Sunshine Act Meeting, 11249 [06-2121]
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Federal Register / Vol. 71, No. 43 / Monday, March 6, 2006 / Notices
8. The Substitutions will be effected
so that investment of securities will be
consistent with the investment
objectives, policies and diversification
requirements of the relevant Substitute
Fund. No brokerage commissions, fees
or other remuneration will be paid by
any Replaced Fund or the
corresponding Substitute Fund or
Affected Contract Owners in connection
with the Substitutions.
9. The Substitutions will not alter in
any way the annuity, life or tax benefits
afforded under the Contracts held by
any Affected Contract Owner.
10. The Companies will send to their
Affected Contract Owners within five
(5) business days of the Substitutions a
written Post-Substitution Confirmation
which will include the before and after
account values (which will not have
changed as a result of the Substitutions)
and detail the transactions effected on
behalf of the respective Affected
Contract Owner with regard to the
Substitutions. With the PostSubstitution Confirmations the
Companies will remind Affected
Contract Owners that they may
reallocate amounts from any of the
Replaced Funds without incurring a
reallocation charge or limiting their
number of future reallocations for a
period of at least 30 days following the
Effective Date in accordance with the
terms and conditions of their Contract.
11. The Commission shall have issued
an order: (a) Approving the
Substitutions under Section 26(c) of the
1940 Act; and (b) exempting the in-kind
redemptions from the provisions of
Section 17(a) of the 1940 Act as
necessary to carry out the transactions
described in this Application.
12. A registration statement for each
Substitute Fund is effective, and the
investment objectives and policies and
fees and expenses for each of the
Substitute Funds as described herein
have been implemented.
13. Each Affected Contract Owner
will have been sent a copy of: (a) A
supplement to the Contract prospectus
informing shareholders of this
Application; (b) a prospectus for the
appropriate Substitute Fund; and (c) a
second supplement to the Contract
prospectus setting forth the Effective
Date and advising Affected Contract
Owners of their right to reconsider the
Substitutions and, if they so choose, any
time prior to the Effective Date and for
30 days thereafter, to reallocate or
withdraw amounts under their affected
Contract or otherwise terminate their
interest therein in accordance with the
terms and conditions of their Contract.
14. The Companies shall have
satisfied themselves, that: (a) The
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Contracts allow the substitution of
investment company shares in the
manner contemplated by the
Substitutions and related transactions
described herein; (b) the transactions
can be consummated as described in
this Application under applicable
insurance laws; and (c) any regulatory
requirements in each jurisdiction where
the Contracts are qualified for sales have
been complied with to the extent
necessary to complete the transactions.
15. Under the manager-of-managers
relief granted to the ING Investors Trust,
ING Partners and relied upon by certain
of the other ING funds, a vote of the
shareholders is not necessary to change
a sub-adviser, except for changes
involving an affiliated sub-adviser.
Notwithstanding, after the Effective Date
of the Substitutions the Applicants
agree not to change a Substitute Fund’s
sub-adviser without first obtaining
shareholder approval of either: (a) The
sub-adviser change or (b) the
Applicants’ continued ability to rely on
their manager-of-managers relief.
Conclusion
Applicants assert that for the reasons
summarized above the proposed
substitutions and related transactions
meet the standards of Section 26(c) of
the 1940 Act and are consistent with the
standards of Section 17(b) of the 1940
Act and that the requested orders
should be granted.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Nancy M. Morris,
Secretary.
[FR Doc. E6–3116 Filed 3–3–06; 8:45 am]
BILLING CODE 8010–01–P
U.S.C. 552b(c)(3), (5), (7), (9)(B), and
(10) and 17 CFR 200.402(a)(3), (5), (7),
9(ii) and (10) permit consideration of
the scheduled matters at the Closed
Meeting.
Commissioner Glassman, as duty
officer, voted to consider the items
listed for the closed meeting in closed
session.
• tThe subject matter of the Closed
Meeting scheduled for Thursday, March
9, 2006 will be:
Institution and settlement of injunctive
actions;
Institution and settlement of administrative
proceedings of an enforcement nature;
Consideration of amicus participation; and
Report of an investigation.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: March 1, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. 06–2121 Filed 3–2–06; 11:16 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: [71 FR 10085, February
28, 2006].
STATUS:
PLACE:
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Frm 00075
Fmt 4703
Sfmt 4703
Closed Meeting.
100 F Street, NE., Washington,
DC.
DATE AND TIME OF PREVIOUSLY ANNOUNCED
MEETING: Thursday, March 2, 2006 at 2
p.m.
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Pub. L. 94–409, that the
Securities and Exchange Commission
will hold the following meeting during
the week of March 6, 2006:
A Closed Meeting will be held on
Thursday, March 9, 2006 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
PO 00000
11249
Additional Item.
The following item has been added to
the 2 p.m. Closed Meeting scheduled for
Thursday, March 2, 2006: a matter
involving investigative techniques and
procedures.
The Commission voted to consider
the item listed for the closed meeting in
closed session and determined that no
earlier notice thereof was possible.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items. For further
information and to ascertain what, if
any, matters have been added, deleted
or postponed, please contact the Office
of the Secretary at (202) 551–5400.
CHANGE IN THE MEETING:
E:\FR\FM\06MRN1.SGM
06MRN1
Agencies
[Federal Register Volume 71, Number 43 (Monday, March 6, 2006)]
[Notices]
[Page 11249]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-2121]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meeting during the week of
March 6, 2006:
A Closed Meeting will be held on Thursday, March 9, 2006 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10) permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Glassman, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
tThe subject matter of the Closed Meeting
scheduled for Thursday, March 9, 2006 will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an
enforcement nature;
Consideration of amicus participation; and
Report of an investigation.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: March 1, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. 06-2121 Filed 3-2-06; 11:16 am]
BILLING CODE 8010-01-P