Issuer Delisting; Notice of Application of Pioneer Kabushiki Kaisha (English Translation, Pioneer Corporation) To Withdraw Its Common Stock (Each Represented by One American Depositary Share), From Listing and Registration on the New York Stock Exchange, Inc., 77203-77204 [E5-8057]
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Federal Register / Vol. 70, No. 249 / Thursday, December 29, 2005 / Notices
Filing Date: The application was filed
on November 22, 2005.
Applicant’s Address: 65 Froehlich
Farm Blvd., Woodbury, NY 11797.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Jonathan G. Katz,
Secretary.
[FR Doc. E5–8054 Filed 12–28–05; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
[File No. 1–09700]
Issuer Delisting; Notice of Application
of The Charles Schwab Corporation To
Withdraw Its Common Stock, $.01 Par
Value, From Listing and Registration
on the New York Stock Exchange, Inc.
December 22, 2005.
wwhite on PROD1PC65 with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/delist.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include the
File Number 1–09700 or;
BILLING CODE 8010–01–P
On December 16, 2005, The Charles
Schwab Corporation, a Delaware
corporation (‘‘Issuer’’), filed an
application with the Securities and
Exchange Commission (‘‘Commission’’),
pursuant to Section 12(d) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 12d2–2(d)
thereunder,2 to withdraw its common
stock, $.01 par value (‘‘Security’’), from
listing and registration on the New York
Stock Exchange, Inc. (‘‘NYSE’’).
On December 9, 2005, the Board of
Directors (‘‘Board’’) of the Issuer
unanimously approved a resolution to
withdraw the Security from listing and
registration on NYSE and to continue to
list the Security on the Nasdaq National
Market (‘‘Nasdaq’’). The Issuer stated
that it has determined that Nasdaq’s
electronic trading platform is the
preferred marketplace for investors
trading the Security.
The Issuer stated that it has complied
with the requirements of NYSE’s rules
governing an issuer’s voluntary
withdrawal of a security from listing
and registration by obtaining approval
from the Board and by providing NYSE
with a copy of the Board resolution
prior to filing the application.
The Issuer’s application relates solely
to the withdrawal of the Security from
listing on NYSE and from registration
under Section 12(b) of the Act,3 and
shall not affect its obligation to be
registered under Section 12(g) of the
Act.4
Any interested person may, on or
before January 17, 2006, comment on
U.S.C. 78l(d).
CFR 240.12d2–2(d).
3 15 U.S.C. 78l(b).
4 15 U.S.C. 78l(g).
the facts bearing upon whether the
application has been made in
accordance with the rules of NYSE, and
what terms, if any, should be imposed
by the Commission for the protection of
investors. All comment letters may be
submitted by either of the following
methods:
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–9303.
All submissions should refer to File
Number 1–09700. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/delist.shtml).
Comments are also available for public
inspection and copying in the
Commission’s Public Reference Room.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
The Commission, based on the
information submitted to it, will issue
an order granting the application after
the date mentioned above, unless the
Commission determines to order a
hearing on the matter.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.5
Jonathan G. Katz,
Secretary.
[FR Doc. E5–8049 Filed 12–28–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 1–07616]
Issuer Delisting; Notice of Application
of Pioneer Kabushiki Kaisha (English
Translation, Pioneer Corporation) To
Withdraw Its Common Stock (Each
Represented by One American
Depositary Share), From Listing and
Registration on the New York Stock
Exchange, Inc.
December 22, 2005.
On December 13, 2005, Pioneer
Kabushiki Kaisha (English translation,
Pioneer Corporation), a company
incorporated under the laws of Japan
(‘‘Issuer’’), filed an application with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
12(d) of the Securities Exchange Act of
1934 (‘‘Act’’) 1 and Rule 12d2–2(d)
thereunder,2 to withdraw its common
stock (each represented by one
American Depositary Share)
(‘‘Security’’), from listing and
registration on the New York Stock
Exchange, Inc. (‘‘NYSE’’).
On December 8, 2005, the Board of
Directors (‘‘Board’’) of the Issuer
approved a resolution to withdraw the
Security from listing and registration on
the NYSE. The Issuer stated that the
Board decided to withdraw the Security
from listing on NYSE as part of a global
restructuring of the Issuer’s operations
which includes, among other initiatives,
maintaining the listing of the Security
solely on the Tokyo Stock Exchange.
The Issuer stated that the Security will
continue to list on the Tokyo Stock
Exchange, its principal trading market.
The Issuer stated in its application
that it has complied with the NYSE’s
rules governing an issuer’s voluntary
withdrawal of a security from listing
and registration by complying with all
applicable laws in effect in Japan, and
by providing the NYSE with the
required documents governing the
removal of securities from listing and
registration on the NYSE.
The Issuer’s application relates solely
to the withdrawal of the Security from
listing on NYSE and from registration
under Section 12(b) of the Act,3 and
shall not affect its obligation to be
registered under Section 12(g) of the
Act.4
Any interested person may, on or
before January 17, 2006, comment on
the facts bearing upon whether the
application has been made in
1 15
1 15
2 17
2 17
VerDate Aug<31>2005
18:56 Dec 28, 2005
5 17
Jkt 208001
PO 00000
U.S.C. 78l(d).
CFR 240.12d2–2(d).
3 15 U.S.C. 78l(b).
4 15 U.S.C. 78l(g).
CFR 200.30–3(a)(1).
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Fmt 4703
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77203
E:\FR\FM\29DEN1.SGM
29DEN1
77204
Federal Register / Vol. 70, No. 249 / Thursday, December 29, 2005 / Notices
accordance with the rules of NYSE, and
what terms, if any, should be imposed
by the Commission for the protection of
investors. All comment letters may be
submitted by either of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/delist.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include the
File Number 1–07616 or;
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
450 Fifth Street, NW., Washington, DC
20549–0609.
All submissions should refer to File
Number 1–07616. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/delist.shtml).
Comments are also available for public
inspection and copying in the
Commission’s Public Reference Room.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
The Commission, based on the
information submitted to it, will issue
an order granting the application after
the date mentioned above, unless the
Commission determines to order a
hearing on the matter.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.5
Jonathan G. Katz,
Secretary.
[FR Doc. E5–8057 Filed 12–28–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 1–15196]
wwhite on PROD1PC65 with NOTICES
Issuer Delisting; Notice of Application
of Provident Energy Trust To Withdraw
Its Trust Units, No Par Value, From
Listing and Registration on the
American Stock Exchange LLC
December 22, 2005.
On December 8, 2005, Provident
Energy Trust, an Alberta Trust,
(‘‘Issuer’’), filed an application with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
12(d) of the Securities Exchange Act of
1934 (‘‘Act’’) 1 and Rule 12d2–2(d)
thereunder,2 to withdraw its trust units,
no par value (‘‘Security’’), from listing
and registration on the American Stock
Exchange LLC (‘‘Amex’’).
On October 11, 2005, the Board of
Directors (‘‘Board’’) of the Issuer
unanimously approved a resolution to
withdraw the Security from listing on
Amex and list the Security on the New
York Stock Exchange, Inc. (‘‘NYSE’’).
The Issuer stated that the Board believes
moving to NYSE will provide greater
access to capital markets, improve the
visibility and liquidity of the Security,
and provide a platform for anticipated
future growth.
The Issuer stated in its application
that it has met the requirements of
Amex Rule 18 by complying with all
applicable laws in effect in the Province
of Alberta, Canada, in which it is
organized, and by providing written
notice of withdrawal to Amex.
The Issuer’s application relates solely
to the withdrawal of the Security from
listing on Amex, and shall not affect its
continued listing on NYSE or its
obligation to be registered under Section
12(b) of the Act.3
Any interested person may, on or
before January 17, 2006, comment on
the facts bearing upon whether the
application has been made in
accordance with the rules of Amex, and
what terms, if any, should be imposed
by the Commission for the protection of
investors. All comment letters may be
submitted by either of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/delist.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include the
File Number 1–15196 or;
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–9303.
All submissions should refer to File
Number 1–15196. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
CFR 200.30–3(a)(1).
VerDate Aug<31>2005
18:56 Dec 28, 2005
Jkt 208001
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.4
Jonathan G. Katz,
Secretary.
[FR Doc. E5–8051 Filed 12–28–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–52994; File No. SR–Amex–
2005–122]
Self-Regulatory Organizations;
American Stock Exchange LLC; Notice
of Filing and Immediate Effectiveness
of a Proposed Rule Change and
Amendment Nos. 1 and 2 Thereto
Relating to Exchange Traded Fund
Transaction Charges
December 21, 2005.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on November
29, 2005, the American Stock Exchange
LLC (‘‘Amex’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the Exchange.
On December 14, 2005, the Amex
submitted Amendment No. 1 to the
proposed rule change. On December 21,
2005, the Amex submitted Amendment
No. 2 to the proposed rule change. The
Amex has designated this proposal, as
amended, as one changing a fee
imposed by the Amex under section
19(b)(3)(A)(ii) of the Act 3 and Rule 19b–
4(f)(2) thereunder,4 which renders the
proposal effective upon filing with the
4 17
CFR 200.30–3(a)(1).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(ii).
4 17 CFR 240.19b–4(f)(2).
1 15
1 15
U.S.C. 78l(d).
CFR 240.12d2–2(d).
3 15 U.S.C. 781(b).
2 17
5 17
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/delist.shtml).
Comments are also available for public
inspection and copying in the
Commission’s Public Reference Room.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
The Commission, based on the
information submitted to it, will issue
an order granting the application after
the date mentioned above, unless the
Commission determines to order a
hearing on the matter.
PO 00000
Frm 00087
Fmt 4703
Sfmt 4703
E:\FR\FM\29DEN1.SGM
29DEN1
Agencies
[Federal Register Volume 70, Number 249 (Thursday, December 29, 2005)]
[Notices]
[Pages 77203-77204]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-8057]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 1-07616]
Issuer Delisting; Notice of Application of Pioneer Kabushiki
Kaisha (English Translation, Pioneer Corporation) To Withdraw Its
Common Stock (Each Represented by One American Depositary Share), From
Listing and Registration on the New York Stock Exchange, Inc.
December 22, 2005.
On December 13, 2005, Pioneer Kabushiki Kaisha (English
translation, Pioneer Corporation), a company incorporated under the
laws of Japan (``Issuer''), filed an application with the Securities
and Exchange Commission (``Commission''), pursuant to Section 12(d) of
the Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d2-2(d)
thereunder,\2\ to withdraw its common stock (each represented by one
American Depositary Share) (``Security''), from listing and
registration on the New York Stock Exchange, Inc. (``NYSE'').
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78l(d).
\2\ 17 CFR 240.12d2-2(d).
---------------------------------------------------------------------------
On December 8, 2005, the Board of Directors (``Board'') of the
Issuer approved a resolution to withdraw the Security from listing and
registration on the NYSE. The Issuer stated that the Board decided to
withdraw the Security from listing on NYSE as part of a global
restructuring of the Issuer's operations which includes, among other
initiatives, maintaining the listing of the Security solely on the
Tokyo Stock Exchange. The Issuer stated that the Security will continue
to list on the Tokyo Stock Exchange, its principal trading market.
The Issuer stated in its application that it has complied with the
NYSE's rules governing an issuer's voluntary withdrawal of a security
from listing and registration by complying with all applicable laws in
effect in Japan, and by providing the NYSE with the required documents
governing the removal of securities from listing and registration on
the NYSE.
The Issuer's application relates solely to the withdrawal of the
Security from listing on NYSE and from registration under Section 12(b)
of the Act,\3\ and shall not affect its obligation to be registered
under Section 12(g) of the Act.\4\
---------------------------------------------------------------------------
\3\ 15 U.S.C. 78l(b).
\4\ 15 U.S.C. 78l(g).
---------------------------------------------------------------------------
Any interested person may, on or before January 17, 2006, comment
on the facts bearing upon whether the application has been made in
[[Page 77204]]
accordance with the rules of NYSE, and what terms, if any, should be
imposed by the Commission for the protection of investors. All comment
letters may be submitted by either of the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
www.sec.gov/rules/delist.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
the File Number 1-07616 or;
Paper Comments
Send paper comments in triplicate to Jonathan G. Katz,
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW.,
Washington, DC 20549-0609.
All submissions should refer to File Number 1-07616. This file number
should be included on the subject line if e-mail is used. To help us
process and review your comments more efficiently, please use only one
method. The Commission will post all comments on the Commission's
Internet Web site (https://www.sec.gov/rules/delist.shtml). Comments are
also available for public inspection and copying in the Commission's
Public Reference Room. All comments received will be posted without
change; we do not edit personal identifying information from
submissions. You should submit only information that you wish to make
available publicly.
The Commission, based on the information submitted to it, will
issue an order granting the application after the date mentioned above,
unless the Commission determines to order a hearing on the matter.
For the Commission, by the Division of Market Regulation,
pursuant to delegated authority.\5\
---------------------------------------------------------------------------
\5\ 17 CFR 200.30-3(a)(1).
---------------------------------------------------------------------------
Jonathan G. Katz,
Secretary.
[FR Doc. E5-8057 Filed 12-28-05; 8:45 am]
BILLING CODE 8010-01-P