Proposed Collection; Comment Request, 929-930 [05-175]
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Federal Register / Vol. 70, No. 3 / Wednesday, January 5, 2005 / Notices
2. Postal Rate Commission Opinion
and Recommended Decision in
Repositionable Notes Provisional
Service Change, Docket No. MC2004–5.
3. Rate Case Planning.
4. Strategic Planning.
5. Personnel Matters and
Compensation Issues.
FOR FURTHER INFORMATION CONTACT:
William T. Johnstone, Secretary of the
Board, U.S. Postal Service, 475 L’Enfant
Plaza, SW., Washington, DC 20260–
1000. Telephone (202) 268–4800.
William T. Johnstone,
Secretary.
[FR Doc. 05–278 Filed 1–3–04; 1:46 pm]
BILLING CODE 7710–12–M
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20594.
Extension: Rule 11Aa3–2, SEC File No. 270–
439, OMB Control No. 3235–0500.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for a revision
of the existing collection of information
discussed below.
Rule 11Aa3–2 provides that selfregulatory organizations (SROs) may,
acting jointly, file a National Market
System Plan (‘‘NMS Plan’’) or may
propose an amendment to an effective
NMS Plan by submitting the text of the
plan or amendment to the Secretary of
the Commission, together with a
statement of the purpose of such plan or
amendment and, to the extent
applicable, the documents and
information required by paragraphs
(b)(4) and (5) of Rule 11Aa3–2.
The collection of information is
designed to permit the Commission to
achieve its statutory directive to
facilitate the development of a national
market system. The information is used
to determine if a NMS Plan, or an
amendment thereto, should be approved
and implemented.
The respondents to the collection of
information are self-regulatory
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17:49 Jan 04, 2005
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organizations (as defined by the Act),
including national securities exchanges,
national securities associations,
registered clearing agencies and the
Municipal Securities Rulemaking Board.
The respondents to the collection of
information are self-regulatory
organizations (as defined by the Act),
including national securities exchanges
and national securities associations.
Ten respondents file an average total
of twelve responses per year, which
corresponds to an estimated annual
response burden of 553 hours.
Written comments are invited on (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the proposed collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Direct your written comments to R.
Corey Booth, Director/Chief Information
Officer, Office of Information
Technology, Securities and Exchange
Commission, 450 Fifth Street, NW.,
Washington, DC 20549.
Dated: December 22, 2004.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 05–127 Filed 1–4–05; 8:45 am]
BILLING CODE 8010–01–M
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension: Regulation D and Form D; OMB
Control No. 3235–0076; SEC File No.
270–72.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
PO 00000
Frm 00153
Fmt 4703
Sfmt 4703
929
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Regulation D sets forth rules
governing the limited offer and sale of
securities without Securities Act
registration. The purpose of Form D
notice is to collect empirical data,
which provides a continuing basis for
action by the Commission either in
terms of amending existing rules and
regulations or proposing new ones. In
addition, the Form D allows the
Commission to elicit information
necessary in assessing the effectiveness
of Regulation D and Section 4(6) as
capital-raising devices for all
businesses. Approximately 17,500
issuers file Form D and it takes an
estimated 4 hours to prepare for a total
annual burden of 70,000 hours. It is
estimated that 25% of the total burden
hours (17.500 reporting burden hours) is
prepared by the company.
Written comments are invited on: (a)
Whether this collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Office of
Information Technology, Securities and
Exchange Commission, 450 Fifth Street,
NW., Washington, DC 20549.
Dated: December 28, 2004.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 05–174 Filed 1–4–05; 8:45 am]
BILLING CODE 8010–01–M
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon written request, Copies available
from: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
E:\FR\FM\05JAN1.SGM
05JAN1
930
Federal Register / Vol. 70, No. 3 / Wednesday, January 5, 2005 / Notices
Extensions:
Rule 701, OMB Control No. 3235–0522,
SEC File No. 270–306
Regulations 14D and 14E, OMB Control
No. 3235–0102, SEC File No. 270–114
Schedule 14D–9
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collections of information
summarized below. The Commission
plans to submit these existing
collections of information to the Office
of Management and Budget for
extension and approval.
Securities Act Rule 701 requires when
offerings in excess of $5 million are
made under the employee benefit plan
exemptive rule, the issuers must
provide the employees with risk and
financial statement disclosures among
other things. The purpose of the Rule
701 to ensure that a basic level of
information is available to employees
and others when substantial amounts of
securities are issued in compensatory
arrangements. Approximately 300
companies annually rely on Rule 701
exemption and it takes an estimated .5
hours to prepare for a total annual
burden of 600 hours. It is estimated that
25% of the 600 total annual burden
hours (150 reporting burden hours) is
prepared by the company.
Regulations 14D and 14E and related
Schedule 14D–9 require information
important to security holders in
deciding how to respond to tender
offers. Approximately 360 companies
annually file Schedule 14D–9 and it
takes 258 hours to prepare for a total
annual burden of 92,880. It is estimated
that 25% of the 92,880 total burden
hours (23,220 reporting burden hours) is
prepared by the company.
Written comments are invited on: (a)
Whether these collections of
information are necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collections of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Office of
VerDate jul<14>2003
17:49 Jan 04, 2005
Jkt 205001
Information Technology, Securities and
Exchange Commission, 450 Fifth Street,
NW., Washington, DC 20549.
Dated: December 28, 2004.
Margaret H. McFarland,
Deputy Security.
[FR Doc. 05–175 Filed 1–4–05; 8:45 am]
BILLING CODE 8010–01–M
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–26715]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
December 29, 2004.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of December,
2004. A copy of each application may be
obtained for a fee at the SEC’s Public
Reference Branch, 450 Fifth St., NW.,
Washington, DC 20549–0102 (tel. 202–
942–8090). An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
January 24, 2005, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, SEC, 450 Fifth
Street, NW., Washington, DC 20549–
0609.
For Further Information Contact:
Diane L. Titus at (202) 942–0564, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 450 Fifth Street, NW.,
Washington, DC 20549–0504.
General Securities, Incorporated [File
No. 811–594]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 30,
2004, applicant transferred its assets to
Kopp Total Quality Management Fund,
a series of Kopp Funds, Inc., based on
net asset value. Expenses of $40,700
incurred in connection with the
reorganization were paid by Robinson
PO 00000
Frm 00154
Fmt 4703
Sfmt 4703
Capital Management, Inc., applicant’s
former investment adviser.
Filing Date: The application was filed
on November 17, 2004.
Applicant’s Address: 7701 France
Ave. S, Suite 500, Edina, MN 55435.
Lake Shore Family of Funds [File No.
811–8431]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 29,
2003, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $6,235
incurred in connection with the
liquidation were paid by Lake Shore
Fund Group, LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on November 23, 2004.
Applicant’s Address: 8280
Montgomery Rd., Suite 302, Cincinnati,
OH 45236–6101.
Albemarle Investment Trust [File No.
811–5098]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On February 6,
2004, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $16,856
incurred in connection with the
liquidation were paid by Boys, Arnold
& Company, Inc., applicant’s investment
adviser.
Filing Date: The application was filed
on November 23, 2004.
Applicant’s Address: Boys, Arnold &
Company, Inc., 1272 Hendersonville
Rd., Asheville, NC 28813.
Fiduciary Capital Pension Partners
Liquidating Trust [File No. 811–6305],
Fiduciary Capital Partners Liquidating
Trust [File No. 811–6306]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On December
31, 2003, each applicant made a final
liquidating distribution to its
shareholders, based on net asset value.
Expenses of $101,393 and $102,217,
respectively, incurred in connection
with the liquidations were paid by each
applicant.
Filing Date: The applications were
filed on November 19, 2004.
Applicants’ Address: 1530 16th St.,
Suite 200, Denver, CO 80202–1468.
Pitcairn Funds [File No. 811–9943]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On July 30, 2004,
applicant transferred its assets to
Constellation Funds, based on net asset
E:\FR\FM\05JAN1.SGM
05JAN1
]]>Agencies
[Federal Register Volume 70, Number 3 (Wednesday, January 5, 2005)]
[Notices]
[Pages 929-930]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-175]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon written request, Copies available from: Securities and Exchange
Commission, Office of Filings and Information Services, Washington, DC
20549.
[[Page 930]]
Extensions:
Rule 701, OMB Control No. 3235-0522, SEC File No. 270-306
Regulations 14D and 14E, OMB Control No. 3235-0102, SEC File No.
270-114
Schedule 14D-9
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') is soliciting comments on the collections of
information summarized below. The Commission plans to submit these
existing collections of information to the Office of Management and
Budget for extension and approval.
Securities Act Rule 701 requires when offerings in excess of $5
million are made under the employee benefit plan exemptive rule, the
issuers must provide the employees with risk and financial statement
disclosures among other things. The purpose of the Rule 701 to ensure
that a basic level of information is available to employees and others
when substantial amounts of securities are issued in compensatory
arrangements. Approximately 300 companies annually rely on Rule 701
exemption and it takes an estimated .5 hours to prepare for a total
annual burden of 600 hours. It is estimated that 25% of the 600 total
annual burden hours (150 reporting burden hours) is prepared by the
company.
Regulations 14D and 14E and related Schedule 14D-9 require
information important to security holders in deciding how to respond to
tender offers. Approximately 360 companies annually file Schedule 14D-9
and it takes 258 hours to prepare for a total annual burden of 92,880.
It is estimated that 25% of the 92,880 total burden hours (23,220
reporting burden hours) is prepared by the company.
Written comments are invited on: (a) Whether these collections of
information are necessary for the proper performance of the functions
of the agency, including whether the information will have practical
utility; (b) the accuracy of the agency's estimate of the burden of the
collections of information; (c) ways to enhance the quality, utility,
and clarity of the information collected; and (d) ways to minimize the
burden of the collection of information on respondents, including
through the use of automated collection techniques or other forms of
information technology. Consideration will be given to comments and
suggestions submitted in writing within 60 days of this publication.
Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Office of Information Technology, Securities
and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549.
Dated: December 28, 2004.
Margaret H. McFarland,
Deputy Security.
[FR Doc. 05-175 Filed 1-4-05; 8:45 am]
BILLING CODE 8010-01-M
