Submission for OMB Review; Comment Request, 19759-19760 [E6-5670]

Download as PDF Federal Register / Vol. 71, No. 73 / Monday, April 17, 2006 / Notices SECURITIES AND EXCHANGE COMMISSION State Service area New York ............ NY–7, NY–20, NY–21, NY–22, NY–23, NY–24, MNY NC–5, MNC, NNC–1 OK–3, MOK PA–1, PA–5, PA–8, PA– 11, PA–23, PA–24, PA–26, MPA SC–8, MSC MTN MTX VA–20, MVA WY–4, MWY, NWY–1 North Carolina .... Oklahoma ........... Pennsylvania ...... South Carolina ... Tennessee .......... Texas .................. Virginia ............... Wyoming ............ BILLING CODE 7050–01–P NATIONAL CREDIT UNION ADMINISTRATION Notice of Meeting Time and Date: 10 a.m., Thursday, April 20, 2006. Place: Board Room, 7th Floor, Room 7047, 1775 Duke Street, Alexandria, VA 22314–3428. Status: Open. Matters to be Considered: 1. Quarterly Insurance Fund Report. 2. Final Revisions to the Federal Credit Union Bylaws. 3. Final Rule: Part 707 of NCUA’s Rules and Regulations, Truth in Savings. Recess: 11.15 a.m. Time and Date: 11:30 a.m., Thursday, April 20, 2006. Place: Board Room, 7th Floor, Room 4047, 1775 Duke Street, Alexandria, VA 22314–3428. Status: Closed. Matters to be Considered: 1. Administrative Action under Section 208 of the Federal Credit Union Act. Closed pursuant to Exemptions (8) and (9)(A)(ii). 2. Merger under Parts 704 and 708 of NCUA’s Rules and Regulations. Closed pursuant to Exemption (8). dsatterwhite on PROD1PC76 with NOTICES FOR FURTHER INFORMATION CONTACT: Mary Rupp, Secretary of the Board, Telephone: 703–518–6304. Mary Rupp, Secretary of the Board. [FR Doc. 06–3680 Filed 4–13–06; 2:35 pm] VerDate Aug<31>2005 15:16 Apr 14, 2006 Jkt 208001 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549 Extension: Form N–SAR;—SEC File No. 270–292— OMB Control No. 3235–0330. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for extension of the previously approved collection of information discussed below. Dated: April 12, 2006. Michael A. Genz, Director, Office of Program Performance, Legal Services Corporation. [FR Doc. 06–3648 Filed 4–14–06; 8:45 am] BILLING CODE 7535–01–M Submission for OMB Review; Comment Request Form N–SAR—Semi-Annual Report for Registered Investment Companies Form N–SAR (17 CFR 274.101) is the form used by all registered investment companies with the exception of face amount certificate companies, to comply with the periodic filing and disclosure requirements imposed by Section 30 of the Investment Company Act of 1940 (15 U.S.C. 80a–1 et seq.), and of rules 30a1–1 and 30b1–1 under the Act. The information required to be filed with the Commission assures the public availability of the information and permits verification of compliance with Investment Company Act requirements. Registered unit investment trusts are required to provide this information on an annual report filed with the Commission on Form N–SAR (OMB Control No. 3235– 0330) pursuant to rule 30a1–1 under the Investment Company Act (17 CFR 30a1– 1), and registered management investment companies must submit the required information on a semi-annual report filed on Form N–SAR pursuant to rule 30b1–1 under the Act (17 CFR 270.30b1–1).1 The Commission estimates that the total number of respondents is 4,130 and the total annual number of responses is 7,430 ((3,300 respondents × 2 responses per year) + (830 respondents × 1 response per year)). The Commission estimates that each registrant filing a report on Form N– SAR would spend, on average, 14.43 hours in preparing and filing the Form and that the total hour burden for all Form N–SAR filings would be 107,203 1 Face amount certificate companies are required to file periodic reports pursuant to Section 13 or 15(d) of the Exchange Act [15 U.S.C. 78m, 78o(d)]. PO 00000 Frm 00078 Fmt 4703 Sfmt 4703 19759 hours. Estimates of the burden hours are made solely for the purposes of the PRA, and are not derived from a comprehensive or even a representative survey or study of the costs of Commission rules and forms. The information provided on Form N–SAR is mandatory. The information provided on Form N–SAR will not be kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. General comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or e-mail to: David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, Virginia 22312, or send an e-mail to PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: April 10, 2006. Nancy M. Morris, Secretary. [FR Doc. E6–5648 Filed 4–14–06; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549 Extension: Form ADV–E; Sec File No. 270–318; OMB Control No. 3235–0361. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget requests for extension of the previously approved collections of information discussed below. Form ADV–E (17 CFR 279.8) is the cover sheet for accountant examination certificates filed pursuant to rule 206(4)–2 under the Investment Advisers Act of 1940 by investment advisers retaining custody of client securities or E:\FR\FM\17APN1.SGM 17APN1 19760 Federal Register / Vol. 71, No. 73 / Monday, April 17, 2006 / Notices funds. The annual burden is approximately three minutes per respondent. The estimate of burden hours set forth above is made solely for the purposes of the Paperwork Reduction Act and is not derived from a comprehensive or even representative survey or study of the cost of SEC rules and forms. The information provided on Form ADV–E is mandatory. Responses will not be kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. General comments regarding the above information should be directed to the following persons: (i) Desk officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or e-mail to David_Rostker@omb.eop.gov; and R. Corey Booth, Director/Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, Virginia 22312, or send an e-mail to PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. April 7, 2006. Nancy M. Morris, Secretary. [FR Doc. E6–5670 Filed 4–14–06; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION Submissions for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549 dsatterwhite on PROD1PC76 with NOTICES Extensions: Form F–9, OMB Control No. 3235–0377, SEC File No. 270–333. Form F–10, OMB Control No. 3235–0380, SEC File No. 270–334. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget requests for extension of the previously approved collections of information discussed below. Form F–9 (17 CFR 239.39) is a registration statement under the VerDate Aug<31>2005 15:16 Apr 14, 2006 Jkt 208001 Securities Act of 1933 that is used to register investment grade debt or investment grade preferred securities that are offered for cash or in connection with an exchange offer and are either non-convertible or not convertible for a period of at least one year from the date of issuance and thereafter are only convertible into a security of another class of the issuer. The purpose of the information collection is to permit verification of compliance with securities law requirements and to assure the public availability and dissemination of such information. The principal function of the Commission’s forms and rules under the securities laws’ disclosure provisions is to make information available to the investors. Form F–9 is a public document and all information provided is mandatory. We estimate that Form F–9 takes approximately 25 hours per response and it is filed by 18 respondents. We further estimate that 25% of the 450 annual burden hours (113 burden hours) are prepared by the company. Form F–10 (17 CFR 239.40) is a registration statement under the Securities Act of 1933 that is used by certain Canadian ‘‘substantial issuers’’ (those issuers with at least 36 calendar months of reporting history with a securities commission in Canada and a market value of common stock of at least $360 million (Canadian) and an aggregate market value of common stock held by non-affiliates of at least $75 million (Canadian)). The purpose of the information collection is to facilitate cross-border offerings by specified Canadian issuers. Form F–10 is a public document and all information provided is mandatory. We estimate that Form F– 10 take approximately 25 hours per response and is filed by 75 respondents. We further estimate that 25% of the 1,875 total burden hours (469 burden hours) are prepared by the company. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Written comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or send an email to David_Rostker@omb.eop.gov; and (ii) R. Corey Booth, Director/Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, Va. 22312 or send an e-mail PO 00000 Frm 00079 Fmt 4703 Sfmt 4703 to: PRA_Mailbox@sec.gov. Comments must be submitted to the Office of Management and Budget within 30 days of this notice. Dated: April 6, 2006. Nancy M. Morris, Secretary. [FR Doc. E6–5672 Filed 4–14–06; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549. Extension: Rule 9b–1 SEC File No. 270–429, OMB Control No. 3235–0480. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. • Options Disclosure Document. Rule 9b–1 under the Securities Exchange Act of 1934 (17 CFR 240.9b– 1) sets forth the categories of information required to be disclosed in an options disclosure document (‘‘ODD’’) and requires the options markets to file an ODD with the Commission 60 days prior to the date it is distributed to investors. In addition, Rule 9b–1 provides that the ODD must be amended if the information in the document becomes materially inaccurate or incomplete and that amendments must be filed with the Commission 30 days prior to the distribution to customers. Finally, Rule 9b–1 requires a broker-dealer to furnish to each customer an ODD and any amendments, prior to accepting an order to purchase or sell an option on behalf of that customer. There are 6 options markets that must comply with Rule 9b–1. These 6 respondents work together to prepare a single ODD covering options traded on each market, as well as amendments to the ODD. These respondents file no more than one amendment per year, which requires approximately 8 hours per year for each respondent. Thus, the total compliance burden for options markets per year is 48 hours. The approximate cost per hour is $100, E:\FR\FM\17APN1.SGM 17APN1

Agencies

[Federal Register Volume 71, Number 73 (Monday, April 17, 2006)]
[Notices]
[Pages 19759-19760]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-5670]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549

Extension:
    Form ADV-E; Sec File No. 270-318; OMB Control No. 3235-0361.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget requests for extension of the previously approved 
collections of information discussed below.
    Form ADV-E (17 CFR 279.8) is the cover sheet for accountant 
examination certificates filed pursuant to rule 206(4)-2 under the 
Investment Advisers Act of 1940 by investment advisers retaining 
custody of client securities or

[[Page 19760]]

funds. The annual burden is approximately three minutes per respondent.
    The estimate of burden hours set forth above is made solely for the 
purposes of the Paperwork Reduction Act and is not derived from a 
comprehensive or even representative survey or study of the cost of SEC 
rules and forms.
    The information provided on Form ADV-E is mandatory. Responses will 
not be kept confidential. An agency may not conduct or sponsor, and a 
person is not required to respond to, a collection of information 
unless it displays a currently valid control number.
    General comments regarding the above information should be directed 
to the following persons: (i) Desk officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or e-mail to David--
Rostker@omb.eop.gov; and R. Corey Booth, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o Shirley Martinson, 
6432 General Green Way, Alexandria, Virginia 22312, or send an e-mail 
to PRA--Mailbox@sec.gov. Comments must be submitted to OMB within 30 
days of this notice.

    April 7, 2006.
Nancy M. Morris,
Secretary.
 [FR Doc. E6-5670 Filed 4-14-06; 8:45 am]
BILLING CODE 8010-01-P
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