Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 16528-16530 [E5-1411]
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16528
Federal Register / Vol. 70, No. 61 / Thursday, March 31, 2005 / Notices
for hire such work as is reasonably
appropriate to his or her employment
circumstances. The section also
provides that a claimant is ‘‘ready’’ for
work if he or she: (1) Is in a position to
receive notice of work and is willing to
accept and perform such work, and (2)
is prepared to be present with the
customary equipment at the location of
such work within the time usually
allotted.
Under RRB regulation 20 CFR 327.15,
a claimant may be requested at any time
to show, as evidence of willingness to
work, that he or she is making
reasonable efforts to obtain work. In
order to determine whether a claimant
is: (a) Available for work, and (b) willing
to work, the RRB utilizes Forms UI–38
and UI–38s to obtain information from
the claimant and Form ID–8k from his
union representative. One response is
completed by each respondent. The RRB
proposes no changes to Forms UI–38,
UI–38s and ID–8k.
Estimate of Annual Respondent Burden
The estimated annual respondent
burden is as follows:
Annual responses
Form #
UI–38s ......................................................................................................................................................
In person ..................................................................................................................................................
By mail .....................................................................................................................................................
UI–38 .......................................................................................................................................................
ID–8k ........................................................................................................................................................
250
500
3,750
3,100
Total ..................................................................................................................................................
Time (min)
Burden (hrs)
7,600
Additional Information or Comments:
To request more information or to
obtain a copy of the information
collection justifications, forms, and/or
supporting material, please call the RRB
Clearance Officer at (312) 751–3363 or
send an e-mail request to
Charles.Mierzwa@RRB.GOV. Comments
regarding the information collection
should be addressed to Ronald J.
Hodapp, Railroad Retirement Board, 844
N. Rush Street, Chicago, Illinois 60611–
2092 or send an e-mail to
Ronald.Hodapp@RRB.GOV. Comments
should be received within 60 days of
this notice.
Charles Mierzwa,
Clearance Officer.
[FR Doc. 05–6337 Filed 3–30–05; 8:45 am]
BILLING CODE 7905–01–M
RAILROAD RETIREMENT BOARD
Agency Forms Submitted for OMB
Review
Summary: In accordance with the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the Railroad
Retirement Board (RRB) has submitted
the following proposal(s) for the
collection of information to the Office of
Management and Budget for review and
approval.
Summary of Proposal(s)
(1) Collection title: Certification of
Relinquishment of Rights.
(2) Form(s) submitted: G–88.
(3) OMB Number: 3220–0016.
(4) Expiration date of current OMB
clearance: May 31, 2005.
(5) Type of request: Extension of a
currently approved collection.
(6) Respondents: Individuals or
households.
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(7) Estimated annual number of
respondents: 3,600.
(8) Total annual responses: 3,600.
(9) Total annual reporting hours: 360.
(10) Collection description: Under
section 2(e)(2) of the Railroad
Retirement Act, the Railroad Retirement
Board must have evidence that an
annuitant for an age and service, spouse,
or divorced spouse annuity has ceased
railroad employment and relinquished
their rights to return to the service of a
railroad employer. The collection
provides the means forobtaining this
evidence.
Additional Information or Comments:
Copies of the forms and supporting
documents can be obtained from
Charles Mierzwa, the agency clearance
officer (312–751–3363) or
Charles.Mierzwa@rrb.gov.
Comments regarding the information
collection should be addressed to
Ronald J. Hodapp, Railroad Retirement
Board, 844 North Rush Street, Chicago,
Illinois, 60611–2092 or
Ronald.Hodapp@rrb.gov and to the
OMB Desk Officer for the RRB, at the
Office of Management and Budget,
Room 10230, New Executive Office
Building, Washington, DC 20503.
Charles Mierzwa,
Clearance Officer.
[FR Doc. 05–6338 Filed 3–30–05; 8:45 am]
BILLING CODE 7905–01–P
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–26823]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
March 25, 2005.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of March,
2005. A copy of each application may be
obtained for a fee at the SEC’s Public
Reference Branch, 450 Fifth St., NW.,
Washington, DC 20549–0102 (tel. 202–
942–8090). An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
April 19, 2005, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, SEC, 450 Fifth
Street, NW., Washington, DC 20549–
0609.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 450 Fifth Street, NW.,
Washington, DC 20549–0504.
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Federal Register / Vol. 70, No. 61 / Thursday, March 31, 2005 / Notices
TS&W/Heitman/Claymore Equity
Income Fund [File No. 811–21456]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on February 28, 2005.
Applicant’s Address: 2455 Corporate
West Dr., Lisle, IL 60532.
Morgan Stanley Market Leader Trust
[File No. 811–7915]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On February 24,
2004, applicant transferred its assets to
Morgan Stanley Growth Fund, based on
net asset value. Expenses of $333,000
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on March 7, 2005.
Applicant’s Address: Morgan Stanley
Investment Advisors Inc., 1221 Avenue
of the Americas, New York, NY 10020.
Atalanta Sosnoff Investment Trust [File
No. 811–8669]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 1,
2004, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $12,948
incurred in connection with the
liquidation were paid by Atalanta
Sosnoff Capital, LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on February 28, 2005.
Applicant’s Address: 101 Park Ave.,
New York, NY 10178.
Phoenix-LJH Advisors Fund LLC [File
No. 811–21138]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On September 30,
2004, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant has two
remaining shareholders, once
applicant’s pending receivables are
collected, the remaining assets will be
distributed. Applicant paid $45,000 in
expenses incurred in connection with
the liquidation.
Filing Dates: The application was
filed on November 22, 2004, and
amended on March 1, 2005.
Applicant’s Address: 2640 Golden
Gate Pkwy., Suite 205, Naples, FL
34105.
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The Gannett Welsh & Kotler Funds [File
No. 811–7673]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 4,
2002, applicant transferred its assets to
BNY Hamilton Multi-Cap Equity Fund,
based on net asset value. Any expenses
incurred in connection with the
reorganization were paid by Bank of
New York, investment adviser to the
acquiring fund.
Filing Dates: The application was
filed on November 23, 2004, and
amended on March 1, 2005.
Applicant’s Address: Gannett Welsh &
Kotler, Inc., 222 Berkeley St., Boston,
MA 02116.
Brundage, Story and Rose Investment
Trust [File No. 811–6185]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 8, 2003,
applicant transferred its assets to Old
Westbury Funds, Inc., based on net asset
value. Any expenses incurred in
connection with the reorganization were
paid by Bessemer Investment
Management, investment adviser to the
acquiring fund.
Filing Dates: The application was
filed on November 23, 2004, and
amended on February 28, 2005.
Applicant’s Address: Brundage, Story
and Rose LLC, 630 Fifth Ave., New
York, NY 10111.
Riggs Funds [File No. 811–6309]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 29,
2003, each of applicant’s series
transferred its assets to corresponding
series of the following funds based on
net asset value: Federated Capital
Appreciation Fund, Federated
Kaufmann Fund, Federated Total Return
Government Bond Fund, Federated
Total Return Bond Fund, Federated
Short-Term Municipal Trust, Federated
Intermediate Municipal Trust,
Automated Cash Management Trust,
and Automated Government Money
Trust. Expenses of $248,377 incurred in
connection with the reorganization were
paid by applicant and the acquiring
fund.
Filing Dates: The application was
filed on November 16, 2004, and
amended on February 23, 2005.
Applicant’s Address: 5800 Corporate
Dr., Pittsburgh, PA 15237.
Nuveen EquityBuilder Equity Unit
Investment Trust Series 1 [File No. 811–
7079]
Summary: Applicant, a unit
investment trust, seeks an order
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16529
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on January 25, 2005, and amended
on March 11, 2005.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Nuveen AIM Municipal Income and
Equity Growth Fund [File No. 811–
8756]
Summary: Applicant, a closed-end
management company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on January 25, 2005, and amended
on March 11, 2005.
Applicant’s Address: 333 West
Wacker Dr., Chicago, IL 60606.
Dole Food Automatic Common
Exchange Security Trust [File No. 811–
7499]
Republic Industries Automatic
Common Exchange Security Trust [File
No. 811–8069]
Readers Digest Automatic Common
Exchange [File No. 811–8237]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Between
August 15, 1999 and February 15, 2001,
each applicant made a pro rata
liquidating distribution to its
shareholders, as provided for in each
applicant’s registration statement.
Applicants incurred no expenses in
connection with the liquidations.
Filing Dates: The applications were
filed on January 10, 2005, and amended
on March 10, 2005.
Applicants’ Address: Attn: Betty A.
Cocozza, Bank of New York, 101 Barclay
St., 8th Floor, New York, NY 10286.
Express Scripts Automatic Exchange
Security Trust [File No. 811–9427]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On November 17,
2003, applicant made a pro rata
liquidating distribution to its
shareholders, as provided for in
applicant’s registration statement.
Applicant incurred no expenses in
connection with the liquidation.
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16530
Federal Register / Vol. 70, No. 61 / Thursday, March 31, 2005 / Notices
Filing Dates: The application was
filed on January 4, 2005, and amended
on March 10, 2005.
Applicant’s Address: Attention: Bruce
Vecchio—Institutional Trust Services,
JP Morgan Chase Bank, 4 New York
Plaza, 13th Floor, New York, NY 10004.
CVS Automatic Common Exchange
Security Trust [File No. 811–8539]
Estee Lauder Automatic Common
Exchange Security Trust [File No. 811–
8761]
Amdocs Automatic Common Exchange
Security Trust [File No. 811–9245]
NBCi Automatic Common Exchange
Security Trust [File No. 811–9323]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Between May
15, 2001 and September 11, 2002, each
applicant made a pro rata liquidating
distribution to its shareholders, as
provided for in the applicant’s
registration statement. Applicants
incurred no expenses in connection
with the liquidations.
Filing Dates: The applications were
filed on January 4, 2005, and amended
on March 10, 2005.
Applicant’s Address: Attention: Bruce
Vecchio—Institutional Trust Services,
JP Morgan Chase Bank, 4 New York
Plaza, 13th Floor, New York, NY 10004.
10K Smart Trust Fund [File No. 811–
9283]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 31,
2000, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant incurred
no expenses in connection with the
liquidation.
Filing Dates: The application was
filed on December 23, 2004, and
amended on March 3, 2005.
Applicant’s Address: 5952 Royal Ln.,
Suite 270, Dallas, TX 75230.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–1411 Filed 3–30–05; 8:45 am]
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[Release No. 34–51433; File No. SR–BSE–
2004–54]
Self-Regulatory Organizations; Notice
of Filing and Order Granting
Accelerated Approval of Proposed
Rule Change and Amendment Nos. 1,
2, and 3 Thereto by the Boston Stock
Exchange, Inc. To Trade the
streetTRACKS Gold Shares Pursuant
to Unlisted Trading Privileges
March 24, 2005.
Estee Lauder Automatic Common
Exchange Security Trust II [File No.
811–8827]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on November
29, 2004, the Boston Stock Exchange,
Inc. (‘‘BSE’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been substantially prepared by the
Exchange. The proposal would permit
the Exchange to trade the
streetTRACKS Gold Shares (‘‘GLD’’ or
‘‘Shares’’) pursuant to unlisted trading
privileges (‘‘UTP’’). The Shares
represent units of fractional undivided
beneficial interests in and ownership of
the streetTRACKS Gold Trust
(‘‘Trust’’). The Commission previously
has approved GLD for original listing
and trading on the New York Stock
Exchange (‘‘NYSE’’).3
On December 17, 2004, BSE filed
Amendment No. 1,4 on January 28,
2005, BSE filed Amendment No. 2,5 and
on March 11, 2005, BSE filed
Amendment No. 3 6 to the proposal. The
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 50603
(October 28, 2004), 69 FR 64614 (November 5, 2004)
(‘‘NYSE Approval Order’’).
4 In Amendment No. 1, BSE revised its proposal
by specifically indicating additions to existing rule
text.
5 In Amendment No. 2, BSE replaced the
amended filing in its entirety to, among other
things: (1) M ake certain corrections to reflect that
the Shares were listed and have been trading on
NYSE; (2) clarify that last sale prices for the Shares
are disseminated on a real-time basis; (3) state that
BSE would provide a link to the Trust’s Web site;
(4) add a description of the initial Shares issuance
and continued trading of the Shares; (5) clarify that
the Shares would trade on the Exchange until 4:15
p.m. Eastern Time; and (6) that its surveillance
procedures would be adequate to detect and deter
manipulation.
6 In Amendment No. 3, BSE amended the
proposed rule text to specify that an approved
person of an equity specialist that has established
and obtained Exchange approval of procedures
restricting the flow of material, non-public market
information between itself and the specialist
member organization pursuant to BSE Chapter II,
Section 36 and any member, officer, or employee
associated therewith, may act in a market-making
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2 17
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Commission is publishing this notice
and order to solicit comments on the
proposed rule change, as amended, from
interested persons and to approve the
proposal on an accelerated basis.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
BSE proposes to trade GLD pursuant
to UTP. The text of the proposed rule
change is available on the Exchange’s
Web site (https://www.bostonstock.com),
at the principal office of the Exchange,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for,
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item III below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to trade the
streetTRACKS Gold Shares (ticker
symbol: GLD) pursuant to UTP. The
value of each Share will correspond to
a fixed amount of gold 7 and fluctuate
with the spot price of gold. Purchasing
Shares in the Trust provides investors a
mechanism to participate in the gold
market.
a. Description of the Gold Market
The global trade in gold consists of
over-the-counter (‘‘OTC’’) transactions
in spot, forwards, and options and other
derivatives, together with exchangetraded futures and options. The global
gold market consists of the following
components, described briefly below.
(1) The OTC Market
The OTC market trades on a
continuous basis 24 hours per day and
accounts for most global gold trading.
capacity, other than as a specialist in the Shares on
another market center, in gold or gold derivatives.
7 Initially, each Share will correspond to onetenth of a troy ounce of gold. The amount of gold
associated with each Share is expected to decrease
over time as the Trust incurs and pays maintenance
fees and other expenses.
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]]>Agencies
[Federal Register Volume 70, Number 61 (Thursday, March 31, 2005)]
[Notices]
[Pages 16528-16530]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-1411]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-26823]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
March 25, 2005.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
March, 2005. A copy of each application may be obtained for a fee at
the SEC's Public Reference Branch, 450 Fifth St., NW., Washington, DC
20549-0102 (tel. 202-942-8090). An order granting each application will
be issued unless the SEC orders a hearing. Interested persons may
request a hearing on any application by writing to the SEC's Secretary
at the address below and serving the relevant applicant with a copy of
the request, personally or by mail. Hearing requests should be received
by the SEC by 5:30 p.m. on April 19, 2005, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, SEC, 450 Fifth
Street, NW., Washington, DC 20549-0609.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Office of Investment Company
Regulation, 450 Fifth Street, NW., Washington, DC 20549-0504.
[[Page 16529]]
TS&W/Heitman/Claymore Equity Income Fund [File No. 811-21456]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Date: The application was filed on February 28, 2005.
Applicant's Address: 2455 Corporate West Dr., Lisle, IL 60532.
Morgan Stanley Market Leader Trust [File No. 811-7915]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On February 24, 2004, applicant transferred
its assets to Morgan Stanley Growth Fund, based on net asset value.
Expenses of $333,000 incurred in connection with the reorganization
were paid by applicant.
Filing Date: The application was filed on March 7, 2005.
Applicant's Address: Morgan Stanley Investment Advisors Inc., 1221
Avenue of the Americas, New York, NY 10020.
Atalanta Sosnoff Investment Trust [File No. 811-8669]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 1, 2004, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $12,948 incurred in connection with the liquidation were
paid by Atalanta Sosnoff Capital, LLC, applicant's investment adviser.
Filing Date: The application was filed on February 28, 2005.
Applicant's Address: 101 Park Ave., New York, NY 10178.
Phoenix-LJH Advisors Fund LLC [File No. 811-21138]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On September
30, 2004, applicant made a liquidating distribution to its
shareholders, based on net asset value. Applicant has two remaining
shareholders, once applicant's pending receivables are collected, the
remaining assets will be distributed. Applicant paid $45,000 in
expenses incurred in connection with the liquidation.
Filing Dates: The application was filed on November 22, 2004, and
amended on March 1, 2005.
Applicant's Address: 2640 Golden Gate Pkwy., Suite 205, Naples, FL
34105.
The Gannett Welsh & Kotler Funds [File No. 811-7673]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 4, 2002, applicant transferred its
assets to BNY Hamilton Multi-Cap Equity Fund, based on net asset value.
Any expenses incurred in connection with the reorganization were paid
by Bank of New York, investment adviser to the acquiring fund.
Filing Dates: The application was filed on November 23, 2004, and
amended on March 1, 2005.
Applicant's Address: Gannett Welsh & Kotler, Inc., 222 Berkeley
St., Boston, MA 02116.
Brundage, Story and Rose Investment Trust [File No. 811-6185]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 8, 2003, applicant transferred its
assets to Old Westbury Funds, Inc., based on net asset value. Any
expenses incurred in connection with the reorganization were paid by
Bessemer Investment Management, investment adviser to the acquiring
fund.
Filing Dates: The application was filed on November 23, 2004, and
amended on February 28, 2005.
Applicant's Address: Brundage, Story and Rose LLC, 630 Fifth Ave.,
New York, NY 10111.
Riggs Funds [File No. 811-6309]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 29, 2003, each of applicant's
series transferred its assets to corresponding series of the following
funds based on net asset value: Federated Capital Appreciation Fund,
Federated Kaufmann Fund, Federated Total Return Government Bond Fund,
Federated Total Return Bond Fund, Federated Short-Term Municipal Trust,
Federated Intermediate Municipal Trust, Automated Cash Management
Trust, and Automated Government Money Trust. Expenses of $248,377
incurred in connection with the reorganization were paid by applicant
and the acquiring fund.
Filing Dates: The application was filed on November 16, 2004, and
amended on February 23, 2005.
Applicant's Address: 5800 Corporate Dr., Pittsburgh, PA 15237.
Nuveen EquityBuilder Equity Unit Investment Trust Series 1 [File No.
811-7079]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on January 25, 2005, and
amended on March 11, 2005.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Nuveen AIM Municipal Income and Equity Growth Fund [File No. 811-8756]
Summary: Applicant, a closed-end management company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on January 25, 2005, and
amended on March 11, 2005.
Applicant's Address: 333 West Wacker Dr., Chicago, IL 60606.
Dole Food Automatic Common Exchange Security Trust [File No. 811-7499]
Republic Industries Automatic Common Exchange Security Trust [File No.
811-8069]
Readers Digest Automatic Common Exchange [File No. 811-8237]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. Between
August 15, 1999 and February 15, 2001, each applicant made a pro rata
liquidating distribution to its shareholders, as provided for in each
applicant's registration statement. Applicants incurred no expenses in
connection with the liquidations.
Filing Dates: The applications were filed on January 10, 2005, and
amended on March 10, 2005.
Applicants' Address: Attn: Betty A. Cocozza, Bank of New York, 101
Barclay St., 8th Floor, New York, NY 10286.
Express Scripts Automatic Exchange Security Trust [File No. 811-9427]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On November
17, 2003, applicant made a pro rata liquidating distribution to its
shareholders, as provided for in applicant's registration statement.
Applicant incurred no expenses in connection with the liquidation.
[[Page 16530]]
Filing Dates: The application was filed on January 4, 2005, and
amended on March 10, 2005.
Applicant's Address: Attention: Bruce Vecchio--Institutional Trust
Services, JP Morgan Chase Bank, 4 New York Plaza, 13th Floor, New York,
NY 10004.
CVS Automatic Common Exchange Security Trust [File No. 811-8539]
Estee Lauder Automatic Common Exchange Security Trust [File No. 811-
8761]
Estee Lauder Automatic Common Exchange Security Trust II [File No. 811-
8827]
Amdocs Automatic Common Exchange Security Trust [File No. 811-9245]
NBCi Automatic Common Exchange Security Trust [File No. 811-9323]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. Between
May 15, 2001 and September 11, 2002, each applicant made a pro rata
liquidating distribution to its shareholders, as provided for in the
applicant's registration statement. Applicants incurred no expenses in
connection with the liquidations.
Filing Dates: The applications were filed on January 4, 2005, and
amended on March 10, 2005.
Applicant's Address: Attention: Bruce Vecchio--Institutional Trust
Services, JP Morgan Chase Bank, 4 New York Plaza, 13th Floor, New York,
NY 10004.
10K Smart Trust Fund [File No. 811-9283]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 31, 2000, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Applicant incurred no expenses in connection with the liquidation.
Filing Dates: The application was filed on December 23, 2004, and
amended on March 3, 2005.
Applicant's Address: 5952 Royal Ln., Suite 270, Dallas, TX 75230.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5-1411 Filed 3-30-05; 8:45 am]
BILLING CODE 8010-01-P
