Overview Information; Smaller Learning Communities Program Notice Inviting Applications for New Awards for Fiscal Year (FY) 2004 and Subsequent Years' Funds, 22230-22233 [05-8513]
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Federal Register / Vol. 70, No. 81 / Thursday, April 28, 2005 / Notices
DEPARTMENT OF EDUCATION
Office of Vocational and Adult
Education
Overview Information; Smaller
Learning Communities Program Notice
Inviting Applications for New Awards
for Fiscal Year (FY) 2004 and
Subsequent Years’ Funds
Catalog of Federal Domestic Assistance
(CFDA) Number: 84.215L.
Applications Available: April 28,
2005.
Deadline for Transmittal of
Applications: June 7, 2005.
Deadline for Intergovernmental
Review: August 11, 2005.
Eligible Applicants: Local educational
agencies (LEAs), including schools
funded by the Bureau of Indian Affairs
and educational service agencies,
applying on behalf of large public high
schools, are eligible to apply for a grant.
An LEA that was awarded an
implementation grant on behalf of a
school under the original SLC program
competition held in 2000 (Cohort 1) or
the second competition, which was held
in 2002 (Cohort 2) may apply on behalf
of the school for a second SLC grant
under the terms set forth in the notice
of final priority, requirements,
definitions, and selection criteria for
fiscal year (FY) 2004 and subsequent
years’ funds (NFP), published elsewhere
in this issue of the Federal Register.
LEAs that received funding on behalf of
schools for an SLC implementation
grant(s) under the competitions held in
2003 (Cohort 3) and 2004 (Cohort 4)
may not apply on behalf of those same
schools for a grant in this competition.
Additional eligibility requirements
are listed in the Eligibility section of the
Application Requirements in the NFP,
published elsewhere in this issue of the
Federal Register.
Estimated Available Funds:
$125,269,000.
Estimated Range of Awards: $650,000
to $11,750,000. See also the chart under
Section II. Award Information.
Additional information regarding
awards and budget determination is in
the Budget Information for
Determination of Award section in the
Application Requirements in the NFP,
published elsewhere in this issue of the
Federal Register.
Estimated Size of Award: LEAs may
receive, on behalf of a single school, up
to $1,175,000, depending upon the size
of the school, during the 60-month
project period. LEAs applying on behalf
of a group of eligible schools could
receive up to $11,750,000 per grant. To
ensure that sufficient funds are available
DATES:
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to support SLC activities, LEAs may not
include more than 10 schools in a single
application for a grant. The actual size
of awards will be based on a number of
factors. These factors include the scope,
quality, and comprehensiveness of the
proposed project and the range of
awards indicated in the application.
Maximum Award: Applications that
request more funds than the maximum
amounts specified for any school or for
the total grant will not be read as part
of the regular application process.
However, if after the Secretary selects
applications to be funded, it appears
that additional funds remain available,
the Secretary may choose to read those
additional applications that requested
funds exceeding the maximum amounts
specified. If the Secretary chooses to
fund any of those additional
applications, applicants will be required
to work with the Department to revise
their proposed budgets to fit within the
appropriate funding range.
Estimated Number of Awards: 150.
Note: The Department is not bound by any
estimates in this notice.
Project Period: Up to 60 months.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of
the Smaller Learning Communities
(SLC) program is to promote academic
achievement through the creation or
expansion of small, safe, and successful
learning environments in large public
high schools to help ensure that all
students graduate with the knowledge
and skills necessary to make successful
transitions to college and careers.
Priority: This competition includes
one absolute priority. The priority is
from the NFP, published elsewhere in
this issue of the Federal Register.
Absolute Priority: For this
competition, the priority is an absolute
priority. Under 34 CFR 75.105(c)(3) we
consider only applications that meet
this priority.
The priority is:
Absolute Priority: Helping All Students
to Succeed in Rigorous Academic
Courses.
This priority supports projects to
create or expand SLCs that will
implement a coherent set of strategies
and interventions that are designed to
ensure that all students who enter high
school with reading/language arts and
mathematics skills that are significantly
below grade level ‘‘catch up’’ quickly so
that, by no later than the end of the 10th
grade, they have acquired the reading/
language arts and mathematics skills
they need to participate successfully in
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rigorous academic courses that will
equip them with the knowledge and
skills necessary to transition
successfully to postsecondary
education, apprenticeships, or advanced
training.
These accelerated learning strategies
and interventions must:
(1) Be grounded in the findings of
scientifically based and other rigorous
research;
(2) Include the use of age-appropriate
instructional materials and teaching and
learning strategies;
(3) Provide additional instruction and
academic support during the regular
school day, which may be
supplemented by instruction that is
provided before or after school, on
weekends, and at other times when
school is not in session; and
(4) Provide sustained professional
development and ongoing support for
teachers and other personnel who are
responsible for delivering instruction.
Application Requirements: Additional
requirements for all projects funded
through this competition are in the NFP,
published elsewhere in this issue of the
Federal Register.
These additional requirements are:
Eligibility; School Report Cards; Types
of Grants; Consortium Applications and
Educational Service Agencies; Budget
Information for Determination of
Award; Student Placement; Including
All Students; Performance Indicators;
Evaluation; High-Risk Status and Other
Enforcement Mechanisms; Required
Meetings Sponsored by the Department;
and Previous Grantees.
Definitions: In addition to the
definitions in the authorizing statute
and 35 CFR 77.1, the definitions in the
NFP, published elsewhere in this issue
of the Federal Register, apply.
Program Authority: 20 U.S.C. 7249.
Applicable Regulations: (a) The
Education Department General
Administrative Regulations (EDGAR) in
34 CFR parts 75, 77, 79, 80, 81, 82, 84,
85, 86, 97, 98, and 99, and (b) the
priority, requirements, definitions, and
selection criteria contained in the NFP,
published elsewhere in this issue of the
Federal Register.
Note: The regulations in part 79 apply to
all applicants except federally recognized
Indian tribes.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds:
$125,269,000.
Estimated Range of Awards: $650,000
to $11,750,000. The following chart
provides the ranges of awards per high
school size for 60-month SLC grants:
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SLC GRANT AWARD RANGES
Student enrollment
1,000–2,000 Students ..........
2,001–3,000 Students ..........
3,001–4,000 Students ..........
4,001 and Up ........................
Award ranges
per school
$650,000–
$800,000
$650,000–
$925,000
$650,000–
$1,050,000
$650,000–
$1,175,000
Additional information regarding
awards and budget determination is in
the Budget Information for
Determination of Award section in the
Application Requirements in the NFP,
published elsewhere in this issue of the
Federal Register.
Estimated Size of Award: LEAs may
receive, on behalf of a single school, up
to $1,175,000, depending upon the size
of the school, for the full 60-month
project period. LEAs applying on behalf
of a group of eligible schools may
receive up to $11,750,000 per grant. To
ensure that sufficient funds are available
to support SLC activities, LEAs may not
include more than 10 schools in a single
application for a grant. The actual size
of awards will be based on a number of
factors. These factors include the scope,
quality, and comprehensiveness of the
proposed project and the range of
awards indicated in the application.
Maximum Award: Applications that
request more funds than the maximum
amounts specified for any school or for
the total grant will not be read as part
of the regular application process.
However, if after the Secretary selects
applications to be funded, it appears
that additional funds remain available,
the Secretary may choose to read those
additional applications that requested
funds exceeding the maximum amounts
specified. If the Secretary chooses to
fund any of those additional
applications, applicants will be required
to work with the Department to revise
their proposed budgets to fit within the
appropriate funding range.
Estimated Number of Awards: 150.
Note: The Department is not bound by any
estimates in this notice.
Project Period: Up to 60 months.
III. Eligibility Information
1. Eligible Applicants: Local
educational agencies (LEAs), including
schools funded by the Bureau of Indian
Affairs and educational service
agencies, applying on behalf of large
public high schools, are eligible to apply
for a grant.
An LEA that was awarded an
implementation grant on behalf of a
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school under the original SLC program
competition held in 2000 (Cohort 1) or
the second competition, which was held
in 2002 (Cohort 2) may apply on behalf
of the school for a second SLC grant
under the terms set forth in this notice.
LEAs that received funding on behalf of
schools for an SLC implementation
grant(s) under the competitions held in
2003 (Cohort 3) and 2004 (Cohort 4)
may not apply on behalf of those same
schools for a grant in this competition.
Additional eligibility requirements
are listed in the Eligibility section of the
Application Requirements in the NFP,
published elsewhere in this issue of the
Federal Register.
2. Cost Sharing or Matching: This
competition does not involve cost
sharing or matching.
IV. Application and Submission
Information
1. Address to Request Application
Package: Deborah Williams, U.S.
Department of Education, OVAE, 400
Maryland Avenue, SW., Potomac Center
Plaza, room 11064, Washington, DC
20202–7241. Telephone: (202) 245–7770
or via Internet:
deborah.williams@ed.gov.
If you use a telecommunications
device for the deaf (TDD), you may call
the Federal Relay Service (FRS) at 1–
800–877–8339.
You may also obtain an application
package via Internet from the following
address: https://www.ed.gov/programs/
slcp/applicant.html.
Individuals with disabilities may
obtain a copy of the application package
in an alternative format (e.g., Braille,
large print, audiotape, or computer
diskette) by contacting the program
contact person listed in this section.
2. Content and Form of Application
Submission: To be considered for
funding, LEAs must identify in their
applications the name(s) of the eligible
large high school(s) and the number of
students enrolled in each school. A
large high school is defined as one
having grades 11 and 12, with 1,000 or
more students enrolled in grades 9 and
above. Enrollment figures must be based
upon data from the current school year
or data from the most recently
completed school year. We will not
accept applications from LEAs applying
on behalf of schools that are being
constructed and do not have an active
student enrollment at the time of
application. LEAs may apply on behalf
of no more than 10 schools. Additional
requirements concerning the content of
an application are in the NFP for this
program, published elsewhere in this
issue of the Federal Register. These
requirements, together with the forms
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you must submit, also are in the
application package for this
competition.
3. Submission Dates and Times:
Applications Available: April 28,
2005.
Applications for grants under this
competition must be submitted by mail
or hand delivery. For information
(including dates and times) about how
to submit your application by mail or
hand delivery, please refer to section IV.
6. Other Submission Requirements in
this notice.
We do not consider an application
that does not comply with the deadline
requirements.
Deadline for Intergovernmental
Review: August 11, 2005.
4. Intergovernmental Review: This
competition is subject to Executive
Order 12372 and the regulations in 34
CFR part 79. Information about
Intergovernmental Review of Federal
Programs under Executive Order 12372
is in the application package for this
competition.
5. Funding Restrictions: We reference
regulations outlining funding
restrictions in the Applicable
Regulations section of this notice.
6. Other Submission Requirements:
Applications for grants under this
competition must be submitted in paper
format by mail or hand delivery.
a. Submission of Applications by Mail
If you submit your application by
mail (through the U.S. Postal Service of
a commercial carrier), you must mail the
original and three copies of your
application, on or before the application
deadline date, to the Department at the
applicable following address:
By mail through the U.S. Postal
Service:
U.S. Department of Education,
Application Control Center,
Attention: (CFDA Number 84.215L),
400 Maryland Avenue, SW.,
Washington, DC 20202–4260; or—
By mail through a commercial carrier:
U.S. Department of Education,
Application Control Center—Stop
4260, Attention: (CFDA Number
84.215L), 7100 Old Landover Road,
Landover, MD 20785–1506.
Regardless of the address you use, you
must show proof of mailing consisting
of one of the following:
(1) A legibly dated U.S. Postal Service
postmark,
(2) A legible mail receipt with the
date of mailing stamped by the U.S.
Postal Service,
(3) A dated shipping label, invoice, or
receipt from a commercial carrier, or
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(4) Any other proof of mailing
acceptable to the Secretary of the U.S.
Department of Education.
If you mail your application through
the U.S. Postal Service, we do not
accept either of the following as proof
of mailing:
(1) A private metered postmark, or
(2) A mail receipt that is not dated by
the U.S. Postal Service.
If your application is postmarked after
the application deadline date, we will
not consider your application.
Note: The U.S. Postal Service does not
uniformly provide a dated postmark. Before
relying on this method, you should check
with your local post office.
b. Submission of Applications by Hand
Delivery
If you submit your application by
hand delivery, you or a courier service)
must deliver the original and three
copies of your application, by hand, on
or before the application deadline date,
to the Department at the following
address:
U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.215L), 550 12th
Street, SW., Room 7041, Potomac Center
Plaza, Washington, DC 20202–4260.
The Application Control Center
accepts hand deliveries daily between 8
a.m. and 4:30 p.m., Washington, DC
time, except Saturdays, Sundays, and
Federal holidays.
Note for Mail or Hand Delivery of
Paper Applications: If you mail or hand
deliver your application to the
Department:
(1) You must indicate on the envelope
and—if not provided by the
Department—in Item 4 of the ED 424 the
CFDA number—and suffix letter, if
any—of the competition under which
you are submitting your application.
(2) The Application Control Center
will mail a grant application receipt
acknowledgment to you. If you do not
receive the grant application receipt
acknowledgment within 15 days from
the application deadline date, you
should call the U.S. Department of
Education Application Control Center at
(202) 245–6288.
V. Application Review Information
Selection Criteria: The selection
criteria for this competition are in the
NFP published elsewhere in this issue
of the Federal Register, and in the
application package.
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
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send you a Grant Award Notification
(GAN). We may also notify you
informally.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
Note: Requirements listed in the NFP
published elsewhere in this issue of the
Federal Register are material requirements.
Failure to comply with any requirement or
with any elements of the grantee’s
application would subject the grantee to
administrative action, including but not
limited to designation as a ‘‘high-risk’’
grantee, the imposition of special conditions,
or termination of the grant. Circumstances
that might cause the Department to take such
action include, but are not limited to: the
grantee showing a decline in student
achievement after two years of
implementation of the grant; the grantee’s
failure to make substantial progress in
completing the milestones outlined in the
management plan included in the
application; and the grantee’s expenditure of
funds in a manner that is inconsistent with
the budget as submitted in the application.
3. Reporting: At the end of your
project period, you must submit a final
performance report, including financial
information, as directed by the
Secretary. You must submit an annual
performance report that provides the
most current performance and financial
expenditure information as specified by
the Secretary in 34 CFR 75.118.
Additional reporting requirements are
in the NFP, published elsewhere in this
issue of the Federal Register.
4. Performance Measures: We require
applicants to identify in their
application specific performance
indicators and annual performance
objectives for each of these indicators.
Specifically, we require applicants to
use the following performance
indicators to measure the progress of
each school:
(1) The percentage of students who
score at the proficient and advanced
levels on the reading/language arts and
mathematics assessments used by the
State to determine whether a school has
made adequate yearly progress under
part A of title I of the Elementary and
Secondary Education Act of 1965 (20
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U.S.C. 7249), as amended by Public Law
107–110, the No Child Left Behind Act
of 2001, as well as these percentages
disaggregated by subject matter and the
following subgroups:
(A) Major racial and ethnic groups;
(B) Students with disabilities;
(C) Students with limited English
proficiency; and
(D) Economically disadvantaged
students.
(2) The school’s graduation rate, as
defined in the State’s approved
accountability plan for Part A of title I
of the ESEA;
(3) The percentage of graduates who
enroll in postsecondary education,
apprenticeships, or advanced training
for the semester following graduation;
(4) The percentage of graduates who
are employed by the end of the first
quarter after they graduate (e.g., for
students who graduate in May or June,
this would be September 30);
(5) Other appropriate indicators the
LEA may choose to identify in its
application, such as rates of average
daily attendance and year-to-year
retention; achievement and gains in
English proficiency of limited English
proficient students; the incidence of
school violence, drug and alcohol use,
and disciplinary actions; or the
percentage of students completing
advanced placement courses and the
rate of passing advanced placement tests
(such as Advanced Placement and
International Baccalaureate) and courses
for college credit.
Applicants are required to include in
their applications baseline data for each
of these indicators and identify
performance objectives for each year of
the project period. We further require
recipients of grants to report annually
on the extent to which each school
achieves its performance objectives for
each indicator during the preceding
school year. We require grantees to
include in these reports comparable
data, if available, for the preceding three
school years so that trends in
performance will be more apparent.
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT:
Deborah Williams, U.S. Department of
Education, OVAE, 400 Maryland
Avenue, SW., Potomac Center Plaza,
room 11064, Washington, DC 20202–
7241. Telephone: (202) 245–7770 or via
Internet: deborah.williams@ed.gov.
If you use a telecommunications
device for the deaf (TDD), you may call
the Federal Relay Service (FRS) at 1–
800–877–8339.
Individuals with disabilities may
obtain this document in an alternative
format (e.g., Braille, large print,
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audiotape, or computer diskette) on
request to the program contact person
listed in this section.
VIII. Other Information
Electronic Access to This Document:
You may view this document, as well as
all other documents of this Department
published in the Federal Register, in
text or Adobe Portable Document
Format (PDF) on the Internet at the
following site: https://www.ed.gov/news/
fedregister.
To use PDF you must have Adobe
Acrobat Reader, which is available free
at this site. If you have questions about
using PDF, call the U.S. Government
Printing Office (GPO), toll free, at 1–
888–293–6498; or in the Washington,
DC, area at (202) 512–1530.
Note: The official version of this document
is the document published in the Federal
Register. Free Internet access to the official
edition of the Federal Register and the Code
of Federal Regulations is available on GPO
Access at: https://www.gpoaccess.gov/nara/
index.html.
Dated: April 22, 2005.
Susan Sclafani,
Assistant Secretary for Vocational and Adult
Education.
[FR Doc. 05–8513 Filed 4–27–05; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Smaller Learning Communities
Program
Office of Vocational and Adult
Education, Department of Education.
ACTION: Notice of final priority,
requirements, definitions, and selection
criteria for fiscal year (FY) 2004 and
subsequent years’ funds.
AGENCY:
SUMMARY: The Assistant Secretary for
Vocational and Adult Education
announces a priority, requirements,
definitions, and selection criteria under
the Smaller Learning Communities
(SLC) program. The Assistant Secretary
will use this priority, requirements,
definitions, and selection criteria for a
competition using fiscal year (FY) 2004
funds and may use them in later years.
We intend the priority, requirements,
definitions, and selection criteria to
further the purpose of the SLC program,
which is to promote academic
achievement through the creation or
expansion of small, safe, and successful
learning environments in large public
high schools.
DATES: The final priority, requirements,
definitions, and selection criteria are
effective May 31, 2005.
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FOR FURTHER INFORMATION CONTACT:
Deborah Williams, U.S. Department of
Education, OVAE, 400 Maryland
Avenue, SW., Potomac Center Plaza,
room 11064, Washington, DC 20202–
7241. Telephone: (202) 245–7770 or via
Internet: deborah.williams@ed.gov.
If you use a telecommunications
device for the deaf (TDD), you may call
the Federal Relay Service (FRS) at 1–
800–877–8339.
Individuals with disabilities may
obtain this document in an alternative
format (e.g., Braille, large print,
audiotape, or computer diskette) on
request to the contact person listed
under FOR FURTHER INFORMATION
CONTACT.
SUPPLEMENTARY INFORMATION:
Background
The Smaller Learning Communities
program is authorized under Title V,
Part D, subpart 4 of the Elementary and
Secondary Education Act of 1965 (20
U.S.C. 7249), as amended by Public Law
107–110, the No Child Left Behind Act
of 2001 (ESEA).
A strategy that may hold promise for
improving the academic performance of
our Nation’s young people is the
establishment of smaller learning
communities as components of
comprehensive high school
improvement plans. The problems of
large high schools and the related
question of optimal school size have
been debated for the last 40 years and
are of growing interest today.
While the research on school size to
date has been largely nonexperimental,
some evidence suggests that smaller
schools may have advantages over larger
schools. Research suggests that the
positive outcomes associated with
smaller schools stem from the schools’
ability to create close, personal
environments in which teachers can
work collaboratively, with each other
and with a small set of students, to
challenge students and support
learning. A variety of structures and
operational strategies are thought to
provide important supports for smaller
learning environments; some data
suggest that these approaches offer
substantial advantages to both teachers
and students (Ziegler 1993; Caroll 1994).
Structural changes for recasting large
schools as a set of smaller learning
communities (SLCs) are described in the
Conference Report for the Consolidated
Appropriations Act, 2000 (Pub. L. 106–
113, H.R. Conference Report No. 106–
479, at 1240 (1999)). Such methods
include establishing small learning
clusters, ‘‘houses,’’ career academies,
magnet programs, and schools-within-a-
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22233
school. Other activities may include
freshman transition activities, advisory
and adult advocate systems, academic
teaming, multi-year groupings, ‘‘extra
help’’ or accelerated learning options for
students or groups of students entering
below grade level, and other
innovations designed to create a more
personalized high school experience for
students. These structural changes and
personalization strategies, by
themselves, are not likely to improve
student academic achievement. They
might, however, create valuable
opportunities to improve the quality of
instruction and curriculum and to
provide the individualized attention
and academic support that all students
need to excel academically. The SLC
program encourages local educational
agencies (LEAs) to set higher academic
expectations for all of their students and
to implement reforms that will provide
the effective instruction and
personalized academic and social
support students need to meet those
expectations.
The Department’s ongoing efforts to
ensure improved outcomes for students
enrolled in programs funded by the SLC
program are reflected in this notice.
Many of the changes represent an effort
to provide grantees with sufficient time
and resources to carry out their plans for
raising academic achievement through
comprehensive structural and
instructional reforms. Toward that end,
we are extending the project period
from three to five years. In addition, we
are increasing the award amounts for
individual grants.
In an attempt to facilitate the
application process, encourage more
LEAs to apply, and raise the quality of
proposals received, we have streamlined
the number of selection criteria from the
previous competition. The priority,
requirements, definitions, and selection
criteria in this notice continue to focus
on making the curriculum more rigorous
and improving instruction through SLC
structures and strategies.
We published a notice of proposed
priority, requirements, definitions, and
selection criteria for fiscal year (FY)
2004 and subsequent years’ funds in the
Federal Register on February 25, 2005
(70 FR 9290) (NPP). This notice of final
priority, requirements, definitions, and
selection criteria contains several
changes from the NPP. We fully explain
these changes in the following section.
Analysis of Comments and Changes
In response to our invitation in the
NPP, 17 parties submitted comments.
An analysis of the comments and of any
changes in the priority, requirements,
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[Federal Register Volume 70, Number 81 (Thursday, April 28, 2005)]
[Notices]
[Pages 22230-22233]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-8513]
[[Page 22229]]
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Federal Register / Vol. 70, No. 81 / Thursday, April 28, 2005 /
Notices
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DEPARTMENT OF EDUCATION
Office of Vocational and Adult Education
Overview Information; Smaller Learning Communities Program Notice
Inviting Applications for New Awards for Fiscal Year (FY) 2004 and
Subsequent Years' Funds
Catalog of Federal Domestic Assistance (CFDA) Number: 84.215L.
DATES: Applications Available: April 28, 2005.
Deadline for Transmittal of Applications: June 7, 2005.
Deadline for Intergovernmental Review: August 11, 2005.
Eligible Applicants: Local educational agencies (LEAs), including
schools funded by the Bureau of Indian Affairs and educational service
agencies, applying on behalf of large public high schools, are eligible
to apply for a grant.
An LEA that was awarded an implementation grant on behalf of a
school under the original SLC program competition held in 2000 (Cohort
1) or the second competition, which was held in 2002 (Cohort 2) may
apply on behalf of the school for a second SLC grant under the terms
set forth in the notice of final priority, requirements, definitions,
and selection criteria for fiscal year (FY) 2004 and subsequent years'
funds (NFP), published elsewhere in this issue of the Federal Register.
LEAs that received funding on behalf of schools for an SLC
implementation grant(s) under the competitions held in 2003 (Cohort 3)
and 2004 (Cohort 4) may not apply on behalf of those same schools for a
grant in this competition.
Additional eligibility requirements are listed in the Eligibility
section of the Application Requirements in the NFP, published elsewhere
in this issue of the Federal Register.
Estimated Available Funds: $125,269,000.
Estimated Range of Awards: $650,000 to $11,750,000. See also the
chart under Section II. Award Information. Additional information
regarding awards and budget determination is in the Budget Information
for Determination of Award section in the Application Requirements in
the NFP, published elsewhere in this issue of the Federal Register.
Estimated Size of Award: LEAs may receive, on behalf of a single
school, up to $1,175,000, depending upon the size of the school, during
the 60-month project period. LEAs applying on behalf of a group of
eligible schools could receive up to $11,750,000 per grant. To ensure
that sufficient funds are available to support SLC activities, LEAs may
not include more than 10 schools in a single application for a grant.
The actual size of awards will be based on a number of factors. These
factors include the scope, quality, and comprehensiveness of the
proposed project and the range of awards indicated in the application.
Maximum Award: Applications that request more funds than the
maximum amounts specified for any school or for the total grant will
not be read as part of the regular application process. However, if
after the Secretary selects applications to be funded, it appears that
additional funds remain available, the Secretary may choose to read
those additional applications that requested funds exceeding the
maximum amounts specified. If the Secretary chooses to fund any of
those additional applications, applicants will be required to work with
the Department to revise their proposed budgets to fit within the
appropriate funding range.
Estimated Number of Awards: 150.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 60 months.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The purpose of the Smaller Learning Communities
(SLC) program is to promote academic achievement through the creation
or expansion of small, safe, and successful learning environments in
large public high schools to help ensure that all students graduate
with the knowledge and skills necessary to make successful transitions
to college and careers.
Priority: This competition includes one absolute priority. The
priority is from the NFP, published elsewhere in this issue of the
Federal Register.
Absolute Priority: For this competition, the priority is an
absolute priority. Under 34 CFR 75.105(c)(3) we consider only
applications that meet this priority.
The priority is:
Absolute Priority: Helping All Students to Succeed in Rigorous Academic
Courses.
This priority supports projects to create or expand SLCs that will
implement a coherent set of strategies and interventions that are
designed to ensure that all students who enter high school with
reading/language arts and mathematics skills that are significantly
below grade level ``catch up'' quickly so that, by no later than the
end of the 10th grade, they have acquired the reading/language arts and
mathematics skills they need to participate successfully in rigorous
academic courses that will equip them with the knowledge and skills
necessary to transition successfully to postsecondary education,
apprenticeships, or advanced training.
These accelerated learning strategies and interventions must:
(1) Be grounded in the findings of scientifically based and other
rigorous research;
(2) Include the use of age-appropriate instructional materials and
teaching and learning strategies;
(3) Provide additional instruction and academic support during the
regular school day, which may be supplemented by instruction that is
provided before or after school, on weekends, and at other times when
school is not in session; and
(4) Provide sustained professional development and ongoing support
for teachers and other personnel who are responsible for delivering
instruction.
Application Requirements: Additional requirements for all projects
funded through this competition are in the NFP, published elsewhere in
this issue of the Federal Register.
These additional requirements are: Eligibility; School Report
Cards; Types of Grants; Consortium Applications and Educational Service
Agencies; Budget Information for Determination of Award; Student
Placement; Including All Students; Performance Indicators; Evaluation;
High-Risk Status and Other Enforcement Mechanisms; Required Meetings
Sponsored by the Department; and Previous Grantees.
Definitions: In addition to the definitions in the authorizing
statute and 35 CFR 77.1, the definitions in the NFP, published
elsewhere in this issue of the Federal Register, apply.
Program Authority: 20 U.S.C. 7249.
Applicable Regulations: (a) The Education Department General
Administrative Regulations (EDGAR) in 34 CFR parts 75, 77, 79, 80, 81,
82, 84, 85, 86, 97, 98, and 99, and (b) the priority, requirements,
definitions, and selection criteria contained in the NFP, published
elsewhere in this issue of the Federal Register.
Note: The regulations in part 79 apply to all applicants except
federally recognized Indian tribes.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $125,269,000.
Estimated Range of Awards: $650,000 to $11,750,000. The following
chart provides the ranges of awards per high school size for 60-month
SLC grants:
[[Page 22231]]
SLC Grant Award Ranges
------------------------------------------------------------------------
Award ranges
Student enrollment per school
------------------------------------------------------------------------
1,000-2,000 Students.................................... $650,000-$800,
000
2,001-3,000 Students.................................... $650,000-$925,
000
3,001-4,000 Students.................................... $650,000-$1,05
0,000
4,001 and Up............................................ $650,000-$1,17
5,000
------------------------------------------------------------------------
Additional information regarding awards and budget determination is
in the Budget Information for Determination of Award section in the
Application Requirements in the NFP, published elsewhere in this issue
of the Federal Register.
Estimated Size of Award: LEAs may receive, on behalf of a single
school, up to $1,175,000, depending upon the size of the school, for
the full 60-month project period. LEAs applying on behalf of a group of
eligible schools may receive up to $11,750,000 per grant. To ensure
that sufficient funds are available to support SLC activities, LEAs may
not include more than 10 schools in a single application for a grant.
The actual size of awards will be based on a number of factors. These
factors include the scope, quality, and comprehensiveness of the
proposed project and the range of awards indicated in the application.
Maximum Award: Applications that request more funds than the
maximum amounts specified for any school or for the total grant will
not be read as part of the regular application process. However, if
after the Secretary selects applications to be funded, it appears that
additional funds remain available, the Secretary may choose to read
those additional applications that requested funds exceeding the
maximum amounts specified. If the Secretary chooses to fund any of
those additional applications, applicants will be required to work with
the Department to revise their proposed budgets to fit within the
appropriate funding range.
Estimated Number of Awards: 150.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 60 months.
III. Eligibility Information
1. Eligible Applicants: Local educational agencies (LEAs),
including schools funded by the Bureau of Indian Affairs and
educational service agencies, applying on behalf of large public high
schools, are eligible to apply for a grant.
An LEA that was awarded an implementation grant on behalf of a
school under the original SLC program competition held in 2000 (Cohort
1) or the second competition, which was held in 2002 (Cohort 2) may
apply on behalf of the school for a second SLC grant under the terms
set forth in this notice. LEAs that received funding on behalf of
schools for an SLC implementation grant(s) under the competitions held
in 2003 (Cohort 3) and 2004 (Cohort 4) may not apply on behalf of those
same schools for a grant in this competition.
Additional eligibility requirements are listed in the Eligibility
section of the Application Requirements in the NFP, published elsewhere
in this issue of the Federal Register.
2. Cost Sharing or Matching: This competition does not involve cost
sharing or matching.
IV. Application and Submission Information
1. Address to Request Application Package: Deborah Williams, U.S.
Department of Education, OVAE, 400 Maryland Avenue, SW., Potomac Center
Plaza, room 11064, Washington, DC 20202-7241. Telephone: (202) 245-7770
or via Internet: deborah.williams@ed.gov.
If you use a telecommunications device for the deaf (TDD), you may
call the Federal Relay Service (FRS) at 1-800-877-8339.
You may also obtain an application package via Internet from the
following address: https://www.ed.gov/programs/slcp/applicant.html.
Individuals with disabilities may obtain a copy of the application
package in an alternative format (e.g., Braille, large print,
audiotape, or computer diskette) by contacting the program contact
person listed in this section.
2. Content and Form of Application Submission: To be considered for
funding, LEAs must identify in their applications the name(s) of the
eligible large high school(s) and the number of students enrolled in
each school. A large high school is defined as one having grades 11 and
12, with 1,000 or more students enrolled in grades 9 and above.
Enrollment figures must be based upon data from the current school year
or data from the most recently completed school year. We will not
accept applications from LEAs applying on behalf of schools that are
being constructed and do not have an active student enrollment at the
time of application. LEAs may apply on behalf of no more than 10
schools. Additional requirements concerning the content of an
application are in the NFP for this program, published elsewhere in
this issue of the Federal Register. These requirements, together with
the forms you must submit, also are in the application package for this
competition.
3. Submission Dates and Times:
Applications Available: April 28, 2005.
Applications for grants under this competition must be submitted by
mail or hand delivery. For information (including dates and times)
about how to submit your application by mail or hand delivery, please
refer to section IV. 6. Other Submission Requirements in this notice.
We do not consider an application that does not comply with the
deadline requirements.
Deadline for Intergovernmental Review: August 11, 2005.
4. Intergovernmental Review: This competition is subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
Information about Intergovernmental Review of Federal Programs under
Executive Order 12372 is in the application package for this
competition.
5. Funding Restrictions: We reference regulations outlining funding
restrictions in the Applicable Regulations section of this notice.
6. Other Submission Requirements: Applications for grants under
this competition must be submitted in paper format by mail or hand
delivery.
a. Submission of Applications by Mail
If you submit your application by mail (through the U.S. Postal
Service of a commercial carrier), you must mail the original and three
copies of your application, on or before the application deadline date,
to the Department at the applicable following address:
By mail through the U.S. Postal Service:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.215L), 400 Maryland Avenue, SW., Washington, DC 20202-
4260; or--
By mail through a commercial carrier:
U.S. Department of Education, Application Control Center--Stop 4260,
Attention: (CFDA Number 84.215L), 7100 Old Landover Road, Landover, MD
20785-1506.
Regardless of the address you use, you must show proof of mailing
consisting of one of the following:
(1) A legibly dated U.S. Postal Service postmark,
(2) A legible mail receipt with the date of mailing stamped by the
U.S. Postal Service,
(3) A dated shipping label, invoice, or receipt from a commercial
carrier, or
[[Page 22232]]
(4) Any other proof of mailing acceptable to the Secretary of the
U.S. Department of Education.
If you mail your application through the U.S. Postal Service, we do
not accept either of the following as proof of mailing:
(1) A private metered postmark, or
(2) A mail receipt that is not dated by the U.S. Postal Service.
If your application is postmarked after the application deadline
date, we will not consider your application.
Note: The U.S. Postal Service does not uniformly provide a dated
postmark. Before relying on this method, you should check with your
local post office.
b. Submission of Applications by Hand Delivery
If you submit your application by hand delivery, you or a courier
service) must deliver the original and three copies of your
application, by hand, on or before the application deadline date, to
the Department at the following address:
U.S. Department of Education, Application Control Center,
Attention: (CFDA Number 84.215L), 550 12th Street, SW., Room 7041,
Potomac Center Plaza, Washington, DC 20202-4260.
The Application Control Center accepts hand deliveries daily
between 8 a.m. and 4:30 p.m., Washington, DC time, except Saturdays,
Sundays, and Federal holidays.
Note for Mail or Hand Delivery of Paper Applications: If you mail
or hand deliver your application to the Department:
(1) You must indicate on the envelope and--if not provided by the
Department--in Item 4 of the ED 424 the CFDA number--and suffix letter,
if any--of the competition under which you are submitting your
application.
(2) The Application Control Center will mail a grant application
receipt acknowledgment to you. If you do not receive the grant
application receipt acknowledgment within 15 days from the application
deadline date, you should call the U.S. Department of Education
Application Control Center at (202) 245-6288.
V. Application Review Information
Selection Criteria: The selection criteria for this competition are
in the NFP published elsewhere in this issue of the Federal Register,
and in the application package.
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN). We may also notify you informally.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
Note: Requirements listed in the NFP published elsewhere in this
issue of the Federal Register are material requirements. Failure to
comply with any requirement or with any elements of the grantee's
application would subject the grantee to administrative action,
including but not limited to designation as a ``high-risk'' grantee,
the imposition of special conditions, or termination of the grant.
Circumstances that might cause the Department to take such action
include, but are not limited to: the grantee showing a decline in
student achievement after two years of implementation of the grant;
the grantee's failure to make substantial progress in completing the
milestones outlined in the management plan included in the
application; and the grantee's expenditure of funds in a manner that
is inconsistent with the budget as submitted in the application.
3. Reporting: At the end of your project period, you must submit a
final performance report, including financial information, as directed
by the Secretary. You must submit an annual performance report that
provides the most current performance and financial expenditure
information as specified by the Secretary in 34 CFR 75.118. Additional
reporting requirements are in the NFP, published elsewhere in this
issue of the Federal Register.
4. Performance Measures: We require applicants to identify in their
application specific performance indicators and annual performance
objectives for each of these indicators. Specifically, we require
applicants to use the following performance indicators to measure the
progress of each school:
(1) The percentage of students who score at the proficient and
advanced levels on the reading/language arts and mathematics
assessments used by the State to determine whether a school has made
adequate yearly progress under part A of title I of the Elementary and
Secondary Education Act of 1965 (20 U.S.C. 7249), as amended by Public
Law 107-110, the No Child Left Behind Act of 2001, as well as these
percentages disaggregated by subject matter and the following
subgroups:
(A) Major racial and ethnic groups;
(B) Students with disabilities;
(C) Students with limited English proficiency; and
(D) Economically disadvantaged students.
(2) The school's graduation rate, as defined in the State's
approved accountability plan for Part A of title I of the ESEA;
(3) The percentage of graduates who enroll in postsecondary
education, apprenticeships, or advanced training for the semester
following graduation;
(4) The percentage of graduates who are employed by the end of the
first quarter after they graduate (e.g., for students who graduate in
May or June, this would be September 30);
(5) Other appropriate indicators the LEA may choose to identify in
its application, such as rates of average daily attendance and year-to-
year retention; achievement and gains in English proficiency of limited
English proficient students; the incidence of school violence, drug and
alcohol use, and disciplinary actions; or the percentage of students
completing advanced placement courses and the rate of passing advanced
placement tests (such as Advanced Placement and International
Baccalaureate) and courses for college credit.
Applicants are required to include in their applications baseline
data for each of these indicators and identify performance objectives
for each year of the project period. We further require recipients of
grants to report annually on the extent to which each school achieves
its performance objectives for each indicator during the preceding
school year. We require grantees to include in these reports comparable
data, if available, for the preceding three school years so that trends
in performance will be more apparent.
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT: Deborah Williams, U.S. Department of
Education, OVAE, 400 Maryland Avenue, SW., Potomac Center Plaza, room
11064, Washington, DC 20202-7241. Telephone: (202) 245-7770 or via
Internet: deborah.williams@ed.gov.
If you use a telecommunications device for the deaf (TDD), you may
call the Federal Relay Service (FRS) at 1-800-877-8339.
Individuals with disabilities may obtain this document in an
alternative format (e.g., Braille, large print,
[[Page 22233]]
audiotape, or computer diskette) on request to the program contact
person listed in this section.
VIII. Other Information
Electronic Access to This Document: You may view this document, as
well as all other documents of this Department published in the Federal
Register, in text or Adobe Portable Document Format (PDF) on the
Internet at the following site: https://www.ed.gov/news/fedregister.
To use PDF you must have Adobe Acrobat Reader, which is available
free at this site. If you have questions about using PDF, call the U.S.
Government Printing Office (GPO), toll free, at 1-888-293-6498; or in
the Washington, DC, area at (202) 512-1530.
Note: The official version of this document is the document
published in the Federal Register. Free Internet access to the
official edition of the Federal Register and the Code of Federal
Regulations is available on GPO Access at: https://www.gpoaccess.gov/
nara/.
Dated: April 22, 2005.
Susan Sclafani,
Assistant Secretary for Vocational and Adult Education.
[FR Doc. 05-8513 Filed 4-27-05; 8:45 am]
BILLING CODE 4000-01-P