Schedule of Fees Authorized by 49 U.S.C. 30141, 20061-20066 [E6-5740]
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Federal Register / Vol. 71, No. 75 / Wednesday, April 19, 2006 / Proposed Rules
PART 73—RADIO BROADCAST
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additional time for interested parties to
review the proposed changes.
1. The authority citation for part 73
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Michele P. Peterson,
Editor, Defense Acquisition Regulations
System.
[FR Doc. E6–5857 Filed 4–18–06; 8:45 am]
Authority: 47 U.S.C. 154, 303, 334, 336.
§ 73.202
[Amended]
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John A. Karousos,
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[FR Doc. E6–5577 Filed 4–18–06; 8:45 am]
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 594
[Docket No. NHTSA 2006–2412; Notice 1]
BILLING CODE 6712–01–P
RIN [2127–AJ87]
DEPARTMENT OF DEFENSE
Schedule of Fees Authorized by 49
U.S.C. 30141
Defense Acquisition Regulations
System
AGENCY:
National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Notice of proposed rulemaking.
48 CFR Part 252
RIN 0750–AF24
Defense Federal Acquisition
Regulation Supplement; Reports of
Government Property (DFARS Case
2005–D015)
Defense Acquisition
Regulations System, Department of
Defense (DoD).
ACTION: Proposed rule; extension of
comment period.
AGENCY:
SUMMARY: DoD is extending the
comment period for the proposed
amendments to the Defense Federal
Acquisition Regulation Supplement
(DFARS) that were published in the
Federal Register of Tuesday, March 21,
2006 (71 FR 14151). The proposed
amendments addressed requirements for
reporting of Government property in the
possession of contractors.
DATES: The ending date for submission
of comments is extended to May 22,
2006.
Ms.
Robin Schulze, Defense Acquisition
Regulations System, OUSD (AT&L)
DPAP (DARS), IMD 3C132, 3062
Defense Pentagon, Washington, DC
20301–3062. Telephone (703) 602–0326;
facsimile (703) 602–0350. Please cite
DFARS Case 2005–D015.
SUPPLEMENTARY INFORMATION: The
proposed DFARS amendments would
replace existing DD Form 1662 property
reporting requirements with
requirements for contractors to
electronically submit data to the Item
Unique Identification Registry. The
comment period is extended to provide
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FOR FURTHER INFORMATION CONTACT:
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SUMMARY: This document proposes fees
for Fiscal Year 2007 and until further
notice, as authorized by 49 U.S.C.
30141, relating to the registration of
importers and the importation of motor
vehicles not certified as conforming to
the Federal motor vehicle safety
standards (FMVSS). These fees are
needed to maintain the registered
importer (RI) program.
DATES: You should submit your
comments early enough to ensure that
Docket Management receives them not
later than June 5, 2006.
ADDRESSES: You may submit your
comments in writing to: Docket
Management, Room PL–401, 400
Seventh Street, SW., Washington, DC
20590.
Alternatively, you may submit your
comments electronically by logging onto
the Docket Management System (DMS)
Web site at https://dms.dot.gov. Click on
‘‘Help’’ to view instructions for filing
your comments electronically.
Regardless of how you submit your
comments, you should mention the
docket and notice number of this
document. You can find the number at
the beginning of this document.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://dms.dot.gov.
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FOR FURTHER INFORMATION CONTACT:
Coleman Sachs, Office of Vehicle Safety
Compliance, NHTSA (202–366–5291).
For legal issues, you may call Michael
Goode, Office of Chief Counsel, NHTSA
(202–366–5263). You may call Docket
Management at 202–366–9324. You may
visit the Docket in person from 9 a.m.
to 5 p.m., Monday through Friday.
SUPPLEMENTARY INFORMATION:
Introduction
On June 24, 1996, at 61 FR 32411, we
published a notice that discussed in full
the rulemaking history of 49 CFR part
594 and the fees authorized by the
Imported Vehicle Safety Compliance
Act of 1988, Public Law 100–562, since
recodified as 49 U.S.C. 30141–47. The
reader is referred to that notice for
background information relating to this
rulemaking action. Certain fees were
initially established to become effective
January 31, 1990, and have been in
effect and occasionally modified since
then.
The fees applicable in any fiscal year
are to be established before the
beginning of such year. We are
proposing fees that would become
effective on October 1, 2006, the
beginning of FY 2007. The statute
authorizes fees to cover the costs of the
importer registration program, to cover
the cost of making import eligibility
decisions, and to cover the cost of
processing the bonds furnished to the
Department of Homeland Security
(Customs). We last amended the fee
schedule in 2004. See final rule
published on September 28, 2004 at 69
FR 57869. Those fees apply to Fiscal
Years 2005 and 2006.
The proposed fees are based on time
and costs associated with the tasks for
which the fees are assessed and reflect
the slight increase in hourly costs in the
past two fiscal years attributable to the
approximately 3.71 and 3.44 percent
raises (including the locality adjustment
for Washington, DC) in salaries of
employees on the General Schedule that
became effective on January 1, 2005,
and on January 1, 2006, respectively.
Requirements of the Fee Regulation
Section 594.6—Annual Fee for
Administration of the Importer
Registration Program
Section 30141(a)(3) of Title 49, U.S.
Code provides that RIs must pay the
annual fees established ‘‘* * * to pay
for the costs of carrying out the
registration program for importers.
* * *’’ This fee is payable both by new
applicants and by existing RIs. To
maintain its registration, each RI, at the
time it submits its annual fee, must also
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file a statement affirming that the
information it furnished in its
registration application (or in later
submissions amending that information)
remains correct (49 CFR 592.5(f)).
In compliance with the statutory
directive, we reviewed the existing fees
and their bases in an attempt to
establish fees that would be sufficient to
recover the costs of carrying out the
registration program for importers for at
least the next two fiscal years. The
initial component of the Registration
Program Fee is the fee attributable to
processing and acting upon registration
applications. We have tentatively
determined that this fee should be
decreased from $293 to $266 for new
applications. We have also tentatively
determined that the fee for the review of
the annual statement should be
decreased from $208 to $159. The
proposed adjustments reflect reduced
‘‘per hour’’ computer costs, which are
attributed to the implementation of
client-server Information Technology
(IT) systems based on user-friendly
personal computers (PCs). The proposed
adjustments also reflect our time
expenditures in reviewing both new
applications and annual statements with
accompanying documentation, as well
as the inflation factor attributable to
Federal salary increases and locality
adjustments in the two years since the
regulation was last amended.
We must also recover costs
attributable to maintenance of the
registration program that arise from the
need for us to review a registrant’s
annual statement and to verify the
continuing validity of information
already submitted. These costs also
include anticipated costs attributable to
the possible revocation or suspension of
registrations and reflect the amount of
time that we have devoted to those
matters in the past two years.
Based upon our review of these costs,
the portion of the fee attributable to the
maintenance of the registration program
is approximately $411 for each RI, a
decrease of $126. When this $411 is
added to the $266 representing the
registration application component, the
cost to an applicant comes to $677,
which is the fee we propose. This
represents a decrease of $260 over the
existing fee. When the $411 is added to
the $159 representing the annual
statement component, the total cost to
the RI comes to $570, which represents
a decrease of $175.
Section 594.6(h) enumerates indirect
costs associated with processing the
annual renewal of RI registrations. The
provision states that these costs
represent a pro rata allocation of the
average salary and benefits of employees
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who process the annual statements and
perform related functions, and ‘‘a pro
rata allocation of the costs attributable
to maintaining the office space, and the
computer or word processor.’’ For the
purpose of establishing the fees that are
currently in existence, indirect costs are
$20.07 per man-hour. We are proposing
to decrease this figure by $3.00, to
$17.07. This proposed decrease is based
on the difference between enacted
budgetary costs within the Department
of Transportation for the last two fiscal
years, which were lower than the
estimates used when the fee schedule
was last amended, and takes account of
further projected decreases over the next
two fiscal years.
Sections 594.7, 594.8—Fees To Cover
Agency Costs in Making Importation
Eligibility Determinations
Section 30141(a)(3) also requires
registered importers to pay other fees
the Secretary of Transportation
establishes to cover the costs of ‘‘* * *
(B) making the decisions under this
subchapter.’’ This includes decisions on
whether the vehicle sought to be
imported is substantially similar to a
motor vehicle that was originally
manufactured for importation into and
sale in the United States and certified by
its original manufacturer as complying
with all applicable FMVSS, and
whether the vehicle is capable of being
readily altered to meet those standards.
Alternatively, where there is no
substantially similar U.S. certified
motor vehicle, the decision is whether
the safety features of the vehicle comply
with, or are capable of being altered to
comply with, the FMVSS based on
destructive test information or such
other evidence NHTSA deems to be
adequate. These decisions are made in
response to petitions submitted by RIs
or manufacturers, or on the
Administrator’s own initiative.
The fee for a vehicle imported under
an eligibility decision made in response
to a petition is payable in part by the
petitioner and in part by other
importers. The fee to be charged for
each vehicle is the estimated pro-rata
share of the costs in making all the
eligibility determinations in a fiscal
year.
Inflation and General Schedule raises
must also be taken into account in the
computation of costs. We have reduced
costs by issuing a single Federal
Register notice to announce import
eligibility decisions made on multiple
vehicles and realized reduced ‘‘per
hour’’ computer costs, which are
attributed to the implementation of
client-server IT systems based on userfriendly PCs. Despite the cost savings
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that have accrued from these
developments, RIs have imported fewer
vehicles each year since we last
amended the fee schedule. This has
increased the pro-rata share of petition
costs that are to be assessed against the
importer of each vehicle covered by the
decision to grant import eligibility. The
agency has also devoted an increasing
share of staff time in the past two years
to the review and processing of import
eligibility petitions owing to a
proportionately greater number of
comments being submitted in response
to these petitions, as well as
complications that result when the
petitioner or one or more commenters
request confidentiality for information
they submit to the agency. Additional
staff time is also needed to analyze the
petitions and any comments received
owning to new requirements being
adopted in the FMVSS. Despite these
factors, we are proposing no increase in
the current fee of $175 that covers the
initial processing of a ‘‘substantially
similar’’ petition. Instead, as discussed
below, we are proposing to address
these additional costs by increasing the
pro-rata share of petition costs that are
assessed against the importer of each
vehicle covered by the decision to grant
import eligibility. Likewise, we are also
proposing to maintain the existing fee of
$800 to cover the initial costs for
processing petitions for vehicles that
have no substantially similar U.S.certified counterpart.
In the event that a petitioner requests
an inspection of a vehicle, the fee for
such an inspection would remain $827
for vehicles that are the subject of either
type of petition.
Importers of vehicles determined to
be eligible for importation pay, upon the
importation of those vehicles, a pro-rata
share of the total cost for making the
eligibility decision. The importation fee
varies depending upon the basis on
which the vehicle is determined to be
eligible. For vehicles covered by an
eligibility decision on the agency’s own
initiative (other than vehicles imported
from Canada that are covered by VSA
Nos. 80–83, for which no eligibility
decision fee is assessed), the fee would
remain $125. NHTSA determined that
the costs associated with previous
eligibility determinations on the
agency’s own initiative would be fully
recovered by October 1, 2006. We would
apply the fee of $125 per vehicle only
to vehicles covered by determinations
made by the agency on its own initiative
on or after October 1, 2006.
The agency’s costs for making an
import eligibility decision pursuant to a
petition are borne in part by the
petitioner and in part by the importers
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of vehicles imported under the petition.
In 2005, the most recent year for which
complete data exists, the agency
expended $79,626 in making import
eligibility decisions based on petitions.
The petitioners paid $8,575 of that
amount in the processing fees that
accompanied the filing of their
petitions, leaving the remaining $71,051
to be recovered from the importers of
the 192 vehicles imported that year
under petition-based import eligibility
decisions. Dividing $71,051 by 192
yields a pro-rata fee of $370 for each
vehicle imported under an eligibility
decision that resulted from the granting
of a petition.
However, the agency believes that the
volume of petition-based imports for the
next two fiscal years should not be
projected on the basis of a single year,
particularly one in which the volume of
petitioned-based imports was atypically
low. The agency therefore took the
average number of petition-based
imports over the past 15 years to project
the number of such vehicles that would
be imported in Fiscal Years 2007 and
2008. Further, we anticipate that
petitions filed during Fiscal Years 2007
and 2008 would also more closely
reflect the average number of petitions
received each year since 1991, the first
year that the agency received RI
petitions. Based on these estimates, we
anticipate that nearly 600 vehicles
would be imported under petition-based
eligibility decisions and that 42
petition-based import eligibility
decisions would be made.
Based on these estimates, the agency’s
costs for processing these petitions
would increase to no more than
$140,000. Petitioners would pay slightly
more than $15,000 of that amount in the
processing fees that accompany the
filing of their petitions, leaving the
remaining $125,000 to be recovered
from the importers of the nearly 600
vehicles to be imported each year under
petition-based import eligibility
decisions. Dividing $125,000 by 600
yields a pro-rata fee of $208 for each
vehicle imported under an eligibility
decision that results from the granting of
a petition.
Based on our estimates for Fiscal
Years 2007 and 2008, the pro rata fee to
be paid by the importer of each such
vehicle would increase from $150 to
$208, representing an increase of $58
from the existing fee for each vehicle
imported. The same $208 fee would be
paid regardless of whether the vehicle
was petitioned under 49 CFR 593.6(a),
based on the substantial similarity of the
vehicle to a U.S. certified model, or was
petitioned under 49 CFR 593.6(b), based
on the safety features of the vehicle
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complying with, or being capable of
being modified to comply with all
applicable FMVSS.
Section 594.9—Fee To Recover the Costs
of Processing the Bond
Section 30141(a)(3) also requires a
registered importer to pay any other fees
the Secretary of Transportation
establishes ‘‘* * * to pay for the costs
of—(A) processing bonds provided to
the Secretary of the Treasury * * *’’
upon the importation of a
nonconforming vehicle to ensure that
the vehicle would be brought into
compliance within a reasonable time, or
if it is not brought into compliance
within such time, that it be exported,
without cost to the United States, or
abandoned to the United States.
The Department of Homeland
Security (Customs) now exercises the
functions associated with the processing
of these bonds. The statute contemplates
that we would make a reasonable
determination of the costs that
Department incurs in processing the
bonds. In essence, the cost to Customs
is based upon an estimate of the time
that a GS–9, Step 5 employee spends on
each entry, which Customs has judged
to be 20 minutes.
Based on General Schedule salary and
locality raises that were effective in
January 2005 and 2006 and the
inclusion of costs for benefits, we are
proposing that the processing fee be
increased by $0.47, from $9.30 per bond
to $9.77. This fee would reflect the
direct and indirect costs that are
actually associated with processing the
bonds.
Section 594.10—Fee for Review and
Processing of Conformity Certificate
Each RI is currently required to pay
$18 per vehicle to cover the costs the
agency incurs in reviewing a certificate
of conformity. We estimate that these
costs would decrease to an average of
$13 per vehicle because of lower
contractor costs and reduced ‘‘per hour’’
computer costs, which are attributed to
the implementation of client-server IT
systems based on user-friendly PCs.
Based on these estimates, we are
proposing to reduce the fee charged for
vehicles for which a paper entry and fee
payment is made, from $18 to $13, a
difference of $5 per vehicle. However, if
an RI enters a vehicle through the
Automated Broker Interface (ABI)
system, has an e-mail address to receive
communications from NHTSA, and pays
the fee by credit card, the cost savings
that we realize allow us to significantly
reduce the fee to $6. We propose to
maintain the fee of $6 per vehicle if all
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the information in the ABI entry is
correct.
Errors in ABI entries not only
eliminate any time savings, but also
require additional staff time to be
expended in reconciling the erroneous
ABI entry information to the conformity
data that is ultimately submitted. Our
experience with these errors has shown
that staff members must examine
records, make time-consuming long
distance telephone calls, and often
consult supervisory personnel to resolve
the conflicts in the data. We have
calculated this staff and supervisory
time, as well as the telephone charges,
to amount to approximately $42 for each
erroneous ABI entry. Adding this to the
$6 fee for the review of conformity
packages on automated entries yields a
total of $48, representing no change in
the fee that is currently charged when
there are one or more errors in the ABI
entry or in the statement of conformity.
Effective Date
The proposed effective date of the
final rule is October 1, 2006.
Rulemaking Analyses
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 12866, ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), provides for making
determinations whether a regulatory
action is ‘‘significant’’ and therefore
subject to Office of Management and
Budget (OMB) review and to the
requirements of the Executive Order.
The Order defines a ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
NHTSA has considered the impact of
this rulemaking action under Executive
Order 12866 and the Department of
Transportation’s regulatory policies and
procedures. This rulemaking is not
significant. Accordingly, the Office of
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Management and Budget has not
reviewed this rulemaking document
under Executive Order 12886. Further,
NHTSA has determined that the
rulemaking is not significant under
Department of Transportation’s
regulatory policies and procedures.
Based on the level of the fees and the
volume of affected vehicles, NHTSA
currently anticipates that the costs of
the final rule would be so minimal as
not to warrant preparation of a full
regulatory evaluation. The action does
not involve any substantial public
interest or controversy. There would be
no substantial effect upon State and
local governments. There would be no
substantial impact upon a major
transportation safety program. A
regulatory evaluation analyzing the
economic impact of the final rule
establishing the registered importer
program, adopted on September 29,
1989, was prepared, and is available for
review in the docket.
B. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility
Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory
Enforcement Fairness Act (SBFEFA) of
1996), whenever an agency is required
to publish a notice of proposed
rulemaking for any proposed or final
rule, it must prepare and make available
for public comment a regulatory
flexibility analysis that describes the
effect of the rule on small entities (i.e.,
small businesses, small organizations,
and small governmental jurisdictions).
The Small Business Administration’s
regulations at 13 CFR part 121 define a
small business, in part, as a business
entity ‘‘which operates primarily within
the United States.’’ (13 CFR 121.105(a)).
No regulatory flexibility analysis is
required if the head of an agency
certifies that the rule would not have a
significant economic impact on a
substantial number of small entities.
The SBREFA amended the Regulatory
Flexibility Act to require Federal
agencies to provide a statement of the
factual basis for certifying that a rule
would not have a significant economic
impact on a substantial number of small
entities.
The agency has considered the effects
of this proposed rulemaking under the
Regulatory Flexibility Act, and certifies
that if the proposed amendments are
adopted they would not have a
significant economic impact upon a
substantial number of small entities.
The following is NHTSA’s statement
providing the factual basis for the
certification (5 U.S.C. 605(b)). The
proposed amendments would primarily
affect entities that currently modify
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nonconforming vehicles and which are
small businesses within the meaning of
the Regulatory Flexibility Act; however,
the agency has no reason to believe that
these companies would be unable to pay
the fees proposed by this action. In
some instances, these fees would be
only modestly increased (and in most
instances decreased) from the fees now
being paid by these entities. Moreover,
consistent with prevailing industry
practices, these fees should be passed
through to the ultimate purchasers of
the vehicles that are altered and, in most
instances, sold by the affected registered
importers. The cost to owners or
purchasers of nonconforming vehicles
that are altered to conform to the
FMVSS may be expected to increase (or
decrease) to the extent necessary to
reimburse the registered importer for the
fees payable to the agency for the cost
of carrying out the registration program
and making eligibility decisions, and to
compensate Customs for its bond
processing costs.
Governmental jurisdictions would not
be affected at all since they are generally
neither importers nor purchasers of
nonconforming motor vehicles.
C. Executive Order 13132 (Federalism)
Executive Order 13132 on
‘‘Federalism’’ requires NHTSA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have Federalism implications.’’
Executive Order 13132 defines the term
‘‘policies that have federalism
implications’’ to include regulations
that have ‘‘substantial direct effects on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
responsibilities among the various
levels of government.’’ Under Executive
Order 13132, NHTSA may not issue a
regulation that has federalism
implication, that imposes substantial
direct compliance costs, and that is not
required by statute, unless the Federal
government provides the funds
necessary to pay the direct compliance
costs incurred by State and local
governments, or NHTSA consults with
State and local officials early in the
process of developing the proposed
regulation.
The proposed rule would not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government as specified in
Executive Order 13132. Thus, the
requirements of section 6 of the
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Executive Order do not apply to this
rulemaking action.
D. National Environmental Policy Act
NHTSA has analyzed this action for
purposes of the National Environmental
Policy Act. The action would not have
a significant effect upon the
environment because it is anticipated
that the annual volume of motor
vehicles imported through registered
importers would not vary significantly
from that existing before promulgation
of the rule.
E. Executive Order 12988 (Civil Justice
Reform)
Pursuant to Executive Order 12988
‘‘Civil Justice Reform,’’ this agency has
considered whether this proposed rule
would have any retroactive effect.
NHTSA concludes that this proposed
rule would not have any retroactive
effect. Judicial review of a rule based on
this proposal may be obtained pursuant
to 5 U.S.C. 702. That section does not
require that a petition for
reconsideration be filed prior to seeking
judicial review.
F. Unfunded Mandates Reform Act of
1995
Section 202 of the Unfunded
Mandates Reform Act of 1995 (UMRA)
requires agencies to prepare a written
assessment of the costs, benefits, and
other effects of proposed or final rules
that include a Federal mandate likely to
result in the expenditure by State, local,
or tribal governments, in the aggregate,
or by the private sector, of more than
$100 million annually (adjusted for
inflation with the base year of 1995).
Before promulgating a rule for which a
written assessment is needed, section
205 of the UMRA generally requires
NHTSA to identify and consider a
reasonable number of regulatory
alternatives and to adopt the least
costly, most cost-effective, or least
burdensome alternative that achieves
the objectives of the rule. The
provisions of section 205 do not apply
when they are inconsistent with
applicable law. Moreover, section 205
allows NHTSA to adopt an alternative
other than the least costly, most costeffective or least burdensome alternative
if the agency publishes with the final
rule an explanation why that alternative
was not adopted. Because a final rule
based on this proposal would not
require the expenditure of resources
beyond $100 million annually, this
action is not subject to the requirements
of sections 202 and 205 of the UMRA.
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G. Plain Language
Executive Order 12866 and the
President’s memorandum of June 1,
1998, require each agency to write all
rules in plain language. Application of
the principles of plain language
includes consideration of the following
questions:
—Have we organized the material to suit
the public’s needs?
—Are the requirements in the proposed
rule clearly stated?
—Does the proposed rule contain
technical language or jargon that is
unclear?
—Would a different format (grouping
and order of sections, use of heading,
paragraphing) make the rule easier to
understand?
—Would more (but shorter) sections be
better?
—Could we improve clarity by adding
tables, lists, or diagrams?
—What else could we do to make the
rule easier to understand?
If you have any responses to these
questions, please include them in your
comments on this document.
H. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995, a person is not required to
respond to a collection of information
by a Federal agency unless the
collection displays a valid OMB control
number. This proposal would require no
information collections.
I. Executive Order 13045
Executive Order 13045 applies to any
rule that (1) is determined to be
‘‘economically significant’’ as defined
under E.O. 12866, and (2) concerns an
environmental, health, or safety risk that
NHTSA has reason to believe may have
a disproportionate effect on children. If
the regulatory action meets both criteria,
we must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned rule is preferable to other
potentially effective and reasonably
feasible alternatives considered by us.
This rulemaking is not economically
significant.
rmajette on PROD1PC67 with PROPOSALS
J. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, section 12(d) (15 U.S.C. 272)
directs NHTSA to use voluntary
consensus standards in its regulatory
activities unless doing so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
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15:17 Apr 18, 2006
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standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies, such as the Society of
Automotive Engineers (SAE). The
NTTAA directs the agency to provide
Congress, through the OMB,
explanations when we decide not to use
available and applicable voluntary
consensus standards.
After conducting a search of available
sources, we have concluded that there
are no voluntary consensus standards
applicable to this proposed rule.
K. Comments
How Do I Prepare and Submit
Comments?
Your comments must be written in
English. To ensure that your comments
are correctly filed in the Docket, please
include the docket number of this
document in your comments.
Your comments must not be more
than 15 pages long (49 CFR 553.21). We
established this limit to encourage you
to write your primary comments in a
concise fashion. However, you may
attach necessary additional documents
to your comments. There is no limit on
the length of the attachments.
Please submit two copies of your
comments, including the attachments,
to Docket Management at the beginning
of this document, under ADDRESSES.
How Can I Be Sure That My Comments
Were Received?
If you wish Docket Management to
notify you upon its receipt of your
comments, enclose a self-addressed,
stamped postcard in the envelope
containing your comments. Upon
receiving your comments, Docket
Management will return the postcard by
mail.
How Do I Submit Confidential Business
Information?
If you wish to submit any information
under a claim of confidentiality, you
should submit three copies of your
complete submission, including the
information you claim to be confidential
business information, to the Chief
Counsel, NHTSA, at the address given at
the beginning of this document under
FOR FURTHER INFORMATION CONTACT. In
addition, you should submit two copies
from which you have deleted the
claimed confidential business
information, to Docket Management at
the address given at the beginning of
this document under ADDRESSES. When
you send a comment containing
information claimed to be confidential
business information, you should
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20065
include a cover letter setting forth the
information specified in our
confidential business information
regulation, 49 CFR, part 512.
Will the Agency Consider Late
Comments?
We will consider all comments that
Docket Management receives before the
close of business on the comment
closing date indicated at the beginning
of this notice under DATES. To the extent
possible, we will also consider
comments that Docket Management
receives after that date. If Docket
Management receives a comment too
late for us to consider in developing a
final rule, we will consider that
comment as an informal suggestion for
future rulemaking action.
How Can I Read the Comments
Submitted by Other People?
You may read the comments received
by Docket Management at the address
and times given near the beginning of
this document under ADDRESSES.
You may also see the comments on
the Internet. To read the comments on
the Internet, take the following steps:
(1) Go to the Docket Management
System (DMS) Web page of the
Department of Transportation (https://
dms.dot.gov/).
(2) On that page, click on ‘‘search.’’
(3) On the next page (https://
dms.dot.gov/search/), type in the fourdigit docket number shown at the
heading of this document. Example: if
the docket number were ‘‘NHTSA–
2000–1234,’’ you would type ‘‘1234.’’
(4) After typing the docket number,
click on ‘‘search.’’
(5) The next page contains docket
summary information for the docket you
selected. Click on the comments you
wish to see. You may download the
comments. Although the comments are
imaged documents, instead of the word
processing documents, the ‘‘pdf’’
versions of the documents are word
searchable. Please note that even after
the comment closing date, we will
continue to file relevant information in
the Docket as it becomes available.
Further, some people may submit late
comments. Accordingly, we recommend
that you periodically search the Docket
for new material.
L. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN that appears
E:\FR\FM\19APP1.SGM
19APP1
20066
Federal Register / Vol. 71, No. 75 / Wednesday, April 19, 2006 / Proposed Rules
in the heading on the first page of this
document to find this action in the
Unified Agenda.
In consideration of the foregoing,
NHTSA proposes to amend 49 CFR part
594 as follows:
List of Subjects in 49 CFR Part 594
Imports, Motor vehicle safety, Motor
vehicles.
PART 594—SCHEDULE OF FEES
AUTHORIZED BY 49 U.S.C. 30141
1. The authority citation for part 594
would continue to read as follows:
Authority: 49 U.S.C. 30141, 31 U.S.C.
9701; delegation of authority at 49 CFR 1.50.
2. Section 594.6 would be amended
by;
(a) Revising the introductory text of
paragraph (a);
(b) Revising paragraph (b);
(c) Revising paragraph (d);
(d) Revising the final sentence of
paragraph (h); and
(e) Revising paragraph (i) to read as
follows:
§ 594.7 Fee for filing petitions for a
determination whether a vehicle is eligible
for importation.
§ 594.6 Annual fee for administration of
the registration program.
*
rmajette on PROD1PC67 with PROPOSALS
(a) Each person filing an application
to be granted the status of a Registered
Importer pursuant to part 592 of this
chapter on or after October 1, 2006,
must pay an annual fee of $677, as
calculated below, based upon the direct
and indirect costs attributable to:
*
*
*
*
*
(b) That portion of the initial annual
fee attributable to the processing of the
application for applications filed on and
after October 1, 2006, is $266. The sum
of $266, representing this portion, shall
not be refundable if the application is
denied or withdrawn.
*
*
*
*
*
(d) That portion of the initial annual
fee attributable to the remaining
activities of administering the
registration program on and after
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15:17 Apr 18, 2006
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October 1, 2006, is set forth in
paragraph (i) of this section. This
portion shall be refundable if the
application is denied, or withdrawn
before final action upon it.
*
*
*
*
*
(h) * * * This cost is $17.07 per manhour for the period beginning October 1,
2006.
(i) Based upon the elements and
indirect costs of paragraphs (f), (g), and
(h) of this section, the component of the
initial annual fee attributable to
administration of the registration
program, covering the period beginning
October 1, 2006, is $411. When added
to the costs of registration of $266, as set
forth in paragraph (b) of this section, the
costs per applicant to be recovered
through the annual fee are $677. The
annual renewal registration fee for the
period beginning October 1, 2006, is
$570.
3. Section 594.7 would be amended
by revising paragraph (e) to read as
follows:
*
*
*
*
(e) For petitions filed on and after
October 1, 2006, the fee payable for
seeking a determination under
paragraph (a)(1) of this section is $175.
The fee payable for a petition seeking a
determination under paragraph (a)(2) of
this section is $800. If the petitioner
requests an inspection of a vehicle, the
sum of $827 shall be added to such fee.
No portion of this fee is refundable if
the petition is withdrawn or denied.
*
*
*
*
*
4. Section 594.8 would be amended
by revising paragraph (b) and the first
sentence of paragraph (c) to read as
follows:
(b) If a determination has been made
pursuant to a petition, the fee for each
vehicle is $208. The direct and indirect
costs that determine the fee are those set
forth in §§ 594.7(b), (c), and (d).
(c) If a determination has been made
on or after October 1, 2006, pursuant to
the Administrator’s initiative, the fee for
each vehicle is $125. * * *
5. Section 594.9 would be amended
by revising paragraph (c) to read as
follows:
§ 594.9 Fee for reimbursement of bond
processing costs.
*
*
*
*
*
(c) The bond processing fee for each
vehicle imported on and after October 1,
2006, for which a certificate of
conformity is furnished, is $9.77.
5. Section 594.10 would be amended
by revising paragraph (d) to read as
follows:
§ 594.10 Fee for review and processing of
conformity certificate.
*
*
*
*
*
(d) The review and processing fee for
each certificate of conformity submitted
on and after October 1, 2006 is $13.
However, if the vehicle covered by the
certificate has been entered
electronically with the U.S. Department
of Homeland Security through the
Automated Broker Interface and the
registered importer submitting the
certificate has an e-mail address, the fee
for the certificate is $6, provided that
the fee is paid by a credit card issued
to the registered importer. If NHTSA
finds that the information in the entry
or the certificate is incorrect, requiring
further processing, the processing fee
shall be $48.
§ 594.8 Fee for importing a vehicle
pursuant to a determination by the
Administrator.
Ronald Medford,
Senior Associate Administrator for Vehicle
Safety.
[FR Doc. E6–5740 Filed 4–18–06; 8:45 am]
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19APP1
Agencies
[Federal Register Volume 71, Number 75 (Wednesday, April 19, 2006)]
[Proposed Rules]
[Pages 20061-20066]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-5740]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 594
[Docket No. NHTSA 2006-2412; Notice 1]
RIN [2127-AJ87]
Schedule of Fees Authorized by 49 U.S.C. 30141
AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: This document proposes fees for Fiscal Year 2007 and until
further notice, as authorized by 49 U.S.C. 30141, relating to the
registration of importers and the importation of motor vehicles not
certified as conforming to the Federal motor vehicle safety standards
(FMVSS). These fees are needed to maintain the registered importer (RI)
program.
DATES: You should submit your comments early enough to ensure that
Docket Management receives them not later than June 5, 2006.
ADDRESSES: You may submit your comments in writing to: Docket
Management, Room PL-401, 400 Seventh Street, SW., Washington, DC 20590.
Alternatively, you may submit your comments electronically by
logging onto the Docket Management System (DMS) Web site at https://
dms.dot.gov. Click on ``Help'' to view instructions for filing your
comments electronically. Regardless of how you submit your comments,
you should mention the docket and notice number of this document. You
can find the number at the beginning of this document.
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://dms.dot.gov.
FOR FURTHER INFORMATION CONTACT: Coleman Sachs, Office of Vehicle
Safety Compliance, NHTSA (202-366-5291). For legal issues, you may call
Michael Goode, Office of Chief Counsel, NHTSA (202-366-5263). You may
call Docket Management at 202-366-9324. You may visit the Docket in
person from 9 a.m. to 5 p.m., Monday through Friday.
SUPPLEMENTARY INFORMATION:
Introduction
On June 24, 1996, at 61 FR 32411, we published a notice that
discussed in full the rulemaking history of 49 CFR part 594 and the
fees authorized by the Imported Vehicle Safety Compliance Act of 1988,
Public Law 100-562, since recodified as 49 U.S.C. 30141-47. The reader
is referred to that notice for background information relating to this
rulemaking action. Certain fees were initially established to become
effective January 31, 1990, and have been in effect and occasionally
modified since then.
The fees applicable in any fiscal year are to be established before
the beginning of such year. We are proposing fees that would become
effective on October 1, 2006, the beginning of FY 2007. The statute
authorizes fees to cover the costs of the importer registration
program, to cover the cost of making import eligibility decisions, and
to cover the cost of processing the bonds furnished to the Department
of Homeland Security (Customs). We last amended the fee schedule in
2004. See final rule published on September 28, 2004 at 69 FR 57869.
Those fees apply to Fiscal Years 2005 and 2006.
The proposed fees are based on time and costs associated with the
tasks for which the fees are assessed and reflect the slight increase
in hourly costs in the past two fiscal years attributable to the
approximately 3.71 and 3.44 percent raises (including the locality
adjustment for Washington, DC) in salaries of employees on the General
Schedule that became effective on January 1, 2005, and on January 1,
2006, respectively.
Requirements of the Fee Regulation
Section 594.6--Annual Fee for Administration of the Importer
Registration Program
Section 30141(a)(3) of Title 49, U.S. Code provides that RIs must
pay the annual fees established ``* * * to pay for the costs of
carrying out the registration program for importers. * * *'' This fee
is payable both by new applicants and by existing RIs. To maintain its
registration, each RI, at the time it submits its annual fee, must also
[[Page 20062]]
file a statement affirming that the information it furnished in its
registration application (or in later submissions amending that
information) remains correct (49 CFR 592.5(f)).
In compliance with the statutory directive, we reviewed the
existing fees and their bases in an attempt to establish fees that
would be sufficient to recover the costs of carrying out the
registration program for importers for at least the next two fiscal
years. The initial component of the Registration Program Fee is the fee
attributable to processing and acting upon registration applications.
We have tentatively determined that this fee should be decreased from
$293 to $266 for new applications. We have also tentatively determined
that the fee for the review of the annual statement should be decreased
from $208 to $159. The proposed adjustments reflect reduced ``per
hour'' computer costs, which are attributed to the implementation of
client-server Information Technology (IT) systems based on user-
friendly personal computers (PCs). The proposed adjustments also
reflect our time expenditures in reviewing both new applications and
annual statements with accompanying documentation, as well as the
inflation factor attributable to Federal salary increases and locality
adjustments in the two years since the regulation was last amended.
We must also recover costs attributable to maintenance of the
registration program that arise from the need for us to review a
registrant's annual statement and to verify the continuing validity of
information already submitted. These costs also include anticipated
costs attributable to the possible revocation or suspension of
registrations and reflect the amount of time that we have devoted to
those matters in the past two years.
Based upon our review of these costs, the portion of the fee
attributable to the maintenance of the registration program is
approximately $411 for each RI, a decrease of $126. When this $411 is
added to the $266 representing the registration application component,
the cost to an applicant comes to $677, which is the fee we propose.
This represents a decrease of $260 over the existing fee. When the $411
is added to the $159 representing the annual statement component, the
total cost to the RI comes to $570, which represents a decrease of
$175.
Section 594.6(h) enumerates indirect costs associated with
processing the annual renewal of RI registrations. The provision states
that these costs represent a pro rata allocation of the average salary
and benefits of employees who process the annual statements and perform
related functions, and ``a pro rata allocation of the costs
attributable to maintaining the office space, and the computer or word
processor.'' For the purpose of establishing the fees that are
currently in existence, indirect costs are $20.07 per man-hour. We are
proposing to decrease this figure by $3.00, to $17.07. This proposed
decrease is based on the difference between enacted budgetary costs
within the Department of Transportation for the last two fiscal years,
which were lower than the estimates used when the fee schedule was last
amended, and takes account of further projected decreases over the next
two fiscal years.
Sections 594.7, 594.8--Fees To Cover Agency Costs in Making Importation
Eligibility Determinations
Section 30141(a)(3) also requires registered importers to pay other
fees the Secretary of Transportation establishes to cover the costs of
``* * * (B) making the decisions under this subchapter.'' This includes
decisions on whether the vehicle sought to be imported is substantially
similar to a motor vehicle that was originally manufactured for
importation into and sale in the United States and certified by its
original manufacturer as complying with all applicable FMVSS, and
whether the vehicle is capable of being readily altered to meet those
standards. Alternatively, where there is no substantially similar U.S.
certified motor vehicle, the decision is whether the safety features of
the vehicle comply with, or are capable of being altered to comply
with, the FMVSS based on destructive test information or such other
evidence NHTSA deems to be adequate. These decisions are made in
response to petitions submitted by RIs or manufacturers, or on the
Administrator's own initiative.
The fee for a vehicle imported under an eligibility decision made
in response to a petition is payable in part by the petitioner and in
part by other importers. The fee to be charged for each vehicle is the
estimated pro-rata share of the costs in making all the eligibility
determinations in a fiscal year.
Inflation and General Schedule raises must also be taken into
account in the computation of costs. We have reduced costs by issuing a
single Federal Register notice to announce import eligibility decisions
made on multiple vehicles and realized reduced ``per hour'' computer
costs, which are attributed to the implementation of client-server IT
systems based on user-friendly PCs. Despite the cost savings that have
accrued from these developments, RIs have imported fewer vehicles each
year since we last amended the fee schedule. This has increased the
pro-rata share of petition costs that are to be assessed against the
importer of each vehicle covered by the decision to grant import
eligibility. The agency has also devoted an increasing share of staff
time in the past two years to the review and processing of import
eligibility petitions owing to a proportionately greater number of
comments being submitted in response to these petitions, as well as
complications that result when the petitioner or one or more commenters
request confidentiality for information they submit to the agency.
Additional staff time is also needed to analyze the petitions and any
comments received owning to new requirements being adopted in the
FMVSS. Despite these factors, we are proposing no increase in the
current fee of $175 that covers the initial processing of a
``substantially similar'' petition. Instead, as discussed below, we are
proposing to address these additional costs by increasing the pro-rata
share of petition costs that are assessed against the importer of each
vehicle covered by the decision to grant import eligibility. Likewise,
we are also proposing to maintain the existing fee of $800 to cover the
initial costs for processing petitions for vehicles that have no
substantially similar U.S.-certified counterpart.
In the event that a petitioner requests an inspection of a vehicle,
the fee for such an inspection would remain $827 for vehicles that are
the subject of either type of petition.
Importers of vehicles determined to be eligible for importation
pay, upon the importation of those vehicles, a pro-rata share of the
total cost for making the eligibility decision. The importation fee
varies depending upon the basis on which the vehicle is determined to
be eligible. For vehicles covered by an eligibility decision on the
agency's own initiative (other than vehicles imported from Canada that
are covered by VSA Nos. 80-83, for which no eligibility decision fee is
assessed), the fee would remain $125. NHTSA determined that the costs
associated with previous eligibility determinations on the agency's own
initiative would be fully recovered by October 1, 2006. We would apply
the fee of $125 per vehicle only to vehicles covered by determinations
made by the agency on its own initiative on or after October 1, 2006.
The agency's costs for making an import eligibility decision
pursuant to a petition are borne in part by the petitioner and in part
by the importers
[[Page 20063]]
of vehicles imported under the petition. In 2005, the most recent year
for which complete data exists, the agency expended $79,626 in making
import eligibility decisions based on petitions. The petitioners paid
$8,575 of that amount in the processing fees that accompanied the
filing of their petitions, leaving the remaining $71,051 to be
recovered from the importers of the 192 vehicles imported that year
under petition-based import eligibility decisions. Dividing $71,051 by
192 yields a pro-rata fee of $370 for each vehicle imported under an
eligibility decision that resulted from the granting of a petition.
However, the agency believes that the volume of petition-based
imports for the next two fiscal years should not be projected on the
basis of a single year, particularly one in which the volume of
petitioned-based imports was atypically low. The agency therefore took
the average number of petition-based imports over the past 15 years to
project the number of such vehicles that would be imported in Fiscal
Years 2007 and 2008. Further, we anticipate that petitions filed during
Fiscal Years 2007 and 2008 would also more closely reflect the average
number of petitions received each year since 1991, the first year that
the agency received RI petitions. Based on these estimates, we
anticipate that nearly 600 vehicles would be imported under petition-
based eligibility decisions and that 42 petition-based import
eligibility decisions would be made.
Based on these estimates, the agency's costs for processing these
petitions would increase to no more than $140,000. Petitioners would
pay slightly more than $15,000 of that amount in the processing fees
that accompany the filing of their petitions, leaving the remaining
$125,000 to be recovered from the importers of the nearly 600 vehicles
to be imported each year under petition-based import eligibility
decisions. Dividing $125,000 by 600 yields a pro-rata fee of $208 for
each vehicle imported under an eligibility decision that results from
the granting of a petition.
Based on our estimates for Fiscal Years 2007 and 2008, the pro rata
fee to be paid by the importer of each such vehicle would increase from
$150 to $208, representing an increase of $58 from the existing fee for
each vehicle imported. The same $208 fee would be paid regardless of
whether the vehicle was petitioned under 49 CFR 593.6(a), based on the
substantial similarity of the vehicle to a U.S. certified model, or was
petitioned under 49 CFR 593.6(b), based on the safety features of the
vehicle complying with, or being capable of being modified to comply
with all applicable FMVSS.
Section 594.9--Fee To Recover the Costs of Processing the Bond
Section 30141(a)(3) also requires a registered importer to pay any
other fees the Secretary of Transportation establishes ``* * * to pay
for the costs of--(A) processing bonds provided to the Secretary of the
Treasury * * *'' upon the importation of a nonconforming vehicle to
ensure that the vehicle would be brought into compliance within a
reasonable time, or if it is not brought into compliance within such
time, that it be exported, without cost to the United States, or
abandoned to the United States.
The Department of Homeland Security (Customs) now exercises the
functions associated with the processing of these bonds. The statute
contemplates that we would make a reasonable determination of the costs
that Department incurs in processing the bonds. In essence, the cost to
Customs is based upon an estimate of the time that a GS-9, Step 5
employee spends on each entry, which Customs has judged to be 20
minutes.
Based on General Schedule salary and locality raises that were
effective in January 2005 and 2006 and the inclusion of costs for
benefits, we are proposing that the processing fee be increased by
$0.47, from $9.30 per bond to $9.77. This fee would reflect the direct
and indirect costs that are actually associated with processing the
bonds.
Section 594.10--Fee for Review and Processing of Conformity Certificate
Each RI is currently required to pay $18 per vehicle to cover the
costs the agency incurs in reviewing a certificate of conformity. We
estimate that these costs would decrease to an average of $13 per
vehicle because of lower contractor costs and reduced ``per hour''
computer costs, which are attributed to the implementation of client-
server IT systems based on user-friendly PCs. Based on these estimates,
we are proposing to reduce the fee charged for vehicles for which a
paper entry and fee payment is made, from $18 to $13, a difference of
$5 per vehicle. However, if an RI enters a vehicle through the
Automated Broker Interface (ABI) system, has an e-mail address to
receive communications from NHTSA, and pays the fee by credit card, the
cost savings that we realize allow us to significantly reduce the fee
to $6. We propose to maintain the fee of $6 per vehicle if all the
information in the ABI entry is correct.
Errors in ABI entries not only eliminate any time savings, but also
require additional staff time to be expended in reconciling the
erroneous ABI entry information to the conformity data that is
ultimately submitted. Our experience with these errors has shown that
staff members must examine records, make time-consuming long distance
telephone calls, and often consult supervisory personnel to resolve the
conflicts in the data. We have calculated this staff and supervisory
time, as well as the telephone charges, to amount to approximately $42
for each erroneous ABI entry. Adding this to the $6 fee for the review
of conformity packages on automated entries yields a total of $48,
representing no change in the fee that is currently charged when there
are one or more errors in the ABI entry or in the statement of
conformity.
Effective Date
The proposed effective date of the final rule is October 1, 2006.
Rulemaking Analyses
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
Executive Order 12866, ``Regulatory Planning and Review'' (58 FR
51735, October 4, 1993), provides for making determinations whether a
regulatory action is ``significant'' and therefore subject to Office of
Management and Budget (OMB) review and to the requirements of the
Executive Order. The Order defines a ``significant regulatory action''
as one that is likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
NHTSA has considered the impact of this rulemaking action under
Executive Order 12866 and the Department of Transportation's regulatory
policies and procedures. This rulemaking is not significant.
Accordingly, the Office of
[[Page 20064]]
Management and Budget has not reviewed this rulemaking document under
Executive Order 12886. Further, NHTSA has determined that the
rulemaking is not significant under Department of Transportation's
regulatory policies and procedures. Based on the level of the fees and
the volume of affected vehicles, NHTSA currently anticipates that the
costs of the final rule would be so minimal as not to warrant
preparation of a full regulatory evaluation. The action does not
involve any substantial public interest or controversy. There would be
no substantial effect upon State and local governments. There would be
no substantial impact upon a major transportation safety program. A
regulatory evaluation analyzing the economic impact of the final rule
establishing the registered importer program, adopted on September 29,
1989, was prepared, and is available for review in the docket.
B. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.,
as amended by the Small Business Regulatory Enforcement Fairness Act
(SBFEFA) of 1996), whenever an agency is required to publish a notice
of proposed rulemaking for any proposed or final rule, it must prepare
and make available for public comment a regulatory flexibility analysis
that describes the effect of the rule on small entities (i.e., small
businesses, small organizations, and small governmental jurisdictions).
The Small Business Administration's regulations at 13 CFR part 121
define a small business, in part, as a business entity ``which operates
primarily within the United States.'' (13 CFR 121.105(a)). No
regulatory flexibility analysis is required if the head of an agency
certifies that the rule would not have a significant economic impact on
a substantial number of small entities. The SBREFA amended the
Regulatory Flexibility Act to require Federal agencies to provide a
statement of the factual basis for certifying that a rule would not
have a significant economic impact on a substantial number of small
entities.
The agency has considered the effects of this proposed rulemaking
under the Regulatory Flexibility Act, and certifies that if the
proposed amendments are adopted they would not have a significant
economic impact upon a substantial number of small entities.
The following is NHTSA's statement providing the factual basis for
the certification (5 U.S.C. 605(b)). The proposed amendments would
primarily affect entities that currently modify nonconforming vehicles
and which are small businesses within the meaning of the Regulatory
Flexibility Act; however, the agency has no reason to believe that
these companies would be unable to pay the fees proposed by this
action. In some instances, these fees would be only modestly increased
(and in most instances decreased) from the fees now being paid by these
entities. Moreover, consistent with prevailing industry practices,
these fees should be passed through to the ultimate purchasers of the
vehicles that are altered and, in most instances, sold by the affected
registered importers. The cost to owners or purchasers of nonconforming
vehicles that are altered to conform to the FMVSS may be expected to
increase (or decrease) to the extent necessary to reimburse the
registered importer for the fees payable to the agency for the cost of
carrying out the registration program and making eligibility decisions,
and to compensate Customs for its bond processing costs.
Governmental jurisdictions would not be affected at all since they
are generally neither importers nor purchasers of nonconforming motor
vehicles.
C. Executive Order 13132 (Federalism)
Executive Order 13132 on ``Federalism'' requires NHTSA to develop
an accountable process to ensure ``meaningful and timely input by State
and local officials in the development of regulatory policies that have
Federalism implications.'' Executive Order 13132 defines the term
``policies that have federalism implications'' to include regulations
that have ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government.'' Under Executive Order 13132, NHTSA may not issue a
regulation that has federalism implication, that imposes substantial
direct compliance costs, and that is not required by statute, unless
the Federal government provides the funds necessary to pay the direct
compliance costs incurred by State and local governments, or NHTSA
consults with State and local officials early in the process of
developing the proposed regulation.
The proposed rule would not have substantial direct effects on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government as specified in Executive Order 13132.
Thus, the requirements of section 6 of the Executive Order do not apply
to this rulemaking action.
D. National Environmental Policy Act
NHTSA has analyzed this action for purposes of the National
Environmental Policy Act. The action would not have a significant
effect upon the environment because it is anticipated that the annual
volume of motor vehicles imported through registered importers would
not vary significantly from that existing before promulgation of the
rule.
E. Executive Order 12988 (Civil Justice Reform)
Pursuant to Executive Order 12988 ``Civil Justice Reform,'' this
agency has considered whether this proposed rule would have any
retroactive effect. NHTSA concludes that this proposed rule would not
have any retroactive effect. Judicial review of a rule based on this
proposal may be obtained pursuant to 5 U.S.C. 702. That section does
not require that a petition for reconsideration be filed prior to
seeking judicial review.
F. Unfunded Mandates Reform Act of 1995
Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA)
requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of more
than $100 million annually (adjusted for inflation with the base year
of 1995). Before promulgating a rule for which a written assessment is
needed, section 205 of the UMRA generally requires NHTSA to identify
and consider a reasonable number of regulatory alternatives and to
adopt the least costly, most cost-effective, or least burdensome
alternative that achieves the objectives of the rule. The provisions of
section 205 do not apply when they are inconsistent with applicable
law. Moreover, section 205 allows NHTSA to adopt an alternative other
than the least costly, most cost-effective or least burdensome
alternative if the agency publishes with the final rule an explanation
why that alternative was not adopted. Because a final rule based on
this proposal would not require the expenditure of resources beyond
$100 million annually, this action is not subject to the requirements
of sections 202 and 205 of the UMRA.
[[Page 20065]]
G. Plain Language
Executive Order 12866 and the President's memorandum of June 1,
1998, require each agency to write all rules in plain language.
Application of the principles of plain language includes consideration
of the following questions:
--Have we organized the material to suit the public's needs?
--Are the requirements in the proposed rule clearly stated?
--Does the proposed rule contain technical language or jargon that is
unclear?
--Would a different format (grouping and order of sections, use of
heading, paragraphing) make the rule easier to understand?
--Would more (but shorter) sections be better?
--Could we improve clarity by adding tables, lists, or diagrams?
--What else could we do to make the rule easier to understand?
If you have any responses to these questions, please include them
in your comments on this document.
H. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, a person is not required
to respond to a collection of information by a Federal agency unless
the collection displays a valid OMB control number. This proposal would
require no information collections.
I. Executive Order 13045
Executive Order 13045 applies to any rule that (1) is determined to
be ``economically significant'' as defined under E.O. 12866, and (2)
concerns an environmental, health, or safety risk that NHTSA has reason
to believe may have a disproportionate effect on children. If the
regulatory action meets both criteria, we must evaluate the
environmental health or safety effects of the planned rule on children,
and explain why the planned rule is preferable to other potentially
effective and reasonably feasible alternatives considered by us. This
rulemaking is not economically significant.
J. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272)
directs NHTSA to use voluntary consensus standards in its regulatory
activities unless doing so would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., materials specifications, test methods, sampling
procedures, and business practices) that are developed or adopted by
voluntary consensus standards bodies, such as the Society of Automotive
Engineers (SAE). The NTTAA directs the agency to provide Congress,
through the OMB, explanations when we decide not to use available and
applicable voluntary consensus standards.
After conducting a search of available sources, we have concluded
that there are no voluntary consensus standards applicable to this
proposed rule.
K. Comments
How Do I Prepare and Submit Comments?
Your comments must be written in English. To ensure that your
comments are correctly filed in the Docket, please include the docket
number of this document in your comments.
Your comments must not be more than 15 pages long (49 CFR 553.21).
We established this limit to encourage you to write your primary
comments in a concise fashion. However, you may attach necessary
additional documents to your comments. There is no limit on the length
of the attachments.
Please submit two copies of your comments, including the
attachments, to Docket Management at the beginning of this document,
under ADDRESSES.
How Can I Be Sure That My Comments Were Received?
If you wish Docket Management to notify you upon its receipt of
your comments, enclose a self-addressed, stamped postcard in the
envelope containing your comments. Upon receiving your comments, Docket
Management will return the postcard by mail.
How Do I Submit Confidential Business Information?
If you wish to submit any information under a claim of
confidentiality, you should submit three copies of your complete
submission, including the information you claim to be confidential
business information, to the Chief Counsel, NHTSA, at the address given
at the beginning of this document under FOR FURTHER INFORMATION
CONTACT. In addition, you should submit two copies from which you have
deleted the claimed confidential business information, to Docket
Management at the address given at the beginning of this document under
ADDRESSES. When you send a comment containing information claimed to be
confidential business information, you should include a cover letter
setting forth the information specified in our confidential business
information regulation, 49 CFR, part 512.
Will the Agency Consider Late Comments?
We will consider all comments that Docket Management receives
before the close of business on the comment closing date indicated at
the beginning of this notice under DATES. To the extent possible, we
will also consider comments that Docket Management receives after that
date. If Docket Management receives a comment too late for us to
consider in developing a final rule, we will consider that comment as
an informal suggestion for future rulemaking action.
How Can I Read the Comments Submitted by Other People?
You may read the comments received by Docket Management at the
address and times given near the beginning of this document under
ADDRESSES.
You may also see the comments on the Internet. To read the comments
on the Internet, take the following steps:
(1) Go to the Docket Management System (DMS) Web page of the
Department of Transportation (https://dms.dot.gov/).
(2) On that page, click on ``search.''
(3) On the next page (https://dms.dot.gov/search/), type in the
four-digit docket number shown at the heading of this document.
Example: if the docket number were ``NHTSA-2000-1234,'' you would type
``1234.''
(4) After typing the docket number, click on ``search.''
(5) The next page contains docket summary information for the
docket you selected. Click on the comments you wish to see. You may
download the comments. Although the comments are imaged documents,
instead of the word processing documents, the ``pdf'' versions of the
documents are word searchable. Please note that even after the comment
closing date, we will continue to file relevant information in the
Docket as it becomes available. Further, some people may submit late
comments. Accordingly, we recommend that you periodically search the
Docket for new material.
L. Regulation Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN that appears
[[Page 20066]]
in the heading on the first page of this document to find this action
in the Unified Agenda.
In consideration of the foregoing, NHTSA proposes to amend 49 CFR
part 594 as follows:
List of Subjects in 49 CFR Part 594
Imports, Motor vehicle safety, Motor vehicles.
PART 594--SCHEDULE OF FEES AUTHORIZED BY 49 U.S.C. 30141
1. The authority citation for part 594 would continue to read as
follows:
Authority: 49 U.S.C. 30141, 31 U.S.C. 9701; delegation of
authority at 49 CFR 1.50.
2. Section 594.6 would be amended by;
(a) Revising the introductory text of paragraph (a);
(b) Revising paragraph (b);
(c) Revising paragraph (d);
(d) Revising the final sentence of paragraph (h); and
(e) Revising paragraph (i) to read as follows:
Sec. 594.6 Annual fee for administration of the registration program.
(a) Each person filing an application to be granted the status of a
Registered Importer pursuant to part 592 of this chapter on or after
October 1, 2006, must pay an annual fee of $677, as calculated below,
based upon the direct and indirect costs attributable to:
* * * * *
(b) That portion of the initial annual fee attributable to the
processing of the application for applications filed on and after
October 1, 2006, is $266. The sum of $266, representing this portion,
shall not be refundable if the application is denied or withdrawn.
* * * * *
(d) That portion of the initial annual fee attributable to the
remaining activities of administering the registration program on and
after October 1, 2006, is set forth in paragraph (i) of this section.
This portion shall be refundable if the application is denied, or
withdrawn before final action upon it.
* * * * *
(h) * * * This cost is $17.07 per man-hour for the period beginning
October 1, 2006.
(i) Based upon the elements and indirect costs of paragraphs (f),
(g), and (h) of this section, the component of the initial annual fee
attributable to administration of the registration program, covering
the period beginning October 1, 2006, is $411. When added to the costs
of registration of $266, as set forth in paragraph (b) of this section,
the costs per applicant to be recovered through the annual fee are
$677. The annual renewal registration fee for the period beginning
October 1, 2006, is $570.
3. Section 594.7 would be amended by revising paragraph (e) to read
as follows:
Sec. 594.7 Fee for filing petitions for a determination whether a
vehicle is eligible for importation.
* * * * *
(e) For petitions filed on and after October 1, 2006, the fee
payable for seeking a determination under paragraph (a)(1) of this
section is $175. The fee payable for a petition seeking a determination
under paragraph (a)(2) of this section is $800. If the petitioner
requests an inspection of a vehicle, the sum of $827 shall be added to
such fee. No portion of this fee is refundable if the petition is
withdrawn or denied.
* * * * *
4. Section 594.8 would be amended by revising paragraph (b) and the
first sentence of paragraph (c) to read as follows:
Sec. 594.8 Fee for importing a vehicle pursuant to a determination by
the Administrator.
* * * * *
(b) If a determination has been made pursuant to a petition, the
fee for each vehicle is $208. The direct and indirect costs that
determine the fee are those set forth in Sec. Sec. 594.7(b), (c), and
(d).
(c) If a determination has been made on or after October 1, 2006,
pursuant to the Administrator's initiative, the fee for each vehicle is
$125. * * *
5. Section 594.9 would be amended by revising paragraph (c) to read
as follows:
Sec. 594.9 Fee for reimbursement of bond processing costs.
* * * * *
(c) The bond processing fee for each vehicle imported on and after
October 1, 2006, for which a certificate of conformity is furnished, is
$9.77.
5. Section 594.10 would be amended by revising paragraph (d) to
read as follows:
Sec. 594.10 Fee for review and processing of conformity certificate.
* * * * *
(d) The review and processing fee for each certificate of
conformity submitted on and after October 1, 2006 is $13. However, if
the vehicle covered by the certificate has been entered electronically
with the U.S. Department of Homeland Security through the Automated
Broker Interface and the registered importer submitting the certificate
has an e-mail address, the fee for the certificate is $6, provided that
the fee is paid by a credit card issued to the registered importer. If
NHTSA finds that the information in the entry or the certificate is
incorrect, requiring further processing, the processing fee shall be
$48.
Ronald Medford,
Senior Associate Administrator for Vehicle Safety.
[FR Doc. E6-5740 Filed 4-18-06; 8:45 am]
BILLING CODE 4910-59-P