Sunshine Act Meeting, 48212 [05-16248]
Download as PDF
48212
Federal Register / Vol. 70, No. 157 / Tuesday, August 16, 2005 / Notices
After this order was issued, NYSE
struck SRAC’s securities from listing
and registration on NYSE. Third, on
June 3, 2005, SRAC voluntarily filed a
Form 15 pursuant to the Act with the
Commission to terminate registration of
its securities with the Commission. As
a result, SRAC’s reporting obligations
and the related reporting obligations
with respect to Sears, Roebuck and Co.
as guarantor to SRAC’s debt have been
terminated under the Act. Fourth, as a
result of SRAC’s termination of its
reporting obligations under the Act, it is
necessary to terminate the Issuer’s own
obligations under the Act with respect
to the Security in light of the delisting
and deregistration of SRAC’s securities.
The Issuer stated that the Security
was issued in a particular type of assetbacked securities (‘‘ABS’’) transaction
known as a ‘‘repackaging’’, in which the
ABS constitute pass through interests in
debt of an unrelated third party
(‘‘SRAC’’). The SATURNS Trust 2003–1
(‘‘Trust’’) has no assets other than SRAC
debentures that were purchased in the
secondary market. The Issuer has no
relationship to the issuer of the
underlying debentures (SRAC) and has
no ability to make substantive
disclosure about SRAC for purposes of
the Trust reporting obligation in relation
to the Security. Instead, the Issuer’s
Security reporting obligation in relation
to the Security have referred holders of
the Security to publicly available
reports and financial statements in
relation to SRAC that were filed by
SRAC. Because SRAC has ceased its
reporting, there are no longer any
publicly available reports about SRAC
to which holders of the Security can be
referred. Since it is essentially
impossible for the Issuer to provide
such materials because the Issuer has no
right to receive such materials from
SRAC, the documents governing the
Security provide that the Trust should
terminate following a termination of
public reporting by the SRAC. The
Issuer and the Trustee for the Trust have
entered into an agreement which
amended the documents governing the
Security to allow, as an alternative, that
the NYSE listing of the Security can be
withdrawn and the Issuer can terminate
its reporting obligations in relation to
the Security. Holders of the Security
who would prefer to have the previous
termination terms of the Trust apply in
relation to their Security are being given
a right to opt out of the amendment.
The Issuer stated in its application
that it has complied with NYSE’s rules
governing an issuer’s voluntary
withdrawal of a security from listing
and registration by complying with all
applicable laws in effect in the State of
VerDate jul<14>2003
18:02 Aug 15, 2005
Jkt 205001
Delaware, and by providing NYSE with
the required documents governing the
removal of securities from listing and
registration on NYSE.
The Issuer’s application relates solely
to the withdrawal of the Security from
listing on the NYSE and from
registration under Section 12(b) of the
Act,3 and shall not affect its obligation
to be registered under Section 12(g) of
the Act.4
Any interested person may, on or
before September 2, 2005, comment on
the facts bearing upon whether the
application has been made in
accordance with the rules of NYSE, and
what terms, if any, should be imposed
by the Commission for the protection of
investors. All comment letters may be
submitted by either of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/delist.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include the
File Number 1–16443; or
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
Station Place, 100 F Street, NE.,
Washington, DC 20549–9303.
All submissions should refer to File
Number 1–16443. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/delist.shtml).
Comments are also available for public
inspection and copying in the
Commission’s Public Reference Room.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
The Commission, based on the
information submitted to it, will issue
an order granting the application after
the date mentioned above, unless the
Commission determines to order a
hearing on the matter.
PO 00000
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.5
Jonathan G. Katz,
Secretary.
[FR Doc. E5–4421 Filed 8–15–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Pub. L. 94–409, that the
Securities and Exchange Commission
will hold the following meeting during
the week of August 15, 2005:
A Closed Meeting will be held on
Wednesday, August 17, 2005 at 10 a.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (9)(B), and
(10) and 17 CFR 200.402(a) (3), (5), (6),
(7), 9(ii) and (10) permit consideration
of the scheduled matters at the Closed
Meeting.
Commissioner Glassman, as duty
officer, voted to consider the items
listed for the closed meeting in closed
session and that no earlier notice thereof
was possible.
The subject matters of the Closed
Meeting scheduled for Wednesday,
August 17, 2005, will be:
Formal orders of investigations;
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings of an
enforcement nature; and an
Adjudicatory matter.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: August 11, 2005.
Jonathan G. Katz,
Secretary.
[FR Doc. 05–16248 Filed 8–11–05; 4:23 pm]
BILLING CODE 8010–01–P
3 15
U.S.C. 78l(b).
4 15 U.S.C. 78l(g).
Frm 00114
Fmt 4703
5 17
Sfmt 4703
E:\FR\FM\16AUN1.SGM
CFR 200.30–3(a)(1).
16AUN1
Agencies
[Federal Register Volume 70, Number 157 (Tuesday, August 16, 2005)]
[Notices]
[Page 48212]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-16248]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meeting during the week of
August 15, 2005:
A Closed Meeting will be held on Wednesday, August 17, 2005 at 10
a.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (6), (7), (9)(B), and (10) and 17 CFR
200.402(a) (3), (5), (6), (7), 9(ii) and (10) permit consideration of
the scheduled matters at the Closed Meeting.
Commissioner Glassman, as duty officer, voted to consider the items
listed for the closed meeting in closed session and that no earlier
notice thereof was possible.
The subject matters of the Closed Meeting scheduled for Wednesday,
August 17, 2005, will be:
Formal orders of investigations;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an
enforcement nature; and an
Adjudicatory matter.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: August 11, 2005.
Jonathan G. Katz,
Secretary.
[FR Doc. 05-16248 Filed 8-11-05; 4:23 pm]
BILLING CODE 8010-01-P