Proposed Collection; Comment Request, 19136 [E5-1672]
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19136
Federal Register / Vol. 70, No. 69 / Tuesday, April 12, 2005 / Notices
from registration by filing with the ARA
a written notice of withdrawal and by
agreeing to such terms and conditions as
the ARA deems necessary or
appropriate in the public interest, for
the protection of investors, or in the
furtherance of the purposes of Section
17A.
In order to implement Section
17A(c)(4)(B) of the Exchange Act the
Commission, on September 1, 1977,
promulgated Rule 17Ac3–1(a) and
accompanying Form TA–W. Rule
17Ac3–1(a) provides that notice of
withdrawal from registration as a
transfer agent with the Commission
shall be filed on Form TA–W. Form TA–
W requires the withdrawing transfer
agent to provide the Commission with
certain information, including: (1) The
locations where transfer agent activities
are or were performed; (2) the reasons
for ceasing the performance of such
activities; (3) disclosure of unsatisfied
judgments or liens; and (4) information
regarding successor transfer agents.
The Commission uses the information
disclosed on Form TA–W to determine
whether the registered transfer agent
applying for withdrawal from
registration as a transfer agent should be
allowed to deregister and, if so, whether
the Commission should attach to the
granting of the application any terms or
conditions necessary or appropriate in
the public interest, for the protection of
investors, or in furtherance of the
purposes of Section 17A of the
Exchange Act. Without Rule 17Ac3–1(a)
and Form TA–W, transfer agents
registered with the Commission would
not have a means for voluntary
deregistration when necessary or
appropriate to do so.
Respondents file approximately 50
TA–Ws with the Commission annually.
A Form TA–W filing occurs only once,
when a transfer agent is seeking
deregistration. Since the form is simple
and straightforward, the Commission
estimates that a transfer agent need
spend no more than 30 minutes to
complete a Form TA–W. Therefore, the
total average annual burden to covered
entities is approximately 25 hours of
preparation and maintenance time.
In view of the ready availability of the
information requested by TA–W, its
short and simple presentation, and the
Commission’s experience with the form,
we estimate that approximately 30
minutes is required to complete Form
TA–W, including clerical time. The
Commission estimates a cost of
approximately $35 for each 30 minutes.
Therefore, the total average annual cost
burden is approximately $1,750.
Written comments are invited on: (a)
Whether the proposed collection of
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16:48 Apr 11, 2005
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information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Office of
Information Technology, Securities and
Exchange Commission, 450 5th Street,
NW., Washington, DC 20549.
Dated: March 31, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–1671 Filed 4–11–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
Rule 17f–2(e); SEC File No. 270–37; OMB
Control No. 3235–0031.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 17f–2(e) requires members of
national securities exchanges, brokers,
dealers, registered transfer agents, and
registered clearing agencies claiming
exemption from the fingerprinting
requirements of Rule 17f–2 to prepare
and maintain a statement supporting
their claim exemption.
Notices prepared pursuant to Rule
17f–2(e) must be maintained for as long
as the covered entity claims an
exemption from the fingerprinting
requirements of Rule 17f–2. The
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Fmt 4703
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recordkeeping requirement under Rule
17f–2(e) is mandatory to assist the
Commission and other regulatory
agencies with ensuring compliance with
Rule 17f–2. This rule does not involve
the collection of confidential
information.
It is estimated that approximately 75
respondents will incur an average
burden of 30 minutes per year to
comply with this rule, for a total
approximate burden of 38 hours.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, 450 5th Street,
NW., Washington, DC 20549.
Dated: March 31, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–1672 Filed 4–11–05; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
Rule 15g–2; SEC File No. 270–381; OMB
Control No. 3235–0434.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
E:\FR\FM\12APN1.SGM
12APN1
]]>Agencies
[Federal Register Volume 70, Number 69 (Tuesday, April 12, 2005)]
[Notices]
[Page 19136]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-1672]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
Extension:
Rule 17f-2(e); SEC File No. 270-37; OMB Control No. 3235-0031.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Rule 17f-2(e) requires members of national securities exchanges,
brokers, dealers, registered transfer agents, and registered clearing
agencies claiming exemption from the fingerprinting requirements of
Rule 17f-2 to prepare and maintain a statement supporting their claim
exemption.
Notices prepared pursuant to Rule 17f-2(e) must be maintained for
as long as the covered entity claims an exemption from the
fingerprinting requirements of Rule 17f-2. The recordkeeping
requirement under Rule 17f-2(e) is mandatory to assist the Commission
and other regulatory agencies with ensuring compliance with Rule 17f-2.
This rule does not involve the collection of confidential information.
It is estimated that approximately 75 respondents will incur an
average burden of 30 minutes per year to comply with this rule, for a
total approximate burden of 38 hours.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Securities and Exchange Commission, 450 5th
Street, NW., Washington, DC 20549.
Dated: March 31, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5-1672 Filed 4-11-05; 8:45 am]
BILLING CODE 8010-01-P
