Issuer Delisting; Notice of Application of Dynamex Inc. To Withdraw Its Common Stock, $.01 par value, From Listing and Registration on the American Stock Exchange LLC File No. 1-15001, 16312 [E5-1395]
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Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Notices
conditioning certain exemptions upon
such contractual alterations.7
Based on an analysis of investment
company filings, the staff estimates that
approximately 200 new funds register
annually. Assuming that the number of
these funds that will use the services of
subadvisers is proportionate to the
number of funds that currently use the
services of subadvisers, approximately
46 new funds will enter into
subadvisory agreements each year.8 The
Commission staff estimates, based on an
analysis of investment company filings,
that an additional 10 funds, currently in
existence, will employ the services of
subadvisers for the first time each year.
Thus, the staff estimates that a total of
56 funds, with a total of 78 portfolios,9
will enter into subadvisory agreements
each year. Assuming that each of these
funds enters into a contract that permits
it to rely on the exemption in rule 10f–
3, we estimate that the rule’s contract
modification requirement will result in
117 burden hours annually.10
The staff estimates, therefore, that rule
10f–3 imposes an information collection
burden of 4,250 hours.11 This estimate
does not include the time spent filing
transaction reports on Form N-SAR,
which is encompassed in the
information collection burden estimate
for that form.
Written comments are invited on: (a)
Whether the collections of information
are necessary for the proper
performance of the functions of the
Commission, including whether the
information has practical utility; (b) the
accuracy of the Commission’s estimate
of the burdens of the collections of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burdens of the collections
of information on respondents,
including through the use of automated
collection techniques or other forms of
information technology. Consideration
will be given to comments and
7 Rules 12d3–1, 10f–3, 17a–10, and 17e–1 require
virtually identical modifications to fund advisory
contracts. The Commission staff assumes that funds
would rely equally on the exemptions in these
rules, and therefore the burden hours associated
with the required contract modifications should be
apportioned equally among the four rules.
8 Approximately 23 percent of funds are advised
by subadvisers.
9 Based on existing statistics, we assume that each
fund has 1.4 portfolios advised by a subadviser.
10 This estimate is based on the following
calculations: (78 portfolios × 6 hours = 468 burden
hours for rules 12d3–1, 10f–3, 17a–10, and 17e–1;
468 total burden hours for all of the rules / four
rules = 117 annual burden hours per rule).
11 This estimate is based on the following
calculations: (500 hours + 333 hours + 800 hours
+ 2,500 hours + 117 hours = 4,250 total burden
hours).
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15:07 Mar 29, 2005
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suggestions submitted in writing within
60 days of this publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Office of
Information Technology, Securities and
Exchange Commission, 450 5th Street,
NW., Washington, DC 20549.
Dated: March 23, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–1396 Filed 3–29–05; 8:45 am]
to be registered under Section 12(g) of
the Act.4
Any interested person may, on or
before April 19, 2005, comment on the
facts bearing upon whether the
application has been made in
accordance with the rules of the Amex,
and what terms, if any, should be
imposed by the Commission for the
protection of investors. All comment
letters may be submitted by either of the
following methods:
BILLING CODE 8010–01–P
Electronic Comments
SECURITIES AND EXCHANGE
COMMISSION
• Send an e-mail to rulecomments@sec.gov. Please include the
File Number 1–15001 or;
Issuer Delisting; Notice of Application
of Dynamex Inc. To Withdraw Its
Common Stock, $.01 par value, From
Listing and Registration on the
American Stock Exchange LLC File No.
1–15001
March 24, 2005.
On March 9, 2005, Dynamex Inc., a
Delaware corporation (‘‘Issuer’’), filed
an application with the Securities and
Exchange Commission (‘‘Commission’’),
pursuant to Section 12(d) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 12d2–2(d)
thereunder,2 to withdraw its common
stock, $.01 par value (‘‘Security’’), from
listing and registration on the American
Stock Exchange LLC (‘‘Amex’’).
On March 7, 2005, the Board of
Directors (‘‘Board’’) of the Issuer
unanimously approved resolutions to
withdraw the Security from listing and
registration on Amex and to list the
Security on the Nasdaq National Market
(‘‘Nasdaq’’). The Board believed listing
the Security on Nasdaq will provide
shareholders enhanced liquidity as well
as provide the Issuer with greater
exposure to institutional investors. The
Board stated that the Issuer listed its
Security on Nasdaq effective March 14,
2005.
The Issuer stated that it has met the
requirements of Amex’s rules governing
an issuer’s voluntary withdrawal of a
security from listing and registration by
complying with all the applicable laws
in effect in Delaware, in which it is
incorporated.
The Issuer’s application relates solely
to the withdrawal of the Security from
listing on the Amex and from
registration under Section 12(b) of the
Act,3 and shall not affect its obligation
PO 00000
U.S.C. 78l(d).
CFR 240.12d2–2(d).
3 15 U.S.C. 781(b).
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
450 Fifth Street, NW., Washington, DC
20549–0609.
All submissions should refer to File
Number 1–15001. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/delist.shtml).
Comments are also available for public
inspection and copying in the
Commission’s Public Reference Room.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
The Commission, based on the
information submitted to it, will issue
an order granting the application after
the date mentioned above, unless the
Commission determines to order a
hearing on the matter. For the
Commission, by the Division of Market
Regulation, pursuant to delegated
authority.5
Jonathan G. Katz,
Secretary.
[FR Doc. E5–1395 Filed 3–29–05; 8:45 am]
BILLING CODE 8010–01–P
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U.S.C. 781(g).
CFR 200.30–3(a)(1).
30MRN1
Agencies
[Federal Register Volume 70, Number 60 (Wednesday, March 30, 2005)]
[Notices]
[Page 16312]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-1395]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Issuer Delisting; Notice of Application of Dynamex Inc. To
Withdraw Its Common Stock, $.01 par value, From Listing and
Registration on the American Stock Exchange LLC File No. 1-15001
March 24, 2005.
On March 9, 2005, Dynamex Inc., a Delaware corporation
(``Issuer''), filed an application with the Securities and Exchange
Commission (``Commission''), pursuant to Section 12(d) of the
Securities Exchange Act of 1934 (``Act'') \1\ and Rule 12d2-2(d)
thereunder,\2\ to withdraw its common stock, $.01 par value
(``Security''), from listing and registration on the American Stock
Exchange LLC (``Amex'').
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78l(d).
\2\ 17 CFR 240.12d2-2(d).
---------------------------------------------------------------------------
On March 7, 2005, the Board of Directors (``Board'') of the Issuer
unanimously approved resolutions to withdraw the Security from listing
and registration on Amex and to list the Security on the Nasdaq
National Market (``Nasdaq''). The Board believed listing the Security
on Nasdaq will provide shareholders enhanced liquidity as well as
provide the Issuer with greater exposure to institutional investors.
The Board stated that the Issuer listed its Security on Nasdaq
effective March 14, 2005.
The Issuer stated that it has met the requirements of Amex's rules
governing an issuer's voluntary withdrawal of a security from listing
and registration by complying with all the applicable laws in effect in
Delaware, in which it is incorporated.
The Issuer's application relates solely to the withdrawal of the
Security from listing on the Amex and from registration under Section
12(b) of the Act,\3\ and shall not affect its obligation to be
registered under Section 12(g) of the Act.\4\
---------------------------------------------------------------------------
\3\ 15 U.S.C. 781(b).
\4\ 15 U.S.C. 781(g).
---------------------------------------------------------------------------
Any interested person may, on or before April 19, 2005, comment on
the facts bearing upon whether the application has been made in
accordance with the rules of the Amex, and what terms, if any, should
be imposed by the Commission for the protection of investors. All
comment letters may be submitted by either of the following methods:
Electronic Comments
Send an e-mail to rule-comments@sec.gov. Please include
the File Number 1-15001 or;
Paper Comments
Send paper comments in triplicate to Jonathan G. Katz,
Secretary, Securities and Exchange Commission, 450 Fifth Street, NW.,
Washington, DC 20549-0609.
All submissions should refer to File Number 1-15001. This file
number should be included on the subject line if e-mail is used. To
help us process and review your comments more efficiently, please use
only one method. The Commission will post all comments on the
Commission's Internet Web site (https://www.sec.gov/rules/delist.shtml).
Comments are also available for public inspection and copying in the
Commission's Public Reference Room. All comments received will be
posted without change; we do not edit personal identifying information
from submissions. You should submit only information that you wish to
make available publicly.
The Commission, based on the information submitted to it, will
issue an order granting the application after the date mentioned above,
unless the Commission determines to order a hearing on the matter. For
the Commission, by the Division of Market Regulation, pursuant to
delegated authority.\5\
---------------------------------------------------------------------------
\5\ 17 CFR 200.30-3(a)(1).
Jonathan G. Katz,
Secretary.
[FR Doc. E5-1395 Filed 3-29-05; 8:45 am]
BILLING CODE 8010-01-P