Securities and Exchange Commission May 3, 2013 – Federal Register Recent Federal Regulation Documents

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In the Matter of Biopharm Asia, Inc., China Organic Agriculture, Inc., and Guilin Paper, Inc.; Order of Suspension of Trading
Document Number: C1-2013-09635
Type: Notice
Date: 2013-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/05/03/C1-2013-09635.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Include Options on Interest Rate Futures Contracts With Maturities Not Longer Than Two Years In The One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC
Document Number: 2013-10508
Type: Notice
Date: 2013-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/05/03/2013-10508.html
Notice of Applications for Deregistration Under the Investment Company Act of 1940
Document Number: 2013-10483
Type: Notice
Date: 2013-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On November 1, 2012 and November 29, 2012, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses incurred in connection with the liquidation were paid by David H. Murdock as trustee of the David H. Murdock Living Trust. Filing Dates: The application was filed on March 13, 2013, and amended on April 2, 2013. Applicant's Address: c/o U.S. Bank National Association, Corporate Trust Services, 633 West 5th St., 24th Floor, LM-CA T24T, Los Angeles, CA 90071.
https://regulations.justia.com/regulations/fedreg/2013/05/03/2013-10483.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Enhance the Functionality Offered on the Options Floor Broker Management System (“FBMS”) by, Among Other Things, Automating Functions Currently Performed by Floor Brokers
Document Number: 2013-10445
Type: Notice
Date: 2013-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/05/03/2013-10445.html
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