Submission for OMB Review; Comment Request, 19761 [E6-5680]
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Federal Register / Vol. 71, No. 73 / Monday, April 17, 2006 / Notices
resulting in a total cost of compliance
for these respondents of $4,800 per year
(48 hours @ $100).
In addition, approximately 2,000
broker-dealers must comply with Rule
9b–1. Each of these respondents will
process an average of three new
customers for options each week and,
therefore, will have to furnish
approximately 156 ODDs per year. The
postal mailing or electronic delivery of
the ODD takes respondents no more
than 30 seconds to complete for an
annual compliance burden for each of
these respondents of 78 minutes, or 1.3
hours. Thus, the total compliance
burden per year is 2,600 hours (2,000
broker-dealers × 1.3 hours). The
approximate cost per hour to these
respondents is $10 per hour, resulting in
a total cost of compliance for these
respondents of $26,000 per year (2,600
hours @ $10).
The total compliance burden for all
respondents under this rule (both
options markets and broker-dealers) is
2648 hours per year (48 + 2,600), and
total compliance costs of $30,800
($4,800 + $26,000).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or by sending an
e-mail to: David_Rostker@omb.eop.gov;
and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or send an email to: PRA_Mailbox@sec.gov.
Comments must be submitted to the
Office of Management and Budget
within 30 days of this notice.
Dated: April 6, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–5674 Filed 4–14–06; 8:45 am]
dsatterwhite on PROD1PC76 with NOTICES
Dated: April 6, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–5676 Filed 4–14–06; 8:45 am]
Submission for OMB Review;
Comment Request
Submitted for OMB Review; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Jkt 208001
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Rule 15g-3 (17 CFR 240.15g-3) under
the Securities Exchange Act of 1934
requires that brokers and dealers
disclose to customers current quotation
prices or similar market information in
connection with transactions in penny
stocks. It is estimated that
approximately 240 respondents incur an
average burden of 100 hours annually to
comply with the rule.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or by sending an
e-mail to David_Roskter@omb.eop.gov;
and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or send an
e-mail to: PRA_Mailbox@sec.gov.
Comments must be submitted to the
Office of Management and Budget
within 30 days of this notice.
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
15:16 Apr 14, 2006
Extension:
Rule 15g–3, SEC File No. 270–346, OMB
Control No. 3235–0392.
BILLING CODE 8010–01–P
BILLING CODE 8010–01–P
VerDate Aug<31>2005
Information Services, Washington, DC
20549.
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
PO 00000
Frm 00080
Fmt 4703
Sfmt 4703
19761
Rule 15g–4, SEC File No. 270–347, OMB
Control No. 3235–0393.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’ has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Rule 15g–4 (17 CFR 240.15g–4) under
the Securities Exchange Act of 1934
requires brokers and dealers effecting
transactions in penny stocks for or with
customers to disclose the amount of
compensation received by the brokerdealer in connection with the
transaction. It is estimated that
approximately 240 respondents incur an
average of 100 hours annually to comply
with the rule.
Rule 15g–4 contains record retention
requirements. Compliance with the rule
is mandatory. The required records are
available only to the examination staff
of the Commission and the selfregulatory organization of which the
broker or dealer is a member. An agency
may not conduct or sponsor and a
person is not required to respond to a
collection of information unless it
displays a currently valid control
number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or by sending an
e-mail to: David_Rostker@omb.eop.gov;
and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or send an email to: PRA_Mailbox@sec.gov.
Comments must be submitted to the
Office of Management and Budget
within 30 days of this notice.
Dated: April 6, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–5680 Filed 4–14–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
E:\FR\FM\17APN1.SGM
17APN1
]]>Agencies
[Federal Register Volume 71, Number 73 (Monday, April 17, 2006)]
[Notices]
[Page 19761]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-5680]
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SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
Extension:
Rule 15g-4, SEC File No. 270-347, OMB Control No. 3235-0393.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'' has submitted to the Office of Management
and Budget a request for extension of the previously approved
collection of information discussed below.
Rule 15g-4 (17 CFR 240.15g-4) under the Securities Exchange Act of
1934 requires brokers and dealers effecting transactions in penny
stocks for or with customers to disclose the amount of compensation
received by the broker-dealer in connection with the transaction. It is
estimated that approximately 240 respondents incur an average of 100
hours annually to comply with the rule.
Rule 15g-4 contains record retention requirements. Compliance with
the rule is mandatory. The required records are available only to the
examination staff of the Commission and the self-regulatory
organization of which the broker or dealer is a member. An agency may
not conduct or sponsor and a person is not required to respond to a
collection of information unless it displays a currently valid control
number.
Written comments regarding the above information should be directed
to the following persons: (i) Desk Officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503 or by sending an e-mail to: David--
Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way, Alexandria, Virginia 22312 or send
an e-mail to: PRA--Mailbox@sec.gov. Comments must be submitted to the
Office of Management and Budget within 30 days of this notice.
Dated: April 6, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6-5680 Filed 4-14-06; 8:45 am]
BILLING CODE 8010-01-P
