Proposed Collection; Comment Request, 47268 [E5-4377]
Download as PDF
<![CDATA[
47268
Federal Register / Vol. 70, No. 155 / Friday, August 12, 2005 / Notices
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or by e-mail:
David_Rostker@omb.eop.gov, and (ii) R.
Corey Booth, Director/Chief Information
Officer, Office of Information
Technology, Securities and Exchange
Commission, 100 F Street, NE.,
Washington, DC 20549. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: August 3, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–4375 Filed 8–11–05; 8:45 am]
BILLING CODE 8010–01–P
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Direct your written comments to R.
Corey Booth, Director/Chief Information
Officer, Office of Information
Technology, Securities and Exchange
Commission, Station Place, 100 F Street,
NE., Washington, DC 20549.
Dated: August 3, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–4376 Filed 8–11–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies
Available From: Securities and
Exchange Commission, Office of Filings
and Information Services, Washington,
DC 20549.
Extension: Rule 15c1–5; SEC File No.
270–422; OMB Control No. 3235–0471.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget (OMB) for
extension and approval.
Rule 15c1–5 states that any brokerdealer controlled by, controlling, or
under common control with the issuer
of a security that the broker-dealer is
trying to sell to or buy from a customer
must give the customer written
notification disclosing the control
relationship at or before completion of
the transaction. The Commission
estimates that 360 respondents collect
information annually under Rule 15c1–
5 and that approximately 3,600 hours
would be required annually for these
collections.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the proposed collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected; and (d)
ways to minimize the burden of the
collection of information on
VerDate jul<14>2003
17:14 Aug 11, 2005
Jkt 205001
Proposed Collection; Comment
Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Rule 15c1–6, SEC File No.
270–423, OMB Control No. 3235–0472.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 15c1–6 states that any brokerdealer trying to sell to or buy from a
customer a security in a primary or
secondary distribution in which the
broker-dealer is participating or is
otherwise financially interested must
give the customer written notification of
the broker-dealer’s participation or
interest at or before completion of the
transaction. The Commission estimates
that 725 respondents collect information
annually under Rule 15c1–6 and that
approximately 7,250 hours would be
required annually for these collections.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the proposed collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected; and (d)
PO 00000
Frm 00101
Fmt 4703
Sfmt 4703
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Direct your written comments to R.
Corey Booth, Director/Chief Information
Officer, Office of Information
Technology, Securities and Exchange
Commission, Station Place, 100 F Street,
NE., Washington, DC 20549.
Dated: August 4, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–4377 Filed 8–11–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Rule 32a–4, SEC File No.
270–473, OMB Control No. 3235–0530.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 350l et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collections of information
summarized below. The Commission
plans to submit these existing
collections of information to the Office
of Management and Budget (‘‘OMB’’) for
extension and approval.
Section 32(a)(2) of the Investment
Company Act requires that shareholders
of a registered investment management
or face–amount certificate company
(‘‘fund’’) ratify or reject the selection of
a fund’s independent public accountant.
Rule 32a–4 exempts a fund from this
requirement if: (i) the fund’s board of
directors establishes an audit committee
composed solely of independent
directors with responsibility for
overseeing the fund’s accounting and
auditing processes,1 (ii) the fund’s board
of directors adopts an audit committee
charter setting forth the committee’s
structure, duties, powers and methods
of operation, or sets out similar
provisions in the fund’s charter or
bylaws,2 and (iii) the fund maintains a
copy of such an audit committee charter
1 Rule
2 Rule
E:\FR\FM\12AUN1.SGM
32a–4(a).
32a–4(b).
12AUN1
]]>Agencies
[Federal Register Volume 70, Number 155 (Friday, August 12, 2005)]
[Notices]
[Page 47268]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-4377]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon written request, copies available from: Securities and
Exchange Commission, Office of Filings and Information Services,
Washington, DC 20549.
Extension: Rule 15c1-6, SEC File No. 270-423, OMB Control No. 3235-
0472.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Rule 15c1-6 states that any broker-dealer trying to sell to or buy
from a customer a security in a primary or secondary distribution in
which the broker-dealer is participating or is otherwise financially
interested must give the customer written notification of the broker-
dealer's participation or interest at or before completion of the
transaction. The Commission estimates that 725 respondents collect
information annually under Rule 15c1-6 and that approximately 7,250
hours would be required annually for these collections.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information shall
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the proposed collection of information; (c) ways to
enhance the quality, utility, and clarity of the information to be
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
Direct your written comments to R. Corey Booth, Director/Chief
Information Officer, Office of Information Technology, Securities and
Exchange Commission, Station Place, 100 F Street, NE., Washington, DC
20549.
Dated: August 4, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5-4377 Filed 8-11-05; 8:45 am]
BILLING CODE 8010-01-P
