Proposed Extension of Collection of Information; Comment Request, 31548 [E5-2753]

Download as PDF 31548 Federal Register / Vol. 70, No. 104 / Wednesday, June 1, 2005 / Notices under which SSA agrees to the disclosure of benefit information to OPM. The SSA records will be used in a matching program with OPM’s records on surviving spouses who may be eligible to receive a Supplementary Annuity, disability retirees, and child survivor annuitants, under the Federal Employees’ Retirement System (FERS). The benefits payable to these recipients are offset if paid while also in receipt of SSA benefits. The SSA components responsible for the disclosure are the Office of Income Security Programs. The responsible component for OPM is the Center for Retirement and Insurance Services. OPM, as the agency actually using the results of this matching activity in its programs, will publish the notice required by Title 5 United States Code (U.S.C.) 552a(e)(12) in the Federal Register. Office of Personnel Management. Dan G. Blair, Acting Director. Report of Computer Matching Program Between the Office of Personnel Management and Social Security Administration A. Participating Agencies OPM and SSA. B. Purpose of the Matching Program This computer matching agreement sets forth the responsibilities of the Social Security Administration (SSA) and the Office of Personnel Management (OPM) with respect to information disclosed pursuant to this agreement and is executed under the Privacy Act of 1974, 5 U.S.C. 552a, as amended, and the regulations and guidance promulgated thereunder. C. Description of the Match and Records SSA will disclose data from its MBR file (60–0090, Master Beneficiary Record, SSA/OEEAS) and MEF file (60– 0059, Earning Recording and SelfEmployment Income System, SSA/ OEEAS), and manually extracted military wage information from SSA’s ‘‘1086’’ microfilm file when required. OPM will provide SSA with a electronic finder file from the OPM System of Records published as OPM/Central–1 (Civil Service and Insurance Records), on October 8, 1999 (64 FR 54930), as amended on May 3, 2000 (65 FR 2575). The systems of records involved have routine uses permitting the disclosures needed to conduct this match. D. Privacy Safeguards and Security Both SSA and OPM will safeguard information provided by the reciprocal VerDate jul<14>2003 16:22 May 30, 2005 Jkt 205001 agency as follows: Access to the records matched and to any records created by the match will be restricted to only those authorized employees and officials who need the records to perform their official duties in connection with the uses of the information authorized in the agreement. SSA and OPM will protect Federal Tax information in the same manner which IRS systems of records are protected under the Privacy Act of 1974, as amended, and in accordance with Internal Revenue Manual 1.16.8, Physical Security Standards Handbook. Either OPM or SSA may make onsite inspection or make other provisions to ensure that adequate safeguards are being maintained by the other agency. E. Disposal of Records Records causing closeout or suspend actions would also be annotated and returned to OPM for recordkeeping purposes. All records returned to OPM are considered ‘‘response’’ records and any not used in the update process must be purged by SSA immediately after all processing is completed. [FR Doc. 05–10826 Filed 5–31–05; 8:45 am] BILLING CODE 6325–38–P SECURITIES AND EXCHANGE COMMISSION Proposed Extension of Collection of Information; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549. Extension: Rule 15Ba2–5; SEC File No. 270–91; OMB Control No. 3235–0088. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval. • Rule 15Ba2–5—Registration of Fiduciaries On July 7, 1975, effective July 16, 1975 (see 41 FR 28948, July 14, 1975), the Commission adopted Rule 15Ba2–5 under the Securities Exchange Act of 1934 (‘‘Exchange Act’’) to permit a dulyappointed fiduciary to assume immediate responsibility for the operation of a municipal securities PO 00000 Frm 00138 Fmt 4703 Sfmt 4703 dealer’s business. Without the rule, the fiduciary would not be able to assume operation until it registered as a municipal securities dealer. Under the rule, the registration of a municipal securities dealer is deemed to be the registration of any executor, administrator, guardian, conservator, assignee for the benefit of creditors, receiver, trustee in insolvency or bankruptcy, or other fiduciary, appointed or qualified by order, judgment, or decree of a court of competent jurisdiction to continue the business of such municipal securities dealer, provided that such fiduciary files with the Commission, within 30 days after entering upon the performance of his duties, a statement setting forth as to such fiduciary substantially the same information required by Form MSD or Form BD. The statement is necessary to ensure that the Commission and the public have adequate information about the fiduciary. There is approximately 1 respondent per year that requires an aggregate total of 4 hours to comply with this rule. This respondent makes an estimated 1 annual response. Each response takes approximately 4 hours to complete. Thus, the total compliance burden per year is 4 burden hours. The approximate cost per hour is $20, resulting in a total cost of compliance for the respondent of approximately $80 (i.e., 4 hours × $20). Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct any comments or suggestions in writing to: R. Corey Booth, Chief Information Officer, Office of Information Technology, Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549. Dated: May 13, 2005. Margaret H. McFarland, Deputy Secretary. [FR Doc. E5–2753 Filed 5–31–05; 8:45 am] BILLING CODE 8010–01–P E:\FR\FM\01JNN1.SGM 01JNN1

Agencies

[Federal Register Volume 70, Number 104 (Wednesday, June 1, 2005)]
[Notices]
[Page 31548]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-2753]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Extension of Collection of Information; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Filings and Information Services, Washington, DC 
20549.

Extension:
    Rule 15Ba2-5; SEC File No. 270-91; OMB Control No. 3235-0088.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') is soliciting comments on the collection of 
information summarized below. The Commission plans to submit this 
existing collection of information to the Office of Management and 
Budget for extension and approval.
     Rule 15Ba2-5--Registration of Fiduciaries
    On July 7, 1975, effective July 16, 1975 (see 41 FR 28948, July 14, 
1975), the Commission adopted Rule 15Ba2-5 under the Securities 
Exchange Act of 1934 (``Exchange Act'') to permit a duly-appointed 
fiduciary to assume immediate responsibility for the operation of a 
municipal securities dealer's business. Without the rule, the fiduciary 
would not be able to assume operation until it registered as a 
municipal securities dealer. Under the rule, the registration of a 
municipal securities dealer is deemed to be the registration of any 
executor, administrator, guardian, conservator, assignee for the 
benefit of creditors, receiver, trustee in insolvency or bankruptcy, or 
other fiduciary, appointed or qualified by order, judgment, or decree 
of a court of competent jurisdiction to continue the business of such 
municipal securities dealer, provided that such fiduciary files with 
the Commission, within 30 days after entering upon the performance of 
his duties, a statement setting forth as to such fiduciary 
substantially the same information required by Form MSD or Form BD. The 
statement is necessary to ensure that the Commission and the public 
have adequate information about the fiduciary.
    There is approximately 1 respondent per year that requires an 
aggregate total of 4 hours to comply with this rule. This respondent 
makes an estimated 1 annual response. Each response takes approximately 
4 hours to complete. Thus, the total compliance burden per year is 4 
burden hours. The approximate cost per hour is $20, resulting in a 
total cost of compliance for the respondent of approximately $80 (i.e., 
4 hours x $20).
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the Commission, including whether the information 
shall have practical utility; (b) the accuracy of the Commission's 
estimates of the burden of the proposed collection of information; (c) 
ways to enhance the quality, utility, and clarity of the information to 
be collected; and (d) ways to minimize the burden of the collection of 
information on respondents, including through the use of automated 
collection techniques or other forms of information technology. 
Consideration will be given to comments and suggestions submitted in 
writing within 60 days of this publication.
    Please direct any comments or suggestions in writing to: R. Corey 
Booth, Chief Information Officer, Office of Information Technology, 
Securities and Exchange Commission, 450 Fifth Street, NW., Washington, 
DC 20549.

    Dated: May 13, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5-2753 Filed 5-31-05; 8:45 am]
BILLING CODE 8010-01-P
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