Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 38909-38910 [E6-10683]
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Federal Register / Vol. 71, No. 131 / Monday, July 10, 2006 / Notices
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–27418]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
June 30, 2006.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of June 2006.
A copy of each application may be
obtained for a fee at the SEC’s Public
Reference Branch (tel. 202–551–5850).
An order granting each application will
be issued unless the SEC orders a
hearing. Interested persons may request
a hearing on any application by writing
to the SEC’s Secretary at the address
below and serving the relevant
applicant with a copy of the request,
personally or by mail. Hearing requests
should be received by the SEC by 5:30
p.m. on July 25, 2006, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
Credit Suisse Target Return Fund [File
No. 811–21617]
sroberts on PROD1PC70 with NOTICES
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. By May 17, 2006,
applicants’ sole shareholder had
redeemed its shares at net asset value.
Expenses of $2,500 incurred in
connection with the liquidation were
paid by applicant’s investment adviser,
Credit Suisse Asset Management, LLC,
or its sister companies.
Filing Dates: The application was
filed on May 24, 2006, and amended on
June 27, 2006.
Applicant’s Address: 466 Lexington
Ave., New York, NY 10017–3140.
Gold Bank Funds [File No. 811–10465]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On February 17,
2006 and April 7, 2006, applicant made
VerDate Aug<31>2005
17:10 Jul 07, 2006
Jkt 208001
liquidating distributions to its
shareholders, based on net asset value.
Expenses of $33,197 incurred in
connection with the liquidation were
paid by applicant and its investment
advisers, Gold Capital Management, Inc.
and M&I Investment Management Corp.
Filing Dates: The application was
filed on June 2, 2006, and amended on
June 27, 2006.
Applicant’s Address: 6860 W. 115th,
Suite 100, Overland Park, KS 66211.
The Galaxy Fund [File No. 811–4636]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 21,
2005 and November 23, 2005, applicant
transferred its assets to corresponding
portfolios of Columbia Funds Series
Trust, based on net asset value.
Expenses of $936,930 incurred in
connection with the reorganization were
paid by Columbia Management
Advisors, LLC, applicant’s investment
adviser.
Filing Dates: The application was
filed on April 20, 2006, and amended on
June 22, 2006.
Applicant’s Address: One Financial
Center, Boston, MA 02111.
The BlackRock Advantage Term Trust
Inc. [File No. 811–5757]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On December 29,
2005, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $18,500
incurred in connection with the
liquidation were paid by applicant.
Applicant has transferred $300,000 in
cash to a liquidating trust to pay
applicant’s remaining liabilities. The
trustees of the liquidating trust intend to
distribute any remaining cash to
applicant’s former shareholders within
one year of the liquidation.
Filing Date: The application was filed
on May 15, 2006.
Applicant’s Address: 100 Bellevue
Parkway, Wilmington, DE 19809.
Income Trust [File No. 811–7307]
Growth and Income Trust [File No.
811–7393]
Growth Trust [File No. 811–7395]
Summary: Each applicant, a master
fund in a master/feeder arrangement,
seeks an order declaring that it has
ceased to be an investment company.
Between October 18, 2005 and March 9,
2006, each applicant’s shareholders
redeemed all their shares at net asset
values. Expenses of $14,670, $19,560
and $9,780, respectively, incurred in
PO 00000
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Fmt 4703
Sfmt 4703
38909
connection with the liquidations were
paid by Ameriprise Financial, Inc.,
applicants’ investment adviser.
Filing Date: The applications were
filed on May 24, 2006.
Applicant’s Address: 901 Marquette
Ave. South, Suite 2810, Minneapolis,
MN 55402–3268.
Allmerica Securities Trust [File No.
811–2338]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On May 12, 2006,
applicant made a liquidating
distribution to its shareholders, based
on net asset value. The Bank of New
York, applicant’s paying agent, is
holding the remaining fund assets for
distribution to shareholders holding
share certificates. Any liquidating
distributions not claimed by a
certificated shareholder will be
escheated by the paying agent in
accordance with relevant state law.
Expenses of approximately $155,000
incurred in connection with the
liquidation have been or will be paid by
applicant. Applicant has retained
$132,102 in cash in a custodial account
to pay for expenses relating to the
liquidation and other accrued or
contingent liabilities.
Filing Date: The application was filed
on May 12, 2006.
Applicant’s Address: 440 Lincoln St.,
Worcester, MA 01653.
Scudder New Asia Fund, Inc. [File No.
811–4789]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On April 17,
2006, applicant transferred its assets to
DWS Emerging Markets Equity Fund, a
series of DWS International Fund, Inc.,
based on net asset value. Expenses of
$332,700 incurred in connection with
the reorganization were paid by
applicant.
Filing Dates: The application was
filed on May 11, 2006, and amended on
June 9, 2006.
Applicant’s Address: 345 Park
Avenue, New York, NY 10154.
Meeder Advisor Funds [File No. 811–
6720]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 13,
2003, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $1,465
incurred in connection with the
liquidation were paid by applicant and
Norwich Union Investment
E:\FR\FM\10JYN1.SGM
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38910
Federal Register / Vol. 71, No. 131 / Monday, July 10, 2006 / Notices
Management Limited, applicant’s
subadviser.
Filing Dates: The application was
filed on July 8, 2004, and amended on
June 13, 2006.
Applicant’s Address: 6125 Memorial
Dr., Dublin, OH 43017.
AIM Millennium Alternative Strategies
Fund [File No. 811–10299]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on March 31, 2003, and amended
on May 12, 2003 and June 12, 2006.
Applicant’s Address: 11 Greenway
Plaza, Suite 100, Houston, TX 77046–
1173.
Runkel Funds, Inc. [File No. 811–
21070]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 20,
2005, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $4,087
incurred in connection with the
liquidation were paid by Runkel
Advisors, LLC, applicant’s investment
adviser, and Thomas J. Runkel, manager
of applicant’s investment adviser.
Filing Dates: The application was
filed on December 7, 2005, and
amended on February 3, 2006, March
10, 2006 and June 23, 2006.
Applicant’s Address: 903 Chevy St.,
Belmont, CA 94002.
sroberts on PROD1PC70 with NOTICES
Legg Mason Cash Reserve Trust [File
No. 811–2853]
Legg Mason Tax-Exempt Trust, Inc.
[File No. 811–3526]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On February
28, 2006, each applicant made a
liquidating distribution to its
shareholders, based on net asset value.
Expenses of $36,099 and $11,984,
respectively, incurred in connection
with the liquidations were paid by Legg
Mason Fund Adviser, Inc., applicants’
investment adviser.
Filing Date: The applications were
filed on May 31, 2006.
Applicants’ Address: 100 Light St.,
Baltimore, MD 21202.
Hart Life Insurance Company Separate
Account One [File No. 811–9045]
Summary: Applicant, a separate
account for variable annuities, seeks an
VerDate Aug<31>2005
17:10 Jul 07, 2006
Jkt 208001
order declaring that it has ceased to be
an investment company. Applicant has
never made a public offering of its
securities, does not propose to make a
public offering, and has never had any
contractowners invested in the separate
account.
Filing Date: The application was filed
on April 25, 2006.
Applicant’s Address: P.O. Box 2999,
Hartford, CT 06104.
Hart Life Insurance Company Separate
Account Two [File No. 811–9047]
Summary: Applicant, a separate
account for variable life insurance, seeks
an order declaring that it has ceased to
be an investment company. Applicant
has never made a public offering of its
securities, does not propose to make a
public offering, and has never had any
contractowners invested in the separate
account.
Filing Date: The application was filed
on April 25, 2006.
Applicant’s Address: P.O. Box 2999,
Hartford, CT 06104.
ReliaStar Life Insurance Company of
New York Variable Annuity Separate
Account II [File No. 811–8965]
Summary: Applicant, a separate
account for variable annuities, seeks an
order declaring that it has ceased to be
an investment company. Applicant has
never made and does not propose to
make a public offering of its securities,
and it has never had any contractowners
invested in the separate account.
Filing Dates: The application was
filed on February 6, 2006, and amended
on June 1, 2006.
Applicant’s Address: 1000 Woodbury
Road, Woodbury, New York 11797.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Nancy M. Morris,
Secretary.
[FR Doc. E6–10683 Filed 7–7–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–54085; File No. 10–131]
Order Modifying a Condition to
Operation as a National Securities
Exchange of the Nasdaq Stock Market
LLC
June 30, 2006.
I. Introduction
On January 13, 2006, the Securities
and Exchange Commission
(‘‘Commission’’) granted registration of
the Nasdaq Stock Market LLC (‘‘Nasdaq
PO 00000
Frm 00069
Fmt 4703
Sfmt 4703
Exchange’’) as a national securities
exchange.1 At the same time, the
Commission conditioned the Nasdaq
Exchange’s operation as an exchange on
the satisfaction of six specific
requirements. The Commission is
modifying in this Order the condition
requiring the NASD to represent to the
Commission that it no longer needs to
control the Nasdaq Stock Market, Inc.
(‘‘Nasdaq’’), the Nasdaq Exchange’s
parent company, through the Preferred
D share because the NASD can fulfill
through other means its obligations with
respect to non-Nasdaq exchange listed
securities under Section 15A(b)(11) of
the Securities Exchange Act of 1934
(‘‘Exchange Act’’),2 Rules 602 and 603 of
Regulation NMS,3 and the national
market system plans in which it
participates (the ‘‘Control Share
Condition’’). This condition reflected
the Nasdaq Exchange’s intent to begin
trading at the same time Nasdaq UTP
Plan Securities and CTA Plan
Securities.4
The Nasdaq Exchange would now
prefer to commence trading Nasdaq UTP
Plan Securities and CTA Plan Securities
in two separate phases. Accordingly, by
letter dated March 31, 2006, the Nasdaq
Exchange requested that the
Commission modify the Control Share
Condition to allow it to begin operating
as an exchange with regard to Nasdaq
UTP Plan Securities before the Control
Share Condition is satisfied.5 As
discussed further below, the
Commission is granting the Nasdaq
Exchange’s request. Until the Control
Share Condition is satisfied, however,
the NASD must retain control of Nasdaq
through the Preferred D share, and
Nasdaq must continue to perform
obligations under the NASD’s Plan of
Allocation and Delegation of Functions
by NASD to Subsidiaries (‘‘Delegation
1 See Exchange Act Release No. 53128, 71 FR
3550 (January 23, 2006) (‘‘Nasdaq Exchange
Order’’).
2 15 U.S.C. 78o–3(b)(11).
3 17 CFR 242.602 and 603.
4 Transactions are reported pursuant to two
national market system plans: Nasdaq-listed
securities are reported to the Joint Self-Regulatory
Organization Plan Governing the Collection,
Consolidation and Dissemination of Quotation and
Transaction Information for Nasdaq-Listed
Securities Traded on Exchanges on an Unlisted
Trading Privileges Basis (‘‘Nasdaq UTP Plan
Securities’’); securities listed on other national
securities exchanges are reported to the
Consolidated Transaction Association Plan (‘‘CTA
Plan Securities’’). Approximately 40 securities are
dually-listed on Nasdaq and the New York Stock
Exchange LLC. Transactions in these securities are
reported to the CTA Plan and thus are CTA Plan
Securities.
5 See letter to Nancy M. Morris, Secretary,
Commission, from Edward S. Knight, Executive
Vice President and General Counsel, Nasdaq, dated
March 31, 2006.
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10JYN1
]]>Agencies
[Federal Register Volume 71, Number 131 (Monday, July 10, 2006)]
[Notices]
[Pages 38909-38910]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-10683]
[[Page 38909]]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-27418]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
June 30, 2006.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
June 2006. A copy of each application may be obtained for a fee at the
SEC's Public Reference Branch (tel. 202-551-5850). An order granting
each application will be issued unless the SEC orders a hearing.
Interested persons may request a hearing on any application by writing
to the SEC's Secretary at the address below and serving the relevant
applicant with a copy of the request, personally or by mail. Hearing
requests should be received by the SEC by 5:30 p.m. on July 25, 2006,
and should be accompanied by proof of service on the applicant, in the
form of an affidavit or, for lawyers, a certificate of service. Hearing
requests should state the nature of the writer's interest, the reason
for the request, and the issues contested. Persons who wish to be
notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
Credit Suisse Target Return Fund [File No. 811-21617]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. By May 17, 2006, applicants' sole shareholder
had redeemed its shares at net asset value. Expenses of $2,500 incurred
in connection with the liquidation were paid by applicant's investment
adviser, Credit Suisse Asset Management, LLC, or its sister companies.
Filing Dates: The application was filed on May 24, 2006, and
amended on June 27, 2006.
Applicant's Address: 466 Lexington Ave., New York, NY 10017-3140.
Gold Bank Funds [File No. 811-10465]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On February 17, 2006 and April 7, 2006,
applicant made liquidating distributions to its shareholders, based on
net asset value. Expenses of $33,197 incurred in connection with the
liquidation were paid by applicant and its investment advisers, Gold
Capital Management, Inc. and M&I Investment Management Corp.
Filing Dates: The application was filed on June 2, 2006, and
amended on June 27, 2006.
Applicant's Address: 6860 W. 115th, Suite 100, Overland Park, KS
66211.
The Galaxy Fund [File No. 811-4636]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 21, 2005 and November 23, 2005,
applicant transferred its assets to corresponding portfolios of
Columbia Funds Series Trust, based on net asset value. Expenses of
$936,930 incurred in connection with the reorganization were paid by
Columbia Management Advisors, LLC, applicant's investment adviser.
Filing Dates: The application was filed on April 20, 2006, and
amended on June 22, 2006.
Applicant's Address: One Financial Center, Boston, MA 02111.
The BlackRock Advantage Term Trust Inc. [File No. 811-5757]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On December
29, 2005, applicant made a liquidating distribution to its
shareholders, based on net asset value. Expenses of $18,500 incurred in
connection with the liquidation were paid by applicant. Applicant has
transferred $300,000 in cash to a liquidating trust to pay applicant's
remaining liabilities. The trustees of the liquidating trust intend to
distribute any remaining cash to applicant's former shareholders within
one year of the liquidation.
Filing Date: The application was filed on May 15, 2006.
Applicant's Address: 100 Bellevue Parkway, Wilmington, DE 19809.
Income Trust [File No. 811-7307]
Growth and Income Trust [File No. 811-7393]
Growth Trust [File No. 811-7395]
Summary: Each applicant, a master fund in a master/feeder
arrangement, seeks an order declaring that it has ceased to be an
investment company. Between October 18, 2005 and March 9, 2006, each
applicant's shareholders redeemed all their shares at net asset values.
Expenses of $14,670, $19,560 and $9,780, respectively, incurred in
connection with the liquidations were paid by Ameriprise Financial,
Inc., applicants' investment adviser.
Filing Date: The applications were filed on May 24, 2006.
Applicant's Address: 901 Marquette Ave. South, Suite 2810,
Minneapolis, MN 55402-3268.
Allmerica Securities Trust [File No. 811-2338]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On May 12,
2006, applicant made a liquidating distribution to its shareholders,
based on net asset value. The Bank of New York, applicant's paying
agent, is holding the remaining fund assets for distribution to
shareholders holding share certificates. Any liquidating distributions
not claimed by a certificated shareholder will be escheated by the
paying agent in accordance with relevant state law. Expenses of
approximately $155,000 incurred in connection with the liquidation have
been or will be paid by applicant. Applicant has retained $132,102 in
cash in a custodial account to pay for expenses relating to the
liquidation and other accrued or contingent liabilities.
Filing Date: The application was filed on May 12, 2006.
Applicant's Address: 440 Lincoln St., Worcester, MA 01653.
Scudder New Asia Fund, Inc. [File No. 811-4789]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On April 17,
2006, applicant transferred its assets to DWS Emerging Markets Equity
Fund, a series of DWS International Fund, Inc., based on net asset
value. Expenses of $332,700 incurred in connection with the
reorganization were paid by applicant.
Filing Dates: The application was filed on May 11, 2006, and
amended on June 9, 2006.
Applicant's Address: 345 Park Avenue, New York, NY 10154.
Meeder Advisor Funds [File No. 811-6720]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 13, 2003, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $1,465 incurred in connection with the liquidation were
paid by applicant and Norwich Union Investment
[[Page 38910]]
Management Limited, applicant's subadviser.
Filing Dates: The application was filed on July 8, 2004, and
amended on June 13, 2006.
Applicant's Address: 6125 Memorial Dr., Dublin, OH 43017.
AIM Millennium Alternative Strategies Fund [File No. 811-10299]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on March 31, 2003, and
amended on May 12, 2003 and June 12, 2006.
Applicant's Address: 11 Greenway Plaza, Suite 100, Houston, TX
77046-1173.
Runkel Funds, Inc. [File No. 811-21070]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 20, 2005, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $4,087 incurred in connection with the liquidation were
paid by Runkel Advisors, LLC, applicant's investment adviser, and
Thomas J. Runkel, manager of applicant's investment adviser.
Filing Dates: The application was filed on December 7, 2005, and
amended on February 3, 2006, March 10, 2006 and June 23, 2006.
Applicant's Address: 903 Chevy St., Belmont, CA 94002.
Legg Mason Cash Reserve Trust [File No. 811-2853]
Legg Mason Tax-Exempt Trust, Inc. [File No. 811-3526]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On February 28, 2006, each applicant made
a liquidating distribution to its shareholders, based on net asset
value. Expenses of $36,099 and $11,984, respectively, incurred in
connection with the liquidations were paid by Legg Mason Fund Adviser,
Inc., applicants' investment adviser.
Filing Date: The applications were filed on May 31, 2006.
Applicants' Address: 100 Light St., Baltimore, MD 21202.
Hart Life Insurance Company Separate Account One [File No. 811-9045]
Summary: Applicant, a separate account for variable annuities,
seeks an order declaring that it has ceased to be an investment
company. Applicant has never made a public offering of its securities,
does not propose to make a public offering, and has never had any
contractowners invested in the separate account.
Filing Date: The application was filed on April 25, 2006.
Applicant's Address: P.O. Box 2999, Hartford, CT 06104.
Hart Life Insurance Company Separate Account Two [File No. 811-9047]
Summary: Applicant, a separate account for variable life insurance,
seeks an order declaring that it has ceased to be an investment
company. Applicant has never made a public offering of its securities,
does not propose to make a public offering, and has never had any
contractowners invested in the separate account.
Filing Date: The application was filed on April 25, 2006.
Applicant's Address: P.O. Box 2999, Hartford, CT 06104.
ReliaStar Life Insurance Company of New York Variable Annuity Separate
Account II [File No. 811-8965]
Summary: Applicant, a separate account for variable annuities,
seeks an order declaring that it has ceased to be an investment
company. Applicant has never made and does not propose to make a public
offering of its securities, and it has never had any contractowners
invested in the separate account.
Filing Dates: The application was filed on February 6, 2006, and
amended on June 1, 2006.
Applicant's Address: 1000 Woodbury Road, Woodbury, New York 11797.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Nancy M. Morris,
Secretary.
[FR Doc. E6-10683 Filed 7-7-06; 8:45 am]
BILLING CODE 8010-01-P
