Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of March 7, 2005:, 11036 [05-4393]
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11036
Federal Register / Vol. 70, No. 43 / Monday, March 7, 2005 / Notices
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the
provisions of the Government in the
Sunshine Act, Pub. L. 94–409, that the
Securities and Exchange Commission
will hold the following meeting during
the week of March 7, 2005:
A closed meeting will be held on
Wednesday, March 9, 2005, at 4 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(5), (7), (9)(B), and (10)
and 17 CFR 200.402(a)(5), (7), 9(ii) and
(10), permit consideration of the
scheduled matters at the closed meeting.
Commissioner Atkins, as duty officer,
voted to consider the items listed for the
closed meeting in closed session.
The subject matter of the closed
meeting scheduled for Wednesday,
March 9, 2005, will be:
Institution and settlement of
injunctive actions; and
Institution and settlement of
administrative proceedings of an
enforcement nature.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
942–7070.
Dated: March 2, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 05–4393 Filed 3–2–05; 4:21 pm]
[File No. 500–1]
In the Matter of CMKM Diamonds, Inc.,
a/k/a Casavant Mining Kimberlite
International, Inc.; Order of
Suspension of Trading
March 3, 2005.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of CMKM
Jkt 205001
BILLING CODE 8010–01–P
Self-Regulatory Organizations; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change by the
National Association of Securities
Dealers, Inc. Clarifying Members’
Obligations To Report Cancelled
Trades
February 28, 2005.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
PO 00000
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00102
Fmt 4703
notice is hereby given that on February
14, 2005, the National Association of
Securities Dealers, Inc. (‘‘NASD’’),
through its subsidiary, The Nasdaq
Stock Market, Inc. (‘‘Nasdaq’’), filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by Nasdaq. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change Regarding
Reporting of Cancelled Trades
Nasdaq proposes to clarify members’
obligations to report the cancellation of
trades previously submitted to the
Nasdaq Market Center. Pursuant to
Section 19(b)(3)(A)(i) of the Act 3 and
Rule 19b–4(f)(6) 4 thereunder, Nasdaq
has designated this proposal as effecting
a change that does not significantly
affect the protection of investors or the
public interest, and does not impose any
significant burden on competition.
Nasdaq is proposing to make the change
operative 60 days after the date of filing.
Nasdaq has provided the Commission
the pre-filing notification as required by
subparagraph (iii) of Rule 19b–4(f)(6).
The text of the proposed rule change
is below. Proposed new language is
italicized; proposed deletions are in
brackets.5
*
*
*
*
*
4630. Reporting Transactions in
Nasdaq National Market Securities
*
*
*
*
*
4632. Transaction Reporting
*
*
*
*
*
(g) Reporting Cancelled Trades
[Release No. 34–51278; File No. SR–NASD–
2005–027]
SECURITIES AND EXCHANGE
COMMISSION
18:15 Mar 04, 2005
By the Commission.
Jonathan G. Katz,
Secretary.
[FR Doc. 05–4446 Filed 3–3–05; 11:54 am]
SECURITIES AND EXCHANGE
COMMISSION
BILLING CODE 8010–01–P
VerDate jul<14>2003
Diamonds, Inc. (‘‘CMKM Diamonds’’)
(Pink Sheets symbol ‘‘CMKX’’), a
Nevada corporation also known as
Casavant Mining Kimberlite
International, Inc. Questions have been
raised about the adequacy of publicly
available information concerning,
among other things, CMKM Diamonds’
assets and liabilities, mining and other
business activities, share structure and
stock issuances, and corporate
management. Since the fiscal year
ending December 31, 2002, CMKM
Diamonds has been delinquent in its
periodic filing obligations under Section
13(a) of the Securities Exchange Act of
1934. The Commission is concerned
that CMKM Diamonds may have
unjustifiably relied on a Form S–8 to
issue unrestricted securities. The
Commission is also concerned that
CMKM Diamonds and/or certain of its
shareholders may have unjustifiably
relied on Rule 144(k) of the Securities
Act of 1933 (‘‘Securities Act’’) in
conducting an unlawful distribution of
its securities that failed to comply with
the resale restrictions of Rules 144 and
145 of the Securities Act.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the above
listed company is suspended for the
period from 9:30 a.m. E.S.T., March 3,
2005, through 11:59 p.m. E.S.T., on
March 16, 2005.
Sfmt 4703
(1) Obligation and Party Responsible for
Reporting Cancelled Trades
With the exception of trades cancelled
by Nasdaq staff in accordance with Rule
11890, members shall report to the
Nasdaq Market Center the cancellation
of any trade previously submitted to the
Nasdaq Market Center. The member
responsible under Rule 5430(b) for
submitting the original trade report shall
submit the cancellation report in
accordance with the procedures set
forth in paragraph (g)(2). For trades
executed through a Nasdaq system that
automatically reports trades to the
3 15
U.S.C. 78s(b)(3)(A)(i).
CFR 240.19b–4(f)(6).
5 The proposed rule change is marked to show
changes from the rule as it appears in the electronic
NASD Manual available at https://www.nasd.com.
4 17
E:\FR\FM\07MRN1.SGM
07MRN1
Agencies
[Federal Register Volume 70, Number 43 (Monday, March 7, 2005)]
[Notices]
[Page 11036]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-4393]
[[Page 11036]]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meeting during the week of
March 7, 2005:
A closed meeting will be held on Wednesday, March 9, 2005, at 4
p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(5), (7), (9)(B), and (10) and 17 CFR 200.402(a)(5),
(7), 9(ii) and (10), permit consideration of the scheduled matters at
the closed meeting.
Commissioner Atkins, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
The subject matter of the closed meeting scheduled for Wednesday,
March 9, 2005, will be:
Institution and settlement of injunctive actions; and
Institution and settlement of administrative proceedings of an
enforcement nature.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 942-7070.
Dated: March 2, 2005.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 05-4393 Filed 3-2-05; 4:21 pm]
BILLING CODE 8010-01-P