop an
alternative standard to protect the safety
and health of public employees in
consultation with the Hazard Abatement
Board, or on his/her own initiative. The
procedures for adoption of alternative
standards contain criteria for
consideration of expert technical advice
and allow interested persons to request
development of any standard and to
participate in any hearing for the
development or modification of
standards.
(c) Variances. The plan includes
provisions for the granting of permanent
and temporary variances from State
standards in terms substantially similar
to the variance provisions contained in
the Federal program. The State
provisions require employee
notification of variance applications and
provide for employee participation in
hearings held on variance applications.
Variances may not be granted unless it
is established that adequate protection
is afforded employees under the terms
of the variance, and variances may have
only future effect.
(d) Employee notice and
discrimination protection. The plan
provides for notification to employees of
their protections and obligations under
the plan by such means as a State poster
and required posting of notices of
violations. The plan also provides for
protection of employees against
discharge or discrimination resulting
from exercise of their rights under the
State’s Act in terms essentially identical
to section 11(c) of the OSH Act.
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(e) Inspections and enforcement. The
plan provides for inspection of covered
workplaces, including inspections in
response to employee complaints. If a
determination is made that an employee
complaint does not warrant an
inspection, the complainant shall be
notified, in writing, of such
determination and afforded an
opportunity to seek informal review of
the determination. The plan provides
the opportunity for employer and
employee representatives to accompany
the inspector during an inspection for
the purpose of aiding in the inspection.
The plan also provides for right of entry
for inspection and a prohibition of
advance notice of inspection. In lieu of
first-instance monetary sanctions for
violations, the plan establishes a system
for compelling compliance under which
public employers are issued notices of
violation and orders to comply. Such
notices fix a reasonable period of time
for compliance. If compliance is not
achieved by the time of a follow-up
inspection, daily failure-to-abate
penalties of up to $50 for non-serious
violations and up to $200 for serious
violations, will be proposed. The
Commissioner of Labor may seek
judicial enforcement of orders to
comply by commencing a proceeding
pursuant to Article 78 of the New York
Civil Practice Law. In addition, the plan
provides for expedited judicial
enforcement when non-compliance is
limited to non-payment of penalties.
(f) Review procedures. Under the
plan, public employers and employees
may seek formal administrative review
of New York Department of Labor
citations, including penalties and the
reasonableness of the abatement
periods, by petitioning the New York
Industrial Board of Appeals (IBA) no
later than 60 days after the issuance of
the citation. The IBA is the independent
State agency authorized by section 27–
a(6)(c) of the New York Act to consider
petitions from affected parties for
review of the Commissioner of Labor’s
determinations. A contest does not
automatically stay a notice of violation,
penalty or abatement date; a stay must
be granted from the IBA. Judicial review
of any decision of the IBA may be
sought pursuant to Article 78 of the
New York Civil Practice Law. Prior to
contest, employers, employees and
other affected parties may seek informal
review of citations, penalties and
abatement dates by the Department of
Labor by requesting an informal
conference in writing within 20 working
days from the receipt of citation. If the
informal conference does not produce
agreement, the affected party may seek
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formal administrative review with the
IBA. Public employees or their
authorized representatives have the
additional right under 12 NYCRR Part
805 to contest the abatement period by
filing a petition with the Commissioner
within 15 working days of the posting
of the citation by filing a petition with
the Department of Labor, or later if good
cause for late filing is shown. If the
Commissioner denies the employee
contest of abatement period under Part
805 in whole or in part, the complaint
will automatically be forwarded to the
IBA for review. Under the IBA rules,
public employees or their
representatives may request permission
to participate in an employer-initiated
review process as ‘‘intervenors.’’ The
plan includes an April 28, 2006,
assurance that should an employee or
employee representative request
intervenor status in an employerinitiated case, the State will
appropriately inform the IBA of its
support for the request. Should an
employee’s or employee representative’s
request for participation be denied, the
State will seek immediate corrective
action to guarantee the right to
employee party status in employerinitiated cases. The period fixed in the
plan for contesting notices of violation
is 60 calendar days, which is
significantly longer than the 15 working
day period allowed under the Federal
OSHA program. However, New York
has provided assurance, by Counsel’s
opinion of March 3, 1984, that it has the
authority under Article 78 of the New
York Civil Practice Law to obtain
judicial enforcement of an uncontested
order to comply upon expiration of the
abatement period, regardless of whether
the 60 day contest period has expired.
New York has also assured that should
the State Labor Department’s
interpretation be successfully
challenged, appropriate legislative
correction would be sought.
(g) Staffing and resources. The plan as
revised April 28, 2006, provides
assurances of a fully trained, adequate
staff, including 29 safety and 21 health
compliance officers for enforcement
inspections and 11 safety and 9 health
consultants to perform consultation
services in the public sector. The State
has also given satisfactory assurances of
continued adequate funding to support
the plan.
(h) Records and reports. The plan
provides that public employers in New
York will maintain appropriate records
and make timely reports on
occupational injuries and illnesses in a
manner substantially identical to that
required for private sector employers
under Federal OSHA. New York has
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assured that it will continue its
participation in the Bureau of Labor
Statistics Annual Survey of Injuries and
Illnesses in the public sector. The plan
also contains assurances that the
Commissioner of Labor will provide
reports to OSHA in such form as the
Assistant Secretary may require, and
that New York will participate in
OSHA’s Integrated Management
Information System.
(i) Voluntary compliance programs.
The plan provides for training for public
employers and employees; seminars to
familiarize affected public employers
and employees with applicable
standards, requirements and safe work
practices; and an on-site consultation
program in the public sector to provide
services to public employers upon
request.
I 3. Revise § 1956.52 to read as follows:
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§ 1956.52 Completed developmental steps
and certification.
(a) In accordance with 29 CFR
1956.51(a), the State of New York
promulgated standards identical to all
Federal OSHA standards as of July 1,
1983. A supplement to the State plan
documenting this accomplishment was
initially approved by the Assistant
Secretary on August 26, 1986 (51 FR
30449). Subsequently, all OSHA
standards promulgated through April
28, 2006, have been adopted as New
York State standards applicable to
public employees. These identical
standards; the State’s different Air
Contaminants Standard (1910.1000); the
additional hazard communication
requirements, as applicable to public
sector employers only, in the New York
Toxic Substances Act; and the State’s
independent Workplace Violence
Prevention law, were approved by the
Assistant Secretary on August 16, 2006.
(b) In accordance with 29 CFR
1956.51(b), New York has promulgated
regulations for inspections, citations
and abatement equivalent to 29 CFR
part 1903 at 12 NYCRR Part 802 and
implementing procedures in the State
compliance manual, as contained in the
State’s April 28, 2006, revised plan,
which were approved by the Assistant
Secretary on August 16, 2006.
(c) In accordance with 29 CFR
1956.51(c), the New York safety and
health poster for public employees only,
which was originally approved by the
Assistant Secretary on May 16, 1985 (50
FR 21046), was approved, as contained
in the State’s April 28, 2006, revised
plan, by the Assistant Secretary on
August 16, 2006.
(d) In accordance with 29 CFR
1956.51(d), the State extended its
participation in the Bureau of Labor
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15:48 Aug 15, 2006
Jkt 208001
Statistics (BLS) Survey of Injuries and
Illnesses to the public sector. A
supplement documenting this action
was approved by the Assistant Secretary
on December 29, 1989 (55 FR 1204) and
is contained in the State’s April 28,
2006, revised plan, which was approved
by the Assistant Secretary on August 16,
2006.
(e) In accordance with 29 CFR
1956.51(e), the State promulgated
regulations for granting variances
equivalent to 29 CFR part 1905 at 12
NYCRR Part 803, which were approved
by the Assistant Secretary on December
29, 1989 (55 FR 1204). These
regulations, as revised and
supplemented by implementing
procedures in the State’s Field
Operations Manual, are contained in the
April 28, 2006, revised State plan, and
were approved by the Assistant
Secretary on August 16, 2006.
(f) In accordance with 29 CFR
1956.51(f), the State initially
promulgated regulations for injury/
illness recordkeeping, equivalent to 29
CFR part 1904, which were approved by
the Assistant Secretary on December 29,
1989 (55 FR 1204). The State’s revised
recordkeeping regulation, 12 NYCRR
Part 801; corresponding instructions
(SH 901); and supplemental assurances
concerning amendments to the SH 901
Instructions, after-hours reporting of
fatalities and catastrophes, required
reporting of delayed hospitalizations,
protected activity, and employee rights
to receive a copy of the Annual
Summary of workplace injuries and
illnesses, are contained in the April 28,
2006, revised plan, and were approved
by the Assistant Secretary on August 16,
2006.
(g) In accordance with 29 CFR
1956.51(g), the State developed and
adopted employee non-discrimination
procedures equivalent to 29 CFR part
1977, which were approved by the
Assistant Secretary on December 29,
1989 (55 FR 1204). Updated procedures,
as contained in the April 28, 2006,
revised plan, were approved by the
Assistant Secretary on August 16, 2006.
(h) In accordance with 29 CFR
1956.51(h), the State adopted
procedures for the review of contested
cases equivalent to 29 CFR part 2200,
which were approved by the Assistant
Secretary on December 29, 1989 (55 FR
1204). The State’s contested case
procedures at Section 101 of the Labor
Law; the ‘‘Rules of Procedure and
Practice’’ of the Industrial Board of
Appeals, 12 NYCRR Chapter 1,
Subchapter B, Parts 65 and 66; and 12
NYCRR 805, as contained in the April
28, 2006, revised plan, were approved
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Frm 00017
Fmt 4700
Sfmt 4700
47089
by the Assistant Secretary on August 16,
2006.
(i) In accordance with 29 CFR
1956.51(i), the State revised its plan to
reflect its procedures for the adoption of
State standards identical to OSHA safety
and health standards, which were
approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204).
Subsequently, the State’s procedures
were revised to provide that the
Commissioner of Labor, in consultation
with the Hazard Abatement Board, or on
his/her own initiative, can propose
alternative or different occupational
safety and health standards if a
determination is made that an issue is
not properly addressed by Federal
OSHA standards and is necessary for
the protection of public employees. The
procedures for adoption of alternative
standards contain criteria for
development and consideration of
expert technical knowledge in the field
to be addressed by the standard and
allow interested persons to submit
information requesting development or
promulgation of any standard and to
participate in any hearing for the
development, modification or
establishment of standards. These
procedures are contained in the April
28, 2006, revised plan, and were
approved by the Assistant Secretary on
August 16, 2006.
(j) In accordance with 29 CFR
1956.51(j), the State has developed a
Field Operations Manual which
parallels Federal OSHA’s Field
Operations Manual, CPL 02–00–045
[CPL 2.45B], incorporates other Federal
compliance policy directives, and
contains procedures for unique State
requirements. This manual is contained
in the April 28, 2006, revised plan, and
was approved by the Assistant Secretary
on August 16, 2006.
(k) In accordance with 29 CFR
1956.51(k), the State adopted the
Federal Industrial Hygiene Manual,
including changes one (1) and two (2),
through April 7, 1987, which was
approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). The
State’s subsequent adoption of the
OSHA Technical Manual is documented
in the April 28, 2006, revised State plan
and was approved by the Assistant
Secretary on August 16, 2006.
(l) In accordance with 29 CFR
1956.51(l), the State issued a directive
implementing an on-site consultation
program in the public sector, which was
approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). The
State’s current Consultation Policy and
Procedures Manual and its description
of New York’s on-site consultation
program and other compliance
E:\FR\FM\16AUR1.SGM
16AUR1
47090
Federal Register / Vol. 71, No. 158 / Wednesday, August 16, 2006 / Rules and Regulations
assistance efforts, as contained in the
April 28, 2006, revised plan, were
approved by the Assistant Secretary on
August 16, 2006.
(m) In accordance with 29 CFR
1956.51(m), the State has developed and
implemented a public employer and
employee training and education
program with procedures described in
the Field Operations Manual, which, as
contained in the April 28, 2006, revised
plan, was approved by the Assistant
Secretary on August 16, 2006.
(n) A revised State plan as submitted
on April 28, 2006, was approved and in
accordance with 29 CFR 1956.23 of this
chapter, the New York occupational
safety and health State plan for public
employees only was certified on August
16, 2006 as having successfully
completed all developmental steps
specified in the plan as initially
approved on June 1, 1984. This
certification attests to the structural
completeness of the plan, but does not
render judgment as to adequacy of
performance.
§ 1956.53
[Removed and reserved]
4. Remove the section heading and
reserve § 1956.53.
I
I
5. Revise § 1956.54 to read as follows:
cprice-sewell on PROD1PC66 with RULES
§ 1956.54 Location of basic State plan
documentation.
Copies of basic State plan
documentation are maintained at the
following locations. Specific documents
are available upon request, and will also
be provided in electronic format, to the
extent possible. Contact the Directorate
of Cooperative and State Programs,
Office of State Programs, U.S.
Department of Labor, Occupational
Safety and Health Administration, 200
Constitution Avenue, NW., Room N–
3700, Washington, DC 20210; Office of
the Regional Administrator, U.S.
Department of Labor, Occupational
Safety and Health Administration, 201
Varick Street, Room 670, New York,
New York 10014; and the New York
Department of Labor, Public Employee
Safety and Health Program, State Office
Campus Building 12, Room 158,
Albany, New York 12240. Current
contact information for these offices
(including telephone numbers and
mailing addresses) is available on
OSHA’s Web site, https://www.osha.gov.
§ 1956.55
I
[Removed and reserved]
6. Remove and reserve § 1956.55.
[FR Doc. E6–13504 Filed 8–15–06; 8:45 am]
BILLING CODE 4510–26–P
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15:48 Aug 15, 2006
Jkt 208001
PENSION BENEFIT GUARANTY
CORPORATION
29 CFR Parts 4022 and 4044
Benefits Payable in Terminated SingleEmployer Plans; Allocation of Assets
in Single-Employer Plans; Interest
Assumptions for Valuing and Paying
Benefits
Pension Benefit Guaranty
Corporation.
ACTION: Final rule.
AGENCY:
SUMMARY: The Pension Benefit Guaranty
Corporation’s regulations on Benefits
Payable in Terminated Single-Employer
Plans and Allocation of Assets in
Single-Employer Plans prescribe interest
assumptions for valuing and paying
benefits under terminating singleemployer plans. This final rule amends
the regulations to adopt interest
assumptions for plans with valuation
dates in September 2006. Interest
assumptions are also published on the
PBGC’s Web site (https://www.pbgc.gov).
DATES: Effective September 1, 2006.
FOR FURTHER INFORMATION CONTACT:
Catherine B. Klion, Manger, Regulatory
and Policy Division, Legislative and
Regulatory Department, Pension Benefit
Guaranty Corporation, 1200 K Street,
NW., Washington, DC 20005, 202–326–
4024. (TTY/TDD users may call the
Federal relay service toll-free at 1–800–
877–8339 and ask to be connected to
202–326–4024.)
SUPPLEMENTARY INFORMATION: The
PBGC’s regulations prescribe actuarial
assumptions—including interest
assumptions—for valuing and paying
plan benefits of terminating singleemployer plans covered by title IV of
the Employee Retirement Income
Security Act of 1974. The interest
assumptions are intended to reflect
current conditions in the financial and
annuity markets.
Three sets of interest assumptions are
prescribed: (1) A set for the valuation of
benefits for allocation purposes under
section 4044 (found in Appendix B to
Part 4044), (2) a set for the PBGC to use
to determine whether a benefit is
payable as a lump sum and to determine
lump-sum amounts to be paid by the
PBGC (found in Appendix B to Part
4022), and (3) a set for private-sector
pension practitioners to refer to if they
wish to use lump-sum interest rates
determined using the PBGC’s historical
methodology (found in Appendix C to
Part 4022).
This amendment (1) adds to
Appendix B to part 4044 the interest
assumptions for valuing benefits for
allocation purposes in plans with
PO 00000
Frm 00018
Fmt 4700
Sfmt 4700
valuation dates during September 2006,
(2) adds to Appendix B to part 4022 the
interest assumptions for the PBGC to
use for its own lump-sum payments in
plans with valuation dates during
September 2006, and (3) adds to
Appendix C to part 4022 the interest
assumptions for private-sector pension
practitioners to refer to if they wish to
use lump-sum interest rates determined
using the PBGC’s historical
methodology for valuation dates during
September 2006.
For valuation of benefits for allocation
purposes, the interest assumptions that
the PBGC will use (set forth in
Appendix B to part 4044) will be 6.20
percent for the first 20 years following
the valuation date and 4.75 percent
thereafter. These interest assumptions
represent a decrease (from those in
effect for August 2006) of 0.20 percent
for the first 20 years following the
valuation date and are otherwise
unchanged. These interest assumptions
reflect the PBGC’s recently updated
mortality assumptions, which are
effective for terminations on or after
January 1, 2006. See the PBGC’s final
rule published December 2, 2005 (70 FR
72205), which is available at https://
www.pbgc.gov/docs/05-23554.pdf.
Because the updated mortality
assumptions reflect improvements in
mortality, these interest assumptions are
higher than they would have been using
the old mortality assumptions.
The interest assumptions that the
PBGC will use for its own lump-sum
payments (set forth in Appendix B to
part 4022) will be 3.25 percent for the
period during which a benefit is in pay
status and 4.00 percent during any years
preceding the benefit’s placement in pay
status. These interest assumptions
represent a decrease (from those in
effect for August 2006) of 0.25 percent
in the immediate annuity rate and are
otherwise unchanged. For private-sector
payments, the interest assumptions (set
forth in Appendix C to part 4022) will
be the same as those used by the PBGC
for determining and paying lump sums
(set forth in Appendix B to part 4022).
The PBGC has determined that notice
and public comment on this amendment
are impracticable and contrary to the
public interest. This finding is based on
the need to determine and issue new
interest assumptions promptly so that
the assumptions can reflect current
market conditions as accurately as
possible.
Because of the need to provide
immediate guidance for the valuation
and payment of benefits in plans with
valuation dates during September 2006,
the PBGC finds that good cause exists
for making the assumptions set forth in
E:\FR\FM\16AUR1.SGM
16AUR1
Agencies
[Federal Register Volume 71, Number 158 (Wednesday, August 16, 2006)]
[Rules and Regulations]
[Pages 47081-47090]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-13504]
[[Page 47081]]
=======================================================================
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DEPARTMENT OF LABOR
Occupational Safety and Health Administration
29 CFR Part 1956
RIN 1218-AC24
New York State Plan for Public Employees Only; Approval of Plan
Supplements and Certification of Completion of Developmental Steps
AGENCY: Occupational Safety and Health Administration (OSHA), Labor.
ACTION: Final rule; New York State Plan; Approval of Plan Supplements;
State Plan Certification.
-----------------------------------------------------------------------
SUMMARY: The New York Department of Labor submitted timely
documentation attesting to the completion of all structural and
developmental aspects of its public employee (State and local
government) only State plan as approved by the Occupational Safety and
Health Administration (OSHA). After extensive review of the submissions
and opportunity for correction, plan supplements constituting an
updated and revised State plan were submitted. OSHA is approving the
revised State plan, which documents the satisfactory completion of all
structural and developmental aspects of New York's approved State plan,
and certifying this completion. This certification attests to the fact
that New York now has in place those structural components necessary
for an effective public employee only program. (Enforcement of
occupational safety and health standards with regard to private sector
employers and employees in the State of New York remains the
responsibility of the U.S. Department of Labor, Occupational Safety and
Health Administration.)
DATES: Effective Date: August 16, 2006.
FOR FURTHER INFORMATION CONTACT: For general information and press
inquiries, contact Kevin Ropp, Director, Office of Communications, Room
N-3647, OSHA, U.S. Department of Labor, 200 Constitution Avenue NW.,
Washington, DC 20210; telephone (202) 693-1999. For technical
inquiries, contact Barbara Bryant, Director, Office of State Programs,
Directorate of Cooperative and State Programs, OSHA, U.S. Department of
Labor, 200 Constitution Avenue, NW, Room N-3700, Washington, DC 20210;
telephone (202) 693-2244. Electronic copies of this Federal Register
notice, as well as all OSHA Federal Register notices mentioned in this
document, are available on OSHA's Web site at https://www.osha.gov.
SUPPLEMENTARY INFORMATION:
I. Background
Section 18 of the Occupational Safety and Health Act of 1970 (the
``OSH Act''; 29 U.S.C. 667) provides that a State which desires to
assume responsibility for the development and enforcement of
occupational safety and health standards may submit for OSHA review and
approval a State plan for such development and enforcement. Regulations
at 29 CFR part 1956 provide that a State may voluntarily submit a State
plan for the development and enforcement of occupational safety and
health standards applicable only to employers and employees of the
State and its political subdivisions (hereinafter referred to as
``public employers'' and ``public employees''). State and local
government employers are excluded from Federal OSHA coverage under
section 3(5) of the OSH Act.
Under these regulations, the Assistant Secretary of Labor for
Occupational Safety and Health (``Assistant Secretary'') may approve a
State plan for public employees only, if the plan provides for the
development and enforcement of standards relating to hazards in
employment covered by the plan which are or will be at least as
effective in providing safe and healthful employment and places of
employment for public employees as standards promulgated and enforced
by Federal OSHA under section 6 of the OSH Act, giving due
consideration to differences between public and private sector
employment. In making this determination the Assistant Secretary will
consider, among other things, the criteria and indices of effectiveness
set forth in 29 CFR part 1956, subpart B. Following initial approval,
the State may begin enforcement of its safety and health standards in
the public sector and receive up to 50 percent Federal funding for the
cost of plan operations.
A State plan for public employees only may receive initial approval
even though at the time of submission not all essential components of
the plan are in place. Pursuant to 29 CFR 1956.2(b), the Assistant
Secretary may initially approve the submission as a ``developmental
plan,'' and a schedule within which the State must complete all
``developmental steps'' within a three year period is issued as part of
the initial approval decision. 29 CFR part 1953 provides procedures for
the review and approval of changes and progress in the development and
implementation of the State plan.
When the Assistant Secretary has reviewed and approved all
developmental submissions and finds that the State has satisfactorily
completed all developmental steps specified in the initial approval
decision, a notice certifying such completion is published in the
Federal Register (see 29 CFR 1956.23 and 1902.34). Certification
attests to the structural completeness of the plan but does not render
judgment as to the adequacy or effectiveness of State performance.
II. State Plan History
The New York State plan for public employees only (``New York'' or
``the State'') is operated by the New York Department of Labor, Public
Employee Safety and Health (PESH) Program. This limited scope State
plan was initially approved as a developmental plan under section 18(b)
of the OSH Act, and 29 CFR part 1956, on June 1, 1984 (49 FR 22994).
After the initial approval of the State plan for public employees only
in 1984, New York successfully submitted all of its developmental plan
change supplements within three years of the initial approval decision.
Previously, in May 1973, the New York Department of Labor had
received approval from the Assistant Secretary, under 29 CFR part 1902,
for a comprehensive State plan for the enforcement of occupational
safety and health standards in both the private and public sectors (38
FR 13482-13485). That plan was voluntarily withdrawn when the necessary
State enabling legislation failed to be enacted (40 FR 27655).
In November 2004, PESH submitted a completely revised State plan
which provided updated documentation on all its developmental steps,
including those previously approved, for OSHA review and consideration.
After extensive review of those documents and opportunity for State
correction, New York submitted further revisions in August 2005,
October 2005, and April 2006.
III. Description of the Revised State Plan
New York submitted plan supplements constituting a revised State
plan document on November 4, 2004, with subsequent revisions dated
August 19, 2005, October 17, 2005, and April 28, 2006. The revised
State plan updates and documents all structural components of the New
York program. This includes a revised narrative description of the
current program, legislation, administrative rules, standards, a
compliance manual, and
[[Page 47082]]
current copies of all key documents relating to New York's occupational
safety and health program for public employees. These documents are
described below and are being approved in this notice.
A. The Plan Narrative and Appendices
The plan designates the Commissioner of the New York Department of
Labor, through the Division of Safety and Health, Public Employee
Safety and Health (PESH) program, as the State agency responsible for
administering the plan throughout the State. The plan narrative
provides a general overview of PESH's legal authority, standards and
variances, regulations, enforcement policies and procedures (the
``Field Operations Manual''), voluntary compliance activities
(including consultative services and training and outreach programs),
an occupational safety and health laboratory, personnel policies and
procedures, recordkeeping and reporting requirements, budget, staffing
and funding, all of which, together with the supporting documents
contained in various appendices, have been determined to provide
authority which is ``at least as effective as'' that of the OSH Act and
to meet the criteria and indices for plan approval contained in 29 CFR
part 1956.
The State plan appendices contain a variety of State statutes
related to the PESH program and its authority, contest procedures, and
personnel policies, including: New York Public Employee Safety and
Health Act at Article 2, Section 27-a of the New York State Labor Law
(``Labor Law''); Article 1, Sections 100-104, and Article 2, Sections
201-207, State Administrative Procedure Act; Article 78, Civil Practice
Law; Article 2, Section 31, Labor Law, Duty to Furnish Information and
Facilitate Inspections; Article 7, Section 200, Labor Law, General Duty
to Protect the Health and Safety of Employees, Enforcement; Article 3,
Section 101, Labor Law, Review by Industrial Board of Appeals; Article
2, Section 38, Labor Law, Oaths and Affidavits; Article 2, Section 39,
Labor Law, Hearings and Subpoenas; Section 75, Civil Service Law,
Removal and other Disciplinary Actions; Article 175, Section 30, Penal
Law, Offering a False Instrument for Filing; Civil Service Law related
to Merit and Hiring System; Executive Law, Article 5, Section 63.3,
General Duties--Attorney General; and Article 28, Labor Law, Toxic
Substances Act.
The appendices also contain the following regulations: 12 NYCRR
Part 800, PESH Safety and Health Standards; 12 NYCRR Part 801,
Recordkeeping; 12 NYCRR Part 802, Inspections of Places of Public
Employment; 12 NYCRR Part 803, Variance Regulations; 12 NYCRR Part 804,
Petition for Modification of Abatement Date; 12 NYCRR Part 805,
Petition for Employee Contest of Abatement Period; 12 NYCRR Part 820,
Toxic Substances Information, Training and Education; and 12 NYCRR
Chapter 1, Subchapter B, Parts 65 and 66, Industrial Board of Appeals,
``Rules of Procedure and Practice.''
B. Legislation
The plan includes legislation, the New York Public Employee Safety
and Health Act (the ``PESH Act'') Article 2, Section 27-a of the New
York State Labor Law, as enacted in 1980 and amended on April 17, 1984;
August 2, 1985; May 25 and July 22, 1990; April 10, 1992; June 28,
1993; and April 1, 1997. Pursuant to this law, the State plan provides
coverage for all public employment in New York. The PESH Act defines
covered employers as ``the state, any political subdivision of the
state, a public authority or any other governmental agency or
instrumentality thereof;'' and covered employees as ``persons permitted
to work by an employer.'' No employees of any political subdivision of
the State or local government, including public school employees, are
excluded from the State plan. The PESH Act contains authority for
standards adoption, right of entry, inspections, citations, proposed
penalties for failure-to-abate violations, employee rights, variances,
non-discrimination, recordkeeping and voluntary compliance programs,
etc. The PESH Act contains three provisions which differ substantially
from the Federal OSH Act.
1. Penalties. Section 6 of the PESH Act establishes a penalty
structure which provides for failure-to-abate penalties of up to $200
per day for serious violations and $50 per day for other-than-serious
violations. This authority, together with mandatory follow-up
inspections and judicial enforcement, is the primary means of
compelling the abatement of hazards by public employers under the New
York program.
2. Hazard Abatement Board. Sections 15 and 16 of the PESH Act
establish a ``Hazard Abatement Board'' (the HAB) with three primary
functions: to recommend alternate occupational safety and health
standards to the Commissioner of Labor after holding public hearings;
to receive, review and act upon applications for funding of capital
projects designed to abate occupational safety and health hazards which
have been found by the Commissioner of Labor to violate the PESH Act,
or which have been identified in a report of the public employee
consultation program (only local government employers are eligible for
such funding); and to provide grants for programs designed to provide
occupational safety and health training and education for employees.
(The Hazard Abatement Board is independently funded by the State.)
3. Removal of Personal Property Prior to Inspections. Section 5(e)
of the PESH Act requires PESH to adopt regulations specific to the
conduct of inspections in locker rooms and other areas involving
employee personal property and privacy rights. Accordingly, PESH has
adopted a regulation on this topic, as described in paragraph F.,
Inspections and Enforcement, below.
C. Standards
The PESH Act, section 27-a(4)(a), mandates the adoption of all
Federal OSHA standards as State standards. The New York plan assures
the incorporation of any subsequent revisions or additions thereto in a
timely manner, including in response to Federal OSHA emergency
temporary standards. The procedure for adoption of Federal OSHA
standards is provided in the New York State Administrative Procedures
Act, which requires publication of the Commissioner of Labor's intent
to adopt a standard in the New York State Register at least 45 days
prior to such adoption. Subsequent to adoption and upon filing of the
standard with the Secretary of State, a notice of final action is
published in the State Register. The plan assures that permanent
standards adopted by OSHA will be adopted by the Commissioner within
180 days of Federal promulgation.
Under the plan, the Commissioner of Labor, in consultation with the
Hazard Abatement Board, or on his/her own initiative, can propose
alternative or different occupational safety and health standards if a
determination is made that an issue is not addressed by Federal OSHA
standards in a manner that is appropriate for the protection of public
employees. The New York Hazard Abatement Board (HAB) is authorized,
after public hearings, to recommend such standards to the Commissioner
under the PESH Act, sections 27-a.16(D)(a)-(c). The State plan provides
for the development and consideration of expert technical information
in the formulation of standards and allows interested persons to submit
information requesting development or promulgation of any standard and
to participate in any hearing for the
[[Page 47083]]
development, modification or establishment of standards. In addition,
the State Administrative Procedures Act requires public notice and
comment for all proposed rules, and provides opportunity for public
participation in related hearings.
The plan includes 12 NYCRR Part 800.3, the State safety and health
standards regulation, which codifies PESH's adoption by reference of
all Federal OSHA safety and health standards applicable to public
employees. New York standards are identical to the Federal standards
with the following exceptions and additions. The State promulgated and
retained the 1989 Permissible Exposure Limits in the Air Contaminants
Standard, which were initially promulgated at 29 CFR 1910.1000 by
Federal OSHA but subsequently withdrawn. In addition, the requirements
of the PESH Hazard Communication (``HazCom'') Standard, which are
identical to the Federal Hazard Communication Standard (29 CFR
1910.1200), are supplemented with additional requirements, as
applicable to public sector employers only, in the New York Toxic
Substances Act (NYTSA) and its implementing regulations at 12 NYCRR
Part 820. The NYTSA defines ``toxic substances'' more broadly than the
HazCom standard and does not contain the same exemptions, such as those
for articles or consumer products, as the HazCom standard. PESH
monitors for compliance with the NYTSA in three areas: The posting of a
sign; the provision of annual employee training at no-cost, during work
hours, and in a convenient location; and the maintenance of employee
training records. NYTSA violations are noted by PESH compliance
officers during inspections and referred to the Attorney General for
enforcement if not resolved. On June 7, 2006, New York enacted a new
workplace violence prevention law applicable to public employees, which
amends the State Labor Law and requires the Commissioner to issue
implementing regulations. The law requires public employers to assess
workplace violence risks and, in workplaces with 20 or more employees,
develop and implement a written workplace violence prevention program.
These different or additional State requirements have been reviewed and
determined to be ``at least as effective'' as the comparable Federal
standards.
D. Variances
Section 8 of the PESH Act and 12 NYCRR Part 803 establish
proceedings for the granting of permanent and temporary variances from
State standards, which are equivalent to the Federal requirements at 29
CFR part 1905. These provisions require employee notification of
variance applications and provide for employee participation in
hearings held on variance applications. Variances may not be granted
unless it is established that adequate protection is afforded employees
under the terms of the variance. Under the plan, all variances granted
have only future effect and temporary variances are available only
prior to the effective date of a standard. The procedures allow for the
modification or revocation of permanent variances at any time after six
months from issuance upon application by an employer, employee,
employee representative, or by the Commissioner on his/her own motion.
Temporary variances may not be renewed more than twice. Procedures for
variance actions can be found in the PESH Field Operations Manual,
Chapter VI.
E. Employee Notice and Discrimination Protection
The plan provides for notification to employees of their
protections and obligations under the plan by such means as the State
``Public Employees Job Safety and Health Protection'' poster (which is
included in the plan documents and also available electronically on the
PESH Web site) and required posting of notices of violations. Section
10 of the PESH Act provides for protection of employees against
discharge or discrimination resulting from exercise of their rights
under the State's Act in terms parallel to section 11(c) of the Federal
Act. Complaints must be filed within thirty days after the alleged
violation, and the complainant must be notified of the Commissioner of
Labor's determination within ninety days of the receipt of the
complaint. If the Commissioner determines that the provisions of
Section 10 have been violated, the Commissioner is required to make a
request to the New York Attorney General to bring an action in the New
York Supreme Court. The New York Supreme Court has jurisdiction to
restrain violations and to order all appropriate relief, including
rehiring or reinstatement of the employee to his or her former position
with back pay.
F. Inspections and Enforcement
Inspection and enforcement policies and procedures provided in the
plan are established by the PESH Act, 12 NYCRR Part 802, ``Inspections
of Places of Public Employment,'' and the PESH Field Operations Manual.
Complaints must be filed in writing and signed. The plan provides for
the inspection of covered workplaces, including inspections in response
to employee complaints, right of entry for inspections, a prohibition
of advance notice of inspections, a mechanism for employees of the
employer and their representatives to accompany the inspector during
the physical inspections, and opening, informal, and closing
conferences. A copy of the ``PESH Closing Conference'' guide, which
fully describes the employer's rights and responsibilities at the time
of the closing conference, is also included in the plan.
Significant differences between Federal OSHA and PESH inspection
and enforcement procedures include the following.
1. Penalties. The PESH Act, section 6(a), provides for the
assessment of civil monetary penalties for public sector employers for
failure-to-abate violations only. If the Commissioner determines that
an employer has violated the PESH Act, a ``Notice of Violation and
Order to Comply'' (also called a citation) is issued which establishes
a reasonable time for compliance and the penalty to be assessed for
failure to correct the violation by the time fixed for compliance. An
employer who fails to correct a violation by the time fixed for
compliance may be assessed a penalty of up to fifty dollars per day for
a non-serious violation, and up to two hundred dollars per day for a
serious violation, until the violation is corrected.
2. No Informal Complaint Procedures. The PESH Act, section 5(a),
provides for the investigation of formal employee complaints which must
be in writing and signed. If a determination is made that an employee
complaint does not warrant an inspection, the complainant must be
notified, in writing, of such determination and afforded an opportunity
to seek informal review of the determination. New York requires all
employee complaints to be formalized and does not have a program for
responding to informal complaints.
3. Citation Clearinghouse. In addition to sending citations to
employers, copies of all citations are mailed to a ``clearinghouse''
which provides a copy of the citation to the headquarters of any union
authorized to represent employees at the affected public sector
workplace.
4. Follow-Up Inspections. The plan provides 100% follow-up on all
initial inspections with violations. Follow-up inspections are normally
conducted 30 to 60 days after the latest abatement date. If a cited
violation is found not to have been abated at the time of a follow-up
inspection, daily failure-to-abate
[[Page 47084]]
penalties are proposed and a failure-to-abate notice is issued with a
final inspection date (or a second follow-up inspection). If a cited
violation is found not to have been abated at the time of the second
follow-up inspection, the case will be referred to New York Department
of Labor Counsel. If Department of Labor Counsel is not able to
negotiate a compliance agreement, the case would be referred for
enforcement to the Attorney General who would seek a judicial mandamus
action to compel abatement. (See paragraph I., Judicial Review, below).
Once an employer corrects a failure-to-abate violation a final penalty
bill is sent. New York penalty data is reflected in OSHA's Integrated
Management Information System at the final penalty stage. The State
maintains an internal data system, to which OSHA has full access, to
calculate daily penalties on an ongoing basis.
5. Definition of ``Catastrophe.'' PESH defines a ``catastrophe'' as
the hospitalization of two or more employees (rather than three, as
Federal OSHA does).
6. Alternative Compliance Agreements. New York procedures provide
public employers with the opportunity to request alternative means of
compliance starting at the time of the inspection closing conference.
This procedure is similar to OSHA's informal settlement agreement
process. Alternative Compliance Agreement (ACA) requests are made
through an application process with the Division of Safety and Health's
Engineering Services Unit (ESU). If the request for an ACA agreement is
filed prior to the abatement date, uncorrected violations are not
assessed a penalty until the Department issues a decision on the
alternative compliance request, and follow-up inspections are held in
abeyance until the alternative compliance agreement is approved or
denied. If such a request is granted, no penalty is imposed unless a
reinspection reveals that the employer is not in compliance with the
terms of the ACA. Requests filed after the abatement date are normally
not accepted and must be accompanied by an explanation of extenuating
circumstances for the delay in filing.
7. Removal of Personal Property Prior to Inspection. In accordance
with section 5(e) of the PESH Act, State regulations at 12 NYCRR 802.7
permit employees to remove their personal property from the workplace
prior to safety and health inspections and prohibit compliance officers
from examining an employee's personal property without his or her
permission. The State plan narrative includes an assurance that this
provision does not provide advance notice and has not affected PESH's
ability to conduct full and complete inspections, but that if it ever
were to become an issue, PESH will seek to amend or remove the
statutory and regulatory provisions.
8. Contest Period. The period fixed in the plan for contesting
notices of violation is 60 calendar days. (See paragraph H, ``Review
Procedures,'' below.)
9. Universal Orders. A universal order is defined in the PESH FOM,
Chapter IV, D, as a citation issued to an employer citing a violation
that exists in more than one work location under the control of that
employer. Due to the structure and organization of the public sector,
it is appropriate, and an effective means of gaining compliance, under
certain circumstances to issue notices of violations requiring the
correction of hazardous conditions at all locations under the control
of that employer.
G. Compliance Manual
The PESH Field Operations Manual (the PESH FOM) was last revised in
April 2006, and is available to the public on the New York Department
of Labor's Web site. The New York compliance manual parallels Federal
OSHA's revised Field Operations Manual, CPL 02-00-045 [CPL 2.45B], and
incorporates other policies parallel to Federal compliance directives
and unique State requirements. The PESH FOM provides guidance to PESH
compliance staff concerning general staff responsibilities, pre-
inspection procedures (including inspection scheduling and priorities,
complaints and other unprogrammed inspections, and inspection
preparation), inspection procedures (including conduct of the
inspection, opening conference, closing conference, physical
examination of the workplace, follow-up inspections, fatality/
catastrophe investigations, imminent danger investigations, and
construction inspections), inspection documentation (including types of
violations, violations of the general duty clause, writing citations,
and grouping/combining violations), post-inspection procedures
(including abatement, citations, penalties, and post-citation
processes), discrimination investigation procedures, disclosure of
information under the New York State Freedom of Information Law
(including policy and procedures and specific guidelines), and outreach
and training programs. Although not a statutory requirement, the PESH
FOM establishes New York's policy that notices of violation will
normally be issued to the employer within six months following the
occurrence of the violation. New York also uses and has adopted the
OSHA Technical Manual (TED 01-00-015 [TED 1-0.15A]), which replaced the
former Industrial Hygiene Manual, as guidance for its staff.
H. Review Procedures
Under the plan, both public employers and employees may seek formal
administrative review of New York Department of Labor citations and
penalties, as well as the reasonableness of the abatement period,
before the Industrial Board of Appeals (IBA). Prior to contest,
employers and employees and their authorized representatives may seek
informal review of citations, penalties and abatement dates issued by
the Department of Labor, by requesting an informal conference in
writing within 20 working days from the receipt of the Notice of
Violation and Order to Comply. If the informal conference does not
produce agreement, the affected party may then seek formal
administrative review with the IBA within the 60 day contest period.
The IBA is the independent, quasi-judicial, State agency authorized
by section 27-a.6(c) of the PESH Act to consider petitions from
affected parties for review of the Commissioner of Labor's
determinations pursuant to the PESH Act. Pursuant to section 27-a.6(c)
of the PESH Act, Section 101 of the Labor Law, and the IBA's ``Rules of
Procedure and Practice,'' 12 NYCRR Chapter 1, Subchapter B, Parts 65
and 66, any employer, employee or other person affected by a Notice of
Violation and Order to Comply issued by the Commissioner of Labor may
petition the IBA for review no later than 60 calendar days after
issuance. A contest does not automatically stay a citation, penalty or
abatement date; a stay must be requested and granted by the IBA. If the
contest stems from a follow-up inspection and issuance of a failure-to-
abate violation, the penalty continues to accumulate on a daily basis,
but is deferred until the IBA decision, which would also address the
final penalty amount. Subsequent to the Board's proceeding, any
affected party may, within 60 days after the IBA's decision is issued,
request judicial review of the Board's decision pursuant to section
6(c) of the PESH Act and Article 78 of the New York Civil Practice Law.
Pursuant to 12 NYCRR Part 805, public employees or their authorized
representatives have the additional right to contest the abatement
period prescribed in the Notice of Violation and Order to Comply by
filing a petition with the Commissioner within 15
[[Page 47085]]
working days of the posting of the employer's citation, or later if
good cause for late filing is shown. The Commissioner may grant, modify
or deny the petition. If the Commissioner denies the petition, in whole
or in part, the petition is automatically forwarded to the IBA for
review. If the Commissioner modifies the abatement period, the employer
may petition for review by the IBA under Section 101 of the Labor Law.
Employees or employee representatives who wish to participate in
employer-initiated proceedings before the IBA must request intervenor
party-status, and the plan includes an assurance that should an
employee or employee representative request such status, the State will
appropriately inform the IBA of its support for the request. Should the
IBA deny an employee's or employee representative's request for
intervenor status, New York has pledged to seek immediate corrective
action to guarantee employees' rights to party status in employer-
initiated cases.
I. Judicial Review
Under section 6(d) of the PESH Act, if the time for compliance with
an order of the Commissioner has elapsed without compliance, the
Commissioner of Labor may seek judicial enforcement by commencing a
proceeding pursuant to Article 78 of the New York Civil Practice Law.
The Commissioner would seek such judicial enforcement, via the New York
Attorney General, if there was a continuing failure-to-abate violation
at the time of the second follow-up inspection and New York Department
of Labor Counsel has been unable to obtain compliance. If the only
noncompliance is the failure to pay a penalty, the Commissioner may
file a duly enforceable collection action with the appropriate County
Clerk.
Further, in light of the fact that the length of the contest period
(60 calendar days) is significantly longer than the 15 working day
period allowed under the Federal program, the plan includes a March 3,
1984, Counsel's opinion and assurance that New York has the authority
under Article 78 of the New York Civil Practice Law to obtain judicial
enforcement of an uncontested order to comply upon expiration of the
abatement period, regardless of whether the 60 day contest period has
expired. New York has also assured that should the State Labor
Department's interpretation be successfully challenged, appropriate
legislative correction would be sought.
The State plan's authority for response to imminent danger includes
``red tag'' authority which is contained in Article 7, Section 200.2 of
the New York State Labor Law. The Commissioner has the authority to
prohibit the use of any machinery, equipment or device in a dangerous
condition, and to prohibit work in, or occupancy of, areas found in a
dangerous condition, until the condition is corrected and the notice is
removed by the Commissioner. These orders are subject to review by the
IBA. Section 200.3 authorizes the New York Attorney General to
institute a proceeding to enjoin the use of dangerous machinery,
equipment, devices, or areas that have been ``tagged'' under Section
200.2. The filing of a petition for review with the IBA does not stay
the Attorney General's proceedings.
J. Budget and Personnel
The plan includes the FY 2006 grant application under section 23(g)
of the OSH Act, which includes a current organizational chart and
detailed information on staffing and funding. The State has given
satisfactory assurances of adequate funding to support the plan. In FY
2006, the State plan was funded at $3,100,000 in Federal section 23(g)
funds, $3,100,000 in matching State funds, and $992,000 in 100% State
funds, for a total Federal and State contribution of $7,192,000. The
program's total staffing level is 101, including 29 safety and 21
health compliance officers, and 11 safety and 9 health public sector
consultants funded under the State plan grant. OSHA considers PESH's
current staffing and funding levels to be adequate and appropriate.
PESH personnel are employed under a merit system in compliance with New
York law and personnel rules. The plan includes the Civil Service Law
Related to Merit and Hiring System, and job descriptions and minimum
qualifications, by position.
K. Records and Reports
The plan provides that public employers in New York will maintain
appropriate records and make timely reports on occupational injuries
and illnesses in a manner substantially identical to and ``at least as
effective as'' that required for private sector employers under Federal
OSHA. New York participates and has assured that it will continue its
participation in the Bureau of Labor Statistics Annual Survey of
Injuries and Illnesses in the public sector. The plan also contains
assurances that the Commissioner of Labor will provide reports to OSHA
in such form as the Assistant Secretary may require and that New York
will continue to participate in OSHA's Integrated Management
Information System.
In response to OSHA's 2001 revision of its recordkeeping rules (29
CFR part 1904; 66 FR 5916-6135), on December 21, 2001, New York revised
its recordkeeping regulation, 12 NYCRR Part 801, and issued
supplemental instructions, SH 901, which provide clarification and
interpretation of the basic rule requirements. In response to OSHA's
review, the State has modified its regulations and instructions, and
provided several clarifications and supplemental assurances in order to
make its requirements ``at least as effective as'' those of Federal
OSHA. The State assures that recordkeeping activity by employees
constitutes protected activity under the PESH Act's anti-discrimination
provisions (February 21, 2003, letter from New York Department of Labor
Counsel); that any administrative changes made to the SH 901
Instructions will be published in the New York State Register for
public comment and simultaneously shared with OSHA for review and
comment (May 27, 2003, letter from PESH); and that the employer is
required to provide a copy of the Annual Summary to any employee or
authorized employee representative requesting it in accordance with
801.35 and applicable OSHA interpretations (August 30, 2004, letter
from PESH). Revisions to the State's recordkeeping requirements were
adopted on May 17, 2006 and provide for the reporting of fatalities and
multiple hospitalization incidents after working hours and on weekends
to a designated after-hours PESH contact person and for the required
reporting of delayed multiple hospitalizations.
L. Voluntary Compliance Programs
The public employee consultation program makes available both
safety consultants and industrial hygienists to public employers who
request such service for the purpose of apprising them of existing
hazards and the best means of abatement. The PESH public sector
consultation manual parallels OSHA's Consultation Policies and
Procedures Manual, TED 3.5B. The consultation program also provides
outreach and training in support of PESH's activities. Under the plan,
training is provided to public employers and employees, and seminars
are conducted to familiarize affected individuals with applicable
safety and health standards and requirements and safe work practices.
PESH has a variety of public information programs to disseminate
information and publications on important safety and health concerns.
Policies and
[[Page 47086]]
procedures for Area Office outreach programs, including training,
educational and informational services, as well as voluntary compliance
programs, are described in the PESH Field Operations Manual.
Through contractual agreements, the Governor's Office of Employee
Relations requires joint management and labor health and safety
committees in all State agencies. This requirement is independent of
the State plan.
IV. Completion of Developmental Steps
With the approval of the revised State plan in today's action, all
developmental steps specified in the June 1, 1984, notice of initial
approval of the New York public employee only State plan, and other
relevant steps, have been successfully completed and approved as
follows:
A. In accordance with 29 CFR 1956.51(a), the State of New York
promulgated standards identical to all Federal OSHA standards as of
July 1, 1983. A supplement to the State plan documenting this
accomplishment was initially approved by the Assistant Secretary on
August 26, 1986 (51 FR 30449). Subsequently all OSHA standards
promulgated through April 28, 2006, have been adopted as New York State
standards applicable to public employees. These identical standards;
the State's different Air Contaminants Standard (1910.1000); the
additional hazard communication requirements in the New York Toxic
Substances Act, as applicable to public sector employers only; and the
State's independent Workplace Violence Prevention law are approved by
the Assistant Secretary in today's notice.
B. In accordance with 29 CFR 1956.51(b), New York has promulgated
regulations for inspections, citations and abatement equivalent to 29
CFR part 1903 at 12 NYCRR Part 802, as supplemented by the State Field
Operations Manual, both of which are approved by the Assistant
Secretary in today's notice.
C. In accordance with 29 CFR 1956.51(c), the New York safety and
health poster for public employees only, which was originally approved
by the Assistant Secretary on May 16, 1985 (50 FR 21046), is approved,
as revised, in today's notice.
D. In accordance with 29 CFR 1956.51(d), the State extended its
participation in the Bureau of Labor Statistics (BLS) Survey of
Injuries and Illnesses to the public sector. This supplement was
approved by the Assistant Secretary on December 29, 1989 (55 FR 1204),
and the State's continued participation is documented in the April 28,
2006, revised State plan, which is approved in today's notice.
E. In accordance with 29 CFR 1956.51(e), the State promulgated
regulations for granting variances equivalent to 29 CFR part 1905, at
12 NYCRR Part 803, which were approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). These regulations are contained in the
April 28, 2006, revised State plan and are supplemented by the State's
Field Operations Manual. These regulations and implementing procedures
for variances are approved in today's notice.
F. In accordance with 29 CFR 1956.51(f), the State initially
promulgated regulations for injury/illness recordkeeping equivalent to
29 CFR part 1904, which were approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). In response to revisions to the Federal
recordkeeping rule, the State's revised recordkeeping regulations at 12
NYCRR Part 801; supplemental instructions at SH 901; and supplemental
assurances concerning amendments to the SH 901 Instructions, after-
hours reporting of fatalities and catastrophes, required reporting of
delayed hospitalizations, protected activity, and employee rights to
receive a copy of the Annual Summary of workplace injuries and
illnesses, are approved in today's notice.
G. In accordance with 29 CFR 1956.51(g), the State developed and
adopted employee non-discrimination procedures equivalent to 29 CFR
Part 1977, which were approved by the Assistant Secretary on December
29, 1989 (55 FR 1204). Updated procedures, as contained in the April
28, 2006, revised plan, are approved in today's notice.
H. In accordance with 29 CFR 1956.51(h), the State adopted
procedures for the review of contested cases equivalent to 29 CFR Part
2200, which were approved by the Assistant Secretary on December 29,
1989 (55 FR 1204). The State's updated contested case procedures as
found at Article 3, Section 101 of the Labor Law, and the ``Rules of
Procedure and Practice'' of the Industrial Board of Appeals, 12 NYCRR
Chapter 1, Subchapter B, Parts 65 and 66, are approved in today's
notice.
I. In accordance with 29 CFR 1956.51(i), the State revised its plan
to reflect procedures for the development and adoption of alternative
standards. At the time of initial approval, the State Plan provided for
the adoption of identical OSHA safety and health standards, which
procedures were approved by the Assistant Secretary on December 29,
1989 (55 FR 1204). The State's current procedures for adoption of
alternative standards provide that the Commissioner of Labor, in
consultation with the Hazard Abatement Board, or on his/her own
initiative, under the State Administrative Procedures Act, can propose
alternative or different occupational safety and health standards if a
determination is made that an issue is not properly addressed by
Federal OSHA standards and is necessary for the protection of public
employees. The procedures for adoption of alternative standards provide
for consideration of expert technical information and allow interested
persons to request the development of a standard and to participate in
any hearings for the development or modification of standards. These
procedures are approved in today's notice.
J. In accordance with 29 CFR 1956.51(j), the State has developed a
Field Operations Manual which parallels the OSHA revised Field
Operations Manual, CPL 02-00-045 [CPL 2.45B], and incorporates other
Federal compliance policy directives and unique State requirements. The
State's Field Operations Manual is approved in today's notice.
K. In accordance with 29 CFR 1956.51(k), the State adopted the
Federal Industrial Hygiene Manual, including changes one (1) and two
(2), through April 7, 1987, a developmental step that was approved by
the Assistant Secretary on December 29, 1989 (55 FR 1204). The State
subsequently replaced this manual with the OSHA Technical Manual. This
action is approved in today's notice.
L. In accordance with 29 CFR 1956.51(l), the State issued a
directive implementing an on-site consultation program in the public
sector which was approved by the Assistant Secretary on December 29,
1989 (55 FR 1204). The State's current Consultation Policy and
Procedures Manual and its description of New York's public sector on-
site consultation program and other compliance assistance efforts as
contained in the April 28, 2006, revised State plan are approved in
today's notice.
M. In accordance with 29 CFR 1956.51(m), the State has developed
and implemented a public employer and employee training and education
program with procedures described in the Field Operations Manual which
are approved in today's notice.
[[Page 47087]]
V. Decision
A. Approval of Plan Supplements
After careful review, opportunity for State correction, and
subsequent revision, the plan supplements constituting a New York
revised State plan for public employees only and its components
described above are found to be in substantial conformance with
comparable Federal provisions and the requirements of 29 CFR part 1956
and are hereby approved under 29 CFR part 1953 as providing a revised
State plan for the development and enforcement of standards which is
``at least as effective as'' the Federal program, as required by
section 18 of the OSH Act and 29 CFR part 1956. Subpart F of 29 CFR
part 1956 is amended to reflect the approval of the revised plan
supplements and the satisfactory completion of all developmental steps.
The right to reconsider this approval of the revised State plan
supplements is reserved should substantial objections or other
information become available to the Assistant Secretary regarding any
components of the plan changes.
B. Certification
With the approval of a revised State plan as noted above, all
developmental steps have now been successfully completed, documented
and approved. In accordance with 29 CFR 1956.23, the New York public
employee only State plan is certified as having successfully completed
all developmental steps. Subpart F of 29 CFR part 1956 is amended to
reflect this certification. This certification attests to the
structural completeness of the State plan and that it has all the
necessary authorities and procedures to provide ``at least as
effective'' standards, enforcement, and compliance assistance to the
employees of New York State and its political subdivisions. This action
renders no judgment as to the effectiveness of the State plan in actual
operations.
VI. Location of Basic State Plan Documentation
Copies of the revised New York State plan for public employees are
maintained at the following locations; specific documents are available
on the State's website or upon request. Contact the Directorate of
Cooperative and State Programs, Office of State Programs, U.S.
Department of Labor, Occupational Safety and Health Administration, 200
Constitution Avenue, NW., Room N-3700, Washington, DC 20210; the Office
of the Regional Administrator, U.S. Department of Labor, Occupational
Safety and Health Administration, 201 Varick Street, Room 670, New
York, New York 10014; or the New York Public Employee Safety and Health
Program, State Office Campus Building 12, Room 158, Albany, New York
12240.
Components of the New York State plan, including the Field
Operation Manual, recordkeeping regulations and instructions, complaint
forms, and other program information are posted on the New York
Department of Labor, Public Employee Safety and Health Web site at:
https://www.labor.state.ny.us/workerprotection/safetyhealth/DOSH_
PESH.shtm.
The PESH Act and other New York statutes can be found on the New
York State Legislature's Web site at: https://
public.leginfo.state.ny.us. The New York Industrial Board of Appeals,
Rules of Procedure and Practice, can be found on the New York
Department of Labor Web site at: https://www.labor.state.ny.us/iba/
toc.htm. The State Administrative Procedures Act can be found on the
Governor's Web site at: https://www.gorr.state.ny.us/SAPA-Text.htm.
Electronic copies of this Federal Register notice and the related
press release are available on OSHA's Web site, https://www.osha.gov.
VII. Public Participation
Under 29 CFR 1953.6(c), OSHA generally ``will seek public comment
if a State program component differs significantly from the comparable
Federal program component and OSHA needs additional information in
order to determine its compliance with the criteria in section 18(c) of
the Act, including whether it is at least as effective as the Federal
program. * * *'' Based on OSHA's review of the State laws, regulations
and procedures that comprise the revised State plan and written
assurances provided by the State, the Assistant Secretary finds that
the New York revised State plan for public employees described above is
at least as effective as Federal requirements and is consistent with
commitments contained in the plan. Public participation for the purpose
of providing additional information about the effectiveness of the
structural components of the New York public employee only State plan
is therefore unnecessary. Moreover, all legislative and regulatory
components of the revised plan were adopted under procedural
requirements of State law, which included appropriate opportunity for
public participation. Good cause is therefore found for approval of
these supplements (which constitute the revised State plan); further
public participation would be repetitious and unnecessary.
This document was prepared under the direction of Edwin G. Foulke,
Jr., Assistant Secretary of Labor for Occupational Safety and Health.
It is issued under section 18 of the Occupational Safety and Health Act
of 1970, 84 Stat. 1608 (29 U.S.C. 667); 29 CFR part 1956; Secretary of
Labor's Order No. 5-2002 (67 FR 65008, October 22, 2002).
List of Subjects in 29 CFR Part 1956
Intergovernmental relations, Law enforcement, Occupational safety
and health, Occupational Safety and Health Administration.
Signed in Washington, DC, this 9th day of August, 2006.
Edwin G. Foulke, Jr.,
Assistant Secretary of Labor.
0
Part 1956 of 29 CFR is hereby amended as follows:
PART 1956--[AMENDED]
0
1. Revise the authority citation of part 1956 to read as follows:
Authority: Section 18 of the OSH Act (29 U.S.C. 667), 29 CFR
part 1956, and Secretary of Labor's Order No. 5-2002 (67 FR 65008).
0
2. Revise Sec. 1956.50 to read as follows:
Sec. 1956.50 Description of the plan as certified.
(a) Authority and scope. The New York State Plan for Public
Employee Occupational Safety and Health received initial OSHA approval
on June 1, 1984, and was certified as having successfully completed its
developmental steps on August 16, 2006. The plan designates the New
York Department of Labor as the State agency responsible for
administering the plan throughout the State. The plan includes
legislation, the New York Act (Public Employee Safety and Health Act,
Chapter 729 of the Laws of 1980/Article 2, Section 27-a of the New York
State Labor Law), enacted in 1980, and amended on April 17, 1984;
August 2, 1985; May 25 and July 22, 1990; April 10, 1992; June 28,
1993; and April 1, 1997. Under this legislation, the Commissioner of
Labor has full authority to enforce and administer all laws and rules
protecting the safety and health of all employees of the State and its
political subdivisions. In response to OSHA's concern that language in
section 27-a.2 of the New York Act, regarding the Commissioner of
Education's authority with respect to school buildings, raised
questions about the coverage under the plan of public school employees,
in 1984 New York submitted amendments to its plan consisting of
Counsel's opinion and an
[[Page 47088]]
assurance that public school employees are fully covered under the
terms of the PESH Act.
(b) Standards. The New York plan, as of revisions dated April 28,
2006, provides for the adoption of all Federal OSHA standards
promulgated as of that date, and for the incorporation of any
subsequent revisions or additions thereto in a timely manner, including
in response to Federal OSHA emergency temporary standards. The
procedure for adoption of Federal OSHA standards calls for publication
of the Commissioner of Labor's intent to adopt a standard in the New
York State Register 45 days prior to such adoption. Subsequent to
adoption and upon filing of the standard with the Secretary of State, a
notice of final action will be published as soon as is practicable in
the State Register. The plan also provides for the adoption of
alternative or different occupational safety and health standards if a
determination is made by the State that an issue is not properly
addressed by OSHA standards and is relevant to the safety and health of
public employees. In such cases, the Commissioner of Labor will develop
an alternative standard to protect the safety and health of public
employees in consultation with the Hazard Abatement Board, or on his/
her own initiative. The procedures for adoption of alternative
standards contain criteria for consideration of expert technical advice
and allow interested persons to request development of any standard and
to participate in any hearing for the development or modification of
standards.
(c) Variances. The plan includes provisions for the granting of
permanent and temporary variances from State standards in terms
substantially similar to the variance provisions contained in the
Federal program. The State provisions require employee notification of
variance applications and provide for employee participation in
hearings held on variance applications. Variances may not be granted
unless it is established that adequate protection is afforded employees
under the terms of the variance, and variances may have only future
effect.
(d) Employee notice and discrimination protection. The plan
provides for notification to employees of their protections and
obligations under the plan by such means as a State poster and required
posting of notices of violations. The plan also provides for protection
of employees against discharge or discrimination resulting from
exercise of their rights under the State's Act in terms essentially
identical to section 11(c) of the OSH Act.
(e) Inspections and enforcement. The plan provides for inspection
of covered workplaces, including inspections in response to employee
complaints. If a determination is made that an employee complaint does
not warrant an inspection, the complainant shall be notified, in
writing, of such determination and afforded an opportunity to seek
informal review of the determination. The plan provides the opportunity
for employer and employee representatives to accompany the inspector
during an inspection for the purpose of aiding in the inspection. The
plan also provides for right of entry for inspection and a prohibition
of advance notice of inspection. In lieu of first-instance monetary
sanctions for violations, the plan establishes a system for compelling
compliance under which public employers are issued notices of violation
and orders to comply. Such notices fix a reasonable period of time for
compliance. If compliance is not achieved by the time of a follow-up
inspection, daily failure-to-abate penalties of up to $50 for non-
serious violations and up to $200 for serious violations, will be
proposed. The Commissioner of Labor may seek judicial enforcement of
orders to comply by commencing a proceeding pursuant to Article 78 of
the New York Civil Practice Law. In addition, the plan provides for
expedited judicial enforcement when non-compliance is limited to non-
payment of penalties.
(f) Review procedures. Under the plan, public employers and
employees may seek formal administrative review of New York Department
of Labor citations, including penalties and the reasonableness of the
abatement periods, by petitioning the New York Industrial Board of
Appeals (IBA) no later than 60 days after the issuance of the citation.
The IBA is the independent State agency authorized by section 27-
a(6)(c) of the New York Act to consider petitions from affected parties
for review of the Commissioner of Labor's determinations. A contest
does not automatically stay a notice of violation, penalty or abatement
date; a stay must be granted from the IBA. Judicial review of any
decision of the IBA may be sought pursuant to Article 78 of the New
York Civil Practice Law. Prior to contest, employers, employees and
other affected parties may seek informal review of citations, penalties
and abatement dates by the Department of Labor by requesting an
informal conference in writing within 20 working days from the receipt
of citation. If the informal conference does not produce agreement, the
affected party may seek formal administrative review with the IBA.
Public employees or their authorized representatives have the
additional right under 12 NYCRR Part 805 to contest the abatement
period by filing a petition with the Commissioner within 15 working
days of the posting of the citation by filing a petition with the
Department of Labor, or later if good cause for late filing is shown.
If the Commissioner denies the employee contest of abatement period
under Part 805 in whole or in part, the complaint will automatically be
forwarded to the IBA for review. Under the IBA rules, public employees
or their representatives may request permission to participate in an
employer-initiated review process as ``intervenors.'' The plan includes
an April 28, 2006, assurance that should an employee or employee
representative request intervenor status in an employer-initiated case,
the State will appropriately inform the IBA of its support for the
request. Should an employee's or employee representative's request for
participation be denied, the State will seek immediate corrective
action to guarantee the right to employee party status in employer-
initiated cases. The period fixed in the plan for contesting notices of
violation is 60 calendar days, which is significantly longer than the
15 working day period allowed under the Federal OSHA program. However,
New York has provided assurance, by Counsel's opinion of March 3, 1984,
that it has the authority under Article 78 of the New York Civil
Practice Law to obtain judicial enforcement of an uncontested order to
comply upon expiration of the abatement period, regardless of whether
the 60 day contest period has expired. New York has also assured that
should the State Labor Department's interpretation be successfully
challenged, appropriate legislative correction would be sought.
(g) Staffing and resources. The plan as revised April 28, 2006,
provides assurances of a fully trained, adequate staff, including 29
safety and 21 health compliance officers for enforcement inspections
and 11 safety and 9 health consultants to perform consultation services
in the public sector. The State has also given satisfactory assurances
of continued adequate funding to support the plan.
(h) Records and reports. The plan provides that public employers in
New York will maintain appropriate records and make timely reports on
occupational injuries and illnesses in a manner substantially identical
to that required for private sector employers under Federal OSHA. New
York has
[[Page 47089]]
assured that it will continue its participation in the Bureau of Labor
Statistics Annual Survey of Injuries and Illnesses in the public
sector. The plan also contains assurances that the Commissioner of
Labor will provide reports to OSHA in such form as the Assistant
Secretary may require, and that New York will participate in OSHA's
Integrated Management Information System.
(i) Voluntary compliance programs. The plan provides for training
for public employers and employees; seminars to familiarize affected
public employers and employees with applicable standards, requirements
and safe work practices; and an on-site consultation program in the
public sector to provide services to public employers upon request.
0
3. Revise Sec. 1956.52 to read as follows:
Sec. 1956.52 Completed developmental steps and certification.
(a) In accordance with 29 CFR 1956.51(a), the State of New York
promulgated standards identical to all Federal OSHA standards as of
July 1, 1983. A supplement to the State plan documenting this
accomplishment was initially approved by the Assistant Secretary on
August 26, 1986 (51 FR 30449). Subsequently, all OSHA standards
promulgated through April 28, 2006, have been adopted as New York State
standards applicable to public employees. These identical standards;
the State's different Air Contaminants Standard (1910.1000); the
additional hazard communication requirements, as applicable to public
sector employers only, in the New York Toxic Substances Act; and the
State's independent Workplace Violence Prevention law, were approved by
the Assistant Secretary on August 16, 2006.
(b) In accordance with 29 CFR 1956.51(b), New York has promulgated
regulations for inspections, citations and abatement equivalent to 29
CFR part 1903 at 12 NYCRR Part 802 and implementing procedures in the
State compliance manual, as contained in the State's April 28, 2006,
revised plan, which were approved by the Assistant Secretary on August
16, 2006.
(c) In accordance with 29 CFR 1956.51(c), the New York safety and
health poster for public employees only, which was originally approved
by the Assistant Secretary on May 16, 1985 (50 FR 21046), was approved,
as contained in the State's April 28, 2006, revised plan, by the
Assistant Secretary on August 16, 2006.
(d) In accordance with 29 CFR 1956.51(d), the State extended its
participation in the Bureau of Labor Statistics (BLS) Survey of
Injuries and Illnesses to the public sector. A supplement documenting
this action was approved by the Assistant Secretary on December 29,
1989 (55 FR 1204) and is contained in the State's April 28, 2006,
revised plan, which was approved by the Assistant Secretary on August
16, 2006.
(e) In accordance with 29 CFR 1956.51(e), the State promulgated
regulations for granting variances equivalent to 29 CFR part 1905 at 12
NYCRR Part 803, which were approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). These regulations, as revised and
supplemented by implementing procedures in the State's Field Operations
Manual, are contained in the April 28, 2006, revised State plan, and
were approved by the Assistant Secretary on August 16, 2006.
(f) In accordance with 29 CFR 1956.51(f), the State initially
promulgated regulations for injury/illness recordkeeping, equivalent to
29 CFR part 1904, which were approved by the Assistant Secretary on
December 29, 1989 (55 FR 1204). The State's revised recordkeeping
regulation, 12 NYCRR Part 801; corresponding instructions (SH 901); and
supplemental assurances concerning amendments to the SH 901
Instructions, after-hours reporting of fatalities and catastrophes,
required reporting of delayed hospitalizations, protected activity, and
employee rights to receive a copy of the Annual Summary of workplace
injuries and illnesses, are contained in the April 28, 2006, revised
plan, and were approved by the Assistant Secretary on August 16, 2006.
(g) In accordance with 29 CFR 1956.51(g), the State developed and
adopted employee non-discrimination procedures equivalent to 29 CFR
part 1977, which were approved by the Assistant Secretary on December
29, 1989 (55 FR 1204). Updated procedures, as contained in the April
28, 2006, revised plan, were approved by the Assistant Secretary on
August 16, 2006.
(h) In accordance with 29 CFR 1956.51(h), the State adopted
procedures for the review of contested cases equivalent to 29 CFR part
2200, which were approved by the Assistant Secretary on December 29,
1989 (55 FR 1204). The State's contested case procedures at Section 101
of the Labor Law; the ``Rules of Procedure and Practice'' of the
Industrial Board of Appeals, 12 NYCRR Chapter 1, Subchapter B, Parts 65
and 66; and 12 NYCRR 805, as contained in the April 28, 2006, revised
plan, were approved by the Assistant Secretary on August 16, 2006.
(i) In accordance with 29 CFR 1956.51(i), the State revised its
plan to reflect its procedures for the adoption of State standards
identical to OSHA safety and health standards, which were approved by
the Assistant Secretary on December 29, 1989 (55 FR 1204).
Subsequently, the State's procedures were revised to provide that the
Commissioner of Labor, in consultation with the Hazard Abatement Board,
or on his/her own initiative, can propose alternative or different
occupational safety and health standards if a determination is made
that an issue is not properly addressed by Federal OSHA standards and
is necessary for the protection of public employees. The procedures for
adoption of alternative standard