Sunshine Act Meeting, 51101 [05-17165]
Download as PDF
<![CDATA[
Federal Register / Vol. 70, No. 166 / Monday, August 29, 2005 / Notices
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Filing and
Information Services, Washington, DC
20549
Extension: Rule 30b1–5; SEC File No. 270–
520; OMB Control No. 3235–0577.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the U.S.
Securities and Exchange Commission
(the ‘‘Commission’’) is soliciting
comments on the collections of
information summarized below. The
Commission plans to submit these
existing collections of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
The title for the collection of
information is ‘‘Rule 30b1–5 under the
Investment Company Act of 1940,
Quarterly Filing of Schedule of Portfolio
Holdings of Registered Management
Investment Companies.’’
Rule 30b1–5 under the Investment
Company Act of 1940 requires
registered management investment
companies, other than small business
investment companies registered on
Form N–5, to file a quarterly report via
the Commission’s EDGAR system on
Form N–Q, not more than sixty calendar
days after the close of each first and
third fiscal quarter, containing their
complete portfolio holdings.
The Commission estimates that there
are 9,850 management investment
companies and series that are governed
by the rule. The Commission estimates
that the annual burden associated with
the rule is 1 hour per affected
investment company or series. The total
burden hours for rule 30b1–5 is 9,850
per year in the aggregate (9,850
responses × 1 hour per response).
Estimates of average burden hours are
made solely for the purposes of the Act,
and are not derived from a
comprehensive or even a representative
survey or study of the costs of
Commission rules and forms.
The collection of information under
rule 30b1–5 is mandatory. The
information provided under rule 30b1–
5 is not kept confidential. The
Commission may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
VerDate Aug<18>2005
15:17 Aug 26, 2005
Jkt 205001
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Office of
Information Technology, Securities and
Exchange Commission, 100 F. Street,
NE., Washington, DC 20549.
Dated: August 22, 2005.
Margaret H. McFarland,
Deputy Secretary,
[FR Doc. E5–4713 Filed 8–26–05; 8:45 am]
51101
Institution and settlement of
administrative proceedings of an
enforcement nature; and an
Adjudicatory matter.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: August 23, 2005.
Jonathan G. Katz,
Secretary.
[FR Doc. 05–17165 Filed 8–24–05; 4:48 pm]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–52319; File No. SR–CBOE–
2005–28]
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Order Granting Approval
to Proposed Rule Change Relating to
DPM Obligations for Maintaining
Backup Autoquote Systems
Sunshine Act Meeting
August 23, 2005.
BILLING CODE 8010–01–P
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold the following
meeting during the week of August 29,
2005:
A Closed Meeting will be held on
Tuesday, August 30, 2005 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (9)(B), and
(10) and 17 CFR 200.402(a)(3), (5), (7),
9(ii) and (10) permit consideration of
the scheduled matters at the Closed
Meeting.
Commissioner Atkins, as duty officer,
voted to consider the items listed for the
closed meeting in closed session.
The subject matters of the Closed
Meeting scheduled for Tuesday, August
30, 2005, will be:
Formal orders of investigations;
Institution and settlement of
injunctive actions; and
PO 00000
Frm 00095
Fmt 4703
Sfmt 4703
On April 1, 2005, the Chicago Board
Options Exchange, Incorporated
(‘‘CBOE’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) 1 of the Securities Exchange Act
of 1934 (‘‘Act’’) and Rule 19b–4
thereunder,2 a proposed rule change to
amend Rules 8.85(a)(xi) and (xii) to
remove the requirement that Designated
Primary Market-Makers (‘‘DPMs’’)
maintain a back-up quoting system for
Hybrid and non-Hybrid option classes.
The Exchange proposes a corresponding
amendment to its Minor Rule Plan to
remove references to Rules 8.85(a)(xi)
and 8.85(a)(xii). The proposed rule
change was published for comment in
the Federal Register on July 22, 2005.3
The Commission received no comments
on the proposal. This order approves the
proposed rule change.
The Commission finds that the
proposed rule change is consistent with
the requirements of Section 6 of the
Act,4 applicable to a national securities
exchange.5 In particular, the
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 52044
(July 15, 2005), 70 FR 42397 (‘‘Notice’’).
4 See 15 U.S.C. 78f.
5 In approving this proposed rule change, the
Commission has considered its impact on
2 17
E:\FR\FM\29AUN1.SGM
Continued
29AUN1
]]>Agencies
[Federal Register Volume 70, Number 166 (Monday, August 29, 2005)]
[Notices]
[Page 51101]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-17165]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold the following meeting during the week
of August 29, 2005:
A Closed Meeting will be held on Tuesday, August 30, 2005 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10) permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Atkins, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
The subject matters of the Closed Meeting scheduled for Tuesday,
August 30, 2005, will be:
Formal orders of investigations;
Institution and settlement of injunctive actions; and
Institution and settlement of administrative proceedings of an
enforcement nature; and an
Adjudicatory matter.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: August 23, 2005.
Jonathan G. Katz,
Secretary.
[FR Doc. 05-17165 Filed 8-24-05; 4:48 pm]
BILLING CODE 8010-01-P
