Federal Motor Vehicle Safety Standards; Motorcycle Controls and Displays, 51286-51300 [05-17103]
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Federal Register / Vol. 70, No. 167 / Tuesday, August 30, 2005 / Rules and Regulations
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BILLING CODE 6560–50–U
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 571
[Docket No. NHTSA–03–15073]
RIN 2127–AI67
Federal Motor Vehicle Safety
Standards; Motorcycle Controls and
Displays
National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Final rule.
AGENCY:
SUMMARY: In this document, we
(NHTSA) amend the Federal motor
vehicle safety standard on motorcycle
controls and displays to require that the
rear brake control on scooters without a
clutch be located on the left handlebar.
In doing so, we have selected the second
of two alternative proposals that were
set forth in a notice of proposed
rulemaking published in November
2003. This final rule also includes
requirements for motorcycles with
single-point (combined) braking for
supplemental rear brake controls.
This final rule also makes two
additional minor changes to the
standard. The first change removes a
potentially confusing abbreviation, and
the second change clarifies
requirements for motorcycle
speedometer labeling.
DATES: This final rule takes effect
August 30, 2006. Optional compliance
is available as of August 30, 2005.
Any petitions for reconsideration of
today’s final rule must be received by
NHTSA no later than October 14, 2005.
ADDRESSES: Petitions for reconsideration
of today’s final rule should refer to the
docket number for this action and be
submitted to: Administrator, National
Highway Traffic Safety Administration,
400 Seventh St., SW., Washington, DC
20590.
FOR FURTHER INFORMATION CONTACT:
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For non-legal issues, you may call Mr.
Michael Pyne, Office of Crash
Avoidance Standards at (202) 366–4171.
His fax number is (202) 366–7002.
For legal issues, you may call Ms.
Dorothy Nakama, Office of the Chief
Counsel at (202) 366–2992. Her fax
number is (202) 366–3820.
You may send mail to both of these
officials at National Highway Traffic
Safety Administration, 400 Seventh St.,
SW., Washington, DC, 20590.
SUPPLEMENTARY INFORMATION:
C. Executive Order 13045 (Economically
Significant Rules Affecting Children)
D. Executive Order 12988 (Civil Justice
Reform)
E. Regulatory Flexibility Act
F. National Environmental Policy Act
G. Paperwork Reduction Act
H. National Technology Transfer and
Advancement Act
I. Unfunded Mandates Reform Act of 1995
J. Plain Language
K. Regulation Identifier Number (RIN)
Regulatory Text
Table of Contents
I. What Does FMVSS No. 123 Require at
Present?
II. How This Rulemaking Began—Granting
Vectrix’s Petition
III. Notice of Proposed Rulemaking (NPRM)—
The Regulatory Alternatives for Rear
Brake Control Location
A. Alternative I
B. Alternative II
C. Supplemental Rear Brake Controls
D. Motorcycles With Integrated Brake
Controls
1. The Honda Petition for Temporary
Exemption
2. Supplemental Controls on Integrated
Braking Systems
3. Request for Comments on New
Developments in Motorcycle Integrated
Braking Systems
IV. Comments on the NPRM and NHTSA
Response
A. Comments on Alternative I
1. Public Comments
2. NHTSA’s Response to the Comments
B. Comments on Alternative II
1. Public Comments
2. NHTSA’s Response to the Comments
a. ECE Regulation No. 60 Definitions That
NHTSA Reviewed
b. Maximum Speed Characteristic
c. Other Design Characteristics
d. Need for an Enhanced Scooter Definition
e. New Step-Through Architecture
Criterion for Defining Scooters
Criterion for Defining Scooters
C. Other Issues
1. Single-Point (Combined) Braking
2. Supplemental Rear Brake Controls
3. Minor Revision to Table 1
4. Minor Revisions to Table 3
V. Final Rule
VI. Leadtime
VII. Statutory Basis for the Final Rule
VIII. Regulatory Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
B. Executive Order 13132 (Federalism)
Federal Motor Vehicle Safety
Standard (FMVSS) No. 123, Motorcycle
Controls and Displays, specifies
requirements for the location, operation,
identification, and illumination of
motorcycle controls and displays. The
purpose of FMVSS No. 123 is to
minimize accidents caused by operator
error in responding to the motoring
environment, by standardizing certain
motorcycle controls and displays.
Among other requirements, FMVSS
No. 123 (at S5.2.1, Table 1) requires the
control for a motorcycle’s rear brakes to
be located on the right side of the
motorcycle and be operable by the
rider’s right foot. Section S5.2.1 at Table
1 also requires the control for a
motorcycle’s front brakes to be located
on the right handlebar.
Although the rear brake control is
generally operated by the rider’s right
foot, FMVSS No. 123 permits a ‘‘motordriven cycle’’ 1 to have its rear brake
controlled by a lever on the left
handlebar. FMVSS No. 123 also states
that, if a motorcycle has an ‘‘automatic
clutch’’ (i.e., a transmission which
eliminates the need for a clutch lever)
and a supplemental rear brake control
(in addition to the right foot control),
the supplemental control must be
located on the left handlebar. If a
motorcycle is equipped with a single
control for both the front and rear
brakes, that control must be located and
operable in the same manner as a rear
brake control.
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I. What Does FMVSS No. 123 Require
at Present?
1 ‘‘A motorcycle with a motor that produces five
brake horsepower or less’’ (49 CFR 571.3).
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II. How This Rulemaking Began—
Granting Vectrix’s Petition
As described in the notice of
proposed rulemaking (NPRM) published
in the Federal Register (68 FR 65667) on
November 21, 2003, this rulemaking
began with NHTSA’s decision to grant
a petition for rulemaking from Vectrix
Corporation. We granted the petition in
light of a number of petitions we
received requesting temporary
exemption from the rear brake location
requirement of FMVSS No. 123, i.e.,
temporary exemptions from S5.2.1
(Table 1) of FMVSS No. 123. These
petitions have come from manufacturers
of scooters with automatic
transmissions and handlebar-mounted
brake controls, which is a common
arrangement for scooters sold in Europe,
Asia, and other parts of the world
outside of the United States. These
manufacturers wished to sell their
scooters in the United States but were
prevented from doing so by the
requirement that motorcycles be
equipped with a right foot control for
the rear brake.
NHTSA then focused its discussion
on the first manufacturer, Aprilia S.p.A.
of Noale, Italy, to petition for a
temporary exemption from S5.2.1 (Table
1) of FMVSS No. 123. For the rear
brakes, Aprilia’s Leonardo 150
motorcycle had a left handlebar control,
not the right foot control specified in
FMVSS No. 123. Aprilia petitioned to be
permitted to use the left handlebar as
the location for the rear brake control for
the Leonardo 150. The Leonardo’s 150
cc engine produces more than the five
horsepower maximum permitted for
motor-driven cycles, so it was not
permitted to have its rear brake
controlled by a lever on the left
handlebar.
When NHTSA received Aprilia’s
petition, there was little current
information available on motorcycle
crashes with adequate detail to identify
relevant issues such as to what extent
riders’ unfamiliarity with motorcycle
controls results in crashes. As part of
our consideration of the petition, we
reviewed the available studies, and
concluded that they did not show a
connection between rear brake control
location and crashes. Before we granted
Aprilia’s petition for temporary
exemption for the Leonardo 150, we
asked Aprilia to comment on our
concern that differing rear brake control
locations may contribute to
unfamiliarity with a motorcycle’s
controls and thus degrade a rider’s
overall braking reaction beyond what
would exist on a motorcycle with a
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conventionally configured (right foot
operable) control.
Aprilia responded by hiring Carter
Engineering of Franklin, Tennessee, to
conduct a study comparing braking
reaction times of riders on an Aprilia
scooter without a foot brake and a
conventional scooter with a foot brake.
The report on that effort, ‘‘Motor Scooter
Braking Control Study’’ (Report No. CE–
99-APR–05, May 1999), may be
reviewed at https://dms.dot.gov, Docket
No. NHTSA–98–4357.
The Carter Engineering report
appeared to show that American riders
do not seem to hesitate in using a left
handlebar-mounted rear brake control
and that riders may actually gain some
benefit in their braking response time.
Based in part on the Carter Engineering
study, we granted the Aprilia petition,
interpreting the Carter Engineering
report as an indication that the
Leonardo 150 rider’s braking response
was not likely to be degraded by the
different placement of the brake
controls.
III. Notice of Proposed Rulemaking
(NPRM)—The Regulatory Alternatives
for Rear Brake Control Location
With the motorcycle crash causation
studies and Carter Engineering tests as
background, in a notice of proposed
rulemaking (NPRM) published on
November 21, 2003 (68 FR 65667) [DOT
Docket No. NHTSA–03–15075], we
proposed two regulatory alternatives for
the rear brake control location. We
stated that after considering the
comments on this proposal, we
contemplated adopting one of the
alternatives in the final rule. For a full
description of each of the proposed
alternatives, please see the NPRM at 68
FR pages 65,669 through 65,670.
A. Alternative I
As the first alternative, we proposed
that FMVSS No. 123 would specify two
brake control configurations. The factor
determining which of the two
configurations the motorcycle
manufacturer must use would be
dependent on whether the motorcycle is
equipped with a clutch lever.
Motorcycles with a clutch lever would
be required to have the rear brake
control on the right side operated by the
rider’s right foot. Motorcycles without a
clutch lever would be required to have
the rear brake control on the left
handlebar and would have the option of
a supplemental control on the right side
operated by the rider’s right foot. For the
front brake control, FMVSS No. 123
would continue to require a lever on the
right handlebar in all cases.
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B. Alternative II
For the second alternative, we
proposed a regulatory approach for the
U.S. similar to that specified in
European countries and in Japan. We
proposed that FMVSS No. 123 would
require that scooters without manual
clutch levers have their rear brake
control located on the left handlebar.
This alternative would define ‘‘scooter’’
as a subset of motorcycles. We proposed
to use the ‘‘platform’’ on a motorcycle
as the characteristic distinguishing
‘‘scooters’’ from ‘‘motorcycles.’’ As
further explained below, the ECE
regulation allows the left handlebar
location that we proposed to require
under this alternative. Specifying the
left handlebar location for the rear brake
control would result in greater
international harmonization.
We also discussed how scooters can
be distinguished from other
motorcycles. First, we noted that
scooters have a step-through frame
architecture that leaves the space
directly in front of the rider’s seat
largely open to allow the rider to mount
the seat without having to swing a leg
over it. In contrast, other motorcycles
almost always have their gas tanks and
engines located in the space forward of
the seat and have rigid frame members
located there.
Second, scooters are characterized by
having platforms or floorboards for the
rider’s feet built into the body structure.
The platforms are in contrast to the foot
pegs used on other motorcycles. Some
other motorcycles may be equipped
with individual platforms or floorboards
for each of the rider’s feet, but the
individual platforms usually are not
part of the body structure of the
motorcycle as are the platforms on a
scooter.
We also noted that although they are
usually smaller than full-sized
motorcycles, scooters often have engines
generating more than five horsepower.
Because their engines may exceed five
horsepower, scooters may not qualify as
‘‘motor-driven cycles’’ as defined in 49
CFR part 571.3.
We also described how the approach
taken in the second regulatory
alternative would achieve a measure of
international harmonization with
existing global regulations that has
previously been lacking. We noted that
most of the scooter models which have
been granted exemptions from FMVSS
No. 123’s rear brake control placement
requirements are identical to scooter
models sold in Europe and Japan.
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C. Supplemental Rear Brake Controls
also addressed supplemental rear brake
controls in the NPRM, noting that under
the second alternative, the current
requirement in S5.2.1 (‘‘If a motorcycle
with an automatic clutch is equipped
with a supplemental rear brake control,
the control shall be located on the left
handlebar.’’) would still be relevant
because most motorcycles would
continue to have a right foot pedal to
control their rear brakes, and a
supplemental rear brake control would
be located on the left handlebar if no
clutch lever was present. However,
under the second alternative, it would
be necessary to specify that, if a clutchless scooter has a supplemental rear
brake control, it must be a right foot
pedal.
D. Motorcycles With Integrated Braking
1. The Honda Petition for Temporary
Exemption
We also addressed an issue resulting
from a request for temporary exemption
from FMVSS No. 123’s right foot rear
brake control requirements from
American Honda Motor Company, Inc.
for its NSS250 scooter, also called the
‘‘Reflex.’’ The NSS250 scooter is
equipped with an integrated braking
system that replaces the dedicated rear
brake control with a control connected
to the rear brake caliper but also to one
piston of the multi-piston front caliper,
thus providing partial front brake
application along with rear brake
application. In accordance with FMVSS
No. 123, a separate front brake control
on the right handlebar activates the
remaining front caliper pistons.
At present, FMVSS No. 123 at S5.2.1
specifies that, if provided, an integrated
brake control must be located and
operable in the same manner as a rear
brake control. This provision addresses
motorcycles which have only a single
control for all braking functions, i.e.,
those without separate front and rear
brake controls. It also addresses systems
with two separate controls in which one
of the two is a control that applies
braking force to both brakes, as in the
case of the NSS250.
Under both proposed regulatory
alternatives, on any motorcycle with a
manual clutch, the control for an
integrated brake system would be
required to be on the right foot pedal
since that would be the required
location of the rear brake control. For
motorcycles without clutches, the first
alternative would require that a control
for an integrated brake system be
located on the left handlebar. Under the
second alternative, for scooters without
clutches a control for an integrated
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brake system would be required to be on
the left handlebar. For all other
motorcycles without clutches, the
second alternative would require the
integrated brake system control to be on
the right foot pedal.
On the Honda NSS250, for example,
the integrated brake system control is in
effect the rear brake control since the
integrated system acts primarily on the
rear brake caliper and is the only rear
brake control provided. The NSS250
and other motorcycles with integrated
braking systems are designed such that
the motorcycles would be able to
comply with either regulatory
alternative.
2. Supplemental Controls on Integrated
Braking Systems
Since a motorcycle could be equipped
with integrated braking as well as a
supplemental brake control, it is
necessary to specify that the
supplemental control provide the same
integrated braking effect that is provided
by the primary rear brake control.
In cases where the primary control is
an integrated control, we proposed to
add the following statement to S5.2.1:
‘‘The supplemental brake control shall
provide brake actuation identical to that
provided by the required control of
Table 1, Item 11, of this Standard.’’
Because an integrated control may be
located either on the left handlebar or
on the right foot pedal depending on
whether a motorcycle is clutchless (first
alternative) or is a clutchless scooter
(second alternative), we believe that it is
important to make the regulatory text
clear on this issue. In order to clarify
that an integrated brake control must be
located as if it were a rear brake control,
we proposed to modify the last
statement in S5.2.1 under both
regulatory alternatives as follows: ‘‘If a
motorcycle is equipped with selfproportioning or antilock braking
devices utilizing a single control for
front and rear brakes, the control shall
be located and operable in the same
manner as a rear brake control, as
specified in Table 1, Item 11, and in this
paragraph.’’ (Italicized language is new
language that would be added to the
texts of both regulatory alternatives.)
3. Request for Comments on New
Developments in Motorcycle Integrated
Braking Systems
Since the new type of braking system
on the NSS250 has generated a high
level of interest from members of the
public, the agency sought information
about alternative configurations for
motorcycle brake controls and other
anticipated developments that might
influence future brake system safety
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requirements. We requested responses
to six questions and asked for test data,
crash data, simulation data, or other
information that would support any
suggested actions in this area.
IV. Comments on the NPRM and
NHTSA’s Response
NHTSA received comments on the
NPRM from the following seven parties:
American Honda Motor Company, Inc.
(Honda); American Suzuki Motor
Corporation (Suzuki); Harley-Davidson
Motor Company (Harley-Davidson),
International Motorcycle Manufacturers
Association (IMMA), Peugeot
Motorcycles of PSA Peugeot Citroen
(Peugeot); Piaggio USA, Inc., (Piaggio),
and Yamaha Motor Corporation USA
(Yamaha). The comments can generally
be categorized as focusing on two major
issues: (1) Whether manufacturers
should have discretion in locating brake
controls and (2) the definition of
‘‘scooter.’’ The issues raised in the
public comments, and NHTSA’s
response to the comments, are discussed
below. We have also addressed several
additional comments, primarily on
supplemental rear brake controls and on
motorcycles with integrated braking.
A. Comments on Alternative I
1. Public Comments
Regarding manufacturer choice in
brake control location, the commenters
noted that both versions proposed in the
NPRM (i.e., Alternatives I and II), would
mandate a particular control
arrangement. The commenters all stated
that manufacturers should be given
some discretion in the arrangement of
brake controls. The commenters differed
on the extent to which discretion should
be provided. For example, Suzuki stated
that its main concern:
[I]s that both alternatives would mandate,
rather than permit, the left handlebar rear
brake control location for certain
motorcycles. Suzuki sees no safety benefit in
prohibiting any motorcycle from using the
rear brake control location currently required
by FMVSS No. 123 * * * Suzuki
recommends that NHTSA adopt a regulatory
requirement that is based on the first
proposed alternative, but which permits,
rather than mandates, the left handlebar
location for the rear brake control on
motorcycles without a clutch lever.
Harley-Davidson stated that
Alternative I is unacceptable. That
company does not presently sell
motorcycles with a transmission
without a clutch lever. The rear brake
on Harley-Davidson motorcycles has
been operated by the right foot pedal on
all its vehicles since the early 1970’s.
Harley-Davidson stated that the NPRM
provided no ‘‘compelling reasons’’ why
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the rear brake control location should
change on the full-sized motorcycle
offered by Harley-Davidson merely if a
clutchless transmission motorcycle were
to be offered for sale. Harley-Davidson
further stated that the option that a rear
brake control on clutchless transmission
motorcycles could be supplemented by
a second control for the right foot would
prove ‘‘troublesome,’’ adding
manufacturing complexity and creating
differences that are not readily
discernible between vehicles with and
without a clutch lever. If HarleyDavidson should market a clutchless
transmission motorcycle, Alternative I
would require it to use an arrangement
of brake controls unlike that on all other
motorcycles it presently sells, and
would be unfamiliar to its customers.
IMMA stated that since 1984,
manufacturers have been able to choose
between either a left-hand or right-foot
location for the rear brake control on
scooters sold outside the U.S. IMMA
stated that since it is not aware of any
study showing a safety problem from
manufacturers having a choice in the
rear brake control location,
manufacturers should continue to be
free ‘‘to select whichever control layout
best suits their vehicle concept.’’
Piaggio noted that the ECE regulation
permits either the left hand or the right
foot placement for the rear brake
control. Piaggio stated:
[M]any examples can be found of vehicles
adopting both of the aforementioned
configurations. To our knowledge, we are not
aware of any study, which has shown that
this particular policy has caused operator
confusion or compromised safety in any way.
On the other hand our experience has shown
that whenever a rider is presented with a
new scooter, he/she rapidly adapts him/
herself to the riding characteristics and input
requirements of the new bike. It is therefore
our opinion that the manufacturer should be
allowed to adopt the layout which best
satisfies the technical requirements for the
vehicle.
Yamaha did not specify whether it
favored Alternatives I or II, but
recommended three possible
arrangements for motorcycle brake
controls which were the most common
ones.2 Yamaha stated that a
manufacturer should be able to select
any of the three at its discretion for any
clutchless motorcycle. Peugeot went
further, listing virtually every possible
permutation of brake control
arrangement, and indicating which
2 (1) Left hand for rear and right hand for front
operation of brake control levers; (2) right hand
front brake operated brake lever and right foot rear
brake pedal; and (3) left hand rear and right hand
front operated brake control levers with
supplemental right foot-operated rear brake pedal.
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arrangements it believes should be
deemed acceptable, and which should
be prohibited.
Honda stated that Alternative I, which
would create distinctions between
motorcycles with and without clutch
controls, would:
[C]reate a condition where a single
motorcycle * * * offered with both manual
and automatic transmission would have
different locations for the rear brake controls.
Being similar in every other way, this
difference in rear brake control location
could lead to rider confusion if an individual
were to ride both versions of this model.
Honda concluded that based on the
background of FMVSS No. 123 (to
minimize confusion among motorcycle
riders, caused by varying locations of
brake and clutch controls from one
manufacturer to another), mandating
exceptions to the layout (depending on
whether there is a clutch), will result in
more variations from this arrangement,
which ‘‘could lead to a greater number
of crashes caused by critical confusion
of riders.’’
2. NHTSA’s Response to the Comments
In responding to comments on the
issue of manufacturer discretion in
determining rear brake control location,
we begin by noting that no commenter
presented any kind of crash data,
research studies, or other quantitative
information to support their arguments.
Although there may not be any studies
showing a safety problem in European
or Asian countries where manufacturers
are allowed to choose either brake
control arrangement, and where similar
motorcycles with different controls may
co-exist, the absence of research is not
the same as positive evidence of the lack
of a safety effect. Therefore, the public
comments have not persuaded us to
permit manufacturer choice in rear
brake control location.
We further note that not all
commenters agreed on how much
choice should be provided. For
example, Harley-Davidson did not
support differing rear brake control
location requirements, depending on
whether the motorcycle had a clutch.
Honda did not recommend a choice of
brake control location for non-scooter
motorcycles, stating that non-scooter
motorcycles should not be allowed to
have a rear brake control on the left
handlebar.
Some commenters, in particular
Honda and Harley-Davidson, objected to
the possibility of non-scooter
motorcycles that they manufacture
being equipped with left hand controls
for their rear brakes under any
circumstances, i.e., they did not voice
support for Alternative I. We agree that
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such an arrangement would be
markedly different from existing
motorcycles and would be counter to
the objective of standardization. While
there is only one manufacturer (Ridley
Motorcycle Company of Oklahoma City)
currently marketing non-scooter
motorcycles with automatic
transmissions in the U.S., additional
motorcycles of that kind might become
available in the near future.
FMVSS No. 123 was established to
standardize motorcycle controls and
displays, reducing the possibility of
unfamiliarity with controls from
contributing to motorcycle crashes.
When NHTSA adopted FMVSS No. 123
in the early 1970’s, the layout of
controls specified in FMVSS No. 123
was that used by the overwhelming
majority of motorcycles sold in the U.S.
at that time. The layout included a lever
on the right handlebar for the front
brake, and a foot control on the right
side for the rear brake.
Currently, our main objective in
amending FMVSS No. 123 is to address
the industry trend towards rear brake
control placement on the left handlebar
on certain motorcycles, resulting in
many requests for temporary exemption,
so that those motorcycles can comply
with the rear brake control location
requirements without redesign. At the
same time, NHTSA believes there must
be continued attention on maintaining
standardization, which is the
foundation of FMVSS No. 123. For these
reasons, NHTSA is reluctant to consider
amendments that reduce
standardization of the controls and
displays of similar motorcycles.
Therefore, we decline to implement
the left hand rear brake control location
as an optional location to the existing
right foot location. Permitting
manufacturers to choose between two
different arrangements could result in
similar or even identical clutchless
motorcycles having different rear brake
controls. While some commenters
asserted that such an outcome would
not have any safety consequences,
without probative data, we continue to
believe that the goal of standardization
is better served if FMVSS No. 123
specifically requires one brake control
arrangement over another. Thus, this
final rule makes the left hand rear brake
control a requirement, not an option, on
certain motorcycles.
In summary, we have decided to
amend FMVSS No. 123 so that scootertype motorcycles with automatic
transmissions (i.e., scooters without a
clutch) are required to have a left hand
rear brake control. Non-scooter
motorcycles are not subject to any new
or different requirements. In the next
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section, ‘‘Definition of a Scooter,’’ we
discuss our decision to adopt the
regulatory text of Alternative II (in the
NPRM), so that the left hand rear brake
control is required only on ‘‘scooters’’ as
defined in the regulatory text, and not
on clutchless non-scooter motorcycles.
B. Comments on Alternative II
1. Public Comments
The second major issue in this
rulemaking is the proposed definition in
Alternative II for ‘‘scooter.’’ As
discussed in the NPRM, NHTSA derived
the definition of ‘‘scooter’’ from the
regulatory text of United Nations ECE
Regulation No. 60, Addendum 59.
Honda favored Alternative II, but
several commenters stated that
NHTSA’s proposed definition was
ambiguous and would lead to difficulty
in interpreting the Standard.
Harley-Davidson stated that the
proposed definition is ‘‘troublesome’’
and needs to make clear that nonscooter motorcycles are not included.
Harley-Davidson stated that if NHTSA is
to define ‘‘scooter,’’ it needs to use
terms that are ‘‘unambiguous and clear.’’
Suzuki stated that the ‘‘scooter’’
definition ‘‘could quickly become
outdated as motorcycle designs
continue to evolve.’’
IMMA described the deliberations
that went on during the development of
ECE Regulation No. 60, recounting that
a debate had occurred among the
attendant parties over whether a
‘‘scooter’’ category should be defined.
IMMA stated that the argument in favor
of defining ‘‘scooter’’ was that typical
scooters were a type of motorcycle
which had particular features to make
them appropriate for new riders
uninterested in non-scooter
motorcycles.
IMMA stated that the arguments
against defining ‘‘scooter’’ were: It
would cut across existing categories,
i.e., moped and motorcycle, in ECE
regulations; a practical definition is
difficult to develop; and such an
approach is design-based rather than
performance-based. IMMA further
stated:
The outcome of these discussions was a
compromise which was designed to unblock
the discussion and yet increase the freedom
for the manufacturer to provide new vehicles,
which were designed to attract a new class
of customer. Hence, the Regulation [ECE
Regulation] refers to both the absence of a
clutch and to footrests integrated into a
platform.
Piaggio urged the agency to abandon
its attempt to categorize ‘‘scooters’’ and
instead to adopt a definition that used
functional characteristics, such as
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whether the motorcycle has pedals for
propulsion or a manual versus
automatic transmission.
Honda recommended adopting
Alternative II, but with appropriate
revision to allow, but not require, a left
handle bar-mounted rear brake control
instead of the right foot control. Honda
stated that this would ‘‘permit more
freedom of design in the event future
developments lead to designs that
advance safety beyond current levels.’’
However, Honda also stated its concern
that ‘‘the line between scooter and
motorcycle will continue to blur’’ as
new scooters acquire more of the
features associated with non-scooter
motorcycles. Honda stated that a
‘‘scooter’’ definition must therefore be
clear in prohibiting a non-scooter
motorcycle from having a left hand rear
brake control. Honda stated that such a
design would be contrary to convention
and would introduce the potential for
‘‘critical confusion’’ of controls. Honda
stated: ‘‘We discourage allowing this
design at all for fear of the potential
safety hazards, and have no current
plans of selling a motorcycle with such
a configuration.’’
Some commenters stated that a
separate definition of ‘‘scooter’’ would
not serve the interests of global
harmonization of motor vehicle safety
standards. IMMA and Piaggio both
indicated that a U.S. regulation with a
‘‘scooter’’ category would complicate
harmonization efforts under the 1998
Global Agreement at Geneva which has
the intended purpose of influencing
signatory nations to make their
corresponding standards as alike as
possible when amending them. Honda
on the other hand, stated that
Alternative II would more closely align
FMVSS No. 123 with impending
changes to ECE Regulation No. 60, that
are ‘‘due this calendar year.’’ Honda
requested FMVSS No. 123 to allow the
same latitude in design for scooters as
ECE 60 allows.
2. NHTSA’s Response to the Comments
In responding to the comments on the
definition of ‘‘scooter,’’ we begin by
noting that there is no regulatory or
statutory definition in U.S. motor
vehicle safety laws or regulations, nor
any voluntary industry standard, to
distinguish scooters from other
motorcycles. In our attempt to define
‘‘scooter,’’ we have reviewed the most
relevant current regulation, United
Nations ECE Regulation No. 60,
Addendum 59, which is the basis for
national regulations concerning
motorcycle controls in many European
countries and Japan. The following
sections discuss issues considered by
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NHTSA in its consideration of a
‘‘scooter’’ definition.
a. ECE Regulation No. 60 Definitions
That We Reviewed
ECE Regulation No. 60 does not
define ‘‘scooter’’ but refers in paragraph
6.2.2.2 to ‘‘vehicles equipped with a
platform or footrests integrated into a
platform * * * [Emphasis added.]’’ ECE
Regulation No. 60 allows a vehicle of
that description, i.e., a scooter, to have
its rear brakes controlled by a lever on
the left handlebar if it has an automatic
transmission. This arrangement is
allowed unless the scooter is also a
moped, in which case it is required. If
the motorcycle has a manual
transmission, it must have a foot pedal
on the right side for the rear brake.
ECE Regulation No. 60 defines
‘‘platform’’ (one of the attributes of a
‘‘scooter’’ proposed in NHTSA’s NPRM)
as: ‘‘that part of the vehicle on which
the driver places his feet, when seated
in the normal driving position, in the
case that the vehicle is not equipped
with riding pedals or footrests for the
driver.’’ The term ‘‘riding pedals’’ refers
to the pedals on mopeds used for
human-powered propulsion.
‘‘Footrests’’ are defined in the ECE
standard as ‘‘the projections on either
side of the vehicle on which the driver
places his feet when seated in the
driving position.’’ Footrests are usually
in the form of foot pegs, although many
motorcycles use small platforms which
are mounted like foot pegs but are
elongated to support the entire foot.
b. Maximum Speed Characteristic
We noted in the NPRM that ECE
Regulation No. 60 limits the use of a left
handlebar lever for the rear brake to
motorcycles which, in addition to
having a platform, ‘‘have a maximum
design speed not exceeding 100 km/h.’’
Modern, clutch-less scooters almost
universally have their rear brake control
located on the left handlebar even if
they can exceed 100 km/h because
directives of the individual nations
where most scooters are sold do not
adhere to the 100 km/h maximum speed
limit of the ECE regulation. We also
noted that most of the scooter/
motorcycles (intended to be sold in the
U.S) granted exemptions from FMVSS
No. 123 brake control placement are
capable of exceeding 100 km/h (62
mph). Ultimately, this inconsistency
means that a speed-based definition was
not likely to be practical.
c. Other Design Characteristics
In the past, scooters could be
distinguished from non-scooter
motorcycles by a number of design
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characteristics. For example, scooters
were generally smaller in overall size
and engine displacement, were lighter,
and had smaller wheels. For scootertype motorcycles today, many of those
distinctions are no longer universal. The
largest scooters are now as big and
heavy as non-scooter motorcycles, with
equal or greater engine displacement
and wheel size. In addition, scooters
often have engines in excess of five
horsepower, and so do not qualify as
motor-driven cycles by the definition in
49 CFR 571.3. Scooters with engines in
excess of five horsepower is the reason
why many modern scooters have had to
be exempted from FMVSS No. 123
requirements, and why this rulemaking
is necessary.
d. Need for an Enhanced Scooter
Definition
The regulatory text of Alternative II in
the NPRM, which is the basis for the
final rule, was derived in large part from
ECE Regulation No. 60, but focuses on
the ‘‘platform’’ characteristic instead of
the maximum speed characteristic.
Scooters are generally characterized by
having a continuous platform or
floorboard, or right and left floorboards,
built into their body structures, or some
other built-in accommodation for the
operator’s feet. This contrasts with the
foot pegs used on non-scooter
motorcycles.
As earlier indicated, several
commenters, expressing dissatisfaction
with the NPRM definition, indicated a
potential for misunderstanding about
how some motorcycles should be
classified, due to crossover models
between the scooters and non-scooter
motorcycles. NHTSA has recognized
that many non-scooter motorcycles are
now equipped with individual platformstyle footrests for each of the rider’s feet.
Although such footrests are not usually
part of the body structure of the
motorcycle (as they typically are on a
scooter), we recognized the potential for
confusion.
e. New Step-Through Architecture
Criterion for Defining Scooters
Because it is critical that ‘‘scooter’’ be
defined as accurately as possible, we
have decided it is appropriate to add an
additional criterion in this final rule to
distinguish between scooters and nonscooter motorcycles. As discussed in the
NPRM, we note that scooters can be
differentiated from other motorcycles by
the step-through frame architecture that
leaves the space directly in front of the
operator’s seat largely open, allowing
the rider to mount the seat by stepping
through the scooter, rather than having
to swing a leg over it. The scooter
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configuration also provides the operator
with room to adjust his or her leg
position for comfort. In contrast, for
non-scooter motorcycles, the engine and
fuel tank occupy the space forward of
the seat, and there are usually rigid
frame members located in the space
forward of the seat.3
Although traditional scooter
construction adheres closely to this
step-through architecture, some modern
scooters have become more like nonscooter motorcycles. Still, on all
scooters of which NHTSA is aware, the
section of the vehicle forward of the seat
that is between the operator’s legs is
always lower than the seat itself. In
contrast, the corresponding part of a
non-scooter motorcycle is higher than
the seat in all models that we have
observed. We believe this difference
provides another obvious way to
distinguish between scooters and other
motorcycle types.
Therefore, in response to NPRM
comments, we have added regulatory
language referring to the step-through
architecture characteristic to enhance
the proposed S4 ‘‘scooter’’ definition.
The final rule’s definition now reads as
follows (the italicized text has been
added to the definition that was
proposed in the NPRM):
‘‘Scooter’’ means a motorcycle that (1) has a
platform for the operator’s feet or has
integrated footrests, and (2) has a stepthrough architecture meaning that the part of
the vehicle forward of the operator’s seat and
between the legs of an operator seated in the
riding position is lower in height than the
operator’s seat.
NHTSA notes that under this
expanded definition, a motorcycle must
have both platforms and the stepthrough characteristics in order to be
considered a ‘‘scooter.’’ Thus, this
definition will allow for easier
differentiation between scooters and
other types of motorcycles. NHTSA
believes the definition presented in this
final rule ensures that all existing
scooter designs can be adequately
differentiated.
C. Other Issues
1. Single-Point (Combined) Braking
In response to the NPRM, Honda
reiterated ‘‘our strongly held belief that
a single-point control for a combined
braking system must be located in one
or the other of the current locations—
either on the right handlebar or for
3 We acknowledge that some motorcycles, and in
particular, one popular model of touring bike, have
a storage compartment in place of the fuel tank, the
latter being located under the seat; nevertheless, in
overall appearance and layout, they are essentially
like non-scooter motorcycles.
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51291
operation by the right foot.’’ HarleyDavidson stated that it does not offer
motorcycles with single-point braking
for sale, and had no opinion on where
the single brake control on such
motorcycles should be located.
However, it urged caution, noting that
FMVSS No. 123 at present
‘‘contemplates offering’’ a single brake
control, operated by the right foot.
Harley-Davidson stated it was not aware
of any motorcycles using a single-point
brake control.4 Harley-Davidson also
noted that although one may use the left
foot on a car’s brakes if necessary, that
would not be possible on a motorcycle.
After considering the comments, in
this final rule, we have decided not to
amend the S5.2.1 requirement for
motorcycles with combined brake
systems and for manual transmission
scooters with combined brake systems.
Both types of motorcycles with
combined brake systems will continue
to have their single-point control
located at the right foot.
For clutchless scooters, however, this
final rule requires that a single-point
control for a combined brake system be
located on the left handlebar. In its
comments, Honda asserted that a singlepoint control should be located on the
right side. However, NHTSA believes
that a single-point control on the left
handlebar is acceptable for the
following reason. On a clutchless
scooter with combined braking, the
operator would be freed from the task of
shifting gears and of controlling front
and rear brakes separately. Therefore,
the driving task would be reduced to
throttling with the right hand and
braking with the left. It is NHTSA’s
belief that such inherently
uncomplicated operation would
safeguard the operator from confusion
over controls.
In order to further clarify that a singlepoint brake control must be located as
if it were a rear brake control, NHTSA
has modified the last statement in S5.2.1
as follows (new text italicized):
If a motorcycle is equipped with selfproportioning or antilock braking devices
utilizing a single control for front and rear
brakes, the control shall be located and
operable in the same manner as a rear brake
control, as specified in Table 1, Item 11, and
in this paragraph.
2. Supplemental Rear Brake Controls
In response to the NPRM, Honda
stated its view that the right foot
activated rear brake control is primary,
and the left hand control for the rear
4 Except for some three-wheeled models with
enclosed cabins similar in function to an
automobile.
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brake is supplemental. Honda stated
that its preferred control location is
more in keeping with FMVSS No. 123
in its current form, and ‘‘is more
supportive of the consistent location of
brake controls.’’ No other commenter
provided views on this issue.
After considering Honda’s comment
(which essentially recommended
maintaining the status quo), with regard
to supplemental rear brake controls,
under this final rule, we have decided
that all non-scooter motorcycles will
continue to have right foot pedal control
of their rear brakes, and a supplemental
rear brake control would be located on
the left handlebar if no clutch lever
were present, as the standard currently
requires.
However, it is necessary to specify
that, on a clutch-less scooter with a
supplemental rear brake control, that
control must be located at the right foot
pedal. This change is reflected in S5.2.1
of the regulatory language of the final
rule.
To ensure that a supplemental brake
control provides the same braking
function as a primary rear brake control
in cases where the primary control is a
single-point control, NHTSA has added
the following statement to the regulatory
text: ‘‘The supplemental brake control
shall provide brake actuation identical
to that provided by the required control
of Table 1, Item 11, of this Standard.’’
3. Minor Revision to Table 1
In three places in Column 2 of Table
1 of FMVSS No. 123, the abbreviation
‘‘do.’’, a shortening of ‘‘ditto,’’ is used to
indicate that the previous entry in the
column is repeated. The text that is
replaced by the abbreviation is ‘‘Left
handlebar’’ in the first instance where
the abbreviation appears, and ‘‘Right
handlebar’’ in the two subsequent
instances. This abbreviation is
potentially confusing, and it is also
unnecessary since the replaced text can
be expressed in full without difficulty.
Therefore, in this final rule, in Table 1,
the ‘‘do.’’ abbreviation is replaced with
the full text, ‘‘Left handlebar’’ or ‘‘Right
handlebar’’ as appropriate. The revised
regulatory text in Table 1 is that of
Column 2, Items 4, 9, and 10.
4. Minor Revisions to Table 3
Motorcycle manufacturers or
importers have asked NHTSA whether
motorcycle speedometers in the U.S.
must indicate speed in miles per hour,
or if kilometers per hour suffices.
‘‘Motorcycle Control and Display
Identification Requirements’’ are listed
in Table 3 of FMVSS No. 123 and
include speedometer labeling
specifications. A potential source of
confusion about speedometer labeling
appears to be that Item 8 in Table 3 lists
‘‘M.P.H.’’ and ‘‘km/h’’ to denote the
required display units. For comparison,
FMVSS No. 101, which in Table 2 has
corresponding requirements for
passenger vehicles, lists ‘‘MPH’’ and
‘‘MPH and km/h’’ to denote the required
display units. As with FMVSS No. 101
for passenger vehicles, FMVSS No. 123
is meant to require motorcycle
speedometers in the United States to
read in either miles per hour alone or
in miles per hour with kilometers per
hour. The rulemaking history of FMVSS
No. 123 makes clear that NHTSA never
intended to allow a motorcycle
speedometer to read only in kilometers
per hour.
In order to minimize any confusion
about motorcycle speedometer labeling,
we are making the following minor
revision to Table 3 of FMVSS No. 123.
In Columns 2 and 4, the display
specifications for ‘‘Speedometer’’ (Item
No. 8) are modified as follows (changes
indicated in bold text):
MOTORCYCLE CONTROL AND DISPLAY IDENTIFICATION REQUIREMENTS
Column 1
Equipment
No.
*
*
Speedometer
8
*
In addition, in No. 5, ‘‘Headlamp
Upper-Lower Beam Control,’’ Column 4
is corrected to read ‘‘Hi, Lo’’. All other
items in Table 3 and associated
footnotes remain unchanged.
V. Final Rule
As discussed in the previous sections,
in this final rule, we adopt Alternative
II proposed in the NPRM, and define a
‘‘scooter’’ category that is different from
other motorcycles. In addition to the
feature of platforms proposed in the
NPRM, in this final rule, we add the
feature of the step-through architecture,
so the scooter definition consists of two
parts, a motorcycle that has (1) a
platform for the operator’s feet or has
integrated footrests, and (2) has a stepthrough architecture, meaning that the
part of the vehicle forward of the
operator’s seat and between the legs of
an operator seated in the riding position
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*
MPH or
MPH, km/h
Jkt 205001
Column 3
Control and Display Identification Symbol
Column 4
Identification at Appropriate
Position of Control and Display
*
*
llllllllllll
Column 2
Control and Display Identification Word
*
MPH 4
MPH, km/h 5
is lower in height than the operator’s
seat. Scooters with automatic
transmissions (i.e., motorcycles without
a clutch) are required to have a left hand
rear brake control.
In this final rule, FMVSS No. 123
continues to require non-scooter
motorcycles with combined brake
systems, and to require manual
transmission scooters with combined
brake systems, to have their single-point
control be located at the right foot, the
required location for the rear brake
control. For clutchless scooters,
however, this final fule requires that a
single-point control for a combined
brake system be located on the left
handlebar.
With regard to supplemental rear
brake controls, under this final rule, all
non-scooter motorcycles will continue
to have right foot pedal control of their
rear brakes, and a supplemental rear
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brake control would be located on the
left handlebar if no clutch lever were
present, as the standard currently
requires. On a clutchless scooter with a
supplemental rear brake control, that
control must be located at the right foot
pedal.
Finally, we have made minor changes
to Tables 1 and 3.
VI. Leadtime
In the NPRM, we proposed to make
the amendments effective 12 months
after the final rule is published, but to
allow optional early compliance 30 days
after the final rule is published. We
stated our belief that because this
proposal would permit controls for rear
motorcycle brakes to be placed on left
motorcycle handlebars, a regulatory
restriction would be lifted, and
motorcycles that do not presently meet
FMVSS No. 123 would be permitted. All
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other existing motorcycles would also
meet the provisions of the proposed
rule.
Except for Honda’s recommending
‘‘early compliance’’ with the final rule,
urging us to make the final rule effective
as soon as possible, we received no
comments on the leadtime issue. Thus,
as NHTSA proposed in the NPRM, this
final rule takes effect one year after the
date of publication in the Federal
Register. Optional compliance is
available as of the date of publication of
this final rule in the Federal Register.
VII. Statutory Basis for the Final Rule
We have issued this final rule
pursuant to our statutory authority.
Under 49 U.S.C. Chapter 301, Motor
Vehicle Safety (49 U.S.C. 30101 et seq.),
the Secretary of Transportation is
responsible for prescribing motor
vehicle safety standards that are
practicable, meet the need for motor
vehicle safety, and are stated in
objective terms. 49 U.S.C. 30111(a).
When prescribing such standards, the
Secretary must consider all relevant,
available motor vehicle safety
information. 49 U.S.C. 30111(b). The
Secretary must also consider whether a
proposed standard is reasonable,
practicable, and appropriate for the type
of motor vehicle or motor vehicle
equipment for which it is prescribed
and the extent to which the standard
will further the statutory purpose of
reducing traffic accidents and deaths
and injuries resulting from traffic
accidents. Id. Responsibility for
promulgation of Federal motor vehicle
safety standards was subsequently
delegated to NHTSA. 49 U.S.C. 105 and
322; delegation of authority at 49 CFR
1.50.
As a Federal agency, before
promulgating changes to a Federal
motor vehicle safety standard, NHTSA
also has a statutory responsibility to
follow the informal rulemaking
procedures mandated in the
Administrative Procedure Act at 5
U.S.C. Section 553. Among these
requirements are Federal Register
publication of a general notice of
proposed rulemaking, and giving
interested persons an opportunity to
participate in the rulemaking through
submission of written data, views or
arguments. After consideration of the
public comments, we must incorporate
into the rules adopted, a concise general
statement of the rule’s basis and
purpose.
The agency has carefully considered
these statutory requirements in
promulgating this final rule to amend
FMVSS No. 123. As previously
discussed in detail, we have solicited
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public comment in an NPRM and have
carefully considered the public
comments before issuing this final rule.
As a result, we believe that this final
rule reflects consideration of all relevant
available motor vehicle safety
information. Consideration of all these
statutory factors has resulted in the
following decisions in this final rule.
At present, FMVSS No. 123 requires
the control for a motorcycle’s rear
brakes to be located on the right side of
the motorcycle and be operable by the
rider’s right foot. FMVSS No. 123
requires the control for a motorcycle’s
front brakes to be located on the right
handlebar. For rear brakes on a ‘‘motordriven cycle 5,’’ FMVSS permits the
control on the left handlebar. If a
motorcycle has an automatic clutch
(eliminating the need for a clutch lever)
and a supplemental rear brake control
(in addition to the right foot control),
the supplemental control must be
located on the left handlebar. Finally, if
a motorcycle is equipped with a single
control for both the front and rear
brakes, that control must be located and
operable in the same manner as a rear
brake control.
Since 1999, we have granted several
petitions for temporary exemption from
the brake control location requirements.
These petitions have come from
manufacturers of scooters with
automatic transmissions (without clutch
levers) and handlebar-mounted brake
controls, which is a common
arrangement outside of the United
States. These manufacturers could not
sell their scooters in the U.S. because
the scooters could not meet the
requirement that motorcycles be
equipped with a right foot control for
the rear brake. We reviewed a study that
American riders do not appear to
hesitate in using a left handlebarmounted rear brake control and that
riders benefit in their braking response
time.
In the NPRM, we proposed to amend
FMVSS No. 123 by proposing two
regulatory alternatives for the location
of the rear brake control. The first
alternative would require the rear brake
control to be located on the left
handlebar for any motorcycle that lacks
a clutch, regardless of the motorcycle’s
configuration. The second alternative
would require the left handlebar
location only for clutchless motorcycles
that are ‘‘scooters,’’ a newly defined
subset of motorcycles. Under either
alternative, all other motorcycles would
meet present FMVSS No. 123 rear brake
5 ‘‘A motorcycle with a motor that produces five
brake horsepower or less’’ (49 CFR section 571.3).
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51293
location requirements that the rear brake
is operated by a right foot control.
In general, the public comments
stated that manufacturers should be
given some discretion in the
arrangement of brake controls. In
response to the comments, we reiterated
that FMVSS No. 123 was established to
reduce the possibility of unfamiliarity
with controls contributing to motorcycle
crashes. When NHTSA adopted FMVSS
No. 123 in the early 1970’s, the layout
of controls specified in FMVSS No. 123
was that used by the overwhelming
majority of motorcycles sold in the U.S.
at that time. The layout included a lever
on the right handlebar for the front
brake, and a foot control on the right
side for the rear brake.
Our current objective is to address the
industry trend towards rear brake
control placement on the left handlebar
on certain motorcycles, resulting in
many petitions for temporary
exemption, so that those motorcycles
can comply with the rear brake control
location requirements without redesign.
At the same time, we believed there
must be continued attention to
maintaining standardization, which is
the foundation of FMVSS No. 123.
Thus, we were reluctant to consider
amendments that reduce
standardization for similar vehicles.
Therefore, we decided not to
implement the left hand rear brake
control location as an optional location
to the existing right foot location.
Permitting manufacturers to choose
between two different arrangements
could result in similar or even identical
clutchless motorcycles having different
rear brake controls. While some
commenters asserted that such an
outcome would not have any safety
consequences, without probative data,
we continue to believe that the goal of
standardization is better served if
FMVSS No. 123 specifically requires
one brake control arrangement over
another. Thus, this final rule makes the
left hand rear brake control a
requirement, not an option, on certain
motorcycles.
In summary, we have decided to
amend FMVSS No. 123 so that scootertype motorcycles with automatic
transmissions (i.e., motorcycles without
a clutch) are required to have a left hand
rear brake control. Non-scooter
motorcycles need not meet any new or
different requirements.
As indicated, we have thoroughly
reviewed the public comments and
amended the final rule to reflect the
comments, consistent with meeting the
need for safety. We believe that this
final rule meets the need for safety.
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VIII. Regulatory Analyses and Notices
B. Executive Order 13132 (Federalism)
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 13132 requires us to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ is
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’ Under Executive
Order 13132, we may not issue a
regulation with federalism implications,
that imposes substantial direct
compliance costs, and that is not
required by statute, unless the Federal
Government provides the funds
necessary to pay the direct compliance
costs incurred by State and local
governments, or unless we consult with
State and local governments, or unless
we consult with State and local officials
early in the process of developing the
proposed regulation. We also may not
issue a regulation with federalism
implications and that preempts State
law unless we consult with State and
local officials early in the process of
developing the proposed regulation.
This rule will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. The reason is
that this final rule applies to motorcycle
manufacturers, not to the States or local
governments. Thus, the requirements of
Section 6 of the Executive Order do not
apply.
Executive Order 12866, ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), provides for making
determinations whether a regulatory
action is ‘‘significant’’ and therefore
subject to Office of Management and
Budget (OMB) review and to the
requirements of the Executive Order.
The Order defines a ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
We have considered the impact of this
rulemaking action under Executive
Order 12866 and the Department of
Transportation’s regulatory policies and
procedures. This rulemaking document
was not reviewed by the Office of
Management and Budget under E.O.
12866, ‘‘Regulatory Planning and
Review.’’ The rulemaking action is also
not considered to be significant under
the Department’s Regulatory Policies
and Procedures (44 FR 11034; February
26, 1979).
For the following reasons, we have
concluded that this final rule will not
have any cost effect on motor vehicle
manufacturers. This rule will have no
substantive effect on motorcycles that
are already manufactured for the U.S.
market, and will facilitate the import of
motorcycles that do not meet present
requirements for the location of
motorcycle rear brake controls. This
final rule will have a slight economic
benefit to manufacturers of the import
motorcycles, which will now not have
to design and build separate
motorcycles for the U.S. market and for
Europe and Japan.
Because the economic impacts of this
rule are so minimal, no further
regulatory evaluation is necessary.
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C. Executive Order 13045 (Economically
Significant Rules Affecting Children)
Executive Order 13045 (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under E.O.
12866, and (2) concerns an
environmental, health or safety risk that
NHTSA has reason to believe may have
a disproportionate effect on children. If
the regulatory action meets both criteria,
we must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned regulation is preferable to other
potentially effective and reasonably
feasible alternatives considered by us.
This rule is not subject to the
Executive Order because it is not
economically significant as defined in
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E.O. 12866 and does not involve
decisions based on environmental,
health or safety risks that
disproportionately affect children. This
final rule makes changes affecting only
motorcycle manufacturers. Many States
do not permit children under 18 years
of age to be licensed to drive
motorcycles, or to be passengers on
motorcycles.
D. Executive Order 12988 (Civil Justice
Reform)
Pursuant to Executive Order 12988,
‘‘Civil Justice Reform,’’ we have
considered whether this rule will have
any retroactive effect. We conclude that
it will not have such an effect.
Under 49 U.S.C. 30103, whenever a
Federal motor vehicle safety standard is
in effect, a State may not adopt or
maintain a safety standard applicable to
the same aspect of performance which
is not identical to the Federal standard,
except to the extent that the state
requirement imposes a higher level of
performance and applies only to
vehicles procured for the State’s use. 49
U.S.C. 30161 sets forth a procedure for
judicial review of final rules
establishing, amending or revoking
Federal motor vehicle safety standards.
That section does not require
submission of a petition for
reconsideration or other administrative
proceedings before parties may file suit
in court.
E. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility
Act (5 U.S.C. 601 et seq., as amended by
the Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996) whenever an agency is required to
publish a notice of rulemaking for any
proposed or final rule, it must prepare
and make available for public comment
a regulatory flexibility analysis that
describes the effect of the rule on small
entities (i.e., small businesses, small
organizations, and small governmental
jurisdictions). However, no regulatory
flexibility analysis is required if the
head of an agency certifies the rule
would not have a significant economic
impact on a substantial number of small
entities. SBREFA amended the
Regulatory Flexibility Act to require
Federal agencies to provide a statement
of the factual basis for certifying that a
rule would not have a significant
economic impact on a substantial
number of small entities.
The Agency Administrator considered
the effects of this rulemaking action
under the Regulatory Flexibility Act (5
U.S.C. § 601 et seq.) and certifies that
this final rule will not have a significant
economic impact on a substantial
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Federal Register / Vol. 70, No. 167 / Tuesday, August 30, 2005 / Rules and Regulations
number of small entities. The factual
basis for this certification is that this
final rule will have no effect on small
U.S. motorcycle manufacturers. The
small manufacturers already
manufacture motorcycles that meet the
present motorcycle rear brake control
requirements and that meet this final
rule’s amendments to the rear brake
control requirements
F. National Environmental Policy Act
We have analyzed this final rule for
the purposes of the National
Environmental Policy Act and
determined that it will not have any
significant impact on the quality of the
human environment.
G. Paperwork Reduction Act
NHTSA has determined that this final
rule will not impose any ‘‘collection of
information’’ burdens on the public,
within the meaning of the Paperwork
Reduction Act of 1995 (PRA). This
rulemaking action will not impose any
filing or recordkeeping requirements on
any manufacturer or any other party.
H. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, section 12(d) (15 U.S.C. 272)
directs us to use voluntary consensus
standards in our regulatory activities
unless doing so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies, such as the Society of
Automotive Engineers (SAE). The
NTTAA directs us to provide Congress,
through OMB, explanations when we
decide not to use available and
applicable voluntary consensus
standards.
After conducting a search of available
sources, we have found no applicable
voluntary consensus standards.
I. Unfunded Mandates Reform Act
Section 202 of the Unfunded
Mandates Reform Act of 1995 (UMRA)
requires Federal agencies to prepare a
written assessment of the costs, benefits
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local or tribal governments, in the
aggregate, or by the private sector, of
more than $100 million in any one year
(adjusted for inflation with base year of
1995). Before promulgating a NHTSA
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Jkt 205001
rule for which a written statement is
needed, section 205 of the UMRA
generally requires us to identify and
consider a reasonable number of
regulatory alternatives and adopt the
least costly, most cost-effective or least
burdensome alternative that achieves
the objectives of the rule. The
provisions of section 205 do not apply
when they are inconsistent with
applicable law. Moreover, section 205
allows us to adopt an alternative other
than the least costly, most cost-effective
or least burdensome alternative if we
publish with the final rule an
explanation why that alternative was
not adopted.
This final rule will not result in costs
of $100 million or more to either State,
local, or tribal governments, in the
aggregate, or to the private sector. Thus,
this final rule is not subject to the
requirements of sections 202 and 205 of
the UMRA.
J. Plain Language
Executive Order 12866 requires each
agency to write all rules in plain
language. Application of the principles
of plain language includes consideration
of the following questions:
—Have we organized the material to suit
the public’s needs?
—Are the requirements in the rule
clearly stated?
—Does the rule contain technical
language or jargon that is not clear?
—Would a different format (grouping
and order of sections, use of headings,
paragraphing) make the rule easier to
understand?
—Would more (but shorter) sections be
better?
—Could we improve clarity by adding
tables, lists, or diagrams?
—What else could we do to make this
rulemaking easier to understand?
In the November 21, 2003 NPRM, we
asked for public comment on whether
the NPRM meets Plain Language
principles. We received no comments
on the Plain Language issue.
K. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
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51295
List of Subjects in 49 CFR Part 571
Imports, Motor vehicle safety, Motor
vehicles, Rubber and rubber products,
Tires.
I In consideration of the foregoing, the
Federal Motor Vehicle Safety Standards
(49 CFR part 571), are amended as set
forth below.
PART 571—FEDERAL MOTOR
VEHICLE SAFETY STANDARDS
1. The authority citation for part 571
continues to read as follows:
I
Authority: 49 U.S.C. 322, 30111, 30115,
30117, and 30166; delegation of authority at
49 CFR 1.50.
2. Section 571.123 of Title 49, Code of
Federal Regulations is amended by
adding a definition of ‘‘scooter’’ in the
correct alphabetical order to S4, by
revising S5.2.1, by revising table 1, and
by revising table 3 to read as follows:
I
§ 571.123 Motorcyle Controls and
Displays.
*
*
*
*
*
S4. Definitions.
*
*
*
*
*
Scooter means a motorcycle that:
(1) Has a platform for the operator’s
feet or has integrated footrests, and
(2) Has a step-through architecture,
meaning that the part of the vehicle
forward of the operator’s seat and
between the legs of an operator seated
in the riding position, is lower in height
than the operator’s seat.
*
*
*
*
*
S5.2.1 Control location and operation.
If any item of equipment listed in Table
1, Column 1, is provided, the control for
such item shall be located as specified
in Column 2, and operable as specified
in Column 3. Each control located on a
right handlebar shall be operable by the
operator’s right hand throughout its full
range without removal of the operator’s
right hand from the throttle. Each
control located on a left handlebar shall
be operable by the operator’s left hand
throughout its full range without
removal of the operator’s left hand from
the handgrip. If a motorcycle with an
automatic clutch other than a scooter is
equipped with a supplemental rear
brake control, the control shall be
located on the left handlebar. If a
scooter with an automatic clutch is
equipped with a supplemental rear
brake control, the control shall be on the
right side and operable by the operator’s
right foot. A supplemental control shall
provide brake actuation identical to that
provided by the required control of
Table 1, Item 11, of this Standard. If a
motorcycle is equipped with selfproportioning or antilock braking
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Federal Register / Vol. 70, No. 167 / Tuesday, August 30, 2005 / Rules and Regulations
devices utilizing a single control for
front and rear brakes, the control shall
be located and operable in the same
manner as a rear brake control, as
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specified in Table 1, Item 11, and in this
paragraph.
*
*
*
*
*
BILLING CODE 4910–59–P
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51298
*
*
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*
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*
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ER30AU05.002
Federal Register / Vol. 70, No. 167 / Tuesday, August 30, 2005 / Rules and Regulations
51300
Federal Register / Vol. 70, No. 167 / Tuesday, August 30, 2005 / Rules and Regulations
Issued on: August 23, 2005.
Jacqueline Glassman,
Deputy Administrator.
[FR Doc. 05–17103 Filed 8–29–05; 8:45 am]
BILLING CODE 4910–59–C
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 041126333–5040–02; I.D.
082405B]
Fisheries of the Exclusive Economic
Zone Off Alaska; Pollock in Statistical
Area 620 of the Gulf of Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
AGENCY:
SUMMARY: NMFS is prohibiting directed
fishing for pollock in Statistical Area
620 of the Gulf of Alaska (GOA). This
action is necessary to prevent exceeding
the C season allowance of the 2005 total
allowable catch (TAC) of pollock for
Statistical Area 620 of the GOA.
DATES: Effective 1200 hrs, Alaska local
time (A.l.t.), August 29, 2005, through
1200 hrs, A.l.t., October 1, 2005.
FOR FURTHER INFORMATION CONTACT: Josh
Keaton, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fishery in the
GOA exclusive economic zone
according to the Fishery Management
Plan for Groundfish of the Gulf of
Alaska (FMP) prepared by the North
Pacific Fishery Management Council
under authority of the MagnusonStevens Fishery Conservation and
Management Act. Regulations governing
fishing by U.S. vessels in accordance
with the FMP appear at subpart H of 50
CFR part 600 and 50 CFR part 679.
The C season allowance of the 2005
TAC of pollock in Statistical Area 620
of the GOA is 4,446 metric tons (mt) as
established by the 2005 and 2006
harvest specifications for groundfish of
the GOA (70 FR 8958, February 24,
2005). In accordance with
§ 679.20(a)(5)(iv)(B), the Administrator,
Alaska Region, NMFS (Regional
Administrator), hereby decreases the C
season pollock allowance by 1,357 mt,
the amount by which the A and B
season allowance of the pollock TAC in
Statistical Area 620 was exceeded. The
revised C season allowance of the
pollock TAC in Statistical Area 620 is
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therefore 3,089 mt (4,446 mt minus
1,357 mt).
In accordance with § 679.20(d)(1)(i),
the Regional Administrator has
determined that the C season allowance
of the 2005 TAC of pollock in Statistical
Area 620 of the GOA will soon be
reached. Therefore, the Regional
Administrator is establishing a directed
fishing allowance of 3,039 mt, and is
setting aside the remaining 50 mt as
bycatch to support other anticipated
groundfish fisheries. In accordance with
§ 679.20(d)(1)(iii), the Regional
Administrator finds that this directed
fishing allowance has been reached.
Consequently, NMFS is prohibiting
directed fishing for pollock in Statistical
Area 620 of the GOA.
After the effective date of this closure
the maximum retainable amounts at
§ 679.20(e) and (f) apply at any time
during a trip.
Classification
This action responds to the best
available information recently obtained
from the fishery. The Assistant
Administrator for Fisheries, NOAA
(AA), finds good cause to waive the
requirement to provide prior notice and
opportunity for public comment
pursuant to the authority set forth at 5
U.S.C. 553(b)(B) as such requirement is
impracticable and contrary to the public
interest. This requirement is
impracticable and contrary to the public
interest as it would prevent NMFS from
responding to the most recent fisheries
data in a timely fashion and would
delay the closure of pollock in
Statistical Area 620 of the GOA. NMFS
was unable to publish an action
providing time for public comment
because the most recent, relevant data
only became available as of August 22,
2005.
The AA also finds good cause to
waive the 30 day delay in the effective
date of this action under 5 U.S.C.
553(d)(3). This finding is based upon
the reasons provided above for waiver of
prior notice and opportunity for public
comment.
This action is required by § 679.20
and is exempt from review under
Executive Order 12866.
Authority: 16 U.S.C. 1801 et seq.
Dated: August 24, 2005.
Alan D. Risenhoover,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 05–17222 Filed 8–25–05; 2:40 pm]
BILLING CODE 3510–22–S
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 041126333–5040–02; I.D.
082405A]
Fisheries of the Exclusive Economic
Zone Off Alaska; Pollock in Statistical
Area 630 of the Gulf of Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
AGENCY:
SUMMARY: NMFS is prohibiting directed
fishing for pollock in Statistical Area
630 of the Gulf of Alaska (GOA). This
action is necessary to prevent exceeding
the C season allowance of the 2005 total
allowable catch (TAC) of pollock for
Statistical Area 630 of the GOA.
DATES: Effective 1200 hrs, Alaska local
time (A.l.t.), August 27, 2005, through
1200 hrs, A.l.t., October 1, 2005.
FOR FURTHER INFORMATION CONTACT: Josh
Keaton, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
manages the groundfish fishery in the
GOA exclusive economic zone
according to the Fishery Management
Plan for Groundfish of the Gulf of
Alaska (FMP) prepared by the North
Pacific Fishery Management Council
under authority of the MagnusonStevens Fishery Conservation and
Management Act. Regulations governing
fishing by U.S. vessels in accordance
with the FMP appear at subpart H of 50
CFR part 600 and 50 CFR part 679.
The C season allowance of the 2005
TAC of pollock in Statistical Area 630
of the GOA is 6,274 metric tons (mt) as
established by the 2005 and 2006
harvest specifications for groundfish of
the GOA (70 FR 8958, February 24,
2005). In accordance with
§ 679.20(a)(5)(iv)(B), the Administrator,
Alaska Region, NMFS (Regional
Administrator), hereby decreases the C
season pollock allowance by 2,547 mt,
the amount by which the A and B
season allowance of the pollock TAC in
Statistical Area 630 was exceeded. The
revised C season allowance of the
pollock TAC in Statistical Area 630 is
therefore 3,727 mt (6,274 mt minus
2,547 mt).
In accordance with § 679.20(d)(1)(i),
the Regional Administrator has
determined that the C season allowance
of the 2005 TAC of pollock in Statistical
Area 630 of the GOA will soon be
reached. Therefore, the Regional
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Agencies
[Federal Register Volume 70, Number 167 (Tuesday, August 30, 2005)]
[Rules and Regulations]
[Pages 51286-51300]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-17103]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA-03-15073]
RIN 2127-AI67
Federal Motor Vehicle Safety Standards; Motorcycle Controls and
Displays
AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, we (NHTSA) amend the Federal motor vehicle
safety standard on motorcycle controls and displays to require that the
rear brake control on scooters without a clutch be located on the left
handlebar. In doing so, we have selected the second of two alternative
proposals that were set forth in a notice of proposed rulemaking
published in November 2003. This final rule also includes requirements
for motorcycles with single-point (combined) braking for supplemental
rear brake controls.
This final rule also makes two additional minor changes to the
standard. The first change removes a potentially confusing
abbreviation, and the second change clarifies requirements for
motorcycle speedometer labeling.
DATES: This final rule takes effect August 30, 2006. Optional
compliance is available as of August 30, 2005.
Any petitions for reconsideration of today's final rule must be
received by NHTSA no later than October 14, 2005.
ADDRESSES: Petitions for reconsideration of today's final rule should
refer to the docket number for this action and be submitted to:
Administrator, National Highway Traffic Safety Administration, 400
Seventh St., SW., Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT:
For non-legal issues, you may call Mr. Michael Pyne, Office of
Crash Avoidance Standards at (202) 366-4171. His fax number is (202)
366-7002.
For legal issues, you may call Ms. Dorothy Nakama, Office of the
Chief Counsel at (202) 366-2992. Her fax number is (202) 366-3820.
You may send mail to both of these officials at National Highway
Traffic Safety Administration, 400 Seventh St., SW., Washington, DC,
20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. What Does FMVSS No. 123 Require at Present?
II. How This Rulemaking Began--Granting Vectrix's Petition
III. Notice of Proposed Rulemaking (NPRM)--The Regulatory
Alternatives for Rear Brake Control Location
A. Alternative I
B. Alternative II
C. Supplemental Rear Brake Controls
D. Motorcycles With Integrated Brake Controls
1. The Honda Petition for Temporary Exemption
2. Supplemental Controls on Integrated Braking Systems
3. Request for Comments on New Developments in Motorcycle
Integrated Braking Systems
IV. Comments on the NPRM and NHTSA Response
A. Comments on Alternative I
1. Public Comments
2. NHTSA's Response to the Comments
B. Comments on Alternative II
1. Public Comments
2. NHTSA's Response to the Comments
a. ECE Regulation No. 60 Definitions That NHTSA Reviewed
b. Maximum Speed Characteristic
c. Other Design Characteristics
d. Need for an Enhanced Scooter Definition
e. New Step-Through Architecture Criterion for Defining Scooters
Criterion for Defining Scooters
C. Other Issues
1. Single-Point (Combined) Braking
2. Supplemental Rear Brake Controls
3. Minor Revision to Table 1
4. Minor Revisions to Table 3
V. Final Rule
VI. Leadtime
VII. Statutory Basis for the Final Rule
VIII. Regulatory Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and
Procedures
B. Executive Order 13132 (Federalism)
C. Executive Order 13045 (Economically Significant Rules
Affecting Children)
D. Executive Order 12988 (Civil Justice Reform)
E. Regulatory Flexibility Act
F. National Environmental Policy Act
G. Paperwork Reduction Act
H. National Technology Transfer and Advancement Act
I. Unfunded Mandates Reform Act of 1995
J. Plain Language
K. Regulation Identifier Number (RIN)
Regulatory Text
I. What Does FMVSS No. 123 Require at Present?
Federal Motor Vehicle Safety Standard (FMVSS) No. 123, Motorcycle
Controls and Displays, specifies requirements for the location,
operation, identification, and illumination of motorcycle controls and
displays. The purpose of FMVSS No. 123 is to minimize accidents caused
by operator error in responding to the motoring environment, by
standardizing certain motorcycle controls and displays.
Among other requirements, FMVSS No. 123 (at S5.2.1, Table 1)
requires the control for a motorcycle's rear brakes to be located on
the right side of the motorcycle and be operable by the rider's right
foot. Section S5.2.1 at Table 1 also requires the control for a
motorcycle's front brakes to be located on the right handlebar.
Although the rear brake control is generally operated by the
rider's right foot, FMVSS No. 123 permits a ``motor-driven cycle'' \1\
to have its rear brake controlled by a lever on the left handlebar.
FMVSS No. 123 also states that, if a motorcycle has an ``automatic
clutch'' (i.e., a transmission which eliminates the need for a clutch
lever) and a supplemental rear brake control (in addition to the right
foot control), the supplemental control must be located on the left
handlebar. If a motorcycle is equipped with a single control for both
the front and rear brakes, that control must be located and operable in
the same manner as a rear brake control.
---------------------------------------------------------------------------
\1\ ``A motorcycle with a motor that produces five brake
horsepower or less'' (49 CFR 571.3).
---------------------------------------------------------------------------
[[Page 51287]]
II. How This Rulemaking Began--Granting Vectrix's Petition
As described in the notice of proposed rulemaking (NPRM) published
in the Federal Register (68 FR 65667) on November 21, 2003, this
rulemaking began with NHTSA's decision to grant a petition for
rulemaking from Vectrix Corporation. We granted the petition in light
of a number of petitions we received requesting temporary exemption
from the rear brake location requirement of FMVSS No. 123, i.e.,
temporary exemptions from S5.2.1 (Table 1) of FMVSS No. 123. These
petitions have come from manufacturers of scooters with automatic
transmissions and handlebar-mounted brake controls, which is a common
arrangement for scooters sold in Europe, Asia, and other parts of the
world outside of the United States. These manufacturers wished to sell
their scooters in the United States but were prevented from doing so by
the requirement that motorcycles be equipped with a right foot control
for the rear brake.
NHTSA then focused its discussion on the first manufacturer,
Aprilia S.p.A. of Noale, Italy, to petition for a temporary exemption
from S5.2.1 (Table 1) of FMVSS No. 123. For the rear brakes, Aprilia's
Leonardo 150 motorcycle had a left handlebar control, not the right
foot control specified in FMVSS No. 123. Aprilia petitioned to be
permitted to use the left handlebar as the location for the rear brake
control for the Leonardo 150. The Leonardo's 150 cc engine produces
more than the five horsepower maximum permitted for motor-driven
cycles, so it was not permitted to have its rear brake controlled by a
lever on the left handlebar.
When NHTSA received Aprilia's petition, there was little current
information available on motorcycle crashes with adequate detail to
identify relevant issues such as to what extent riders' unfamiliarity
with motorcycle controls results in crashes. As part of our
consideration of the petition, we reviewed the available studies, and
concluded that they did not show a connection between rear brake
control location and crashes. Before we granted Aprilia's petition for
temporary exemption for the Leonardo 150, we asked Aprilia to comment
on our concern that differing rear brake control locations may
contribute to unfamiliarity with a motorcycle's controls and thus
degrade a rider's overall braking reaction beyond what would exist on a
motorcycle with a conventionally configured (right foot operable)
control.
Aprilia responded by hiring Carter Engineering of Franklin,
Tennessee, to conduct a study comparing braking reaction times of
riders on an Aprilia scooter without a foot brake and a conventional
scooter with a foot brake. The report on that effort, ``Motor Scooter
Braking Control Study'' (Report No. CE-99-APR-05, May 1999), may be
reviewed at https://dms.dot.gov, Docket No. NHTSA-98-4357.
The Carter Engineering report appeared to show that American riders
do not seem to hesitate in using a left handlebar-mounted rear brake
control and that riders may actually gain some benefit in their braking
response time. Based in part on the Carter Engineering study, we
granted the Aprilia petition, interpreting the Carter Engineering
report as an indication that the Leonardo 150 rider's braking response
was not likely to be degraded by the different placement of the brake
controls.
III. Notice of Proposed Rulemaking (NPRM)--The Regulatory Alternatives
for Rear Brake Control Location
With the motorcycle crash causation studies and Carter Engineering
tests as background, in a notice of proposed rulemaking (NPRM)
published on November 21, 2003 (68 FR 65667) [DOT Docket No. NHTSA-03-
15075], we proposed two regulatory alternatives for the rear brake
control location. We stated that after considering the comments on this
proposal, we contemplated adopting one of the alternatives in the final
rule. For a full description of each of the proposed alternatives,
please see the NPRM at 68 FR pages 65,669 through 65,670.
A. Alternative I
As the first alternative, we proposed that FMVSS No. 123 would
specify two brake control configurations. The factor determining which
of the two configurations the motorcycle manufacturer must use would be
dependent on whether the motorcycle is equipped with a clutch lever.
Motorcycles with a clutch lever would be required to have the rear
brake control on the right side operated by the rider's right foot.
Motorcycles without a clutch lever would be required to have the rear
brake control on the left handlebar and would have the option of a
supplemental control on the right side operated by the rider's right
foot. For the front brake control, FMVSS No. 123 would continue to
require a lever on the right handlebar in all cases.
B. Alternative II
For the second alternative, we proposed a regulatory approach for
the U.S. similar to that specified in European countries and in Japan.
We proposed that FMVSS No. 123 would require that scooters without
manual clutch levers have their rear brake control located on the left
handlebar. This alternative would define ``scooter'' as a subset of
motorcycles. We proposed to use the ``platform'' on a motorcycle as the
characteristic distinguishing ``scooters'' from ``motorcycles.'' As
further explained below, the ECE regulation allows the left handlebar
location that we proposed to require under this alternative. Specifying
the left handlebar location for the rear brake control would result in
greater international harmonization.
We also discussed how scooters can be distinguished from other
motorcycles. First, we noted that scooters have a step-through frame
architecture that leaves the space directly in front of the rider's
seat largely open to allow the rider to mount the seat without having
to swing a leg over it. In contrast, other motorcycles almost always
have their gas tanks and engines located in the space forward of the
seat and have rigid frame members located there.
Second, scooters are characterized by having platforms or
floorboards for the rider's feet built into the body structure. The
platforms are in contrast to the foot pegs used on other motorcycles.
Some other motorcycles may be equipped with individual platforms or
floorboards for each of the rider's feet, but the individual platforms
usually are not part of the body structure of the motorcycle as are the
platforms on a scooter.
We also noted that although they are usually smaller than full-
sized motorcycles, scooters often have engines generating more than
five horsepower. Because their engines may exceed five horsepower,
scooters may not qualify as ``motor-driven cycles'' as defined in 49
CFR part 571.3.
We also described how the approach taken in the second regulatory
alternative would achieve a measure of international harmonization with
existing global regulations that has previously been lacking. We noted
that most of the scooter models which have been granted exemptions from
FMVSS No. 123's rear brake control placement requirements are identical
to scooter models sold in Europe and Japan.
[[Page 51288]]
C. Supplemental Rear Brake Controls
We also addressed supplemental rear brake controls in the NPRM,
noting that under the second alternative, the current requirement in
S5.2.1 (``If a motorcycle with an automatic clutch is equipped with a
supplemental rear brake control, the control shall be located on the
left handlebar.'') would still be relevant because most motorcycles
would continue to have a right foot pedal to control their rear brakes,
and a supplemental rear brake control would be located on the left
handlebar if no clutch lever was present. However, under the second
alternative, it would be necessary to specify that, if a clutch-less
scooter has a supplemental rear brake control, it must be a right foot
pedal.
D. Motorcycles With Integrated Braking
1. The Honda Petition for Temporary Exemption
We also addressed an issue resulting from a request for temporary
exemption from FMVSS No. 123's right foot rear brake control
requirements from American Honda Motor Company, Inc. for its NSS250
scooter, also called the ``Reflex.'' The NSS250 scooter is equipped
with an integrated braking system that replaces the dedicated rear
brake control with a control connected to the rear brake caliper but
also to one piston of the multi-piston front caliper, thus providing
partial front brake application along with rear brake application. In
accordance with FMVSS No. 123, a separate front brake control on the
right handlebar activates the remaining front caliper pistons.
At present, FMVSS No. 123 at S5.2.1 specifies that, if provided, an
integrated brake control must be located and operable in the same
manner as a rear brake control. This provision addresses motorcycles
which have only a single control for all braking functions, i.e., those
without separate front and rear brake controls. It also addresses
systems with two separate controls in which one of the two is a control
that applies braking force to both brakes, as in the case of the
NSS250.
Under both proposed regulatory alternatives, on any motorcycle with
a manual clutch, the control for an integrated brake system would be
required to be on the right foot pedal since that would be the required
location of the rear brake control. For motorcycles without clutches,
the first alternative would require that a control for an integrated
brake system be located on the left handlebar. Under the second
alternative, for scooters without clutches a control for an integrated
brake system would be required to be on the left handlebar. For all
other motorcycles without clutches, the second alternative would
require the integrated brake system control to be on the right foot
pedal.
On the Honda NSS250, for example, the integrated brake system
control is in effect the rear brake control since the integrated system
acts primarily on the rear brake caliper and is the only rear brake
control provided. The NSS250 and other motorcycles with integrated
braking systems are designed such that the motorcycles would be able to
comply with either regulatory alternative.
2. Supplemental Controls on Integrated Braking Systems
Since a motorcycle could be equipped with integrated braking as
well as a supplemental brake control, it is necessary to specify that
the supplemental control provide the same integrated braking effect
that is provided by the primary rear brake control.
In cases where the primary control is an integrated control, we
proposed to add the following statement to S5.2.1: ``The supplemental
brake control shall provide brake actuation identical to that provided
by the required control of Table 1, Item 11, of this Standard.''
Because an integrated control may be located either on the left
handlebar or on the right foot pedal depending on whether a motorcycle
is clutchless (first alternative) or is a clutchless scooter (second
alternative), we believe that it is important to make the regulatory
text clear on this issue. In order to clarify that an integrated brake
control must be located as if it were a rear brake control, we proposed
to modify the last statement in S5.2.1 under both regulatory
alternatives as follows: ``If a motorcycle is equipped with self-
proportioning or antilock braking devices utilizing a single control
for front and rear brakes, the control shall be located and operable in
the same manner as a rear brake control, as specified in Table 1, Item
11, and in this paragraph.'' (Italicized language is new language that
would be added to the texts of both regulatory alternatives.)
3. Request for Comments on New Developments in Motorcycle Integrated
Braking Systems
Since the new type of braking system on the NSS250 has generated a
high level of interest from members of the public, the agency sought
information about alternative configurations for motorcycle brake
controls and other anticipated developments that might influence future
brake system safety requirements. We requested responses to six
questions and asked for test data, crash data, simulation data, or
other information that would support any suggested actions in this
area.
IV. Comments on the NPRM and NHTSA's Response
NHTSA received comments on the NPRM from the following seven
parties: American Honda Motor Company, Inc. (Honda); American Suzuki
Motor Corporation (Suzuki); Harley-Davidson Motor Company (Harley-
Davidson), International Motorcycle Manufacturers Association (IMMA),
Peugeot Motorcycles of PSA Peugeot Citroen (Peugeot); Piaggio USA,
Inc., (Piaggio), and Yamaha Motor Corporation USA (Yamaha). The
comments can generally be categorized as focusing on two major issues:
(1) Whether manufacturers should have discretion in locating brake
controls and (2) the definition of ``scooter.'' The issues raised in
the public comments, and NHTSA's response to the comments, are
discussed below. We have also addressed several additional comments,
primarily on supplemental rear brake controls and on motorcycles with
integrated braking.
A. Comments on Alternative I
1. Public Comments
Regarding manufacturer choice in brake control location, the
commenters noted that both versions proposed in the NPRM (i.e.,
Alternatives I and II), would mandate a particular control arrangement.
The commenters all stated that manufacturers should be given some
discretion in the arrangement of brake controls. The commenters
differed on the extent to which discretion should be provided. For
example, Suzuki stated that its main concern:
[I]s that both alternatives would mandate, rather than permit, the
left handlebar rear brake control location for certain motorcycles.
Suzuki sees no safety benefit in prohibiting any motorcycle from
using the rear brake control location currently required by FMVSS
No. 123 * * * Suzuki recommends that NHTSA adopt a regulatory
requirement that is based on the first proposed alternative, but
which permits, rather than mandates, the left handlebar location for
the rear brake control on motorcycles without a clutch lever.
Harley-Davidson stated that Alternative I is unacceptable. That
company does not presently sell motorcycles with a transmission without
a clutch lever. The rear brake on Harley-Davidson motorcycles has been
operated by the right foot pedal on all its vehicles since the early
1970's. Harley-Davidson stated that the NPRM provided no ``compelling
reasons'' why
[[Page 51289]]
the rear brake control location should change on the full-sized
motorcycle offered by Harley-Davidson merely if a clutchless
transmission motorcycle were to be offered for sale. Harley-Davidson
further stated that the option that a rear brake control on clutchless
transmission motorcycles could be supplemented by a second control for
the right foot would prove ``troublesome,'' adding manufacturing
complexity and creating differences that are not readily discernible
between vehicles with and without a clutch lever. If Harley-Davidson
should market a clutchless transmission motorcycle, Alternative I would
require it to use an arrangement of brake controls unlike that on all
other motorcycles it presently sells, and would be unfamiliar to its
customers.
IMMA stated that since 1984, manufacturers have been able to choose
between either a left-hand or right-foot location for the rear brake
control on scooters sold outside the U.S. IMMA stated that since it is
not aware of any study showing a safety problem from manufacturers
having a choice in the rear brake control location, manufacturers
should continue to be free ``to select whichever control layout best
suits their vehicle concept.''
Piaggio noted that the ECE regulation permits either the left hand
or the right foot placement for the rear brake control. Piaggio stated:
[M]any examples can be found of vehicles adopting both of the
aforementioned configurations. To our knowledge, we are not aware of
any study, which has shown that this particular policy has caused
operator confusion or compromised safety in any way. On the other
hand our experience has shown that whenever a rider is presented
with a new scooter, he/she rapidly adapts him/herself to the riding
characteristics and input requirements of the new bike. It is
therefore our opinion that the manufacturer should be allowed to
adopt the layout which best satisfies the technical requirements for
the vehicle.
Yamaha did not specify whether it favored Alternatives I or II, but
recommended three possible arrangements for motorcycle brake controls
which were the most common ones.\2\ Yamaha stated that a manufacturer
should be able to select any of the three at its discretion for any
clutchless motorcycle. Peugeot went further, listing virtually every
possible permutation of brake control arrangement, and indicating which
arrangements it believes should be deemed acceptable, and which should
be prohibited.
---------------------------------------------------------------------------
\2\ (1) Left hand for rear and right hand for front operation of
brake control levers; (2) right hand front brake operated brake
lever and right foot rear brake pedal; and (3) left hand rear and
right hand front operated brake control levers with supplemental
right foot-operated rear brake pedal.
---------------------------------------------------------------------------
Honda stated that Alternative I, which would create distinctions
between motorcycles with and without clutch controls, would:
[C]reate a condition where a single motorcycle * * * offered with
both manual and automatic transmission would have different
locations for the rear brake controls. Being similar in every other
way, this difference in rear brake control location could lead to
rider confusion if an individual were to ride both versions of this
model.
Honda concluded that based on the background of FMVSS No. 123 (to
minimize confusion among motorcycle riders, caused by varying locations
of brake and clutch controls from one manufacturer to another),
mandating exceptions to the layout (depending on whether there is a
clutch), will result in more variations from this arrangement, which
``could lead to a greater number of crashes caused by critical
confusion of riders.''
2. NHTSA's Response to the Comments
In responding to comments on the issue of manufacturer discretion
in determining rear brake control location, we begin by noting that no
commenter presented any kind of crash data, research studies, or other
quantitative information to support their arguments. Although there may
not be any studies showing a safety problem in European or Asian
countries where manufacturers are allowed to choose either brake
control arrangement, and where similar motorcycles with different
controls may co-exist, the absence of research is not the same as
positive evidence of the lack of a safety effect. Therefore, the public
comments have not persuaded us to permit manufacturer choice in rear
brake control location.
We further note that not all commenters agreed on how much choice
should be provided. For example, Harley-Davidson did not support
differing rear brake control location requirements, depending on
whether the motorcycle had a clutch. Honda did not recommend a choice
of brake control location for non-scooter motorcycles, stating that
non-scooter motorcycles should not be allowed to have a rear brake
control on the left handlebar.
Some commenters, in particular Honda and Harley-Davidson, objected
to the possibility of non-scooter motorcycles that they manufacture
being equipped with left hand controls for their rear brakes under any
circumstances, i.e., they did not voice support for Alternative I. We
agree that such an arrangement would be markedly different from
existing motorcycles and would be counter to the objective of
standardization. While there is only one manufacturer (Ridley
Motorcycle Company of Oklahoma City) currently marketing non-scooter
motorcycles with automatic transmissions in the U.S., additional
motorcycles of that kind might become available in the near future.
FMVSS No. 123 was established to standardize motorcycle controls
and displays, reducing the possibility of unfamiliarity with controls
from contributing to motorcycle crashes. When NHTSA adopted FMVSS No.
123 in the early 1970's, the layout of controls specified in FMVSS No.
123 was that used by the overwhelming majority of motorcycles sold in
the U.S. at that time. The layout included a lever on the right
handlebar for the front brake, and a foot control on the right side for
the rear brake.
Currently, our main objective in amending FMVSS No. 123 is to
address the industry trend towards rear brake control placement on the
left handlebar on certain motorcycles, resulting in many requests for
temporary exemption, so that those motorcycles can comply with the rear
brake control location requirements without redesign. At the same time,
NHTSA believes there must be continued attention on maintaining
standardization, which is the foundation of FMVSS No. 123. For these
reasons, NHTSA is reluctant to consider amendments that reduce
standardization of the controls and displays of similar motorcycles.
Therefore, we decline to implement the left hand rear brake control
location as an optional location to the existing right foot location.
Permitting manufacturers to choose between two different arrangements
could result in similar or even identical clutchless motorcycles having
different rear brake controls. While some commenters asserted that such
an outcome would not have any safety consequences, without probative
data, we continue to believe that the goal of standardization is better
served if FMVSS No. 123 specifically requires one brake control
arrangement over another. Thus, this final rule makes the left hand
rear brake control a requirement, not an option, on certain
motorcycles.
In summary, we have decided to amend FMVSS No. 123 so that scooter-
type motorcycles with automatic transmissions (i.e., scooters without a
clutch) are required to have a left hand rear brake control. Non-
scooter motorcycles are not subject to any new or different
requirements. In the next
[[Page 51290]]
section, ``Definition of a Scooter,'' we discuss our decision to adopt
the regulatory text of Alternative II (in the NPRM), so that the left
hand rear brake control is required only on ``scooters'' as defined in
the regulatory text, and not on clutchless non-scooter motorcycles.
B. Comments on Alternative II
1. Public Comments
The second major issue in this rulemaking is the proposed
definition in Alternative II for ``scooter.'' As discussed in the NPRM,
NHTSA derived the definition of ``scooter'' from the regulatory text of
United Nations ECE Regulation No. 60, Addendum 59. Honda favored
Alternative II, but several commenters stated that NHTSA's proposed
definition was ambiguous and would lead to difficulty in interpreting
the Standard.
Harley-Davidson stated that the proposed definition is
``troublesome'' and needs to make clear that non-scooter motorcycles
are not included. Harley-Davidson stated that if NHTSA is to define
``scooter,'' it needs to use terms that are ``unambiguous and clear.''
Suzuki stated that the ``scooter'' definition ``could quickly
become outdated as motorcycle designs continue to evolve.''
IMMA described the deliberations that went on during the
development of ECE Regulation No. 60, recounting that a debate had
occurred among the attendant parties over whether a ``scooter''
category should be defined. IMMA stated that the argument in favor of
defining ``scooter'' was that typical scooters were a type of
motorcycle which had particular features to make them appropriate for
new riders uninterested in non-scooter motorcycles.
IMMA stated that the arguments against defining ``scooter'' were:
It would cut across existing categories, i.e., moped and motorcycle, in
ECE regulations; a practical definition is difficult to develop; and
such an approach is design-based rather than performance-based. IMMA
further stated:
The outcome of these discussions was a compromise which was designed
to unblock the discussion and yet increase the freedom for the
manufacturer to provide new vehicles, which were designed to attract
a new class of customer. Hence, the Regulation [ECE Regulation]
refers to both the absence of a clutch and to footrests integrated
into a platform.
Piaggio urged the agency to abandon its attempt to categorize
``scooters'' and instead to adopt a definition that used functional
characteristics, such as whether the motorcycle has pedals for
propulsion or a manual versus automatic transmission.
Honda recommended adopting Alternative II, but with appropriate
revision to allow, but not require, a left handle bar-mounted rear
brake control instead of the right foot control. Honda stated that this
would ``permit more freedom of design in the event future developments
lead to designs that advance safety beyond current levels.'' However,
Honda also stated its concern that ``the line between scooter and
motorcycle will continue to blur'' as new scooters acquire more of the
features associated with non-scooter motorcycles. Honda stated that a
``scooter'' definition must therefore be clear in prohibiting a non-
scooter motorcycle from having a left hand rear brake control. Honda
stated that such a design would be contrary to convention and would
introduce the potential for ``critical confusion'' of controls. Honda
stated: ``We discourage allowing this design at all for fear of the
potential safety hazards, and have no current plans of selling a
motorcycle with such a configuration.''
Some commenters stated that a separate definition of ``scooter''
would not serve the interests of global harmonization of motor vehicle
safety standards. IMMA and Piaggio both indicated that a U.S.
regulation with a ``scooter'' category would complicate harmonization
efforts under the 1998 Global Agreement at Geneva which has the
intended purpose of influencing signatory nations to make their
corresponding standards as alike as possible when amending them. Honda
on the other hand, stated that Alternative II would more closely align
FMVSS No. 123 with impending changes to ECE Regulation No. 60, that are
``due this calendar year.'' Honda requested FMVSS No. 123 to allow the
same latitude in design for scooters as ECE 60 allows.
2. NHTSA's Response to the Comments
In responding to the comments on the definition of ``scooter,'' we
begin by noting that there is no regulatory or statutory definition in
U.S. motor vehicle safety laws or regulations, nor any voluntary
industry standard, to distinguish scooters from other motorcycles. In
our attempt to define ``scooter,'' we have reviewed the most relevant
current regulation, United Nations ECE Regulation No. 60, Addendum 59,
which is the basis for national regulations concerning motorcycle
controls in many European countries and Japan. The following sections
discuss issues considered by NHTSA in its consideration of a
``scooter'' definition.
a. ECE Regulation No. 60 Definitions That We Reviewed
ECE Regulation No. 60 does not define ``scooter'' but refers in
paragraph 6.2.2.2 to ``vehicles equipped with a platform or footrests
integrated into a platform * * * [Emphasis added.]'' ECE Regulation No.
60 allows a vehicle of that description, i.e., a scooter, to have its
rear brakes controlled by a lever on the left handlebar if it has an
automatic transmission. This arrangement is allowed unless the scooter
is also a moped, in which case it is required. If the motorcycle has a
manual transmission, it must have a foot pedal on the right side for
the rear brake.
ECE Regulation No. 60 defines ``platform'' (one of the attributes
of a ``scooter'' proposed in NHTSA's NPRM) as: ``that part of the
vehicle on which the driver places his feet, when seated in the normal
driving position, in the case that the vehicle is not equipped with
riding pedals or footrests for the driver.'' The term ``riding pedals''
refers to the pedals on mopeds used for human-powered propulsion.
``Footrests'' are defined in the ECE standard as ``the projections
on either side of the vehicle on which the driver places his feet when
seated in the driving position.'' Footrests are usually in the form of
foot pegs, although many motorcycles use small platforms which are
mounted like foot pegs but are elongated to support the entire foot.
b. Maximum Speed Characteristic
We noted in the NPRM that ECE Regulation No. 60 limits the use of a
left handlebar lever for the rear brake to motorcycles which, in
addition to having a platform, ``have a maximum design speed not
exceeding 100 km/h.'' Modern, clutch-less scooters almost universally
have their rear brake control located on the left handlebar even if
they can exceed 100 km/h because directives of the individual nations
where most scooters are sold do not adhere to the 100 km/h maximum
speed limit of the ECE regulation. We also noted that most of the
scooter/motorcycles (intended to be sold in the U.S) granted exemptions
from FMVSS No. 123 brake control placement are capable of exceeding 100
km/h (62 mph). Ultimately, this inconsistency means that a speed-based
definition was not likely to be practical.
c. Other Design Characteristics
In the past, scooters could be distinguished from non-scooter
motorcycles by a number of design
[[Page 51291]]
characteristics. For example, scooters were generally smaller in
overall size and engine displacement, were lighter, and had smaller
wheels. For scooter-type motorcycles today, many of those distinctions
are no longer universal. The largest scooters are now as big and heavy
as non-scooter motorcycles, with equal or greater engine displacement
and wheel size. In addition, scooters often have engines in excess of
five horsepower, and so do not qualify as motor-driven cycles by the
definition in 49 CFR 571.3. Scooters with engines in excess of five
horsepower is the reason why many modern scooters have had to be
exempted from FMVSS No. 123 requirements, and why this rulemaking is
necessary.
d. Need for an Enhanced Scooter Definition
The regulatory text of Alternative II in the NPRM, which is the
basis for the final rule, was derived in large part from ECE Regulation
No. 60, but focuses on the ``platform'' characteristic instead of the
maximum speed characteristic. Scooters are generally characterized by
having a continuous platform or floorboard, or right and left
floorboards, built into their body structures, or some other built-in
accommodation for the operator's feet. This contrasts with the foot
pegs used on non-scooter motorcycles.
As earlier indicated, several commenters, expressing
dissatisfaction with the NPRM definition, indicated a potential for
misunderstanding about how some motorcycles should be classified, due
to crossover models between the scooters and non-scooter motorcycles.
NHTSA has recognized that many non-scooter motorcycles are now equipped
with individual platform-style footrests for each of the rider's feet.
Although such footrests are not usually part of the body structure of
the motorcycle (as they typically are on a scooter), we recognized the
potential for confusion.
e. New Step-Through Architecture Criterion for Defining Scooters
Because it is critical that ``scooter'' be defined as accurately as
possible, we have decided it is appropriate to add an additional
criterion in this final rule to distinguish between scooters and non-
scooter motorcycles. As discussed in the NPRM, we note that scooters
can be differentiated from other motorcycles by the step-through frame
architecture that leaves the space directly in front of the operator's
seat largely open, allowing the rider to mount the seat by stepping
through the scooter, rather than having to swing a leg over it. The
scooter configuration also provides the operator with room to adjust
his or her leg position for comfort. In contrast, for non-scooter
motorcycles, the engine and fuel tank occupy the space forward of the
seat, and there are usually rigid frame members located in the space
forward of the seat.\3\
---------------------------------------------------------------------------
\3\ We acknowledge that some motorcycles, and in particular, one
popular model of touring bike, have a storage compartment in place
of the fuel tank, the latter being located under the seat;
nevertheless, in overall appearance and layout, they are essentially
like non-scooter motorcycles.
---------------------------------------------------------------------------
Although traditional scooter construction adheres closely to this
step-through architecture, some modern scooters have become more like
non-scooter motorcycles. Still, on all scooters of which NHTSA is
aware, the section of the vehicle forward of the seat that is between
the operator's legs is always lower than the seat itself. In contrast,
the corresponding part of a non-scooter motorcycle is higher than the
seat in all models that we have observed. We believe this difference
provides another obvious way to distinguish between scooters and other
motorcycle types.
Therefore, in response to NPRM comments, we have added regulatory
language referring to the step-through architecture characteristic to
enhance the proposed S4 ``scooter'' definition. The final rule's
definition now reads as follows (the italicized text has been added to
the definition that was proposed in the NPRM):
``Scooter'' means a motorcycle that (1) has a platform for the
operator's feet or has integrated footrests, and (2) has a step-
through architecture meaning that the part of the vehicle forward of
the operator's seat and between the legs of an operator seated in
the riding position is lower in height than the operator's seat.
NHTSA notes that under this expanded definition, a motorcycle must
have both platforms and the step-through characteristics in order to be
considered a ``scooter.'' Thus, this definition will allow for easier
differentiation between scooters and other types of motorcycles. NHTSA
believes the definition presented in this final rule ensures that all
existing scooter designs can be adequately differentiated.
C. Other Issues
1. Single-Point (Combined) Braking
In response to the NPRM, Honda reiterated ``our strongly held
belief that a single-point control for a combined braking system must
be located in one or the other of the current locations--either on the
right handlebar or for operation by the right foot.'' Harley-Davidson
stated that it does not offer motorcycles with single-point braking for
sale, and had no opinion on where the single brake control on such
motorcycles should be located. However, it urged caution, noting that
FMVSS No. 123 at present ``contemplates offering'' a single brake
control, operated by the right foot. Harley-Davidson stated it was not
aware of any motorcycles using a single-point brake control.\4\ Harley-
Davidson also noted that although one may use the left foot on a car's
brakes if necessary, that would not be possible on a motorcycle.
---------------------------------------------------------------------------
\4\ Except for some three-wheeled models with enclosed cabins
similar in function to an automobile.
---------------------------------------------------------------------------
After considering the comments, in this final rule, we have decided
not to amend the S5.2.1 requirement for motorcycles with combined brake
systems and for manual transmission scooters with combined brake
systems. Both types of motorcycles with combined brake systems will
continue to have their single-point control located at the right foot.
For clutchless scooters, however, this final rule requires that a
single-point control for a combined brake system be located on the left
handlebar. In its comments, Honda asserted that a single-point control
should be located on the right side. However, NHTSA believes that a
single-point control on the left handlebar is acceptable for the
following reason. On a clutchless scooter with combined braking, the
operator would be freed from the task of shifting gears and of
controlling front and rear brakes separately. Therefore, the driving
task would be reduced to throttling with the right hand and braking
with the left. It is NHTSA's belief that such inherently uncomplicated
operation would safeguard the operator from confusion over controls.
In order to further clarify that a single-point brake control must
be located as if it were a rear brake control, NHTSA has modified the
last statement in S5.2.1 as follows (new text italicized):
If a motorcycle is equipped with self-proportioning or antilock
braking devices utilizing a single control for front and rear
brakes, the control shall be located and operable in the same manner
as a rear brake control, as specified in Table 1, Item 11, and in
this paragraph.
2. Supplemental Rear Brake Controls
In response to the NPRM, Honda stated its view that the right foot
activated rear brake control is primary, and the left hand control for
the rear
[[Page 51292]]
brake is supplemental. Honda stated that its preferred control location
is more in keeping with FMVSS No. 123 in its current form, and ``is
more supportive of the consistent location of brake controls.'' No
other commenter provided views on this issue.
After considering Honda's comment (which essentially recommended
maintaining the status quo), with regard to supplemental rear brake
controls, under this final rule, we have decided that all non-scooter
motorcycles will continue to have right foot pedal control of their
rear brakes, and a supplemental rear brake control would be located on
the left handlebar if no clutch lever were present, as the standard
currently requires.
However, it is necessary to specify that, on a clutch-less scooter
with a supplemental rear brake control, that control must be located at
the right foot pedal. This change is reflected in S5.2.1 of the
regulatory language of the final rule.
To ensure that a supplemental brake control provides the same
braking function as a primary rear brake control in cases where the
primary control is a single-point control, NHTSA has added the
following statement to the regulatory text: ``The supplemental brake
control shall provide brake actuation identical to that provided by the
required control of Table 1, Item 11, of this Standard.''
3. Minor Revision to Table 1
In three places in Column 2 of Table 1 of FMVSS No. 123, the
abbreviation ``do.'', a shortening of ``ditto,'' is used to indicate
that the previous entry in the column is repeated. The text that is
replaced by the abbreviation is ``Left handlebar'' in the first
instance where the abbreviation appears, and ``Right handlebar'' in the
two subsequent instances. This abbreviation is potentially confusing,
and it is also unnecessary since the replaced text can be expressed in
full without difficulty. Therefore, in this final rule, in Table 1, the
``do.'' abbreviation is replaced with the full text, ``Left handlebar''
or ``Right handlebar'' as appropriate. The revised regulatory text in
Table 1 is that of Column 2, Items 4, 9, and 10.
4. Minor Revisions to Table 3
Motorcycle manufacturers or importers have asked NHTSA whether
motorcycle speedometers in the U.S. must indicate speed in miles per
hour, or if kilometers per hour suffices. ``Motorcycle Control and
Display Identification Requirements'' are listed in Table 3 of FMVSS
No. 123 and include speedometer labeling specifications. A potential
source of confusion about speedometer labeling appears to be that Item
8 in Table 3 lists ``M.P.H.'' and ``km/h'' to denote the required
display units. For comparison, FMVSS No. 101, which in Table 2 has
corresponding requirements for passenger vehicles, lists ``MPH'' and
``MPH and km/h'' to denote the required display units. As with FMVSS
No. 101 for passenger vehicles, FMVSS No. 123 is meant to require
motorcycle speedometers in the United States to read in either miles
per hour alone or in miles per hour with kilometers per hour. The
rulemaking history of FMVSS No. 123 makes clear that NHTSA never
intended to allow a motorcycle speedometer to read only in kilometers
per hour.
In order to minimize any confusion about motorcycle speedometer
labeling, we are making the following minor revision to Table 3 of
FMVSS No. 123. In Columns 2 and 4, the display specifications for
``Speedometer'' (Item No. 8) are modified as follows (changes indicated
in bold text):
Motorcycle Control And Display Identification Requirements
--------------------------------------------------------------------------------------------------------------------------------------------------------
Column 4 Identification at
No. Column 1 Equipment Column 2 Control and Display Column 3 Control and Display Appropriate Position of Control and
Identification Word Identification Symbol Display
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
8 Speedometer MPH or ------------------------ MPH \4\
MPH, km/h MPH, km/h \5\
--------------------------------------------------------------------------------------------------------------------------------------------------------
In addition, in No. 5, ``Headlamp Upper-Lower Beam Control,''
Column 4 is corrected to read ``Hi, Lo''. All other items in Table 3
and associated footnotes remain unchanged.
V. Final Rule
As discussed in the previous sections, in this final rule, we adopt
Alternative II proposed in the NPRM, and define a ``scooter'' category
that is different from other motorcycles. In addition to the feature of
platforms proposed in the NPRM, in this final rule, we add the feature
of the step-through architecture, so the scooter definition consists of
two parts, a motorcycle that has (1) a platform for the operator's feet
or has integrated footrests, and (2) has a step-through architecture,
meaning that the part of the vehicle forward of the operator's seat and
between the legs of an operator seated in the riding position is lower
in height than the operator's seat. Scooters with automatic
transmissions (i.e., motorcycles without a clutch) are required to have
a left hand rear brake control.
In this final rule, FMVSS No. 123 continues to require non-scooter
motorcycles with combined brake systems, and to require manual
transmission scooters with combined brake systems, to have their
single-point control be located at the right foot, the required
location for the rear brake control. For clutchless scooters, however,
this final fule requires that a single-point control for a combined
brake system be located on the left handlebar.
With regard to supplemental rear brake controls, under this final
rule, all non-scooter motorcycles will continue to have right foot
pedal control of their rear brakes, and a supplemental rear brake
control would be located on the left handlebar if no clutch lever were
present, as the standard currently requires. On a clutchless scooter
with a supplemental rear brake control, that control must be located at
the right foot pedal.
Finally, we have made minor changes to Tables 1 and 3.
VI. Leadtime
In the NPRM, we proposed to make the amendments effective 12 months
after the final rule is published, but to allow optional early
compliance 30 days after the final rule is published. We stated our
belief that because this proposal would permit controls for rear
motorcycle brakes to be placed on left motorcycle handlebars, a
regulatory restriction would be lifted, and motorcycles that do not
presently meet FMVSS No. 123 would be permitted. All
[[Page 51293]]
other existing motorcycles would also meet the provisions of the
proposed rule.
Except for Honda's recommending ``early compliance'' with the final
rule, urging us to make the final rule effective as soon as possible,
we received no comments on the leadtime issue. Thus, as NHTSA proposed
in the NPRM, this final rule takes effect one year after the date of
publication in the Federal Register. Optional compliance is available
as of the date of publication of this final rule in the Federal
Register.
VII. Statutory Basis for the Final Rule
We have issued this final rule pursuant to our statutory authority.
Under 49 U.S.C. Chapter 301, Motor Vehicle Safety (49 U.S.C. 30101 et
seq.), the Secretary of Transportation is responsible for prescribing
motor vehicle safety standards that are practicable, meet the need for
motor vehicle safety, and are stated in objective terms. 49 U.S.C.
30111(a). When prescribing such standards, the Secretary must consider
all relevant, available motor vehicle safety information. 49 U.S.C.
30111(b). The Secretary must also consider whether a proposed standard
is reasonable, practicable, and appropriate for the type of motor
vehicle or motor vehicle equipment for which it is prescribed and the
extent to which the standard will further the statutory purpose of
reducing traffic accidents and deaths and injuries resulting from
traffic accidents. Id. Responsibility for promulgation of Federal motor
vehicle safety standards was subsequently delegated to NHTSA. 49 U.S.C.
105 and 322; delegation of authority at 49 CFR 1.50.
As a Federal agency, before promulgating changes to a Federal motor
vehicle safety standard, NHTSA also has a statutory responsibility to
follow the informal rulemaking procedures mandated in the
Administrative Procedure Act at 5 U.S.C. Section 553. Among these
requirements are Federal Register publication of a general notice of
proposed rulemaking, and giving interested persons an opportunity to
participate in the rulemaking through submission of written data, views
or arguments. After consideration of the public comments, we must
incorporate into the rules adopted, a concise general statement of the
rule's basis and purpose.
The agency has carefully considered these statutory requirements in
promulgating this final rule to amend FMVSS No. 123. As previously
discussed in detail, we have solicited public comment in an NPRM and
have carefully considered the public comments before issuing this final
rule. As a result, we believe that this final rule reflects
consideration of all relevant available motor vehicle safety
information. Consideration of all these statutory factors has resulted
in the following decisions in this final rule.
At present, FMVSS No. 123 requires the control for a motorcycle's
rear brakes to be located on the right side of the motorcycle and be
operable by the rider's right foot. FMVSS No. 123 requires the control
for a motorcycle's front brakes to be located on the right handlebar.
For rear brakes on a ``motor-driven cycle \5\,'' FMVSS permits the
control on the left handlebar. If a motorcycle has an automatic clutch
(eliminating the need for a clutch lever) and a supplemental rear brake
control (in addition to the right foot control), the supplemental
control must be located on the left handlebar. Finally, if a motorcycle
is equipped with a single control for both the front and rear brakes,
that control must be located and operable in the same manner as a rear
brake control.
---------------------------------------------------------------------------
\5\ ``A motorcycle with a motor that produces five brake
horsepower or less'' (49 CFR section 571.3).
---------------------------------------------------------------------------
Since 1999, we have granted several petitions for temporary
exemption from the brake control location requirements. These petitions
have come from manufacturers of scooters with automatic transmissions
(without clutch levers) and handlebar-mounted brake controls, which is
a common arrangement outside of the United States. These manufacturers
could not sell their scooters in the U.S. because the scooters could
not meet the requirement that motorcycles be equipped with a right foot
control for the rear brake. We reviewed a study that American riders do
not appear to hesitate in using a left handlebar-mounted rear brake
control and that riders benefit in their braking response time.
In the NPRM, we proposed to amend FMVSS No. 123 by proposing two
regulatory alternatives for the location of the rear brake control. The
first alternative would require the rear brake control to be located on
the left handlebar for any motorcycle that lacks a clutch, regardless
of the motorcycle's configuration. The second alternative would require
the left handlebar location only for clutchless motorcycles that are
``scooters,'' a newly defined subset of motorcycles. Under either
alternative, all other motorcycles would meet present FMVSS No. 123
rear brake location requirements that the rear brake is operated by a
right foot control.
In general, the public comments stated that manufacturers should be
given some discretion in the arrangement of brake controls. In response
to the comments, we reiterated that FMVSS No. 123 was established to
reduce the possibility of unfamiliarity with controls contributing to
motorcycle crashes. When NHTSA adopted FMVSS No. 123 in the early
1970's, the layout of controls specified in FMVSS No. 123 was that used
by the overwhelming majority of motorcycles sold in the U.S. at that
time. The layout included a lever on the right handlebar for the front
brake, and a foot control on the right side for the rear brake.
Our current objective is to address the industry trend towards rear
brake control placement on the left handlebar on certain motorcycles,
resulting in many petitions for temporary exemption, so that those
motorcycles can comply with the rear brake control location
requirements without redesign. At the same time, we believed there must
be continued attention to maintaining standardization, which is the
foundation of FMVSS No. 123. Thus, we were reluctant to consider
amendments that reduce standardization for similar vehicles.
Therefore, we decided not to implement the left hand rear brake
control location as an optional location to the existing right foot
location. Permitting manufacturers to choose between two different
arrangements could result in similar or even identical clutchless
motorcycles having different rear brake controls. While some commenters
asserted that such an outcome would not have any safety consequences,
without probative data, we continue to believe that the goal of
standardization is better served if FMVSS No. 123 specifically requires
one brake control arrangement over another. Thus, this final rule makes
the left hand rear brake control a requirement, not an option, on
certain motorcycles.
In summary, we have decided to amend FMVSS No. 123 so that scooter-
type motorcycles with automatic transmissions (i.e., motorcycles
without a clutch) are required to have a left hand rear brake control.
Non-scooter motorcycles need not meet any new or different
requirements.
As indicated, we have thoroughly reviewed the public comments and
amended the final rule to reflect the comments, consistent with meeting
the need for safety. We believe that this final rule meets the need for
safety.
[[Page 51294]]
VIII. Regulatory Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
Executive Order 12866, ``Regulatory Planning and Review'' (58 FR
51735, October 4, 1993), provides for making determinations whether a
regulatory action is ``significant'' and therefore subject to Office of
Management and Budget (OMB) review and to the requirements of the
Executive Order. The Order defines a ``significant regulatory action''
as one that is likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
We have considered the impact of this rulemaking action under
Executive Order 12866 and the Department of Transportation's regulatory
policies and procedures. This rulemaking document was not reviewed by
the Office of Management and Budget under E.O. 12866, ``Regulatory
Planning and Review.'' The rulemaking action is also not considered to
be significant under the Department's Regulatory Policies and
Procedures (44 FR 11034; February 26, 1979).
For the following reasons, we have concluded that this final rule
will not have any cost effect on motor vehicle manufacturers. This rule
will have no substantive effect on motorcycles that are already
manufactured for the U.S. market, and will facilitate the import of
motorcycles that do not meet present requirements for the location of
motorcycle rear brake controls. This final rule will have a slight
economic benefit to manufacturers of the import motorcycles, which will
now not have to design and build separate motorcycles for the U.S.
market and for Europe and Japan.
Because the economic impacts of this rule are so minimal, no
further regulatory evaluation is necessary.
B. Executive Order 13132 (Federalism)
Executive Order 13132 requires us to develop an accountable process
to ensure ``meaningful and timely input by State and local officials in
the development of regulatory policies that have federalism
implications.'' ``Policies that have federalism implications'' is
defined in the Executive Order to include regulations that have
``substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government.'' Under
Executive Order 13132, we may not issue a regulation with federalism
implications, that imposes substantial direct compliance costs, and
that is not required by statute, unless the Federal Government provides
the funds necessary to pay the direct compliance costs incurred by
State and local governments, or unless we consult with State and local
governments, or unless we consult with State and local officials early
in the process of developing the proposed regulation. We also may not
issue a regulation with federalism implications and that preempts State
law unless we consult with State and local officials early in the
process of developing the proposed regulation.
This rule will not have substantial direct effects on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government, as specified in Executive Order 13132. The reason
is that this final rule applies to motorcycle manufacturers, not to the
States or local governments. Thus, the requirements of Section 6 of the
Executive Order do not apply.
C. Executive Order 13045 (Economically Significant Rules Affecting
Children)
Executive Order 13045 (62 FR 19885, April 23, 1997) applies to any
rule that: (1) Is determined to be ``economically significant'' as
defined under E.O. 12866, and (2) concerns an environmental, health or
safety risk that NHTSA has reason to believe may have a
disproportionate effect on children. If the regulatory action meets
both criteria, we must evaluate the environmental health or safety
effects of the planned rule on children, and explain why the planned
regulation is preferable to other potentially effective and reasonably
feasible alternatives considered by us.
This rule is not subject to the Executive Order because it is not
economically significant as defined in E.O. 12866 and does not involve
decisions based on environmental, health or safety risks that
disproportionately affect children. This final rule makes changes
affecting only motorcycle manufacturers. Many States do not permit
children under 18 years of age to be licensed to drive motorcycles, or
to be passengers on motorcycles.
D. Executive Order 12988 (Civil Justice Reform)
Pursuant to Executive Order 12988, ``Civil Justice Reform,'' we
have considered whether this rule will have any retroactive effect. We
conclude that it will not have such an effect.
Under 49 U.S.C. 30103, whenever a Federal motor vehicle safety
standard is in effect, a State may not adopt or maintain a safety
standard applicable to the same aspect of performance which is not
identical to the Federal standard, except to the extent that the state
requirement imposes a higher level of performance and applies only to
vehicles procured for the State's use. 49 U.S.C. 30161 sets forth a
procedure for judicial review of final rules establishing, amending or
revoking Federal motor vehicle safety standards. That section does not
require submission of a petition for reconsideration or other
administrative proceedings before parties may file suit in court.
E. Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.,
as amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA) of 1996) whenever an agency is required to publish a notice of
rulemaking for any proposed or final rule, it must prepare and make
available for public comment a regulatory flexibility analysis that
describes the effect