Joint Industry Plan; Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated, 35960-35961 [E6-9854]
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Federal Register / Vol. 71, No. 120 / Thursday, June 22, 2006 / Notices
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Dated at King of Prussia, Pennsylvania this
15th day of June, 2006.
For the Nuclear Regulatory Commission.
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Nuclear Materials Safety, Region I.
[FR Doc. E6–9850 Filed 6–21–06; 8:45 am]
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FOR FURTHER INFORMATION CONTACT:
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BILLING CODE 7709–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
PENSION BENEFIT GUARANTY
CORPORATION
SUPPLEMENTARY INFORMATION:
Issued in Washington, DC, on this 19th day
of June 2006.
Vincent K. Snowbarger,
Acting Executive Director, Pension Benefit
Guaranty Corporation.
[FR Doc. E6–9881 Filed 6–21–06; 8:45 am]
Extension: Rule 6c–7; SEC File No. 270–269;
OMB Control No. 3235–0276.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit these existing
collections of information to the Office
of Management and Budget (‘‘OMB’’) for
extension and approval.
Rule 6c–7 (17 CFR 270.6c–7) under
the Investment Company Act of 1940
(15 U.S.C. 80a–1 et seq.) (‘‘1940 Act’’)
provides exemption from certain
provisions of sections 22(e) and 27 of
the 1940 Act for registered separate
accounts offering variable annuity
contracts to certain employees of Texas
institutions of higher education
participating in the Texas Optional
Retirement Program. There are
approximately 80 registrants governed
by Rule 6c–7. The burden of compliance
with Rule 6c–7, in connection with the
registrants obtaining from a purchaser,
prior to or at the time of purchase, a
signed document acknowledging the
restrictions on redeemability imposed
by Texas law, is estimated to be
approximately 3 minutes of professional
time per response for each of
approximately 2600 purchasers
annually (at an estimated $70 per hour),
for a total annual burden of 130 hours
(at a total annual cost of $9,100).
The estimate of average burden hours
is made solely for the purposes of the
Paperwork Reduction Act, and is not
derived from a comprehensive or even
a representative survey or study of the
costs of Commission rules or forms. The
Commission does not include in the
estimate of average burden hours the
time preparing registration statements
and sales literature disclosure regarding
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the restrictions on redeemability
imposed by Texas law. The estimate of
burden hours for completing the
relevant registration statements are
reported on the separate PRA
submissions for those statements. (See
the separate PRA submissions for Form
N–3 (17 CFR 274.11b) and Form N–4 (17
CFR 274.11c).
The Commission requests written
comments on: (a) Whether the proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Both, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson 6432 General Green Way,
Alexandria, Virginia 22312; or send an
e-mail to: PRA_Mailbox@sec.gov.
Dated: June 15, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–9833 Filed 6–21–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–54001; File No. 4–429]
Joint Industry Plan; Notice of Filing of
Joint Amendment No. 19 to the
Intermarket Option Linkage Plan To
Modify the Manner in Which the
Participation Fee Applicable to New
Participants Is Calculated
June 15, 2006.
Pursuant to section 11A of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 1 and Rule 608 thereunder,2
notice is hereby given that on February
17, 2006, March 16, 2006, April 12,
2006, April 18, 2006, May 2, 2006, and
May 22, 2006, International Securities
Exchange, Inc. (‘‘ISE’’), Philadelphia
Stock Exchange, Inc. (‘‘Phlx’’), Chicago
Board Options Exchange, Incorporated
1 15
2 17
E:\FR\FM\22JNN1.SGM
U.S.C. 78k–1.
CFR 242.608.
22JNN1
Federal Register / Vol. 71, No. 120 / Thursday, June 22, 2006 / Notices
(‘‘CBOE’’), Boston Stock Exchange, Inc.
(‘‘BSE’’), American Stock Exchange LLC
(‘‘Amex’’), and NYSE Arca, Inc. (‘‘NYSE
Arca’’) (collectively, ‘‘Participants’’)
respectively submitted to the Securities
and Exchange Commission
(‘‘Commission’’) Joint Amendment No.
19 to the Plan for the Purpose of
Creating and Operating an Intermarket
Option Linkage (the ‘‘Linkage Plan’’).3
The Joint Amendment proposes to
modify the manner in which the
participation fee applicable to new
Participants is calculated.4 The
Commission is publishing this notice to
solicit comments from interested
persons on the proposed Joint
Amendment to the Linkage Plan.
I. Description and Purpose of the
Amendment
The purpose of the Joint Amendment
is to modify the manner in which the
participation fee applicable to new
Participants is calculated. The
participation fee is determined by the
Participants and is assessed in
connection with an Eligible Exchange 5
becoming a new Participant. The Joint
Amendment provides that in
determining the amount of the
participation fee, the Participants shall
consider one or both of the following: (i)
The portion of costs previously paid by
the Participants for the development,
expansion, and maintenance of
Linkage 6 facilities which, under
generally accepted accounting
principles, could have been treated as
capital expenditures and, if so treated,
would have been amortized over the
five years preceding the admission of
the new Participant (and for this
purpose all such capital expenditures
shall be deemed to have a five-year
amortizable life); and (ii) previous
participation fees paid by other new
Participants. These standards are
consistent with the participation fee
standards contained in the Consolidated
Tape Plan (‘‘CTA Plan’’).7 Further, the
Participants would no longer be
wwhite on PROD1PC61 with NOTICES
3 On
July 28, 2000, the Commission approved a
national market system plan for the purpose of
creating and operating an intermarket options
market linkage proposed by the Amex, CBOE, and
ISE. See Securities Exchange Act Release No. 43086
(July 28, 2000), 65 FR 48023 (August 4, 2000).
Subsequently, upon separate requests by the Phlx,
Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.), and
BSE, the Commission issued orders to permit these
exchanges to participate in the Linkage Plan. See
Securities Exchange Act Release Nos. 43573
(November 16, 2000), 65 FR 70851 (November 28,
2000); 43574 (November 16, 2000), 65 FR 70850
(November 28, 2000); and 49198 (February 5, 2004),
69 FR 7029 (February 12, 2004).
4 See Section 11(b) of the Linkage Plan.
5 See Section 2(6) of the Linkage Plan.
6 See Section 2(14) of the Linkage Plan.
7 See Section III(c)(2) of the CTA Plan.
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19:08 Jun 21, 2006
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required to calculate the participation
fee at least once a year. Instead, the
participation fee would be calculated at
the time an Eligible Exchange seeks to
become a Participant.
II. Implementation of the Plan
Amendment
The Participants intend to make the
proposed Joint Amendment to the
Linkage Plan reflected in this filing
effective when the Commission
approves the Joint Amendment.
III. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed Joint
Amendment to the Linkage Plan is
consistent with the Act. Comments may
be submitted by any of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number 4–429 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
Station Place, 100 F Street, NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number 4–429. This file number should
be included on the subject line if e-mail
is used. To help the Commission
process and review your comments
more efficiently, please use only one
method. The Commission will post all
comments on the Commission’s Internet
Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all
subsequent amendments, all written
statements with respect to the proposed
Joint Amendment that are filed with the
Commission, and all written
communications relating to the
proposed Joint Amendment between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room. Copies of such filing also will be
available for inspection and copying at
the principal offices of the Amex, BSE,
CBOE, ISE, NYSE Arca, and Phlx. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
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Fmt 4703
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35961
you wish to make available publicly. All
submissions should refer to File
Number 4–429 and should be submitted
on or before July 13, 2006. For the
Commission, by the Division of Market
Regulation, pursuant to delegated
authority.8
Nancy M. Morris,
Secretary.
[FR Doc. E6–9854 Filed 6–21–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–54000; File No. SR-CBOE–
2006–41]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change and Amendment No. 1
Thereto To Amend Obsolete, Outdated
and/or Unnecessary Rules
June 15, 2006.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 21,
2006, the Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II and III
below, which Items have been prepared
principally by the CBOE. On June 15,
2006, the Exchange filed Amendment
No. 1 to the proposed rule change.3 The
Exchange filed this proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to section 19(b)(3)(A) of the
Act,4 and Rule 19b–4(f)(6) thereunder,5
which renders the proposal effective
upon filing with the Commission.6 The
Commission is publishing this notice to
solicit comments on the proposed rule
8 17
CFR 200.30–3(a)(29).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 In Amendment No. 1, the Exchange made
certain clarifying changes regarding the purposes
for the proposed changes. For purposes of
calculating the 60-day period within which the
Commission may summarily abrogate the proposed
rule change the Commission considers the period
to commence on June 15, 2006, the date on which
the Exchange filed Amendment No. 1. See 15 U.S.C.
78s(b)(3)(C).
4 15 U.S.C. 78s(b)(3)(A).
5 17 CFR 240.19b–4(f)(6).
6 As required by Rule 19b–4(f)(6)(iii), 17 CFR
240.19b–4(f)(6)(iii), the CBOE submitted written
notice of its intent to file the proposed rule change,
along with a brief description and text of the
proposed rule change, at least five business days
prior to the date of filing.
1 15
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22JNN1
Agencies
[Federal Register Volume 71, Number 120 (Thursday, June 22, 2006)]
[Notices]
[Pages 35960-35961]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-9854]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-54001; File No. 4-429]
Joint Industry Plan; Notice of Filing of Joint Amendment No. 19
to the Intermarket Option Linkage Plan To Modify the Manner in Which
the Participation Fee Applicable to New Participants Is Calculated
June 15, 2006.
Pursuant to section 11A of the Securities Exchange Act of 1934 (the
``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given that on
February 17, 2006, March 16, 2006, April 12, 2006, April 18, 2006, May
2, 2006, and May 22, 2006, International Securities Exchange, Inc.
(``ISE''), Philadelphia Stock Exchange, Inc. (``Phlx''), Chicago Board
Options Exchange, Incorporated
[[Page 35961]]
(``CBOE''), Boston Stock Exchange, Inc. (``BSE''), American Stock
Exchange LLC (``Amex''), and NYSE Arca, Inc. (``NYSE Arca'')
(collectively, ``Participants'') respectively submitted to the
Securities and Exchange Commission (``Commission'') Joint Amendment No.
19 to the Plan for the Purpose of Creating and Operating an Intermarket
Option Linkage (the ``Linkage Plan'').\3\ The Joint Amendment proposes
to modify the manner in which the participation fee applicable to new
Participants is calculated.\4\ The Commission is publishing this notice
to solicit comments from interested persons on the proposed Joint
Amendment to the Linkage Plan.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78k-1.
\2\ 17 CFR 242.608.
\3\ On July 28, 2000, the Commission approved a national market
system plan for the purpose of creating and operating an intermarket
options market linkage proposed by the Amex, CBOE, and ISE. See
Securities Exchange Act Release No. 43086 (July 28, 2000), 65 FR
48023 (August 4, 2000). Subsequently, upon separate requests by the
Phlx, Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.), and BSE, the
Commission issued orders to permit these exchanges to participate in
the Linkage Plan. See Securities Exchange Act Release Nos. 43573
(November 16, 2000), 65 FR 70851 (November 28, 2000); 43574
(November 16, 2000), 65 FR 70850 (November 28, 2000); and 49198
(February 5, 2004), 69 FR 7029 (February 12, 2004).
\4\ See Section 11(b) of the Linkage Plan.
---------------------------------------------------------------------------
I. Description and Purpose of the Amendment
The purpose of the Joint Amendment is to modify the manner in which
the participation fee applicable to new Participants is calculated. The
participation fee is determined by the Participants and is assessed in
connection with an Eligible Exchange \5\ becoming a new Participant.
The Joint Amendment provides that in determining the amount of the
participation fee, the Participants shall consider one or both of the
following: (i) The portion of costs previously paid by the Participants
for the development, expansion, and maintenance of Linkage \6\
facilities which, under generally accepted accounting principles, could
have been treated as capital expenditures and, if so treated, would
have been amortized over the five years preceding the admission of the
new Participant (and for this purpose all such capital expenditures
shall be deemed to have a five-year amortizable life); and (ii)
previous participation fees paid by other new Participants. These
standards are consistent with the participation fee standards contained
in the Consolidated Tape Plan (``CTA Plan'').\7\ Further, the
Participants would no longer be required to calculate the participation
fee at least once a year. Instead, the participation fee would be
calculated at the time an Eligible Exchange seeks to become a
Participant.
---------------------------------------------------------------------------
\5\ See Section 2(6) of the Linkage Plan.
\6\ See Section 2(14) of the Linkage Plan.
\7\ See Section III(c)(2) of the CTA Plan.
---------------------------------------------------------------------------
II. Implementation of the Plan Amendment
The Participants intend to make the proposed Joint Amendment to the
Linkage Plan reflected in this filing effective when the Commission
approves the Joint Amendment.
III. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed
Joint Amendment to the Linkage Plan is consistent with the Act.
Comments may be submitted by any of the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number 4-429 on the subject line.
Paper Comments
Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, Station Place, 100 F
Street, NE., Washington, DC 20549-1090.
All submissions should refer to File Number 4-429. This file number
should be included on the subject line if e-mail is used. To help the
Commission process and review your comments more efficiently, please
use only one method. The Commission will post all comments on the
Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the proposed Joint Amendment that are filed
with the Commission, and all written communications relating to the
proposed Joint Amendment between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for inspection and
copying in the Commission's Public Reference Room. Copies of such
filing also will be available for inspection and copying at the
principal offices of the Amex, BSE, CBOE, ISE, NYSE Arca, and Phlx. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File Number 4-429 and should be submitted
on or before July 13, 2006. For the Commission, by the Division of
Market Regulation, pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(29).
Nancy M. Morris,
Secretary.
[FR Doc. E6-9854 Filed 6-21-06; 8:45 am]
BILLING CODE 8010-01-P