Commodity Futures Trading Commission July 7, 2006 – Federal Register Recent Federal Regulation Documents

Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
Document Number: 06-6030
Type: Proposed Rule
Date: 2006-07-07
Agency: Commodity Futures Trading Commission, Agencies and Commissions
The Commission hereby proposes Acceptable Practices for section 5(d)(15) of the Act (``Core Principle 15'').\2\ The proposed Acceptable Practices would provide designated contract markets (``DCMs'') with a safe harbor for compliance with selected aspects of Core Principle 15's requirement that they minimize conflicts of interest in their decisionmaking. The proposed Acceptable Practices are summarized as follows.
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