John Hancock Life Insurance Company, et al., 19812 [05-7602]
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19812
Federal Register / Vol. 70, No. 71 / Thursday, April 14, 2005 / Notices
fee waivers and expense
reimbursements) and subaccount
expenses for the fiscal year preceding
the date of the proposed substitution. In
addition, for twenty-four months
following the proposed substitutions,
John Hancock and JHVLICO will not
increase asset-based fees or charges for
Contracts outstanding on the date of the
proposed substitutions.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 05–7496 Filed 4–11–05; 12:35 pm]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–26831A; File No. 812–
13129]
John Hancock Life Insurance
Company, et al.
April 12, 2005.
Securities and Exchange
Commission.
ACTION: This is to amend and restate the
‘‘Hearing of Notification’’ section in a
notice issued April 11, 2005 on an
application authorizing the substitution
of shares of certain series of John
Hancock Trust for shares of certain
series of various registered investment
companies under Section 26(c) of the
Investment Company Act of 1940
(Investment Company Act Release No.
26831).
AGENCY:
The amended and restated ‘‘Hearing
of Notification’’ section now reads as
follows:
Hearing of Notification: An order granting
the application will be issued unless the
Commission orders a hearing. Interested
persons may request a hearing by writing to
the Secretary of the Commission and serving
Applicants with a copy of the request
personally or by mail. Hearing requests
should be received by the Commission by
5:30 p.m. on April 28, 2005 and should be
accompanied by proof of service on
Applicants, in the form of an affidavit or for
lawyers a certificate of service. Hearing
requests should state the nature of the
writer’s interest, the reason for the request
and the issues contested. Persons may
request notification of a hearing by writing to
the Secretary of the Commission.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Jonathan G. Katz,
Secretary.
[FR Doc. 05–7602 Filed 4–12–05; 3:34 pm]
BILLING CODE 8010–01–P
VerDate jul<14>2003
19:36 Apr 13, 2005
Jkt 205001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–51510; File No. SR–CBOE–
2004–59]
Self-Regulatory Organizations; Notice
of Filing of Proposed Rule Change and
Amendment Nos. 1, 2, and 3 Thereto
by the Chicago Board Options
Exchange, Incorporated Relating to
Back-up Trading Arrangements
April 8, 2005.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on August
27, 2004, the Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II and III
below, which Items have been prepared
by the Exchange. On October 21, 2004,
the Exchange amended its proposal.3 On
October 26, 2004, the Exchange further
amended its proposal.4 On March 23,
2005, the Exchange submitted a third
amendment.5 The Commission is
publishing this notice to solicit
comments on the proposed rule change,
as amended, from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange is filing with the
Commission proposed new rules that
will facilitate the CBOE entering into
arrangements with one or more other
exchanges that would provide back-up
trading facilities for CBOE listed options
at another exchange if CBOE’s facility
becomes disabled and trading is
prevented for an extended period of
time, and similarly provide trading
facilities at CBOE for another exchange
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See letter from Jaime Galvan, Attorney, CBOE,
to Nancy Sanow, Assistant Director, Division of
Market Regulation (‘‘Division’’), Commission, dated
October 20, 2004 (‘‘Amendment No. 1’’). In
Amendment No. 1, the Exchange modified the text
of proposed CBOE Rule 6.16 and made certain other
clarifying changes to the original submission.
Amendment No. 1 replaced CBOE’s original filing
in its entirety.
4 See letter from Jaime Galvan, Attorney, CBOE,
to Brian Trackman, Special Counsel, Division,
Commission, dated October 25, 2004 (‘‘Amendment
No. 2’’). In Amendment No. 2, the Exchange
corrected typographical errors in the proposed rule
text.
5 See Amendment No. 3, dated March 23, 2005
(‘‘Amendment No. 3’’) In Amendment No. 3, the
Exchange modified portions of the proposed rule
text and corresponding sections of the Form 19b–
4 describing the rule proposal. Amendment No. 3
replaces CBOE’s previously amended filing in its
entirety.
PO 00000
1 15
2 17
Frm 00086
Fmt 4703
Sfmt 4703
to trade its listed options if that
exchange’s facility becomes disabled.
The Exchange also proposes to adopt a
rule addressing general Exchange
procedures under emergency conditions
and to eliminate a rule adopted
following the events of September 11,
2001. Additionally, the Exchange has
submitted a corresponding back-up
trading agreement between itself and the
Philadelphia Stock Exchange as Exhibit
B to its Form 19b–4 filing. This back-up
trading agreement is available for
viewing on the Commission’s Web site,
https://www.sec.gov/rules/sro.shtml, and
at the Exchange and the Commission.6
The text of the proposed rule change, as
amended, is set forth below. Proposed
new language is in italics; proposed
deletions are in [brackets].
*
*
*
*
*
Chicago Board Options Exchange, Inc.
Rules
*
*
*
*
*
CHAPTER III
MEMBERSHIP
Temporary Access
Rule 3.22
[Until emergency conditions in the
aftermath of the terrorist on New York
City on September 11, 2001 cease, the
Exchange may permit a person or
organization to conduct business on the
Exchange provided that the person or
organization (i) is a member in good
standing of the American Stock
Exchange ‘‘AMEX’’, (ii) is not subject to
a statutory disqualification under the
Exchange Act, and (iii) is not subject to
an investigation conducted by any selfregulatory organization under the
Exchange Act that may involve the
fitness for membership on the Exchange
of that person or organization. Any such
person or organization granted
temporary access to conduct business
on the Exchange ‘‘TPO’’ shall only be
permitted (i) to act in those Exchange
capacities that are authorized by the
Exchange and that are comparable to
capacities which TPO has been
authorized to act on the AMEX and (ii)
to trade in those securities in which the
TPO is authorized to trade on the
AMEX. Each TPO shall be subject to,
and obligated to comply with, the rules
of the Exchange that are applicable to
exchange members, but shall have none
of the rights of a member of the
Exchange except the right to conduct
business on the Exchange to the extent
6 See infra note 10. The Commission notes that
the text of the back-up trading agreement that
appears on the Commission’s Web site was filed as
part of Amendment No. 3.
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14APN1
]]>Agencies
[Federal Register Volume 70, Number 71 (Thursday, April 14, 2005)]
[Notices]
[Page 19812]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-7602]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-26831A; File No. 812-13129]
John Hancock Life Insurance Company, et al.
April 12, 2005.
AGENCY: Securities and Exchange Commission.
ACTION: This is to amend and restate the ``Hearing of Notification''
section in a notice issued April 11, 2005 on an application authorizing
the substitution of shares of certain series of John Hancock Trust for
shares of certain series of various registered investment companies
under Section 26(c) of the Investment Company Act of 1940 (Investment
Company Act Release No. 26831).
-----------------------------------------------------------------------
The amended and restated ``Hearing of Notification'' section now
reads as follows:
Hearing of Notification: An order granting the application will
be issued unless the Commission orders a hearing. Interested persons
may request a hearing by writing to the Secretary of the Commission
and serving Applicants with a copy of the request personally or by
mail. Hearing requests should be received by the Commission by 5:30
p.m. on April 28, 2005 and should be accompanied by proof of service
on Applicants, in the form of an affidavit or for lawyers a
certificate of service. Hearing requests should state the nature of
the writer's interest, the reason for the request and the issues
contested. Persons may request notification of a hearing by writing
to the Secretary of the Commission.
For the Commission, by the Division of Investment Management,
under delegated authority.
Jonathan G. Katz,
Secretary.
[FR Doc. 05-7602 Filed 4-12-05; 3:34 pm]
BILLING CODE 8010-01-P
