Sunshine Act Meeting, 15499 [06-3010]
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Federal Register / Vol. 71, No. 59 / Tuesday, March 28, 2006 / Notices
the ‘‘family office’’ for the Rauenhorst
Family. Applicant represents that all of
its clients are members of the
Rauenhorst Family, Rauenhorst Family
Entities or Rauenhorst Family Charities.
Applicant further asserts that the
interests of the Applicant, its employees
and its Clients are closely aligned
because Applicant is owned exclusively
and controlled by members of the
Rauenhorst Family; Applicant’s
employees are fully accountable to
Applicant’s Board of Directors, which
consists exclusively of members of the
Rauenhorst Family; and the Clients are
all either members of the Rauenhorst
Family, Rauenhorst Family Entities and
Charities. Applicant represents that only
one person who is not a Rauenhorst
Family member has any beneficial
interest in a Rauenhorst Family Entity
that is an Advisory Client of Applicant.
This person is a long-standing loyal
family employee, and he will not be
permitted to increase his existing
investment or to invest in other
Rauenhorst Family Entities. Applicant
states that apart from this isolated
exception, it will prohibit persons that
are not members of the Rauenhorst
Family, Rauenhorst Family Charities or
Rauenhorst Family Entities from
investing in Rauenhorst Family Entities
that are Applicant’s Advisory Clients.1
For the SEC, by the Division of Investment
Management, under delegated authority.
Nancy M. Morris,
Secretary.
[FR Doc. E6–4430 Filed 3–27–06; 8:45 am]
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (9)(B), and
(10) and 17 CFR 200.402(a)(3), (5), (7),
9(ii) and (10) permit consideration of
the scheduled matters at the Closed
Meeting.
Commissioner Campos, as duty
officer, voted to consider the items
listed for the closed meeting in closed
session.
The subject matter of the Closed
Meeting scheduled for Thursday, March
30, 2006 will be: Institution and
settlement of injunctive actions;
Institution and settlement of
administrative proceedings of an
enforcement nature; and Formal orders
of investigation.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: March 23, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. 06–3010 Filed 3–24–06; 11:18 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
BILLING CODE 8010–01–P
[Release No. 34–53544; File No. SR–BSE–
2005–46]
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations; Boston
Stock Exchange, Inc.; Notice of Filing
of Proposed Rule Change and
Amendment Nos. 1 and 2 Thereto to
Amend Exchange Delisting Rules to
Conform to Recent Amendments to
Commission Rules Regarding Removal
From Listing and Withdrawal From
Registration
cprice-sewell on PROD1PC66 with NOTICES
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold the following
meeting during the week of March 27,
2006:
A Closed Meeting will be held on
Thursday, March 30, 2006 at 2:30 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters may also be present.
1 Applicant further states that Rauenhorst Family
Entities that are only majority-owned by members
of the Rauenhorst Family and are owned by
employees or former employees of Applicant do not
and will not receive investment advisory services
from Applicant.
VerDate Aug<31>2005
15:19 Mar 27, 2006
Jkt 208001
March 23, 2006.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1, and Rule 19b–4 2 thereunder,
notice is hereby given that on October
24, 2005, the Boston Stock Exchange,
Inc. (‘‘BSE’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I, II, and III below, which Items
have been prepared by the BSE. On
March 16, 2006, BSE filed Amendment
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00128
Fmt 4703
Sfmt 4703
15499
No. 1 to the proposed rule change.3 BSE
filed Amendment No. 2 to the proposed
rule change on March 21, 2006.4 The
Commission is publishing this notice to
solicit comments on the proposed rule
change, as amended, from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend its
rules regarding delisting securities. The
text of the proposed rule change is
below. Proposed new language is
italicized.
*
*
*
*
*
RULES OF THE BOSTON STOCK
EXCHANGE
Chapter XXVII Listed Securities—
Requirements
SEC. 1. No change.
SEC. 2.
(a) Voluntary Withdrawal from Listing
An issuer proposing to withdraw a
security from listing shall provide to the
Exchange a certified copy of a
resolution of the board of directors of
the issuer authorizing withdrawal from
listing. Once the copy is provided to the
Exchange, the issuer must comply with
Exchange Act Rule 12d2–2(c).
Specifically, the issuer must: 1) comply
with all applicable laws in effect in the
state in which the issuer is incorporated;
2) provide written notice, which
describes the security involved and all
material facts relating to the reasons for
withdrawal, to the Exchange no fewer
then 10 days before the issuer files an
application on Form 25 with the
Securities and Exchange Commission;
3) publish notice, contemporaneous
with providing written notice to the
Exchange, through a press release, and
if it has a publicly accessible website by
posting such notice on that website,
which shall remain available until the
delisting on Form 25 becomes effective.
Upon receipt of such notice from the
issuer, the Exchange, as required by
Rule 12d2–2(c)(3), shall post notice of
3 In Amendment No. 1, BSE amended its rule text
to clarify that an issuer that is below the continued
listing policies and standards of the Exchange and
seeks to voluntarily apply to withdraw a class of
securities from listing must disclose that it is no
longer eligible for continued listing in its statement
of material facts relating to the reason for
withdrawal from listing, its public press release,
and its Web site notice. In addition, BSE revised its
rule text to clarify which provisions in its appeal
procedures were based on calendar or business days
and to cross-reference its rules regarding the
Exchange’s basis for involuntary delisting of a class
of securities by the Exchange.
4 Amendment No. 2 replaced and superseded the
Exchange’s original Form 19b–4 in its entirety.
E:\FR\FM\28MRN1.SGM
28MRN1
]]>Agencies
[Federal Register Volume 71, Number 59 (Tuesday, March 28, 2006)]
[Notices]
[Page 15499]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-3010]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold the following meeting during the week
of March 27, 2006:
A Closed Meeting will be held on Thursday, March 30, 2006 at 2:30
p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10) permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Campos, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
March 30, 2006 will be: Institution and settlement of injunctive
actions; Institution and settlement of administrative proceedings of an
enforcement nature; and Formal orders of investigation.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: March 23, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. 06-3010 Filed 3-24-06; 11:18 am]
BILLING CODE 8010-01-P
