Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program, 15234-15235 [E6-4340]
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15234
Federal Register / Vol. 71, No. 58 / Monday, March 27, 2006 / Notices
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.17
Nancy M. Morris,
Secretary.
[FR Doc. E6–4339 Filed 3–24–06; 8:45 am]
Chicago Board Options Exchange,
Inc.—Fees Schedule
March 1, 2006
1. No Change.
2. Marketing Fee (6)(16)—$.65
3.–4. No Change.
BILLING CODE 8010–01–P
Footnotes:
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–53511; File No. SR–CBOE–
2006–23]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change and Amendment No. 1
Thereto Relating to Its Marketing Fee
Program
March 17, 2006.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 1,
2006, the Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. On March
16, 2006, the Exchange submitted
Amendment No. 1 to the proposed rule
change.3 The CBOE has designated this
proposal as one establishing or changing
a due, fee, or other charge imposed by
the CBOE under Section 19(b)(3)(A)(ii)
of the Act 4 and Rule 19b–4(f)(2)
thereunder,5 which renders the
proposal, as amended, effective upon
filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change, as amended, from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
wwhite on PROD1PC65 with NOTICES
The CBOE proposes to amend its Fees
Schedule and its marketing fee program.
Below is the text of the proposed rule
change. Proposed new language is
italicized and proposed deletions are in
[brackets].
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Amendment No. 1 (‘‘Amendment No. 1’’) makes
a minor, technical clarification in the rule text of
footnote 6 to CBOE’s Fees Schedule.
4 15 U.S.C. 78s(b)(3)(A)(ii).
5 17 CFR 240.19b–4(f)(2).
2 17
VerDate Aug<31>2005
18:19 Mar 24, 2006
Jkt 208001
(1)–(5) No Change.
(6) [Commencing on December 12,
2005, t]The Marketing Fee will be
assessed only on transactions of MarketMakers, RMMs, e-DPMs, DPMs, and
LMMs resulting from orders for less
than 1,000 contracts (i) from payment
accepting firms, or (ii) that have
designated a ‘‘Preferred Market-Maker’’
under CBOE Rule 8.13 at the rate of $.65
per contract on all classes of equity
options, options on HOLDRs, options on
SPDRs, and options on DIA. The fee will
not apply to: Market-Maker-to-MarketMaker transactions including
transactions resulting from orders from
non-member market-makers; [or]
transactions resulting from P/A orders;
transactions resulting from
accommodation liquidations (cabinet
trades); and transactions resulting from
dividend strategies, merger strategies,
and short stock interest strategies as
defined in footnote 13 of this Fees
Schedule. This fee shall not apply to
index options and options on ETFs
(other than options on SPDRs and
options on DIA). A Preferred MarketMaker will only be given access to the
marketing fee funds generated from a
Preferred order if the Preferred MarketMaker has an appointment in the class
in which the Preferred order is received
and executed. If less than 80% of the
marketing fee funds are paid out by the
DPM/LMM or Preferred Market-Maker
in a given month, then the Exchange
would refund such surplus at the end of
the month on a pro rata basis based
upon contributions made by the MarketMakers, RMMs, e-DPMs, DPMs and
LMMs. However, if 80% or more of the
accumulated funds in a given month are
paid out by the DPM/LMM or Preferred
Market-Maker, there will not be a rebate
for that month and the funds will carry
over and will be included in the pool of
funds to be used by the DPM/LMM or
Preferred Market-Maker the following
month. At the end of each quarter, the
Exchange would then refund any
surplus, if any, on a pro rata basis based
upon contributions made by the MarketMakers, RMMs, DPMs, e-DPMs and
LMMs. CBOE’s marketing fee program
as described above will be in effect until
June 2, 2006.
Remainder of Fees Schedule—No
Change.
PO 00000
Frm 00078
Fmt 4703
Sfmt 4703
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change, as amended,
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The CBOE has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
Effective December 12, 2005, CBOE
amended its marketing fee program in a
number of respects.6 CBOE states that,
as amended, the fee is assessed upon
DPMs, LMMs, e-DPMs, RMMs, and
Market-Makers at the rate of $.65 per
contract on transactions of MarketMakers, RMMs, e-DPMs, DPMs, and
LMMs resulting from orders for less
than 1,000 contracts (i) from payment
accepting firms (‘‘PAFs’’), or (ii) that
have designated a ‘‘Preferred MarketMaker’’ under CBOE Rule 8.13. CBOE
notes that the fee does not apply to
Market-Maker-to-Market-Maker
transactions (which includes all
transactions between any combination
of DPMs, e-DPMs, RMMs, LMMs, and
Market-Makers), or transactions of
Market-Makers, RMMs, e-DPMs, DPMs,
and LMMs resulting from inbound P/A
orders. CBOE states that the marketing
fee is assessed in all equity option
classes and options on HOLDRs,
options on SPDRs and options on DIA.
CBOE proposes to amend its
marketing fee program to provide that
CBOE Market-Makers, RMMs, e-DPMs,
DPMs, and LMMs would not be
assessed the marketing fee on
transactions resulting from orders from
non-member market-makers, which
orders may be submitted to CBOE from
PAFs. CBOE believes that this would be
consistent with CBOE’s existing
marketing fee program which expressly
provides that the fee does not apply to
CBOE Market-Maker-to-Market-Maker
transactions.
Additionally, CBOE proposes to
amend its marketing fee program to
provide that the fee would not apply to
6 See Securities Exchange Act Release No. 53016
(December 22, 2005), 70 FR 77209 (December 29,
2005) (SR–CBOE–2005–107).
\\ALPHA3\E\FR\FM\27MRN1.SGM
27MRN1
Federal Register / Vol. 71, No. 58 / Monday, March 27, 2006 / Notices
transactions resulting from dividend
strategies, merger strategies, and short
stock interest strategies, as defined in
Footnote 13 of this Fees Schedule,7 8 or
cabinet trades (see CBOE Rule 6.54—
Accommodation Liquidations).
CBOE states that it is not amending its
marketing fee program in any other
respects.
2. Statutory Basis
The Exchange believes that the
proposed rule change, as amended, is
consistent with Section 6(b) of the Act,9
in general, and furthers the objectives of
Section 6(b)(4) of the Act,10 in
particular, in that it is designed to
provide for the equitable allocation of
reasonable dues, fees, and other charges
among its members and other persons
using its facilities.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change, as amended,
will impose any inappropriate burden
on competition not necessary or
appropriate in furtherance of the
purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing proposed rule change,
as amended, has been designated as a
wwhite on PROD1PC65 with NOTICES
7 CBOE
notes that, as set forth in Footnote 13 of
its Fees Schedule, a dividend strategy is defined as
transactions done to achieve a dividend arbitrage
involving the purchase, sale, and exercise of in-themoney options of the same class, executed prior to
the date on which the underlying stock goes exdividend. CBOE states that a merger strategy is
defined as transactions done to achieve a merger
arbitrage involving the purchase, sale, and exercise
of options of the same class and expiration date,
each executed prior to the date on which
shareholders of record are required to elect their
respective form of consideration, i.e., cash or stock.
A short stock interest strategy is defined as
transactions done to achieve a short stock interest
arbitrage involving the purchase, sale, and exercise
of in-the-money options of the same class.
8 CBOE notes that the fees currently assessed on
transactions resulting from dividend strategies,
merger strategies, and short stock interest strategies,
as defined in Footnote 13 of its Fees Schedule, are
part of a pilot program that will expire on
September 1, 2006. See Securities Exchange Act
Release No. 53412 (March 3, 2006), 71 FR 12752
(March 13, 2006) (SR–CBOE–2006–20). Telephone
conversation between Patrick Sexton, Associate
General Counsel, Exchange, and David Liu and
Michou Nguyen, Attorneys, Division of Market
Regulation, Commission, on March 7, 2006.
9 15 U.S.C. 78f(b).
10 15 U.S.C. 78f(b)(4).
VerDate Aug<31>2005
18:19 Mar 24, 2006
Jkt 208001
fee change pursuant to Section
19(b)(3)(A)(ii) of the Act 11 and Rule
19b–4(f)(2) 12 thereunder, because it
establishes or changes a due, fee, or
other charge imposed by the Exchange.
Accordingly, the proposal, as amended,
will take effect upon filing with the
Commission. At any time within 60
days of the filing of such proposed rule
change the Commission may summarily
abrogate such rule change if it appears
to the Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.13
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change, as amended, is consistent with
the Act. Comments may be submitted by
any of the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–CBOE–2006–23 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–9303.
All submissions should refer to File
Number SR–CBOE–2006–23. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
11 15
U.S.C. 78s(b)(3)(A)(ii).
CFR 240.19b–4(f)(2).
13 The effective date of the original proposed rule
change is March 1, 2006, and the effective date of
Amendment No. 1 is March 16, 2006. For purposes
of calculating the 60-day period within which the
Commission may summarily abrogate the proposed
rule change, as amended, the Commission considers
the period to commence on March 16, 2006, the
date on which the Exchange submitted Amendment
No. 1. See 15 U.S.C. 78s(b)(3)(C).
12 17
PO 00000
Frm 00079
Fmt 4703
Sfmt 4703
15235
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room. Copies of such filing also will be
available for inspection and copying at
the principal office of the CBOE. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–CBOE–2006–23 and should
be submitted on or before April 17,
2006.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.14
Nancy M. Morris,
Secretary.
[FR Doc. E6–4340 Filed 3–24–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–53524; File No. SR–CBOE–
2006–22]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Extend the Duration of
CBOE Rule 6.45A(b) Pertaining to
Orders Represented in Open Outcry
March 21, 2006.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934(the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on March 8,
2006, the Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the CBOE. The Exchange filed the
proposal as a ‘‘non-controversial’’
proposed rule change pursuant to
Section 19(b)(3)(A)(iii) of the Act 3 and
Rule 19b–4(f)(6) thereunder,4 which
renders it effective upon filing with the
Commission.5 The Commission is
14 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
5 The Exchange has asked the Commission to
waive the 30-day operative delay required by Rule
19b–4(f)(6)(iii), 17 CFR 240.19b–4(f)(6)(iii). See
discussion infra Section III.
1 15
\\ALPHA3\E\FR\FM\27MRN1.SGM
27MRN1
Agencies
[Federal Register Volume 71, Number 58 (Monday, March 27, 2006)]
[Notices]
[Pages 15234-15235]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-4340]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-53511; File No. SR-CBOE-2006-23]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing and Immediate Effectiveness of a
Proposed Rule Change and Amendment No. 1 Thereto Relating to Its
Marketing Fee Program
March 17, 2006.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'') \1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on March 1, 2006, the Chicago Board Options Exchange, Incorporated
(``CBOE'' or ``Exchange'') filed with the Securities and Exchange
Commission (``Commission'') the proposed rule change as described in
Items I, II, and III below, which Items have been prepared by the
Exchange. On March 16, 2006, the Exchange submitted Amendment No. 1 to
the proposed rule change.\3\ The CBOE has designated this proposal as
one establishing or changing a due, fee, or other charge imposed by the
CBOE under Section 19(b)(3)(A)(ii) of the Act \4\ and Rule 19b-4(f)(2)
thereunder,\5\ which renders the proposal, as amended, effective upon
filing with the Commission. The Commission is publishing this notice to
solicit comments on the proposed rule change, as amended, from
interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ Amendment No. 1 (``Amendment No. 1'') makes a minor,
technical clarification in the rule text of footnote 6 to CBOE's
Fees Schedule.
\4\ 15 U.S.C. 78s(b)(3)(A)(ii).
\5\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The CBOE proposes to amend its Fees Schedule and its marketing fee
program. Below is the text of the proposed rule change. Proposed new
language is italicized and proposed deletions are in [brackets].
Chicago Board Options Exchange, Inc.--Fees Schedule
March 1, 2006
1. No Change.
2. Marketing Fee (6)(16)--$.65
3.-4. No Change.
Footnotes:
(1)-(5) No Change.
(6) [Commencing on December 12, 2005, t]The Marketing Fee will be
assessed only on transactions of Market-Makers, RMMs, e-DPMs, DPMs, and
LMMs resulting from orders for less than 1,000 contracts (i) from
payment accepting firms, or (ii) that have designated a ``Preferred
Market-Maker'' under CBOE Rule 8.13 at the rate of $.65 per contract on
all classes of equity options, options on HOLDRs, options on SPDRs, and
options on DIA. The fee will not apply to: Market-Maker-to-Market-Maker
transactions including transactions resulting from orders from non-
member market-makers; [or] transactions resulting from P/A orders;
transactions resulting from accommodation liquidations (cabinet
trades); and transactions resulting from dividend strategies, merger
strategies, and short stock interest strategies as defined in footnote
13 of this Fees Schedule. This fee shall not apply to index options and
options on ETFs (other than options on SPDRs and options on DIA). A
Preferred Market-Maker will only be given access to the marketing fee
funds generated from a Preferred order if the Preferred Market-Maker
has an appointment in the class in which the Preferred order is
received and executed. If less than 80% of the marketing fee funds are
paid out by the DPM/LMM or Preferred Market-Maker in a given month,
then the Exchange would refund such surplus at the end of the month on
a pro rata basis based upon contributions made by the Market-Makers,
RMMs, e-DPMs, DPMs and LMMs. However, if 80% or more of the accumulated
funds in a given month are paid out by the DPM/LMM or Preferred Market-
Maker, there will not be a rebate for that month and the funds will
carry over and will be included in the pool of funds to be used by the
DPM/LMM or Preferred Market-Maker the following month. At the end of
each quarter, the Exchange would then refund any surplus, if any, on a
pro rata basis based upon contributions made by the Market-Makers,
RMMs, DPMs, e-DPMs and LMMs. CBOE's marketing fee program as described
above will be in effect until June 2, 2006.
Remainder of Fees Schedule--No Change.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change, as
amended, and discussed any comments it received on the proposed rule
change. The text of these statements may be examined at the places
specified in Item IV below. The CBOE has prepared summaries, set forth
in Sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
Effective December 12, 2005, CBOE amended its marketing fee program
in a number of respects.\6\ CBOE states that, as amended, the fee is
assessed upon DPMs, LMMs, e-DPMs, RMMs, and Market-Makers at the rate
of $.65 per contract on transactions of Market-Makers, RMMs, e-DPMs,
DPMs, and LMMs resulting from orders for less than 1,000 contracts (i)
from payment accepting firms (``PAFs''), or (ii) that have designated a
``Preferred Market-Maker'' under CBOE Rule 8.13. CBOE notes that the
fee does not apply to Market-Maker-to-Market-Maker transactions (which
includes all transactions between any combination of DPMs, e-DPMs,
RMMs, LMMs, and Market-Makers), or transactions of Market-Makers, RMMs,
e-DPMs, DPMs, and LMMs resulting from inbound P/A orders. CBOE states
that the marketing fee is assessed in all equity option classes and
options on HOLDRs[supreg], options on SPDRs[supreg] and options on DIA.
---------------------------------------------------------------------------
\6\ See Securities Exchange Act Release No. 53016 (December 22,
2005), 70 FR 77209 (December 29, 2005) (SR-CBOE-2005-107).
---------------------------------------------------------------------------
CBOE proposes to amend its marketing fee program to provide that
CBOE Market-Makers, RMMs, e-DPMs, DPMs, and LMMs would not be assessed
the marketing fee on transactions resulting from orders from non-member
market-makers, which orders may be submitted to CBOE from PAFs. CBOE
believes that this would be consistent with CBOE's existing marketing
fee program which expressly provides that the fee does not apply to
CBOE Market-Maker-to-Market-Maker transactions.
Additionally, CBOE proposes to amend its marketing fee program to
provide that the fee would not apply to
[[Page 15235]]
transactions resulting from dividend strategies, merger strategies, and
short stock interest strategies, as defined in Footnote 13 of this Fees
Schedule,7 8 or cabinet trades (see CBOE Rule 6.54--
Accommodation Liquidations).
---------------------------------------------------------------------------
\7\ CBOE notes that, as set forth in Footnote 13 of its Fees
Schedule, a dividend strategy is defined as transactions done to
achieve a dividend arbitrage involving the purchase, sale, and
exercise of in-the-money options of the same class, executed prior
to the date on which the underlying stock goes ex-dividend. CBOE
states that a merger strategy is defined as transactions done to
achieve a merger arbitrage involving the purchase, sale, and
exercise of options of the same class and expiration date, each
executed prior to the date on which shareholders of record are
required to elect their respective form of consideration, i.e., cash
or stock. A short stock interest strategy is defined as transactions
done to achieve a short stock interest arbitrage involving the
purchase, sale, and exercise of in-the-money options of the same
class.
\8\ CBOE notes that the fees currently assessed on transactions
resulting from dividend strategies, merger strategies, and short
stock interest strategies, as defined in Footnote 13 of its Fees
Schedule, are part of a pilot program that will expire on September
1, 2006. See Securities Exchange Act Release No. 53412 (March 3,
2006), 71 FR 12752 (March 13, 2006) (SR-CBOE-2006-20). Telephone
conversation between Patrick Sexton, Associate General Counsel,
Exchange, and David Liu and Michou Nguyen, Attorneys, Division of
Market Regulation, Commission, on March 7, 2006.
---------------------------------------------------------------------------
CBOE states that it is not amending its marketing fee program in
any other respects.
2. Statutory Basis
The Exchange believes that the proposed rule change, as amended, is
consistent with Section 6(b) of the Act,\9\ in general, and furthers
the objectives of Section 6(b)(4) of the Act,\10\ in particular, in
that it is designed to provide for the equitable allocation of
reasonable dues, fees, and other charges among its members and other
persons using its facilities.
---------------------------------------------------------------------------
\9\ 15 U.S.C. 78f(b).
\10\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change, as
amended, will impose any inappropriate burden on competition not
necessary or appropriate in furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing proposed rule change, as amended, has been designated
as a fee change pursuant to Section 19(b)(3)(A)(ii) of the Act \11\ and
Rule 19b-4(f)(2) \12\ thereunder, because it establishes or changes a
due, fee, or other charge imposed by the Exchange. Accordingly, the
proposal, as amended, will take effect upon filing with the Commission.
At any time within 60 days of the filing of such proposed rule change
the Commission may summarily abrogate such rule change if it appears to
the Commission that such action is necessary or appropriate in the
public interest, for the protection of investors, or otherwise in
furtherance of the purposes of the Act.\13\
---------------------------------------------------------------------------
\11\ 15 U.S.C. 78s(b)(3)(A)(ii).
\12\ 17 CFR 240.19b-4(f)(2).
\13\ The effective date of the original proposed rule change is
March 1, 2006, and the effective date of Amendment No. 1 is March
16, 2006. For purposes of calculating the 60-day period within which
the Commission may summarily abrogate the proposed rule change, as
amended, the Commission considers the period to commence on March
16, 2006, the date on which the Exchange submitted Amendment No. 1.
See 15 U.S.C. 78s(b)(3)(C).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change, as amended, is consistent with the Act. Comments may be
submitted by any of the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-CBOE-2006-23 on the subject line.
Paper Comments
Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-9303.
All submissions should refer to File Number SR-CBOE-2006-23. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for inspection and
copying in the Commission's Public Reference Room. Copies of such
filing also will be available for inspection and copying at the
principal office of the CBOE. All comments received will be posted
without change; the Commission does not edit personal identifying
information from submissions. You should submit only information that
you wish to make available publicly. All submissions should refer to
File Number SR-CBOE-2006-23 and should be submitted on or before April
17, 2006.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\14\
---------------------------------------------------------------------------
\14\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Nancy M. Morris,
Secretary.
[FR Doc. E6-4340 Filed 3-24-06; 8:45 am]
BILLING CODE 8010-01-P