Privacy Act of 1974: Establishment of a New System of Records: Automated Emergency Notification System (SEC-53), 6110-6111 [E6-1574]
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Federal Register / Vol. 71, No. 24 / Monday, February 6, 2006 / Notices
the assets of Applicant were transferred
by Acacia National Life Insurance
Company (Acacia National) to Ameritas
Variable Life Insurance Company
(Ameritas) under an assumption and
reinsurance agreement transaction
approved by the Securities and
Exchange Commission in Release No.
IC–25763, dated October 4, 2002. The
Board of Directors of the parent of
Acacia National approved the transfer of
assets to Ameritas on December 3, 2001,
and Applicant completed the transfer of
its assets effective November 1, 2004.
Shareholder approval of the transfer was
not required. The fund surviving the
transfer is Ameritas Variable Separate
Account VL. Ameritas paid the
expenses incurred in connection with
the transfer.
Filing Date: The application was filed
on November 29, 2005, as amended.
Applicant’s Address: 7315 Wisconsin
Avenue, Bethesda, MD 20814.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Nancy M. Morris,
Secretary.
[FR Doc. E6–1575 Filed 2–3–06; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. PA–35; File No. S7–04–06]
Privacy Act of 1974: Establishment of
a New System of Records: Automated
Emergency Notification System (SEC–
53)
Securities and Exchange
Commission.
ACTION: Notice of the establishment of a
new system of records.
AGENCY:
In accordance with the
requirements of the Privacy Act of 1974,
as amended, 5 U.S.C. 552a, the
Securities and Exchange Commission
gives notice of a proposed Privacy Act
system of records: ‘‘Automated
Emergency Notification System (SEC–
53).’’ This system will contain
emergency contact information for
current members, employees, and
selected contractors of the Commission.
DATES: The new system will become
effective March 20, 2006 unless further
notice is given. The Commission will
publish a new notice if the effective date
is delayed to review comments or if
changes are made based on comment
received. To be assured of
consideration, comments should be
received on or before March 8, 2006.
rmajette on PROD1PC67 with NOTICES1
SUMMARY:
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14:55 Feb 03, 2006
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Comments may be
submitted by any of the following
methods:
ADDRESSES:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/other.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number S7–04–06 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–9303.
All submissions should refer to File
Number S7–04–06. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/other.shtml).
Comments are also available for public
inspection and copying in the
Commission’s Public Reference Room,
100 F Street, NE., Washington, DC
20549. All comments received will be
posted without change; we do not edit
personal identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
FOR FURTHER INFORMATION CONTACT:
Barbara A. Stance, Chief Privacy Officer,
U.S. Securities and Exchange
Commission, Operations Center, 6432
General Green Way, Mail Stop 0–7,
Alexandria, VA 22312–2413, (202) 551–
7209.
SUPPLEMENTARY INFORMATION: The
Commission gives notice of the
proposed establishment of a new system
of records, entitled ‘‘Automated
Emergency Notification System (SEC–
53).’’ The new system will contain
emergency contact information for
current members, employees, and
selected contractors of the Commission.
The Commission has submitted a
report of the new system of records to
the Senate Committee on Homeland
Security and Governmental Affairs, the
House Committee on Government
Reform, and the Office of Management
and Budget, pursuant to 5 U.S.C. 552a(r)
of the Privacy Act of 1974, as amended,
and Appendix I to OMB Circular A–130,
‘‘Federal Agency Responsibilities for
Maintaining Records About
Individuals,’’ as amended on February
20, 1996 (61 FR 6435).
Accordingly, the Commission is
adding a new system of records to read
as follows:
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Sfmt 4703
SEC–53
SYSTEM NAME:
Automated Emergency Notification
System.
SYSTEM LOCATION:
Securities and Exchange Commission,
100 F Street, NE, Washington, DC
20549.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Members and employees of the
Commission, and selected contractors.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, Commission division or office,
home zip code, work and personal
electronic mail addresses, work, home
and cellular telephone numbers, and
Blackberry PIN numbers.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301 and Executive Order
12656 of Nov. 18, 1988 on Assignment
of Emergency Preparedness
Responsibilities.
PURPOSE(S):
The purpose of this system of records
is to maintain emergency contact
information for current members,
employees and selected contractors of
the Commission. The system provides
for high-speed message delivery that
reaches all Commission personnel in
response to threat alerts issued by the
Department of Homeland Security,
weather related emergencies or other
critical situations that disrupt the
operations and accessibility of a
worksite. The system also provides for
personnel accountability during an
emergency, through personnel sign-in
and rapid alert and notification.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSE OF SUCH USES:
In addition to the conditions of
disclosure under 5 U.S.C. 552a(b),
Commission staff may provide these
records to any Federal government
authority for the purpose of
coordinating and reviewing agency
continuity of operations plans or
emergency contingency plans developed
for responding to Department of
Homeland Security threat alerts,
weather related emergencies or other
critical situations.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in a
computerized database and on paper.
Paper documents are kept in filing
cabinets in secured facilities.
E:\FR\FM\06FEN1.SGM
06FEN1
Federal Register / Vol. 71, No. 24 / Monday, February 6, 2006 / Notices
RETRIEVABILITY:
[Release No. 34–53191; File No. SR–Amex–
2005–061]
Self-Regulatory Organizations;
American Stock Exchange LLC; Notice
of Filing and Order Granting
Accelerated Approval to Proposed
Rule Change and Amendment No. 1
Thereto Relating to the Listing and
Trading of Options on Certain Russell
Indexes
trade long-term options on each of the
full value Russell Indexes noted above.5
The text of the proposed rule change
is available on Amex’s Web site at
https://www.amex.com, at Amex’s
principal office and at the Commission’s
Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
SECURITIES AND EXCHANGE
COMMISSION
Records may be retrieved by the
individual’s name or by the categories
listed above under ‘‘Categories of
Records in the System.’’
SAFEGUARDS:
Records are safeguarded by restricted
computer passwords, locked file
cabinets, and safes. Access to the
records is restricted to those who
require the records in the performance
of official duties related to the purposes
for which the system is maintained.
January 30, 2006.
RETENTION AND DISPOSAL:
Periodic purging and disposal of those
records concerning individuals no
longer members, employees or
contractors of the Commission.
Otherwise, records are retained and
disposed of in accordance with the
appropriate National Archives and
Records Administration General
Records Schedules.
SYSTEM MANAGER(S) AND ADDRESS:
Executive Director, Office of the
Executive Director, U.S. Securities and
Exchange Commission, 100 F Street,
NE., Washington, DC 20549–1627.
NOTIFICATION PROCEDURES:
All requests to determine whether this
system of records contains a record
pertaining to the requesting individual
may be directed to the Privacy Act
Officer, U.S. Securities and Exchange
Commission, Operations Center, 6432
General Green Way, Mail Stop 0–7,
Alexandria, VA 22312–2413.
RECORD ACCESS PROCEDURES:
Persons wishing to obtain information
on the procedures for gaining access to
or contesting the contents of this record
may contact the Privacy Act Officer,
U.S. Securities and Exchange
Commission, Operations Center, 6432
General Green Way, Mail Stop 0–7,
Alexandria, VA 22312–2413.
CONTESTING RECORDS PROCEDURES:
See record access procedures above.
RECORD SOURCE CATEGORIES:
Information is provided by current
members and employees of the
Commission and selected contractors.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (‘‘Act’’)
and Rule 19b–4 thereunder,2 notice is
hereby given that on June 3, 2005, the
American Stock Exchange LLC (‘‘Amex’’
or ‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange.3 On July 14, 2005,
Amex submitted Amendment No. 1 to
the proposed rule change.4 The
Commission is publishing this notice
and order to solicit comments on the
proposed rule change, as amended, from
interested persons and to approve the
proposal on an accelerated basis.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to list and
trade on the Exchange the following
cash-settled, European-style index
options on the full value of the
following Russell Indexes: (1) Russell
1000 Index; (2) Russell 1000 Growth
Index; (3) Russell 1000 Value Index;
(4) Russell 2000 Index; (5) Russell
2000 Growth Index; (6) Russell 2000
Value Index; (7) Russell 3000 Index;
(8) Russell 3000 Growth Index; (9)
Russell 3000 Value Index; (10) Russell
Midcap Index; (11) Russell Midcap
Growth Index; (12) Russell Midcap
Value Index and (13) Russell Top 50
Index (each an ‘‘Index,’’ and
collectively, the ‘‘Russell Indexes’’ or
‘‘Indexes’’). Additionally, the Exchange
is also proposing to be able to list and
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 The Commission has made technical and
clarifying changes to this notice with Amex’s
consent. Telephone conversation between Florence
Harmon, Special Counsel, Division of Market
Regulation (‘‘Division’’), Commission, Angela
Muehr, Attorney, Division, Commission, Kristie
Diemer, Attorney, Division, Commission and Jeffrey
P. Burns, Associate General Counsel, Amex on June
29, 2005.
4 In Amendment No. 1, Amex made clarifying
changes to the contract specifications.
2 17
EXEMPTIONS CLAIMED FOR THE SYSTEM:
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None.
Dated: January 31, 2006.
By the Commission.
Nancy M. Morris,
Secretary.
[FR Doc. E6–1574 Filed 2–3–06; 8:45 am]
BILLING CODE 8010–01–P
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6111
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In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item III below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
(1) Purpose
The purpose of the proposed rule
change is to permit the Exchange to list
and trade cash-settled, European-style,
stock index options on the Russell
Indexes. Each Russell Index is a
capitalization-weighted index
containing various groups of stocks
drawn from the largest 3,000 companies
incorporated in the U.S. and its
territories. All component securities of
the Russell Indexes are traded on the
Amex, New York Stock Exchange, Inc.
(‘‘NYSE’’), or The Nasdaq Stock Market,
Inc. (‘‘Nasdaq’’). Options contracts on
the Russell Indexes (except for the
Russell Top 50) are currently listed and
traded on the Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’) and
the International Securities Exchange,
Inc. (‘‘ISE’’).6
5 Under Amex Rule 903C(a)(iii), ‘‘Long-term
Options Series,’’ the Exchange may list long-term
options that expire twelve to sixty months from the
date of issuance.
6 See Securities Exchange Act Release Nos. 51619
(April 27, 2005), 70 FR 22947 (May 3, 2005)
(approving the listing and trading of ISE options on
21 Russell Indexes); 49388 (March 10, 2004), 69 FR
12720 (March 17, 2004) (approving listing and
trading on CBOE of options, including LEAPS, on
the Russell Top 200 Index, Russell Top 200 Growth
Index, and the Russell Top 200 Value Index); 48591
(October 2, 2003), 68 FR 58728 (October 10, 2003)
(approving listing and trading on CBOE of options,
including LEAPS, on the Russell 3000 Index,
Russell 3000 Value Index, Russell 3000 Growth
Index, Russell 2000 Value Index, Russell 2000
Growth Index, Russell 1000 Index, Russell 1000
Value Index, Russell 1000 Growth Index, Russell
MidCap Index, Russell MidCap Value Index, and
E:\FR\FM\06FEN1.SGM
Continued
06FEN1
]]>Agencies
[Federal Register Volume 71, Number 24 (Monday, February 6, 2006)]
[Notices]
[Pages 6110-6111]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-1574]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. PA-35; File No. S7-04-06]
Privacy Act of 1974: Establishment of a New System of Records:
Automated Emergency Notification System (SEC-53)
AGENCY: Securities and Exchange Commission.
ACTION: Notice of the establishment of a new system of records.
-----------------------------------------------------------------------
SUMMARY: In accordance with the requirements of the Privacy Act of
1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission
gives notice of a proposed Privacy Act system of records: ``Automated
Emergency Notification System (SEC-53).'' This system will contain
emergency contact information for current members, employees, and
selected contractors of the Commission.
DATES: The new system will become effective March 20, 2006 unless
further notice is given. The Commission will publish a new notice if
the effective date is delayed to review comments or if changes are made
based on comment received. To be assured of consideration, comments
should be received on or before March 8, 2006.
ADDRESSES: Comments may be submitted by any of the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
www.sec.gov/rules/other.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number S7-04-06 on the subject line.
Paper Comments
Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-9303.
All submissions should refer to File Number S7-04-06. This file number
should be included on the subject line if e-mail is used. To help us
process and review your comments more efficiently, please use only one
method. The Commission will post all comments on the Commission's
Internet Web site (https://www.sec.gov/rules/other.shtml). Comments are
also available for public inspection and copying in the Commission's
Public Reference Room, 100 F Street, NE., Washington, DC 20549. All
comments received will be posted without change; we do not edit
personal identifying information from submissions. You should submit
only information that you wish to make available publicly.
FOR FURTHER INFORMATION CONTACT: Barbara A. Stance, Chief Privacy
Officer, U.S. Securities and Exchange Commission, Operations Center,
6432 General Green Way, Mail Stop 0-7, Alexandria, VA 22312-2413, (202)
551-7209.
SUPPLEMENTARY INFORMATION: The Commission gives notice of the proposed
establishment of a new system of records, entitled ``Automated
Emergency Notification System (SEC-53).'' The new system will contain
emergency contact information for current members, employees, and
selected contractors of the Commission.
The Commission has submitted a report of the new system of records
to the Senate Committee on Homeland Security and Governmental Affairs,
the House Committee on Government Reform, and the Office of Management
and Budget, pursuant to 5 U.S.C. 552a(r) of the Privacy Act of 1974, as
amended, and Appendix I to OMB Circular A-130, ``Federal Agency
Responsibilities for Maintaining Records About Individuals,'' as
amended on February 20, 1996 (61 FR 6435).
Accordingly, the Commission is adding a new system of records to
read as follows:
SEC-53
SYSTEM NAME:
Automated Emergency Notification System.
SYSTEM LOCATION:
Securities and Exchange Commission, 100 F Street, NE, Washington,
DC 20549.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Members and employees of the Commission, and selected contractors.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, Commission division or office, home zip code, work and
personal electronic mail addresses, work, home and cellular telephone
numbers, and Blackberry PIN numbers.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301 and Executive Order 12656 of Nov. 18, 1988 on
Assignment of Emergency Preparedness Responsibilities.
PURPOSE(S):
The purpose of this system of records is to maintain emergency
contact information for current members, employees and selected
contractors of the Commission. The system provides for high-speed
message delivery that reaches all Commission personnel in response to
threat alerts issued by the Department of Homeland Security, weather
related emergencies or other critical situations that disrupt the
operations and accessibility of a worksite. The system also provides
for personnel accountability during an emergency, through personnel
sign-in and rapid alert and notification.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSE OF SUCH USES:
In addition to the conditions of disclosure under 5 U.S.C. 552a(b),
Commission staff may provide these records to any Federal government
authority for the purpose of coordinating and reviewing agency
continuity of operations plans or emergency contingency plans developed
for responding to Department of Homeland Security threat alerts,
weather related emergencies or other critical situations.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in a computerized database and on paper.
Paper documents are kept in filing cabinets in secured facilities.
[[Page 6111]]
RETRIEVABILITY:
Records may be retrieved by the individual's name or by the
categories listed above under ``Categories of Records in the System.''
SAFEGUARDS:
Records are safeguarded by restricted computer passwords, locked
file cabinets, and safes. Access to the records is restricted to those
who require the records in the performance of official duties related
to the purposes for which the system is maintained.
RETENTION AND DISPOSAL:
Periodic purging and disposal of those records concerning
individuals no longer members, employees or contractors of the
Commission. Otherwise, records are retained and disposed of in
accordance with the appropriate National Archives and Records
Administration General Records Schedules.
SYSTEM MANAGER(S) AND ADDRESS:
Executive Director, Office of the Executive Director, U.S.
Securities and Exchange Commission, 100 F Street, NE., Washington, DC
20549-1627.
NOTIFICATION PROCEDURES:
All requests to determine whether this system of records contains a
record pertaining to the requesting individual may be directed to the
Privacy Act Officer, U.S. Securities and Exchange Commission,
Operations Center, 6432 General Green Way, Mail Stop 0-7, Alexandria,
VA 22312-2413.
RECORD ACCESS PROCEDURES:
Persons wishing to obtain information on the procedures for gaining
access to or contesting the contents of this record may contact the
Privacy Act Officer, U.S. Securities and Exchange Commission,
Operations Center, 6432 General Green Way, Mail Stop 0-7, Alexandria,
VA 22312-2413.
CONTESTING RECORDS PROCEDURES:
See record access procedures above.
RECORD SOURCE CATEGORIES:
Information is provided by current members and employees of the
Commission and selected contractors.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
Dated: January 31, 2006.
By the Commission.
Nancy M. Morris,
Secretary.
[FR Doc. E6-1574 Filed 2-3-06; 8:45 am]
BILLING CODE 8010-01-P
