(a) Definitions.
Terms used but not defined in this subpart shall have the meaning given them by
the CAA, titles 23 and 49 U.S.C., other Environmental Protection Agency (EPA)
regulations, or other DOT regulations, in that order of priority.
"Applicable implementation
plan" is defined in §302(q) of the CAA and means the
portion (or portions) of the implementation plan, or most recent revision
thereof, which has been approved under §110, or promulgated under
§110(c), or promulgated or approved pursuant to regulations promulgated
under §301(d) and which implements the relevant requirements of the
CAA.
"CAA" means the Clean Air Act,
as amended.
"Cause or contribute to a new
violation" for a project means:
(A) To cause or contribute to a new violation
of a standard in the area substantially affected by the project or over a
region which would otherwise not be in violation of the standard during the
future period in question, if the project were not implemented, or
(B) To contribute to a new violation in a
manner that would increase the frequency or severity of a new violation of a
standard in such area.
"Control strategy implementation plan
revision" is the applicable implementation plan which contains
specific strategies for controlling the emissions of and reducing ambient
levels of pollutants in order to satisfy CAA requirements for demonstrations of
reasonable further progress and attainment (CAA §§182(b)(1),
182(c)(2)(A), 182(c)(2)(B), 187(a)(7), 189(a)(1)(B), and 189(b)(1)(A); and
§§192(a) and 192(b), for nitrogen dioxide).
"Control strategy period" with
respect to particulate matter less than 10 microns in diameter
(PM10), carbon monoxide (CO), nitrogen dioxide
(NO2), and/or ozone precursors (volatile organic
compounds and oxides of nitrogen), means that period of time after EPA approves
control strategy implementation plan revisions containing strategies for
controlling PM10, NO2, CO, and/or
ozone, as appropriate. This period ends when a State submits and EPA approves a
request under §107(d) of the CAA for redesignation to an attainment
area.
"Design concept" means the type
of facility identified by the project, e.g., freeway, expressway, arterial
highway, grade-separated highway, reserved right-of-way rail transit,
mixed-traffic rail transit, exclusive busway, etc.
"Design scope" means the design
aspects which will affect the proposed facility's impact on regional emissions,
usually as they relate to vehicle or person carrying capacity and control,
e.g., number of lanes or tracks to be constructed or added, length of project,
signalization, access control including approximate number and location of
interchanges, preferential treatment for high-occupancy vehicles, etc.
"Division" means the Air
Quality Division of the Department of Environmental Quality.
"DOT" means the United States
Department of Transportation.
"EPA" means the Environmental
Protection Agency.
"FHWA" means the Federal
Highway Administration of DOT.
"FHWA/FTA project" for the
purpose of this subpart, is any highway or transit project which is proposed to
receive funding assistance and approval through the Federal-Aid Highway program
or the Federal mass transit program or requires Federal Highway Administration
(FHWA) or Federal Transit Administration (FTA) approval for some aspect of the
project, such as connection to an interstate highway or deviation from
applicable design standards on the interstate system.
"FTA" means the Federal Transit
Administration of DOT.
"Forecast period" with respect
to a transportation plan is the period covered by the transportation plan
pursuant to 23 CFR Part 450.
"Highway project" is an
undertaking to implement or modify a highway facility or highway-related
program. Such an undertaking consists of all required phases necessary for
implementation. For analytical purposes, it must be defined sufficiently
to:
(A) Connect logical
termini and be of sufficient length to address environmental matters on a broad
scope;
(B) Have independent utility
or significance, i.e., be usable and be a reasonable expenditure even if no
additional transportation improvements in the area are made; and
(C) Not restrict consideration of
alternatives for other reasonably foreseeable transportation improvements.
"Horizon year" is a year for
which the transportation plan describes the envisioned transportation system
according to Chapter 8, Section
4(f).
"Hot-spot analysis" is an
estimation of likely future localized CO and PM10
pollutant concentrations and a comparison of those concentrations to the
national ambient air quality standards. Pollutant concentrations to be
estimated should be based on the total emissions burden which may result from
the implementation of a single, specific project, summed together with future
background concentrations (which can be estimated using the ratio of future to
current traffic multiplied by the ratio of future to current emission factors)
expected in the area. The total concentration must be estimated and analyzed at
appropriate receptor locations in the area substantially affected by the
project. Hot-spot analysis assesses impacts on a scale smaller than the entire
nonattainment or maintenance area, including, for example, congested roadway
intersections and highways or transit terminals, and uses an air quality
dispersion model to determine the effects of emissions on air quality.
"Incomplete data area" means
any ozone nonattainment area which EPA has classified, in 40 CFR Part 81, as an
incomplete data area.
"Increase the frequency or
severity" means to cause a location or region to exceed a
standard more often or to cause a violation at a greater concentration than
previously existed and/or would otherwise exist during the future period in
question, if the project were not implemented.
"ISTEA" means the Intermodal
Surface Transportation Efficiency Act of 1991.
"Maintenance area" means any
geographic region of the United States previously designated nonattainment
pursuant to the CAA Amendments of 1990 and subsequently redesignated to
attainment subject to the requirement to develop a maintenance plan under
§175A of the CAA, as amended.
"Maintenance period" with
respect to a pollutant or pollutant precursor means that period of time
beginning when a State submits and EPA approves a request under §107(d) of
the CAA for redesignation to an attainment area, and lasting for 20 years,
unless the applicable implementation plan specifies that the maintenance period
shall last for more than 20 years.
"Metropolitan planning organization
(MPO)" is that organization designated as being responsible,
together with the State, for conducting the continuing, cooperative, and
comprehensive planning process under
23 U.S.C.
134 and 49 U.S.C. 1607 . It is the forum for
cooperative transportation decision-making.
"Milestone" has the meaning
given in §182(g)(1) and §189(c) of the CAA. A milestone consists of
an emissions level and the date on which it is required to be achieved.
"Motor vehicle emissions
budget" is that portion of the total allowable emissions
defined in a revision to the applicable implementation plan (or in an
implementation plan revision which was endorsed by the Governor or his or her
designee, subject to a public hearing, and submitted to EPA, but not yet
approved by EPA) for a certain date for the purpose of meeting reasonable
further progress milestones or attainment or maintenance demonstrations, for
any criteria pollutant or its precursors, allocated by the applicable
implementation plan to highway and transit vehicles. The applicable
implementation plan for an ozone nonattainment area may also designate a motor
vehicle emissions budget for oxides of nitrogen (NOx)
for a reasonable further progress milestone year if the applicable
implementation plan demonstrates that this NOx budget
will be achieved with measures in the implementation plan (as an implementation
plan must do for VOC milestone requirements). The applicable implementation
plan for an ozone nonattainment area includes a NOx
budget if NOx reductions are being substituted for
reductions in volatile organic compounds in milestone years required for
reasonable further progress.
"National ambient air quality standards
(NAAQS)" are those standards established pursuant to §109
of the CAA.
"NEPA" means the National
Environmental Policy Act of 1969, as amended (42 U.S.C. 4321 et
seq.).
"NEPA process completion", for
the purposes of this subpart, with respect to FHWA or FTA, means the point at
which there is a specific action to make a determination that a project is
categorically excluded, to make a Finding of No Significant Impact, or to issue
a record of decision on a Final Environmental Impact Statement under
NEPA.
"Nonattainment area" means any
geographic region of the United States which has been designated as
nonattainment under §107 of the CAA for any pollutant for which a national
ambient air quality standard exists.
"Not classified area" means any
carbon monoxide nonattainment area which EPA has not classified as either
moderate or serious.
"Phase II of the interim
period" with respect to a pollutant or pollutant precursor,
means that period of time after the effective date of this rule, lasting until
the earlier of the following:
(A) Submission to EPA of the relevant control
strategy implementation plan revisions which have been endorsed by the Governor
(or his or her designee) and have been subject to a public hearing,
or
(B) The date that the Clean Air
Act requires relevant control strategy implementation plans to be submitted to
EPA, provided EPA has made a finding of the State's failure to submit any such
plans and the State, MPO, and DOT have received notice of such finding of the
State's failure to submit any such plans. The precise end of Phase II of the
interim period is defined in Chapter 8, Section
4(bb).
"Project" means a highway
project or transit project.
"Recipient of funds designated under Title 23
U.S.C. or the Federal Transit Act" means any agency at any
level of State, county, city, or regional government that routinely receives
Title 23 U.S.C. or Federal Transit Act funds to construct FHWA/FTA projects,
operate FHWA/FTA projects or equipment, purchase equipment, or undertake other
services or operations via contracts or agreements. This definition does not
include private landowners or developers, or contractors or entities that are
only paid for services or products created by their own employees.
"Regionally significant
project" means a transportation project (other than an exempt
project) that is on a facility which serves regional transportation needs (such
as access to and from the area outside of the region, major activity centers in
the region, major planned developments such as new retail malls, sports
complexes, etc., or transportation terminals as well as most terminals
themselves) and would normally be included in the modeling of a metropolitan
area's transportation network, including at a minimum all principal arterial
highways, all fixed guideway transit facilities that offer an alternative to
regional highway travel and any project that the Division identifies as having
the potential to affect air quality on a regional basis, after consultation in
accordance with Chapter 8, Section
4(e).
"Rural transport ozone nonattainment
area" means an ozone nonattainment area that does not include,
and is not adjacent to, any part of a Metropolitan Statistical Area, or, where
one exists, a Consolidated Metropolitan Statistical Area (as defined by the
United States Bureau of the Census) and is classified under Clean Air Act
§182(h) as a rural transport area.
"Standard" means a national
ambient air quality standard.
"Submarginal area" means any
ozone nonattainment area which EPA has classified as submarginal in 40 CFR Part
81.
"Title 23 U.S.C." means Title
23 of the United States Code.
"Transit" is mass
transportation by bus, rail, or other conveyance which provides general or
special service to the public on a regular and continuing basis. It does not
include school buses or charter or sightseeing services.
"Transit project" is an
undertaking to implement or modify a transit facility or transit-related
program, purchase transit vehicles or equipment, or provide financial
assistance for transit operations. It does not include actions that are solely
within the jurisdiction of local transit agencies, such as changes in routes,
schedules, or fares. It may consist of several phases. For analytical purposes,
it must be defined inclusively enough to:
(A) Connect logical termini and be of
sufficient length to address environmental matters on a broad scope;
(B) Have independent utility or independent
significance, i.e., be a reasonable expenditure even if no additional
transportation improvements in the area are made; and
(C) Not restrict consideration of
alternatives for other reasonably foreseeable transportation improvements.
"Transitional area" means any
ozone nonattainment area which EPA has classified as transitional in 40 CFR
Part 81.
"Transitional period" with
respect to a pollutant or pollutant precursor means that period of time which
begins after submission to EPA of the relevant control strategy implementation
plan which has been endorsed by the Governor (or his or her designee) and has
been subject to a public hearing. The transitional period lasts until EPA takes
final approval or disapproval action on the control strategy implementation
plan submission or finds it to be incomplete. The precise beginning and end of
the transitional period is defined in Chapter 8, Section
4(bb).
"Transportation control measure
(TCM)" is any measure that is specifically identified and
committed to in the applicable implementation plan that is either one of the
types listed in §108 of the CAA, or any other measure for the purpose of
reducing emissions or concentrations of air pollutants from transportation
sources by reducing vehicle use or changing traffic flow or congestion
conditions. Notwithstanding the above, vehicle technology-based, fuel-based,
and maintenance-based measures which control the emissions from vehicles under
fixed traffic conditions are not TCMs for the purposes of this subpart.
"Transportation improvement program
(TIP)" means a staged, multiyear, intermodal program of
transportation projects covering a metropolitan planning area which is
consistent with the metropolitan transportation plan, and developed pursuant to
23 CFR Part 450 .
"Transportation plan" means the
official intermodal metropolitan transportation plan that is developed through
the metropolitan planning process for the metropolitan planning area, developed
pursuant to 23 CFR Part 450.
"Transportation project" is a
highway project or a transit project.
"WYDOT" means the Wyoming
Department of Transportation.
(e)
Consultation.
(i) General. This rule provides
procedures for interagency consultation (Federal, State, and local) and
resolution of conflicts. Such consultation procedures shall be undertaken by
the WYDOT, MPOs and the DOT with the Division and EPA before making conformity
determinations, and by the Division and EPA with MPOs, the WYDOT and DOT in
developing and revising applicable implementation plans.
(ii) Interagency Consultation Procedures:
General Factors.
(A) Representatives of the
MPOs, the Division and the WYDOT shall undertake an interagency consultation
process in accordance with this section with each other, with representatives
of appropriate cities, towns, and counties and with local or regional offices
of EPA, FHWA, and FTA on the development of the implementation plan, the list
of TCMs in the applicable implementation plan, the unified planning work
program under 23 CFR §
450.314, the transportation plan, the TIP,
any revisions to the preceding documents, and all conformity determinations
required by this rule.
(B) The
agency with the responsibility for a transportation plan, program, project, or
applicable implementation plan shall also be responsible for preparing the
final document of decision subject to the interagency consultation process and
shall be the lead agency. It shall be the affirmative responsibility of the
lead agency to initiate the process by notifying other participants, to convene
consultation meetings early in the process of decision on the final document,
to appoint the conveners of technical meetings, and to assure that all relevant
documents and information are supplied to all participants in the consultation
process in a timely manner.
(C)
Regular consultation on routine activities such as the selection of models or
any determination of conformity on transportation projects shall include
meetings at regular, scheduled quarterly intervals, if determined necessary by
the lead agency and shall be on the agenda of at least one meeting attended by
representatives at the policy level of each agency. In addition, technical
meetings shall be convened as necessary.
(D) Each lead agency in the consultation
process required under this section shall confer with all other agencies
identified under paragraph (A) with an interest in the document to be
developed, provide all information to those agencies needed for meaningful
input, and, prior to taking any action, consider the views of each such agency
and respond to those views in a timely, substantive written manner prior to any
final decision on such document. Such views and written response shall be made
part of the record of any decision or action, if any.
(iii) Interagency Consultation Procedures:
Specific Processes.
(A) An interagency
consultation process in accordance with Chapter 8, Section
4(e)(ii) involving the MPO,
the Division, the WYDOT, EPA, and DOT shall be undertaken for the following:
(I) Evaluating and choosing each model (or
models) and associated methods and assumptions to be used in hot-spot analyses
and regional emissions analyses, including vehicle miles traveled ("VMT")
forecasting, to be initiated by the WYDOT and conducted in accordance with
Chapter 8, Section
4(e)(ii).
(II) Determining which minor arterials and
other transportation projects should be considered "regionally significant" for
the purposes of regional emissions analysis (in addition to those functionally
classified as principal arterial or higher or fixed guideway systems or
extension that offer an alternative to regional highway travel), and which
projects should be considered to have a significant change in design concept
and scope from the transportation plan of TIP, to be initiated by the WYDOT and
conducted in accordance with Chapter 8, Section
4(e)(ii).
(III) Evaluate whether projects otherwise
exempted from meeting the requirements of this section should be treated as
non-exempt in cases where potential adverse emissions impacts may exist for any
reason, to be initiated by the Division and conducted in accordance with
Chapter 8, Section
4(e)(ii).
(IV) Make a determination, as required by
Chapter 8, Section
4(m)(iii)(A), whether past
obstacles to implementation of TCMs which are behind the schedule established
in the applicable implementation plan have been identified and are being
overcome, and whether State and local agencies with influence over approvals or
funding for TCMs are giving maximum priority to approval or funding for TCMs,
to be initiated by the Division and conducted in accordance with Chapter 8,
Section 4(e)(ii). This consultation
process shall also consider whether delays in TCM implementation necessitate
revisions to the applicable implementation plan to remove TCMs or substitute
TCMs or other emission reduction measures.
(V) Making a determination, as required by
Chapter 8, Section
4(cc)(ii), whether the
project is included in the regional emission analysis supporting the currently
conforming TIP's conformity determination, even if the project is not strictly
"included" in the TIP for the purposes of MPO project selection or endorsement,
and whether the project's design concept and scope have not changed
significantly from those which were included in the regional emissions
analysis, or in a manner which would significantly impact use of the facility,
to be initiated by the WYDOT and conducted in accordance with Chapter 8,
Section 4(e)(ii).
(VI) Identify, as required by Chapter 8,
Section 4(ee)(iv), projects located
at sites in PM10 nonattainment areas which have vehicle
and roadway emission and dispersion characteristics which are essentially
identical to those at sites which have violations verified by monitoring, and
therefore require quantitative PM10 hot-spot analysis,
to be initiated by the Division and conducted in accordance with Chapter 8,
Section 4(e)(ii).
(VII) Notification of transportation plan or
TIP revisions or amendments which merely add or delete exempt projects listed
in Chapter 8, Section
4(hh), to be initiated by
the WYDOT and conducted in accordance with Chapter 8, Section
4(e)(ii).
(VIII) Determining what forecast of vehicle
miles traveled (VMT) to use in establishing or tracking emissions budgets,
developing transportation plans, TIPS, or applicable implementation plans, or
making conformity determinations, to be initiated by the WYDOT and conducted in
accordance with Chapter 8, Section
4(e)(ii).
(B) An interagency consultation process in
accordance with Chapter 8, Section
4(e)(ii) involving the MPO,
the Division and the WYDOT, shall be undertaken for the following:
(I) Evaluating events which will trigger new
conformity determinations in addition to those triggering events established in
Chapter 8, Section
4(d), to be initiated by
the Division and conducted in accordance with Chapter 8, Section
4(e)(ii); and
(II) Consulting on emissions analysis for
transportation activities which cross the borders of MPOs or nonattainment
areas or air basins, to be initiated by the Division and conducted in
accordance with Chapter 8, Section
4(e)(ii).
(C) Where any metropolitan planning area does
not include an entire nonattainment or maintenance area, an interagency
consultation process in accordance with Chapter 8, Section
4(e)(ii) involving the MPO
and the WYDOT shall be undertaken for cooperative planning and analysis
purposes of determining conformity of all projects outside the metropolitan
area and within the nonattainment or maintenance area, to be initiated by the
WYDOT and conducted in accordance with Chapter 8, Section
4(e)(ii).
(D)
(I) An
interagency consultation process in accordance with Chapter 8, Section
4(e)(ii) involving the MPO,
the Division, the WYDOT, and recipients of funds designated under Title 23
U.S.C. or the Federal Transit Act shall be undertaken to assure that plans for
construction of regionally significant projects which are not FHWA/FTA projects
(including projects for which alternative locations, design concept and scope,
or the no-build option are still being considered), including those by
recipients of funds designated under Title 23 U.S.C. or the Federal Transit
Act, are disclosed to the MPO on a regular basis, and to assure that any
changes to those plans are immediately disclosed.
(II) The sponsor of any such regionally
significant project, and any agency that becomes aware of any such project
through applications for approval, permitting or funding or otherwise, shall
disclose such project to the MPO in a timely manner. Such disclosure shall be
made not later than the first occasion on which any of the following actions
are sought: any policy board action necessary for the project to proceed, the
issuance of administrative permits for the facility or for construction of the
facility, the execution of a contract to design or construct the facility, the
execution of any indebtedness for the facility, any final action of a board,
commission or administrator authorizing or directing employees to proceed with
design, permitting or construction of the project, or the execution of any
contract to design or construct or any approval needed for any facility that is
dependent on the completion of a regionally significant project.
(III) In the case of any such regionally
significant project that has not been disclosed to the MPO and other interested
agencies participating in the consultation process in a timely manner, such
regionally significant project shall be deemed not to be included in the
regional emissions analysis supporting the currently conforming TIP's
conformity determination and not to be consistent with the motor vehicle
emissions budget in the applicable implementation plan, for the purposes of
Chapter 8, Section
4(cc).
(IV) For the purposes of this section and
Chapter 8, Section
4(cc), the phrase "adopt or
approve of a regionally significant project" means the first time any action
necessary to authorizing a project occurs, such as any policy board action
necessary for the project to proceed, the issuance of administrative permits
for the facility or for construction of the facility, the execution of a
contract to construct the facility, any final action of a board, commission or
administrator authorizing or directing employees to proceed with construction
of the project, or any written decision or authorization from the MPO that the
project may be adopted or approved.
(E) An interagency cooperation process in
accordance with Chapter 8, Section
4(e)(ii) involving the MPO
and any other recipients of funds designated under Title 23 U.S.C. or the
Federal Transit Act shall be undertaken for assuming the location and design
concept and scope of projects which are disclosed to the MPO under Chapter 8,
Section 4(e)(iii)(E) of this
section but whose sponsors have not yet decided these features, in sufficient
detail to perform the regional emissions analysis according to the requirements
of Chapter 8, Section
4(dd), to be initiated by
the MPO and conducted in accordance with Chapter 8, Section
4(e)(ii).
(F) An interagency consultation process in
accordance with Chapter 8, Section
4(e)(ii) involving any MPO,
the Division and the WYDOT shall be undertaken for the design, schedule, and
funding of research and data collection efforts and regional transportation
model development by the MPO (e.g., household/travel transportation surveys),
to be initiated by the MPO and conducted in accordance with Chapter 8, Section
4(e)(ii).
(iv) Resolving Conflicts.
(A) Any conflict among State agencies or
between State agencies and an MPO shall be escalated to the Governor if the
conflict cannot be resolved by the heads of the involved agencies. In the first
instance, such agencies shall make every effort to resolve any differences,
including personal meetings between the heads of such agencies or their
policy-level representatives, to the extent possible.
(B) The Division has 14 calendar days to
appeal a proposed determination of conformity to the Governor after the WYDOT
or MPO has notified the Division of the resolution of all comments on such
proposed determination of conformity or policy decision. Such 14-day period
shall commence when the MPO or the WYDOT has confirmed receipt by the
Administrator of the Division of the resolution of the comments of the
Division.
(C) The final conformity
decision must have the concurrence of the Governor if the Division appeals a
conformity decision. If there is no appeal by the Division, the MPO or the
WYDOT may proceed with the final conformity determination.
(D) The Division must provide notice of any
appeal under Chapter 8, Section
4(e)(iv)(B) to WYDOT and
MPO.
(E) The Governor may delegate
his/her role in the appeal process to anyone except the head or staff of the
Division, the WYDOT, the Wyoming Environmental Quality Council, the Wyoming
Transportation Commission or an MPO.
(v) Public Participation.
(A) Affected agencies making conformity
determinations on transportation plans, programs, and projects shall establish
a proactive public involvement process which provides opportunity for public
review and comment prior to taking formal action on a conformity determination
for all transportation plans and TIPs, consistent with the requirements of 23
CFR Part 450, including §§450.316(b)(1), 450.322(c), and 450.324(c)
as in effect on the date of adoption of this rule. In addition, any such agency
must specifically address in writing in all public comments that known plans
for a regionally significant project which is not receiving FHWA or FTA funding
or approval have not been properly reflected in the emissions analysis
supporting a proposed conformity finding for a transportation plan or TIP. Any
such agency shall also provide opportunity for public involvement in conformity
determination for projects to the extent otherwise required by law.
(B) The opportunity for public involvement
provided under this subsection shall include access to information, emissions
data, analyses, models and modeling assumptions used to perform a conformity
determination, and the obligation of any such agency to consider and respond to
significant comments.
(C) No
transportation plan, TIP, or project may be found to conform unless the
determination of conformity has been subject to a public involvement process in
accordance with this subsection, without regard to whether the DOT has
certified any process under 23 CFR Part 450.
(aa) The project which is not from a
conforming transportation plan and TIP must contribute to emission reductions
or must not increase emissions in PM10 and
NO2 nonattainment areas.
(j) Criteria and Procedures: Latest Planning
Assumptions.
(i) During all periods the
conformity determination, with respect to all other applicable criteria in
Chapter 8, Sections
4(k)-(aa), must
be based upon the most recent planning assumptions in force at the time of the
conformity determination. This criterion applies during all periods. The
conformity determination must satisfy the requirements of paragraphs (ii)
through (vi) of this section.
(ii)
Assumptions (including, but not limited to, vehicle miles traveled per capita
or per household, trip generation per household, vehicle occupancy, household
size, vehicle fleet mix, vehicle ownership, and the geographic distribution of
population growth) must be derived from the estimates of current and future
population, employment, travel, and congestion most recently developed by the
MPO or other agency authorized to make such estimates and approved by the MPO.
The conformity determination must also be based on the latest assumptions about
current and future background concentrations. Any revisions to these estimates
used as part of the conformity determination, including projected shifts in
geographic location or level of population, employment, travel, and congestion,
must be approved by the MPO or other agency authorized to make such estimates
for the area, after consultation with the Division.
(iii) The conformity determination for each
transportation plan and TIP must discuss how transit operating policies
(including fares and service levels) and assumed transit ridership have changed
since the previous conformity determination.
(iv) The conformity determination must
include reasonable assumptions about transit service and increases in transit
fares and road and bridge tolls over time.
(v) The conformity determination must use the
latest existing information regarding the effectiveness of the TCMs which have
already been implemented.
(vi) Key
assumptions shall be specified and included in the draft documents and
supporting materials used for the interagency and public consultation required
by Chapter 8, Section
4(e).
(k) Criteria and Procedures: Latest Emissions
Model.
(i) During all periods the conformity
determination shall be based on the latest emission estimation model available.
This criterion is satisfied if the most current version of the motor vehicle
emissions model specified by EPA for use in the preparation or revision of
implementation plans in that State or area is used for the conformity analysis.
Where EMFAC is the motor vehicle emissions model used in preparing or revising
the applicable implementation plan, new versions must be approved by EPA before
they are used in the conformity analysis.
(ii) EPA will consult with DOT to establish a
grace period following the specification of any new model.
(A) The grace period will be no less than
three months and no more than 24 months after notice of availability is
published in the Federal Register.
(B) The length of the grace period will
depend on the degree of change in the model and the scope of re-planning likely
to be necessary by MPOs in order to assure conformity. If the grace period will
be longer than three months, EPA will announce the appropriate grace period in
the Federal Register.
(iii) Conformity analyses for which the
emissions analysis was begun during the grace period or before the
Federal Register notice of availability of the latest
emission model may continue to use the previous version of the model for
transportation plans and TIPs. The previous model may also be used for projects
if the analysis was begun during the grace period or before the
Federal Register notice of availability, provided no
more than three years have passed since the draft environmental document was
issued.
(l) Criteria and
Procedures: Consultation. All conformity determinations shall be made according
to the consultation procedures in Chapter 8, Section
4(e), and according to the
public involvement procedures established by the MPO in compliance with 23 CFR
Part 450 . This criterion applies during all periods. Until the implementation
plan revision required by 40 CFR Part 51, subpart T is approved by EPA, the
conformity determination must be made according to the procedures in 40 CFR
Part 51 .402(a)(2) and 40 CFR Part 51.402(e) . Once the implementation plan
revision has been approved by EPA, this criterion is satisfied if the
conformity determination is made consistent with the implementation plan's
consultation requirements.
(m)
Criteria and Procedures: Timely Implementation of TCMs.
(i) The transportation plan, TIP, or FHWA/FTA
project which is not from a conforming plan and TIP must provide for the timely
implementation of TCMs from the applicable implementation plan. This criterion
applies during all periods.
(ii)
For transportation plans, this criterion is satisfied if the following two
conditions are met:
(A) The transportation
plan, in describing the envisioned future transportation system, provides for
the timely completion or implementation of all TCMs in the applicable
implementation plan, including, but not limited to, those which are eligible
for funding under Title 23 U.S.C. or the Federal Transit Act, consistent with
schedules included in the applicable implementation plan.
(B) Nothing in the transportation plan
interferes with the implementation of any TCM in the applicable implementation
plan.
(iii) For TIPs,
this criterion is satisfied if the following conditions are met:
(A) An examination of the specific steps and
funding source(s) needed to fully implement each TCM indicates that TCMs,
including, but not limited to, those which are eligible for funding under Title
23 U.S.C. or the Federal Transit Act are on or ahead of the schedule
established in the applicable implementation plan, or, if such TCMs are behind
the schedule established in the applicable implementation plan, the MPO and DOT
have determined that past obstacles to implementation of the TCMs have been
identified and have been or are being overcome, and that all State and local
agencies with influence over approvals or funding for TCMs are giving maximum
priority to approval or funding of TCMs over other projects within their
control, including projects in locations outside the nonattainment or
maintenance area. Maximum priority to approval or funding of TCMs includes
demonstrations with respect to funding acceleration, commitment of staff or
other agency resources, diligent efforts to seek approvals, and similar
actions.
(B) If TCMs in the
applicable implementation plan have previously been programmed for Federal
funding but the funds have not been obligated and the TCMs are behind the
schedule in the implementation plan, then the TIP cannot be found to conform if
the funds intended for those TCMs are reallocated to projects in the TIP other
than TCMs, or if there are no other TCMs in the TIP, if the funds are
reallocated to projects in the TIP other than projects which are eligible for
Federal funding under ISTEA's Congestion Mitigation and Air Quality Improvement
Program.
(C) Nothing in the TIP may
interfere with the implementation of any TCM in the applicable implementation
plan.
(iv) For FHWA/FTA
projects which are not from a conforming transportation plan and TIP, this
criterion is satisfied if the project does not interfere with the
implementation of any TCM in the applicable implementation plan.
(n) Criteria and Procedures:
Currently Conforming Transportation Plan and TIP. There must be a currently
conforming transportation plan and currently conforming TIP at the time of
project approval. This criterion applies during all periods. It is satisfied if
the current transportation plan and TIP have been found to conform to the
applicable implementation plan by the MPO and DOT according to the criteria and
procedures of this subpart. Only one conforming transportation plan or TIP may
exist in an area at any time; conformity determinations of a previous
transportation plan or TIP expire once the current plan or TIP is found to
conform by DOT. The conformity determination on a transportation plan or TIP
will also lapse if conformity is not determined according to the frequency
requirements of Chapter 8, Section
4(d).
(o) Criteria and Procedures: Projects from a
Plan and TIP.
(i) The project must come from a
conforming plan and program. This criterion applies during all periods. If this
criterion is not satisfied, the project must satisfy all criteria in Table 1
for a project not from a conforming transportation plan and TIP. A project is
considered to be from a conforming transportation plan if it meets the
requirements of paragraph (ii) of this section and from a conforming program if
it meets the requirements of paragraph (iii) of this section.
(ii) A project is considered to be from a
conforming transportation plan if one of the following conditions applies:
(A) For projects which are required to be
identified in the transportation plan in order to satisfy §51.404, the
project is specifically included in the conforming transportation plan and the
project's design concept and scope have not changed significantly from those
which were described in the transportation plan, or in a manner which would
significantly impact use of the facility; or
(B) For projects which are not required to be
specifically identified in the transportation plan, the project is identified
in the conforming transportation plan, or is consistent with the policies and
purpose of the transportation plan and will not interfere with other projects
specifically included in the transportation plan.
(iii) A project is considered to be from a
conforming program if the following conditions are met:
(A) The project is included in the conforming
TIP and the design concept and scope of the project were adequate at the time
of the TIP conformity determination to determine its contribution to the TIP's
regional emissions and have not changed significantly from those which were
described in the TIP, or in a manner which would significantly impact use of
the facility; and
(B) If the TIP
describes a project design concept and scope which includes project-level
emissions mitigation or control measures, enforceable written commitments to
implement such measures must be obtained from the project sponsor and/or
operator as required by Chapter 8, Section
4(gg)(i) in order for the
project to be considered from a conforming program. Any change in these
mitigation or control measures that would significantly reduce their
effectiveness constitutes a change in the design concept and scope of the
project.
(p)
Criteria and Procedures: Localized CO and PM10
Violations (Hotspots).
(i) The FHWA/FTA
project must not cause or contribute to any new localized CO or
PM10 violations or increase the frequency or severity of
any existing CO or PM10 violations in CO and
PM10 nonattainment and maintenance areas. This criterion
applies during all periods. This criterion is satisfied if it is demonstrated
that no new local violations will be created and the severity or number of
existing violations will not be increased as a result of the project.
(ii) The demonstration must be performed
according to the requirements of Chapter 8, Sections
4(e) and (ee).
(iii) For projects which are not of the type
identified by Chapter 8, Section
4(ee)(i) or Chapter 8,
Section 4(ee)(iv), this criterion
may be satisfied if consideration of local factors clearly demonstrates that no
local violations presently exist and no new local violations will be created as
a result of the project. Otherwise, in CO nonattainment and maintenance areas,
a quantitative demonstration must be performed according to the requirements of
Chapter 8, Section
4(ee)(ii).
(q) Criteria and Procedures: Compliance with
PM10 Control Measures. The FHWA/FTA project must comply
with PM10 control measures in the applicable
implementation plan. This criterion applies during all periods. It is satisfied
if control measures (for the purpose of limiting PM10
emissions from the construction activities and/or normal use and operation
associated with the project) contained in the applicable implementation plan
are included in the final plans, specifications, and estimates for the
project.
(r) Criteria and
Procedures: Motor Vehicle Emissions Budget (Transportation Plan).
(i) The transportation plan must be
consistent with the motor vehicle emissions budget(s) in the applicable
implementation plan (or implementation plan submission). This criterion applies
during the transitional period and the control strategy and maintenance
periods, except as provided in Chapter 8, Section
4(jj). This criterion may
be satisfied if the requirements in paragraphs (ii) and (iii) of this section
are met:
(ii) A regional emissions
analysis shall be performed as follows:
(A)
The regional analysis shall estimate emissions of any of the following
pollutants and pollutant precursors for which the area is in nonattainment or
maintenance and for which the applicable implementation plan (or implementation
plan submission) establishes an emissions budget:
(I) VOC as an ozone precursor;
(II) NOx as an ozone
precursor, unless the Administrator determines that additional reductions of
NOx would not contribute to attainment;
(III) CO;
(IV) PM10 (and its
precursors VOC and/or NOx if the applicable
implementation plan or implementation plan submission identifies
transportation-related precursor emissions within the nonattainment area as a
significant contributor to the PM10 nonattainment
problem or establishes a budget for such emissions); or
(V) NOx (in
NO2 nonattainment or maintenance areas);
(B) The regional emissions
analysis shall estimate emissions from the entire transportation system,
including all regionally significant projects contained in the transportation
plan and all other regionally significant highway and transit projects expected
in the nonattainment or maintenance area in the time frame of the
transportation plan;
(C) The
emissions analysis methodology shall meet the requirements of Chapter 8,
Section 4(dd);
(D) For areas with a transportation plan that
meets the content requirements of Chapter 8, Section
4(f)(i), the emissions
analysis shall be performed for each horizon year. Emissions in milestone years
which are between the horizon years may be determined by interpolation;
and
(E) For areas with a
transportation plan that does not meet the content requirements of Chapter 8,
Section 4(f)(i), the emissions
analysis shall be performed for any years in the time span of the
transportation plan provided they are not more than ten years apart and
provided the analysis is performed for the last year of the plan's forecast
period. If the attainment year is in the time span of the transportation plan,
the emissions analysis must also be performed for the attainment year.
Emissions in milestone years which are between these analysis years may be
determined by interpolation.
(iii) The regional emissions analysis shall
demonstrate that for each of the applicable pollutants or pollutant precursors
in paragraph (ii)(A) of this section the emissions are less than or equal to
the motor vehicle emissions budget as established in the applicable
implementation plan or implementation plan submission as follows:
(A) If the applicable implementation plan or
implementation plans submission establishes emissions budgets for milestone
years, emissions in each milestone year are less than or equal to the motor
vehicle emissions budget established for that year;
(B) For nonattainment areas, emissions in the
attainment year are less than or equal to the motor vehicle emissions budget
established in the applicable implementation plan or implementation plan
submission for that year;
(C) For
nonattainment areas, emissions in each analysis or horizon year after the
attainment year are less than or equal to the motor vehicle emissions budget
established by the applicable implementation plan or implementation plan
submission for the attainment year. If emissions budgets are established for
years after the attainment year, emission in each analysis year or horizon year
must be less than or equal to the motor vehicle emissions budget for that year,
if any, or the motor vehicle emissions budget for the most recent budget year
prior to the analysis year or horizon year; and
(D) For maintenance areas, emissions in each
analysis or horizon year are less than or equal to the motor vehicle emissions
budget established by the maintenance plan for that year, if any, or the
emissions budget for the most recent budget year prior to the analysis or
horizon year.
(s) Criteria and Procedures: Motor Vehicle
Emissions Budget (TIP)
(i) The TIP must be
consistent with the motor vehicle emissions budget(s) in the applicable
implementation plan (or implementation plan submission). This criterion applies
during the transitional period and the control strategy and maintenance
periods, except as provided in Chapter 8, Section
4(jj). This criterion may
be satisfied if the requirements in paragraphs (ii) and (iii) of this section
are met:
(ii) For areas with a
conforming transportation plan that fully meets the content requirements of
Chapter 8, Section
4(f)(i), this criterion may
be satisfied without additional regional analysis if:
(A) Each program year of the TIP is
consistent with the Federal funding which may be reasonably expected for that
year, and required State/local matching funds and funds for State/local
funding-only projects are consistent with the revenue sources expected over the
same period; and
(B) The TIP is
consistent with the conforming transportation plan such that the regional
emissions analysis already performed for the plan applies to the TIP also. This
requires a demonstration that:
(I) The TIP
contains all projects which must be started in the TIP's time frame in order to
achieve the highway and transit system envisioned by the transportation plan in
each of its horizon years;
(II) All
TIP projects which are regionally significant are part of the specific highway
or transit system envisioned in the transportation plan's horizon years;
and
(III) The design concept and
scope of each regionally significant project in the TIP is not significantly
different from that described in the transportation plan.
(C) If the requirements in paragraphs (ii)(A)
and (ii)(B) of this section are not met, then:
(I) The TIP may be modified to meet those
requirements; or
(II) The
transportation plan must be revised so that the requirements in paragraphs
(ii)(A) and (ii)(B) of this section are met. Once the revised plan has been
found to conform, this criterion is met for the TIP with no additional analysis
except a demonstration that the TIP meets the requirements of paragraphs
(ii)(A) and (ii)(B) of this section.
(iii) For areas with a transportation plan
that does not meet the content requirements of Chapter 8, Section
4(f)(i), a regional
emissions analysis must meet all of the following requirements:
(A) The regional emissions analysis shall
estimate emissions from the entire transportation system, including all
projects contained in the proposed TIP, the transportation plan, and all other
regionally significant highway and transit projects expected in the
nonattainment or maintenance area in the time frame of the transportation
plan;
(B) The analysis methodology
shall meet the requirements of Chapter 8, Section
4(dd)(iii); and
(C) The regional analysis shall satisfy the
requirements of Chapter 8, Sections
4(r)(ii)(A), (r)(ii)(E), and
(r)(iii).
(t) Criteria and Procedures: Motor Vehicle
Emissions Budget (Project Not from a Plan and TIP).
(i) The project which is not from a
conforming transportation plan and a conforming TIP must be consistent with the
motor vehicle emissions budget(s) in the applicable implementation plan (or
implementation plan submission). This criterion applies during the transitional
period and the control strategy and maintenance periods, except as provided in
Chapter 8, Section
4(jj). It is satisfied if
emissions from the implementation of the project, when considered with the
emissions from the projects in the conforming transportation plan and TIP and
all other regionally significant projects expected in the area, do not exceed
the motor vehicle emissions budget(s) in the applicable implementation plan (or
implementation plan submission).
(ii) For areas with a conforming
transportation plan that meets the content requirements of Chapter 8, Section
4(f)(i):
(A) This criterion may be satisfied without
additional regional analysis if the project is included in the conforming
transportation plan, even if it is not specifically included in the latest
conforming TIP. This requires a demonstration that:
(I) Allocating funds to the project will not
delay the implementation of projects in the transportation plan or TIP which
are necessary to achieve the highway and transit system envisioned by the
transportation plan in each of its horizon years;
(II) The project is not regionally
significant or is part of the specific highway or transit system envisioned in
the transportation plan's horizon years; and
(III) The design concept and scope of the
project is not significantly different from that described in the
transportation plan.
(B)
If the requirements in paragraph (ii)(A) of this section are not met, a
regional emissions analysis must be performed as follows:
(I) The analysis methodology shall meet the
requirements of Chapter 8, Section
4(ee);
(II) The analysis shall estimate emissions
from the transportation system, including the proposed project and all other
regionally significant projects expected in the nonattainment or maintenance
area in the time frame of the transportation plan. The analysis must include
emissions from all previously approved projects which were not from a
transportation plan and TIP; and
(III) The emissions analysis shall meet the
requirements of Chapter 8, Sections
4(r)(ii)(A), (r)(ii)(D), and
(r)(iii).
(iii) For areas with a transportation plan
that does not meet the content requirements of Chapter 8, Section
4(f)(i), a regional
emissions analysis must be performed for the project together with the
conforming TIP and all other regionally significant projects expected in the
nonattainment or maintenance area. This criterion may be satisfied if:
(A) The analysis methodology meets the
requirements of Chapter 8, Section
4(dd)(iii);
(B) The analysis estimates emissions from the
transportation system, including the proposed project, and all other regionally
significant projects expected in the nonattainment or maintenance area in the
time frame of the transportation plan; and
(C) The regional analysis satisfies the
requirements of Chapter 8, Sections
4(r)(ii)(A), (r)(ii)(E), and
(r)(iii).
(u) Criteria and Procedures: Localized CO
Violations (Hot Spots) in the Interim Period.
(i) Each FHWA/FTA project must eliminate or
reduce the severity and number of localized CO violations in the area
substantially affected by the project (in CO nonattainment areas). This
criterion applies during the interim and transitional periods only. This
criterion is satisfied with respect to existing localized CO violations if it
is demonstrated that existing localized CO violations will be eliminated or
reduced in severity and number as a result of the project.
(ii) The demonstration must be performed
according to the requirements of Chapter 8, Sections
4(e) and (ee).
(iii) For projects which are not of the type
identified by Chapter 8, Section
4(ee)(i), this criterion
may be satisfied if consideration of local factors clearly demonstrates that
existing CO violations will be eliminated or reduced in severity and number.
Otherwise, a quantitative demonstration must be performed according to the
requirements of Chapter 8, Section
4(ee)(ii).
(v) Criteria and Procedures: Interim Period
Reductions in Ozone and CO Areas (Transportation Plan).
(i) A transportation plan must contribute to
emissions reductions in ozone and CO Nonattainment areas. This criterion
applies during the interim and transitional periods only, except as otherwise
provided in Chapter 8, Section
4(jj). It applies to the
net effect on emissions of all projects contained in a new or revised
transportation plan. This criterion may be satisfied if a regional emissions
analysis is performed as described in paragraphs (ii) through (vi) of this
section.
(ii) Determine the
analysis years for which emissions are to be estimated. Analysis years shall be
no more than ten years apart. The first analysis year shall be no later than
the first milestone year (1995 in CO nonattainment areas and 1996 in ozone
nonattainment areas). The second analysis year shall be either the attainment
year for the area, or if the attainment year is the same as the first analysis
year or earlier, the second analysis year shall be at least five years beyond
the first analysis year. The last year of the transportation plan's forecast
period shall also be an analysis year.
(iii) Define the 'Baseline' scenario for each
of the analysis years to be the future transportation system that would result
from current programs, composed of the following (except projects listed in
Chapter 8, Sections
4(hh) and (ii) need not be
explicitly considered):
(A) All in-place
regionally significant highway and transit facilities, services and
activities;
(B) All ongoing travel
demand management or transportation system management activities; and
(C) Completion of all regionally significant
projects, regardless of funding source, which are currently under construction
or are undergoing right-of-way acquisition (except for hardship acquisition and
protective buying); come from the first three years of the previously
conforming transportation plan and/or TIP; or have completed the NEPA process.
(For the first conformity determination on the transportation plan after
November 24, 1993, a project may not be included in the 'Baseline' scenario if
one of the following major steps has not occurred within the past three years:
NEPA process completion; start of final design; acquisition of a significant
portion of the right-of-way; or approval of the plans, specifications and
estimates. Such a project must be included in the 'Action' scenario, as
described in paragraph (iv) of this section.)
(iv) Define the 'Action' scenario for each of
the analysis years as the transportation system that will result in that year
from the implementation of the proposed transportation plan, TIPs adopted under
it, and other expected regionally significant projects in the nonattainment
area. It will include the following (except projects listed in Chapter 8,
Sections 4(hh) and
(ii) need not be explicitly considered):
(A) All facilities, services, and activities
in the 'Baseline' scenario;
(B)
Completion of all TCMs and regionally significant projects (including
facilities, services, and activities) specifically identified in the proposed
transportation plan which will be operational or in effect in the analysis
year, except that regulatory TCMs may not be assumed to begin at a future time
unless the regulation is already adopted by the enforcing jurisdiction or the
TCM is identified in the applicable implementation plan;
(C) All travel demand management programs and
transportation system management activities known to the MPO, but not included
in the applicable implementation plan or utilizing any Federal funding or
approval, which have been fully adopted and/or funded by the enforcing
jurisdiction or sponsoring agency since the last conformity determination on
the transportation plan;
(D) The
incremental effects of any travel demand management programs and transportation
system management activities known to the MPO, but not included in the
applicable implementation plan or utilizing any Federal funding or approval,
which were adopted and/or funded prior to the date of the last conformity
determination on the transportation plan, but which have been modified since
then to be more stringent or effective;
(E) Completion of all expected regionally
significant highway and transit projects which are not from a conforming
transportation plan and TIP; and
(F) Completion of all expected regionally
significant non-FHWA/FTA highway and transit projects that have clear funding
sources and commitments leading toward their implementation and completion by
the analysis year.
(v)
Estimate the emissions predicted to result in each analysis year from travel on
the transportation systems defined by the 'Baseline' and 'Action' scenarios and
determine the difference in regional VOC and NOx
emissions (unless the Administrator determines that additional reductions of
NOx would not contribute to attainment) between the two
scenarios for CO nonattainment areas. The analysis must be performed for each
of the analysis years according to the requirements of Chapter 8, Section
4(dd). Emissions in
milestone years which are between the analysis years may be determined by
interpolation.
(vi) This criterion
is met if the regional VOC and NOx emissions (for ozone
nonattainment areas) and CO emissions (for CO nonattainment areas) predicted in
the 'Action' scenario are less than the emissions predicted from the 'Baseline'
scenario in each analysis year, and if this can reasonably be expected to be
true in the periods between the first milestone year and the analysis years.
The regional analysis must show that the 'Action' scenario contributes to a
reduction in emissions from the 1990 emissions by any non-zero
amount.
(w) Criteria and
Procedures: Interim Period Reductions in Ozone and CO Areas (TIP).
(i) A TIP must contribute to emissions
reductions in ozone and CO nonattainment areas. This criterion applies during
the interim and transitional periods only, except as otherwise provided in
Chapter 8, Section
4(jj). It applies to the
net effect on emissions of all projects contained in a new or revised TIP. This
criterion may be satisfied if a regional emissions analysis is performed as
described in paragraphs (ii) through (vi) of this section.
(ii) Determine the analysis years for which
emissions are to be estimated. The first analysis year shall be no later than
the first milestone year (1995 in CO nonattainment areas and 1996 in ozone
nonattainment areas). The analysis years shall be no more than ten years apart.
The second analysis year shall be either the attainment year for the area, or
if the attainment year is the same as the first analysis year or earlier, the
second analysis year shall be at least five years beyond the first analysis
year. The last year of the transportation plan's forecast period shall also be
an analysis year.
(iii) Define the
'Baseline' scenario as the future transportation system that would result from
current programs, composed of the following (except projects listed in Chapter
8, Sections
4(hh) and (ii) need not be
explicitly considered):
(A) All in-place
regionally significant highway and transit facilities, services and
activities;
(B) All ongoing travel
demand management or transportation system management activities; and
(C) Completion of all regionally significant
projects, regardless of funding source, which are currently under construction
or are undergoing right-of-way acquisition (except for hardship acquisition and
protective buying); come from the first three years of the previously
conforming TIP; or have completed the NEPA process. (For the first conformity
determination on the TIP after (November 24, 1993), a
project may not be included in the 'Baseline' scenario if one of the following
major steps has not occurred within the past three years: NEPA process
completion; start of final design; acquisition of a significant portion of the
right-of-way; or approval of the plans, specifications and estimates. Such a
project must be included in the 'Action' scenario, as described in paragraph
(d) of this section.)
(iv) Define the 'Action' scenario as the
future transportation system that will result from the implementation of the
proposed TIP and other expected regionally significant projects in the
nonattainment area in the time frame of the transportation plan. It will
include the following (except projects listed in Chapter 8, Sections
4(hh) and (ii) need not be
explicitly considered):
(A) All facilities,
services, and activities in the 'Baseline' scenario;
(B) Completion of all TCMs and regionally
significant projects (including facilities, services, and activities) included
in the proposed TIP, except that regulatory TCMs may not be assumed to begin at
a future time unless the regulation is already adopted by the enforcing
jurisdiction or the TCM is contained in the applicable implementation
plan;
(C) All travel demand
management programs and transportation system management activities known to
the MPO, but not included in the applicable implementation plan or utilizing
any Federal funding or approval, which have been fully adopted and/or funded by
the enforcing jurisdiction or sponsoring agency since the last conformity
determination on the TIP;
(D) The
incremental effects of any travel demand management programs and transportation
system management activities known to the MPO, but not included in the
applicable implementation plan or utilizing any Federal funding or approval,
which were adopted and/or funded prior to the date of the last conformity
determination on the TIP, but which have been modified since then to be more
stringent or effective;
(E)
Completion of all expected regionally significant highway and transit projects
which are not from a conforming transportation plan and TIP; and
(F) Completion of all expected regionally
significant non-FHWA/FTA highway and transit projects that have clear funding
sources and commitments leading toward their implementation and completion by
the analysis year.
(v)
Estimate the emissions predicted to result in each analysis year from travel on
the transportation systems defined by the 'Baseline' and 'Action' scenarios,
and determine the difference in regional VOC and NOx
emissions (unless the Administrator determines that additional reductions of
NOx would not contribute to attainment) between the two
scenarios for ozone nonattainment areas and the difference in CO emissions
between the two scenarios for CO nonattainment areas. The analysis must be
performed for each of the analysis years according to the requirements of
Chapter 8, Section
4(dd). Emissions in
milestone years which are between analysis years may be determined by
interpolation.
(vi) This criterion
is met if the regional VOC and NOx emissions in ozone
nonattainment areas and CO emissions in CO nonattainment areas predicted in the
'Action' scenario are less than the emissions predicted from the 'Baseline'
scenario in each analysis year, and if this can reasonably be expected to be
true in the period between the analysis years. The regional analysis must show
that the 'Action' scenario contributes to a reduction in emissions from the
1990 emissions by any non-zero amount.
(x) Criteria and Procedures: Interim Period
Reductions for Ozone and CO Areas (Project Not from a Plan and TIP). A
transportation project which is not from a conforming transportation plan and
TIP must contribute to emissions reductions in ozone and CO nonattainment
areas. This criterion applies during the interim and transitional periods only,
except as otherwise provided in Chapter 8, Section
4(jj). This criterion is
satisfied if a regional emissions analysis is performed which meets the
requirements of Chapter 8, Section
4(v) and which includes the
transportation plan and project in the 'Action' scenario. If the project which
is not from a conforming transportation plan and TIP is a modification of a
project currently in the plan or TIP, the 'Baseline' scenario must include the
project with its original design concept and scope, and the 'Action' scenario
must include the project with its new design concept and scope.
(y) Criteria and Procedures: Interim Period
Reductions for PM10 and NO2 Areas
(Transportation Plan).
(i) A transportation
plan must contribute to emission reductions or must not increase emissions in
PM10 and NO2 nonattainment areas.
This criterion applies only during the interim and transitional periods. It
applies to the net effect on emissions of all projects contained in a new or
revised transportation plan. This criterion may be satisfied if the
requirements of either paragraph (ii) or (iii) of this section are
met.
(ii) Demonstrate that
implementation of the plan and all other regionally significant projects
expected in the nonattainment area will contribute to reductions in emissions
of PM10 in a PM10 nonattainment
area (and of each transportation-related precursor of
PM10 in PM10 nonattainment areas
if the EPA Regional Administrator or the Director of the State air agency has
made a finding that such precursor emissions from within the nonattainment area
are a significant contributor to the PM10 nonattainment
problem and has so notified the MPO and DOT) and of NOx
in an NO2 nonattainment area, by performing a regional
emissions analysis as follows:
(A) Determine
the analysis years for which emissions are to be estimated. Analysis years
shall be no more than ten years apart. The first analysis year shall be no
later than 1996 (for NO2 areas) or four years and six
months following the date of designation (for PM10
areas). The second analysis year shall be either the attainment year for the
area, or if the attainment year is the same as the first analysis year or
earlier, the second analysis year shall be at least five years beyond the first
analysis year. The last year of the transportation plan's forecast period shall
also be an analysis year.
(B)
Define for each of the analysis years the 'Baseline' scenario, as defined in
Chapter 8, Section
4(v)(iii), and the 'Action'
scenario, as defined in Chapter 8, Section
4(v)(iv).
(C) Estimate the emissions predicted to
result in each analysis year from travel on the transportation systems defined
by the 'Baseline' and 'Action' scenarios and determine the difference between
the two scenarios in regional PM10 emissions in a
PM10 nonattainment area (and transportation-related
precursors of PM10 in PM10
nonattainment areas if the EPA Regional Administrator or the Director of the
State air agency has made a finding that such precursor emissions from within
the nonattainment area are a significant contributor to the
PM10 nonattainment problem and has so notified the MPO
and DOT) and in NOx emissions in an
NO2 nonattainment area. The analysis must be performed
for each of the analysis years according to the requirements of Chapter 8,
Section 4(dd).
The analysis must address the periods between the analysis years and the
periods between 1990, the first milestone year (if any), and the first of the
analysis years. Emissions in milestone years which are between the analysis
years may be determined by interpolation.
(D) Demonstrate that the regional
PM10 emissions and PM10 precursor
emissions, where applicable, (for PM10 nonattainment
areas) and NOx emissions (for NO2
nonattainment areas) predicted in the 'Action' scenario are less
than the emissions predicted from the 'Baseline' scenario in each analysis
year, and that this can reasonably be expected to be true in the periods
between the first milestone year (if any) and the analysis years.
(iii) Demonstrate that when the
projects in the transportation plan and all other regionally significant
projects expected in the nonattainment area are implemented, the transportation
system's total highway and transit emissions of PM10 in
a PM10 nonattainment area (and transportation-related
precursors of PM10 in PM10
nonattainment areas if the EPA regional Administrator or the Director of the
State air agency has made a finding that such precursor emissions from within
the nonattainment area are a significant contributor to the PM10
nonattainment problem and has so notified the MPO and DOT) and of
NOx in an NO2 nonattainment area
will not be greater than baseline levels, by performing a regional emissions
analysis as follows:
(A) Determine the
baseline regional emissions of PM10 and PM10
precursors, where applicable (for PM10
nonattainment areas) and NOx (for
NO2 nonattainment areas) from highway and transit
sources. Baseline emissions are those estimated to have occurred during
calendar year 1990, unless the implementation plan revision required by 40 CFR
Part 51, subpart T defines the baseline emissions for a
PM10 area to be those occurring in a different calendar
year for which a baseline emissions inventory was developed for the purpose of
developing a control strategy implementation plan.
(B) Estimate the emissions of the applicable
pollutant(s) from the entire transportation system, including projects in the
transportation plan and TIP and all other regionally significant projects in
the nonattainment area, according to the requirements of Chapter 8, Section
4(dd). Emissions shall be
estimated for analysis years which are no more than ten years apart. The first
analysis year shall be no later than 1996 (for NO2
areas) or four years and six months following the date of designation (for
PM10 areas). The second analysis year shall be either
the attainment year for the area, or if the attainment year is the same as the
first analysis year or earlier, the second analysis year shall be at least five
years beyond the first analysis year. The last year of the transportation
plan's forecast period shall also be an analysis year.
(C) Demonstrate that for each analysis year
the emissions estimated in paragraph (iii)(B) of this section are no greater
than baseline emissions of PM10 and PM10
precursors, where applicable (for PM10
nonattainment areas) or NOx (for
NO2 nonattainment areas) from highway and transit
sources.
(z)
Criteria and Procedures: Interim Period Reductions for
PM10 and NO2 Areas (TIP).
(i) A TIP must contribute to emission
reductions or must not increase emissions in PM10 and
NO2 nonattainment areas. This criterion applies only
during the interim and transitional periods. It applies to the net effect on
emission of all projects contained in a new or revised TIP. This criterion may
be satisfied if the requirements of either paragraph (ii) or paragraph (iii) of
this section are met.
(ii)
Demonstrate that implementation of the plan and TIP and all other regionally
significant projects expected in the nonattainment area will contribute to
reductions in emissions of PM10 in a
PM10 nonattainment area (and transportation-related
precursors of PM10 in PM10
nonattainment areas if the EPA Regional Administrator or the Director of the
State air agency has made a finding that such precursor emissions from within
the nonattainment area are a significant contributor to the
PM10 nonattainment problem and has so notified the MPO
and DOT) and of NOx in an NO2
nonattainment area, by performing a regional emissions analysis as follows:
(A) Determine the analysis years for which
emissions are to be estimated, according to the requirements of Chapter 8,
Section 4(y)(ii)(A).
(B) Define for each of the analysis years the
'Baseline' scenario, as defined in Chapter 8, Section
4(w)(iii), and the 'Action'
scenario, as defined in Chapter 8, Section
4(w)(iv).
(C) Estimate the emissions predicted to
result in each analysis year from travel on the transportation systems defined
by the 'Baseline' and 'Action' scenarios as required by Chapter 8, Section
4(y)(ii)(C), and make the
demonstration required by Chapter 8, Section
4(y)(ii)(D).
(iii) Demonstrate that when the projects in
the transportation plan and TIP and all other regionally significant projects
expected in the area are implemented, the transportation system's total highway
and transit emissions of PM10 in a
PM10 nonattainment area (and transportation-related
precursors of PM10 in PM10
nonattainment areas if the EPA Regional Administrator or the Director of the
State air agency has made a finding that such precursor emissions from within
the nonattainment area are a significant contributor to the PM10
nonattainment problem and has so notified the MPO and DOT) and of
NOx in an NO2 nonattainment area
will not be greater than baseline levels, by performing a regional emissions
analysis as required by Chapter 8, Sections
4(y)(iii)(A)-(C).
(aa) Criteria and Procedures:
Interim Period Reductions for PM10 and
NO2 Areas (Project Not from a Plan and TIP). A
transportation project which is not from a conforming transportation plan and
TIP must contribute to emission reductions or must not increase emissions in
PM10 and NO2 nonattainment areas.
This criterion applies during the interim and transitional periods only. This
criterion is met if a regional emissions analysis is performed which meets the
requirements of Chapter 8, Section
4(y) and which includes the
transportation plan and project in the 'Action' scenario. If the project which
is not from a conforming transportation plan and TIP is a modification of a
project currently in the transportation plan or TIP, and Chapter 8, Section
4(y)(ii) is used to
demonstrate satisfaction of this criterion, the 'Baseline' scenario must
include the project with its original design concept and scope, and the
'Action' scenario must include the project with its new design concept and
scope.
(bb) Transition from the
Interim Period to the Control Strategy Period.
(i) Areas Which Submit a Control Strategy
Implementation Plan Revision After November 24, 1993.
(A) The transportation plan and TIP must be
demonstrated to conform according to transitional period criteria and
procedures by one year from the date the Clean Air Act requires submission of
such control strategy implementation plan revision. Otherwise, the conformity
status of the transportation plan and TIP will lapse, and no new project-level
conformity determinations may be made.
(I) The
conformity of new transportation plans and TIPs may be demonstrated according
to Phase II interim period criteria and procedures for 90 days following
submission of the control strategy implementation plan revision, provided the
conformity of such transportation plans and TIPs is redetermined according to
transitional period criteria and procedures as required in paragraph (i)(A) of
this section.
(II) Beginning 90
days after submission of the control strategy implementation plan revision, new
transportation plans and TIPs shall demonstrate conformity according to
transitional period criteria and procedures.
(B) If EPA disapproves the submitted control
strategy implementation plan revision and so notifies the State, MPO, and DOT,
which initiates the sanction process under Clean Air Act sections 179 or
110(m), the conformity status of the transportation plan and TIP shall lapse
120 days after EPA's disapproval, and no new project-level conformity
determinations may be made. No new transportation plan, TIP, or project6 may be
found to conform until another control strategy implementation plan revision is
submitted and conformity is demonstrated according to transitional period
criteria and procedures.
(C)
Notwithstanding paragraph (i)(B) of this section, if EPA disapproves the
submitted control strategy implementation plan revision but determines that the
control strategy contained in the revision would have been considered
approvable with respect to requirements for emission reductions if all
committed measures had been submitted in enforceable form as required by Clean
Air Act §110(a)(2)(A), the provisions of paragraph (i)(A) of this section
shall apply for 12 months following the date of disapproval. The conformity
status of the transportation plan and TIP shall lapse 12 months following the
date of disapproval unless another control strategy implementation plan
revision is submitted to EPA and found to be complete.
(ii) Areas Which Have Not Submitted a Control
Strategy Implementation Plan Revision.
(A)
For areas whose Clean Air Act deadline for submission of the control strategy
implementation plan revision is after November 24, 1993 and EPA has notified
the State, MPO, and DOT of the State's failure to submit a control strategy
implementation plan revision, which initiates the sanction process under Clean
Air Act sections 179 or 110(m):
(I) No new
transportation plans or TIPs may be found to conform beginning 120 days after
the Clean Air Act deadline; and
(II) The conformity status of the
transportation plan and TIP shall lapse one year after the Clean Air Act
deadline, and no new project-level conformity determinations may be
made.
(B) For areas whose
Clean Air Act deadline for submission of the control strategy implementation
plan was before November 24, 1993 and EPA has made a finding of failure to
submit a control strategy implementation plan revision, which initiates the
sanction process under Clean Air Act sections 179 or 110(m), the following
apply unless the failure has been remedied and acknowledged by a letter from
the EPA Regional Administrator:
(I) No new
transportation plans or TIPs may be found to conform beginning March 24, 1994;
and
(II) The conformity status of
the transportation plan and TIP shall lapse November 25, 1994, and no new
project-level conformity determinations may be made.
(III) Notwithstanding paragraphs (iii)(B)(I)
and (II) of this section, if EPA notes in its incompleteness finding that the
submittal would have been considered complete with respect to requirements for
emission reductions if all committed measures had been submitted in enforceable
form as required by Clean Air Act §110(a)(2)(A), the provisions of
paragraph (iv)(A) of this section shall apply for a period of 12 months
following the date of the incompleteness determination. The conformity status
of the transportation plan and TIP shall lapse 12 months following the date of
the incompleteness determination unless another control strategy implementation
plan revision is submitted to EPA and found to be complete.
(iv) Areas Which
Submitted a Control Strategy Implementation Plan Before November 24, 1993.
(A) The transportation plan and TIP must be
demonstrated to conform according to transitional period criteria and
procedures by November 25, 1994. Otherwise, their conformity status will lapse,
and no new project-level conformity determinations may be made.
(I) The conformity of new transportation
plans and TIPs may be demonstrated according to Phase II interim period
criteria and procedures until February 22, 1994, provided the conformity of
such transportation plans and TIPs is redetermined according to transitional
period criteria and procedures as required in paragraph (iv)(A) of this
section.
(II) Beginning February
22, 1994, new transportation plans and TIPs shall demonstrate conformity
according to transitional period criteria and procedures.
(B) If EPA has disapproved the most recent
control strategy implementation plan submission, the conformity status of the
transportation plan and TIP shall lapse March 24, 1994, and no new
project-level conformity determinations may be made. No new transportation
plans, TIPs, or projects may be found to conform until another control strategy
implementation plan revision is submitted and conformity is demonstrated
according to transitional period criteria and procedures.
(C) Notwithstanding paragraph (iv)(B) of this
section, if EPA has disapproved the submitted control strategy implementation
plan revision but determines that the control strategy contained in the
revision would have been considered approvable with respect to requirements for
emission reductions if all committed measures had been submitted in enforceable
form as required by Clean Air Act §110(a)(2)(A), the provisions of
paragraph (iv)(A) of this section shall apply for 12 months following November
24, 1993. The conformity status of the transportation plan and TIP shall lapse
12 months following November 24, 1993 unless another control strategy
implementation plan revision is submitted to EPA and found to be
complete.
(v) Projects.
If the currently conforming transportation plan and TIP have not been
demonstrated to conform according to transitional period criteria and
procedures, the requirements of paragraphs (v)(A) and (B) of this section must
be met.
(A) Before a FHWA/FTA project which is
regionally significant and increases single-occupant vehicle capacity (a new
general purpose highway on a new location or adding general purpose lanes) may
be found to conform, the State air agency must be consulted on how the
emissions which the existing transportation plan and TIPs conformity
determination estimates for the 'Action' scenario (as required by Chapter 8,
Sections 4(v)-(aa))
compare to the motor vehicle emissions budget in the implementation plan
submission or the projected motor vehicle emissions budget in the
implementation plan under development.
(B) In the event of unresolved disputes on
such project-level conformity determinations, the State air agency may escalate
the issue to the Governor consistent with the procedure in Chapter 8, Section
4(e), which applies for any
State air agency comments on a conformity determination.
(vi) Redetermination of Conformity of the
Existing Transportation Plan and TIP According to the Transitional Period
Criteria and Procedures.
(A) The
redetermination of the conformity of the existing transportation plan and TIP
according to transitional period criteria and procedures (as required by
paragraphs (i)(A) and (iv)(A) of this section) does not require new emissions
analysis and does not have to satisfy the requirements of Chapter 8, Sections
4(j) and (k) if:
(I) The control strategy implementation plan
revision submitted to EPA uses the MPO's modeling of the existing
transportation plan and TIP for its projections of motor vehicle emissions;
and
(II) The control strategy
implementation plan does not include any transportation projects which are not
included in the transportation plan and TIP.
(B) A redetermination of conformity as
described in paragraph (vi)(A) of this section is not considered a conformity
determination for the purposes of Chapter 8, Sections
4(d)(ii)(D) or (d)(iii)(D)
regarding the maximum intervals between conformity determinations. Conformity
must be determined according to all the applicable criteria and procedures of
Chapter 8, Section
4(i) within three years of
the last determination which did not rely on paragraph (vi)(A) of this
section.
(vii) Ozone
Nonattainment Areas.
(A) The requirements of
paragraph (ii)(A) of this section apply if a serious or above ozone
nonattainment area has not submitted the implementation plan revisions which
Clean Air Act §§182(c)(2)(A) and 182(c)(2)(B) require to be submitted
to EPA November 15, 1994, even if the area has submitted the implementation
plan revision which Clean Air Act §182(b)(1) requires to be submitted to
EPA November 15, 1993.
(B) The
requirements of paragraph (ii)(A) of this section apply if a moderate ozone
nonattainment area which is using photochemical dispersion modeling to
demonstrate the "specific annual reductions as necessary to attain" required by
Clean Air Act §182(b)(1), and which has permission from EPA to delay
submission of such demonstration until November 15, 1994, does not submit such
demonstration by that date. The requirements of paragraph (ii)(A) of this
section apply in this case even if the area has submitted the 15% emission
reduction demonstration required by Clean Air Act §182(b)(1).
(C) The requirements of paragraph (i) of this
section apply when the implementation plan revisions required by Clean Air Act
§§182(c)(2)(A) and 182(c)(2)(B) are submitted.
(viii) Nonattainment Areas Which Are Not
Required to Demonstrate Reasonable Further Progress and Attainment. If an area
listed in Chapter 8, Section
4(jj) submits a control
strategy implementation plan revision, the requirements of paragraphs (i) and
(v) of this section apply. Because the areas listed in Chapter 8, Section
4(jj) are not required to
demonstrate reasonable further progress and attainment and therefore have no
Clean Air Act deadline, the provisions of paragraph (ii) of this section do not
apply to these areas at any time.
(ix) Maintenance Plans. If a control strategy
implementation plan revision is not submitted to EPA but a maintenance plan
required by Clean Air Act §175 is submitted to EPA, the requirements of
paragraphs (i) or (iv) of this section apply, with the maintenance plan
submission treated as a "control strategy implementation plan revision" for the
purposes of those requirements.
(cc) Requirements for Adoption or Approval of
Projects by Recipients of Funds Designated Under Title 23 U.S.C. or the Federal
Transit Act. No recipient of Federal funds designated under Title 23 U.S.C. or
the Federal Transit Act shall adopt or approve a regionally significant highway
or transit project, regardless of funding source, unless there is a currently
conforming transportation plan and TIP consistent with the requirements of
Chapter 8, Section
4(n) and the requirements
of one of the following paragraphs (i) through (v) are met:
(i) The project comes from a conforming plan
and program consistent with the requirements of Chapter 8, Section
4(o);
(ii) The project is included in the regional
emissions analysis supporting the currently conforming TIPs conformity
determination, even if the project is not strictly "included" in the TIP for
the purposes of MPO project selection or endorsement, and the project's design
concept and scope have not changed significantly from those which were included
in the regional emissions analysis, or in a manner which would significantly
impact use of the facility;
(iii)
During the control strategy or maintenance period, the project is consistent
with the motor vehicle emissions budget(s) in the applicable implementation
plan consistent with the requirements of Chapter 8, Section
4(t);
(iv) During Phase II of the interim period,
the project contributes to emissions reductions or does not increase emissions
consistent with the requirements of Chapter 8, Section
4(x) (in ozone and CO
nonattainment areas) or Chapter 8, Section
4(aa) (in
PM10 and NO2 nonattainment
areas); or
(v) During the
transitional period, the project satisfies the requirements of both paragraphs
(iii) and (iv) of this section.
(dd) Procedures for Determining Regional
Transportation-Related Emissions.
(i) General
Requirements.
(A) The regional emissions
analysis for the transportation plan, TIP, or project not from a conforming
plan and TIP shall include all regionally significant projects expected in the
nonattainment or maintenance area, including FHWA/FTA projects proposed in the
transportation plan and TIP and all other regionally significant projects which
are disclosed to the MPO as required by Chapter 8, Section
4(e). Projects which are
not regionally significant are not required to be explicitly modeled, but VMT
from such projects must be estimated in accordance with reasonable professional
practice. The effects of TCMs and similar projects that are not regionally
significant may also be estimated in accordance with reasonable professional
practice.
(B) The emissions
analysis may not include for emissions reduction credit any TCMs which have
been delayed beyond the scheduled date(s) until such time as implementation has
been assured. If the TCM has been partially implemented and it can be
demonstrated that it is providing quantifiable emission reduction benefits, the
emissions analysis may include that emissions reduction credit.
(C) Emissions reduction credit from projects,
programs, or activities which require a regulation in order to be implemented
may not be included in the emissions analysis unless the regulation is already
adopted by the enforcing jurisdiction. Adopted regulations are required for
demand management strategies for reducing emissions which are not specifically
identified in the applicable implementation plan, and for control programs
which are external to the transportation system itself, such as tailpipe or
evaporative emission standards, limits on gasoline volatility, inspection and
maintenance programs, and oxygenated or reformulated gasoline or diesel fuel. A
regulatory program may also be considered to be adopted if an opt-in to a
Federally enforced program has been approved by EPA, if EPA has promulgated the
program (if the control program is a Federal responsibility, such as tailpipe
standards), or if the Clean Air Act requires the program without need for
individual State action and without any discretionary authority for EPA to set
its stringency, delay its effective date, or not implement the
program.
(D) Notwithstanding
paragraph (i)(C) of this section, during the transitional period, control
measures or programs which are committed to in an implementation plan
submission as described in Chapter 8, Sections
4(r)-(t), but
which has not received final EPA action in the form of a finding of
incompleteness, approval, or disapproval may be assumed for emission reduction
credit for the purpose of demonstrating that the requirements of Chapter 8,
Sections 4(r)-(t) are
satisfied.
(E) A regional emissions
analysis for the purpose of satisfying the requirements of Chapter 8, Sections
4(v)-(x) may
account for the programs in paragraph (i)(D) of this section, but the same
assumptions about these programs shall be used for both the 'Baseline' and
'Action' scenarios.
(ii)
Serious, Severe, and Extreme Ozone Nonattainment Areas and Serious Carbon
Monoxide Areas After January 1, 1995. Estimates of regional
transportation-related emissions used to support conformity determinations must
be made according to procedures which meet the requirements in paragraphs
(ii)(A) through (E) of this section.
(A) A
network-based transportation demand model or models relating travel demand and
transportation system performance to land-use patterns, population
demographics, employment, transportation infrastructure, and transportation
policies must be used to estimate travel within the metropolitan planning area
of the nonattainment area. Such a model shall possess the following attributes:
(I) The modeling methods and the functional
relationships used in the model(s) shall in all respects be in accordance with
acceptable professional practice, and reasonable for purposes of emission
estimation;
(II) The network-based
model(s) must be validated against ground counts for a base year that is not
more than 10 years prior to the date of the conformity determination. Land use,
population, and other inputs must be based on the best available information
and appropriate to the validation base year;
(III) For peak-hour or peak-period traffic
assignments, a capacity sensitive assignment methodology must be
used;
(IV) Zone-to-zone travel
times used to distribute trips between origin and destination pairs must be in
reasonable agreement with the travel times which result from the process of
assignment of trips to network links. Where use of transit currently is
anticipated to be a significant factor in satisfying transportation demand,
these times should also be used for modeling mode splits;
(V) Free-flow speeds on network links shall
be based on empirical observations;
(VI) Peak and off-peak travel demand and
travel times must be provided;
(VII) Trip distribution and mode choice must
be sensitive to pricing, where pricing is a significant factor, if the network
model is capable of such determinations and the necessary information is
available;
(VIII) The model(s) must
utilize and document a logical correspondence between the assumed scenario of
land development and use and the future transportation system for which
emissions are being estimated. Reliance on a formal land-use model is not
specifically required but is encouraged;
(IX) A dependence of trip generation on the
accessibility of destinations via the transportation system (including pricing)
is strongly encouraged but not specifically required, unless the network model
is capable of such determinations and the necessary information is
available;
(X) A dependence of
regional economic and population growth on the accessibility of destinations
via the transportation system is strongly encouraged but not specifically
required, unless the network model is capable of such determinations and the
necessary information is available; and
(XI) Consideration of emissions increases
from construction- related congestion is not specifically required.
(B) Highway Performance Monitoring
System (HPMS) estimates of vehicle miles traveled shall be considered the
primary measure of vehicle miles traveled within the portion of the
nonattainment or maintenance area and for the functional classes of roadways
included in HPMS, for urban areas which are sampled on a separate urban area
basis. A factor (or factors) shall be developed to reconcile and calibrate the
network-based model estimates of vehicle miles traveled in the base year of its
validation to the HPMS estimates for the same period, and these factors shall
be applied to model estimates of future vehicle miles traveled. In this
factoring process, consideration will be given to differences in the facility
coverage of the HPMS and the modeled network description. Departure from these
procedures is permitted with the concurrence of DOT and EPA.
(C) Reasonable methods shall be used to
estimate nonattainment area vehicle travel on off-network roadways within the
urban transportation planning area, and on roadways outside the urban
transportation planning area.
(D)
Reasonable methods in accordance with good practice must be used to estimate
traffic speeds and delays in a manner that is sensitive to the estimated volume
of travel on each roadway segment represented in the network model.
(E) Ambient temperatures shall be consistent
with those used to establish the emissions budget in the applicable
implementation plan. Factors other than temperatures, for example the fraction
of travel in a hot stabilized engine mode, may be modified after interagency
consultation according to Chapter 8, Section
4(e) if the newer estimates
incorporate additional or more geographically specific information or represent
a logically estimated trend in such factors beyond the period considered in the
applicable implementation plan.
(iii) Areas Which Are Not Serious, Severe, or
Extreme Ozone Nonattainment Areas or Serious Carbon Monoxide Areas, or Before
January 1, 1995.
(A) Procedures which satisfy
some or all of the requirements of paragraph (i) of this section shall be used
in all areas not subject to paragraph (i) of this section in which those
procedures have been the previous practice of the MPO.
(B) Regional emissions may be estimated by
methods which do not explicitly or comprehensively account for the influence of
land use and transportation infrastructure on vehicle miles traveled and
traffic speeds and congestion. Such methods must account for VMT growth by
extrapolating historical VMT or projecting future VMT by considering growth in
population and historical growth trends for vehicle miles traveled per person.
These methods must also consider future economic activity, transit
alternatives, and transportation system policies.
(iv) Projects Not from a Conforming Plan and
TIP in Isolated Rural Nonattainment and Maintenance Areas. This paragraph
applies to any nonattainment or maintenance area or any portion thereof which
does not have a metropolitan transportation plan or TIP and whose projects are
not part of the emissions analysis of any MPO's metropolitan transportation
plan or TIP (because the nonattainment or maintenance area or portion thereof
does not contain a metropolitan planning area or portion of a metropolitan
planning area and is not part of a Metropolitan Statistical Area or
Consolidated Metropolitan Statistical Area which is or contains a nonattainment
or maintenance area).
(A) Conformity
demonstrations for projects in these areas may satisfy the requirements of
Chapter 8, Section
4(t)(x)(aa) with one
regional emissions analysis which includes all the regionally significant
projects in the nonattainment or maintenance area (or portion
thereof).
(B) The requirements of
Chapter 8, Section
4(t) shall be satisfied
according to the procedures in Chapter 8, Section
4(t)(iii), with references
to the "transportation plan" taken to mean the statewide transportation
plan.
(C) The requirements of
Chapter 8, Sections
4(x) and (aa) which
reference "transportation plan" or "TIP" shall be taken to mean those projects
in the statewide transportation plan or statewide TIP which are in the
nonattainment or maintenance area (or portion thereof).
(D) The requirement of Chapter 8, Section
4(cc)(ii) shall be
satisfied if:
(I) The project is included in
the regional emissions analysis which includes all regionally significant
highway and transportation projects in the nonattainment or maintenance area
(or portion thereof) and supports the most recent conformity determination made
according to the requirements of Chapter 8, Sections
4(t)(x) or (aa) (as
modified by paragraphs (iv)(B) and (iv)(C) of this section), as appropriate for
the time period and pollutant; and
(II) The project's design concept and scope
have not changed significantly from those which were included in the regional
emissions analysis, or in a manner which would significantly impact use of the
facility.
(v)
PM10 From Construction-Related Fugitive Dust.
(A) For areas in which the implementation
plan does not identify construction-related fugitive
PM10 as a contributor to the nonattainment problem, the
fugitive PM10 emissions associated with highway and
transit project construction are not required to be considered in the regional
emissions analysis.
(B) In
PM10 nonattainment and maintenance areas with
implementation plans which identify construction-related fugitive
PM10 as a contributor to the nonattainment problem, the
regional PM10 emissions analysis shall consider
construction-related fugitive PM10 control measures in
the applicable implementation plan, and the dust-producing capacity of the
proposed activities.
(ee) Procedures for Determining Localized CO
and PM10 Concentrations (Hot-Spot Analysis).
(i) In the following cases, CO hot-spot
analyses must be based on the applicable air quality models, databases, and
other requirements specified in 40 CFR part 51, Appendix W ("Guideline on Air
Quality Models" (Revised 1988), supplement A (1987) and supplement B (1993),
EPA publication no. 450/2-78-027R), unless, after the interagency consultation
process described in Chapter 8, Section
4(e) and with the approval
of the EPA Regional Administrator, these models, databases, and other
requirements are determined to be inappropriate:
(A) For projects in or affecting locations,
areas, or categories of sites which are identified in the applicable
implementation plan as sites of current violation or possible current
violation;
(B) For those
intersections at Level-of-Service D, E, or F, or those that will change to
Level-of-Service D, E, or F because of increased traffic volumes related to a
new project in the vicinity;
(C)
For any project involving or affecting any of the intersections which the
applicable implementation plan identifies as the top three intersections in the
nonattainment or maintenance area based on the highest traffic
volumes;
(D) For any project
involving or affecting any of the intersections which the applicable
implementation plan identifies as the top three intersections in the
nonattainment or maintenance area based on the worst Level-of-Service;
and
(E) Where use of the
"Guideline" models is practicable and reasonable given the potential for
violations.
(ii) In cases
other than those described in paragraph (i) of this section, other quantitative
methods may be used if they represent reasonable and common professional
practice.
(iii) CO hot-spot
analyses must include the entire project, and may be performed only after the
major design features which will significantly impact CO concentrations have
been identified. The background concentration can be estimated using the ratio
of future to current traffic multiplied by the ratio of future to current
emission factors.
(iv)
PM10 hot-spot analysis must be performed for projects
which are located at sites at which violations have been verified by
monitoring, and at sites which have essentially identical vehicle and roadway
emission and dispersion characteristics (including sites near one at which a
violation has been monitored). The projects which require
PM10 hot-spot analysis shall be determined through the
interagency consultation process required in Chapter 8, Section
4(e). In
PM10 nonattainment and maintenance areas, new or
expanded bus and rail terminals and transfer points which increase the number
of diesel vehicles congregating at a single location require hot-spot analysis.
DOT may choose to make a categorical conformity determination on bus and rail
terminals or transfer points based on appropriate modeling of various terminal
sizes, configurations, and activity levels. The requirements of this paragraph
for quantitative hot-spot analysis will not take effect until EPA releases
modeling guidance on this subject and announces in the Federal
Register that these requirements are in effect.
(v) Hot-spot analysis assumptions must be
consistent with those in the regional emissions analysis for those inputs which
are required for both analyses.
(vi) PM10 or CO
mitigation or control measures shall be assumed in the hot-spot analysis only
where there are written commitments from the project sponsor and/or operator to
the implementation of such measures, as required by Chapter 8, Section
4(gg)(i).
(vii) CO and PM10
hot-spot analyses are not required to consider construction-related activities
which cause temporary increases in emissions. Each site which is affected by
construction-related activities shall be considered separately, using
established "Guideline" methods. Temporary increases are defined as those which
occur only during the construction phase and last five years or less at any
individual site.
(ff)
Using the Motor Vehicle Emissions Budget in the Applicable Implementation Plan
(or Implementation Plan Submission).
(i) In
interpreting an applicable implementation plan (or implementation plan
submission) with respect to its motor vehicle emissions budget(s), the MPO and
DOT may not infer additions to the budget(s) that are not explicitly intended
by the implementation plan (or submission). Unless the implementation plan
explicitly quantifies the amount by which motor vehicle emissions could be
higher while still allowing a demonstration of compliance with the milestone,
attainment, or maintenance requirement and explicitly states an intent that
some or all of this additional amount should be available to the MPO and DOT in
the emission budget for conformity purposes, the MPO may not interpret the
budget to be higher than the implementation plan's estimate of future
emissions. This applies in particular to applicable implementation plans (or
submissions) which demonstrate that after implementation of control measures in
the implementation plan:
(A) Emissions from
all sources will be less than the total emissions that would be consistent with
a required demonstration of an emissions reduction milestone;
(B) Emissions from all sources will result in
achieving attainment prior to the attainment deadline and/or ambient
concentrations in the attainment deadline year will be lower than needed to
demonstrate attainment; or
(C)
Emissions will be lower than needed to provide for continued
maintenance.
(ii) If an
applicable implementation plan submitted before November 24, 1993 demonstrates
that emissions from all sources will be less than the total emissions that
would be consistent with attainment and quantifies that "safety margin," the
State may submit a SIP revision which assigns some or all of this safety margin
to highway and transit mobile sources for the purposes of conformity. Such a
SIP revision, once it is endorsed by the Governor and has been subject to a
public hearing, may be used for the purposes of transportation conformity
before it is approved by EPA.
(iii)
A conformity demonstration shall not trade emissions among budgets which the
applicable implementation plan (or implementation plan submission) allocates
for different pollutants or precursors, or among budgets allocated to motor
vehicles and other sources, without a SIP revision or a SIP which establishes
mechanisms for such trades.
(iv) If
the applicable implementation plan (or implementation plan submission)
estimates future emissions by geographic subarea of the nonattainment area, the
MPO and DOT are not required to consider this to establish subarea budgets,
unless the applicable implementation plan (or implementation plan submission)
explicitly indicates an intent to create such subarea budgets for the purposes
of conformity.
(v) If a
nonattainment area includes more than one MPO, the SIP may establish motor
vehicle emissions budgets for each MPO, or else the MPOs must collectively make
a conformity determination for the entire nonattainment area.
(gg) Enforceability of Design
Concept and Scope and Project-Level Mitigation and Control Measures.
(i) Prior to determining that a
transportation project is in conformity, the MPO, other recipient of funds
designated under Title 23 U.S.C. or the Federal Transit Act, FHWA, or FTA must
obtain from the project sponsor and/or operator written commitments to
implement in the construction of the project and operation of the resulting
facility or service and project-level mitigation or control measures which are
identified as conditions for NEPA process completion with respect to local
PM10 or CO impacts. Before making conformity
determinations written commitments must also be obtained for project-level
mitigation or control measures which are conditions for making conformity
determinations for a transportation plan or TIP and included in the project
design concept and scope which is used in the regional emissions analysis
required by Chapter 8, Sections
4(r)-(t) and
Chapter 8, Sections (v)-(x) or used in the project-level hot-spot analysis
required by Chapter 8, Sections
4(p) and (u).
(ii) Project sponsors voluntarily committing
to mitigation measures to facilitate positive conformity determinations must
comply with the obligations of such commitments.
(iii) The implementation plan revision
required in 40 CFR Part 51, Subpart T shall provide that written commitments to
mitigation measures must be obtained prior to a positive conformity
determination, and that project sponsors must comply with such
commitments.
(iv) During the
control strategy and maintenance periods, if the MPO or project sponsor
believes the mitigation or control measure is no longer necessary for
conformity, the project sponsor or operator may be relieved of its obligation
to implement the mitigation or control measure if it can demonstrate that the
requirements of Chapter 8, Sections
4(p), (r), and (s) are
satisfied without the mitigation or control measure, and so notifies the
agencies involved in the interagency consultation process required under
Chapter 8, Section
4(e). The MPO and DOT must
confirm that the transportation plan and TIP still satisfy the requirements of
Chapter 8, Sections
4(r) and (s) and that the
project still satisfies the requirements of Chapter 8, Section
4(p), and therefore that
the conformity determinations for the transportation plan, TIP, and project are
still valid.
(hh) Exempt
Projects. Notwithstanding the other requirements of this subpart, highway and
transit projects of the types listed in Table 2 are exempt from the requirement
that a conformity determination be made. Such projects may proceed toward
implementation even in the absence of a conforming transportation plan and TIP.
A particular action of the type listed in Table 2 is not exempt if the MPO in
consultation with other agencies (see Chapter 8, Section
4(e)), the EPA, and the
FHWA (in the case of a highway project) or the FTA (in the case of a transit
project) concur that it has potentially adverse emissions impacts for any
reason. States and MPOs must ensure that exempt projects do not interfere with
TCM implementation.
Table 2. - Exempt Projects
SAFETY
Railroad/highway crossing
Hazard elimination program
Safer non-Federal-aid system roads
Shoulder improvements
Increasing sight distance
Safety improvement program
Traffic control devices and operating assistance other than
signalization projects
Railroad/highway crossing warning devices
Guardrails, median barriers, crash cushions
Pavement resurfacing and/or rehabilitation
Pavement marking demonstration
Emergency relief (23 U.S.C. 125)
Fencing
Skid treatments
Safety roadside rest areas
Adding medians
Truck climbing lanes outside the urbanized area
Lighting improvements
Widening narrow pavements or reconstructing bridges (no
additional travel lanes)
Emergency truck pullovers
MASS TRANSIT
Operating assistance to transit agencies
Purchase of support vehicles
Rehabilitation of transit
vehicles1
Purchase of office, shop, and operating equipment for
existing facilities
Purchase of operating equipment for vehicles (e.g., radios,
fareboxes, lifts, etc.)
Construction of renovation of power, signal, and
communications systems
Construction of small passenger shelters and information
kiosks
Reconstruction or renovation of transit buildings and
structures (e.g., rail or bus buildings,
storage and maintenance facilities, stations, terminals, and
ancillary structures)
Rehabilitation or reconstruction of track structures, track,
and trackbed in existing rights-of-way
Purchase of new buses and rail cars to replace existing
vehicles or for minor expansions of the
fleet1
Construction of new bus or rail storage/maintenance
facilities categorically excluded in 23 CFR 771
AIR QUALITY
Continuation of ride-sharing and van-pooling promotion
activities at current levels Bicycle and pedestrian facilities
OTHER
Specific activities which do not involve or lead directly to
construction, such as:
Planning and technical studies
Grants for training and research programs
Planning activities conducted pursuant to Titles 23 and 49
U.S.C.
Federal-aid systems revisions
Engineering to assess social, economic, and environmental
effects of the proposed action or
alternatives to that action
Noise attenuation
Advance land acquisitions ( 23 CFR Part 712 or 23 CFR Part
771)
Acquisition of scenic easements
Plantings, landscaping, etc.
Sign removal
Directional and informational signs
Transportation enhancement activities (except rehabilitation
and operation of historic
transportation buildings, structures, or facilities)
Repair of damage caused by natural disasters, civil unrest,
or terrorist acts, except projects
involving substantial functional, locational or capacity
changes
1In PM10
nonattainment or maintenance areas, such projects are exempt only if they are
in compliance with control measures in the applicable implementation
plan.
(ii) Projects Exempt
from Regional Emissions Analyses. Notwithstanding the other requirements of
this subpart, highway and transit projects of the types listed in Table 3 are
exempt from regional emissions analysis requirements. The local effects of
these projects with respect to CO or PM10 concentrations
must be considered to determine hot-spot analysis is required prior to making a
project-level conformity determination. These projects may then proceed to the
project development process even in the absence of a conforming transportation
plan and TIP. A particular action of the type listed in Table 3 is not exempt
from regional emissions analysis if the MPO in consultation with other agencies
(see Chapter 8, Section
4(e)), the EPA, and the
FHWA (in the case of a highway project) or the FTA (in the case of a transit
project) concur that it has potential regional impacts for any reason.
Table 3. - Projects Exempt from Regional Emissions
Analyses
Intersection channelization projects
Intersection signalization projects at individual
intersections
Interchange reconfiguration projects
Changes in vertical and horizontal alignment
Truck size and weight inspection stations
Bus terminals and transfer points
(jj) Special Provisions for Nonattainment
Areas Which Are Not Required to Demonstrate Reasonable Further Progress and
Attainment.
(i) Application. This section
applies in the following areas:
(A) Rural
transport ozone nonattainment areas;
(B) Marginal ozone areas;
(C) Submarginal ozone areas;
(D) Transitional ozone areas;
(E) Incomplete data ozone areas;
(F) Moderate CO areas with a design value of
12.7 ppm or less; and
(G) Not
classified CO areas.
(ii)
Default Conformity Procedures. The criteria and procedures in Chapter 8,
Sections 4(v)-(x) will
remain in effect throughout the control strategy period for transportation
plans, TIPs, and projects (not from a conforming plan and TIP) in lieu of the
procedures in Chapter 8, Sections
4(r)-(t), except
as otherwise provided in paragraph (iii) of this section.
(iii) Optional Conformity Procedures. The
State or MPO may voluntarily develop an attainment demonstration and
corresponding motor vehicle emissions budget like those required in areas with
higher nonattainment classifications. In this case, the State must submit an
implementation plan revision which contains that budget and attainment
demonstration. Once EPA has approved this implementation plan revision, the
procedures in Chapter 8, Sections
4(r)-(t) apply
in lieu of the procedures in Chapter 8, Sections
4(v)-(x).