Submissions for OMB Review; Comment Request, 19760 [E6-5672]
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19760
Federal Register / Vol. 71, No. 73 / Monday, April 17, 2006 / Notices
funds. The annual burden is
approximately three minutes per
respondent.
The estimate of burden hours set forth
above is made solely for the purposes of
the Paperwork Reduction Act and is not
derived from a comprehensive or even
representative survey or study of the
cost of SEC rules and forms.
The information provided on Form
ADV–E is mandatory. Responses will
not be kept confidential. An agency may
not conduct or sponsor, and a person is
not required to respond to, a collection
of information unless it displays a
currently valid control number.
General comments regarding the
above information should be directed to
the following persons: (i) Desk officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503, or e-mail to
David_Rostker@omb.eop.gov; and R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o Shirley Martinson,
6432 General Green Way, Alexandria,
Virginia 22312, or send an e-mail to
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
April 7, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–5670 Filed 4–14–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submissions for OMB Review;
Comment Request
Upon Written Request,
Copies Available From: Securities and
Exchange Commission, Office of
Filings and Information Services,
Washington, DC 20549
dsatterwhite on PROD1PC76 with NOTICES
Extensions:
Form F–9, OMB Control No. 3235–0377,
SEC File No. 270–333.
Form F–10, OMB Control No. 3235–0380,
SEC File No. 270–334.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
requests for extension of the previously
approved collections of information
discussed below.
Form F–9 (17 CFR 239.39) is a
registration statement under the
VerDate Aug<31>2005
15:16 Apr 14, 2006
Jkt 208001
Securities Act of 1933 that is used to
register investment grade debt or
investment grade preferred securities
that are offered for cash or in connection
with an exchange offer and are either
non-convertible or not convertible for a
period of at least one year from the date
of issuance and thereafter are only
convertible into a security of another
class of the issuer. The purpose of the
information collection is to permit
verification of compliance with
securities law requirements and to
assure the public availability and
dissemination of such information. The
principal function of the Commission’s
forms and rules under the securities
laws’ disclosure provisions is to make
information available to the investors.
Form F–9 is a public document and all
information provided is mandatory. We
estimate that Form F–9 takes
approximately 25 hours per response
and it is filed by 18 respondents. We
further estimate that 25% of the 450
annual burden hours (113 burden hours)
are prepared by the company.
Form F–10 (17 CFR 239.40) is a
registration statement under the
Securities Act of 1933 that is used by
certain Canadian ‘‘substantial issuers’’
(those issuers with at least 36 calendar
months of reporting history with a
securities commission in Canada and a
market value of common stock of at
least $360 million (Canadian) and an
aggregate market value of common stock
held by non-affiliates of at least $75
million (Canadian)). The purpose of the
information collection is to facilitate
cross-border offerings by specified
Canadian issuers. Form F–10 is a public
document and all information provided
is mandatory. We estimate that Form F–
10 take approximately 25 hours per
response and is filed by 75 respondents.
We further estimate that 25% of the
1,875 total burden hours (469 burden
hours) are prepared by the company.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or send an email to David_Rostker@omb.eop.gov;
and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, Va. 22312 or send an e-mail
PO 00000
Frm 00079
Fmt 4703
Sfmt 4703
to: PRA_Mailbox@sec.gov. Comments
must be submitted to the Office of
Management and Budget within 30 days
of this notice.
Dated: April 6, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–5672 Filed 4–14–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
Rule 9b–1 SEC File No. 270–429, OMB
Control No. 3235–0480.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
• Options Disclosure Document.
Rule 9b–1 under the Securities
Exchange Act of 1934 (17 CFR 240.9b–
1) sets forth the categories of
information required to be disclosed in
an options disclosure document
(‘‘ODD’’) and requires the options
markets to file an ODD with the
Commission 60 days prior to the date it
is distributed to investors. In addition,
Rule 9b–1 provides that the ODD must
be amended if the information in the
document becomes materially
inaccurate or incomplete and that
amendments must be filed with the
Commission 30 days prior to the
distribution to customers. Finally, Rule
9b–1 requires a broker-dealer to furnish
to each customer an ODD and any
amendments, prior to accepting an order
to purchase or sell an option on behalf
of that customer.
There are 6 options markets that must
comply with Rule 9b–1. These 6
respondents work together to prepare a
single ODD covering options traded on
each market, as well as amendments to
the ODD. These respondents file no
more than one amendment per year,
which requires approximately 8 hours
per year for each respondent. Thus, the
total compliance burden for options
markets per year is 48 hours. The
approximate cost per hour is $100,
E:\FR\FM\17APN1.SGM
17APN1
]]>Agencies
[Federal Register Volume 71, Number 73 (Monday, April 17, 2006)]
[Notices]
[Page 19760]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-5672]
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SECURITIES AND EXCHANGE COMMISSION
Submissions for OMB Review; Comment Request
Upon Written Request,
Copies Available From: Securities and Exchange Commission, Office of
Filings and Information Services, Washington, DC 20549
Extensions:
Form F-9, OMB Control No. 3235-0377, SEC File No. 270-333.
Form F-10, OMB Control No. 3235-0380, SEC File No. 270-334.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') has submitted to the Office of Management and Budget
requests for extension of the previously approved collections of
information discussed below.
Form F-9 (17 CFR 239.39) is a registration statement under the
Securities Act of 1933 that is used to register investment grade debt
or investment grade preferred securities that are offered for cash or
in connection with an exchange offer and are either non-convertible or
not convertible for a period of at least one year from the date of
issuance and thereafter are only convertible into a security of another
class of the issuer. The purpose of the information collection is to
permit verification of compliance with securities law requirements and
to assure the public availability and dissemination of such
information. The principal function of the Commission's forms and rules
under the securities laws' disclosure provisions is to make information
available to the investors. Form F-9 is a public document and all
information provided is mandatory. We estimate that Form F-9 takes
approximately 25 hours per response and it is filed by 18 respondents.
We further estimate that 25% of the 450 annual burden hours (113 burden
hours) are prepared by the company.
Form F-10 (17 CFR 239.40) is a registration statement under the
Securities Act of 1933 that is used by certain Canadian ``substantial
issuers'' (those issuers with at least 36 calendar months of reporting
history with a securities commission in Canada and a market value of
common stock of at least $360 million (Canadian) and an aggregate
market value of common stock held by non-affiliates of at least $75
million (Canadian)). The purpose of the information collection is to
facilitate cross-border offerings by specified Canadian issuers. Form
F-10 is a public document and all information provided is mandatory. We
estimate that Form F-10 take approximately 25 hours per response and is
filed by 75 respondents. We further estimate that 25% of the 1,875
total burden hours (469 burden hours) are prepared by the company.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Written comments regarding the above information should be directed
to the following persons: (i) Desk Officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503 or send an e-mail to David--
Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief
Information Officer, Securities and Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way, Alexandria, Va. 22312 or send an e-
mail to: PRA--Mailbox@sec.gov. Comments must be submitted to the Office
of Management and Budget within 30 days of this notice.
Dated: April 6, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6-5672 Filed 4-14-06; 8:45 am]
BILLING CODE 8010-01-P
