Wyoming Administrative Code
Agency 010 - Agriculture, Dept. of
Sub-Agency 0005 - General Agency, Board or Commission Rules
Chapter 20 - SPECIAL PURPOSE DEPOSITORY INSTITUTIONS
Section 20-5 - Application
Universal Citation: WY Code of Rules 20-5
Current through September 21, 2024
(a) A special purpose depository institution shall be managed by not less than five (5) directors, consistent with W.S. 13-2-401. An institution shall maintain the following executive officers, or functional equivalents, to manage its operations:
(i) Chief executive
officer/president;
(ii) Chief
operations officer;
(iii) Chief
compliance officer;
(iv) Chief
financial officer;
(v) Chief
technology/information security officer; and
(vi) Any other officers deemed appropriate by
an institution.
(b) As used in W.S. 13-12-103(d) and this section, "principal operating headquarters" means the location where the chief executive officer of the special purpose depository institution and at least one (1) of the other officers listed in paragraphs (a)(ii) through (a)(v) of this section directs, controls and coordinates the activities of the institution for a majority of a calendar year.
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