Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4 ”) and the Uniform Termination Notice for Securities Industry Registration (“Form U5”), 48802 [Z5-2810]

Download as PDF 48802 Corrections Federal Register Vol. 70, No. 160 Friday, August 19, 2005 This section of the FEDERAL REGISTER contains editorial corrections of previously published Presidential, Rule, Proposed Rule, and Notice documents. These corrections are prepared by the Office of the Federal Register. Agency prepared corrections are issued as signed documents and appear in the appropriate document categories elsewhere in the issue. SECURITIES AND EXCHANGE COMMISSION [Release No. 34–51742; File No. SR–NASD– 2005–030] Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (‘‘Form BR’’) and Amendments to the Uniform Application for Securities Industry Registration or Transfer (‘‘Form U4 ’’) and the Uniform Termination Notice for Securities Industry Registration (‘‘Form U5’’) Correction In notice document E5–2810 beginning on page 32386 in the issue of VerDate jul<14>2003 16:50 Aug 18, 2005 Jkt 205001 PO 00000 Frm 00001 Fmt 4734 Sfmt 4734 Thursday, June 2, 2005 make the following correction: On page 32387, in the first column, in the footnotes, the first paragraph of footnote 3 should read: ‘‘3Currently, broker-dealers register or report branch offices or other business locations on Schedule E of the Form BD. NYSE member firms are required to submit the NYSE Branch Office Application to register a branch office with the NYSE. In addition, Connecticut, Florida, Nevada and Vermont have separate branch office forms that request similar information for firms seeking to register a branch office in those states; moreover, more than 20 states require broker-dealers to submit a ‘‘notice filing’’ when a firm opens or closes a branch office.’’. [FR Doc. Z5–2810 Filed 8–18–05; 8:45 am] BILLING CODE 1505–01–D E:\FR\FM\19AUCX.SGM 19AUCX

Agencies

[Federal Register Volume 70, Number 160 (Friday, August 19, 2005)]
[Corrections]
[Page 48802]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: Z5-2810]



Federal Register / Vol. 70, No. 160 / Friday, August 19, 2005 / 
CORRECTIONS

[[Page 48802]]



SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-51742; File No. SR-NASD-2005-030]


Self-Regulatory Organizations; National Association of Securities 
Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment 
No. 1 Thereto Relating to Proposed Uniform Branch Office Registration 
Form (``Form BR'') and Amendments to the Uniform Application for 
Securities Industry Registration or Transfer (``Form U4 '') and the 
Uniform Termination Notice for Securities Industry Registration (``Form 
U5'')

Correction

    In notice document E5-2810 beginning on page 32386 in the issue of 
Thursday, June 2, 2005 make the following correction:
    On page 32387, in the first column, in the footnotes, the first 
paragraph of footnote 3 should read: ``\3\Currently, broker-dealers 
register or report branch offices or other business locations on 
Schedule E of the Form BD. NYSE member firms are required to submit the 
NYSE Branch Office Application to register a branch office with the 
NYSE. In addition, Connecticut, Florida, Nevada and Vermont have 
separate branch office forms that request similar information for firms 
seeking to register a branch office in those states; moreover, more 
than 20 states require broker-dealers to submit a ``notice filing'' 
when a firm opens or closes a branch office.''.

[FR Doc. Z5-2810 Filed 8-18-05; 8:45 am]
BILLING CODE 1505-01-D
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