Proposed Collection; Comment Request, 6798 [E6-1783]
Download as PDF
<![CDATA[
6798
Federal Register / Vol. 71, No. 27 / Thursday, February 9, 2006 / Notices
New Executive Office Building,
Washington, DC 20503 or e-mail to:
David_Rostker@omb.eop.gov; and (ii) R.
Corey Booth, Director/Chief Information
Officer, Office of Information
Technology, Securities and Exchange
Commission, 100 F Street, NE.,
Washington, DC 20549. Comments must
be submitted to OMB within 30 days of
this notice.
January 31, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–1782 Filed 2–8–06; 8:45 am]
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Office of
Information Technology, Securities and
Exchange Commission, 100 F Street,
NE., Washington, DC 20549.
January 31, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–1783 Filed 2–8–06; 8:45 am]
BILLING CODE 8010–01–P
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
cprice-sewell on PROD1PC66 with NOTICES
Extension:
Rule 15g–5; SEC File No. 270–348; OMB
Control No. 3235–0394.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is publishing the
following summary of collection for
public comment.
Rule 15g–5 under the Securities
Exchange Act of 1934 requires brokers
and dealers to disclose to customers the
amount of compensation to be received
by their sales agents in connection with
penny stock transactions. This rule was
adopted by the Commission to increase
the level of disclosure to investors
concerning penny stocks generally and
specific penny stock transactions. It is
estimated that approximately 240
respondents incur an average burden of
100 hours annually to comply with the
rule. The total annual reporting and
recordkeeping burden will be 24,000
burden hours.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
13:56 Feb 08, 2006
Jkt 208001
Dated: January 31, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6–1784 Filed 2–8–06; 8:45 am]
BILLING CODE 8010–01–P
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
VerDate Aug<31>2005
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, 100 F Street,
NE., Washington, DC 20549.
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
Rule 19d–2; SEC File No. 270–204; OMB
Control No. 3235–0205.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 19d–2 under the Securities
Exchange Act of 1934 (the ‘‘Act’’)
prescribes the form and content of
applications to the Commission by
persons desiring stays of final
disciplinary sanctions and summary
action of self-regulatory organizations
(‘‘SROs’’) for which the Commission is
the appropriate regulatory agency.
It is estimated that approximately 30
respondents will utilize this application
procedure annually, with a total burden
of 90 hours, based upon past
submissions. The staff estimates that the
average number of hours necessary to
comply with the requirements of Rule
19d–2 is 3 hours.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
PO 00000
Frm 00052
Fmt 4703
Sfmt 4703
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
Rule 30b2–1; SEC File No. 270–213; OMB
Control No. 3235–0220.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
[44 U.S.C. 3501 et seq.], the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget (‘‘OMB’’) for
extension and approval.
Rule 30b2–1 under the Investment
Company Act of 1940 [17 CFR
270.30b2–1] requires the filing of four
copies of every periodic or interim
report transmitted by or on behalf of any
registered investment company to its
stockholders.1 This requirement ensures
that the Commission has information in
its files to perform its regulatory
functions and to apprise investors of the
operational and financial condition of
registered investment companies.2
1 Most filings are made via the Commission’s
electronic filing system; therefore, paper filings
under Rule 30b2–1 occur only in exceptional
circumstances. Electronic filing eliminates the need
for multiple copies of filings.
2 Annual and periodic reports to the Commission
become part of its public files and, therefore, are
available for use by prospective investors and
stockholders.
E:\FR\FM\09FEN1.SGM
09FEN1
]]>Agencies
[Federal Register Volume 71, Number 27 (Thursday, February 9, 2006)]
[Notices]
[Page 6798]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-1783]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
Extension:
Rule 15g-5; SEC File No. 270-348; OMB Control No. 3235-0394.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is publishing the following summary of
collection for public comment.
Rule 15g-5 under the Securities Exchange Act of 1934 requires
brokers and dealers to disclose to customers the amount of compensation
to be received by their sales agents in connection with penny stock
transactions. This rule was adopted by the Commission to increase the
level of disclosure to investors concerning penny stocks generally and
specific penny stock transactions. It is estimated that approximately
240 respondents incur an average burden of 100 hours annually to comply
with the rule. The total annual reporting and recordkeeping burden will
be 24,000 burden hours.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Office of Information Technology, Securities
and Exchange Commission, 100 F Street, NE., Washington, DC 20549.
January 31, 2006.
Nancy M. Morris,
Secretary.
[FR Doc. E6-1783 Filed 2-8-06; 8:45 am]
BILLING CODE 8010-01-P
