Sunshine Act Meetings, 69365 [05-22658]
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Federal Register / Vol. 70, No. 219 / Tuesday, November 15, 2005 / Notices
which the Issuer is incorporated, and by
filing the required documents governing
the withdrawal of securities from listing
and registration on BSE.
The Issuer’s application relates solely
to withdrawal of the Security from
listing on BSE and from registration
under section 12(b) of the Act,3 and
shall not affect its obligation to be
registered under section 12(g) of the
Act.4
Any interested person may, on or
before December 5, 2005, comment on
the facts bearing upon whether the
application has been made in
accordance with the rules of BSE, and
what terms, if any, should be imposed
by the Commission for the protection of
investors. All comment letters may be
submitted by either of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/delist.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include the
File Number 1–08366; or
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
450 Fifth Street, NW., Washington, DC
20549–9303. All submissions should
refer to File Number 1–08366. This file
number should be included on the
subject line if e-mail is used. To help us
process and review your comments
more efficiently, please use only one
method. The Commission will post all
comments on the Commission’s Internet
Web site (https://www.sec.gov/rules/
delist.shtml). Comments are also
available for public inspection and
copying in the Commission’s Public
Reference Room. All comments received
will be posted without change; we do
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly.
The Commission, based on the
information submitted to it, will issue
an order granting the application after
the date mentioned above, unless the
Commission determines to order a
hearing on the matter.
3 15
4 15
U.S.C. 78l(b).
U.S.C. 78l(g).
VerDate Aug<31>2005
15:50 Nov 14, 2005
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.5
Jonathan G. Katz,
Secretary.
[FR Doc. E5–6265 Filed 11–14–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold the following
meetings during the week of November
14, 2005:
An Open Meeting will be held on Monday,
November 14, 2005 at 11 a.m. in Room
10800, and Closed Meetings will be held on
Tuesday, November 15, 2005 at 3 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meetings. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (9)(B), and
(10) and 17 CFR 200.402(a)(3), (5), (7),
9(ii) and (10) permit consideration of
the scheduled matters at the Closed
Meetings.
Commissioner Campos, as duty
officer, voted to consider the items
listed for the closed meeting in closed
sessions and that no earlier notice
thereof was possible.
The subject matter of the Open
Meeting scheduled for Monday,
November 14, 2005 will be:
The Commission will hear oral argument
on an appeal by the Division of Enforcement
from the decision of an administrative law
judge. The law judge dismissed the
Division’s charges against William Kissinger,
who was formerly a registered representative
and office of supervisory jurisdiction
principal of registered broker-dealer IFG
Network Securities, Inc. (‘‘IFG’’), and who
was associated with Kissinger Advisory,
formerly a registered investment adviser. The
Division alleged that Kissinger violated
section 17(a) of the Securities Act of 1933,
section 10(b) of the Securities Exchange Act
of 1934 and Rule 10b–5 thereunder, and that
he aided and abetted Kissinger Advisory’s
violations of Sections 206(1) and 206(2) of
the Investment Advisers Act of 1940. The
Division maintains that Kissinger failed to
disclose material information in connection
with his sale of Class B shares of certain
5 17
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CFR 200.30–3(a)(1).
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69365
mutual funds to six customers in 1999 and
2000. The law judge also dismissed the
Division’s charges that IFG and David
Ledbetter, IFG’s president from 1989 to 2000,
had failed reasonably to supervise Kissinger
with a view to preventing his violations of
the antifraud provisions, as required by
Sections 15(b)(4)(E) and 15(b)(6) of the
Exchange Act.
Among the issues likely to be argued are
whether Kissinger violated the antifraud
provisions of the federal securities laws,
whether IFG and Ledbetter failed reasonably
to supervise Kissinger and, if violations are
found, whether it is in the public interest to
impose sanctions.
The subject matter of the Closed
Meeting scheduled for Tuesday,
November 15, 2005 will be:
Report of an investigation.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: November 9, 2005.
Jonathan G. Katz,
Secretary.
[FR Doc. 05–22658 Filed 11–9–05; 4:29 pm]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting Federal Register
Citation of Previous Announcement:
[To be published]
Closed meeting.
100 F Street, NE., Washington,
STATUS:
PLACE:
DC.
ANNOUNCEMENT OF ADDITIONAL MEETING:
Additional meeting.
An additional closed meeting has
been scheduled for Thursday, November
17, 2005 at 2:15 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (9)(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10) permit consideration of the
scheduled matter at the closed meeting.
Commissioner Campos, as duty
officer, voted to consider the items
listed for the closed meeting in closed
session.
E:\FR\FM\15NON1.SGM
15NON1
]]>Agencies
[Federal Register Volume 70, Number 219 (Tuesday, November 15, 2005)]
[Notices]
[Page 69365]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-22658]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold the following meetings during the
week of November 14, 2005:
An Open Meeting will be held on Monday, November 14, 2005 at 11
a.m. in Room 10800, and Closed Meetings will be held on Tuesday,
November 15, 2005 at 3 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meetings.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10) permit consideration of the
scheduled matters at the Closed Meetings.
Commissioner Campos, as duty officer, voted to consider the items
listed for the closed meeting in closed sessions and that no earlier
notice thereof was possible.
The subject matter of the Open Meeting scheduled for Monday,
November 14, 2005 will be:
The Commission will hear oral argument on an appeal by the
Division of Enforcement from the decision of an administrative law
judge. The law judge dismissed the Division's charges against
William Kissinger, who was formerly a registered representative and
office of supervisory jurisdiction principal of registered broker-
dealer IFG Network Securities, Inc. (``IFG''), and who was
associated with Kissinger Advisory, formerly a registered investment
adviser. The Division alleged that Kissinger violated section 17(a)
of the Securities Act of 1933, section 10(b) of the Securities
Exchange Act of 1934 and Rule 10b-5 thereunder, and that he aided
and abetted Kissinger Advisory's violations of Sections 206(1) and
206(2) of the Investment Advisers Act of 1940. The Division
maintains that Kissinger failed to disclose material information in
connection with his sale of Class B shares of certain mutual funds
to six customers in 1999 and 2000. The law judge also dismissed the
Division's charges that IFG and David Ledbetter, IFG's president
from 1989 to 2000, had failed reasonably to supervise Kissinger with
a view to preventing his violations of the antifraud provisions, as
required by Sections 15(b)(4)(E) and 15(b)(6) of the Exchange Act.
Among the issues likely to be argued are whether Kissinger
violated the antifraud provisions of the federal securities laws,
whether IFG and Ledbetter failed reasonably to supervise Kissinger
and, if violations are found, whether it is in the public interest
to impose sanctions.
The subject matter of the Closed Meeting scheduled for Tuesday,
November 15, 2005 will be:
Report of an investigation.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: November 9, 2005.
Jonathan G. Katz,
Secretary.
[FR Doc. 05-22658 Filed 11-9-05; 4:29 pm]
BILLING CODE 8010-01-P
