Emergency Mine Evacuation, 12252-12271 [06-2255]
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Federal Register / Vol. 71, No. 46 / Thursday, March 9, 2006 / Rules and Regulations
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submitted by any of the following
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Information Collection Requirements:
Comments concerning the information
collection requirements must be clearly
identified as such and sent to both the
Office of Management and Budget
(OMB) and MSHA as follows:
(1) OMB: All comments must be sent
by mail addressed to the Office of
Information and Regulatory Affairs,
Office of Management and Budget, New
Executive Office Building, 725 17th
Street, NW., Washington, DC 20503,
Attn: Desk Officer for MSHA; and
ADDRESSES:
DEPARTMENT OF LABOR
Mine Safety and Health Administration
30 CFR Parts 48, 50, 75
RIN 1219–AB46
Emergency Mine Evacuation
Mine Safety and Health
Administration, Labor.
ACTION: Emergency Temporary
Standard; Notice of public hearings;
Notice of close of comment period.
AGENCY:
SUMMARY: The Mine Safety and Health
Administration is issuing an emergency
temporary standard under section
101(b) of the Federal Mine Safety and
Health Act of 1977 in response to the
grave danger which miners are exposed
to during underground coal mine
accidents and subsequent evacuations.
The January 2006 mine accidents and
fatalities demonstrate the need for the
Mine Safety and Health Administration
to take additional action that protects
miners from the grave danger that they
face when they must evacuate a mine
after an emergency occurs. This
emergency temporary standard includes
requirements for immediate accident
notification applicable to all
underground and surface mines. In
addition, this ETS addresses selfcontained self-rescuer storage and use;
evacuation training; and the installation
and maintenance of lifelines in
underground coal mines.
DATES: This emergency temporary
standard is effective March 9, 2006. The
public hearings will be held on April
11, 2006, April 24, 2006, April 26, 2006,
and April 28, 2006 at the locations
listed in the Public Hearings section
below under SUPPLEMENTARY
INFORMATION. If individuals or
organizations wish to make an oral
presentation for the record, the Mine
Safety and Health Administration
(MSHA) is asking that you submit your
request at least 5 days prior to the
hearing dates. The comment period will
close on May 30, 2006.
Date
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April
April
April
April
11,
24,
26,
28,
2006
2006
2006
2006
FOR FURTHER INFORMATION CONTACT:
Robert Stone, Acting Director, Office of
Standards, Regulations, and Variances,
MSHA, 1100 Wilson Boulevard, Room
2350, Arlington, Virginia 22209–3939.
Mr. Stone can be reached at
Stone.Robert@dol.gov (Internet E-mail),
(202) 693–9445 (voice), or (202) 693–
9441 (facsimile).
The
outline of this notice is as follows:
SUPPLEMENTARY INFORMATION:
I. Public Hearings
II. Introduction
III. Basis for the Emergency Temporary
Standard
A. Regulatory Authority
B. Grave Danger
IV. Discussion of the Emergency Temporary
Standard
A. Background
B. General Discussion
C. Section-by-Section Discussion
V. Executive Order 12866
A. Population-at-Risk
B. Benefits
C. Compliance Costs
VI. Feasibility
VII. Regulatory Flexibility Act and Small
Business Regulatory Enforcement
Fairness Act (SBREFA)
A. Definition of a Small Mine
B. Factual Basis for Certification
VIII. Paperwork Reduction Act of 1995
A. Summary
B. Details
IX. Other Regulatory Considerations
X. Emergency Temporary Standard—
Regulatory text
I. Public Hearings
The public hearings will begin at 9
a.m. and end after the last scheduled
speaker speaks (in any event not later
than 5 p.m.) on the following dates at
the locations indicated:
Location
............
............
............
............
Phone
Marriott Town Center, 200 Lee Street, East Charleston, WV 25301 .........................................................
Sheraton Denver West Hotel, 360 Union Boulevard, Lakewood, CO 80228 .............................................
Sheraton Suites, 2601 Richmond Road, Lexington, KY 40506 ..................................................................
MSHA Conference Room, 25th Floor, 1100 Wilson Boulevard, Arlington, VA 22209 ...............................
304–345–6500
303–987–2000
859–268–0060
202–693–9440
The hearings will begin with an
opening statement from MSHA,
followed by an opportunity for members
of the public to make oral presentations.
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(2) MSHA: Comments must be clearly
identified by RIN 1219–AB46 as
comments on the information collection
requirements and transmitted either
electronically to zzMSHAComments@dol.gov, by facsimile to
(202) 693–9441, or by regular mail, hand
delivery, or courier to MSHA, Office of
Standards, Regulations, and Variances,
1100 Wilson Blvd., Room 2350,
Arlington, Virginia 22209–3939.
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You do not have to make a written
request to speak. Speakers will speak in
the order that they sign in. Any
unallotted time will be made available
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for persons making same-day requests.
At the discretion of the presiding
official, the time allocated to speakers
for their presentation may be limited.
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Speakers and other attendees may also
present information to the MSHA panel
for inclusion in the rulemaking record.
The hearings will be conducted in an
informal manner. The hearing panel
may ask questions of speakers. Although
formal rules of evidence or cross
examination will not apply, the
presiding official may exercise
discretion to ensure the orderly progress
of the hearing and may exclude
irrelevant or unduly repetitious material
and questions. A verbatim transcript of
the proceedings will be prepared and
made a part of the rulemaking record.
Copies of the transcript will be available
to the public. The transcript will also be
available on MSHA’s Home Page at
https://www.msha.gov, under Statutory
and Regulatory Information.
MSHA will accept post-hearing
written comments and other appropriate
data for the record from any interested
party, including those not presenting
oral statements. Written comments will
be included in the rulemaking record.
II. Introduction
This emergency temporary standard
(ETS) is issued in accordance with
section 101(b) of the Federal Mine
Safety and Health Act of 1977 (Mine
Act), 30 U.S.C. 811. The ETS establishes
or revises standards in part 48—
Training and retraining of miners; part
50—Notification, investigation, reports,
and records of accidents, injuries,
illnesses, employment and coal
production in mines; part 75—subpart
D—Ventilation, §§ 75.380 and 75.381;
Emergency Evacuations § 75.1502—
Mine emergency evacuation and
firefighting program of instruction, and
subpart R—Miscellaneous, § 75.1714—
Availability of approved self-rescue
devices; instruction in use and location.
In accordance with section 101(b)(3)
of the Mine Act, this ETS will also serve
as the Agency’s proposed rule. The
preamble discusses specific provisions
that may be included in the final rule
and MSHA solicits comments on these
provisions.
III. Basis for the Emergency Temporary
Standard
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A. Regulatory Authority
Section 101(b) of the Mine Act
provides that:
1. The Secretary shall provide,
without regard to the requirements of
chapter 5, title 5, United States Code, for
an emergency temporary mandatory
health or safety standard to take
immediate effect upon publication in
the Federal Register if [s]he determines
(A) that miners are exposed to grave
danger from exposure to substances or
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agents determined to be toxic or
physically harmful, or to other hazards,
and (B) that such emergency standard is
necessary to protect miners from such
danger.
2. A temporary mandatory health or
safety standard shall be effective until
superseded by a mandatory standard
promulgated in accordance with the
procedures prescribed in paragraph (3)
of this subsection.
3. Upon publication of such standard
in the Federal Register, the Secretary
shall commence a proceeding in
accordance with section 101(a), and the
standards as published shall also serve
as a proposed rule for the proceeding.
The Secretary shall promulgate a
mandatory health or safety standard
under this paragraph no later than nine
months after publication of the
emergency temporary standard as
provided in paragraph (2).
An ETS is an extraordinary measure
provided by the Mine Act to enable
MSHA ‘‘to react quickly to grave
dangers that threaten miners before
those dangers manifest themselves in
serious or fatal injuries or illnesses.’’ S.
Rept. 181, 95th Cong., 1st Sess. 23
(1977). Additionally, ‘‘* * * once the
Secretary has identified a grave danger
that threatens miners the Committee
expects the Secretary to issue an
emergency temporary standard as
quickly as possible, not necessarily
waiting until [she] can investigate how
well that grave danger is being managed
or controlled in particular mines.’’
Senate Report at 24. An ETS takes effect
upon publication in the Federal
Register, and is a fully enforceable
standard.
To assure the comprehensive
protection of miners, the ETS authority
applies to all types of grave dangers
without qualification. The legislative
history of the Mine Act emphasizes that
‘‘to exclude any kind of grave danger
would contradict the basic purpose of
emergency temporary standards—
protecting miners from grave dangers.’’
S. Rept. 181, 95th Cong., 1st Sess., 24
(1977). The ETS authority thus covers
dangers arising from exposure to toxic
or physically harmful substances or
agents and to ‘‘other hazards.’’ It applies
to dangers longstanding or novel, to
dangers that ‘‘result from conditions
whose harmful potential has just been
discovered’’ or to which large numbers
of miners are ‘‘newly exposed.’’ Id.
A record of fatalities or serious
injuries is not necessary before an ETS
can be issued because ‘‘[d]isasters,
fatalities, and disabilities are the very
thing this provision is designed to
prevent.’’ Id. at 23. At the same time, the
legislative history of the Mine Act is
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clear that an ETS is not limited to new
dangers in the mining industry: ‘‘That a
danger has gone unremedied should not
be a bar to issuing an emergency
standard. Indeed, if such is the case the
need for prompt action is that much
more pressing.’’ Id. at 24.
When issuing an ETS, MSHA is ‘‘not
required to prove the existence of grave
danger as a matter of record evidence
prior to taking action.’’ Id. The
legislative history expressly recognizes
‘‘the need to act quickly where, in the
judgment of the Secretary, a grave
danger to miners exists.’’ Id. The ETS is
a critical statutory tool that MSHA can
use to take immediate action to prevent
the loss of life in the mines. MSHA
accordingly has employed an ETS
previously to order ‘‘hands-on’’ training
for miners in the use of self-contained
self-rescue (SCSR) devices, 52 FR 24373
(June 30, 1987), and to order certain
training and mine evacuation
procedures for underground coal mines,
67 FR 76658 (December 12, 2002).
B. Grave Danger
In response to the recent accidents at
the Sago Mine on January 2, 2006 and
the Aracoma Alma No. 1 Mine on
January 19, 2006, MSHA has
determined that new accident
notification, safety and training
standards are necessary to further
protect miners when a mine accident
takes place. First, mine operators must
immediately notify MSHA within 15
minutes after determining that an
accident has occurred so that the
coordination of appropriate mine rescue
or other emergency response can begin
as soon as possible. Such immediate
notification will enable help to arrive
sooner at the mine, and protect miners
from the grave dangers of physical
injury and death. Immediate notification
of a mine accident to MSHA in
emergency situations enables the
District Manager to activate the
District’s emergency response plan.
Each Coal Mine Safety and Health
District and Metal/Nonmetal Safety and
Health District have an emergency
response plan which provides for
MSHA personnel to perform specific
tasks, including the contacting of
additional mine rescue teams if needed,
issuing a section 103(k) order at the
mine, directing MSHA inspectors to the
mine site and initiating liaison with
MSHA headquarters in Arlington,
Virginia. Mine operators who do not
immediately notify MSHA of accidents
within the 15 minute time period
increase the possibility of serious
physical injury or death to miners
because assistance may not arrive
quickly enough. If the nature of the
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accident is such that additional mine
rescue teams are needed (i.e., to conduct
rescue or recovery operations in
irrespirable air), MSHA can help in
procuring extra mine rescue teams who
can provide assistance at the accident
site.
Miners working underground when a
mine accident occurs must be able to
rapidly find lifesaving devices and use
those devices to help them prevent
injury, evacuate the mine quickly, and
save their lives. Access to these devices
and techniques for survival (including
storage locations of supplemental SCSRs
and more frequent training in their use,
lifelines, and proper training in mine
evacuations) is essential when a miner
is underground and a mine fire,
explosion, or other type of mine
emergency happens. Use of these
devices along with proper training will
help miners quickly and safely escape
from an accident underground, and will
help prevent miners from suffering
injury and death immediately after the
occurrence of a mine accident. The
current lack of available supplemental
SCSRs, the lack of training in deploying
a supplemental SCSR in irrespirable
mine atmospheres, and the lack of
lifelines in both required underground
coal mine escapeways present a grave
danger to miners when a fire, explosion,
or other mine emergency occurs.
Miners who do not have access to
additional SCSRs for escape and
training in their deployment, and who
do not have lifelines installed in the
mine escapeways face a serious risk of
physical injury and death from the
hazards listed below.
Underground coal mines are dynamic
work environments where the working
conditions change rapidly and
sometimes without warning. Diligent
compliance with safety and health
standards and safety conscious work
habits provide a substantial measure of
protection against the occurrence of
mine accidents and emergencies. While
MSHA has not yet determined the
causes of the Sago and Alma mine
accidents, in the high hazard
environment where coal miners work,
the danger of a fire, explosion, or gas or
water inundation is always present.
Methane gas or coal dust can be ignited
by a spark from electrical equipment,
resulting in an explosion. Fire can break
out on mining equipment, and can
rapidly spread to surrounding coal
deposits. Fire may also start due to
friction points becoming hot on or near
conveyor belt systems and rollers
underground. Caved or mined out areas
which contain coal and accumulated gas
can be the locations for explosions
caused by rock falls, and in some
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instances, fires are started by
spontaneous combustion. Moreover,
when active mines are connected into
previously mined out areas, there is also
the risk of exposure to an oxygen
deficient atmosphere that can cause
asphyxiation. Finally, when mining
near other mined out areas, there can be
a risk of water inundation.
MSHA standards are designed to
prevent these types of hazards from
developing into catastrophic mine
accidents. However, the timing and
severity of mine accidents are
unpredictable. When they occur,
immediate notification of MSHA by the
mine operator and additional safeguards
installed underground will help miners
escape safely. MSHA intends that
miners not required to respond to a
mine emergency should seek to
evacuate areas where accidents have
occurred and leave the mine as quickly
as possible. This intent is consistent
with existing paragraph (a) of 30 CFR
75.1502. These provisions require, first,
that the mine operator have procedures
for mine emergency evacuations when
emergencies present an imminent
danger to miners due to fire, explosion,
or gas or water inundation and, second,
that miners not required for a mine
emergency response must evacuate the
mine.
The Secretary has determined that
miners are exposed to grave danger
when a mine accident occurs and the
mine operator does not immediately,
that is, within 15 minutes, notify MSHA
about the accident. Delay in notification
may slow down the arrival of mine
rescue assistance and the arrival of
MSHA personnel who can provide
assistance at the mine site. The
Secretary has further determined that
miners are exposed to grave danger
when a mine accident occurs and
miners do not have access to
supplemental SCSRs for escape; prior
training, including drills, in deploying
these supplemental SCSRs in
irrespirable atmospheres; and lifelines
to guide miners through the designated
escapeways to escape from the mine.
Without these devices and training,
miners are exposed to grave danger
because they are not prepared and
equipped to take action to safely escape
from the mine.
IV. Discussion of the Emergency
Temporary Standard
A. Background
During the month of January 2006, an
explosion at the Sago Mine in
Tallmansville, West Virginia resulted in
12 fatalities, and a fire at the conveyor
belt drive at the Aracoma Alma Mine
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No. 1 in Melville, West Virginia resulted
in two fatalities for a total of 14 deaths
of miners. While the MSHA accident
investigations are not complete and
accident reports have not been written,
MSHA believes that the implementation
of this ETS will fill a critical need to
improve the ability of underground coal
miners to evacuate a mine after a mine
emergency occurs.
Even though the MSHA accident
investigation for the Sago mine is not
yet complete, it is known that one crew
successfully evacuated the mine. While
the members of the second crew that
survived the explosion donned SCSRs,
they did not successfully evacuate the
mine. Similarly, at the Alma No. 1
Mine, the MSHA accident investigation
is not yet complete. While all of the
twelve miners affected by the fire
donned SCSRs, only ten of them
successfully escaped. Two of the 12
miners in the area of the fire did not
successfully evacuate the mine. It is not
yet known what happened to prevent
those two miners from evacuating the
mine with the others. MSHA believes
that the requirements implemented
under this ETS would have provided
the deceased miners with the tools and
training needed for them to have had a
better chance of completing a successful
evacuation.
B. General Discussion
1. Part 48—Training and Retraining of
Miners and Section 75.1502—Mine
Emergency Evacuation and Firefighting
Program of Instruction
a. Introduction
The best technology, equipment, and
emergency supplies are of little use if
they are misused or not used at all.
Emergencies can incite disorientation
and panic. Quality of judgment in how
to proceed in a given emergency can be
decisive for survival. Training is critical
for instilling the discipline, confidence,
and skill necessary to successfully
escape and survive an emergency. The
ETS enhances existing training
requirements to help ensure that
underground coal miners can effectively
respond and ‘‘know the drill’’ to get out
of the mine alive.
This ETS modifies various provisions
in §§ 48.5, 48.6, 48.8, 48.11, and
75.1502. These modifications provide a
more integrated training approach so
miners will have the skills to evacuate
a mine during an emergency. This
enhanced training approach requires
more frequent ‘‘hands-on’’ training and
actual drills in evacuating the mine. In
this ETS, MSHA requires that all
persons, before entering an underground
mine, have the skills to don and transfer
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all SCSRs used in that mine. This ETS
includes a new provision in §§ 48.5,
48.6, 48.8, and 48.11 to provide the new
miner, newly hired experienced miner,
and visitors with ‘‘hands-on’’ training in
the transferring of self-rescue devices in
addition to the required ‘‘hands-on’’
donning training.
Once a miner starts working in a
mine, this ETS requires that the actual
‘‘hands-on’’ training for donning and
transferring of self-rescue devices
becomes part of the actual evacuation
drill required in § 75.1502. Because
miners will now receive ‘‘hands-on’’
SCSR training at least four times a year
as part of the evacuation drill required
under § 75.1502, they will not be
required to receive ‘‘hands-on’’ training
as part of their annual refresher training
under part 48. Also, included in these
evacuation drills is the training in the
location and use of directional lifelines
or equivalent devices, mine emergency
scenarios, and stored SCSRs. This ETS
requires the mine operator to have the
miners walk the escapeways and to
physically locate the lifelines and stored
SCSRs instead of permitting a
simulation drill. Further, the ETS
permits the mine emergency evacuation
drills in § 75.1502 to satisfy the
evacuation practice drill requirements
in § 75.383.
Various provisions of §§ 48.5—
Training of new miners; minimum
courses of instruction; hours of
instruction; 48.6—Experienced miner
training; 48.8—Annual refresher
training of miners; minimum courses of
instruction; hours of instruction; and
48.11—Hazard training are affected by
this ETS.
Since 1980, each miner working in an
underground coal mine has been
required to have access to an SCSR that
provides at least one hour of oxygen for
escape from the mine during an
emergency. If an emergency arises,
many miners may have to escape
through long and difficult underground
travelways containing irrespirable air.
MSHA has identified problems
related to skill degradation in the use of
SCSRs in mine emergencies (described
below in the discussion of research and
studies). This ETS reflects the Agency’s
belief that more frequent SCSR training
is necessary. There is support in the
mining community for more frequent
training to improve the miner’s ability
to properly don the devices and retain
these vital skills for longer periods of
time.
For instance, MSHA sponsored a
Mine Emergency Preparedness
Conference in January 1995 to provide
a forum for members of the mining
community to share their insights and to
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help shape the future of mine
emergency preparedness.
Representatives from two major labor
unions expressed some doubt that,
given the existing levels of training,
miners were prepared to escape with the
use of SCSRs and that they were already
familiar with escape routes. One of the
recommendations for further action was
that SCSR proficiency could be
increased by integrating SCSR training
with evacuation and fire drills.
To minimize problems and enhance a
coal miner’s skill in handling
emergency situations, this ETS includes
additional training requirements. The
new requirements increase the
frequency of SCSR training from
annually to within every 90 days and
include hands-on training in the
donning, use, and transfer of self-rescue
devices as part of the regular mine
emergency drills. These drills also will
consist of locating the continuous
directional lifelines or equivalent
devices and stored SCSRs. Finally, the
ETS will allow a mine operator to use
the drills required under new paragraph
75.1502(c) to comply with the
requirements for drills specified in
existing § 75.383. In addition, the ETS
permits the mine emergency evacuation
drills in § 75.1502 to satisfy evacuation
practice drill requirements in § 75.383.
b. Research and Studies
MSHA has identified a number of
research studies that support this ETS.
In 1990, researchers from the U.S.
Bureau of Mines (now the Office of
Mine Safety and Health Research,
National Institute for Occupational
Safety and Health (NIOSH)) and the
University of Kentucky concluded a
series of studies related to SCSR
donning proficiency and use in an
emergency. They looked at ‘‘the
procedures taught during the training,
the use of any training models; the
opportunity to practice donning and
using the respirator; and on-the-job
training.’’ The researchers dismissed the
notion that SCSRs were simple to don.
They concluded that ‘‘companies
should adopt a hands-on training
protocol that allows them to integrate
SCSR donning practice into other
workplace routines such as fire [drills]’’
(U.S. Bureau of Mines, 1993).
Another U.S. Bureau of Mines study
reported that a computer simulation
showed that relative survival odds for
different mines can vary by as much as
30 percent and that this difference is
due to SCSR donning proficiency
(Kovac, Vaught, and Brnich, 1990).
MSHA recognizes that with any
‘‘nonroutine’’ task, such as donning and
transferring of self-rescue devices,
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knowledge and skill diminish rapidly.
The U.S. Bureau of Mines, in a review
of literature related to motor skill
degradation (1993 BOM Bulletin 695),
found that researchers are aware of this
problem.
After conducting the series of studies
on donning proficiency, the U.S. Bureau
of Mines and University of Kentucky
researchers also concluded in 1993 that
a better training system for donning
SCSRs was needed (Vaught, et al.,
1993). The ‘‘3+3 donning’’ method
improved donning proficiency, but did
not eliminate the problem of skill
degradation. In a field test for this
donning method, almost all of the
persons who went through the program
were able to successfully complete the
donning procedures. The ‘‘3+3
donning’’ method is a method of
learning how to properly don an SCSR
and was developed by MSHA and
NIOSH. The first ‘‘3’’ steps of the
method specifically train the user to
begin the donning routine by
concentrating on the breathing zone.
Those steps include activating the
oxygen supply, inserting the
mouthpiece and affixing the noseclips.
The second ‘‘3’’ steps involve
adjustments to the unit’s goggles and
neck strap, and the miner’s hardhat.
These studies further determined the
effectiveness of the ‘‘3+3’’ donning
procedures and support a need for more
frequent training, such as every 90 days.
In this study, 88 miners were trained in
the ‘‘3+3’’ method until they could
proficiently don the SCSR. A week after
receiving the training, 32 of these
miners were randomly selected to test
their SCSR donning skills. In this test,
most of the miners could still put on an
SCSR proficiently. After 90 days,
another sample group was chosen for
testing. In 90 days the proficiency rate
dropped from 80 percent to about 30
percent.
The U.S. Department of Labor Office
of Inspector General (OIG)
recommended that MSHA review the
frequency and type of training required
to ensure that miners will be able to
effectively use SCSRs in an emergency
(OIG, 1999).
Based on skills degradation research
supporting additional self-rescue device
training, the recommendation of the
Inspector General, and past experience
where improved training might have
made a difference in an escape, MSHA
is increasing the frequency of training
on SCSRs to within every 90 days. The
more frequent training, by reinforcing
skills, should substantially reduce
motor-skill degradation.
NIOSH has recently provided a
guidance document, Informational
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Circular 9481 (Fire Response
Preparedness for Underground Mines)
to the mining industry identifying
training techniques that increase skill
levels of miners to deal with
underground mine fires. An important
element in developing skills necessary
to react to emergencies is ‘‘hands-on’’
training (NIOSH, 2005). This report
further identified fire drills required at
90-day intervals as an important part of
the mine emergency plan that helps
promote confidence in miners by
showing them how to handle an
emergency situation. Another benefit of
the drills the report identified is a test
of how effective the mine emergency
plan works.
c. Mine Emergency Incidents
In addition to the research, several
past incidents have highlighted
problems with self-rescue device
training in mine emergencies that
support the need for an integrated
training approach for emergencies. A
particularly noteworthy example
occurred in 1984 when 27 miners lost
their lives in a fire at the Wilberg mine
in Orangeville, Utah. The final MSHA
accident investigation report states that,
‘‘No apparent attempt was made by the
miners in 5th right panel to obtain a
SCSR after the first notification of the
fire and prior to smoke arriving on the
section.’’ Also, after retrieving their
SCSR devices, some of the miners
carried them for a distance before
donning them. Had the miners
immediately gone to the stored SCSRs
when notified of the fire and donned the
SCSRs, they would have greatly
increased their ability to escape from
the fire and exit the mine.
The MSHA investigators reviewed
each miner’s activities after they were
warned of the fire. The report found
‘‘the actions of the victims in obtaining
and using self-rescue devices indicate
many were not sufficiently instructed to
be considered adequately trained in the
use of the self-rescue devices.’’ Each of
the 27 miners had an FSR (filter selfrescuer). Four miners wearing FSRs
walked past stored SCSRs in their
attempt to escape. They died from lack
of oxygen. Three other miners attempted
escape with only an FSR and were
overcome by carbon monoxide. Six
miners first attempted to use their FSRs
and then switched to their SCSRs. Four
apparently died due to improper
donning, removing the mouthpiece, or
switching from the FSR to the SCSR.
One miner used three SCSRs and almost
made it to fresh air; however, he
removed his SCSR prematurely. The rest
of the deceased miners had not
attempted to use either the FSRs or
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SCSRs (Huntley, et al., 1984). MSHA
believes that better training, along with
a better location of stored SCSRs could
have resulted in a different outcome.
Improper training of donning and
transferring from one device to another,
as well as the use of FSRs in such an
environment, contributed to the severity
of the disaster.
Based on the findings at Wilberg,
MSHA issued an ETS in June 1987. The
1987 ETS required that all training in
the use of SCSRs include complete
donning procedures. This training was
required for any person going
underground for the first time and as
part of regularly scheduled annual
refresher training required by part 48.
In another incident, during the escape
from a fire at the Mathies Mine in 1990,
seven out of 18 miners removed their
SCSR mouthpieces in order to talk or get
more comfortable during the escape.
Only seven miners donned their SCSRs
at the first sign of smoke. One miner
took his nose clip off during the escape.
Another miner claimed that he could
not get enough oxygen from his SCSR
(Kovac, Kravitz, et al., 1991). If any of
these persons had encountered a toxic
atmosphere at the point when they
removed their protection, they might
have died.
Also, in November 1998, during the
escape from the Willow Creek Mine
Fire, the two miners that used SCSRs
had difficulty starting the oxygen flow
of their devices and removed the
mouthpieces prior to reaching the main
fresh airway. If the carbon monoxide in
the mine atmosphere had been higher,
the miners that removed their
mouthpieces would likely have died. In
situations where miners remove the
mouthpiece prematurely, additional
training will increase knowledge for
continuing to use the self-rescue device
until escaping into fresh air (Kravitz,
1991).
The recent Sago and Alma Mine
accidents convince MSHA that the
general situation in underground coal
mines is such that additional training
must be immediately instituted. In any
mine accident, if the miners wait to see
or smell smoke before donning their
SCSRs it may be too late. In the Sago
accident, still under investigation, a
miner or miners may not have donned
an SCSR because, in the absence of
smoke, they may have believed the air
was safe to breathe. Training must
successfully convey not only how, but
also when self-rescue devices must be
used in emergency situations. Also, the
Sago tragedy points to the necessity of
increased availability of SCSRs so that
miners can survive in toxic air for more
than one hour. As self-rescue devices
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are usually good for one hour, this
means that miners must have the skill
to transfer from one self-rescue device to
another.
Based on incidents during these
recent mine emergencies and MSHA’s
experience with other self-rescue device
training related problems, additional
training in donning, using, and
transferring self-rescue devices is
needed to protect miners. MSHA
believes that more frequent training in
donning and using self-rescue devices is
needed to adequately protect miners.
The new and expanded training
requirements in this ETS increase the
donning frequency and emphasize the
proper use of SCSRs.
The ETS also enhances the
requirements for evacuation drills by
requiring these drills not be simulations,
but must involve physically traveling
from the working section, or the miner’s
work station, to the surface or the exits
at the bottom of the shaft or slope. These
drills include miners donning and
transferring self-rescue devices. MSHA
requests comment about whether miners
should be required to walk the
escapeway rather than use mechanized
transportation during the drills. The
drills are to take place at intervals of not
more than 90 days. This more frequent
retraining represents a distinct
improvement over current requirements
for annual training.
2. Immediate Notification
This ETS modifies § 50.10—
Immediate notification. Existing § 50.10
requires that, if an accident (as defined
in paragraph (h) of § 50.2) occurs, the
operator must immediately contact
MSHA. While the basic notification
requirement in existing § 50.10 is
straightforward, precisely what
constitutes ‘‘immediately contact’’ is not
addressed. The Federal Mine Safety and
Health Review Commission
(Commission) has observed that
‘‘immediately’’ is a term of common
usage but that the application of the
current requirement must be evaluated
on a case-by-case basis. The ETS defines
‘‘immediately’’ to mean at once without
delay and within 15 minutes.
MSHA was not notified of the Sago
Mine accident until approximately two
hours after the occurrence of the
accident. While that delay is under
investigation and it is unclear whether
the delay played any role in the
fatalities due to the high levels of
methane and carbon monoxide which
prevented immediate entry by rescuers,
the lack of timely notification of an
accident can play a lethal role resulting
in grave consequences for miners caught
underground in a mine emergency. In
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light of the Sago accident, MSHA
reviewed the violation and case history
for § 50.10. There have been a number
of cases where operators failed to
immediately contact MSHA, were cited
and ordered to pay a penalty after
contesting the citations before the
Commission.
Operator notification to MSHA in the
event of a mine accident is vital to
enable the Agency to effectively respond
in emergency or potentially life
threatening situations. Notification
alerts the Agency so that accident
investigations and assistance to trapped
or injured miners can be initiated.
MSHA is particularly concerned that
failure to immediately notify the Agency
of mine emergencies can cost lives by
delaying rescue services. In defining
‘‘immediately,’’ the ETS emphasizes the
urgency of notification and makes it
clear to mine operators what is expected
of them.
3. Escapeways in Underground Coal
Mines
MSHA has included new provisions,
new paragraph (d)(7) under § 75.380 and
new paragraph (c)(5) under § 75.381,
that require the use of directional
lifelines in both the primary and
alternate escapeways. MSHA believes
that this new rule provides greater
protection than any existing state
requirements. A directional lifeline is
most likely a rope made of durable
material, though it could also be an
equivalent device, such as a pipe or
handrail; marked with a reflective
material every 25 feet; located in such
a manner for miners to use effectively to
escape; and have directional indicators,
signifying the route of escape, placed at
intervals not exceeding 100 feet. The
1994 Final Report of the Department of
Labor’s Advisory Committee on the Use
of Air in the Belt Entry to Ventilate the
Production (Face) Areas of Underground
Coal Mines and Related Provisions
(Advisory Committee) recommended
the installation and maintenance of
lifelines in all underground coal mines,
whether belt air was in use at the mine
or not.
The Advisory Committee
recommendation specified that lifelines
had to clearly designate the route of
escape. Discussion in the Advisory
Committee’s report suggested the use of
directional cones to increase the
effectiveness of lifelines. MSHA
solicited information from the public
concerning the use and maintainability
of lifelines in the belt air proposed rule
(64 FR 17480). Many commenters,
including NIOSH, commented that
lifelines can improve the likelihood of
escape from mine fires and suggested
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that MSHA consider an additional
requirement for the installation of
lifelines in all escapeways, not just
alternate escapeways in return air
courses at mines using belt air. These
commenters maintained that, due to the
lack of visibility, lifelines were
necessary to escape a smoke-filled
atmosphere.
Overall, the commenters to the belt air
rule stated that lifelines could be useful
in helping miners escape to the surface
of the mine when smoke-filled
atmospheres are present. After further
review of the petitions for modifications
previously granted to allow the use of
belt air, reviewing the comments on
lifelines, and researching state
regulations regarding lifelines, MSHA
agreed with the commenters that
lifelines can aid in escape during
emergency situations, especially in
instances of reduced visibility due to
smoke. In heavy smoke, a miner can
easily become disoriented and cannot
determine the proper direction for
escape. A directional lifeline gives the
miner added safety by directing the
miner through the smoke-filled entries
to safety. As a result of the ‘‘belt air’’
rulemaking, the Agency included
paragraph (n) of § 75.380 and required
the use of lifelines in alternate
escapeways located in return air courses
in mines using belt air (69 FR 17480).
Three states, Kentucky, West Virginia,
and Virginia have required lifelines in
underground coal mines
(Ky.Rev.Stat.Ann. § 352.135; W.Va.
Code § 22A–2–60, paragraph (b); Va.
Code § 45.1–161.166, paragraph (b)) for
many years. These state statutes require
the use of directional durable lifeline
cords; either in the primary or alternate
escapeway.
4. The Need for Additional SelfContained Self Rescuers
MSHA has included new § 75.1714–4
requiring the mine operator to provide
at least one additional self-contained
self rescuer (‘‘SCSR’’) that provides
protection for a period of 1 hour or
longer to cover the maximum number of
persons in an underground coal mine.
Since 1980, each person working in an
underground coal mine has been
required to have immediate access to an
SCSR. SCSRs are devices which aid in
the escape from mine fires, explosions,
and other incidents where an
irrespirable mine atmosphere is present.
An SCSR is a closed-circuit breathing
device that contains an independent
supply of oxygen. Because SCSRs
function in a closed circuit, they enable
persons to breathe clean air in the
presence of hazardous or life-
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threatening contaminants in the mine
atmosphere.
Contaminated air in underground coal
mines is usually the result of an
explosion or mine fire which is an everpresent threat in that inherently
dangerous environment. For example, in
January 2006, the explosion at the Sago
Mine and the mine fire at the Aracoma
Alma No. 1 Mine filled the atmosphere
at both mines with smoke and other
contaminants. In addition to smoke, the
contaminated air at both of these mines
contained carbon monoxide, methane,
carbon dioxide, and other products of
combustion. This contaminated air may
have also contained chlorine; hydrogen
cyanide; isocyanates; oxides of nitrogen;
and sulfur. Such contaminants are more
complex and potentially more harmful
than the ordinary combustion products
of coal fires. The contaminants are the
result of a wide variety of materials that
are usually present in the mine, such as
rubber conveyor belts, plastics,
polyurethane, insulation, combustible
liquids including hydraulic fuels and
lubricants, and cable coverings.
Depending on the nature of the material
exposed to the fire or heat, very
complex and toxic decomposition
products can result. The combination of
contaminants can be more hazardous
than the individual contaminants alone.
MSHA’s records show that 56
underground coal mine fires, with a
duration greater than 30 minutes, and
five explosions have been reported to
MSHA during the ten-year period from
February 1, 1996 to February 1, 2006.
During that same period explosions
resulted in the deaths of 31 coal miners,
and fires resulted in two deaths.
Although mine fires that last less than
30 minutes do not have to be reported
to MSHA, the Agency has anecdotal
reports that such fires commonly occur.
Mine fires, ignitions, and explosions,
regardless of duration, can present a
grave potential hazard to underground
coal miners due to the thick smoke,
toxic atmosphere, and limited visibility
that often results from these events.
In addition to reportable coal mine
fires, operators have reported numerous
unplanned ignitions of methane. During
the ten-year period from February 1,
1996 to February 1, 2006, the coal
mining industry reported approximately
650 ignitions. Each of these ignitions
had the potential to result in a mine fire
or explosion which would release
hazardous or life threatening
contaminants into the mine atmosphere.
Potentially explosive methane is
naturally present in underground coal
mines and can ignite when an ignition
source is present. Combustible dusts,
including material brought into a mine,
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can smolder and eventually catch fire
when near a source of heat. There are
numerous ignition sources present
underground. For example, belt lines,
trolley wires, roof falls, diesel powered
equipment, battery operated equipment,
charging stations, and other forms of
electrical equipment are prevalent
underground and can be the source of
an ignition. In addition, coal can
undergo spontaneous combustion and
burn.
In 1998, MSHA inspectors conducted
a self-rescue device survey at each
underground coal mine to determine the
type and quantity of self-rescue device
protection used in the coal mining
industry. As part of this survey, the
inspectors collected information about
escape conditions, such as the height of
the escapeways and the distance from
the working sections to the surface or
designated safe location. Based on the
mine height and distance data obtained
from this survey, MSHA concluded that
there were approximately 234 coal
mines where it would take miners more
than one hour to reach the surface. In
addition, in 76 of the 234 coal mines,
miners would require more than two
hours of travel time to reach the surface.
Existing § 75.1714 only requires that
each miner and visitor to an
underground coal mine be supplied
with one SCSR that is adequate to
provide protection from contaminated
air for one hour or longer. The results
of MSHA’s 1998 survey show that there
is a need to have SCSR devices, in
addition to the single SCSR device
required by existing § 75.1714, stored in
the mine so that all miners would have
an air supply sufficient to safely exit the
mine in the event of an accident or
emergency.
While some miners were able to
successfully don and escape the mine
using their SCSR after the explosion at
the Sago Mine and the mine fire at the
Aracoma Alma No. 1, other miners
equipped with only one SCSR did not
safely evacuate the mines, which were
filled with thick, smoky, contaminated
air. An explosion or mine fire creates a
thick, smoke-filled atmosphere in the
mine which hampers a miner’s ability to
quickly evacuate because miners may
panic or become disoriented. If an
accident occurs or an emergency arises,
such as the recent Sago mine explosion
or the Alma No. 1 Mine fire, miners may
have to escape through long and
difficult underground travelways
containing irrespirable air. During an
accident or emergency requiring
evacuation through a hazardous
environment, SCSRs are the last line of
defense for any miner in the mine. If an
adequate number of SCSRs is not
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readily available, the chance of survival
during an emergency or accident is
greatly diminished.
To further assist all miners to
evacuate the mine safely, in addition to
the SCSR that is now required by the
existing standards, this new section
requires the mine operator to provide at
least one additional SCSR for each
person who is underground. The
additional SCSR will provide protection
for a period of one hour or longer to
cover the maximum number of miners
in the mine. Thus, each miner or person
underground will have the SCSR that is
traditionally carried with him or her
and an additional SCSR device readily
accessible. The requirement for
additional SCSRs will greatly enhance
the ability of all miners to safely exit
from the mine in an accident or
emergency. Further, all miners not
required to respond to the mine
emergency will be encouraged to
evacuate knowing that an additional
supply of oxygen is available. This
result is consistent with MSHA’s intent
that miners not needed to respond to the
mine emergency, evacuate the mine as
quickly as possible. For those mines
where the one required SCSR plus one
additional required SCSR are not
adequate to provide enough oxygen to
all persons for a safe evacuation, the
mine operator will provide additional
SCSRs in the primary and alternate
escapeways under an ‘‘outby SCSR
storage plan.’’
5. Timeframe for Implementation
This ETS is effective immediately.
However, various new provisions will
require that the mine operator develop
new plans or purchase new equipment.
This section of the preamble explains
the implementation of this ETS.
A new paragraph (p) is added to
§ 48.3 requiring the mine operator to
submit a revised training plan under
part 48 to the appropriate District
Manager for approval no later than April
10, 2006. The operator must train in
accordance with the revised training
plan within 2 weeks of plan approval.
This provision is consistent with the
new paragraph 75.1502(d) requiring a
revised program of instruction.
The underground coal operator must
submit to the District Manager for
approval a revised training plan for part
48 and a revised program of instruction
for § 75.1502 to incorporate the ETSrequired changes by April 10, 2006.
Although equipment required by
paragraphs 75.380(d)(7) and
75.381(c)(5), and § 75.1714–4, may not
be available immediately, any new or
revised training plan and program must
address training for this equipment.
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MSHA will accept as good faith
evidence of compliance, purchase
orders or contracts to buy lifelines or
SCSRs. MSHA will work with lifeline
and SCSR manufacturers to facilitate
implementation of these ETS
requirements and encourage
manufacturers to provide realistic
delivery dates. MSHA expects that mine
operators will have purchase orders or
contracts completed within 30 days of
the effective date of this ETS.
Installation of such equipment must be
completed as soon as possible after
delivery.
No later than 2 weeks after receiving
approval for the part 48 training plan
modification, the operator must train in
accordance with the newly revised plan.
The ETS adds new paragraph (d) to
§ 75.1502 to require each underground
coal operator, subject to the Emergency
Temporary Standard effective March 9,
2006, to submit for approval a revised
program of instruction to the
appropriate District Manager no later
than April 10, 2006. Within 2 weeks of
program approval the operator must
train in accordance with the revised
program. This change is consistent with
the requirement for submitting a revised
plan under new paragraph (p) of § 48.3.
MSHA acknowledges that there may
be a delay in the ability of mine
operators to train miners on transferring
from one SCSR to another SCSR since
SCSR training units may not be
available. Otherwise, MSHA expects
mine operators to comply with all of the
training requirements. For instance,
SCSR donning can be included with the
mine emergency drills and the drills
themselves can include traveling the
primary or alternate escapeway, from
the working section or the miner’s work
station, to the surface or the exits at the
bottom of the shaft or slope. Also,
miners can be taught the correct actions
to take based on different mine
emergency scenarios which would
require the miner to immediately don a
self-rescue device.
C. Section-by-Section Discussion
1. Part 48—Training and Retraining of
Miners
The ETS makes a number of nonsubstantive organizational changes to
clarify existing provisions or to
accommodate new or moved provisions.
These non-substantive changes retain
the substantive requirements in existing
standards. Non-substantive changes to
30 CFR part 48 include:
Organizational changes to existing
paragraphs 48.5(b)(2), 48.6(b)(12),
48.8(b)(8), and 48.11(a)(4) by adding a
separate listing for training in donning
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(paragraph i) and new training in
transferring self-rescue devices
(paragraph ii).
Adding the term ‘‘hands-on’’ to the
detailed description of Self-Rescue and
Respiratory Devices training in existing
§§ 48.5, 48.6, and 48.11, and paragraph
48.8(b)(8). This further clarifies the
SCSR training requirements and is
consistent with the new provision on
transferring from self-rescue device to
self-rescue device.
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a. Section 48.3—Training Plans; Time of
Submission; Where Filed; Information
Required; Time for Approval; Method
for Disapproval; Commencement of
Training; Approval of Instructors
A conforming change is made to
existing paragraph (a) to include the
exception of the new paragraph (p). The
language now reads, ‘‘[e]xcept as
provided in paragraphs (o) and (p) of
this section, each operator of an
underground mine shall have an MSHA
approved plan containing programs for
training new miners, training
experienced miners, training miners for
new tasks, annual refresher training,
and hazard training for miners as
follows:’’.
A new paragraph (p) is added to this
section requiring the mine operator to
submit a revised training plan under
this part 48. This revised plan shall be
submitted to the appropriate District
Manager for approval no later than April
10, 2006. Within 2 weeks of plan
approval, the operator must train miners
in the new training plan requirements.
This provision is consistent with the
new provision for a revised program of
instruction for paragraph 75.1502(d)
with a revised training plan.
b. Section 48.5—Training of New
Miners; Minimum Courses of
Instruction; Hours of Instruction and
Section 48.6—Experienced Miner
Training
This ETS makes identical changes to
§ 48.5—Training of new miners;
minimum courses of instruction; hours
of instruction, and § 48.6—Experienced
miner training. These changes are
necessary to conform and align the
training requirements in 30 CFR part 48
with the emergency evacuation and
related requirements being added to 30
CFR part 75. These regulatory changes
do not reduce protection for miners.
1. Self-Rescue and Respiratory
Devices: Paragraphs 48.5(b)(2) and
48.6(b)(12).
Specifically, MSHA is amending
paragraphs 48.5(b)(2) and 48.6(b)(12) by
including language that the complete
donning of self-rescue devices must
include a requirement for actual
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‘‘hands-on’’ practice in transferring from
self-rescue device to self-rescue device.
This change parallels changes in 30 CFR
part 75 requiring all persons in an
underground coal mine to have at least
one additional self-rescue device
available for escape during a mine
emergency. It also ensures that new or
newly employed experienced coal
miners have the skill to not only use a
self-rescue device, but also to transfer
from self-rescue device to self-rescue
device, before they begin work
underground. They may need this skill
if a mine emergency occurs before they
are able to participate in a mine
emergency evacuation drill. This added
requirement enhances protection for
miners. This training is critical and it is
important that the training models used
for the donning and transferring
exercises are the same type(s) and
model(s) of self-rescue devices in use at
that mine.
2. Mine map; escapeways; emergency
evacuation; barricading: Paragraphs
48.5(b)(5) and 48.6(b)(5).
This ETS also amends paragraphs
48.5(b)(5) and 48.6(b)(5) by adding a
reference to the requirements for
emergency evacuation plans in existing
paragraph 75.1502(a) for underground
coal mines and § 57.11053 for
underground metal and nonmetal
mines. The existing requirements for the
initial training of miners requires a
review of the mine map, escapeway
systems, and the mine emergency
evacuation plans in effect at the mine.
Referencing the appropriate standards
allows MSHA to incorporate the added
and expanded ETS requirements in
existing paragraph 75.1502(a), including
scenarios and actual practice, into the
initial training of coal miners without
affecting the training program for metal
and nonmetal miners. This added
requirement improves protection for
miners by requiring scenarios to be
developed and used in the actual
quarterly drills. This will give miners
better information to prepare them to
successfully evacuate the mine. The
requirements in this ETS only apply to
underground coal mines because only
underground coal mines are required to
provide all persons with SCSR devices.
3. Participation in evacuation drills:
New paragraphs 48.5(e) and 48.6(f).
This ETS also amends § 48.5 and
§ 48.6 by adding new identical
paragraphs 48.5(e) and 48.6(f) requiring
new or newly employed experienced
coal miners to participate in the next
drill as required in existing paragraph
75.383(b) or newly amended paragraph
75.1502(c), whichever occurs first. This
will ensure that newly hired miners will
be included in the next drill at the mine.
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MSHA believes that regular and
frequent participation in the emergency
evacuation drills will reinforce the
miners’ knowledge and skill for
responding appropriately to a mine
emergency and lessen the disorientation
and panic that may cause the miner to
make wrong decisions.
MSHA chooses to require the new or
experienced underground coal miner’s
participation in the evacuation drills
under the requirements in 30 CFR part
75 rather than as part of the initial
training under 30 CFR part 48. Initial
miner training is reinforced by the
experience of traveling the escapeways
to the surface or bottom of a shaft or
slope, and physically locating
directional lifelines or equivalent
devices and stored SCSRs. This added
requirement increases protection for
miners because the frequency of drills is
increased from one time per year under
this part to four times per year under
§ 75.1502 and ensures that miners
receive training at the next underground
drill.
c. Section 48.8—Annual Refresher
Training of Miners; Minimum Courses
of Instruction; Hours of Instruction
Underground coal miners will receive
refresher training on their SCSR skills at
least every 90 days because this ETS
adds the requirement for ‘‘hands-on’’
SCSR training during the drills required
by § 75.1502. For this reason, the
requirement for training in donning selfrescue devices under existing paragraph
48.8(b)(8) is being modified to included
transferring from one self-rescue device
to another device for underground coal
miners. New language in this section
allows underground coal miners to
satisfy the requirements of new
paragraphs 48.8(b)(8)(i) and (ii) by
participating in the emergency
evacuation drills required by § 75.1502.
This added requirement enhances
protection for miners because it
increases the frequency of training.
d. Section 48.11—Hazard Training
This ETS adds a new requirement for
‘‘hands-on’’ training in transferring from
self-rescue device to self-rescue device
to the existing requirement for donning
a self-rescue device in paragraph (a)(4)
of existing § 48.11. It also identifies the
donning requirement as paragraph
(a)(4)(i) and the transfer requirement as
paragraph (a)(4)(ii). This additional
requirement reinforces MSHA’s belief
that all miners and visitors need to
know how to transfer from one selfrescue device to another. This added
requirement enhances protection for
miners or visitors. The ETS does not
change the existing requirement that all
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miners and visitors receive training in
the donning of all types of SCSRs.
2. Part 50—Notification, Investigation,
Reports, and Records of Accidents,
Injuries, Illnesses, Employment, and
Coal Production in Mines
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Section 50.10—Immediate Notification
The ETS incorporates a definitive
standard into § 50.10 of what is meant
by ‘‘immediately contact.’’ The ETS
provides that the contact is to be done
‘‘at once without delay.’’ These terms
reflect the ordinary meaning of
‘‘immediately’’ and are taken from
definitions found in Webster’s Third
New International Dictionary
(Unabridged)(1986 ed.) and the Random
House Dictionary of the English
Language (Unabridged)(2d ed. 1987). In
discussing the meaning of
‘‘immediately,’’ the Commission has
cited these dictionary sources. See, e.g.,
Consolidation Coal Co., 11 FMSHRC 14
1935 at 1938 (October 31, 1989). The
ETS further specifies that the
notification must be done ‘‘within 15
minutes.’’ This sets a maximum time
within which the contact must be made.
MSHA believes that 15 minutes is a
reasonable time to access a telephone or
other means of communication and
place a contact call to the Agency.
Fifteen minutes or a quarter of an hour
is a concept that is easily remembered
even in times of stress. To comply with
the ETS then, an operator must act right
away as circumstances permit and such
action must take place within 15
minutes.
The 15 minute time period begins
when the mine operator determines that
an accident has occurred. MSHA is
aware, however, that there are
occasions, especially immediately after
an explosion or fire, when mine
communications may be lost and it may
take some time to re-establish contact
and communicate that an accident has
occurred. The ETS recognizes that such
circumstances may occur by providing
that when communications are lost due
to emergency or other unexpected event,
the operator must notify MSHA at once
without delay and within 15 minutes of
having access to a telephone or other
means of communication. It is expected
that the operator will be diligent in
attaining access to a telephone or other
communication means under such
circumstances.
Under the MSHA system for receiving
notification, a call to the MSHA district
office having jurisdiction over the mine
may be forwarded to an answering
service that gives the mine operator
other numbers to call to personally
reach district officials. Once an official
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is reached, the agency is notified.
Alternatively, the MSHA Headquarters
800 toll-free line has a 24 hour, 7 day
per week answering protocol so that
once the call is placed, the agency is
notified.
MSHA reviewed contest cases
concerning § 50.10, and the Agency’s
enforcement experience, to determine
why some mine operators may not
immediately notify the Agency. One
reason is that the notification is made
only after being processed through a
chain of command at the mine. Another
reason is a tendency to try to take care
of an incident before it becomes a
reportable accident. Yet another reason
may be grounded in the very human
propensity to focus exclusively on
evacuation and mine emergency
response in the wake of a mine
emergency. Taking too much time to
determine whether, in fact, an accident
occurred which would trigger
notification to MSHA, is another reason.
Yet another reason is ignorance of the
law. The ETS is intended to impress
upon mine operators that notification is
urgent and must be made a priority.
Therefore, the ETS enhances protection
to miners, and certainly does not reduce
that protection.
The ETS does not change the basic
interpretation of § 50.10. By the terms of
the provision, an operator is required to
notify MSHA only after determining
whether an ‘‘accident’’ as defined in
existing paragraph 50.2(h) has occurred.
This affords operators a reasonable
opportunity to investigate an event prior
to notifying MSHA. That is, mine
operators may make reasonable
investigative efforts to expeditiously
reach a determination. In that way an
operator is responsible for immediately
notifying MSHA about those accidents
that the operator knows or should know
about. Thus § 50.10, in the words of the
Commission, ‘‘[s]hould be carried out in
good faith and without delay, and in
light of the regulation’s command of
prompt, vigorous action.’’ It is important
that notification be sufficient so that the
Agency is actually put on notice as to
what happened. MSHA invites
comment on whether § 50.10 should be
further amended to require that the
notification specify the type of accident
per existing paragraph 50.2(h) and
pertinent details.
As discussed above, immediate
notification hinges on the occurrence of
an ‘‘accident.’’ Existing paragraph (h)(6)
of § 50.2 defines ‘‘accident’’ to include
‘‘an unplanned mine fire not
extinguished within 30 minutes of
discovery.’’ MSHA believes there are
situations in the mines that involve
more than one fire or a smoldering
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condition at a particular place. Each
episode of flame or smolder may have
been extinguished within 30 minutes.
The Agency is concerned that such
events may represent a serious or
potentially serious hazard, and should
be reported as an ‘‘accident’’ and subject
to the immediate notification
requirement of § 50.10. It was reported
in the press that there had been a fire
previously at the same spot along the
beltline at the Aracoma Alma No. 1
Mine and that the belt had been
‘‘running hot for days’’ before the fire
that caused the fatalities on January 23,
2006. MSHA is considering revising the
definition under existing paragraph
(h)(6) of § 50.2 in the final rule after
considering comments submitted about
this definition. MSHA invites comments
on whether a revision, for example,
should cover all unplanned
underground mine fires, or all
unplanned underground fires of
particular types, duration or
occurrences at particular locales. MSHA
solicits comments on whether and how
the definition of ‘‘accident’’ in
paragraph 50.2(h)(6) should be revised
to accurately take into account the fire
hazards that miners face.
3. Part 75—Mandatory Safety
Standards—Underground Coal Mines
a. Section 75.350—Belt Air Course
Ventilation
A conforming change is made to
existing paragraph (b) of § 75.350 by
removing paragraph (b)(7) since existing
paragraph 75.380(n) is also being
removed. This change enhances safety
protection for miners since lifelines will
now be required not only in the return
entries when used as alternate
escapeways; but in all primary and
alternate escapeways.
b. Section 75.380—Escapeways,
Bituminous and Lignite Mines and
Section 75.381—Escapeways;
Anthracite Mines
The ETS includes new provisions,
paragraph (d)(7) of § 75.380 and
paragraph (c)(5) of § 75.381, that require
the use of directional lifelines in both
the primary and alternate escapeways
for underground bituminous, lignite,
and anthracite coal mines. These
lifelines will clearly designate the
escape route that miners should take to
evacuate the mine quickly when an
accident occurs. These requirements
replace existing paragraph 75.380(n)
(which is removed for bituminous and
lignite mines) and include a new
requirement under § 75.381 for
anthracite mines. Removed paragraph
75.380(n) only applied to alternate
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escapeways located in return air courses
in mines using belt air under the ‘‘belt
air rule’’ (69 FR 17480). This ETS
enhances protection to miners because
it broadens the requirements for
lifelines to both the primary and
alternate escapeways in every
underground coal mine.
New paragraphs 75.380(d)(7) and
75.381(c)(5) require that each escapeway
be provided with a continuous
directional lifeline or equivalent device
and further require that it be installed
and maintained throughout the entire
length of the escapeway as defined in
existing paragraph 75.380(b)(1) or
75.381(b) as applicable; be made of
durable material; be marked with
reflective material every 25 feet; located
in such a manner for miners to use
effectively to escape; be equipped with
directional indicators showing the route
of escape; and be attached to and mark
the location of stored SCSRs.
Existing paragraphs 75.380(d)(2) and
75.381(c)(2) provide that each
escapeway shall be clearly marked to
show the route [and direction] of travel
to the surface. While such markings are
beneficial, they are not always effective,
particularly under some adverse
conditions such as the presence of thick
smoke which significantly reduces
visibility. MSHA records also indicate
that mine operators are frequently cited
for violating existing paragraphs
75.380(d)(2) and 75.381(c)(2). Failure to
provide or maintain these markings
increases the probability of miners
becoming disoriented during an attempt
to evacuate a mine under adverse
conditions. When directional lifelines
are installed in the escapeways, miners
will not be solely dependent upon
markings in the escapeway to show the
route and direction of travel to the
surface.
The ETS provisions relating to
lifelines are the same for both
underground bituminous and lignite
mines (§ 75.380) and anthracite mines
(§ 75.381). Each provision will be
discussed as it applies to both §§ 75.380
and 75.381.
The first provision, paragraph (d)(7)(i)
of § 75.380 and paragraph (c)(5)(i) of
§ 75.381, requires that lifelines be
installed and maintained in both
escapeways leading from the working
sections or areas where mechanized
mining equipment is being installed or
removed. The lifelines must be
continuous to the surface escape drift
opening, continuous to the escape shaft
or slope facilities to the surface, or
continuous from each working section
to the surface, as applicable. This
provision is based on language that
describes escapeways in existing
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paragraphs 75.380(b)(1) and 75.381(b).
Requiring lifelines in both escapeways
will increase the probability of escape in
the event that either is impassable or
unreachable.
The second provision, paragraph
(d)(7)(ii) of § 75.380 and paragraph
(c)(5)(ii) of § 75.381, requires that
lifelines be made of a durable material
so that they are resistant to damage.
This provision is based on language in
removed paragraph (n)(2) of § 75.380.
Lifelines must be constructed of durable
(strong) materials and must survive
normal mining conditions (e.g.,
atmospheric conditions such as
humidity). They must be available in an
emergency when miners need them to
evacuate the mine. In addition, lifelines
must also be sturdy enough to withstand
intense physical use during an
evacuation.
The third provision, paragraph
(d)(7)(iii) of § 75.380 and paragraph
(c)(5)(iii) of § 75.381, requires that the
lifelines be marked with a reflective
material every 25 feet, so that miners
can locate the lifeline using their cap
lamps in low-visibility conditions and
when smoke is present. This provision
is based on language that describes
lifelines in removed paragraph (n)(3) of
§ 75.380.
The fourth provision, paragraph
(d)(7)(iv) of § 75.380 and paragraph
(c)(5)(iv) of § 75.381, provides that
lifelines be positioned in such manner
that miners can use them effectively to
escape. This provision is based on
language that describes lifelines in
removed paragraph (n)(4) of § 75.380.
The proper positioning of the lifeline
regarding height, accessibility, and
location as determined by the mining
conditions improves the ability of
miners to effectively use lifelines to
escape during emergency situations.
The fifth provision, paragraph
(d)(7)(v) of § 75.380 and paragraph
(c)(5)(v) of § 75.381, provides that
lifelines contain directional indicators,
signifying the route of escape, placed at
intervals not to exceed 100 feet. This
provision is based on language that
describes lifelines in removed paragraph
(n)(5) of § 75.380. These directional
indicators are physical objects, such as,
but not limited to, cones, that provide
tactile feedback to a miner attempting to
escape a dark, smoke-filled
environment. During escape when
visibility is low, the directional
indicators will enhance the ability of
miners to escape by quickly indicating
the proper direction of travel.
Currently, some mines place
prefabricated directional lifelines in
escapeways, using cones to show the
direction of escape. NIOSH publications
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discuss the design of a particular lifeline
construction (75-foot cone spacing) and
NIOSH recommends installation of
double-cones at obstructions to alert
miners of personnel doors, overcasts,
belt crossings, etc. However, NIOSH did
not recommend an interval for
directional cone spacing. MSHA
experience in training miners at the
Mine Simulation Laboratory in Beaver,
West Virginia, indicates that the
directional cone spacing interval needs
to be variable, due to variation in
conditions found in return entries,
including overcasts and undercasts and
turns. The new standard requires the
interval spacing will never exceed 100
feet, but may be shorter depending upon
entry conditions, as determined by the
mine operator as mine conditions
warrant.
The sixth provision, paragraph
(d)(7)(vi) of § 75.380 and paragraph
(c)(5)(vi) of § 75.381 requires that the
lifeline be securely attached to, and
marked to show the location of, all
SCSR storage locations in the
escapeways. This provision is new and
directs escaping miners to SCSR storage
locations that are required by the new
provision, paragraph 75.1714–4(c).
Miners escaping a mine under adverse
environmental conditions may need to
access additional SCSRs in order to
successfully evacuate the mine. This
requirement, and new paragraph
75.1714–4(e) that requires a reflective
sign to be posted, will enable persons to
quickly locate additional SCSRs.
MSHA also requests comments about
whether miners should have the ability
to tether themselves together during
escapes through smoke-filled
environments. Mine rescue teams
currently use tethers (lifelines) to attach
to each rescue team member to keep the
group together when they enter smoke
filled environments. What length of
tether between miners should be
required? Should the tether be
composed of separate sections that clip
together to allow any number of miners
to be attached? How should the tether
be attached to the miners’ belts, or
should there be a place other than the
miners’ belts to attach the tether to the
miners? Should the tether be
constructed of durable and/or reflective
material? Where should the tether be
stored on the section? Should it be
stored with the additional SCSRs in a
readily accessible and identifiable
location, or in a separate location?
c. Section 75.383—Escapeway Maps and
Drills
The ETS removes existing paragraph
(c) from § 75.383. Existing paragraph
75.383(c) allows the operator to use the
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escapeway practice drills to comply
with the requirements of paragraph
75.1502(c). Because MSHA increased
the requirements in the evacuation
drills in § 75.1502, drills conducted
under § 75.383 will no longer satisfy
paragraph 75.1502(c). A new paragraph,
75.1502(c)(4), allows the operator to use
drills defined in paragraph 75.1502(c) to
comply with the requirements of drills
specified in § 75.383. This change
enhances protection to miners because
the ETS expands the content of the
drills under paragraph 75.1502(c) to
include donning and transferring of selfrescue devices, locating directional
lifelines and equivalent devices, and
physically traveling to the surface or
exits of the bottom of shafts or slopes.
d. Section 75.1502—Mine Emergency
Evacuation and Firefighting Program of
Instruction
The ETS makes a number of nonsubstantive organizational changes to
clarify existing provisions or to
accommodate new or moved provisions.
The ETS adds paragraph headings and
realigns paragraph numbers in § 75.1502
to make it easier to find and understand
specific requirements. Existing language
in paragraph 75.1502(c) ‘‘which shall be
held at periods of time so as to ensure
that all miners participate in such
evacuations at intervals of not more
than 90 days’’ is moved to 75.1502(c)(1).
In addition, the ETS moves existing
paragraph 75.1502(c)(1) to 75.1502(c)(3),
and emphasizes the requirement in
existing 75.1502(c)(1) that the mine
operator certify which miners have
completed the training. This
certification includes the names of the
miners participating in each drill. Also,
this ETS adds ‘‘and materials’’ to the
term ‘‘firefighting equipment’’ in
existing paragraph 75.1502(a) to
75.1502(a)(1)(vi) clarifying that
materials, such as water and rock dust,
are also important for fighting fires.
This ETS modifies existing paragraph
(a) of § 75.1502 by adding new
requirements in the mine emergency
evacuation and firefighting program.
The new provisions do not reduce the
protection afforded miners because
MSHA has enhanced the requirements
in the program of instruction to assist
the miner in handling mine
emergencies.
For organizational purposes, MSHA
added eight requirements to paragraph
75.1502(a)(1). Three of these paragraphs
specify new requirements. Five of the
paragraphs retain existing provisions:
(a)(1)(i), (a)(1)(iii), (a)(1)(iv), (a)(1)(v),
and (a)(1)(vi).
New paragraph (a)(1)(ii) of § 75.1502
requires operators to develop scenarios
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for mine emergencies, including fires,
explosions, or gas or water inundations,
and develop best options for evacuation
under each type of emergency. This
requirement further emphasizes that
operators must include immediate
donning of self-rescue devices in these
scenarios.
Under new paragraph (a)(1)(vii)
operators are required to include
instruction in locating and using
continuous directional lifelines or the
equivalent. The instruction is added to
cover the new requirements for lifelines.
New paragraph (a)(1)(viii) of § 75.1502
requires the operator to provide, in the
plan, instructions for training in
locating and using SCSRs. The operator
is required to specify the quantity and
types of self-rescue devices to ensure
that appropriate training is provided.
These changes are necessary to
require training in the proper use of
equipment in mine emergencies,
because of the additional requirements
added to other sections in the ETS.
Existing paragraph 75.1502(a)(1)(vii)
is modified to include training in the
location and use of continuous
directional lifelines or equivalent
devices. MSHA includes this additional
requirement in the training program to
ensure that miners are properly trained
to locate and use these additional
escape devices. This increases the
miners’ options for escape.
New paragraph 75.1502(a)(2) is added
to require operators to designate persons
with the appropriate abilities, training,
knowledge, or experience to provide
training and conduct § 75.1502-required
drills. MSHA experience indicates that
effectively trained miners are more
likely to retain their skills when they are
needed during an emergency. A key
component of effective training is the
instructor’s ability to train and evaluate
performance. This is important to
ensure that the miner is properly trained
on donning and transferring of selfrescue devices.
Some of the existing language in
paragraph 75.1502(a) is moved to
paragraph 75.1502(a)(3) to require the
operator to submit a program of
instruction, with any revisions, for
approval to the District Manager of the
Coal Mine Safety and Health district in
which the mine is located. Before
implementing any new or revised
approved plan provision, the operator
must instruct miners in the changes.
New paragraph 75.1502(c)(2) is added
to enhance the mine evacuation drill to
require miners to travel the primary or
alternate escapeways to the surface or
bottom of a shaft or slope. Further,
language was added to require that the
drill be conducted in a different
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escapeway than the previously
conducted drill. This requirement is
added to ensure miners are familiar
with all the possible escapeways in the
event their primary escape route is
impassable. This provision emphasizes
that the existing standard means a
practice drill. This change ensures
miners will engage in a practice drill.
The ETS adds paragraph (c)(2)(i) of
§ 75.1502 requiring training on
directional lifelines or equivalent
devices and stored SCSRs. This is based
on the new ETS requirements for
lifelines and additional stored SCSRs.
This training is included in emergency
drills to ensure that miners are able to
locate and use the lifelines and
additional SCSRs.
The provision from paragraph (b)(8) of
§ 48.8 requiring complete donning
procedures of SCSRs is added in new
paragraph (c)(2)(ii) of § 75.1502. Adding
this provision into § 75.1502 increases
the frequency of the SCSR training from
once per year to at least four times per
year. A reason for including this
training within the mine evacuation
drill is to provide a more realistic
training environment. This training,
when integrated with the other
components of the drill, will provide
the miner with a complete experience of
an emergency situation.
Drills may further provide a more
realistic emergency evacuation practice.
For example, conducting the drill in
smoke or using a realistic mouthpiece
that provides the user with the
sensation of actually breathing through
an SCSR, commonly referred to as
‘‘expectations’’ training, is more realistic
than simulation training. MSHA is
asking for comments and suggestions on
alternative realistic emergency
evacuation practices to ensure that
miners are prepared to act in an
emergency.
This requirement for a more realistic
training drill is supported by the
research discussed in the PW–SCSR
Project Final Report, (Kovac and
Kravitz, 1991) evaluating the ‘‘3+3’’
training method. A total of 185 miners
and MSHA inspectors were trained by
U.S. Bureau of Mines personnel. The
training was provided to the miners on
the working section, usually a few
crosscuts outby the face. Miners were
brought back from the face one at a time
for their training. This approach can be
used during mine emergency drills to
satisfy requirements without disrupting
other activities at the mine.
This ETS adds new paragraph
(c)(2)(iii) to § 75.1502 to provide handson training in transferring from one selfrescue device to an SCSR. MSHA adds
this provision to include training to
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cover new requirements in paragraph
75.1502(c)(2) and § 75.1714–4. Miners
must be trained on all types of selfrescue devices in use at the mine. This
training must include experience in
transferring from one type of self-rescue
device to the same type, as well as to all
other types in use at the mine, as
applicable.
The ETS adds new paragraph (c)(3) to
§ 75.1502. Existing paragraph
75.1502(c)(1) is moved to new
paragraph 75.1502(c)(3) and the
language is amended to emphasize the
requirement that mine operators certify,
by name, all miners who participated in
each emergency evacuation drills. This
provides a record of training for each
miner. MSHA is soliciting comments on
whether such a record of training
should include additional information,
such as a checklist. The checklist could
be used to itemize the successful
completion of each step of the training,
as outlined in the approved program of
instruction.
The ETS adds new paragraph (c)(4) to
§ 75.1502 to allow the operator to use
the mine emergency evacuation drills in
this section to satisfy the requirement
for practice escapeway drills in
paragraph 75.383(b) of this part. See
discussion under section-by-section
discussion on paragraph 75.383(b).
A new paragraph (d) is added to this
section requiring the mine operator to
submit a revised program of instruction
under this part 75. This revised program
of instruction shall be submitted to the
appropriate District Manager for
approval no later than April 10, 2006.
Within 2 weeks of plan approval, the
operator must train miners in the
revised requirements. This provision is
consistent with the new provision for a
revised training plan in paragraph
48.3(p).
e. Section 75.1714–2—Self Rescue
Devices; Use and Location
Requirements
This ETS modifies paragraph (f) of
§ 75.1714–2 to conform the language to
changes in § 75.1714–4. The new
provision is that a sign with the word
‘‘SELF–RESCUER’’ or ‘‘SELF–
RESCUERS’’ must be conspicuously
posted at each storage place and it must
be made of reflective material. Direction
signs made of a reflective material must
also be posted leading to each storage
place.
In addition, this ETS modifies
paragraph (g)(2) of § 75.1714–2. A new
phrase, ‘‘made of a reflective material’’
has been added in reference to the cache
(storage location) signs and direction
signs. The paragraph now reads, ‘‘The
one-hour canister shall be available at
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all times to all persons when
underground in accordance with a plan
submitted by the operator of the mine
and approved by the District Manager.
When the one-hour canister is placed in
a cache or caches, a sign made of a
reflective material with the word
‘‘SELF–RESCUERS’’ shall be
conspicuously posted at each cache, and
direction signs made of a reflective
material shall be posted leading to each
cache.’’
f. Section 75.1714–4—Additional SelfContained Self-Rescuers
This ETS includes a new § 75.1714–
4 which requires the mine operator to
provide at least one additional SCSR
that will provide protection for a period
of one hour or longer to cover the
maximum number of persons in the
mine. Thus, each miner or person
underground will have the self-rescuer
device that is traditionally carried with
him or her and an additional SCSR
device readily accessible. If a filter self
rescuer is used in conjunction with an
existing SCSR storage plan, a mine
operator must comply with the
requirement for an additional SCSR as
described under this new 75.1714–4(a).
In addition, where persons enter or exit
the mine using a mantrip or mobile
equipment, additional SCSRs must be
available on the mantrip or mobile
equipment portal to portal. Moreover,
this provision requires the mine
operator to submit an outby SCSR
storage plan, identifying the location,
quantity and type of additional SCSRs
in the primary and alternate escapeways
in circumstances where the SCSR
devices required under the existing
standards will not provide sufficient
oxygen for all persons to safely evacuate
the mine. The outby SCSR storage plan
must also show how the storage location
in each escapeway was determined. For
District Manager approval of the outby
storage plan, the District Manager may
require the mine operator to
demonstrate that the location, quantity,
and type of the additional SCSRs
provide adequate protection for all
persons to safely evacuate the mine.
Section 75.1714–4 also requires the
operator to store all SCSRs required
under this section in locations that are
conspicuous and that are readily
accessible by each person in the mine.
All SCSR devices required under this
section must be stored according to the
manufacturer’s instructions.
Section 75.1714–4 further requires a
sign with the words ‘‘SELF–
RESCUERS’’ to be conspicuously posted
at each storage location. The sign must
be made of reflective material. In
addition, direction signs that are made
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of a reflective material must be posted
in each entry leading to each storage
location.
This ETS enhances protection because
it requires additional SCSRs to cover the
maximum number of persons in every
underground coal mine. These
additional SCSRs in the storage
locations will greatly increase the ability
of all persons to safely evacuate during
a mine emergency or accident.
New paragraph 75.1714–4(a) requires
that in addition to the requirements in
§§ 75.1714, 75.1714–1, 75.1714–2, and
75.1714–3, the mine operator shall
provide at least one additional SCSR to
each person who is underground, and
which provides protection for a period
of one hour or longer, to cover the
maximum number of persons in the
mine. This is a new requirement to
provide one additional SCSR device for
each person in the mine. Having at least
one additional SCSR device per person
will double the amount of oxygen that
is available to that person during any
accident or emergency evacuation.
MSHA’s intent is to encourage persons
who are not required for a mine
emergency response to evacuate the
mine as quickly as possible. The
additional SCSR will aid persons who
must travel through smoke and toxic
gases to safely exit the mine. The
additional SCSR will likely facilitate
evacuation of the mine by increasing the
person’s confidence in the availability
of oxygen in the smoke-filled mine
entries.
The SCSRs that are required under
new paragraph 75.1714–4(a) must meet
the storage location requirements under
new paragraphs 75.1714–4(d) and (e)
discussed below.
New paragraph 75.1714–4(b) requires
that if a mantrip or mobile equipment is
used to enter or exit the mine,
additional SCSRs, each of which
provides protection for a period of one
hour or longer, shall be available from
portal to portal on the mantrip or mobile
equipment. At many mines, persons use
mantrips or mobile equipment such as
scoops, ramcars, or pick-up trucks, to
enter the mine and travel to and from
their working section. A mine accident
or emergency that requires evacuation
could occur while crews are traveling to
or from their working section on
mantrips or mobile equipment. If
additional SCSRs are not available on
the mantrips or the mobile equipment,
persons may not be able to evacuate
safely during a mine accident or
emergency. Requiring that additional
SCSRs be available portal to portal to
persons who are using the mantrip or
mobile equipment provides the
protection of an additional SCSR while
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on the mantrip or mobile equipment
during an accident or emergency.
Mine operators may utilize the
additional SCSRs on the mantrip or
mobile equipment to comply with
paragraph 75.1714–4(a) if the mantrip
stays on the section. If the mantrip
leaves the section, operators can choose
to comply with paragraph 75.1714–4(a)
by removing the SCSRs from the
mantrip and keeping them on the
section. That is, SCSRs on the mantrip
can remain on the section if the mantrip
leaves the section for other duties.
However, at all times any operator and
passengers on the mantrip or mobile
equipment must have an additional
SCSR available. Additionally, if miners
traveling on mantrips or mobile
equipment are using filter self-rescuers,
or SCSRs which provide less than one
hour of protection, they must be
provided with two SCSRs, each of
which provides protection for a period
of one hour or longer, on the mantrip or
mobile equipment.
New paragraph 75.1714–4(c) requires
that when the SCSR devices otherwise
required by paragraph 75.1714(a) are not
adequate to provide enough oxygen for
all persons to safely evacuate the mine
under the mine emergency conditions;
the mine operator shall provide
additional SCSR devices in the primary
and alternate escapeways. Under these
circumstances, the mine operator shall
submit an outby SCSR storage plan to
the appropriate District Manager for
approval. The mine operator must also
include in the outby SCSR storage plan
required by paragraph 75.1714–4(c) the
location(s), quantity, and type of
additional SCSR devices, each of which
provides protection for a period of one
hour or longer, that are stored in the
primary and alternate escapeways. The
outby SCSR storage plan must also show
how the storage location in the primary
and alternate escapeways was
determined. The District Manager may
require the mine operator to
demonstrate that the location, quantity,
and type of the additional SCSRs
provide protection to all persons to
safely evacuate the mine. The outby
SCSR storage plan must also be kept
current by the mine operator and made
available for inspection by an
authorized representative of the
Secretary and by the miners’
representative.
The outby SCSR storage plan required
by new paragraph 75.1714–4(c) gives
mine operators flexibility in
determining the location, quantity, and
type of additional SCSRs stored in the
primary and alternate escapeways. The
requirements of this paragraph are
performance-oriented. It allows mine
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operators to assess the conditions
unique to their mine and to establish
SCSR storage locations based on these
conditions.
New paragraph 75.1714–4(c) also
allows MSHA to verify, if needed, the
appropriateness of the storage locations.
If the MSHA District Manager doubts
that all persons underground could
reach the additional storage locations
safely, the District Manager can require
the mine operator to demonstrate that
the storage location provides adequate
protection to all persons to reach the
designated storage location in a timely
manner and safely evacuate the mine.
The SCSRs that are required under
new paragraph 75.1714–4(c) must also
meet the storage location requirements
under new paragraphs 75.1714–4(d) and
(e) discussed below.
To assist mine operators in complying
with the requirements of new paragraph
75.1714–4(c), MSHA is providing one
possible method that an operator may
use in choosing appropriate outby SCSR
storage locations. MSHA developed a
method for selecting locations based on
a 1996–1997 MSHA–NIOSH study
(Unpublished document ‘‘The Oxygen
Cost of a Mine Escape’’ (Kovac, Kravitz,
Rehak, 1997)). The MSHA–NIOSH study
demonstrated that it is possible to
project, on a mine-by-mine basis, the
difficulty of the mine escape and how
much oxygen would be required for
such an escape, knowing the body
weight and heart rate of the escaping
person. Accordingly, the method used
by this heart rate study may also be used
to determine the sufficient number and
appropriate storage locations of
additional SCSRs so that persons can
safely evacuate the mine. A mine
operator who wants to use the heart rate
method to determine the number and
storage location of additional SCSRs
should, however, adhere to the
following procedures:
1. Select the worst-case escape
scenario (for example, the furthest point
of penetration into coal seam and the
heaviest person).
2. Have the person perform an escape
drill bare-faced with all the person’s
normal tools and safety equipment
(including an SCSR on the person’s belt)
along the designated escapeway. During
this escape drill, the person’s heart-rate
should be continuously monitored with
the person wearing a heart-rate watch.
3. The person’s heart-rate should not
exceed the lower of (0.70) × (220 minus
the person’s age) or 135 beats per
minute. (135 beats per minute is the
average heart-rate for the 95th percentile
person—by weight—performing mantest
4 during MSHA–NIOSH certification
tests.) Under the formula, the calculated
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rate for a 65 year old person—95th
percentile by age—is 109 beats per
minute and the calculated rate for a 20
year old person is 140 beats per minute.
Comparing each calculated rate with
135 beats per minute, the lower rate for
the 65 year old person is the calculated
rate of 109 and the lower rate for the 20
year old person is 135. Thus, during the
simulated escape, if a 65 year old
person’s heart-rate exceeds 109 or a 20
year old person’s heart rate exceeds 135,
the person should slow down or stop
until his heart rate is in an acceptable
range.
4. After one hour, the distance should
be recorded and marked.
5. The above procedure should be
repeated 3 times, and an average
distance calculated.
6. The location for the SCSR storage
is the average distance recorded minus
15 percent (the amount of work added
by using an SCSR). For example, if the
distance traveled is 5,000 feet along the
escapeway, the SCSR storage should be
placed 4,250 feet along the escapeway
(5,000 feet ¥ 750 feet = 4,250 feet).
7. If multiple storage locations are
required, the above procedure should be
repeated until the escape is completed
to the surface.
8. In addition to a person’s
physiological ability to reach the storage
location within the rated duration of the
SCSR, given the environmental
conditions of the mine and the oxygen
provided by the SCSR, other factors can
come into play. For example, the
number of persons accessing a storage
location can affect the time it takes to
retrieve and don an SCSR from the
storage location. The accessibility of the
storage location may be affected by its
physical configuration.
To summarize, for purposes of the
outby SCSR storage plan, an operator
may use any reliable method of
choosing storage locations including the
method mentioned above. MSHA
solicits comments on the above
suggested method, and other reliable
methods, for determining where to
locate the additional SCSRs in the mine.
In addition, MSHA solicits comments
on whether a specification standard
would be more appropriate than the
performance-oriented approach
provided in this ETS. For example,
MSHA is considering a requirement that
the additional SCSRs under new
paragraph 75.1714–4(c) be stored in all
escapeways at intervals of 5,000 feet for
mines where the escapeway height is
above 48 inches and 2,500 feet for all
other mines. MSHA solicits comments
on such a specification-oriented
standard, including comments on
whether the specific 5,000 and 2,500
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foot intervals, or some other specific
interval, is appropriate.
MSHA solicits comments on the
appropriateness of eliminating filter
self-rescuers (‘‘FSRs’’) from all
underground bituminous, lignite, and
anthracite mines. FSRs were required
before SCSRs were available to the
mining industry. Some current SCSR
storage plans allow the use of FSRs to
reach stored SCSRs. Given that FSRs
only provide filter protection for carbon
monoxide, and due to the fact that FSRs
do not produce oxygen, MSHA solicits
comments on whether underground coal
mines should only require SCSRs.
MSHA also solicits comments on the
appropriateness of requiring mine
operators to report the total number of
SCSRs in use at each underground coal
mine, semi-annually, to the MSHA
District Manager. Along with the total
number of SCSRs, MSHA could require
the following information be reported
for each SCSR at each mine: (1)
Manufacturer, (2) model, (3) date of
manufacture, and (4) the serial number.
This information would be valuable
because manufacturers often lose track
of where their SCSRs are in the mining
industry. When a mine shuts down, the
SCSRs are often sold to another mine. In
the past, problems have been discovered
with all brands of SCSRs. Sometimes
these problems are related to specific
production runs that generate unique
serial numbers for the SCSRs.
Sometimes, the problems affect all the
manufactured SCSRs from one
manufacturer. Having knowledge of
where the SCSRs are located will benefit
persons because MSHA can then
expeditiously locate the affected SCSRs
so that remedial action can be taken.
New paragraph 75.1714–4(d) provides
that all SCSR devices required under
this section be stored in locations that
are conspicuous and that are readily
accessible by each person in the mine.
In addition, new paragraph 1714–4(d)
provides that all SCSR devices required
under this section be stored according to
manufacturers’ instructions. The time
used to locate an SCSR that is not
conspicuously stored could make the
difference between the success or failure
of a safe evacuation. In addition, the
storage location must be readily
accessible so that the additional SCSRs
can be retrieved in a prompt, timely
manner. An example of a storage
location that is readily accessible is on
the working face or in locations where
mechanized mining equipment is being
installed and removed. Such a location,
however, may not be readily accessible
to all persons, such as pumpers, outby
crews, and examiners. MSHA is,
therefore, soliciting comments on
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storage locations that are readily
accessible to such persons.
This new requirement will facilitate
the successful use of the additional
SCSRs during a mine accident or
emergency. Moreover, manufacturers’
instructions are required to be included
in the approval documents for all
SCSRs, which are submitted to MSHA
and NIOSH under 42 CFR part 84. The
instructions are included with all SCSRs
from each manufacturer.
New § 75.1714–4(e) requires that a
sign with the words ‘‘SELF-RESCUERS’’
be conspicuously posted at each storage
location, be made of reflective material,
and direction signs made of a reflective
material be posted in each entry leading
to each storage location. The
requirements are similar to the
requirements in existing § 75.1714–2(f)
pertaining to the storage of an SCSR
device that is required under existing
§ 75.1714, but that is not carried out of
the mine at the end of a person’s shift.
MSHA is adding a requirement that the
sign be made of reflective material here
and under existing § 75.1714–2(f) and
(g) because escape routes are often filled
with thick smoke that could obscure any
SCSR storage location. Under such
circumstances, a sign made of a
reflective material will provide greater
visibility of the storage locations to
persons who need to exit the mine
quickly. Moreover, new
§ 75.380(d)(7)(vi) and § 75.381(c)(5)(vi)
require that lifelines be attached to, and
marked to show these storage locations.
The requirement that a sign under
paragraphs 75.1714–2(f) and (g) be made
of reflective material enhances miner
protection because escape routes are
often filled with thick smoke that could
obscure any SCSR storage location and
a sign made of a reflective material will
provide greater visibility of the storage
locations to persons who need to exit
the mine quickly.
MSHA solicits comments on the
appropriateness of requiring signs to be
made of a reflective material and
whether there are alternative methods
available for making storage locations
easy to locate when conditions in the
mine might obscure the storage location.
The new requirement that a sign be
made of a reflective material enhances
miner safety by making SCSR storage
locations easier to locate when a person
needs to evacuate the mine quickly and
the escape route is filled with thick
smoke obscuring the SCSR storage
location.
g. Section 75.1714–5—Map locations of
Self-Contained Self-Rescuers
New § 75.1714–5 requires the mine
operator to include the storage
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location(s) of SCSR devices subject to
storage plans on the § 75.383 mine
emergency map and on the § 75.1200
mine map. Existing § 75.383 requires
escapeway maps to be posted in each
working section, and in each area where
mechanized mining equipment is being
installed or removed, and at a surface
location of the mine where miners
congregate, such as the mine bulletin
board, bathhouse, or waiting room.
Existing § 75.1203 requires the mine
map under § 75.1200 to be available to
miners. Because an escapeway map is
posted in an obvious location and
because a miner has access to the mine
map, requiring the operator to include
the storage location of all SCSRs on the
escapeway map and mine map helps
ensure that persons are aware of the
storage location of all SCSRs in the
mine. In addition, the § 75.1200 mine
map is the basis for all mine rescue
attempts.
Finally, MSHA is considering a
requirement that the mine operator
promptly report to the MSHA District
Manager, in writing, all incidents where
any SCSR, required by this section or
existing § 75.1714, is used for an
accident or emergency and all instances
where such SCSR device did not
function properly. In addition, when
any SCSR device has not functioned
properly, the mine operator would
retain the device, for at least 90 days, for
investigation by MSHA.
MSHA solicits comments on this
reporting requirement because, in the
past, MSHA did not always learn of
problems associated with SCSRs in a
timely manner. This requirement would
help assure that MSHA is notified of
problems in a timely manner and that
the affected SCSRs are available for
testing and evaluation.
V. Executive Order 12866
Executive Order (E.O.) 12866 (58 FR
51735) as amended by E.O. 13258
(Amending Executive Order 12866 on
Regulatory Planning and Review (67 FR
9385)) requires that regulatory agencies
assess both the costs and benefits of
regulations. MSHA has determined that
the ETS would not have an annual effect
of $100 million or more on the economy
and that, therefore, it is not an
economically ‘‘significant regulatory
action’’ pursuant to § 3, paragraph (f) of
E.O. 12866.
A. Population-at-Risk
Using 2004 data, the ETS applies to
the 634 underground coal mine
operators employing 33,490 miners and
3,697 contractor workers who work
underground in coal mines. Also, using
2004 data, the immediate notification
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provisions of the ETS apply to the entire
mining industry, encompassing all
214,450 miners and 72,739 contract
workers who work in the 14,480 U.S.
mines.
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B. Benefits
To estimate benefits, MSHA focused
on three accidents where miners’ lives
might have been saved if this rule was
implemented. These three accidents
occurred at the Wilberg Mine in 1984,
at the Sago Mine in 2006, and at the
Aracoma Alma #1 Mine, also in 2006. In
these three accidents, there were, in
total, 41 fatalities and one serious
injury. MSHA believes that this ETS, if
in place at the time of these accidents,
could have saved the lives of most of
these victims. One of the miners at Sago
Mine died in the explosion and would
have perished even if the ETS had been
in force. In quantitative terms, MSHA
estimates that perhaps 70% to 90% of
miners in similar accidents in the future
could be saved by implementing the
ETS, with a mid-range estimate of 80%.
Multiplying 40 by 80% provides a midrange estimate of 32 lives that could be
saved. Multiplying 40 by 70% and 90%
provides a full-range estimate of 28 to
36 lives that could be saved by the ETS.
January 1, 1983 is the starting point
for the accident records in MSHA’s
electronic Teradata database. Starting at
January 1, 1983 and ending in early
February, 2006 is a time span of 23.1
years. Since these three accidents
occurred over a period of 23.1 years,
MSHA divides 32 lives saved by 23.1
years to obtain a mid-range estimate of
1.39 lives saved per year. A similar
calculation provides a full-range
estimate of 1.21 to 1.56 lives saved per
year. Using the same method, MSHA
also calculates a mid-range estimate of
0.035 serious injuries prevented per
year and a full-range estimate of 0.030
to 0.039 serious injuries prevented per
year. The actual number of miners’ lives
saved could be much larger.
C. Compliance Costs
The immediate notification provisions
of the ETS, which apply to all mines,
are definitional and clarify existing
requirements. As such, MSHA expects
that they will impose no additional
costs on the mining industry.
MSHA estimates that the ETS will
result in total yearly costs for
underground mine operators and
contractors of approximately $18.9
million, which reflect first-year costs of
about $54.7 million. Of the yearly costs,
$7.9 million will be associated with
training requirements; $0.5 million will
be associated with lifeline requirements;
and $10.5 million will be associated
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with additional SCSR devices.
Disaggregated by mine size, yearly costs
will be $1.2 million (or about $5,100 per
mine) for mine operators with fewer
than 20 employees; $15.6 million (or
about $40,100 per mine) for mine
operators with 20–500 employees; and
$2.1 million (or about $256,700 per
mine) for mine operators with more
than 500 employees.
VI. Feasibility
MSHA has concluded that the
requirements of the ETS are
technologically and economically
feasible.
The ETS is not a technology-forcing
standard and does not involve activities
on the frontiers of scientific knowledge.
Many of the requirements of the ETS are
based on MSHA’s current regulations.
The yearly compliance costs of the
ETS (of $18.9 million) are equal to 0.2
percent of all revenues (of $11.1 billion
in 2004) for all underground coal mines.
Insofar as the total compliance costs are
well below one percent of the estimated
revenues for all underground coal
mines, MSHA concludes that the ETS is
economically feasible for these mines.
As noted above, the immediate
notification provisions of the ETS,
which apply to the entire mining
industry, will impose no additional
costs. MSHA therefore concludes that
these provisions are economically
feasible for the mining industry.
VII. Regulatory Flexibility Act and
Small Business Regulatory Enforcement
Fairness Act (SBREFA)
Pursuant to the Regulatory Flexibility
Act (RFA) of 1980 as amended by the
Small Business Regulatory Enforcement
Fairness Act (SBREFA), MSHA has
analyzed the impact of the ETS on small
businesses. Further, MSHA has made a
determination with respect to whether
or not the Agency can certify that the
ETS will not have a significant
economic impact on a substantial
number of small entities that are
covered by this rulemaking. Under the
SBREFA amendments to the RFA,
MSHA must include in the rule a factual
basis for this certification. If a rule has
a significant economic impact on a
substantial number of small entities,
MSHA must develop a regulatory
flexibility analysis.
A. Definition of a Small Mine
Under the RFA, in analyzing the
impact of a rule on small entities,
MSHA must use the Small Business
Administration (SBA) definition for a
small entity or, after consultation with
the SBA Office of Advocacy, establish
an alternative definition for the mining
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industry by publishing that definition in
the Federal Register for notice and
comment. MSHA has not taken such an
action and hence is required to use the
SBA definition. The SBA defines a
small entity in the mining industry as
an establishment with 500 or fewer
employees.
MSHA has also looked at the impacts
of Agency rules on a subset of mines
with 500 or fewer employees—those
with fewer than 20 employees, which
MSHA and the mining community have
traditionally referred to as ‘‘small
mines.’’ These small mines differ from
larger mines not only in the number of
employees, but also in economies of
scale in material produced, in the type
and amount of production equipment,
and in supply inventory. Therefore,
their costs of complying with MSHA’s
rules and the impact of the Agency’s
rules on them will also tend to be
different. It is for this reason that ‘‘small
mines,’’ as traditionally defined by
MSHA as those employing fewer than
20 workers, are of special concern to
MSHA.
This analysis complies with the legal
requirements of the RFA for an analysis
of the impacts on ‘‘small entities’’ while
continuing MSHA’s traditional
definition of ‘‘small mines.’’ The
Agency concludes that it can certify that
the ETS will not have a significant
economic impact on a substantial
number of small entities that are
covered by this rulemaking. MSHA has
determined that this is the case both for
mines affected by this rulemaking with
fewer than 20 employees and for mines
affected by this rulemaking with 500 or
fewer employees.
B. Factual Basis for Certification
MSHA’s analysis of impacts on ‘‘small
entities’’ begins with a ‘‘screening’’
analysis. The screening compares the
estimated compliance costs of a rule for
small entities in the sector affected by
the rule to the estimated revenues for
the affected sector. When estimated
compliance costs or savings are less
than one percent of the estimated
revenues, the Agency believes it is
generally appropriate to conclude that
there is no significant economic impact
on a substantial number of small
entities. When estimated compliance
costs or savings exceed one percent of
revenues, it tends to indicate that
further analysis may be warranted.
Metal/nonmetal and surface coal
mines are covered in the ETS only by
the immediate notification provisions.
Since these provisions define and
clarify existing provisions, they do not
impose any costs on mine operators and
contractors. MSHA therefore concludes
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that the ETS will not have a significant
economic impact on a substantial
number of small entities in these mine
sectors.
For underground coal mines,
estimated 2004 production was
10,375,660 tons for mines that had
fewer than 20 employees and
312,531,849 tons for mines that had 500
or fewer employees. Using the 2004
price of underground coal of $30.36 per
ton, the 2004 underground coal
revenues are estimated to be
approximately $315 million for mines
employing fewer than 20 employees and
$9.5 billion for mines employing 500 or
fewer employees. Thus, the cost of the
rule for mines that have fewer than 20
employees is 0.4 percent ($1.2 million/
$315 million), while the cost of the rule
for mines that have 500 or fewer
employees is 0.2 percent ($0.017
billion/$9.5 billion). Using either
MSHA’s traditional definition of a small
mine (one having fewer than 20
employees) or SBA’s definition of a
small mine (one having 500 or fewer
employees), compliance costs of the
ETS for underground coal mines will be
substantially less than 1 percent of their
estimated revenues.
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VIII. Paperwork Reduction Act of 1995
A. Summary
This emergency rulemaking contains
information collection requirements that
MSHA estimates will result in 17,547
new burden hours and approximately
$533,601 related burden costs to mine
operators and contractors in the first
year that the rule is in effect. In the
second year that the rule is in effect, and
for every year thereafter, MSHA
estimates that mine operators and
contractors will incur 9,226 new burden
hours and approximately $525,739
related burden costs. The burden is
different in the first year because some
information collection requirements
occur only in the first year that the rule
is in effect; while different burdens
occur either every year beginning in the
first year, or every year beginning in the
second year that the rule is in effect.
This ETS contains information
collection requirements in the following
sections: § 48.3—Training plans; time of
submission; where filed; information
required; time for approval; method for
disapproval; commencement of training;
approval of instructors; § 50.10—
Immediate notification; § 75.1502—
Mine emergency evacuation and
firefighting program of instruction;
§ 75.1714–3—Self-rescue devices;
inspection, testing, maintenance, repair
and recordkeeping; § 75.1714–4—
Additional self-contained self-rescuers;
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and § 75.1714–5—Map locations of selfcontained self-rescuers to be codified in
30 CFR. Although the new requirement
in § 50.10 included in this emergency
rulemaking creates no additional
paperwork burden, MSHA is listing the
provision here because it continues to
require a collection of information. The
ETS adds to the information collected
under existing OMB information
collections OMB 1219–0007, OMB
1219–0009, OMB 1219–0044, OMB
1219–0054, and OMB 1219–0073.
Although paragraph 75.1714–3(e) is
an existing provision and is not changed
by this emergency rulemaking, MSHA is
including it in the burden estimates
above because the use of additional
SCSR devices mandated by this ETS
will increase the burden associated with
inspection and recordkeeping
requirements contained in this existing
paragraph.
For a detailed explanation of how the
burden hours and related costs were
determined, see Chapter VII of the
Regulatory Economic Analysis (REA)
associated with this rulemaking. The
REA is located on MSHA’s Web site at
https://www.msha.gov/REGSINFO.HTM.
A print copy of the REA can be obtained
from the Office of Standards,
Regulations, and Variances at MSHA.
B. Details
The information collection package
has been submitted to the Office of
Management and Budget (OMB) for
review under 44 U.S.C. 3504, paragraph
(h) of the Paperwork Reduction Act of
1995, as amended. A copy of the
information collection package can be
obtained from the Department of Labor
by electronic mail request to
king.darrin@dol.gov or by phone request
to (202) 693–4129.
Comments on the provisions in the
information collection requirements
should be sent to both the Office of
Information and Regulatory Affairs of
OMB and to MSHA. Comments sent to
OMB should be sent to the Attention of
the Desk Officer for the Mine Safety and
Health Administration. Comments sent
to MSHA should be sent to the Office of
Standards, Regulations, and Variances.
Addresses for both offices can be found
in the Addresses section of this
preamble. Respondents are not required
to respond to any collection of
information unless it displays a current
valid OMB control number. MSHA will
publish a notice in the Federal Register
announcing when OMB has approved
the new information collection
requirements.
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IX. Other Regulatory Considerations
A. The Unfunded Mandates Reform Act
Of 1995
This ETS does not include any
Federal mandate that may result in
increased expenditures by State, local,
or tribal governments; nor will it
increase private sector expenditures by
more than $100 million annually; nor
will it significantly or uniquely affect
small governments. Accordingly, the
Unfunded Mandates Reform Act of 1995
(2 U.S.C. 1501 et seq.) requires no
further agency action or analysis.
B. The Treasury and General
Government Appropriations Act of
1999: Assessment of Federal
Regulations and Policies on Families
This ETS will have no affect on family
well-being or stability, marital
commitment, parental rights or
authority, or income or poverty of
families and children. Accordingly,
section 654 of the Treasury and General
Government Appropriations Act of 1999
(5 U.S.C. 601 note) requires no further
Agency action, analysis, or assessment.
C. Executive Order 12630: Government
Actions and Interference With
Constitutionally Protected Property
Rights
This ETS does not implement a policy
with takings implications. Accordingly,
E.O. 12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights, requires no
further Agency action or analysis.
D. Executive Order 12988: Civil Justice
Reform
This ETS was written to provide a
clear legal standard for affected conduct
and was carefully reviewed to eliminate
drafting errors and ambiguities, so as to
minimize litigation and undue burden
on the Federal court system.
Accordingly, this ETS will meet the
applicable standards provided in
section 3 of E.O. 12988, Civil Justice
Reform.
E. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This ETS will have no adverse impact
on children. Accordingly, E.O. 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks, as amended by E.O. 13229 and
13296, requires no further Agency
action or analysis.
F. Executive Order 13132: Federalism
This ETS does not have ‘‘federalism
implications’’ because it will not ‘‘have
substantial direct effects on the States,
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on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’ Accordingly,
E.O. 13132, Federalism, requires no
further Agency action or analysis.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This ETS does not have ‘‘tribal
implications’’ because it will not ‘‘have
substantial direct effects on one or more
Indian tribes, on the relationship
between the Federal government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal government and Indian tribes.’’
Accordingly, E.O. 13175, Consultation
and Coordination with Indian Tribal
Governments, requires no further
Agency action or analysis.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
hsrobinson on PROD1PC70 with RULES2
This ETS has been thoroughly
reviewed to assess and take appropriate
account of its potential impact on small
businesses, small governmental
jurisdictions, and small organizations.
MSHA has determined and certified that
this ETS does not have a significant
economic impact on a substantial
number of small entities. Accordingly,
E.O. 13272, Proper Consideration of
Small Entities in Agency Rulemaking,
requires no further Agency action or
analysis.
14:01 Mar 08, 2006
Jkt 208001
30 CFR Part 48
Education, Mine safety and health,
Reporting and recordkeeping
requirements.
30 CFR Part 50
Investigations, Mine safety and
health, Reporting and recordkeeping
requirements.
30 CFR Part 75
Communications equipment, Electric
power, Emergency medical services,
Explosives, Fire prevention, Mine safety
and health.
Reporting and recordkeeping requirements
Signed at Arlington, Virginia, this 6th day of
March 2006.
David G. Dye,
Acting Assistant Secretary of Labor for Mine
Safety and Health.
Chapter I of Title 30, parts 48, 50, and
75 of the Code of Federal Regulations
are amended as follows:
I. Executive Order 13272: Proper
Consideration of Small Entities in
Agency Rulemaking
PART 48—TRAINING AND
RETRAINING OF MINERS
1. The authority citation for part 48
continues to read as follows:
I
Authority: 30 U.S.C. 811, 825.
2. Amend § 48.3 by revising paragraph
(a) introductory text and by adding
paragraph (p) to read as follows:
I
§ 48.3 Training plans; time of submission;
where filed; information required; time for
approval; method for disapproval;
commencement of training; approval of
instructors.
(a) Except as provided in paragraphs
(o) and (p) of this section, each operator
of an underground mine shall have an
MSHA approved plan containing
programs for training new miners,
training experienced miners, training
miners for new tasks, annual refresher
training, and hazard training for miners
as follows:
*
*
*
*
*
(p) Each underground coal operator,
who is required to submit a revised
program of instruction for paragraph (a)
of § 75.1502, shall also submit a revised
training plan under this part 48. This
revised plan shall be submitted to the
appropriate District Manager for
approval no later than April 10, 2006.
Within 2 weeks of plan approval the
operator shall train in accordance with
the revised training plan.
I 3. Amend § 48.5 by revising
paragraphs (b)(2) and (b)(5) and by
adding paragraph (e) to read as follows:
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§ 48.5 Training of new miners; minimum
courses of instruction; hours of instruction.
*
List of Subjects
I
This ETS has been reviewed for its
impact on the supply, distribution, and
use of energy because it applies to the
underground mining sector. Insofar as
this ETS will result in yearly costs of
approximately $18.9 million to the
underground coal mining industry,
relative to annual revenues of $11.1
billion in 2004, it is not a ‘‘significant
energy action’’ because it is not ‘‘likely
to have a significant adverse effect on
the supply, distribution, or use of
energy * * * (including a shortfall in
supply, price increases, and increased
use of foreign supplies).’’ Accordingly,
E.O. 13211, Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use,
requires no further Agency action or
analysis.
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X. Emergency Temporary Standard—
Regulatory Text
Sfmt 4700
*
*
*
*
(b) * * *
(2) Self-rescue and respiratory
devices. The course shall be given
before a new miner goes underground
and shall include instruction and
demonstration in the use, care, and
maintenance of self-rescue and
respiratory devices used at the mine.
This training shall include:
(i) For the use of self-contained selfrescue (SCSR) devices: Hands-on
training in the complete donning of all
types of SCSRs used at the mine, which
includes assuming a donning position,
opening the device, activating the
device, inserting the mouthpiece or
simulating this task while explaining
proper insertion of the mouthpiece, and
putting on the nose clip; and
(ii) Hands-on training in transferring
from one self-rescue device to an SCSR.
*
*
*
*
*
(5) Mine map; escapeways; emergency
evacuation; barricading. The program of
instruction for mine emergency
evacuation plans and firefighting
approved by the District Manager under
30 CFR 75.1502(a) or the escape and
evacuation plan under 30 CFR 57.11053,
as applicable, shall be used for this
course. The course shall include a
review of the mine map; the escapeway
system; the escape, firefighting, and
emergency evacuation plans in effect at
the mine; and the location of abandoned
areas. Also included shall be an
introduction to the methods of
barricading and the locations of the
barricading materials, where applicable.
*
*
*
*
*
(e) Coal miners receiving training
under this section shall participate in
the next drill as required in §§ 75.383(b)
or 75.1502(c) of this chapter, as
applicable.
I 4. Amend § 48.6 by revising
paragraphs (b)(5) and (b)(12) to read as
follows and by adding paragraph (f).
§ 48.6
Experienced miner training.
*
*
*
*
*
(b) * * *
(5) Mine map; escapeways; emergency
evacuation; barricading. The program of
instruction for mine emergency
evacuation and firefighting approved by
the District Manager under 30 CFR
75.1502(a) or the escape and evacuation
plan under 30 CFR 57.11053, as
applicable, shall be used for this course.
The course shall include a review of the
mine map; the escapeway system; the
escape, firefighting, and emergency
evacuation plans in effect at the mine;
and the location of abandoned areas;
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and, where applicable, methods of
barricading and the locations of
barricading materials.
*
*
*
*
*
(12) Self-rescue and respiratory
devices. The course shall be given
before the miner goes underground and
shall include instruction and
demonstration in the use, care, and
maintenance of self-rescue and
respiratory devices used at the mine.
This training shall include:
(i) For the use of self-contained selfrescue (SCSR) devices: Hands-on
training in the complete donning of all
types of SCSRs used at the mine, which
includes assuming a donning position,
opening the device, activating the
device, inserting the mouthpiece or
simulating this task while explaining
proper insertion of the mouthpiece, and
putting on the nose clip; and
(ii) Hands-on training in transferring
from one self-rescue device to an SCSR.
*
*
*
*
*
(f) Coal miners receiving training
under this section shall participate in
the next drill as required in §§ 75.383(b)
or 75.1502(c) of this chapter, as
applicable.
I 5. Amend § 48.8 by revising paragraph
(b)(8) to read as follows.
§ 48.8 Annual refresher training of miners;
minimum courses of instruction; hours of
instruction.
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*
*
*
*
*
(b) * * *
(8) Self-rescue and respiratory
devices. For underground coal miners
subject to § 75.1502, the training
required by paragraphs (i) and (ii) of this
section are satisfied by meeting the
requirements of § 75.1502. The course
shall include instruction and
demonstration in the use, care, and
maintenance of self-rescue and
respiratory devices used at the mine.
This training shall include:
(i) For the use of self-contained selfrescue (SCSR) devices: Hands-on
training in the complete donning of all
types of SCSRs used at the mine, which
includes assuming a donning position,
opening the device, activating the
device, inserting the mouthpiece or
simulating this task while explaining
proper insertion of the mouthpiece, and
putting on the nose clip; and
(ii) Hands-on training in transferring
from one self-rescue device to an SCSR.
*
*
*
*
*
I 6. Amend § 48.11 by revising
paragraph (a)(4) to read as follows.
§ 48.11
Hazard training.
(a) * * *
(4) Use of self-rescue and respiratory
devices, including:
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14:01 Mar 08, 2006
Jkt 208001
(i) Hands-on training in the complete
donning of all types of SCSRs used at
the mine, which includes assuming a
donning position, opening the device,
activating the device, inserting the
mouthpiece or simulating this task
while explaining proper insertion of the
mouthpiece, and putting on the nose
clip; and
(ii) Hands-on training in transferring
from one self-rescue device to an SCSR;
and
*
*
*
*
*
PART 50—NOTIFICATION,
INVESTIGATION, REPORTS AND
RECORDS OF ACCIDENTS, INJURIES,
ILLNESSES, EMPLOYMENT, AND
COAL PRODUCTION IN MINES
7. Revise the authority citation for Part
50 to read as follows:
I
Authority: 29 U.S.C. 557(a); 30 U.S.C. 951,
957, 961.
I
8. Revise § 50.10 to read as follows:
§ 50.10
Immediate notification.
If an accident occurs, an operator
shall immediately contact the MSHA
District Office having jurisdiction over
its mine. If an operator cannot contact
the appropriate MSHA District Office, it
shall immediately contact the MSHA
Headquarters Office in Arlington,
Virginia by telephone, at (800) 746–
1553. The operator shall contact MSHA
as described at once without delay and
within 15 minutes. If communications
are lost because of an emergency or
other unexpected event, the operator
shall notify MSHA at once without
delay and within 15 minutes of having
access to a telephone or other means of
communication.
PART 75—MANDATORY SAFETY
STANDARDS—UNDERGROUND COAL
MINES
9. The authority citation for part 75
continues to read as follows:
I
Authority: 30 U.S.C. 811.
§ 75.350
[Amended].
10. Remove paragraph (b)(7) in
§ 75.350.
I 11. Amend § 75.380 by adding
paragraph (d)(7) to read as follows.
I
§ 75.380 Escapeways; bituminous and
lignite mines.
*
*
*
*
*
(d) * * *
(7) Provided with a continuous
directional lifeline or equivalent device
that shall be:
(i) Installed and maintained
throughout the entire length of each
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12269
escapeway as defined in paragraph
(b)(1) of this section.
(ii) Made of durable material.
(iii) Marked with a reflective material
every 25 feet.
(iv) Located in such a manner for
miners to use effectively to escape.
(v) Equipped with directional
indicators, signifying the route of
escape, placed at intervals not
exceeding 100 feet.
(vi) Securely attached to and marked
to show the location of any SCSR
storage locations in the escapeways.
*
*
*
*
*
§ 75.380
[Amended].
12. Remove paragraph (n) from
§ 75.380.
I 13. Amend § 75.381 by adding
paragraph (c)(5) to read as follows:
I
§ 75.381
Escapeways; anthracite mines.
*
*
*
*
*
(c) * * *
(5) Provided with a continuous
directional lifeline or equivalent device
that shall be—
(i) Installed and maintained
throughout the entire length of each
escapeway as defined in paragraph (b)
of this section;
(ii) Made of durable material;
(iii) Marked with a reflective material
every 25 feet;
(iv) Located in such a manner for
miners to use effectively to escape;
(v) Equipped with directional
indicators, signifying the route of
escape, placed at intervals not
exceeding 100 feet; and
(vi) Securely attached to and marked
to show the location of any SCSR
storage locations in the escapeways.
*
*
*
*
*
§ 75.383
[Amended].
14. Remove paragraph (c) from
§ 75.383.
I 15. Amend § 75.1502 by revising
paragraphs (a) and (c) and by adding
paragraph (d) to read as follows.
I
§ 75.1502 Mine emergency evacuation and
firefighting program of instruction.
(a) Approved program of instruction.
Each operator of an underground coal
mine shall adopt and follow a mine
emergency evacuation and firefighting
program that instructs all miners in the
proper evacuation procedures they must
follow if a mine emergency occurs.
(1) The approved program shall
include a specific plan designed to
instruct miners on all shifts on the
following:
(i) Procedures for evacuating the mine
for mine emergencies that present an
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imminent danger to miners due to fire,
explosion, or gas or water inundation.
(ii) Scenarios of the various mine
emergencies (fires, explosions, or gas or
water inundations) and the best options
for evacuation under each type of
emergency. These options shall include
conditions in the mine that will require
immediate donning of self-rescue
devices.
(iii) Procedures for evacuating all
miners not required for a mine
emergency response.
(iv) Procedures for the rapid assembly
and transportation of necessary miners,
fire suppression equipment, and rescue
apparatus to the scene of the mine
emergency.
(v) Operation of the fire suppression
equipment available in the mine.
(vi) Location and use of firefighting
equipment and materials.
(vii) Location of escapeways, exits,
and routes of travel to the surface,
including the location and use of
continuous directional lifelines or
equivalent devices.
(viii) Locations, quantity, types, and
use of stored SCSRs, if applicable.
(2) The mine emergency evacuation
instruction and drills shall be
conducted by a person who is
designated by the mine operator and
who has the ability, training,
knowledge, or experience to provide
training to miners in his or her area of
expertise. Persons conducting donning
and transferring training shall be able to
effectively train and evaluate whether
miners can successfully don the SCSR
and transfer to additional SCSR devices.
(3) The operator shall submit this
program of instruction, and any
revisions, for approval to the District
Manager of the Coal Mine Safety and
Health district in which the mine is
located. Before implementing any new
or revised approved provision, the
operator shall instruct miners in the
changes.
*
*
*
*
*
(c) Mine emergency evacuation drills.
Each operator of an underground coal
mine shall require all miners to
participate in mine emergency
evacuation drills.
(1) Mine emergency evacuation drills
shall be held at periods of time so as to
ensure that all miners participate in
such evacuations at intervals of not
more than 90 days.
(2) For purposes of this paragraph (c),
a mine emergency evacuation drill
means that the miner shall travel the
primary or alternate escapeway, from
the working section or the miner’s work
station, to the surface or the exits at the
bottom of the shaft or slope. An
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14:01 Mar 08, 2006
Jkt 208001
evacuation drill shall not be conducted
in the same escapeway as the
immediately preceding drill. At a
minimum, this drill shall include:
(i) Physically locating continuous
directional lifelines or equivalent
devices and stored SCSRs;
(ii) Hands-on training in the complete
donning of all types of SCSRs used at
the mine, which includes assuming a
donning position, opening the device,
activating the device, inserting the
mouthpiece or simulating this task
while explaining proper insertion of the
mouthpiece, and putting on the nose
clip; and
(iii) Hands-on training in transferring
from one self-rescue device to an SCSR.
(3) The operator shall certify by
signature and date that the mine
emergency evacuation drills were held
in accordance with the requirements of
this section. This certification shall
include the names of the miners
participating in each drill. Certifications
shall be kept at the mine for one year
and made available on request to an
authorized representative of the
Secretary, and to the representative of
the miners.
(4) These mine emergency evacuation
drills may be used to satisfy the
evacuation specifications of the drills
required by paragraph (b) of § 75.383 of
this part.
(d) Each underground coal operator
shall submit for approval a revised
program of instruction to the
appropriate District Manager no later
than April 10, 2006. Within 2 weeks of
program approval the operator shall
train in accordance with the revised
program.
I 16. Amend § 75.1714–2 by revising
paragraphs (f) and (g)(2) to read as
follows:
§ 75.1714–2 Self-rescuer devices; use and
location requirements.
*
*
*
*
*
(f) A sign with the word ‘‘SELFRESCUER’’ or ‘‘SELF-RESCUERS’’ shall
be conspicuously posted at each storage
location and shall be made of reflective
material. Direction signs made of a
reflective material shall be posted
leading to each storage place.
(g) * * *
(2) The 1-hour canister shall be
available at all times to all persons
when underground in accordance with
a plan submitted by the mine operator
and approved by the District Manager.
When the one-hour canister is placed in
a cache or caches, a sign made of a
reflective material with the word
‘‘SELF-RESCUERS’’ shall be
conspicuously posted at each cache, and
direction signs made of a reflective
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material shall be posted leading to each
cache.
I 17. Add § 75.1714–4 to read as
follows:
§ 75.1714–4 Additional Self-Contained
Self-Rescuers.
(a) In addition to the requirements in
§§ 75.1714, 75.1714–1, 75.1714–2, and
75.1714–3, the mine operator shall
provide for each person who is
underground at least one additional
SCSR device, which provides protection
for a period of one hour or longer, to
cover all persons in the mine.
(b) If a mantrip or mobile equipment
is used to enter or exit the mine,
additional SCSR devices, each of which
provides protection for a period of one
hour or longer, shall be available for all
persons who use such transportation
from portal to portal.
(c) When the SCSR devices otherwise
required by paragraph (a) of § 75.1714
are not adequate to provide enough
oxygen for all persons to safely evacuate
the mine under mine emergency
conditions, the mine operator shall
provide additional SCSR devices in the
primary and alternate escapeways.
Under these circumstances, the mine
operator shall submit an outby SCSR
storage plan to the appropriate District
Manager for approval. The mine
operator shall include in the outby
SCSR storage plan that is required by
this paragraph, the location, quantity,
and type of additional SCSR devices,
each of which provides protection for a
period of one hour or longer, that are
stored in the primary and alternate
escapeways. The outby SCSR storage
plan shall also show how the storage
location(s) in the primary and alternate
escapeways was determined. The
District Manager may require the mine
operator to demonstrate that the
location, quantity, and type of the
additional SCSRs provide protection to
all persons to safely evacuate the mine.
The outby SCSR storage plan shall be
kept current by the mine operator and
made available for inspection by an
authorized representative of the
Secretary and by the miners’
representative.
(d) All SCSR devices required under
this section shall be stored in locations
that are conspicuous and that are
readily accessible by each person in the
mine. In addition, all SCSR devices
required under this section shall be
stored according to manufacturers’
instructions.
(e) A sign made of reflective material
with the words ‘‘SELF-RESCUERS’’
shall be conspicuously posted at each
storage location and direction signs
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made of a reflective material shall be
posted leading to each storage location.
§ 75.1714–5 Map locations of SelfContained Self-Rescuers.
18. Add § 75.1714–5 to read as
follows.
The mine operator shall include the
storage location(s) of all SCSR devices
subject to storage plans as required by
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I
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§ 75.1714–2 and paragraph 75.1714–4(c)
on the posted § 75.383 mine escapeway
map and on the § 75.1200 mine map.
[FR Doc. 06–2255 Filed 3–7–06; 8:45 am]
BILLING CODE 4510–43–P
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Agencies
[Federal Register Volume 71, Number 46 (Thursday, March 9, 2006)]
[Rules and Regulations]
[Pages 12252-12271]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-2255]
[[Page 12251]]
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Part III
Department of Labor
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Mine Safety and Health Administration
-----------------------------------------------------------------------
30 CFR Parts 48, 50, and 75
Emergency Mine Evacuation; Final Rule
Federal Register / Vol. 71, No. 46 / Thursday, March 9, 2006 / Rules
and Regulations
[[Page 12252]]
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DEPARTMENT OF LABOR
Mine Safety and Health Administration
30 CFR Parts 48, 50, 75
RIN 1219-AB46
Emergency Mine Evacuation
AGENCY: Mine Safety and Health Administration, Labor.
ACTION: Emergency Temporary Standard; Notice of public hearings; Notice
of close of comment period.
-----------------------------------------------------------------------
SUMMARY: The Mine Safety and Health Administration is issuing an
emergency temporary standard under section 101(b) of the Federal Mine
Safety and Health Act of 1977 in response to the grave danger which
miners are exposed to during underground coal mine accidents and
subsequent evacuations. The January 2006 mine accidents and fatalities
demonstrate the need for the Mine Safety and Health Administration to
take additional action that protects miners from the grave danger that
they face when they must evacuate a mine after an emergency occurs.
This emergency temporary standard includes requirements for immediate
accident notification applicable to all underground and surface mines.
In addition, this ETS addresses self-contained self-rescuer storage and
use; evacuation training; and the installation and maintenance of
lifelines in underground coal mines.
DATES: This emergency temporary standard is effective March 9, 2006.
The public hearings will be held on April 11, 2006, April 24, 2006,
April 26, 2006, and April 28, 2006 at the locations listed in the
Public Hearings section below under SUPPLEMENTARY INFORMATION. If
individuals or organizations wish to make an oral presentation for the
record, the Mine Safety and Health Administration (MSHA) is asking that
you submit your request at least 5 days prior to the hearing dates. The
comment period will close on May 30, 2006.
ADDRESSES: Comments may be submitted by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: zzMSHA-Comments@dol.gov. Include the Regulatory
Information Number (RIN) for this rulemaking (RIN 1219-AB46 in the
subject line of the message.
Fax: (202) 693-9441. Include RIN 1219-AB46 in the subject
line of the fax.
Mail/Hand Delivery/Courier: Mine Safety and Health
Administration, Office of Standards, Regulations, and Variances, 1100
Wilson Blvd., Room 2350, Arlington, Virginia 22209-3939. If hand-
delivered in person or by courier, please stop by the 21st floor first
to check in with the receptionist before continuing on to the 23rd
floor.
Instructions: All submissions must reference the MSHA and RIN 1219-
AB46.
Docket Access: To access comments electronically, go to https://
www.msha.gov/currentcomments.asp. All comments received will be posted
without change at this Web address, including any personal information
provided. Paper copies of the comments may also be reviewed at the
Office of Standards, Regulations, and Variances, 1100 Wilson Blvd.,
Room 2350, Arlington, Virginia. MSHA maintains a listserve on the
Agency's Web site that enables subscribers to receive e-mail
notification when rulemaking documents are published in the Federal
Register. To subscribe to the listserve, visit the site at https://
www.msha.gov/subscriptions/subscribe.aspx.
Information Collection Requirements: Comments concerning the
information collection requirements must be clearly identified as such
and sent to both the Office of Management and Budget (OMB) and MSHA as
follows:
(1) OMB: All comments must be sent by mail addressed to the Office
of Information and Regulatory Affairs, Office of Management and Budget,
New Executive Office Building, 725 17th Street, NW., Washington, DC
20503, Attn: Desk Officer for MSHA; and
(2) MSHA: Comments must be clearly identified by RIN 1219-AB46 as
comments on the information collection requirements and transmitted
either electronically to zzMSHA-Comments@dol.gov, by facsimile to (202)
693-9441, or by regular mail, hand delivery, or courier to MSHA, Office
of Standards, Regulations, and Variances, 1100 Wilson Blvd., Room 2350,
Arlington, Virginia 22209-3939.
FOR FURTHER INFORMATION CONTACT: Robert Stone, Acting Director, Office
of Standards, Regulations, and Variances, MSHA, 1100 Wilson Boulevard,
Room 2350, Arlington, Virginia 22209-3939. Mr. Stone can be reached at
Stone.Robert@dol.gov (Internet E-mail), (202) 693-9445 (voice), or
(202) 693-9441 (facsimile).
SUPPLEMENTARY INFORMATION: The outline of this notice is as follows:
I. Public Hearings
II. Introduction
III. Basis for the Emergency Temporary Standard
A. Regulatory Authority
B. Grave Danger
IV. Discussion of the Emergency Temporary Standard
A. Background
B. General Discussion
C. Section-by-Section Discussion
V. Executive Order 12866
A. Population-at-Risk
B. Benefits
C. Compliance Costs
VI. Feasibility
VII. Regulatory Flexibility Act and Small Business Regulatory
Enforcement Fairness Act (SBREFA)
A. Definition of a Small Mine
B. Factual Basis for Certification
VIII. Paperwork Reduction Act of 1995
A. Summary
B. Details
IX. Other Regulatory Considerations
X. Emergency Temporary Standard--Regulatory text
I. Public Hearings
The public hearings will begin at 9 a.m. and end after the last
scheduled speaker speaks (in any event not later than 5 p.m.) on the
following dates at the locations indicated:
------------------------------------------------------------------------
Date Location Phone
------------------------------------------------------------------------
April 11, 2006................ Marriott Town Center, 304-345-6500
200 Lee Street, East
Charleston, WV 25301.
April 24, 2006................ Sheraton Denver West 303-987-2000
Hotel, 360 Union
Boulevard, Lakewood, CO
80228.
April 26, 2006................ Sheraton Suites, 2601 859-268-0060
Richmond Road,
Lexington, KY 40506.
April 28, 2006................ MSHA Conference Room, 202-693-9440
25th Floor, 1100 Wilson
Boulevard, Arlington,
VA 22209.
------------------------------------------------------------------------
The hearings will begin with an opening statement from MSHA,
followed by an opportunity for members of the public to make oral
presentations. You do not have to make a written request to speak.
Speakers will speak in the order that they sign in. Any unallotted time
will be made available for persons making same-day requests. At the
discretion of the presiding official, the time allocated to speakers
for their presentation may be limited.
[[Page 12253]]
Speakers and other attendees may also present information to the MSHA
panel for inclusion in the rulemaking record.
The hearings will be conducted in an informal manner. The hearing
panel may ask questions of speakers. Although formal rules of evidence
or cross examination will not apply, the presiding official may
exercise discretion to ensure the orderly progress of the hearing and
may exclude irrelevant or unduly repetitious material and questions. A
verbatim transcript of the proceedings will be prepared and made a part
of the rulemaking record. Copies of the transcript will be available to
the public. The transcript will also be available on MSHA's Home Page
at https://www.msha.gov, under Statutory and Regulatory Information.
MSHA will accept post-hearing written comments and other
appropriate data for the record from any interested party, including
those not presenting oral statements. Written comments will be included
in the rulemaking record.
II. Introduction
This emergency temporary standard (ETS) is issued in accordance
with section 101(b) of the Federal Mine Safety and Health Act of 1977
(Mine Act), 30 U.S.C. 811. The ETS establishes or revises standards in
part 48--Training and retraining of miners; part 50--Notification,
investigation, reports, and records of accidents, injuries, illnesses,
employment and coal production in mines; part 75--subpart D--
Ventilation, Sec. Sec. 75.380 and 75.381; Emergency Evacuations Sec.
75.1502--Mine emergency evacuation and firefighting program of
instruction, and subpart R--Miscellaneous, Sec. 75.1714--Availability
of approved self-rescue devices; instruction in use and location.
In accordance with section 101(b)(3) of the Mine Act, this ETS will
also serve as the Agency's proposed rule. The preamble discusses
specific provisions that may be included in the final rule and MSHA
solicits comments on these provisions.
III. Basis for the Emergency Temporary Standard
A. Regulatory Authority
Section 101(b) of the Mine Act provides that:
1. The Secretary shall provide, without regard to the requirements
of chapter 5, title 5, United States Code, for an emergency temporary
mandatory health or safety standard to take immediate effect upon
publication in the Federal Register if [s]he determines (A) that miners
are exposed to grave danger from exposure to substances or agents
determined to be toxic or physically harmful, or to other hazards, and
(B) that such emergency standard is necessary to protect miners from
such danger.
2. A temporary mandatory health or safety standard shall be
effective until superseded by a mandatory standard promulgated in
accordance with the procedures prescribed in paragraph (3) of this
subsection.
3. Upon publication of such standard in the Federal Register, the
Secretary shall commence a proceeding in accordance with section
101(a), and the standards as published shall also serve as a proposed
rule for the proceeding. The Secretary shall promulgate a mandatory
health or safety standard under this paragraph no later than nine
months after publication of the emergency temporary standard as
provided in paragraph (2).
An ETS is an extraordinary measure provided by the Mine Act to
enable MSHA ``to react quickly to grave dangers that threaten miners
before those dangers manifest themselves in serious or fatal injuries
or illnesses.'' S. Rept. 181, 95th Cong., 1st Sess. 23 (1977).
Additionally, ``* * * once the Secretary has identified a grave danger
that threatens miners the Committee expects the Secretary to issue an
emergency temporary standard as quickly as possible, not necessarily
waiting until [she] can investigate how well that grave danger is being
managed or controlled in particular mines.'' Senate Report at 24. An
ETS takes effect upon publication in the Federal Register, and is a
fully enforceable standard.
To assure the comprehensive protection of miners, the ETS authority
applies to all types of grave dangers without qualification. The
legislative history of the Mine Act emphasizes that ``to exclude any
kind of grave danger would contradict the basic purpose of emergency
temporary standards--protecting miners from grave dangers.'' S. Rept.
181, 95th Cong., 1st Sess., 24 (1977). The ETS authority thus covers
dangers arising from exposure to toxic or physically harmful substances
or agents and to ``other hazards.'' It applies to dangers longstanding
or novel, to dangers that ``result from conditions whose harmful
potential has just been discovered'' or to which large numbers of
miners are ``newly exposed.'' Id.
A record of fatalities or serious injuries is not necessary before
an ETS can be issued because ``[d]isasters, fatalities, and
disabilities are the very thing this provision is designed to
prevent.'' Id. at 23. At the same time, the legislative history of the
Mine Act is clear that an ETS is not limited to new dangers in the
mining industry: ``That a danger has gone unremedied should not be a
bar to issuing an emergency standard. Indeed, if such is the case the
need for prompt action is that much more pressing.'' Id. at 24.
When issuing an ETS, MSHA is ``not required to prove the existence
of grave danger as a matter of record evidence prior to taking
action.'' Id. The legislative history expressly recognizes ``the need
to act quickly where, in the judgment of the Secretary, a grave danger
to miners exists.'' Id. The ETS is a critical statutory tool that MSHA
can use to take immediate action to prevent the loss of life in the
mines. MSHA accordingly has employed an ETS previously to order
``hands-on'' training for miners in the use of self-contained self-
rescue (SCSR) devices, 52 FR 24373 (June 30, 1987), and to order
certain training and mine evacuation procedures for underground coal
mines, 67 FR 76658 (December 12, 2002).
B. Grave Danger
In response to the recent accidents at the Sago Mine on January 2,
2006 and the Aracoma Alma No. 1 Mine on January 19, 2006, MSHA has
determined that new accident notification, safety and training
standards are necessary to further protect miners when a mine accident
takes place. First, mine operators must immediately notify MSHA within
15 minutes after determining that an accident has occurred so that the
coordination of appropriate mine rescue or other emergency response can
begin as soon as possible. Such immediate notification will enable help
to arrive sooner at the mine, and protect miners from the grave dangers
of physical injury and death. Immediate notification of a mine accident
to MSHA in emergency situations enables the District Manager to
activate the District's emergency response plan. Each Coal Mine Safety
and Health District and Metal/Nonmetal Safety and Health District have
an emergency response plan which provides for MSHA personnel to perform
specific tasks, including the contacting of additional mine rescue
teams if needed, issuing a section 103(k) order at the mine, directing
MSHA inspectors to the mine site and initiating liaison with MSHA
headquarters in Arlington, Virginia. Mine operators who do not
immediately notify MSHA of accidents within the 15 minute time period
increase the possibility of serious physical injury or death to miners
because assistance may not arrive quickly enough. If the nature of the
[[Page 12254]]
accident is such that additional mine rescue teams are needed (i.e., to
conduct rescue or recovery operations in irrespirable air), MSHA can
help in procuring extra mine rescue teams who can provide assistance at
the accident site.
Miners working underground when a mine accident occurs must be able
to rapidly find lifesaving devices and use those devices to help them
prevent injury, evacuate the mine quickly, and save their lives. Access
to these devices and techniques for survival (including storage
locations of supplemental SCSRs and more frequent training in their
use, lifelines, and proper training in mine evacuations) is essential
when a miner is underground and a mine fire, explosion, or other type
of mine emergency happens. Use of these devices along with proper
training will help miners quickly and safely escape from an accident
underground, and will help prevent miners from suffering injury and
death immediately after the occurrence of a mine accident. The current
lack of available supplemental SCSRs, the lack of training in deploying
a supplemental SCSR in irrespirable mine atmospheres, and the lack of
lifelines in both required underground coal mine escapeways present a
grave danger to miners when a fire, explosion, or other mine emergency
occurs.
Miners who do not have access to additional SCSRs for escape and
training in their deployment, and who do not have lifelines installed
in the mine escapeways face a serious risk of physical injury and death
from the hazards listed below.
Underground coal mines are dynamic work environments where the
working conditions change rapidly and sometimes without warning.
Diligent compliance with safety and health standards and safety
conscious work habits provide a substantial measure of protection
against the occurrence of mine accidents and emergencies. While MSHA
has not yet determined the causes of the Sago and Alma mine accidents,
in the high hazard environment where coal miners work, the danger of a
fire, explosion, or gas or water inundation is always present. Methane
gas or coal dust can be ignited by a spark from electrical equipment,
resulting in an explosion. Fire can break out on mining equipment, and
can rapidly spread to surrounding coal deposits. Fire may also start
due to friction points becoming hot on or near conveyor belt systems
and rollers underground. Caved or mined out areas which contain coal
and accumulated gas can be the locations for explosions caused by rock
falls, and in some instances, fires are started by spontaneous
combustion. Moreover, when active mines are connected into previously
mined out areas, there is also the risk of exposure to an oxygen
deficient atmosphere that can cause asphyxiation. Finally, when mining
near other mined out areas, there can be a risk of water inundation.
MSHA standards are designed to prevent these types of hazards from
developing into catastrophic mine accidents. However, the timing and
severity of mine accidents are unpredictable. When they occur,
immediate notification of MSHA by the mine operator and additional
safeguards installed underground will help miners escape safely. MSHA
intends that miners not required to respond to a mine emergency should
seek to evacuate areas where accidents have occurred and leave the mine
as quickly as possible. This intent is consistent with existing
paragraph (a) of 30 CFR 75.1502. These provisions require, first, that
the mine operator have procedures for mine emergency evacuations when
emergencies present an imminent danger to miners due to fire,
explosion, or gas or water inundation and, second, that miners not
required for a mine emergency response must evacuate the mine.
The Secretary has determined that miners are exposed to grave
danger when a mine accident occurs and the mine operator does not
immediately, that is, within 15 minutes, notify MSHA about the
accident. Delay in notification may slow down the arrival of mine
rescue assistance and the arrival of MSHA personnel who can provide
assistance at the mine site. The Secretary has further determined that
miners are exposed to grave danger when a mine accident occurs and
miners do not have access to supplemental SCSRs for escape; prior
training, including drills, in deploying these supplemental SCSRs in
irrespirable atmospheres; and lifelines to guide miners through the
designated escapeways to escape from the mine. Without these devices
and training, miners are exposed to grave danger because they are not
prepared and equipped to take action to safely escape from the mine.
IV. Discussion of the Emergency Temporary Standard
A. Background
During the month of January 2006, an explosion at the Sago Mine in
Tallmansville, West Virginia resulted in 12 fatalities, and a fire at
the conveyor belt drive at the Aracoma Alma Mine No. 1 in Melville,
West Virginia resulted in two fatalities for a total of 14 deaths of
miners. While the MSHA accident investigations are not complete and
accident reports have not been written, MSHA believes that the
implementation of this ETS will fill a critical need to improve the
ability of underground coal miners to evacuate a mine after a mine
emergency occurs.
Even though the MSHA accident investigation for the Sago mine is
not yet complete, it is known that one crew successfully evacuated the
mine. While the members of the second crew that survived the explosion
donned SCSRs, they did not successfully evacuate the mine. Similarly,
at the Alma No. 1 Mine, the MSHA accident investigation is not yet
complete. While all of the twelve miners affected by the fire donned
SCSRs, only ten of them successfully escaped. Two of the 12 miners in
the area of the fire did not successfully evacuate the mine. It is not
yet known what happened to prevent those two miners from evacuating the
mine with the others. MSHA believes that the requirements implemented
under this ETS would have provided the deceased miners with the tools
and training needed for them to have had a better chance of completing
a successful evacuation.
B. General Discussion
1. Part 48--Training and Retraining of Miners and Section 75.1502--Mine
Emergency Evacuation and Firefighting Program of Instruction
a. Introduction
The best technology, equipment, and emergency supplies are of
little use if they are misused or not used at all. Emergencies can
incite disorientation and panic. Quality of judgment in how to proceed
in a given emergency can be decisive for survival. Training is critical
for instilling the discipline, confidence, and skill necessary to
successfully escape and survive an emergency. The ETS enhances existing
training requirements to help ensure that underground coal miners can
effectively respond and ``know the drill'' to get out of the mine
alive.
This ETS modifies various provisions in Sec. Sec. 48.5, 48.6,
48.8, 48.11, and 75.1502. These modifications provide a more integrated
training approach so miners will have the skills to evacuate a mine
during an emergency. This enhanced training approach requires more
frequent ``hands-on'' training and actual drills in evacuating the
mine. In this ETS, MSHA requires that all persons, before entering an
underground mine, have the skills to don and transfer
[[Page 12255]]
all SCSRs used in that mine. This ETS includes a new provision in
Sec. Sec. 48.5, 48.6, 48.8, and 48.11 to provide the new miner, newly
hired experienced miner, and visitors with ``hands-on'' training in the
transferring of self-rescue devices in addition to the required
``hands-on'' donning training.
Once a miner starts working in a mine, this ETS requires that the
actual ``hands-on'' training for donning and transferring of self-
rescue devices becomes part of the actual evacuation drill required in
Sec. 75.1502. Because miners will now receive ``hands-on'' SCSR
training at least four times a year as part of the evacuation drill
required under Sec. 75.1502, they will not be required to receive
``hands-on'' training as part of their annual refresher training under
part 48. Also, included in these evacuation drills is the training in
the location and use of directional lifelines or equivalent devices,
mine emergency scenarios, and stored SCSRs. This ETS requires the mine
operator to have the miners walk the escapeways and to physically
locate the lifelines and stored SCSRs instead of permitting a
simulation drill. Further, the ETS permits the mine emergency
evacuation drills in Sec. 75.1502 to satisfy the evacuation practice
drill requirements in Sec. 75.383.
Various provisions of Sec. Sec. 48.5--Training of new miners;
minimum courses of instruction; hours of instruction; 48.6--Experienced
miner training; 48.8--Annual refresher training of miners; minimum
courses of instruction; hours of instruction; and 48.11--Hazard
training are affected by this ETS.
Since 1980, each miner working in an underground coal mine has been
required to have access to an SCSR that provides at least one hour of
oxygen for escape from the mine during an emergency. If an emergency
arises, many miners may have to escape through long and difficult
underground travelways containing irrespirable air.
MSHA has identified problems related to skill degradation in the
use of SCSRs in mine emergencies (described below in the discussion of
research and studies). This ETS reflects the Agency's belief that more
frequent SCSR training is necessary. There is support in the mining
community for more frequent training to improve the miner's ability to
properly don the devices and retain these vital skills for longer
periods of time.
For instance, MSHA sponsored a Mine Emergency Preparedness
Conference in January 1995 to provide a forum for members of the mining
community to share their insights and to help shape the future of mine
emergency preparedness. Representatives from two major labor unions
expressed some doubt that, given the existing levels of training,
miners were prepared to escape with the use of SCSRs and that they were
already familiar with escape routes. One of the recommendations for
further action was that SCSR proficiency could be increased by
integrating SCSR training with evacuation and fire drills.
To minimize problems and enhance a coal miner's skill in handling
emergency situations, this ETS includes additional training
requirements. The new requirements increase the frequency of SCSR
training from annually to within every 90 days and include hands-on
training in the donning, use, and transfer of self-rescue devices as
part of the regular mine emergency drills. These drills also will
consist of locating the continuous directional lifelines or equivalent
devices and stored SCSRs. Finally, the ETS will allow a mine operator
to use the drills required under new paragraph 75.1502(c) to comply
with the requirements for drills specified in existing Sec. 75.383. In
addition, the ETS permits the mine emergency evacuation drills in Sec.
75.1502 to satisfy evacuation practice drill requirements in Sec.
75.383.
b. Research and Studies
MSHA has identified a number of research studies that support this
ETS. In 1990, researchers from the U.S. Bureau of Mines (now the Office
of Mine Safety and Health Research, National Institute for Occupational
Safety and Health (NIOSH)) and the University of Kentucky concluded a
series of studies related to SCSR donning proficiency and use in an
emergency. They looked at ``the procedures taught during the training,
the use of any training models; the opportunity to practice donning and
using the respirator; and on-the-job training.'' The researchers
dismissed the notion that SCSRs were simple to don. They concluded that
``companies should adopt a hands-on training protocol that allows them
to integrate SCSR donning practice into other workplace routines such
as fire [drills]'' (U.S. Bureau of Mines, 1993).
Another U.S. Bureau of Mines study reported that a computer
simulation showed that relative survival odds for different mines can
vary by as much as 30 percent and that this difference is due to SCSR
donning proficiency (Kovac, Vaught, and Brnich, 1990).
MSHA recognizes that with any ``nonroutine'' task, such as donning
and transferring of self-rescue devices, knowledge and skill diminish
rapidly. The U.S. Bureau of Mines, in a review of literature related to
motor skill degradation (1993 BOM Bulletin 695), found that researchers
are aware of this problem.
After conducting the series of studies on donning proficiency, the
U.S. Bureau of Mines and University of Kentucky researchers also
concluded in 1993 that a better training system for donning SCSRs was
needed (Vaught, et al., 1993). The ``3+3 donning'' method improved
donning proficiency, but did not eliminate the problem of skill
degradation. In a field test for this donning method, almost all of the
persons who went through the program were able to successfully complete
the donning procedures. The ``3+3 donning'' method is a method of
learning how to properly don an SCSR and was developed by MSHA and
NIOSH. The first ``3'' steps of the method specifically train the user
to begin the donning routine by concentrating on the breathing zone.
Those steps include activating the oxygen supply, inserting the
mouthpiece and affixing the noseclips. The second ``3'' steps involve
adjustments to the unit's goggles and neck strap, and the miner's
hardhat.
These studies further determined the effectiveness of the ``3+3''
donning procedures and support a need for more frequent training, such
as every 90 days. In this study, 88 miners were trained in the ``3+3''
method until they could proficiently don the SCSR. A week after
receiving the training, 32 of these miners were randomly selected to
test their SCSR donning skills. In this test, most of the miners could
still put on an SCSR proficiently. After 90 days, another sample group
was chosen for testing. In 90 days the proficiency rate dropped from 80
percent to about 30 percent.
The U.S. Department of Labor Office of Inspector General (OIG)
recommended that MSHA review the frequency and type of training
required to ensure that miners will be able to effectively use SCSRs in
an emergency (OIG, 1999).
Based on skills degradation research supporting additional self-
rescue device training, the recommendation of the Inspector General,
and past experience where improved training might have made a
difference in an escape, MSHA is increasing the frequency of training
on SCSRs to within every 90 days. The more frequent training, by
reinforcing skills, should substantially reduce motor-skill
degradation.
NIOSH has recently provided a guidance document, Informational
[[Page 12256]]
Circular 9481 (Fire Response Preparedness for Underground Mines) to the
mining industry identifying training techniques that increase skill
levels of miners to deal with underground mine fires. An important
element in developing skills necessary to react to emergencies is
``hands-on'' training (NIOSH, 2005). This report further identified
fire drills required at 90-day intervals as an important part of the
mine emergency plan that helps promote confidence in miners by showing
them how to handle an emergency situation. Another benefit of the
drills the report identified is a test of how effective the mine
emergency plan works.
c. Mine Emergency Incidents
In addition to the research, several past incidents have
highlighted problems with self-rescue device training in mine
emergencies that support the need for an integrated training approach
for emergencies. A particularly noteworthy example occurred in 1984
when 27 miners lost their lives in a fire at the Wilberg mine in
Orangeville, Utah. The final MSHA accident investigation report states
that, ``No apparent attempt was made by the miners in 5th right panel
to obtain a SCSR after the first notification of the fire and prior to
smoke arriving on the section.'' Also, after retrieving their SCSR
devices, some of the miners carried them for a distance before donning
them. Had the miners immediately gone to the stored SCSRs when notified
of the fire and donned the SCSRs, they would have greatly increased
their ability to escape from the fire and exit the mine.
The MSHA investigators reviewed each miner's activities after they
were warned of the fire. The report found ``the actions of the victims
in obtaining and using self-rescue devices indicate many were not
sufficiently instructed to be considered adequately trained in the use
of the self-rescue devices.'' Each of the 27 miners had an FSR (filter
self-rescuer). Four miners wearing FSRs walked past stored SCSRs in
their attempt to escape. They died from lack of oxygen. Three other
miners attempted escape with only an FSR and were overcome by carbon
monoxide. Six miners first attempted to use their FSRs and then
switched to their SCSRs. Four apparently died due to improper donning,
removing the mouthpiece, or switching from the FSR to the SCSR. One
miner used three SCSRs and almost made it to fresh air; however, he
removed his SCSR prematurely. The rest of the deceased miners had not
attempted to use either the FSRs or SCSRs (Huntley, et al., 1984). MSHA
believes that better training, along with a better location of stored
SCSRs could have resulted in a different outcome. Improper training of
donning and transferring from one device to another, as well as the use
of FSRs in such an environment, contributed to the severity of the
disaster.
Based on the findings at Wilberg, MSHA issued an ETS in June 1987.
The 1987 ETS required that all training in the use of SCSRs include
complete donning procedures. This training was required for any person
going underground for the first time and as part of regularly scheduled
annual refresher training required by part 48.
In another incident, during the escape from a fire at the Mathies
Mine in 1990, seven out of 18 miners removed their SCSR mouthpieces in
order to talk or get more comfortable during the escape. Only seven
miners donned their SCSRs at the first sign of smoke. One miner took
his nose clip off during the escape. Another miner claimed that he
could not get enough oxygen from his SCSR (Kovac, Kravitz, et al.,
1991). If any of these persons had encountered a toxic atmosphere at
the point when they removed their protection, they might have died.
Also, in November 1998, during the escape from the Willow Creek
Mine Fire, the two miners that used SCSRs had difficulty starting the
oxygen flow of their devices and removed the mouthpieces prior to
reaching the main fresh airway. If the carbon monoxide in the mine
atmosphere had been higher, the miners that removed their mouthpieces
would likely have died. In situations where miners remove the
mouthpiece prematurely, additional training will increase knowledge for
continuing to use the self-rescue device until escaping into fresh air
(Kravitz, 1991).
The recent Sago and Alma Mine accidents convince MSHA that the
general situation in underground coal mines is such that additional
training must be immediately instituted. In any mine accident, if the
miners wait to see or smell smoke before donning their SCSRs it may be
too late. In the Sago accident, still under investigation, a miner or
miners may not have donned an SCSR because, in the absence of smoke,
they may have believed the air was safe to breathe. Training must
successfully convey not only how, but also when self-rescue devices
must be used in emergency situations. Also, the Sago tragedy points to
the necessity of increased availability of SCSRs so that miners can
survive in toxic air for more than one hour. As self-rescue devices are
usually good for one hour, this means that miners must have the skill
to transfer from one self-rescue device to another.
Based on incidents during these recent mine emergencies and MSHA's
experience with other self-rescue device training related problems,
additional training in donning, using, and transferring self-rescue
devices is needed to protect miners. MSHA believes that more frequent
training in donning and using self-rescue devices is needed to
adequately protect miners. The new and expanded training requirements
in this ETS increase the donning frequency and emphasize the proper use
of SCSRs.
The ETS also enhances the requirements for evacuation drills by
requiring these drills not be simulations, but must involve physically
traveling from the working section, or the miner's work station, to the
surface or the exits at the bottom of the shaft or slope. These drills
include miners donning and transferring self-rescue devices. MSHA
requests comment about whether miners should be required to walk the
escapeway rather than use mechanized transportation during the drills.
The drills are to take place at intervals of not more than 90 days.
This more frequent retraining represents a distinct improvement over
current requirements for annual training.
2. Immediate Notification
This ETS modifies Sec. 50.10--Immediate notification. Existing
Sec. 50.10 requires that, if an accident (as defined in paragraph (h)
of Sec. 50.2) occurs, the operator must immediately contact MSHA.
While the basic notification requirement in existing Sec. 50.10 is
straightforward, precisely what constitutes ``immediately contact'' is
not addressed. The Federal Mine Safety and Health Review Commission
(Commission) has observed that ``immediately'' is a term of common
usage but that the application of the current requirement must be
evaluated on a case-by-case basis. The ETS defines ``immediately'' to
mean at once without delay and within 15 minutes.
MSHA was not notified of the Sago Mine accident until approximately
two hours after the occurrence of the accident. While that delay is
under investigation and it is unclear whether the delay played any role
in the fatalities due to the high levels of methane and carbon monoxide
which prevented immediate entry by rescuers, the lack of timely
notification of an accident can play a lethal role resulting in grave
consequences for miners caught underground in a mine emergency. In
[[Page 12257]]
light of the Sago accident, MSHA reviewed the violation and case
history for Sec. 50.10. There have been a number of cases where
operators failed to immediately contact MSHA, were cited and ordered to
pay a penalty after contesting the citations before the Commission.
Operator notification to MSHA in the event of a mine accident is
vital to enable the Agency to effectively respond in emergency or
potentially life threatening situations. Notification alerts the Agency
so that accident investigations and assistance to trapped or injured
miners can be initiated. MSHA is particularly concerned that failure to
immediately notify the Agency of mine emergencies can cost lives by
delaying rescue services. In defining ``immediately,'' the ETS
emphasizes the urgency of notification and makes it clear to mine
operators what is expected of them.
3. Escapeways in Underground Coal Mines
MSHA has included new provisions, new paragraph (d)(7) under Sec.
75.380 and new paragraph (c)(5) under Sec. 75.381, that require the
use of directional lifelines in both the primary and alternate
escapeways. MSHA believes that this new rule provides greater
protection than any existing state requirements. A directional lifeline
is most likely a rope made of durable material, though it could also be
an equivalent device, such as a pipe or handrail; marked with a
reflective material every 25 feet; located in such a manner for miners
to use effectively to escape; and have directional indicators,
signifying the route of escape, placed at intervals not exceeding 100
feet. The 1994 Final Report of the Department of Labor's Advisory
Committee on the Use of Air in the Belt Entry to Ventilate the
Production (Face) Areas of Underground Coal Mines and Related
Provisions (Advisory Committee) recommended the installation and
maintenance of lifelines in all underground coal mines, whether belt
air was in use at the mine or not.
The Advisory Committee recommendation specified that lifelines had
to clearly designate the route of escape. Discussion in the Advisory
Committee's report suggested the use of directional cones to increase
the effectiveness of lifelines. MSHA solicited information from the
public concerning the use and maintainability of lifelines in the belt
air proposed rule (64 FR 17480). Many commenters, including NIOSH,
commented that lifelines can improve the likelihood of escape from mine
fires and suggested that MSHA consider an additional requirement for
the installation of lifelines in all escapeways, not just alternate
escapeways in return air courses at mines using belt air. These
commenters maintained that, due to the lack of visibility, lifelines
were necessary to escape a smoke-filled atmosphere.
Overall, the commenters to the belt air rule stated that lifelines
could be useful in helping miners escape to the surface of the mine
when smoke-filled atmospheres are present. After further review of the
petitions for modifications previously granted to allow the use of belt
air, reviewing the comments on lifelines, and researching state
regulations regarding lifelines, MSHA agreed with the commenters that
lifelines can aid in escape during emergency situations, especially in
instances of reduced visibility due to smoke. In heavy smoke, a miner
can easily become disoriented and cannot determine the proper direction
for escape. A directional lifeline gives the miner added safety by
directing the miner through the smoke-filled entries to safety. As a
result of the ``belt air'' rulemaking, the Agency included paragraph
(n) of Sec. 75.380 and required the use of lifelines in alternate
escapeways located in return air courses in mines using belt air (69 FR
17480).
Three states, Kentucky, West Virginia, and Virginia have required
lifelines in underground coal mines (Ky.Rev.Stat.Ann. Sec. 352.135;
W.Va. Code Sec. 22A-2-60, paragraph (b); Va. Code Sec. 45.1-161.166,
paragraph (b)) for many years. These state statutes require the use of
directional durable lifeline cords; either in the primary or alternate
escapeway.
4. The Need for Additional Self-Contained Self Rescuers
MSHA has included new Sec. 75.1714-4 requiring the mine operator
to provide at least one additional self-contained self rescuer
(``SCSR'') that provides protection for a period of 1 hour or longer to
cover the maximum number of persons in an underground coal mine. Since
1980, each person working in an underground coal mine has been required
to have immediate access to an SCSR. SCSRs are devices which aid in the
escape from mine fires, explosions, and other incidents where an
irrespirable mine atmosphere is present. An SCSR is a closed-circuit
breathing device that contains an independent supply of oxygen. Because
SCSRs function in a closed circuit, they enable persons to breathe
clean air in the presence of hazardous or life-threatening contaminants
in the mine atmosphere.
Contaminated air in underground coal mines is usually the result of
an explosion or mine fire which is an ever-present threat in that
inherently dangerous environment. For example, in January 2006, the
explosion at the Sago Mine and the mine fire at the Aracoma Alma No. 1
Mine filled the atmosphere at both mines with smoke and other
contaminants. In addition to smoke, the contaminated air at both of
these mines contained carbon monoxide, methane, carbon dioxide, and
other products of combustion. This contaminated air may have also
contained chlorine; hydrogen cyanide; isocyanates; oxides of nitrogen;
and sulfur. Such contaminants are more complex and potentially more
harmful than the ordinary combustion products of coal fires. The
contaminants are the result of a wide variety of materials that are
usually present in the mine, such as rubber conveyor belts, plastics,
polyurethane, insulation, combustible liquids including hydraulic fuels
and lubricants, and cable coverings. Depending on the nature of the
material exposed to the fire or heat, very complex and toxic
decomposition products can result. The combination of contaminants can
be more hazardous than the individual contaminants alone.
MSHA's records show that 56 underground coal mine fires, with a
duration greater than 30 minutes, and five explosions have been
reported to MSHA during the ten-year period from February 1, 1996 to
February 1, 2006. During that same period explosions resulted in the
deaths of 31 coal miners, and fires resulted in two deaths. Although
mine fires that last less than 30 minutes do not have to be reported to
MSHA, the Agency has anecdotal reports that such fires commonly occur.
Mine fires, ignitions, and explosions, regardless of duration, can
present a grave potential hazard to underground coal miners due to the
thick smoke, toxic atmosphere, and limited visibility that often
results from these events.
In addition to reportable coal mine fires, operators have reported
numerous unplanned ignitions of methane. During the ten-year period
from February 1, 1996 to February 1, 2006, the coal mining industry
reported approximately 650 ignitions. Each of these ignitions had the
potential to result in a mine fire or explosion which would release
hazardous or life threatening contaminants into the mine atmosphere.
Potentially explosive methane is naturally present in underground
coal mines and can ignite when an ignition source is present.
Combustible dusts, including material brought into a mine,
[[Page 12258]]
can smolder and eventually catch fire when near a source of heat. There
are numerous ignition sources present underground. For example, belt
lines, trolley wires, roof falls, diesel powered equipment, battery
operated equipment, charging stations, and other forms of electrical
equipment are prevalent underground and can be the source of an
ignition. In addition, coal can undergo spontaneous combustion and
burn.
In 1998, MSHA inspectors conducted a self-rescue device survey at
each underground coal mine to determine the type and quantity of self-
rescue device protection used in the coal mining industry. As part of
this survey, the inspectors collected information about escape
conditions, such as the height of the escapeways and the distance from
the working sections to the surface or designated safe location. Based
on the mine height and distance data obtained from this survey, MSHA
concluded that there were approximately 234 coal mines where it would
take miners more than one hour to reach the surface. In addition, in 76
of the 234 coal mines, miners would require more than two hours of
travel time to reach the surface. Existing Sec. 75.1714 only requires
that each miner and visitor to an underground coal mine be supplied
with one SCSR that is adequate to provide protection from contaminated
air for one hour or longer. The results of MSHA's 1998 survey show that
there is a need to have SCSR devices, in addition to the single SCSR
device required by existing Sec. 75.1714, stored in the mine so that
all miners would have an air supply sufficient to safely exit the mine
in the event of an accident or emergency.
While some miners were able to successfully don and escape the mine
using their SCSR after the explosion at the Sago Mine and the mine fire
at the Aracoma Alma No. 1, other miners equipped with only one SCSR did
not safely evacuate the mines, which were filled with thick, smoky,
contaminated air. An explosion or mine fire creates a thick, smoke-
filled atmosphere in the mine which hampers a miner's ability to
quickly evacuate because miners may panic or become disoriented. If an
accident occurs or an emergency arises, such as the recent Sago mine
explosion or the Alma No. 1 Mine fire, miners may have to escape
through long and difficult underground travelways containing
irrespirable air. During an accident or emergency requiring evacuation
through a hazardous environment, SCSRs are the last line of defense for
any miner in the mine. If an adequate number of SCSRs is not readily
available, the chance of survival during an emergency or accident is
greatly diminished.
To further assist all miners to evacuate the mine safely, in
addition to the SCSR that is now required by the existing standards,
this new section requires the mine operator to provide at least one
additional SCSR for each person who is underground. The additional SCSR
will provide protection for a period of one hour or longer to cover the
maximum number of miners in the mine. Thus, each miner or person
underground will have the SCSR that is traditionally carried with him
or her and an additional SCSR device readily accessible. The
requirement for additional SCSRs will greatly enhance the ability of
all miners to safely exit from the mine in an accident or emergency.
Further, all miners not required to respond to the mine emergency will
be encouraged to evacuate knowing that an additional supply of oxygen
is available. This result is consistent with MSHA's intent that miners
not needed to respond to the mine emergency, evacuate the mine as
quickly as possible. For those mines where the one required SCSR plus
one additional required SCSR are not adequate to provide enough oxygen
to all persons for a safe evacuation, the mine operator will provide
additional SCSRs in the primary and alternate escapeways under an
``outby SCSR storage plan.''
5. Timeframe for Implementation
This ETS is effective immediately. However, various new provisions
will require that the mine operator develop new plans or purchase new
equipment. This section of the preamble explains the implementation of
this ETS.
A new paragraph (p) is added to Sec. 48.3 requiring the mine
operator to submit a revised training plan under part 48 to the
appropriate District Manager for approval no later than April 10, 2006.
The operator must train in accordance with the revised training plan
within 2 weeks of plan approval. This provision is consistent with the
new paragraph 75.1502(d) requiring a revised program of instruction.
The underground coal operator must submit to the District Manager
for approval a revised training plan for part 48 and a revised program
of instruction for Sec. 75.1502 to incorporate the ETS-required
changes by April 10, 2006. Although equipment required by paragraphs
75.380(d)(7) and 75.381(c)(5), and Sec. 75.1714-4, may not be
available immediately, any new or revised training plan and program
must address training for this equipment.
MSHA will accept as good faith evidence of compliance, purchase
orders or contracts to buy lifelines or SCSRs. MSHA will work with
lifeline and SCSR manufacturers to facilitate implementation of these
ETS requirements and encourage manufacturers to provide realistic
delivery dates. MSHA expects that mine operators will have purchase
orders or contracts completed within 30 days of the effective date of
this ETS. Installation of such equipment must be completed as soon as
possible after delivery.
No later than 2 weeks after receiving approval for the part 48
training plan modification, the operator must train in accordance with
the newly revised plan.
The ETS adds new paragraph (d) to Sec. 75.1502 to require each
underground coal operator, subject to the Emergency Temporary Standard
effective March 9, 2006, to submit for approval a revised program of
instruction to the appropriate District Manager no later than April 10,
2006. Within 2 weeks of program approval the operator must train in
accordance with the revised program. This change is consistent with the
requirement for submitting a revised plan under new paragraph (p) of
Sec. 48.3.
MSHA acknowledges that there may be a delay in the ability of mine
operators to train miners on transferring from one SCSR to another SCSR
since SCSR training units may not be available. Otherwise, MSHA expects
mine operators to comply with all of the training requirements. For
instance, SCSR donning can be included with the mine emergency drills
and the drills themselves can include traveling the primary or
alternate escapeway, from the working section or the miner's work
station, to the surface or the exits at the bottom of the shaft or
slope. Also, miners can be taught the correct actions to take based on
different mine emergency scenarios which would require the miner to
immediately don a self-rescue device.
C. Section-by-Section Discussion
1. Part 48--Training and Retraining of Miners
The ETS makes a number of non-substantive organizational changes to
clarify existing provisions or to accommodate new or moved provisions.
These non-substantive changes retain the substantive requirements in
existing standards. Non-substantive changes to 30 CFR part 48 include:
Organizational changes to existing paragraphs 48.5(b)(2),
48.6(b)(12), 48.8(b)(8), and 48.11(a)(4) by adding a separate listing
for training in donning
[[Page 12259]]
(paragraph i) and new training in transferring self-rescue devices
(paragraph ii).
Adding the term ``hands-on'' to the detailed description of Self-
Rescue and Respiratory Devices training in existing Sec. Sec. 48.5,
48.6, and 48.11, and paragraph 48.8(b)(8). This further clarifies the
SCSR training requirements and is consistent with the new provision on
transferring from self-rescue device to self-rescue device.
a. Section 48.3--Training Plans; Time of Submission; Where Filed;
Information Required; Time for Approval; Method for Disapproval;
Commencement of Training; Approval of Instructors
A conforming change is made to existing paragraph (a) to include
the exception of the new paragraph (p). The language now reads,
``[e]xcept as provided in paragraphs (o) and (p) of this section, each
operator of an underground mine shall have an MSHA approved plan
containing programs for training new miners, training experienced
miners, training miners for new tasks, annual refresher training, and
hazard training for miners as follows:''.
A new paragraph (p) is added to this section requiring the mine
operator to submit a revised training plan under this part 48. This
revised plan shall be submitted to the appropriate District Manager for
approval no later than April 10, 2006. Within 2 weeks of plan approval,
the operator must train miners in the new training plan requirements.
This provision is consistent with the new provision for a revised
program of instruction for paragraph 75.1502(d) with a revised training
plan.
b. Section 48.5--Training of New Miners; Minimum Courses of
Instruction; Hours of Instruction and Section 48.6--Experienced Miner
Training
This ETS makes identical changes to Sec. 48.5--Training of new
miners; minimum courses of instruction; hours of instruction, and Sec.
48.6--Experienced miner training. These changes are necessary to
conform and align the training requirements in 30 CFR part 48 with the
emergency evacuation and related requirements being added to 30 CFR
part 75. These regulatory changes do not reduce protection for miners.
1. Self-Rescue and Respiratory Devices: Paragraphs 48.5(b)(2) and
48.6(b)(12).
Specifically, MSHA is amending paragraphs 48.5(b)(2) and
48.6(b)(12) by including language that the complete donning of self-
rescue devices must include a requirement for actual ``hands-on''
practice in transferring from self-rescue device to self-rescue device.
This change parallels changes in 30 CFR part 75 requiring all persons
in an underground coal mine to have at least one additional self-rescue
device available for escape during a mine emergency. It also ensures
that new or newly employed experienced coal miners have the skill to
not only use a self-rescue device, but also to transfer from self-
rescue device to self-rescue device, before they begin work
underground. They may need this skill if a mine emergency occurs before
they are able to participate in a mine emergency evacuation drill. This
added requirement enhances protection for miners. This training is
critical and it is important that the training models used for the
donning and transferring exercises are the same type(s) and model(s) of
self-rescue devices in use at that mine.
2. Mine map; escapeways; emergency evacuation; barricading:
Paragraphs 48.5(b)(5) and 48.6(b)(5).
This ETS also amends paragraphs 48.5(b)(5) and 48.6(b)(5) by adding
a reference to the requirements for emergency evacuation plans in
existing paragraph 75.1502(a) for underground coal mines and Sec.
57.11053 for underground metal and nonmetal mines. The existing
requirements for the initial training of miners requires a review of
the mine map, escapeway systems, and the mine emergency evacuation
plans in effect at the mine. Referencing the appropriate standards
allows MSHA to incorporate the added and expanded ETS requirements in
existing paragraph 75.1502(a), including scenarios and actual practice,
into the initial training of coal miners without affecting the training
program for metal and nonmetal miners. This added requirement improves
protection for miners by requiring scenarios to be developed and used
in the actual quarterly drills. This will give miners better
information to prepare them to successfully evacuate the mine. The
requirements in this ETS only apply to underground coal mines because
only underground coal mines are required to provide all persons with
SCSR devices.
3. Participation in evacuation drills: New paragraphs 48.5(e) and
48.6(f).
This ETS also amends Sec. 48.5 and Sec. 48.6 by adding new
identical paragraphs 48.5(e) and 48.6(f) requiring new or newly
employed experienced coal miners to participate in the next drill as
required in existing paragraph 75.383(b) or newly amended paragraph
75.1502(c), whichever occurs first. This will ensure that newly hired
miners will be included in the next drill at the mine. MSHA believes
that regular and frequent participation in the emergency evacuation
drills will reinforce the miners' knowledge and skill for responding
appropriately to a mine emergency and lessen the disorientation and
panic that may cause the miner to make wrong decisions.
MSHA chooses to require the new or experienced underground coal
miner's participation in the evacuation drills under the requirements
in 30 CFR part 75 rather than as part of the initial training under 30
CFR part 48. Initial miner training is reinforced by the experience of
traveling the escapeways to the surface or bottom of a shaft or slope,
and physically locating directional lifelines or equivalent devices and
stored SCSRs. This added requirement increases protection for miners
because the frequency of drills is increased from one time per year
under this part to four times per year under Sec. 75.1502 and ensures
that miners receive training at the next underground drill.
c. Section 48.8--Annual Refresher Training of Miners; Minimum Courses
of Instruction; Hours of Instruction
Underground coal miners will receive refresher training on their
SCSR skills at least every 90 days because this ETS adds the
requirement for ``hands-on'' SCSR training during the drills required
by Sec. 75.1502. For this reason, the requirement for training in
donning self-rescue devices under existing paragraph 48.8(b)(8) is
being modified to included transferring from one self-rescue device to
another device for underground coal miners. New language in this
section allows underground coal miners to satisfy the requirements of
new paragraphs 48.8(b)(8)(i) and (ii) by participating in the emergency
evacuation drills required by Sec. 75.1502. This added requirement
enhances protection for miners because it increases the frequency of
training.
d. Section 48.11--Hazard Training
This ETS adds a new requirement for ``hands-on'' training in
transferring from self-rescue device to self-rescue device to the
existing requirement for donning a self-rescue device in paragraph
(a)(4) of existing Sec. 48.11. It also identifies the donning
requirement as paragraph (a)(4)(i) and the transfer requirement as
paragraph (a)(4)(ii). This additional requirement reinforces MSHA's
belief that all miners and visitors need to know how to transfer from
one self-rescue device to another. This added requirement enhances
protection for miners or visitors. The ETS does not change the existing
requirement that all
[[Page 12260]]
miners and visitors receive training in the donning of all types of
SCSRs.
2. Part 50--Notification, Investigation, Reports, and Records of
Accidents, Injuries, Illnesses, Employment, and Coal Production in
Mines
Section 50.10--Immediate Notification
The ETS incorporates a definitive standard into Sec. 50.10 of what
is meant by ``immediately contact.'' The ETS provides that the contact
is to be done ``at once without delay.'' These terms reflect the
ordinary meaning of ``immediately'' and are taken from definitions
found in Webster's Third New International Dictionary (Unabridged)(1986
ed.) and the Random House Dictionary of the English Language
(Unabridged)(2d ed. 1987). In discussing the meaning of
``immediately,'' the Commission has cited these dictionary sources.
See, e.g., Consolidation Coal Co., 11 FMSHRC 14 1935 at 1938 (October
31, 1989). The ETS further specifies that the notification must be done
``within 15 minutes.'' This sets a maximum time within which the
contact must be made. MSHA believes that 15 minutes is a reasonable
time to access a telephone or other means of communication and place a
contact call to the Agency. Fifteen minutes or a quarter of an hour is
a concept that is easily remembered even in times of stress. To comply
with the ETS then, an operator must act right away as circumstances
permit and such action must take place within 15 minutes.
The 15 minute time period begins when the mine operator determines
that an accident has occurred. MSHA is aware, however, that there are
occasions, especially immediately after an explosion or fire, when mine
communications may be lost and it may take some time to re-establish
contact and communicate that an accident has occurred. The ETS
recognizes that such circumstances may occur by providing that when
communications are lost due to emergency or other unexpected event, the
operator must notify MSHA at once without delay and within 15 minutes
of having access to a telephone or other means of communication. It is
expected that the operator will be diligent in attaining access to a
telephone or other communication means under such circumstances.
Under the MSHA system for receiving notification, a call to the
MSHA district office having jurisdiction over the mine may be forwarded
to an answering service that gives the mine operator other numbers to
call to personally reach district officials. Once an official is
reached, the agency is notified. Alternatively, the MSHA Headquarters
800 toll-free line has a 24 hour, 7 day per week answering protocol so
that once the call is placed, the agency is notified.
MSHA reviewed contest cases concerning Sec. 50.10, and the
Agency's enforcement experience, to determine why some mine operators
may not immediately notify the Agency. One reason is that the
notification is made only after being processed through a chain of
command at the mine. Another reason is a tendency to try to take care
of an incident before it becomes a reportable accident. Yet another
reason may be grounded in the very human propensity to focus
exclusively on evacuation and mine emergency response in the wake of a
mine emergency. Taking too much time to determine whether, in fact, an
accident occurred which would trigger notification to MSHA, is another
reason. Yet another reason is ignorance of the law. The ETS is intended
to impress upon mine operators that notification is urgent and must be
made a priority. Therefore, the ETS enhances protection to miners, and
certainly does not reduce that protection.
The ETS does not change the basic interpretation of Sec. 50.10. By
the terms of the provision, an operator is required to notify MSHA only
after determining whether an ``accident'' as defined in existing
paragraph 50.2(h) has occurred. This affords operators a reasonable
opportunity to investigate an event prior to notifying MSHA. That is,
mine operators may make reasonable investigative efforts to
expeditiously reach a determination. In that way an operator is
responsible for immediately notifying MSHA about those accidents that
the operator knows or should know about. Thus Sec. 50.10, in the words
of the Commission, ``[s]hould be carried out in good faith and without
delay, and in light of the regulation's command of prompt, vigorous
action.'' It is important that notification be sufficient so that the
Agency is actually put on notice as to what happened. MSHA invites
comment on whether Sec. 50.10 should be further amended to require
that the notification specify the type of accident per existing
paragraph 50.2(h