Federal Motor Vehicle Safety Standards; Theft Protection, 48362-48368 [05-16226]
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48362
Federal Register / Vol. 70, No. 158 / Wednesday, August 17, 2005 / Proposed Rules
proposed information collection burden
‘‘for small business concerns with fewer
than 25 employees,’’ pursuant to the
Small Business Paperwork Relief Act of
2002, Public Law 107–198, see 44 U.S.C.
3506(c)(4).
Provisions of the Regulatory
Flexibility Act of 1980 do not apply to
this proceeding.
Members of the public should note
that from the time a Notice of Proposed
Rule Making is issued until the matter
is no longer subject to Commission
consideration or court review, all ex
parte contacts are prohibited in
Commission proceedings, such as this
one, which involve channel allotments.
See 47 CFR 1.1204(b) for rules
governing permissible ex parte contacts.
For information regarding proper
filing procedures for comments, see 47
CFR 1.415 and 1.420.
List of Subjects in 47 CFR Part 73
Radio, Radio broadcasting.
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
Part 73 as follows:
PART 73—RADIO BROADCAST
SERVICES
1. The authority citation for Part 73
continues to read as follows:
Authority: 47 U.S.C. 154, 303, 334 and 336.
§ 73.202
[Amended]
2. Section 73.202(b), the Table of FM
Allotments under Florida, is amended
by removing Channel 231C3 at St.
Augustine and by adding Fruit Cove,
Channel 231C3.
Federal Communications Commission.
John A. Karousos,
Assistant Chief, Audio Division, Media
Bureau.
[FR Doc. 05–16065 Filed 8–16–05; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 73
[DA 05–2208; MB Docket No. 05–245; RM–
11264]
Radio Broadcasting Services; Sierra
Vista and Tanque Verde, AZ
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
SUMMARY: The Audio Division seeks
comment on a petition filed by CCR–
Sierra Vista IV, LLC, licensee of FM
Station KZMK, Channel 265A, Sierra
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Vista, Arizona, proposing the
reallotment of Channel 265A from
Sierra Vista to Tanque Verde, Arizona,
as its first local service and modification
of the FM Station KZMK(FM) license
accordingly. Channel 265A can be
allotted to Tanque Verde in conformity
with the Commission’s rules, provided
there is a site restriction of 9.2
kilometers (5.7 miles) north at reference
coordinates 32–19–59 NL and 110–45–
19 WL. Tanque Verde is located within
320 kilometers (199 miles) of the U.S.Mexican border and the proposed
reallotment is short-spaced to Mexican
vacant Channel 266B, Sasabe, SO by 3.1
kilometers. As such, Mexican
concurrence for this proposed
reallotment has been requested as a
specially negotiated short-spaced
limited allotment. In accordance with
the provisions of Section 1.420(i) of the
Commission’s rules, we shall not accept
competing expressions of interest
pertaining to the use of Channel 265A
at Tanque Verde.
DATES: Comments must be filed on or
before September 19, 2005, and reply
comments on or before October 4, 2005.
ADDRESSES: Federal Communications
Commission, 445 Twelfth Street, SW.,
Washington, DC 20554. In addition to
filing comments with the FCC,
interested parties should serve counsel,
as follows: Howard M. Liberman, Esq.,
Elizabeth A. Hammond, Esq., Counsel
for CCR–Sierra Vista IV, LLC, Drinker
Biddle & Reath LLP, 1500 K Street, NW.,
Suite 1100, Washington, DC 20005.
FOR FURTHER INFORMATION CONTACT:
Rolanda F. Smith, Media Bureau, (202)
418–2180.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rule Making, MB Docket No.
05–245, adopted July 27, 2005, and
released July 29, 2005. The full text of
this Commission decision is available
for inspection and copying during
normal business hours in the
Commission’s Reference Center, 445
Twelfth Street, SW., Washington, DC
20554. The complete text of this
decision may also be purchased from
the Commission’s duplicating
contractor, Best Copy and Printing, Inc.,
445 12th Street, SW., Room CY–B402,
Washington, DC 20054, telephone 1–
800–378–3160 or https://
www.BCPIWEB.com. This document
does not contain proposed information
collection requirements subject to the
Paperwork Reduction Act of 1995,
Public Law 104–13. In addition,
therefore, it does not contain any
proposed information collection burden
‘‘for small business concerns with fewer
than 25 employees,’’ pursuant to the
PO 00000
Frm 00038
Fmt 4702
Sfmt 4702
Small Business Paperwork Relief Act of
2002, Public Law 107–198, see 44 U.S.C.
3506(c)(4).
Provisions of the Regulatory
Flexibility Act of 1980 do not apply to
this proceeding.
Members of the public should note
that from the time a Notice of Proposed
Rule Making is issued until the matter
is no longer subject to Commission
consideration or court review, all ex
parte contacts are prohibited in
Commission proceedings, such as this
one, which involve channel allotments.
See 47 CFR 1.1204(b) for rules
governing permissible ex parte contact.
For information regarding proper
filing procedures for comments, see 47
CFR 1.415 and 1.420.
List of Subjects in 47 CFR Part 73
Radio, Radio broadcasting.
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
part 73 as follows:
PART 73—RADIO BROADCAST
SERVICES
1. The authority citation for part 73
continues to read as follows:
Authority: 47 U.S.C. 154, 303, 334 and 336.
§ 73.202
[Amended]
2. Section 73.202(b), the Table of FM
Allotments under Arizona, is amended
by removing Channel 265A at Sierra
Vista and by adding Tanque Verde,
Channel 265A.
Federal Communications Commission.
John A. Karousos,
Assistant Chief, Audio Division, Media
Bureau.
[FR Doc. 05–16064 Filed 8–16–05; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 571
[Docket No. NHTSA–2005–22093]
RIN 2127–AJ31
Federal Motor Vehicle Safety
Standards; Theft Protection
National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
SUMMARY: Our safety standard on theft
protection specifies vehicle performance
E:\FR\FM\17AUP1.SGM
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Federal Register / Vol. 70, No. 158 / Wednesday, August 17, 2005 / Proposed Rules
requirements intended to reduce the
incidence of crashes resulting from theft
and accidental rollaway of motor
vehicles. As a result of technological
advances in the area of theft protection,
the terminology used in the regulatory
text of the Standard has become
outdated and incompatible with keylocking systems that employ electronic
codes to lock and unlock the vehicle,
and to enable engine activation. This
document proposes to amend and
reorganize the regulatory text of the
Standard so that it better correlates to
modern theft protection technology and
reflects the agency’s interpretation of
the existing requirements. The proposed
requirements would not impose any
new substantive requirements on
vehicle manufacturers.
DATES: You should submit your
comments early enough to ensure that
Docket Management receives them not
later than October 17, 2005.
ADDRESSES: You may submit comments
identified by the DOT Docket Number
cited in the heading of this document by
any of the following methods:
• Web Site: https://dms.dot.gov.
Follow the instructions for submitting
comments on the DOT electronic docket
site.
• Fax: 1–202–493–2251.
• Mail: Docket Management Facility;
U.S. Department of Transportation, 400
7th Street, SW., Nassif Building, Room
PL–401, Washington, DC 20590–001.
• Hand Delivery: Room PL–401, 400
7th Street, SW., Washington, DC,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
Instructions: All submissions must
include the agency name and docket
number. Note that all comments
received will be posted without change
to https://dms.dot.gov including any
personal information provided. Please
see the Privacy Act heading under
Regulatory Notices.
Docket: For access to the docket to
read background documents or
comments received, go to https://
dms.dot.gov at any time or to Room PL–
401 on the plaza level of the Nassif
Building, 400 7th Street, SW.,
Washington, DC, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical issues: Ms. Gayle Dalrymple,
Office of Crash Avoidance Standards,
NVS–123, NHTSA, 400 7th Street, SW.,
Washington, DC 20590. Telephone:
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12:19 Aug 16, 2005
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(202) 366–5559. E-mail:
Gayle.Dalrymple@nhtsa.dot.gov.
For legal issues: Mr. George Feygin,
Office of the Chief Counsel, NCC–112,
NHTSA, 400 7th Street, SW.,
Washington, DC 20590. Telephone:
(202) 366–5834. E-mail:
George.Feygin@nhtsa.dot.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Recent Letters of Interpretation Regarding
FMVSS No. 114
III. VW Petition for Rulemaking
IV. Proposed Changes to the Regulatory Text
V. Effective Date of the Proposed Changes
VI. Request for Comments
VII. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
B. Executive Order 13132 (Federalism)
C. Executive Order 13045
D. Civil Justice Reform
E. Regulatory Flexibility Act
F. Paperwork Reduction Act
G. National Technology Transfer And
Advancement Act
H. Unfunded Mandates Reform Act
I. Regulation Identifier Number (RIN)
J. Privacy Act
K. Plain Language
K. National Environmental Policy Act
VIII. Regulatory Text
I. Background
FMVSS No. 114, Theft protection,
specifies vehicle performance
requirements intended to reduce the
incidence of crashes resulting from theft
and accidental rollaway of motor
vehicles. The standard applies to all
passenger cars, and to trucks and
multipurpose passenger vehicles with a
GVWR of 4536 kilograms (10,000
pounds) or less. The standard first
became effective on January 1, 1970.1
The purpose of the standard was to
prevent crashes caused by unauthorized
use of unattended motor vehicles. Thus,
the standard sought to ensure that the
vehicle could not be easily operated
without the key, and that the vehicle
operator would not forget to remove the
key from the ignition system upon
exiting the vehicle.
In response to the problem of
accidental rollaway crashes resulting
from children inadvertently moving the
automatic transmission lever to a
neutral position when a stationary
vehicle is parked on a slope, NHTSA
later amended FMVSS No. 114 to
require that the automatic transmission
lever be locked in the ‘‘park’’ position
before the key can be removed from the
ignition system.2 Subsequently, NHTSA
amended these new requirements to
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1 See
2 See
33 FR 6471 (April 24, 1968).
55 FR 21868, (May 30, 1990).
Frm 00039
Fmt 4702
Sfmt 4702
48363
permit an override device that would
enable the vehicle operator to remove
the key without the transmission being
locked in ‘‘park,’’ and to move the
transmission lever without using the
key, under certain circumstances. The
purpose of these override provisions
was to address certain situations when
it may be necessary to remove key
without shifting the transmission lever
because the vehicle has become
disabled.3
While FMVSS No. 114 evolved to
address not only theft protection, but
also accidental rollaway prevention, the
terminology used in the regulatory text
has remained unchanged since its
introduction more than 35 years ago.
However, theft protection technology
has advanced considerably during that
time. As a result, certain provisions of
the Standard have become increasingly
ambiguous when applied to modern
theft protection technology not
contemplated by the Standard when it
first went into effect.
For example, a number of vehicles
now feature electronic systems.
Typically, this involves a card or a
similar device that is carried in an
occupant’s pocket or purse. The card
carries an electronic code that acts as
the key when it is transmitted to the
vehicle’s onboard locking system. The
vehicle has a sensor that automatically
unlocks the door and allows the vehicle
operator to activate the engine, when it
receives the code. The code-carrying
device (i.e., card or otherwise) never has
to leave the vehicle operator’s pocket or
purse and is not inserted into the
ignition module.
In response to manufacturers’
requests, NHTSA issued a series of
interpretation letters explaining how the
Standard applied to various key-locking
systems that did not utilize
conventional keys, but instead relied on
electronic codes to lock and unlock the
vehicle, and to enable engine activation.
In 2002, NHTSA received a petition
for rulemaking from Volkswagen of
America (VW) asking the agency to
amend a certain provision of the
standard related to rollaway prevention,
that will be discussed below. The
agency decided to grant the petitioner’s
request. However, instead of addressing
only the limited issues raised by VW,
this document takes a broader approach
and proposes to amend and reorganize
the regulatory text of FMVSS No. 114 so
that it better correlates to modern
antitheft technology and reflects the
agency’s interpretation of the existing
requirements.
3 See
E:\FR\FM\17AUP1.SGM
56 FR 12464 (March 26, 1991).
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Federal Register / Vol. 70, No. 158 / Wednesday, August 17, 2005 / Proposed Rules
II. Recent Letters of Interpretation
Regarding FMVSS No. 114
As noted above, the agency received
several requests for legal interpretation
of the requirements of FMVSS No. 114,
as they apply to key-locking systems
using various remote access devices. In
response, the agency has stated that the
electronic code transmitted from a
remote device to the vehicle can be
considered a ‘‘key’’ for the purposes of
FMVSS No. 114.4 We have also
elaborated on how other provisions of
the standard applies to electronic codes.
For example, the agency stated that the
narrow provisions related to electrical
failure do not apply to electronically
coded cards or other means used to
enter an electronic key code into the
locking system because those provisions
were specifically crafted in the context
of traditional keys.5 We also explained
that systems using an electronic code
instead of conventional key would
satisfy the rollaway prevention
provisions if the code remained in the
vehicle until the transmission gear is
locked in the ‘‘park’’ position.
We have followed our interpretation
of the definition of ‘‘key’’ in addressing
other issues related to FMVSS No. 114.
However, instead of relying on
interpretations, and possibly facing
additional questions in the future, the
agency believes that it is appropriate to
amend the regulatory text of FMVSS No.
114 so that it better correlates to modern
antitheft technology and better reflects
the agency’s interpretation of the
existing requirements. The specifics of
our proposal are discussed in Section IV
below.
III. VW Petition for Rulemaking
As previously discussed, in order to
prevent accidental rollaways, the
Standard currently requires that, for
vehicles with automatic transmission,
the transmission lever must be locked in
‘‘park’’ before the vehicle operator could
remove the key.6 However, the Standard
also allows an optional ‘‘override
device’’ which permits removal of the
key without the automatic transmission
being locked in ‘‘park.’’ The standard
currently specifies that this override
device ‘‘* * * must be covered by a
non-transparent surface which, when
installed, prevents sight of and
activation of the device * * *’’ and that
‘‘* * * The covering surface shall be
4 See https://www.nhtsa.dot.gov/cars/rules/
interps/files/GF001689.html and https://
www.nhtsa.dot.gov/cars/rules/interps/files/
7044.html.
5 See https://www.nhtsa.dot.gov/cars/rules/
interps/files/GF001689.html.
6 See S4.2.2(a) of FMVSS No. 114.
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removable only by use of a screwdriver
or other tool.’’
On October 29, 2002, NHTSA
received a petition from VW asking the
agency to amend S4.2.2(a) by removing
provisions related to the override device
covering. VW argued that these
provisions are unnecessarily designrestrictive. VW indicated that there are
other ways to ensure that the override
device is not engaged inadvertently.
Specifically, VW suggested that the
agency allow an override device that
requires using a tool to activate the
override device while simultaneously
removing the key.
The agency agrees that the regulatory
text related to the override device cover
is unnecessarily design-restrictive.
Accordingly, this document grants the
VW petition for rulemaking and
proposes to amend the relevant portions
of the regulatory text.
IV. Proposed Changes to the Regulatory
Text
First, the agency is proposing to
reorganize the regulatory text of the
Standard such that the requirements
related to theft protection are separated
from the requirements intended to
prevent accidental rollaway. Second,
whenever possible, we are proposing to
simplify the language used in the
Standard to make it more clear. Finally,
this document proposes to amend
requirements and definitions that are
unnecessarily design-restrictive.
While we discuss certain specific
aspects of our proposal below, we
encourage readers to carefully examine
each paragraph of the proposed
regulatory text because the entire text is
revised.
1. We are proposing to revise the
paragraphs explaining the Standard’s
scope and purpose to better reflect its
goal of reducing the incidence of
crashes resulting from theft and also
accidental rollaway of motor vehicles.
This change has no substantive
significance because the Standard
already addresses both safety concerns,
and should not be viewed as broadening
the scope of the current requirements.
2. We are proposing to revise the
definition of ‘‘key’’ such that it makes it
appropriate not only for conventional
keys but also electronic codes and other
potential means of unlocking and
operating the vehicle. We believe that
the new definition is broad enough to
include not only electronic codes but
also other technologies, including, for
example, fingerprint recognition.
3. The current standard uses the term
‘‘transmission shift lever’’ in several
instances to refer to the mechanism by
which the driver changes the
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Frm 00040
Fmt 4702
Sfmt 4702
transmission from one gear to another.
The agency believes that this term is
unnecessarily design-specific. We have
therefore substituted the term ‘‘gear
selection control’’ for the term
‘‘transmission shift lever.’’
4. As previously discussed, S4.2.1 of
the current Standard specifies that a key
cannot be removed from the ignition
until the transmission shift lever is
locked in ‘‘park.’’ However, the
Standard provides for an optional
override device designed to allow (a)
removal of the key when the
transmission is not in the ‘‘park,’’ and
(b) moving the transmission out of
‘‘park’’ when the key is not in the
ignition. The Standard requires that the
means for activating this device must be
covered by a non-transparent surface
which, when installed, prevents sight of
and activation of the device. This
covering surface can only be removable
by use of a tool.7
In response to the VW petition
described above, we are proposing to
amend the requirement that the override
device be covered by a non-transparent
surface. Specifically, as an alternative to
the current requirement, we are
proposing to permit an override device
that requires using a tool to activate the
override device while simultaneously
removing the key. We believe that
requiring the use of a tool in order to
activate this type of override device
would involve sufficient complexity to
prevent possible inadvertent activation
by a child.
5. The current Standard allows only
override systems that prevent steering
before the key can be released, or the
transmission lever can be shifted. The
agency previously indicated that this
requirement ensured that the theft
protection aspects of the standard
remained intact even in certain
situations where the vehicle was
disabled.8 After further evaluating this
aspect of our requirements, we
tentatively conclude that an override
device that would prevent forward selfmobility (such as an immobilizer)
instead of steering would be just as
effective. As explained in our
September 24, 2004 interpretation letter
to a party who requested confidentiality:
We note that in promulgating FMVSS No.
114, the agency expressed concern about car
thieves who could bypass the ignition lock.
In response to this concern, the agency
decided to require a device, which would
prevent either self-mobility or steering even
if the ignition lock were bypassed (see 33 FR
4471, April 27, 1968).
7 The purpose of this requirement was to ensure
that children could not easily gain access to the
override device (see 56 FR 12464 at 12466).
8 See id. at 12467.
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Federal Register / Vol. 70, No. 158 / Wednesday, August 17, 2005 / Proposed Rules
The engine control module immobilizer
described in your letter satisfies the
requirements of S4.2(b) because it locks out
the engine control module if an attempt is
made to start the vehicle without the correct
key or to bypass the electronic ignition
system. When the engine control module is
locked, the vehicle is not capable of forward
self-mobility because it is incapable of
moving forward under its own power.9
Further, as explained in our May 27,
2003 interpretation letter to Jaguar,
preventing steering after a moving
vehicle has experienced a complete loss
of electrical power would not be
appropriate before a vehicle could be
safely stopped.10 Therefore, we are
proposing to amend this aspect of the
override provisions to allow
manufacturers greater flexibility in
designing their override devices and to
allow manufacturers the choice to use
electronic theft prevention devices, such
as immobilizers, instead of using
steering locks if they desire.
V. Effective Date of the Proposed
Changes
As previously discussed, with the
exception of the override provisions,
which would be made less restrictive,
the proposed amendments would not
make substantive changes to the existing
standard. Instead, we are proposing to
amend and reorganize the regulatory
text of FMVSS No. 114 so that it better
correlates to modern theft protection
technology and reflects the agency’s
interpretation of the existing
requirements. We believe vehicle
manufacturers would not have to make
any changes to their vehicles if this
proposal was made final. Accordingly,
we propose to make this document
effective 60 days following the
publication of the final rule.
VI. Request for Comments
How Do I Prepare and Submit
Comments?
Your comments must be written and
in English. To ensure that your
comments are correctly filed in the
Docket, please include the docket
number of this document in your
comments. Your comments must not be
more than 15 pages long.11 We
established this limit to encourage you
to write your primary comments in a
concise fashion. However, you may
attach necessary additional documents
to your comments. There is no limit on
the length of the attachments. Please
submit two copies of your comments,
9 https://www.nhtsa.dot.gov/cars/rules/interps/
files/GF005229–2.html.
10 https://www.nhtsa.dot.gov/cars/rules/interps/
files/GF001689.html.
11 See 49 CFR 553.21.
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12:19 Aug 16, 2005
Jkt 205001
including the attachments, to Docket
Management at the address given above
under ADDRESSES. Comments may also
be submitted to the docket
electronically by logging onto the
Docket Management System Web site at
https://dms.dot.gov. Click on ‘‘Help &
Information’’ or ‘‘Help/Info’’ to obtain
instructions for filing the document
electronically. If you are submitting
comments electronically as a PDF
(Adobe) file, we ask that the documents
submitted be scanned using Optical
Character Recognition (OCR) process,
thus allowing the agency to search and
copy certain portions of your
submissions.12
Please note that pursuant to the Data
Quality Act, in order for substantive
data to be relied upon and used by the
agency, it must meet the information
quality standards set forth in the OMB
and DOT Data Quality Act guidelines.
Accordingly, we encourage you to
consult the guidelines in preparing your
comments. OMB’s guidelines may be
accessed at https://www.whitehouse.gov/
omb/fedreg/reproducible.html. DOT’s
guidelines may be accessed at https://
dmses.dot.gov/submit/
DataQualityGuidelines.pdf.
How Can I Be Sure That My Comments
Were Received?
If you wish Docket Management to
notify you upon its receipt of your
comments, enclose a self-addressed,
stamped postcard in the envelope
containing your comments. Upon
receiving your comments, Docket
Management will return the postcard by
mail.
How Do I Submit Confidential Business
Information?
If you wish to submit any information
under a claim of confidentiality, you
should submit three copies of your
complete submission, including the
information you claim to be confidential
business information, to the Chief
Counsel, NHTSA, at the address given
above under FOR FURTHER INFORMATION
CONTACT. In addition, you should
submit two copies, from which you
have deleted the claimed confidential
business information, to Docket
Management at the address given above
under ADDRESSES. When you send a
comment containing information
claimed to be confidential business
information, you should include a cover
letter setting forth the information
12 Optical character recognition (OCR) is the
process of converting an image of text, such as a
scanned paper document or electronic fax file, into
computer-editable text.
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specified in our confidential business
information regulation.13
Will the Agency Consider Late
Comments?
We will consider all comments that
Docket Management receives before the
close of business on the comment
closing date indicated above under
DATES. To the extent possible, we will
also consider comments that Docket
Management receives after that date. If
Docket Management receives a comment
too late for us to consider in developing
a final rule (assuming that one is
issued), we will consider that comment
as an informal suggestion for future
rulemaking action.
How Can I Read the Comments
Submitted by Other People?
You may read the materials placed in
the docket for this document (e.g., the
comments submitted in response to this
document by other interested persons)
by going to the street address given
above under ADDRESSES. The hours of
the Docket Management System (DMS)
are indicated above in the same
location.
You may also read the materials on
the Internet. To do so, take the following
steps:
(1) Go to the Web page of the
Department of Transportation DMS
(https://dms.dot.gov/search/
searchFormSimple.cfm).
(2) On that page type in the five-digit
docket number cited in the heading of
this document. After typing the docket
number, click on ‘‘search.’’
(3) On the next page (‘‘Docket Search
Results’’), which contains docket
summary information for the materials
in the docket you selected, scroll down
and click on the desired materials. You
may download the materials.
VII. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This rulemaking document was not
reviewed under Executive Order 12866,
‘‘Regulatory Planning and Review.’’ The
agency has considered the impact of this
proposal under the Department of
Transportation’s regulatory policies and
procedures, and has determined that it
is not significant.
This document proposes to amend
and reorganize the regulatory text of 49
CFR 571.114 so that it better correlates
to modern theft protection technology
and better reflects the agency’s
interpretation of the existing
requirements. Additionally, this
document proposes to make certain
13 See
E:\FR\FM\17AUP1.SGM
49 CFR part 512.
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Federal Register / Vol. 70, No. 158 / Wednesday, August 17, 2005 / Proposed Rules
provisions of 49 CFR 571.114 less
restrictive. If made final, the vehicle
manufacturers would not have to make
any changes to their vehicles as a result
of this rule. The impacts of this
proposed rule are so minor that we
determined that a separate regulatory
evaluation is not needed.
B. Executive Order 13132 (Federalism)
The agency has analyzed this
proposal in accordance with the
principles and criteria set forth in
Executive Order 13132. This proposal
would not have a substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in Executive Order 13132.
C. Executive Order 13045
Executive Order 13045 (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) is determined to be ‘‘economically
significant’’ as defined under E.O.
12866, and (2) concerns an
environmental, health or safety risk that
NHTSA has reason to believe may have
a disproportionate effect on children. If
the regulatory action meets both criteria,
we must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned regulation is preferable to other
potentially effective and reasonably
feasible alternatives considered by us.
This proposal is not subject to the
Executive Order 13045 because it is not
economically significant as defined in
E.O. 12866 and does not involve
decisions based on environmental,
safety or health risks having a
disproportionate impact on children.
D. Civil Justice Reform
This final rule does not have any
retroactive effect. Under 49 U.S.C.
21403, whenever a Federal motor
vehicle safety standard is in effect, a
State may not adopt or maintain a safety
standard applicable to the same aspect
of performance which is not identical to
the Federal standard, except to the
extent that the state requirement
imposes a higher level of performance
and applies only to vehicles procured
for the State’s use. 49 U.S.C. 21461 sets
forth a procedure for judicial review of
final rules establishing, amending or
revoking Federal motor vehicle safety
standards. That section does not require
submission of a petition for
reconsideration or other administrative
proceedings before parties may file suit
in court.
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E. Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980
(5 U.S.C. 601 et seq.) requires agencies
to evaluate the potential effects of their
proposed rules on small businesses,
small organizations and small
governmental jurisdictions. I have
considered the possible effects of this
rulemaking action under the Regulatory
Flexibility Act and certify that it would
not have a significant economic impact
on a substantial number of small
entities.
This document proposes to amend
and reorganize the regulatory text of 49
CFR 571.114 so that it better correlates
to modern theft protection technology
and better reflects the agency’s
interpretation of the existing
requirements. If made final, vehicle
manufacturers or any other small
businesses would not have to make any
changes to their products as a result of
this rule.
F. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995, a person is not required to
respond to a collection of information
by a Federal agency unless the
collection displays a valid OMB control
number. This proposal does not include
any new information collection
requirements.
G. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, section 12(d) (15 U.S.C. 272)
directs us to use voluntary consensus
standards in its regulatory activities
unless doing so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs us to
provide Congress, through OMB,
explanations when we decide not to use
available and applicable voluntary
consensus standards.
There are no available voluntary
consensus standards that are equivalent
to FMVSS No. 114.
H. Unfunded Mandates Reform Act
Section 202 of the Unfunded
Mandates Reform Act of 1995 (UMRA)
requires Federal agencies to prepare a
written assessment of the costs, benefits
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local or tribal governments, in the
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Fmt 4702
Sfmt 4702
aggregate, or by the private sector, of
more than $100 million in any one year
($120.7 million as adjusted annually for
inflation with base year of 1995).
The proposed requirements would not
result in costs of $120.7 million or more
to either State, local, or tribal
governments, in the aggregate, or to the
private sector.
I. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
J. Privacy Act
Please note that anyone is able to
search the electronic form of all
comments received into any of our
dockets by the name of the individual
submitting the comment (or signing the
comment, if submitted on behalf of an
association, business, labor union, etc.).
You may review DOT’s complete
Privacy Act Statement in the Federal
Register published on April 11, 2000
(Volume 65, Number 70; Pages 19477–
78), or you may visit https://dms.dot.gov.
K. Plain Language
Executive Order 12866 requires each
agency to write all rules in plain
language. Application of the principles
of plain language includes consideration
of the following questions:
• Have we organized the material to
suit the public’s needs?
• Are the requirements in the rule
clearly stated?
• Does the rule contain technical
language or jargon that isn’t clear?
• Would a different format (grouping
and order of sections, use of headings,
paragraphing) make the rule easier to
understand?
• Would more (but shorter) sections
be better?
• Could we improve clarity by adding
tables, lists, or diagrams?
• What else could we do to make the
rule easier to understand?
If you have any responses to these
questions, please include them in your
comments on this proposal.
L. National Environmental Policy Act
NHTSA has analyzed this proposal for
the purposes of the National
Environmental Policy Act. The agency
has determined that implementation of
this action would not have any
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significant impact on the quality of the
human environment.
VI. Regulatory Text
List of Subjects in 49 CFR Parts 571
Motor vehicle safety, Reporting and
recordkeeping requirements, Tires.
In consideration of the foregoing, part
571 would be amended as follows:
PART 571—[AMENDED]
1. The authority citation for part 571
would continue to read as follows:
Authority: 49 U.S.C. 322, 2011, 30115,
30166 and 30177; delegation of authority at
49 CFR 1.50.
2. Section 571.114 would be revised
to read as follows:
§ 571.114 Standard No. 114; Theft
protection and rollaway prevention.
S1. Scope. This standard specifies
vehicle performance requirements
intended to reduce the incidence of
crashes resulting from theft and
accidental rollaway of motor vehicles.
S2. Purpose. The purpose of this
standard is to decrease the likelihood
that a vehicle is stolen, or accidentally
set in motion.
S3. Application. This standard
applies to all passenger cars, and to
trucks and multipurpose passenger
vehicles with a GVWR of 4,536
kilograms (10,000 pounds) or less.
However, it does not apply to walk-in
van-type vehicles.
S4. Definitions
Combination means a variation of the
key that permits the starting system of
a particular vehicle to be operated.
Key means a physical device or an
electronic code which, when inserted
into the starting system (by physical or
electronic means), enables the vehicle
operator to activate the engine or motor.
Open-body type vehicle means a
vehicle having no occupant
compartment doors or vehicle having
readily detachable occupant
compartment doors.
Starting system means the vehicle
system used in conjunction with the key
to activate the engine or motor.
Vehicle type, as used in S5.1.2, refers
to passenger car, truck, or multipurpose
passenger vehicle, as those terms are
defined in 49 CFR 571.3.
S5. Requirements. Each vehicle
subject to this standard must meet the
requirements of S5.1 and S5.2. Openbody type vehicles are not required to
comply with S5.1.3.
S5.1
Theft Protection
S5.1.1 Each vehicle must have a
starting system which, whenever the
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key is removed from the starting system
prevents:
(a) The normal activation of the
vehicle’s engine or motor; and
(b) Either steering, or forward selfmobility, of the vehicle, or both.
S5.1.2 For each vehicle type
manufactured by a manufacturer, the
manufacturer must provide at least
1,000 unique key combinations, or a
number equal to the total number of the
vehicles of that type manufactured by
the manufacturer, whichever is less. The
same combinations may be used for
more than one vehicle type.
S5.1.3. Except as specified below, an
audible warning to the vehicle operator
must be activated whenever the key is
in the starting system and the door
located closest to the driver’s designated
seating position is opened. An audible
warning to the vehicle operator need not
activate:
(a) After the key has been inserted
into the starting system, and before the
driver takes further action; or
(b) If the key is in the starting system
in a manner or position that allows the
engine or motor to be started or to
continue operating; or
(c) For mechanical keys and starting
systems, after the key has been
withdrawn to a position from which it
may not be turned.
S5.1.4. If a vehicle is equipped with
a transmission with a ‘‘park’’ position,
the means for deactivating the vehicle’s
engine or motor must not activate any
device installed pursuant to S5.1.1(b),
unless the transmission is locked in the
‘‘park’’ position.
S5.2. Rollaway Prevention in Vehicles
Equipped With Transmissions With a
‘‘Park’’ Position
S5.2.1 Except as specified in S5.2.3,
the starting system required by S5.1
must prevent key removal when tested
according to the procedures in S6,
unless the transmission or gear selection
control is locked in ‘‘park’’ or becomes
locked in ‘‘park’’ as a direct result of key
removal.
S5.2.2 Except as specified in S5.2.4,
the vehicle must be designed such that
the transmission or gear selection
control cannot move from the ‘‘park’’
position, unless the key is in the starting
system.
S5.2.3 Key Removal Override Option
At the option of the manufacturer, the
key may be removed from the starting
system without the transmission or gear
selection control in the ‘‘park’’ position
under one of the following conditions:
(a) In the event of electrical failure,
including battery discharge, the key may
be automatically removed from the
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Fmt 4702
Sfmt 4702
48367
starting system without the transmission
or gear selection control locked in the
‘‘park’’ position; or
(b) Provided that steering or selfmobility is prevented, the vehicle may
have a device by which the user can
remove the key from the starting system
without the transmission or gear
selection control locked in ‘‘park.’’ This
device must require:
(i) The use of a tool, and
(ii) Simultaneous activation of the
device and removal of the key; or
(c) Provided that steering or selfmobility is prevented, the vehicle may
have a device by which the user can
remove the key from the starting system
without the transmission or gear
selection control locked in ‘‘park.’’ This
device must be covered by an opaque
surface which, when installed:
(i) Prevents sight of and use of the
device, and
(ii) Can be removed only by using a
screwdriver or other tool.
S5.2.4 Gear Selection Control Override
Option
The vehicle may have a device by
which the user can move the gear
selection control from ‘‘park’’ after the
key has been removed from the starting
system. This device must be operable by
one of the three options below:
(a) By use of the key; or
(b) By a means other than the key,
provided steering or forward selfmobility is prevented when the key is
removed from the starting system. Such
a means must require:
(i) The use of a tool, and
(ii) Simultaneous activation of this
means and movement of the gear
selection control from ‘‘park;’’ or
(c) By a means other than the key,
provided steering or forward selfmobility is prevented when the key is
removed from the starting system. This
device must be covered by an opaque
surface which, when installed:
(i) Prevents sight of and use of the
device, and
(ii) Can be removed only by using a
screwdriver or other tool.
S5.2.5 When tested in accordance
with S6.2.2, each vehicle must not move
more than 150 mm on a 10 percent
grade when the gear selection control is
locked in ‘‘park.’’
S6. Compliance Test Procedure for
Vehicles With Transmissions With a
‘‘Park’’ Position
S6.1 Test Conditions
S6.1.1 The vehicle shall be tested at
curb weight plus 91 kg (including the
driver).
S6.1.2 Except where specified
otherwise, the test surface shall be level.
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Federal Register / Vol. 70, No. 158 / Wednesday, August 17, 2005 / Proposed Rules
S6.2.1
(a) Activate the starting system using
the key.
(b) Move the gear selection control to
any gear selection position or any other
position where it will remain without
assistance, including a position between
any detent positions, except for the
‘‘park’’ position.
(c) Attempt to remove the key in each
gear selection position.
(c) Move the gear selection control to
‘‘park.’’
(d) Note the vehicle position.
(e) Release the parking brake. Release
the service brakes.
(f) Remove the key.
(g) Verify that the gear selection
control or transmission is locked in
‘‘park.’’
(h) Verify that the vehicle, at rest, has
moved no more than 150 mm from the
position noted prior to release of the
brakes.
S6.2.2
(a) Drive the vehicle forward up a 10
percent grade and stop it with the
service brakes.
(b) Apply the parking brake (if
present).
S6.2.3
(a) Drive the vehicle forward down a
10 percent grade and stop it with the
service brakes.
(b) Apply the parking brake (if
present).
S6.2
Test Procedure
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(c) Move the gear selection control to
‘‘park.’’
(d) Note the vehicle position.
(e) Release the parking brake. Release
the service brakes.
(f) Remove the key.
(g) Verify that the gear selection
control or transmission is locked in
‘‘park.’’
(h) Verify that the vehicle, at rest, has
moved no more than 150 mm from the
position noted prior to release of the
brakes.
Issued: August 5, 2005.
Stephen R. Kratzke,
Associate Administrator for Rulemaking.
[FR Doc. 05–16226 Filed 8–16–05; 8:45 am]
BILLING CODE 4910–59–P
E:\FR\FM\17AUP1.SGM
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Agencies
[Federal Register Volume 70, Number 158 (Wednesday, August 17, 2005)]
[Proposed Rules]
[Pages 48362-48368]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-16226]
=======================================================================
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DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA-2005-22093]
RIN 2127-AJ31
Federal Motor Vehicle Safety Standards; Theft Protection
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: Our safety standard on theft protection specifies vehicle
performance
[[Page 48363]]
requirements intended to reduce the incidence of crashes resulting from
theft and accidental rollaway of motor vehicles. As a result of
technological advances in the area of theft protection, the terminology
used in the regulatory text of the Standard has become outdated and
incompatible with key-locking systems that employ electronic codes to
lock and unlock the vehicle, and to enable engine activation. This
document proposes to amend and reorganize the regulatory text of the
Standard so that it better correlates to modern theft protection
technology and reflects the agency's interpretation of the existing
requirements. The proposed requirements would not impose any new
substantive requirements on vehicle manufacturers.
DATES: You should submit your comments early enough to ensure that
Docket Management receives them not later than October 17, 2005.
ADDRESSES: You may submit comments identified by the DOT Docket Number
cited in the heading of this document by any of the following methods:
Web Site: https://dms.dot.gov. Follow the instructions for
submitting comments on the DOT electronic docket site.
Fax: 1-202-493-2251.
Mail: Docket Management Facility; U.S. Department of
Transportation, 400 7th Street, SW., Nassif Building, Room PL-401,
Washington, DC 20590-001.
Hand Delivery: Room PL-401, 400 7th Street, SW.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
Federal eRulemaking Portal: Go to https://
www.regulations.gov. Follow the online instructions for submitting
comments.
Instructions: All submissions must include the agency name and
docket number. Note that all comments received will be posted without
change to https://dms.dot.gov including any personal information
provided. Please see the Privacy Act heading under Regulatory Notices.
Docket: For access to the docket to read background documents or
comments received, go to https://dms.dot.gov at any time or to Room PL-
401 on the plaza level of the Nassif Building, 400 7th Street, SW.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical issues: Ms. Gayle
Dalrymple, Office of Crash Avoidance Standards, NVS-123, NHTSA, 400 7th
Street, SW., Washington, DC 20590. Telephone: (202) 366-5559. E-mail:
Gayle.Dalrymple@nhtsa.dot.gov.
For legal issues: Mr. George Feygin, Office of the Chief Counsel,
NCC-112, NHTSA, 400 7th Street, SW., Washington, DC 20590. Telephone:
(202) 366-5834. E-mail: George.Feygin@nhtsa.dot.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Recent Letters of Interpretation Regarding FMVSS No. 114
III. VW Petition for Rulemaking
IV. Proposed Changes to the Regulatory Text
V. Effective Date of the Proposed Changes
VI. Request for Comments
VII. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and
Procedures
B. Executive Order 13132 (Federalism)
C. Executive Order 13045
D. Civil Justice Reform
E. Regulatory Flexibility Act
F. Paperwork Reduction Act
G. National Technology Transfer And Advancement Act
H. Unfunded Mandates Reform Act
I. Regulation Identifier Number (RIN)
J. Privacy Act
K. Plain Language
K. National Environmental Policy Act
VIII. Regulatory Text
I. Background
FMVSS No. 114, Theft protection, specifies vehicle performance
requirements intended to reduce the incidence of crashes resulting from
theft and accidental rollaway of motor vehicles. The standard applies
to all passenger cars, and to trucks and multipurpose passenger
vehicles with a GVWR of 4536 kilograms (10,000 pounds) or less. The
standard first became effective on January 1, 1970.\1\ The purpose of
the standard was to prevent crashes caused by unauthorized use of
unattended motor vehicles. Thus, the standard sought to ensure that the
vehicle could not be easily operated without the key, and that the
vehicle operator would not forget to remove the key from the ignition
system upon exiting the vehicle.
---------------------------------------------------------------------------
\1\ See 33 FR 6471 (April 24, 1968).
---------------------------------------------------------------------------
In response to the problem of accidental rollaway crashes resulting
from children inadvertently moving the automatic transmission lever to
a neutral position when a stationary vehicle is parked on a slope,
NHTSA later amended FMVSS No. 114 to require that the automatic
transmission lever be locked in the ``park'' position before the key
can be removed from the ignition system.\2\ Subsequently, NHTSA amended
these new requirements to permit an override device that would enable
the vehicle operator to remove the key without the transmission being
locked in ``park,'' and to move the transmission lever without using
the key, under certain circumstances. The purpose of these override
provisions was to address certain situations when it may be necessary
to remove key without shifting the transmission lever because the
vehicle has become disabled.\3\
---------------------------------------------------------------------------
\2\ See 55 FR 21868, (May 30, 1990).
\3\ See 56 FR 12464 (March 26, 1991).
---------------------------------------------------------------------------
While FMVSS No. 114 evolved to address not only theft protection,
but also accidental rollaway prevention, the terminology used in the
regulatory text has remained unchanged since its introduction more than
35 years ago. However, theft protection technology has advanced
considerably during that time. As a result, certain provisions of the
Standard have become increasingly ambiguous when applied to modern
theft protection technology not contemplated by the Standard when it
first went into effect.
For example, a number of vehicles now feature electronic systems.
Typically, this involves a card or a similar device that is carried in
an occupant's pocket or purse. The card carries an electronic code that
acts as the key when it is transmitted to the vehicle's onboard locking
system. The vehicle has a sensor that automatically unlocks the door
and allows the vehicle operator to activate the engine, when it
receives the code. The code-carrying device (i.e., card or otherwise)
never has to leave the vehicle operator's pocket or purse and is not
inserted into the ignition module.
In response to manufacturers' requests, NHTSA issued a series of
interpretation letters explaining how the Standard applied to various
key-locking systems that did not utilize conventional keys, but instead
relied on electronic codes to lock and unlock the vehicle, and to
enable engine activation.
In 2002, NHTSA received a petition for rulemaking from Volkswagen
of America (VW) asking the agency to amend a certain provision of the
standard related to rollaway prevention, that will be discussed below.
The agency decided to grant the petitioner's request. However, instead
of addressing only the limited issues raised by VW, this document takes
a broader approach and proposes to amend and reorganize the regulatory
text of FMVSS No. 114 so that it better correlates to modern antitheft
technology and reflects the agency's interpretation of the existing
requirements.
[[Page 48364]]
II. Recent Letters of Interpretation Regarding FMVSS No. 114
As noted above, the agency received several requests for legal
interpretation of the requirements of FMVSS No. 114, as they apply to
key-locking systems using various remote access devices. In response,
the agency has stated that the electronic code transmitted from a
remote device to the vehicle can be considered a ``key'' for the
purposes of FMVSS No. 114.\4\ We have also elaborated on how other
provisions of the standard applies to electronic codes. For example,
the agency stated that the narrow provisions related to electrical
failure do not apply to electronically coded cards or other means used
to enter an electronic key code into the locking system because those
provisions were specifically crafted in the context of traditional
keys.\5\ We also explained that systems using an electronic code
instead of conventional key would satisfy the rollaway prevention
provisions if the code remained in the vehicle until the transmission
gear is locked in the ``park'' position.
---------------------------------------------------------------------------
\4\ See https://www.nhtsa.dot.gov/cars/rules/interps/files/
GF001689.html and https://www.nhtsa.dot.gov/cars/rules/interps/files/
7044.html.
\5\ See https://www.nhtsa.dot.gov/cars/rules/interps/files/
GF001689.html.
---------------------------------------------------------------------------
We have followed our interpretation of the definition of ``key'' in
addressing other issues related to FMVSS No. 114. However, instead of
relying on interpretations, and possibly facing additional questions in
the future, the agency believes that it is appropriate to amend the
regulatory text of FMVSS No. 114 so that it better correlates to modern
antitheft technology and better reflects the agency's interpretation of
the existing requirements. The specifics of our proposal are discussed
in Section IV below.
III. VW Petition for Rulemaking
As previously discussed, in order to prevent accidental rollaways,
the Standard currently requires that, for vehicles with automatic
transmission, the transmission lever must be locked in ``park'' before
the vehicle operator could remove the key.\6\ However, the Standard
also allows an optional ``override device'' which permits removal of
the key without the automatic transmission being locked in ``park.''
The standard currently specifies that this override device ``* * * must
be covered by a non-transparent surface which, when installed, prevents
sight of and activation of the device * * *'' and that ``* * * The
covering surface shall be removable only by use of a screwdriver or
other tool.''
---------------------------------------------------------------------------
\6\ See S4.2.2(a) of FMVSS No. 114.
---------------------------------------------------------------------------
On October 29, 2002, NHTSA received a petition from VW asking the
agency to amend S4.2.2(a) by removing provisions related to the
override device covering. VW argued that these provisions are
unnecessarily design-restrictive. VW indicated that there are other
ways to ensure that the override device is not engaged inadvertently.
Specifically, VW suggested that the agency allow an override device
that requires using a tool to activate the override device while
simultaneously removing the key.
The agency agrees that the regulatory text related to the override
device cover is unnecessarily design-restrictive. Accordingly, this
document grants the VW petition for rulemaking and proposes to amend
the relevant portions of the regulatory text.
IV. Proposed Changes to the Regulatory Text
First, the agency is proposing to reorganize the regulatory text of
the Standard such that the requirements related to theft protection are
separated from the requirements intended to prevent accidental
rollaway. Second, whenever possible, we are proposing to simplify the
language used in the Standard to make it more clear. Finally, this
document proposes to amend requirements and definitions that are
unnecessarily design-restrictive.
While we discuss certain specific aspects of our proposal below, we
encourage readers to carefully examine each paragraph of the proposed
regulatory text because the entire text is revised.
1. We are proposing to revise the paragraphs explaining the
Standard's scope and purpose to better reflect its goal of reducing the
incidence of crashes resulting from theft and also accidental rollaway
of motor vehicles. This change has no substantive significance because
the Standard already addresses both safety concerns, and should not be
viewed as broadening the scope of the current requirements.
2. We are proposing to revise the definition of ``key'' such that
it makes it appropriate not only for conventional keys but also
electronic codes and other potential means of unlocking and operating
the vehicle. We believe that the new definition is broad enough to
include not only electronic codes but also other technologies,
including, for example, fingerprint recognition.
3. The current standard uses the term ``transmission shift lever''
in several instances to refer to the mechanism by which the driver
changes the transmission from one gear to another. The agency believes
that this term is unnecessarily design-specific. We have therefore
substituted the term ``gear selection control'' for the term
``transmission shift lever.''
4. As previously discussed, S4.2.1 of the current Standard
specifies that a key cannot be removed from the ignition until the
transmission shift lever is locked in ``park.'' However, the Standard
provides for an optional override device designed to allow (a) removal
of the key when the transmission is not in the ``park,'' and (b) moving
the transmission out of ``park'' when the key is not in the ignition.
The Standard requires that the means for activating this device must be
covered by a non-transparent surface which, when installed, prevents
sight of and activation of the device. This covering surface can only
be removable by use of a tool.\7\
---------------------------------------------------------------------------
\7\ The purpose of this requirement was to ensure that children
could not easily gain access to the override device (see 56 FR 12464
at 12466).
---------------------------------------------------------------------------
In response to the VW petition described above, we are proposing to
amend the requirement that the override device be covered by a non-
transparent surface. Specifically, as an alternative to the current
requirement, we are proposing to permit an override device that
requires using a tool to activate the override device while
simultaneously removing the key. We believe that requiring the use of a
tool in order to activate this type of override device would involve
sufficient complexity to prevent possible inadvertent activation by a
child.
5. The current Standard allows only override systems that prevent
steering before the key can be released, or the transmission lever can
be shifted. The agency previously indicated that this requirement
ensured that the theft protection aspects of the standard remained
intact even in certain situations where the vehicle was disabled.\8\
After further evaluating this aspect of our requirements, we
tentatively conclude that an override device that would prevent forward
self-mobility (such as an immobilizer) instead of steering would be
just as effective. As explained in our September 24, 2004
interpretation letter to a party who requested confidentiality:
---------------------------------------------------------------------------
\8\ See id. at 12467.
We note that in promulgating FMVSS No. 114, the agency expressed
concern about car thieves who could bypass the ignition lock. In
response to this concern, the agency decided to require a device,
which would prevent either self-mobility or steering even if the
ignition lock were bypassed (see 33 FR 4471, April 27, 1968).
[[Page 48365]]
The engine control module immobilizer described in your letter
satisfies the requirements of S4.2(b) because it locks out the
engine control module if an attempt is made to start the vehicle
without the correct key or to bypass the electronic ignition system.
When the engine control module is locked, the vehicle is not capable
of forward self-mobility because it is incapable of moving forward
under its own power.\9\
---------------------------------------------------------------------------
\9\ https://www.nhtsa.dot.gov/cars/rules/interps/files/GF005229-
2.html.
Further, as explained in our May 27, 2003 interpretation letter to
Jaguar, preventing steering after a moving vehicle has experienced a
complete loss of electrical power would not be appropriate before a
vehicle could be safely stopped.\10\ Therefore, we are proposing to
amend this aspect of the override provisions to allow manufacturers
greater flexibility in designing their override devices and to allow
manufacturers the choice to use electronic theft prevention devices,
such as immobilizers, instead of using steering locks if they desire.
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\10\ https://www.nhtsa.dot.gov/cars/rules/interps/files/
GF001689.html.
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V. Effective Date of the Proposed Changes
As previously discussed, with the exception of the override
provisions, which would be made less restrictive, the proposed
amendments would not make substantive changes to the existing standard.
Instead, we are proposing to amend and reorganize the regulatory text
of FMVSS No. 114 so that it better correlates to modern theft
protection technology and reflects the agency's interpretation of the
existing requirements. We believe vehicle manufacturers would not have
to make any changes to their vehicles if this proposal was made final.
Accordingly, we propose to make this document effective 60 days
following the publication of the final rule.
VI. Request for Comments
How Do I Prepare and Submit Comments?
Your comments must be written and in English. To ensure that your
comments are correctly filed in the Docket, please include the docket
number of this document in your comments. Your comments must not be
more than 15 pages long.\11\ We established this limit to encourage you
to write your primary comments in a concise fashion. However, you may
attach necessary additional documents to your comments. There is no
limit on the length of the attachments. Please submit two copies of
your comments, including the attachments, to Docket Management at the
address given above under ADDRESSES. Comments may also be submitted to
the docket electronically by logging onto the Docket Management System
Web site at https://dms.dot.gov. Click on ``Help & Information'' or
``Help/Info'' to obtain instructions for filing the document
electronically. If you are submitting comments electronically as a PDF
(Adobe) file, we ask that the documents submitted be scanned using
Optical Character Recognition (OCR) process, thus allowing the agency
to search and copy certain portions of your submissions.\12\
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\11\ See 49 CFR 553.21.
\12\ Optical character recognition (OCR) is the process of
converting an image of text, such as a scanned paper document or
electronic fax file, into computer-editable text.
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Please note that pursuant to the Data Quality Act, in order for
substantive data to be relied upon and used by the agency, it must meet
the information quality standards set forth in the OMB and DOT Data
Quality Act guidelines. Accordingly, we encourage you to consult the
guidelines in preparing your comments. OMB's guidelines may be accessed
at https://www.whitehouse.gov/omb/fedreg/reproducible.html. DOT's
guidelines may be accessed at https://dmses.dot.gov/submit/
DataQualityGuidelines.pdf.
How Can I Be Sure That My Comments Were Received?
If you wish Docket Management to notify you upon its receipt of
your comments, enclose a self-addressed, stamped postcard in the
envelope containing your comments. Upon receiving your comments, Docket
Management will return the postcard by mail.
How Do I Submit Confidential Business Information?
If you wish to submit any information under a claim of
confidentiality, you should submit three copies of your complete
submission, including the information you claim to be confidential
business information, to the Chief Counsel, NHTSA, at the address given
above under FOR FURTHER INFORMATION CONTACT. In addition, you should
submit two copies, from which you have deleted the claimed confidential
business information, to Docket Management at the address given above
under ADDRESSES. When you send a comment containing information claimed
to be confidential business information, you should include a cover
letter setting forth the information specified in our confidential
business information regulation.\13\
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\13\ See 49 CFR part 512.
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Will the Agency Consider Late Comments?
We will consider all comments that Docket Management receives
before the close of business on the comment closing date indicated
above under DATES. To the extent possible, we will also consider
comments that Docket Management receives after that date. If Docket
Management receives a comment too late for us to consider in developing
a final rule (assuming that one is issued), we will consider that
comment as an informal suggestion for future rulemaking action.
How Can I Read the Comments Submitted by Other People?
You may read the materials placed in the docket for this document
(e.g., the comments submitted in response to this document by other
interested persons) by going to the street address given above under
ADDRESSES. The hours of the Docket Management System (DMS) are
indicated above in the same location.
You may also read the materials on the Internet. To do so, take the
following steps:
(1) Go to the Web page of the Department of Transportation DMS
(https://dms.dot.gov/search/searchFormSimple.cfm).
(2) On that page type in the five-digit docket number cited in the
heading of this document. After typing the docket number, click on
``search.''
(3) On the next page (``Docket Search Results''), which contains
docket summary information for the materials in the docket you
selected, scroll down and click on the desired materials. You may
download the materials.
VII. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
This rulemaking document was not reviewed under Executive Order
12866, ``Regulatory Planning and Review.'' The agency has considered
the impact of this proposal under the Department of Transportation's
regulatory policies and procedures, and has determined that it is not
significant.
This document proposes to amend and reorganize the regulatory text
of 49 CFR 571.114 so that it better correlates to modern theft
protection technology and better reflects the agency's interpretation
of the existing requirements. Additionally, this document proposes to
make certain
[[Page 48366]]
provisions of 49 CFR 571.114 less restrictive. If made final, the
vehicle manufacturers would not have to make any changes to their
vehicles as a result of this rule. The impacts of this proposed rule
are so minor that we determined that a separate regulatory evaluation
is not needed.
B. Executive Order 13132 (Federalism)
The agency has analyzed this proposal in accordance with the
principles and criteria set forth in Executive Order 13132. This
proposal would not have a substantial direct effects on the States, on
the relationship between the national government and the States, or on
the distribution of power and responsibilities among the various levels
of government, as specified in Executive Order 13132.
C. Executive Order 13045
Executive Order 13045 (62 FR 19885, April 23, 1997) applies to any
rule that: (1) is determined to be ``economically significant'' as
defined under E.O. 12866, and (2) concerns an environmental, health or
safety risk that NHTSA has reason to believe may have a
disproportionate effect on children. If the regulatory action meets
both criteria, we must evaluate the environmental health or safety
effects of the planned rule on children, and explain why the planned
regulation is preferable to other potentially effective and reasonably
feasible alternatives considered by us.
This proposal is not subject to the Executive Order 13045 because
it is not economically significant as defined in E.O. 12866 and does
not involve decisions based on environmental, safety or health risks
having a disproportionate impact on children.
D. Civil Justice Reform
This final rule does not have any retroactive effect. Under 49
U.S.C. 21403, whenever a Federal motor vehicle safety standard is in
effect, a State may not adopt or maintain a safety standard applicable
to the same aspect of performance which is not identical to the Federal
standard, except to the extent that the state requirement imposes a
higher level of performance and applies only to vehicles procured for
the State's use. 49 U.S.C. 21461 sets forth a procedure for judicial
review of final rules establishing, amending or revoking Federal motor
vehicle safety standards. That section does not require submission of a
petition for reconsideration or other administrative proceedings before
parties may file suit in court.
E. Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.)
requires agencies to evaluate the potential effects of their proposed
rules on small businesses, small organizations and small governmental
jurisdictions. I have considered the possible effects of this
rulemaking action under the Regulatory Flexibility Act and certify that
it would not have a significant economic impact on a substantial number
of small entities.
This document proposes to amend and reorganize the regulatory text
of 49 CFR 571.114 so that it better correlates to modern theft
protection technology and better reflects the agency's interpretation
of the existing requirements. If made final, vehicle manufacturers or
any other small businesses would not have to make any changes to their
products as a result of this rule.
F. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, a person is not required
to respond to a collection of information by a Federal agency unless
the collection displays a valid OMB control number. This proposal does
not include any new information collection requirements.
G. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104-113, section 12(d) (15 U.S.C. 272)
directs us to use voluntary consensus standards in its regulatory
activities unless doing so would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., materials specifications, test methods, sampling
procedures, and business practices) that are developed or adopted by
voluntary consensus standards bodies. The NTTAA directs us to provide
Congress, through OMB, explanations when we decide not to use available
and applicable voluntary consensus standards.
There are no available voluntary consensus standards that are
equivalent to FMVSS No. 114.
H. Unfunded Mandates Reform Act
Section 202 of the Unfunded Mandates Reform Act of 1995 (UMRA)
requires Federal agencies to prepare a written assessment of the costs,
benefits and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local or
tribal governments, in the aggregate, or by the private sector, of more
than $100 million in any one year ($120.7 million as adjusted annually
for inflation with base year of 1995).
The proposed requirements would not result in costs of $120.7
million or more to either State, local, or tribal governments, in the
aggregate, or to the private sector.
I. Regulation Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN contained in the heading at the beginning of this document
to find this action in the Unified Agenda.
J. Privacy Act
Please note that anyone is able to search the electronic form of
all comments received into any of our dockets by the name of the
individual submitting the comment (or signing the comment, if submitted
on behalf of an association, business, labor union, etc.). You may
review DOT's complete Privacy Act Statement in the Federal Register
published on April 11, 2000 (Volume 65, Number 70; Pages 19477-78), or
you may visit https://dms.dot.gov.
K. Plain Language
Executive Order 12866 requires each agency to write all rules in
plain language. Application of the principles of plain language
includes consideration of the following questions:
Have we organized the material to suit the public's needs?
Are the requirements in the rule clearly stated?
Does the rule contain technical language or jargon that
isn't clear?
Would a different format (grouping and order of sections,
use of headings, paragraphing) make the rule easier to understand?
Would more (but shorter) sections be better?
Could we improve clarity by adding tables, lists, or
diagrams?
What else could we do to make the rule easier to
understand?
If you have any responses to these questions, please include them
in your comments on this proposal.
L. National Environmental Policy Act
NHTSA has analyzed this proposal for the purposes of the National
Environmental Policy Act. The agency has determined that implementation
of this action would not have any
[[Page 48367]]
significant impact on the quality of the human environment.
VI. Regulatory Text
List of Subjects in 49 CFR Parts 571
Motor vehicle safety, Reporting and recordkeeping requirements,
Tires.
In consideration of the foregoing, part 571 would be amended as
follows:
PART 571--[AMENDED]
1. The authority citation for part 571 would continue to read as
follows:
Authority: 49 U.S.C. 322, 2011, 30115, 30166 and 30177;
delegation of authority at 49 CFR 1.50.
2. Section 571.114 would be revised to read as follows:
Sec. 571.114 Standard No. 114; Theft protection and rollaway
prevention.
S1. Scope. This standard specifies vehicle performance requirements
intended to reduce the incidence of crashes resulting from theft and
accidental rollaway of motor vehicles.
S2. Purpose. The purpose of this standard is to decrease the
likelihood that a vehicle is stolen, or accidentally set in motion.
S3. Application. This standard applies to all passenger cars, and
to trucks and multipurpose passenger vehicles with a GVWR of 4,536
kilograms (10,000 pounds) or less. However, it does not apply to walk-
in van-type vehicles.
S4. Definitions
Combination means a variation of the key that permits the starting
system of a particular vehicle to be operated.
Key means a physical device or an electronic code which, when
inserted into the starting system (by physical or electronic means),
enables the vehicle operator to activate the engine or motor.
Open-body type vehicle means a vehicle having no occupant
compartment doors or vehicle having readily detachable occupant
compartment doors.
Starting system means the vehicle system used in conjunction with
the key to activate the engine or motor.
Vehicle type, as used in S5.1.2, refers to passenger car, truck, or
multipurpose passenger vehicle, as those terms are defined in 49 CFR
571.3.
S5. Requirements. Each vehicle subject to this standard must meet
the requirements of S5.1 and S5.2. Open-body type vehicles are not
required to comply with S5.1.3.
S5.1 Theft Protection
S5.1.1 Each vehicle must have a starting system which, whenever the
key is removed from the starting system prevents:
(a) The normal activation of the vehicle's engine or motor; and
(b) Either steering, or forward self-mobility, of the vehicle, or
both.
S5.1.2 For each vehicle type manufactured by a manufacturer, the
manufacturer must provide at least 1,000 unique key combinations, or a
number equal to the total number of the vehicles of that type
manufactured by the manufacturer, whichever is less. The same
combinations may be used for more than one vehicle type.
S5.1.3. Except as specified below, an audible warning to the
vehicle operator must be activated whenever the key is in the starting
system and the door located closest to the driver's designated seating
position is opened. An audible warning to the vehicle operator need not
activate:
(a) After the key has been inserted into the starting system, and
before the driver takes further action; or
(b) If the key is in the starting system in a manner or position
that allows the engine or motor to be started or to continue operating;
or
(c) For mechanical keys and starting systems, after the key has
been withdrawn to a position from which it may not be turned.
S5.1.4. If a vehicle is equipped with a transmission with a
``park'' position, the means for deactivating the vehicle's engine or
motor must not activate any device installed pursuant to S5.1.1(b),
unless the transmission is locked in the ``park'' position.
S5.2. Rollaway Prevention in Vehicles Equipped With Transmissions With
a ``Park'' Position
S5.2.1 Except as specified in S5.2.3, the starting system required
by S5.1 must prevent key removal when tested according to the
procedures in S6, unless the transmission or gear selection control is
locked in ``park'' or becomes locked in ``park'' as a direct result of
key removal.
S5.2.2 Except as specified in S5.2.4, the vehicle must be designed
such that the transmission or gear selection control cannot move from
the ``park'' position, unless the key is in the starting system.
S5.2.3 Key Removal Override Option
At the option of the manufacturer, the key may be removed from the
starting system without the transmission or gear selection control in
the ``park'' position under one of the following conditions:
(a) In the event of electrical failure, including battery
discharge, the key may be automatically removed from the starting
system without the transmission or gear selection control locked in the
``park'' position; or
(b) Provided that steering or self-mobility is prevented, the
vehicle may have a device by which the user can remove the key from the
starting system without the transmission or gear selection control
locked in ``park.'' This device must require:
(i) The use of a tool, and
(ii) Simultaneous activation of the device and removal of the key;
or
(c) Provided that steering or self-mobility is prevented, the
vehicle may have a device by which the user can remove the key from the
starting system without the transmission or gear selection control
locked in ``park.'' This device must be covered by an opaque surface
which, when installed:
(i) Prevents sight of and use of the device, and
(ii) Can be removed only by using a screwdriver or other tool.
S5.2.4 Gear Selection Control Override Option
The vehicle may have a device by which the user can move the gear
selection control from ``park'' after the key has been removed from the
starting system. This device must be operable by one of the three
options below:
(a) By use of the key; or
(b) By a means other than the key, provided steering or forward
self-mobility is prevented when the key is removed from the starting
system. Such a means must require:
(i) The use of a tool, and
(ii) Simultaneous activation of this means and movement of the gear
selection control from ``park;'' or
(c) By a means other than the key, provided steering or forward
self-mobility is prevented when the key is removed from the starting
system. This device must be covered by an opaque surface which, when
installed:
(i) Prevents sight of and use of the device, and
(ii) Can be removed only by using a screwdriver or other tool.
S5.2.5 When tested in accordance with S6.2.2, each vehicle must not
move more than 150 mm on a 10 percent grade when the gear selection
control is locked in ``park.''
S6. Compliance Test Procedure for Vehicles With Transmissions With a
``Park'' Position
S6.1 Test Conditions
S6.1.1 The vehicle shall be tested at curb weight plus 91 kg
(including the driver).
S6.1.2 Except where specified otherwise, the test surface shall be
level.
[[Page 48368]]
S6.2 Test Procedure
S6.2.1
(a) Activate the starting system using the key.
(b) Move the gear selection control to any gear selection position
or any other position where it will remain without assistance,
including a position between any detent positions, except for the
``park'' position.
(c) Attempt to remove the key in each gear selection position.
S6.2.2
(a) Drive the vehicle forward up a 10 percent grade and stop it
with the service brakes.
(b) Apply the parking brake (if present).
(c) Move the gear selection control to ``park.''
(d) Note the vehicle position.
(e) Release the parking brake. Release the service brakes.
(f) Remove the key.
(g) Verify that the gear selection control or transmission is
locked in ``park.''
(h) Verify that the vehicle, at rest, has moved no more than 150 mm
from the position noted prior to release of the brakes.
S6.2.3
(a) Drive the vehicle forward down a 10 percent grade and stop it
with the service brakes.
(b) Apply the parking brake (if present).
(c) Move the gear selection control to ``park.''
(d) Note the vehicle position.
(e) Release the parking brake. Release the service brakes.
(f) Remove the key.
(g) Verify that the gear selection control or transmission is
locked in ``park.''
(h) Verify that the vehicle, at rest, has moved no more than 150 mm
from the position noted prior to release of the brakes.
Issued: August 5, 2005.
Stephen R. Kratzke,
Associate Administrator for Rulemaking.
[FR Doc. 05-16226 Filed 8-16-05; 8:45 am]
BILLING CODE 4910-59-P