Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations, 4391 [E6-966]
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Federal Register / Vol. 71, No. 17 / Thursday, January 26, 2006 / Notices
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the Exchange consents,
the Commission will:
(A) By order approve such proposed
rule change, as amended, or
(B) institute proceedings to determine
whether the proposed rule change, as
amended, should be disapproved.
IV. Solicitation of Comments
inspection and copying at the principal
office of the Amex. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Amex–
2005–075 and should be submitted on
or before February 16, 2006.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.9
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E6–968 Filed 1–25–06; 8:45 am]
BILLING CODE 8010–01–P
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change, as amended, is consistent with
the Act. Comments may be submitted by
any of the following methods:
Electronic Comments
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–53092A; File No. SR–
CBOE–2005–105]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing of
Proposed Rule Change Relating to the
CBOE’s Membership Rules for Foreign
Member Organizations
Paper Comments
rwilkins on PROD1PC63 with NOTICES
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Amex–2005–075 on the
subject line.
Correction
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
Station Place, 100 F Street, NE.,
Washington, DC 20549–9303.
All submissions should refer to File
Number SR–Amex–2005–075. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Section, Station Place, 100 F Street, NE.,
Washington, DC 20549. Copies of such
filing also will be available for
VerDate Aug<31>2005
16:10 Jan 25, 2006
Jkt 205001
January 19, 2006.
FR Doc. E6–465, issued on January 18,
2006 on page 2963, regarding Securities
Exchange Act Release No. 53092,
incorrectly cited the date of the notice
as January 10, 2005. The date should
read January 10, 2006.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.1
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E6–966 Filed 1–25–06; 8:45 am]
4391
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–53152; File No. SR–NYSE–
2005–75]
Self-Regulatory Organizations; New
York Stock Exchange, Inc.; Order
Granting Approval to a Proposed Rule
Change Relating to Section 802.01E of
the Listed Company Manual
Concerning Continued Listing of
Companies That Fail to File Their
Securities Exchange Act of 1934
Annual Reports in a Timely Manner
January 19, 2006.
I. Introduction
On October 26, 2005, the New York
Stock Exchange, Inc. (‘‘NYSE’’ or
‘‘Exchange’’) submitted to the Securities
and Exchange Commission
(‘‘Commission’’ or ‘‘SEC’’), pursuant to
Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change relating to amendments to the
Listed Company Manual procedures
applicable to companies that fail to file
in a timely manner their annual report
required by the Act. The proposed rule
change was published for public
comment in the Federal Register on
November 16, 2005.3 The Commission
received four comments regarding the
proposed rule change.4 On December
14, 2005, the Exchange submitted a
response to the comments.5 This order
approves the proposed rule change.
II. Description of the Proposed Rule
Change
The Exchange recently amended
Section 802.01E of the NYSE’s Listed
Company Manual, which codifies the
Exchange’s procedures relating to
situations where companies fail to
satisfy the Commission’s filing
requirements for annual reports on
Forms 10–K, 10–KSB, 20–F, 40–F, or NCSR in a timely manner.
BILLING CODE 8010–01–P
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 52760
(November 10, 2005), 70 FR 69617.
4 See comments from James J. Angel (‘‘Angel’’),
Associate Professor of Finance, McDonough School
of Business, Georgetown University, dated
December 5, 2005 (‘‘Angel Letter’’); Steve Berman
(‘‘Berman’’), SRIC-Atlantic Trust, dated December 6,
2005 (‘‘Berman Letter’’); Edward S. Knight,
Executive Vice President and General Counsel, The
Nasdaq Stock Market, Inc. (‘‘Nasdaq’’), dated
December 7, 2005 (‘‘Nasdaq Letter’’); and Mark
Patterson (‘‘Patterson’’), Managing Director, NWQ
Investment Management, LLC, dated December 7,
2005 (‘‘Patterson Letter’’).
5 See letter from Mary Yaeger, Assistant Secretary,
NYSE, to Jonathan G. Katz, Secretary, Commission,
dated December 14, 2005 (‘‘NYSE Response
Letter’’).
2 17
9 17
1 17
PO 00000
CFR 200.30–3(a)(12).
CFR 200.30–3(a)(12).
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]]>Agencies
[Federal Register Volume 71, Number 17 (Thursday, January 26, 2006)]
[Notices]
[Page 4391]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-966]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-53092A; File No. SR-CBOE-2005-105]
Self-Regulatory Organizations; Chicago Board Options Exchange,
Incorporated; Notice of Filing of Proposed Rule Change Relating to the
CBOE's Membership Rules for Foreign Member Organizations
January 19, 2006.
Correction
FR Doc. E6-465, issued on January 18, 2006 on page 2963, regarding
Securities Exchange Act Release No. 53092, incorrectly cited the date
of the notice as January 10, 2005. The date should read January 10,
2006.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\1\
---------------------------------------------------------------------------
\1\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E6-966 Filed 1-25-06; 8:45 am]
BILLING CODE 8010-01-P
